1
Development of a comprehensive cell-free DNA (cfDNA) assay for early detection of multiple tumor types: The Circulating Cell-free Genome Atlas (CCGA) study Eric Klein 1 , Earl Hubbell 2 , Tara Maddala 2 , Alex Aravanis 2 , John F. Beausang 2 , Darya Filippova 2 , Samuel Gross 2 , Arash Jamshidi 2 , Kathryn Kurtzman 2 , Ling Shen 2 , Anton Valouev 2 , Oliver Venn 2 , Nan Zhang 2 , David A. Smith 3 , Timothy Yeatman 4 , Robert Tibshirani 5 , Mikkael Sekeres 1 , Richard Thomas Williams 2 * , Anne-Renee Hartman 2 , Michael Seiden 6 , Minetta C. Liu 7 1 Cleveland Clinic, Cleveland, OH. 2 GRAIL, Inc. Menlo Park, CA. 3 Compass Oncology, Vancouver, WA. 4 Gibbs Cancer Center and Research Institute, Spartanburg, SC. 5 Stanford University, Stanford, CA. 6 US Oncology Research, The Woodlands, TX. 7 Mayo Clinic, Rochester, MN. *Current affiliation: WuXi NextCODE INTRODUCTION ¡ The Circulating Cell-free Genome Atlas (CCGA) study (NCT02889978) is a prospective, multicenter, longitudinal, observational study for the development of a noninvasive assay for cancer detection (Figure 1) ¡ >12,000 of 15,000 planned participants enrolled (~70% cancer, 30% non- cancer) ¡ A preplanned case-control substudy is reported here BACKGROUND ¡ The majority of cancers are detected at advanced stages when treatment burden is high and cure rates are low 1 , thus early diagnosis is likely to improve survival and improve quality of life 2 ¡ The use of circulating cell-free DNA (cfDNA) for early cancer detection would require very high specificity in a screening population to avoid false positives and thus unnecessary workups and follow-up testing ¡ Available cfDNA-based tests for cancer are almost exclusively focused on detecting later-stage tumors, when ctDNA levels are high ¡ Additionally, there are few studies of people without cancer to define specificity in the intended use population 3,4 ¡ Tumor fraction in cfDNA is lower in early stage cancers versus later-stage cancers, and can be low even in some metastatic disease 5,6 ¡ High levels of technical and biological specificity near the molecular limit of detection will be required to detect low- prevalence cfDNA shed from cancer across large genomic regions with confidence ¡ This is especially true for a test aimed at detecting multiple cancers from a single blood draw METHODS ¡ Blood was prospectively collected (N=1,785) from 984 participants (pts, 878 with stage information) with newly- diagnosed, untreated cancer (20 tumor types, all stages) and 749 participants with no cancer diagnosis (controls) for plasma cfDNA extraction (Figure 2). ¡ Three prototype sequencing assays were performed: paired cfDNA and white blood cell (WBC) targeted sequencing (507 genes, 60,000X) for single nucleotide variants/indels, paired cfDNA and WBC whole-genome sequencing (WGS, 30X) for copy number variation, and cfDNA whole-genome bisulfite sequencing (WGBS, 30X) for methylation; WBC sequencing identified the contribution of clonal hematopoiesis (CH) (Figure 3). ¡ Informative features were extracted for each assay: support for somatic variants in genes, variation in read depth, and unusually methylated fragments, respectively. ML classifiers were independently trained on each feature type to estimate probability of cancer. For each assay, a classification model using 10-fold cross-validation was developed to avoid over- fitting to the training data and to discriminate cancer from controls. ¡ Sensitivity was estimated at 98% specificity after accounting for clonal hematopoiesis. 1,785 Clinically Locked 1,733 Clinically Evaluable 984 Cancer 878 with stage 580 Non-cancer 169 Non-cancer assay controls 52 (3%) excluded based on eligibility criteria 106 (6%) excluded due to missing stage 3 (<1%) excluded for other clinical reasons 49 (3%) excluded due to unevaluable assay data for one or more assays 169 (10%) non-cancer assay controls excluded 1,406 Analyzable with Assay Data 845 Cancer 539 with tumor tissue 561 Non-cancer Figure 2. 2,800 participants sampled for first case-control sub-study. The training set (N=1,785, depicted here) was used to develop classifiers of cancer versus non-cancer. Analysis followed a pre- specified statistical analysis plan, with clinical and assay data blinded to each other prior to lock. cfDNA WBC gDNA Targeted Methylation WGS Input Interference Final Features Targeted Classifier WGS Classifier Methylation Classifier Classifiers Tumor WGS WBC gDNA 507-gene panel 60,000X depth 3,000X unique coverage Bisulfite sequencing 30X depth 30X depth 30X depth Variants from WBCs SCNA signals from WBCs Aging Biological variation Non- synonymous SNVs/indels Somatic copy number Fragment- level CpG methylation status Tumor variants for comparison Figure 3. Ultra-Deep Prototype Sequencing Assays Used in CCGA to Comprehensively Characterize the Cancer-Specific cfDNA Signals. Blood samples (from all participants) Tissue samples (cancer only) B l (fr 15,000+ participants 70% with cancer 30% without 142 Active Sites Targeted sequencing (cfDNA, WBCs) Whole-genome sequencing (cfDNA, WBCs) Targeted and whole-genome bisulfite sequencing (cfDNA) Follow-up for 5 yrs All participants F o l A ll Whole-genome sequencing (tumor tissue) Participants with cancer: Data on treatment, recurrence, mortality Participants without cancer: Remain cancer-free or develop new cancer diagnosis, data on cancer status & treatment, mortality FPI: 08/2016; 12,292 enrolled; Target: Complete Enrollment of all 15,000 Participants in 2018 Whole-transcriptome sequencing (cfRNA) cfDNA = Cell-Free Deoxyribonucleic Acid; WBC = White Blood Cell; cfRNA = Cell-Free Ribonucleic Acid Figure 1. CCGA study design RESULTS Participant demographics ¡ Overall, the cancer and non-cancer groups were comparable with respect to age, sex, race/ ethnicity, and BMI (not shown) (Table 1) ¡ Participants with lung cancer tended to be older, and more were ever-smokers ¡ Stage distribution was consistent with the United States cancer incidence (SEER reference) (Table 2) Table 1. Participant demographics. Cancer Non- Cancer Breast Lung Prostate Colorectal Other* Total 410 127 74 51 322 580 Age, Mean ± SD 58 ± 13 67 ± 9 64 ± 8 60 ± 11 62 ± 12 60 ± 13 Sex (%) Female 100% 54% 0% 53% 59% 78% Race/Ethnicity (%) White, Non-Hispanic 86% 88% 82% 92% 85% 84% African American 8% 5% 12% <1% 6% 8% Hispanic, Asian, Other 6% 7% 6% 7% 9% 8% Smoking Status (%) Never-smoker 60% 15% 50% 63% 47% 57% Table 2. Stage distribution was consistent with SEER-observed United States distribution (https://seer.cancer.gov) Breast Lung Prostate Colorectal Other* Total (n) 410 127 74 51 322 Method of Dx (%) Dx by Screening 58% 18% 91% 29% 4% Overall Clinical Stage (%) 0** 12% <1% <1% 0% 2% I 41% 18% 23% 8% 27% II 31% 11% 66% 16% 16% III 12% 31% 4% 31% 18% IV 2% 37% 5% 37% 27% Non-Informative*** 2% 2% 1% 8% 10% *Other includes anorectal, bladder, cervical, esophageal, gastric, head & neck, hepatobiliary, lymphoma, melanoma, multiple myeloma, ovarian, pancreas, renal, thyroid, uterine, unknown primary/other. **DCIS/CIS. ***Staging information not available. Specificity ¡ Non-tumor WBC-matched cfDNA non-synonymous somatic variants (SNVs/indels) accounted for, on average: ¡ 3,633 of 3,724 (98%) of all variants in non-cancer group ¡ 5,996 of 8,501 (71%) in cancer group Clonal hematopoiesis of indeterminate potential (CHIP) is being presented in more detail in oral presentation 12003 ¡ Only 5 of 580 (<1%) samples from participants enrolled as non-cancer had a cancer-like signal across multiple assays ¡ With WGS, 8 of 575 non-cancer samples had somatic copy number alterations in cfDNA 4 were WBC-matched 4 were non-WBC-matched (<1% of all non-cancer samples) ¡ Two non-cancer participants with a cancer-like signal were subsequently diagnosed with cancer (ovarian, diagnosed two months after blood draw; endometrial, diagnosed three months after blood draw) This suggests that the few other cancer-like signals may also be due to undiagnosed cancer Sensitivity ¡ The assays were able to detect cancers with high mortality at early stages ¡ Cancers with the highest signal (>50% sensitivity overall) included anorectal, triple-negative breast cancer (see poster 536), colorectal, esophageal, head & neck, hepatobiliary, lung, lymphoma, ovarian, and pancreas (Figure 5) ¡ There were high biological signal (>50%) in cancers with high mortality (>50%, SEER reference) for which there are no standard-of-care screening paradigms or for which screening uptake is low 7 (Figure 6) ¡ These include esophageal, hepatobiliary, lung, ovarian, and pancreatic cancers ¡ Lung cancer and breast cancer are reported in more detail in late-breaking oral presentation LBA8501 and poster 536, respectively Figure 5. Sensitivity was reported at 98% specificity for stage I-III and stage IV, separately, across tumor types. A) Anorectal B) Bladder C) Breast D) Cervix Overall I-III N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity ¡ 14% stage I, 14% stage II, 71% stage III, 0% stage IV ¡ 20% stage I, 30% stage II, 10% stage III, 40% stage IV ¡ 48% stage I, 36% stage II, 14% stage III, 2% stage IV ¡ In TNBC, 57% sensitivity (95% CI: 42-71%) at 98% specificity (poster 536) ¡ 54% stage I, 23% stage II, 15% stage III, 8% stage IV ¡ 54% squamous cell carcinoma, 38% adenocarcinoma, 8% other E) Colorectal F) Esophageal G) Gastric H) Head & Neck Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity ¡ 9% stage I, 18% stage II, 33% stage III, 40% stage IV ¡ 8% stage I, 33% stage II, 38% stage III, 21% Stage IV ¡ 79% adenocarcinoma, 8% squamous cell carcinoma, 12% other ¡ 18% stage I, 36% stage II, 18% stage III, 27% stage IV ¡ 11% stage I, 16% stage II, 21% stage III, 53% stage IV I) Hepatobiliary J) Lung K) Lymphoma L) Melanoma Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity ¡ 0% stage I, 23% stage II, 15% stage III, 62% stage IV ¡ 19% stage I, 11% stage II, 32% stage III, 38% stage IV ¡ 18% stage I, 27% stage II, 27% stage III, 27% stage IV ¡ 60% stage I, 10% stage II, 10% stage III, 20% stage IV M) Multiple myeloma N) Ovarian O) Pancreas P) Prostate I-III N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity ¡ 46% stage I, 27% stage II, 27% stage III, 0% stage IV ¡ 10% stage I, 5% stage II, 43% stage III, 33% stage ¡ 65% serous carcinoma (of those, 91% high-grade, 9% missing), 6% granulosa, 29% other ¡ 8% stage I, 23% stage II, 8% stage III, 62% stage IV ¡ 22% stage I, 68% stage II, 4% stage III, 6% stage IV Q) Renal R) Thyroid S) Uterine Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity Overall I-III IV N 80% 60% 40% 20% 0% 100% Sensitivity at 98% Specificity ¡ 62% stage 1, 12% stage II, 12% stage III, 15% stage IV ¡ 54% stage I, 8% stage II, 15% stage III, 23% stage IV ¡ 92% papillary carcinoma, 8% medullary carcinoma ¡ 93% stage I, 4% stage II, 0% stage III, 4% stage IV ¡ 89% endometrioid adenocarcinoma, 4% serious carcinoma, 4% carcinosarcoma, 4% other “Other” and “Cancer of Unknown Primary” were excluded. Multiple myleoma was analyzed using a prior version of the training assays. Figure 6. High biological signal (>50% sensitivity overall on any assay) in typically unscreened cancers with high mortality (>50%, SEER). Sensitivity for Stage I-III and Stage IV at 98% specificity is reported in aggregate for esophageal, hepatobiliary, lung, ovarian, and pancreatic cancers. N 80% 60% 40% 20% 0% 100% 69% (62-75%) 54% (44-63%) 90% (81-96%) Methylation Score (Sensitivity [95% CI]) Sensitivity at 98% Specificity Overall I-III IV 198 117 81 CONCLUSIONS ¡ The CCGA study is a prospective, longitudinal cohort study of a representative and generalizable cohort with >12,000 of a planned 15,000 cancer and non-cancer participants enrolled ¡ A comprehensive set of sequencing assays (copy number, methylation, SNVs/indels) performed on peripheral blood generated large-scale, high-quality datasets that allowed discovery of cancer-specific features, and facilitated the development of prototype classifiers ¡ Data and analysis from the first training set (~1700 individuals) demonstrate: ¡ WBC derived copy number and SNVs are a significant source of signal that must be accounted for to obtain high specificity ¡ Some cancer-like signal in non-cancer participants was due to undiagnosed cancer ¡ Signals across assay features are highly correlated ¡ Strong biological signal in unscreened cancers with high mortality ¡ Signal observed in early-stage cancer across several tumor types ¡ This prototype cfDNA-based blood test detected multiple cancers at various stages with high specificity ¡ Supports that this approach is promising as a multi-cancer screening test, including for lethal unscreened cancers where stage shift can impact mortality ¡ Further assay and clinical development of a multi-cancer cfDNA test in an asymptomatic population is ongoing (NCT03085888) ¡ Due to limitations in assessing accuracy using the same dataset in which the classifiers are developed, classification models will be evaluated in the independent test set from this substudy References 1. American Cancer Society. Cancer Facts & Figures 2018 Atlanta, 2018 (2018). 2. Neal, R. D. et al. Is increased time to diagnosis and treatment in symptomatic cancer associated with poorer outcomes? Systematic review. Br J Cancer 112 Suppl 1, S92-107, doi:10.1038/bjc.2015.48 (2015). 3. Cree, I. A. et al. The evidence base for circulating tumour DNA blood-based biomarkers for the early detection of cancer: a systematic mapping review. BMC Cancer 17, 697, doi:10.1186/s12885-017-3693-7 (2017). 4. Cohen, J. D. et al. Detection and localization of surgically resectable cancers with a multi-analyte blood test. Science, doi:10.1126/ science.aar3247 (2018). 5. Lanman, R. B. et al. Analytical and Clinical Validation of a Digital Sequencing Panel for Quantitative, Highly Accurate Evaluation of Cell- Free Circulating Tumor DNA. PLoS One 10, e0140712, doi:10.1371/journal.pone.0140712 (2015). 6. Adalsteinsson, V. A. et al. Scalable whole-exome sequencing of cell-free DNA reveals high concordance with metastatic tumors. Nat Commun 8, 1324, doi:10.1038/s41467-017-00965-y (2017). 7. Jemal, A. & Fedewa, S. A. Lung Cancer Screening With Low-Dose Computed Tomography in the United States—2010 to 2015. JAMA Oncology 3, 1278-1281 (2017) Disclosures: E.K. is a consultant for GRAIL, Inc., GenomicHealth, and GenomeDx. E.H., T.M., A.A., J.F.B., D.F., S.G., A.J., K.K., L.S., A.V., O.V., N.Z., and A.-R.H. are employees of GRAIL, Inc. with options to hold stock in the company. A.J., and K.K. hold stock in Illumina. E.H. holds stock in ThermoFisher. R.T. is a consultant for GRAIL Inc. R.W. is a former employee of GRAIL with options to hold stock in the company, and is an employee of WuXi NextCODE with options to hold stock in the company. M.S. is an employee of McKesson Corporation with stock in the company. ©GRAIL, Inc., 2018. GRAIL is a registered trademark of GRAIL, Inc. All rights reserved. 2018 ASCO Annual Meeting June 1–5, 2018 Chicago, Illinois, USA Abstract 12021 #134

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Page 1: Abstract 12021 Development of a comprehensive cell ... - GRAIL · Development of a comprehensive cell-free DNA (cfDNA) assay for early detection of multiple tumor types: The Circulating

Development of a comprehensive cell-free DNA (cfDNA) assay for early detection of multiple tumor types: The Circulating Cell-free Genome Atlas (CCGA) studyEric Klein1, Earl Hubbell2, Tara Maddala2, Alex Aravanis2, John F. Beausang2, Darya Filippova2, Samuel Gross2, Arash Jamshidi2, Kathryn Kurtzman2, Ling Shen2, Anton Valouev2, Oliver Venn2, Nan Zhang2, David A. Smith3, Timothy Yeatman4, Robert Tibshirani5, Mikkael Sekeres1, Richard Thomas Williams2*, Anne-Renee Hartman2, Michael Seiden6, Minetta C. Liu7

1Cleveland Clinic, Cleveland, OH. 2GRAIL, Inc. Menlo Park, CA. 3Compass Oncology, Vancouver, WA. 4Gibbs Cancer Center and Research Institute, Spartanburg, SC. 5Stanford University, Stanford, CA. 6US Oncology Research, The Woodlands, TX. 7Mayo Clinic, Rochester, MN. *Current affiliation: WuXi NextCODE

INTRODUCTION ¡ The Circulating Cell-free

Genome Atlas (CCGA) study (NCT02889978) is a prospective, multi center, longitudinal, observational study for the development of a noninvasive assay for cancer detection (Figure 1)

¡ >12,000 of 15,000 planned participants enrolled (~70% cancer, 30% non-cancer)

¡ A preplanned case-control substudy is reported here

BACKGROUND ¡ The majority of cancers are detected at advanced stages when treatment burden is high and cure rates are low1, thus

early diagnosis is likely to improve survival and improve quality of life2

¡ The use of circulating cell-free DNA (cfDNA) for early cancer detection would require very high specificity in a screening population to avoid false positives and thus unnecessary workups and follow-up testing

¡ Available cfDNA-based tests for cancer are almost exclusively focused on detecting later-stage tumors, when ctDNA levels are high

¡ Additionally, there are few studies of people without cancer to define specificity in the intended use population3,4

¡ Tumor fraction in cfDNA is lower in early stage cancers versus later-stage cancers, and can be low even in some metastatic disease5,6

¡ High levels of technical and biological specificity near the molecular limit of detection will be required to detect low-prevalence cfDNA shed from cancer across large genomic regions with confidence

¡ This is especially true for a test aimed at detecting multiple cancers from a single blood draw

METHODS ¡ Blood was prospectively collected (N=1,785) from 984 participants (pts, 878 with stage information) with newly-

diagnosed, untreated cancer (20 tumor types, all stages) and 749 participants with no cancer diagnosis (controls) for plasma cfDNA extraction (Figure 2).

¡ Three prototype sequencing assays were performed: paired cfDNA and white blood cell (WBC) targeted sequencing (507 genes, 60,000X) for single nucleotide variants/indels, paired cfDNA and WBC whole-genome sequencing (WGS, 30X) for copy number variation, and cfDNA whole-genome bisulfite sequencing (WGBS, 30X) for methylation; WBC sequencing identified the contribution of clonal hematopoiesis (CH) (Figure 3).

¡ Informative features were extracted for each assay: support for somatic variants in genes, variation in read depth, and unusually methylated fragments, respectively. ML classifiers were independently trained on each feature type to estimate probability of cancer. For each assay, a classification model using 10-fold cross-validation was developed to avoid over-fitting to the training data and to discriminate cancer from controls.

¡ Sensitivity was estimated at 98% specificity after accounting for clonal hematopoiesis.

1,785 Clinically Locked

1,733 Clinically Evaluable984 Cancer� 878 with stage

580 Non-cancer169 Non-cancer assaycontrols

� 52 (3%) excluded based on eligibility criteria

� 106 (6%) excluded due to missing stage

� 3 (<1%) excluded for other clinical reasons

� 49 (3%) excluded due to unevaluable assay data for one or more assays

� 169 (10%) non-cancer assay controls excluded

1,406 Analyzable with Assay Data

845 Cancer

� 539 with tumor tissue

561 Non-cancer

Figure 2. 2,800 participants sampled for first case-control sub-study. The training set (N=1,785, depicted here) was used to develop classifiers of cancer versus non-cancer. Analysis followed a pre-specified statistical analysis plan, with clinical and assay data blinded to each other prior to lock.

cfD

NA

WB

C g

DN

ATargeted

Methylation

WGS

Input Interference Final Features

Targeted

Classifier

WGS

Classifier

Methylation

Classifier

Classifiers

Tum

or

WGS

WB

C g

DN

A

� 507-gene panel� 60,000X depth� 3,000X unique coverage

� Bisulfite sequencing� 30X depth

� 30X depth

� 30X depth

� Variants from WBCs

� SCNA signals from WBCs

� Aging� Biological variation

� Non- synonymous SNVs/indels

� Somatic copy number

� Fragment- level CpG methylation status

� Tumor variants for comparison

Figure 3. Ultra-Deep Prototype Sequencing Assays Used in CCGA to Comprehensively Characterize the Cancer-Specific cfDNA Signals.

Blood samples

(from all participants)

Tissue samples

(cancer only)

Bl

(fr

15,000+ participants

70% with cancer

30% without

142 Active Sites

Targeted sequencing (cfDNA, WBCs)

Whole-genome sequencing (cfDNA, WBCs)

Targeted and whole-genome bisulfite sequencing (cfDNA)

Follow-up for 5 yrs

All participants

Fol

All

Whole-genome sequencing (tumor tissue)

Participants with cancer: Data on treatment, recurrence, mortality

Participants without cancer: Remain cancer-free or developnew cancer diagnosis, data on cancer status & treatment, mortality

FPI: 08/2016; 12,292 enrolled; Target: Complete Enrollment of all 15,000 Participants in 2018

Whole-transcriptome sequencing (cfRNA)

cfDNA = Cell-Free Deoxyribonucleic Acid; WBC = White Blood Cell; cfRNA = Cell-Free Ribonucleic Acid

Figure 1. CCGA study design

RESULTSParticipant demographics

¡ Overall, the cancer and non-cancer groups were comparable with respect to age, sex, race/ethnicity, and BMI (not shown) (Table 1)

¡ Participants with lung cancer tended to be older, and more were ever-smokers

¡ Stage distribution was consistent with the United States cancer incidence (SEER reference) (Table 2)

Table 1. Participant demographics.

Cancer Non-CancerBreast Lung Prostate Colorectal Other*

Total 410 127 74 51 322 580

Age, Mean ± SD 58 ± 13 67 ± 9 64 ± 8 60 ± 11 62 ± 12 60 ± 13

Sex (%)

Female 100% 54% 0% 53% 59% 78%

Race/Ethnicity (%)

White, Non-Hispanic 86% 88% 82% 92% 85% 84%

African American 8% 5% 12% <1% 6% 8%

Hispanic, Asian, Other 6% 7% 6% 7% 9% 8%

Smoking Status (%)

Never-smoker 60% 15% 50% 63% 47% 57%

Table 2. Stage distribution was consistent with SEER-observed United States distribution (https://seer.cancer.gov)

Breast Lung Prostate Colorectal Other*

Total (n) 410 127 74 51 322

Method of Dx (%)

Dx by Screening 58% 18% 91% 29% 4%

Overall Clinical Stage (%)

0** 12% <1% <1% 0% 2%

I 41% 18% 23% 8% 27%

II 31% 11% 66% 16% 16%

III 12% 31% 4% 31% 18%

IV 2% 37% 5% 37% 27%

Non-Informative*** 2% 2% 1% 8% 10%

*Other includes anorectal, bladder, cervical, esophageal, gastric, head & neck, hepatobiliary, lymphoma, melanoma, multiple myeloma, ovarian, pancreas, renal, thyroid, uterine, unknown primary/other. **DCIS/CIS. ***Staging information not available.

Specificity ¡ Non-tumor WBC-matched cfDNA non-synonymous somatic variants (SNVs/indels) accounted

for, on average:

¡ 3,633 of 3,724 (98%) of all variants in non-cancer group

¡ 5,996 of 8,501 (71%) in cancer group

� Clonal hematopoiesis of indeterminate potential (CHIP) is being presented in more detail in oral presentation 12003

¡ Only 5 of 580 (<1%) samples from participants enrolled as non-cancer had a cancer-like signal across multiple assays

¡ With WGS, 8 of 575 non-cancer samples had somatic copy number alterations in cfDNA

� 4 were WBC-matched

� 4 were non-WBC-matched (<1% of all non-cancer samples)

¡ Two non-cancer participants with a cancer-like signal were subsequently diagnosed with cancer (ovarian, diagnosed two months after blood draw; endometrial, diagnosed three months after blood draw)

� This suggests that the few other cancer-like signals may also be due to undiagnosed cancer

Sensitivity ¡ The assays were able to detect cancers with high mortality at early stages

¡ Cancers with the highest signal (>50% sensitivity overall) included anorectal, triple-negative breast cancer (see poster 536), colorectal, esophageal, head & neck, hepatobiliary, lung, lymphoma, ovarian, and pancreas (Figure 5)

¡ There were high biological signal (>50%) in cancers with high mortality (>50%, SEER reference) for which there are no standard-of-care screening paradigms or for which screening uptake is low7 (Figure 6)

¡ These include esophageal, hepatobiliary, lung, ovarian, and pancreatic cancers

¡ Lung cancer and breast cancer are reported in more detail in late-breaking oral presentation LBA8501 and poster 536, respectively

Figure 5. Sensitivity was reported at 98% specificity for stage I-III and stage IV, separately, across tumor types.

A) Anorectal B) Bladder C) Breast D) Cervix

Overall

I-III

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

¡ 14% stage I, 14% stage II, 71% stage III, 0% stage IV

¡ 20% stage I, 30% stage II, 10% stage III, 40% stage IV

¡ 48% stage I, 36% stage II, 14% stage III, 2% stage IV

¡ In TNBC, 57% sensitivity (95% CI: 42-71%) at 98% specificity (poster 536)

¡ 54% stage I, 23% stage II, 15% stage III, 8% stage IV

¡ 54% squamous cell carcinoma, 38% adenocarcinoma, 8% other

E) Colorectal F) Esophageal G) Gastric H) Head & Neck

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

¡ 9% stage I, 18% stage II, 33% stage III, 40% stage IV

¡ 8% stage I, 33% stage II, 38% stage III, 21% Stage IV

¡ 79% adenocarcinoma, 8% squamous cell carcinoma, 12% other

¡ 18% stage I, 36% stage II, 18% stage III, 27% stage IV

¡ 11% stage I, 16% stage II, 21% stage III, 53% stage IV

I) Hepatobiliary J) Lung K) Lymphoma L) Melanoma

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

¡ 0% stage I, 23% stage II, 15% stage III, 62% stage IV

¡ 19% stage I, 11% stage II, 32% stage III, 38% stage IV

¡ 18% stage I, 27% stage II, 27% stage III, 27% stage IV

¡ 60% stage I, 10% stage II, 10% stage III, 20% stage IV

M) Multiple myeloma N) Ovarian O) Pancreas P) Prostate

I-III

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

¡ 46% stage I, 27% stage II, 27% stage III, 0% stage IV

¡ 10% stage I, 5% stage II, 43% stage III, 33% stage

¡ 65% serous carcinoma (of those, 91% high-grade, 9% missing), 6% granulosa, 29% other

¡ 8% stage I, 23% stage II, 8% stage III, 62% stage IV

¡ 22% stage I, 68% stage II, 4% stage III, 6% stage IV

Q) Renal R) Thyroid S) Uterine

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

Overall

I-III

IV

N

80%60%40%20%0% 100%Sensitivity at 98% Specificity

¡ 62% stage 1, 12% stage II, 12% stage III, 15% stage IV

¡ 54% stage I, 8% stage II, 15% stage III, 23% stage IV

¡ 92% papillary carcinoma, 8% medullary carcinoma

¡ 93% stage I, 4% stage II, 0% stage III, 4% stage IV

¡ 89% endometrioid adenocarcinoma, 4% serious carcinoma, 4% carcinosarcoma, 4% other

“Other” and “Cancer of Unknown Primary” were excluded. Multiple myleoma was analyzed using a prior version of the training assays.

Figure 6. High biological signal (>50% sensitivity overall on any assay) in typically unscreened cancers with high mortality (>50%, SEER). Sensitivity for Stage I-III and Stage IV at 98% specificity is reported in aggregate for esophageal, hepatobiliary, lung, ovarian, and pancreatic cancers.

N

80%60%40%20%0% 100%

69% (62-75%)

54% (44-63%)

90% (81-96%)

Methylation Score(Sensitivity [95% CI])

Sensitivity at 98% Specificity

Overall

I-III

IV

198

117

81

CONCLUSIONS ¡ The CCGA study is a prospective, longitudinal cohort study of a representative and

generalizable cohort with >12,000 of a planned 15,000 cancer and non-cancer participants enrolled

¡ A comprehensive set of sequencing assays (copy number, methylation, SNVs/indels) performed on peripheral blood generated large-scale, high-quality datasets that allowed discovery of cancer-specific features, and facilitated the development of prototype classifiers

¡ Data and analysis from the first training set (~1700 individuals) demonstrate: ¡ WBC derived copy number and SNVs are a significant source of signal that must be

accounted for to obtain high specificity ¡ Some cancer-like signal in non-cancer participants was due to undiagnosed cancer ¡ Signals across assay features are highly correlated ¡ Strong biological signal in unscreened cancers with high mortality ¡ Signal observed in early-stage cancer across several tumor types

¡ This prototype cfDNA-based blood test detected multiple cancers at various stages with high specificity

¡ Supports that this approach is promising as a multi-cancer screening test, including for lethal unscreened cancers where stage shift can impact mortality

¡ Further assay and clinical development of a multi-cancer cfDNA test in an asymptomatic population is ongoing (NCT03085888)

¡ Due to limitations in assessing accuracy using the same dataset in which the classifiers are developed, classification models will be evaluated in the independent test set from this substudy

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Disclosures: E.K. is a consultant for GRAIL, Inc., GenomicHealth, and GenomeDx. E.H., T.M., A.A., J.F.B., D.F., S.G., A.J., K.K., L.S., A.V., O.V., N.Z., and A.-R.H. are employees of GRAIL, Inc. with options to hold stock in the company. A.J., and K.K. hold stock in Illumina. E.H. holds stock in ThermoFisher. R.T. is a consultant for GRAIL Inc. R.W. is a former employee of GRAIL with options to hold stock in the company, and is an employee of WuXi NextCODE with options to hold stock in the company. M.S. is an employee of McKesson Corporation with stock in the company.

©GRAIL, Inc., 2018. GRAIL is a registered trademark of GRAIL, Inc. All rights reserved.

2018 ASCO Annual MeetingJune 1–5, 2018Chicago, Illinois, USA

Abstract 12021#134