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    Design of Clinical Trials of

    Antibiotic Therapy for Acute Otitis

    Media

    Colin D. Marchant, M.D.

    Boston University School of Medicine

    and

    Tufts University School of Medicine

    FDA Anti-Infective Drugs Advisory Committee Meeting, November 7, 2001

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    Outcomes in Trials of

    Antibacterial Drugs for AOM

    Clinical: Symptomatic improvement, or

    symptomatic & otoscopic improvement, etc.

    Bacteriologic: eradication of bacteria Bacteriologic/Clinical: Clinical improvement

    plus eradication of bacteria in clinical

    failures

    During Therapy

    End of Therapy

    After Therapy

    Choice of Outcome

    Timing of Outcome

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    Timing of Clinical Outcomes in Trials of

    Antibiotic Therapy for Acute Otitis Media

    Antibiotic Therapy Post Antibiotic Therapy

    48-72 Hrs

    Day 4-6

    End of Therapy

    Day 10-12 Day 28-30

    Test of Cure

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    Effect of Antibiotic Treatment

    on Earache in Severe AOM

    1 2 3 4 5

    Mean

    Pain

    Score

    1.0 PlaceboPenicillin

    Mygind et al

    Clin Otolaryngol

    1981;6:5

    Day

    *

    *

    * p < 0.01

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    Treatment of Severe AOM

    % initial treatment failure

    Placebo &Myringotomy

    Amoxicillin &Myringotomy

    N=34 N=96 N=156

    23.5% ** 11.5% 9.6% **

    ** P< 0.01 Kaleida, et al. Pediatric s, 1991

    Amoxicillin

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    Amoxicillin vs Placebo

    for Non-severe AOM

    Kaleida et. al. Pediatrics 1991;87:466

    AmoxN=522

    PlaceboN=527

    P-Value

    Initial Rx Failure 3.9% 7.7% 0.009

    Effusion 2 wks 46.9% 62.5%

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    Bacteriology of Clinical Recurrences of AOM

    1 Month After Completion of Treatment

    0%

    20%

    40%

    60%

    80%

    100%

    Days 1-7 Days 8-14 Days 15-21 Days 22-28

    Bacteriologic Relapses New Infections

    from Leibowitz et al ICCAC Abstract #1968, Sept 2000

    Relapses vs New Infections determined forStreptococcus pneumon iaeby

    PFGE and serotyping, and forHaemoph i lus inf luenzaeby beta-lactamase

    production

    N=39 N=34 N=21 N=9

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    Clinical Recurrences of Acute

    Otitis Media After Therapy

    Not reduced by prior antibiotic therapy

    (Kaleida et al, etc)

    Common in patients with eradication of

    the initial pathogen (Leibowitz, Carlin,

    DelBaccaro)

    New infections more common than

    relapses (Leibowitz, Carlin, DelBaccaro)

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    Correlation of Bacteriologic and Clinical

    Outcomes in Acute Otitis Media after 3-6

    days of Antibiotic Therapy

    ClinicalSuccess

    93%

    Clinical

    Failure

    7%

    ClinicalSuccess

    62%

    Clinical

    Failure

    38%

    Bacteria Eradicated

    from the Middle Ear

    Bacteria Persist

    in the Middle Ear

    P = 0.001

    Carlin et al. Pediatr 1991; 118:178

    N=253 N=40

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    Early eradication of pathogens from middle ear fluid

    during antibiotic treatment of acute otitis media is

    associated with improved clinical outcome

    Bacteriologic Failures

    Culture (+) n = 57

    Dagan et al, PIDJ 17; 776-82, 1998.

    Cure

    36 (63%)

    Failure

    21 (37%)Cure

    64 (97%)

    Failure

    2 (3%)

    N = 123

    Bacteriologic Success

    Culture (-) n = 66

    Clinical status

    from day 4-6

    to day 10

    Culture result

    on day 4-5

    Note: 91% of the clinical failures were culture (+) on day 4-5

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    Clinical Success Rates in Acute

    Otitis Media

    * P=0.001, ** P=0.013Marchant CD et. al. J Pediatr 1992;120:72

    Bacteriologic Success 236/253 (93.2%)

    Bacteriologic Failure 25/40 (62.5%)

    Non-Bacterial AOM 124/155 (80.0%)

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    The Pollyanna PhenomenonMeasuring the Efficacy of Anti-bacterial Drugs in

    Acute Otitis Media

    20

    30

    40

    50

    60

    70

    8090

    100

    E

    fficacy%

    Marchant CD, et al J Pediatr 1992;120:72

    Bacteriologic

    Efficacy

    Clinical

    Efficacy

    Poor drugs look better

    than they really are

    Excellent drugs appears

    worse than they really are

    Placebo

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    The Pollyanna PhenomenonMeasuring the Efficacy of Anti-bacterial Drugs in

    Acute Otitis Media

    20

    30

    40

    50

    60

    70

    8090

    100

    E

    fficacy%

    Marchant CD, et al J Pediatr 1992;120:72

    Bacteriologic

    Efficacy

    Clinical

    Efficacy

    Poor drugs look better

    than they really are

    Excellent drugs appear

    worse than they really are

    Placebo

    Clinical Efficacy

    in Bacterial AOM

    Drugs appear, and are equal

    Sample Sizes Required to Detect Differences Between Antibacterial

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    Sample Sizes Required to Detect Differences Between Antibacterial

    Drugs for Acute Otitis Media (AOM): Comparison of Bacteriologic

    Versus Clinical Outcomes in a Trial of 2 Drugs With Varying

    Bacteriologic Efficacy (Half the patients would be in each arm of a

    study)

    0

    2000

    4000

    6000

    8000

    10000

    12000

    14000

    16000

    30 40 50 60 70 80

    Bacteriologic efficacy of drug A when compared with

    drug B with 90% bacteriologic efficacy

    Numberofpatien

    tsrequired

    Bacteriologic

    diagnosis and

    outcome

    Bacteriologicdiagnosis/clinical

    outcome

    Clinical diagnosis

    and outcome

    Measuring the comparative efficacy of antibacterial agents for acute otitis media: The

    Pollyanna Phenomenon. Colin D. Marchant, Susan A. Carlin, Candice E. Johnson, and Paul A.

    Shurin. J Pediatr ics1992;120: 72-77.

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    Parameters Used in Sample Size

    Calculations

    Significance level = 0.05

    Power = 0.90

    Inverse sine method

    All sample sizes are for a 2-limbed

    trial with half of subjects in each limb

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    Standard Bacteriologic

    Efficacy

    Good Drug 90%

    Fair Drug 70%

    Poor Drug 50%

    Tap Water 30%

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    Sample Sizes Required to Detect Differences Between an

    Antibacterial Drug with 90% Bacteriologic Efficacy and Drugs with

    Fair Efficacy (70%), Poor Efficacy (50%), or Tap water (30%) in

    Clinical Trials of Acute Otitis Media

    0

    200

    400

    600

    800

    1000

    1200

    1400

    1600

    1800

    2000

    Tap Water

    (30%)

    Poor Drug

    (50%)

    Fair Drug

    (70%)

    Numberofpatientsrequired Bacteriologic

    diagnosis andoutcome

    SymptomaticResponse

    BacterialDiagnosis and

    Clinical Outcome

    Marchant et al J Pediatr ics1992;120: 72-77

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    Sample Size Calculations for

    Clinical Outcomes

    Standard BacteriologicEfficacy

    Kaleidaet al % Effusion-free

    *

    Good Drug 90% Amoxicillin 53.1%

    Fair Drug 70% 47.9%

    Poor Drug 50% 42.7%

    Tap Water 30% Placebo 37.5%

    * White = Actual Data Yellow = Extrapolated Data

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    Sample Sizes Required to Detect Differences Between an

    Antibacterial Drug with 90% Bacteriologic Efficacy and Drugs with

    No Efficacy (30%) Poor Efficacy (50%), Poor Efficacy (70%), or in

    Clinical Trials of Acute Otitis Media

    0

    200

    400

    600

    800

    1000

    1200

    1400

    1600

    1800

    2000

    Tap Water

    (30%)

    Poor Drug

    (50%)

    Fair Drug

    (70%)

    Numberofpatients

    required

    Bacteriologicdiagnosis andoutcome

    Symptomatic Failure

    in Severe AOM **

    Middle Ear Effusionat 14 Days in Non-severe OM

    Symptomatic Failure

    in Non-Severe AOM

    Bacteriologic Outcomes from Marchant et al J Pediatr ics1992;120: 72-77

    Clinical Outcomes based on Kaleida et al Pediatrics 1991;87:466

    ** compared with

    myringotomy

    not placebo

    B t i l i S t ti d T t f C ** O t

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    Bacteriologic, Symptomatic and Test of Cure ** Outcomes

    in Trials of Antibacterial Therapy in Acute Otitis Media

    20

    30

    40

    50

    60

    70

    80

    90

    100

    Efficacy(%)

    Recurrence rate5% 10% 15% 20% 25% 30%

    Bacteriologic Outcome

    Symptomatic Outcome During Therapy

    ** Test of Cure = symptomatic failures during therapy + clinical recurrences after therapy

    Based on data from: Marchant CD et al 1992;120:72 & Kaleida et al Pediatrics 1991;87:466

    Drugs appear worse than they really are

    Drugs appear better than they really are

    Placebo

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    Sample Sizes Required to Detect Differences Between an

    Antibacterial Drug with 90% Bacteriologic Efficacy and Drugs with

    Fair Efficacy (70%), Poor Efficacy (50%), or Tap water (30%) in

    Clinical Trials of Acute Otitis Media

    0

    200

    400

    600

    800

    1000

    1200

    1400

    1600

    1800

    2000

    Tap Water

    (30%)

    Poor Drug

    (50%)

    Fair Drug

    (70%)

    Numberofpatientsrequired

    Bacteriologicdiagnosis andoutcomeSymptomaticResponse

    Test of cure with 10%recurrence rate

    Test of cure with 20%recurrence rate

    Test of cure with30% recurrence rate

    Bacteriologic and Symptomatic Outcomes from Marchant et al J Pediatr ics1992;120: 72-77

    Test of cure assumes no effect of antibiotics on recurrence rates as demonstrated by Kaleida et alPediatrics 1991;87:466

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    Timing of Outcomes in Trials Correlating

    Clinical and Bacterriologic Endpoints in

    Acute Otitis Media

    Antibiotic Therapy Post Antibiotic Therapy

    Day 4-6 End of Therapy

    Day 10-12

    Dagan et al

    Carlin/

    Marchant

    et al

    Carlin et al J Pediatr 1991;118:178

    Marchant et al J Pediatr 1992;120:72Dagan et al Pediatr Infect Dis J 1998;17:776

    B t i l AOM B t i l i B t i l i /Cli i l

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    Bacterial AOM: Bacteriologic, Bacteriologic/Clinical

    and Clinical Outcomes

    (Double Tap, Tap and Tap of Clinical Failures, and Single Tap

    with Clinical End of Therapy and Test of Cure Outcomes)

    20

    30

    40

    50

    60

    70

    80

    90

    100

    Effic

    acy

    %

    Bacteriologic

    Efficacy

    Bacteriologic

    Outcome if Clinical

    Failure Day 4-10

    End of Therapy

    Clinical

    Outcome

    Excellent drugs

    appear worse than

    they really are

    Poor drugs

    look better than

    they really are

    PlaceboBased on Dagan et al. Pediatr Infect Dis J 1998;17:776.

    Drugs appear,and are equal

    Test of Cure

    Clinical

    Outcome

    S l Si R i d t D t t Diff B t

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    Sample Sizes Required to Detect Differences Between an

    Antibacterial Drug with 90% Bacteriologic Efficacy and Drugs with

    No Efficacy (30%) Poor Efficacy (50%), Fair Efficacy (70%), in

    Clinical Trials of Bacterial AOM (Tympanocentesis Trials)

    0

    200

    400

    600

    800

    1000

    1200

    1400

    1600

    1800

    2000

    Tap Water

    (30%)

    Poor Drug

    (50%)

    Fair Drug

    (70%)

    Numberofpatients

    required

    BacteriologicOutcome - "DoubleTap"

    BacteriologicOutcome in ClinicalFailures - " Tap &Tap of Failures"

    Clinical Failure inBacterial AOM -Initial Tap Only

    Test of Cure inBacterial AOM -Initial Tap Only -Recurrence Rate15%

    Based on Dagan et al Pediatr Infect Dis 1998;17:776

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    Clinical Impact of Drug Efficacy

    StandardBacteriologic

    Efficacy

    Number of children withpersistent symptoms on day

    3-6 who otherwise would beasymptomatic for eachmillion prescriptions

    Perfect Drug 100% 0

    Good Drug 90% 20,000

    Fair Drug 70% 60,000

    Poor Drug 50% 100,000

    Tap Water 30% 140,000

    Based on Marchant et al J. Pediatr 1992;120:72

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    Clinical Trial Sizes to Distinguish Between Drugs

    with 90% and 30% Bacteriologic Efficacy

    The Tap Water Standard

    OutcomeReference usedfor calculations

    # SubjectsAnalyzed

    # SubjectsRecruited

    Bacteriologic Double Tap Howie 1972Marchant 1992

    30 40

    Bacteriologic in Clinical FailuresTap & Tap of Failures

    Dagan1998

    52 70

    Clinical at End of Therapy Dagan1998

    146 195

    Symptomatic Response 3-6 Days Carlin1991

    234 312

    Test of Cure Outcome with 15%Clinical Recurrence Rate

    Dagan1998

    248 331

    Study Designs: Initial Bacteriologic Diagnosis:

    * Assumes bacteria are isolated from 75% of AOM cases

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    Clinical Trial Sizes to Distinguish Between Drugs

    with 90% and 30% Bacteriologic Efficacy

    The Tap Water Standard

    OutcomeReferences Used for

    Calculations# Subjects Recruited &

    Analyzed

    Initial Treatment Failure in

    Severe AOM (vs Myringotomy)

    Kaleida 1991

    Marchant 1992

    356

    Clinical Resolution 7-14 Days(Meta-analysis)

    Rosenfeld 510

    Middle Ear Effusion at End ofTherapy

    Kaleida 1991Marchant 1992

    526

    Clinical Outcome at 3-5 Days Marchant 1992 542

    Test of Cure Outcome with a20% Clinical Recurrence Rate

    Marchant 1992Kaleida 1991

    854

    Initial Treatment Failure inNon-Severe AOM Kaleida 1991Marchant 1992 1914

    Trial Designs - No Tympanocentesis:

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    Clinical Trial Sizes to Distinguish Between Drugs

    with 90% and 50% Bacteriologic Efficacy

    The Poor Drug Standard

    OutcomeReference usedfor calculations

    # SubjectsAnalyzed

    # SubjectsRecruited

    Bacteriologic Double Tap Howie 1972Marchant 1992

    62 83

    Bacteriologic in Clinical FailuresTap & Tap of Failures

    Dagan1998

    210 280

    Clinical at End of Therapy Dagan1998

    278 371

    Symptomatic Response 3-6 Days Carlin1991

    466 622

    Test of Cure Outcome with 15%Clinical Recurrence Rate

    Dagan1998

    528 704

    Study Designs: Initial Bacteriologic Diagnosis:

    * Assumes bacteria are isolated from 75% of AOM cases

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    Clinical Trial Sizes to Distinguish Between Drugs

    with 90% and 50% Bacteriologic Efficacy

    The Poor Drug Standard

    OutcomeReferences Used for

    Calculations# Subjects Recruited &

    Analyzed

    Initial Treatment Failure in

    Severe AOM (vs Myringotomy)

    Kaleida 1991

    Marchant 1992

    716

    Clinical Resolution 7-14 Days(Meta-analysis)

    Rosenfeld 1082

    Clinical Outcome at 3-5 Days Marchant 1992 1136

    Middle Ear Effusion at End ofTherapy Kaleida 1991Marchant 1992 1196

    Test of Cure Outcome with a20% Clinical Recurrence Rate

    Marchant 1992Kaleida 1991

    1888

    Initial Treatment Failure inNon-Severe AOM Kaleida 1991Marchant 1992 4000

    Trial Designs - No Tympanocentesis:

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    Clinical Trial Sizes to Distinguish Between Drugs

    with 90% and 70% Bacteriologic Efficacy

    The Fair Drug Standard

    OutcomeReference usedfor calculations

    # SubjectsAnalyzed

    # SubjectsRecruited

    Bacteriologic Double Tap Howie 1972Marchant 1992

    196 262

    Bacteriologic in Clinical FailuresTap & Tap of Failures

    Dagan1998

    696 928

    Clinical at End of Therapy Dagan1998 882 1176

    Symptomatic Response 3-6 Days Carlin1991

    1606 2142

    Test of Cure Outcome with 15%Clinical Recurrence Rate

    Dagan1998

    1952 2604

    Study Designs: Initial Bacteriologic Diagnosis:

    * Assumes bacteria are isolated from 75% of AOM cases

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    Clinical Trial Sizes to Distinguish Between Drugs

    with 90% and 70% Bacteriologic Efficacy

    The Fair Drug Standard

    OutcomeReferences Used for

    Calculations# Subjects Recruited &

    Analyzed

    Initial Treatment Failure in

    Severe AOM (vs Myringotomy)

    Kaleida 1991

    Marchant 1992

    2250

    Clinical Resolution 7-14 Days(Meta-analysis)

    Rosenfeld 3986

    Clinical Outcome at 3-5 Days Marchant 1992 4146

    Middle Ear Effusion at End ofTherapy Kaleida 1991Marchant 1992 4806

    Test of Cure Outcome with a20% Clinical Recurrence Rate

    Marchant 1992Kaleida 1991

    7368

    Initial Treatment Failure inNon-Severe AOM Kaleida 1991Marchant 1992 13266

    Trial Designs - No Tympanocentesis:

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    Conclusions

    1. Most trials using bacteriologic

    diagnosis and clinical outcome have

    been too small to distinguish between

    a good drug and tap water and all have

    been too small to distinguish between

    a good drug and a fair drug

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    Conclusions2. Most trials using clinical diagnosis and

    a clinical outcome have been too small

    to distinguish between a good drug

    and tap water

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    Conclusions

    3. Data do not support the use of the

    Test of Cure outcome as ascientifically valid outcome in clinical

    trials of antibacterial drugs for AOM

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    Recommendations

    1. Clinical trial data in support of licensureof antibiotics for AOM should, at a

    minimum, exceed the tap water

    standard.

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    Recommendations

    2. The FDA should convene a panel of

    experts to examine the design ofantibiotic trials for AOM using scientific

    data and principles, and revise the

    current Guidance for Industryaccordingly.

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    Recommendations

    3. If double tympanocentesis studies are to

    be conducted, research into the

    effectiveness of various methods ofsystemic and topical analgesia/

    anesthesia for tympanocentesis should

    be performed (industry should considersponsorship of such studies).

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    Recommendations

    4. Improved methods for trials with

    clinical outcomes (e.g. more sensitive

    outcomes, enriched populations, etc.)should be investigated in rigorous

    studies. However, large numbers of

    subjects may still be required to

    demonstrate efficacy in clinical studies

    despite such refinements.