122
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23 Agency...CLIN feb Mar Apr Ma~ Jun Jul Aug Sen Oct Nov Oec Jan feb Har Apr May Jun Jul Aug Sep TOTAl 0021 7 6 7 7 7 7 3 44 0022 14 12 14 14 14 14 5 00 0023 375 500 1000 500 400 1103

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23

TAB 23

1G:40

AAi.!Oilff OF Stl.ICITAUOI/I'mlfltATIOIC Uf CGKfJlACi

~AAt!OifNT/MOOIFICATIOH 1(). I 3. EfFECTIVE DATE

f l. CONTRACT ID COO£ I PAGE Uf PAGES I< l 4

I 4. REQUlSITIOH/PURC!iASE REQ NO. I s. PROJECT MO.

POOm: I JfJl. r' 5 Jgg4 I !

6. lSSOED BY (;0!)£ .._1...,11"'"'31 ... 1'4...,Q..._ ___ ...,l 7. ADI'tlHlSTERED BY COOE: I S«20A U.S. ARMY HlSSli.E COMIWl1l l OPRO LOIW./WUGlH MSI'i!-1\C-C$ · /2f' KLRS, AM!".O I 1'0 BOX 555907 KS 4915 MRS. PAT MCKAY/20S..876-8849 I !lAU.AS TX 75265-5907 REDSTOnE ARSENAL AL 35898-5280 j

!SCD l!Ali 9A. AHrNDMEMT Of SOLICITATION NO. l

LOAAL \IO!JGHI SYSTE!".S 1701 W KARSIW.t ORlVE GRAND PRAIRIE TX 75051

A ! I 98. DATED (SEE HEt! 11) l I I lOA. MOOlfitATIOH OF CONTMCT /ORDER 110. I X I OMI!Ol-M-C-0335

j lOS. DATW {SEE ITEM 13) I FACiliTY tt:J0£ l 89JU1i30

lL TillS ITEM OtilJ APPLIES TO AHEIIDP.£1ITS OF SOl..ll::rtATJOilS

P.

[ J The above nllllbered solicitation is woonded as set forth 1n UM 111. The hour and date specified for receipt of Offers [ ) 1S extended ( ) h not extended. Offers lll.lSt acknowledge receipt of tli Is llll!t:mdllJ!lnt: prlor to the !lour and date specified in the soHcations or as ll.'Mnded by one of the following ltlrthods: {a) By co~leting item& 8 and 15, and returning _ copies of tha alll:ndroont; (b) By acknwledg1ng receipt Of tl11s woolld!rent on each copy of the offer sull!n!tted; or (c) By separate letter or telegram whitb 1ncludes 4 reference to the solicitation and attlinl!:llient tl!l!llbers. fAILURE Of YO\JR AOOOifLEOSOIEIIT TO BE RECEIVED AT TilE PLACE OfSIGNATED FOO THE RtCE!f'T Of OffERS PlHOR TO TilE HOUR AllO DATE SI'ECiflW MY WULT lH RfJECilOO OF YOOR. OffEl!, IF by vlrtue of this a'M~nt you aes1re to Cl'lange an offer alrnacy sul.lmitted, suc:n change may be mde by telegram or letter, provided each tele;;~ram or letter ~!lakes reference to the ~licitation and this amendment, §nd is received grior to the opmnlng u~r aryg 4ate sgeclf\ed •

• ACCOUNTING AnD APPROPRIATlON DATA (If required} $EE CQHTIHUATlQN SHEET

C 13. TKlS ITEt! APPLIES ONLY TO HODlF!CATIO«S OF CONTRACTS/ORDERS. IT lroOlFlES THE CONTAACT(ORD£R flO. A'£ O£Sffii5En Hi lTEM 14.

( ) I A. TH1S C:IWIGE OO.OER IS ISSIJEO PURSUAHT TO: THE CHANGES SET FORTH lH HEM 14 AAE HADE I Iff THE CONTP.ACT/OOOER NO. IH UIH lOA. I B. rm: AOOV£ IIUHBER£0 COlfTMCT/OODER IS tlOOlFIW TO ru:FU:CT THE AOIHiilSTAAT!Vf C:llAAGES SET FORTH IN lift! 14, I PIJRS!li\NT TO Tit£ AUTHOIUTY OF fM 43.103{b}. I C. Ti:IIS Sl.IPPLEI'!EffTAL AGREEHC:tiT lS Erm:.REO IliTO PURSlWiT TO A!JIHOOlTY OF: FM 52.243~1

X

E. IMPORT~~T: CON1~ [ 1 IS HOT, [X] lS REQUIRED TO S!GK ItliS DOCUMENT AND RETURN 1 COPIES TO ~E !SSUtKG OFFICE. 14. DESCRiPTION Of AKE~IlT/HODlfiCATlOH

E~cept as provided herein, all terms and conditions of the 4ocument referenced in item 9A or lOA, as heretofore changed, rMa1n u!'!t:hll!lfl!!d and i!) fu l1 force and !ffect. lSA. lift.HE Afro TITLE Of SiGNER (Type or prlnt)

B. N. SMITH DIRECTOR, BUSINESS OPERATIONS

I 16A. ~AND TiTLE Of COKTRACTlNG OffiCER {1)~ or prlnt)

~-· l~F!CER I

I 16C, DArE SIGNED

I I

-:-7'~~~~~~=--.;;;;;;.....;....:;;;;.__ i ·J_ '- ·-1 v

r

A-1 TilE COOTP.ACT DELIVERY SCHFOl.ILE IS HEREBY COAAECT£D AS Slll»>li Hi ATTACI!M£NT 5. TillS A!»!HHSTRATIV£ COOR£CHON IS AT flO CHAJIGE TO TilE CONTRACt PRICE.

A~2 EtlGifl!PltiC C!WlGE PROPOSIIL MI-CHl40, •RoO<fT POD TI!AlNER, IWJHJS BLOCKS, ALTERNATE MATElUAl•. IS HERESY iNCORPOPJtTED ltiiO.CLIN$ 0052, 0037, 0042, 0047AA, 004/AB, 7012, AND /022 Of iHf SUBJECT CONTRACT AT NO ~~GE TD THE COtflP.ACT PRICE.

A-3 VALUE EtiGitiEERifiG CHANGE PROPOSAL (VECP) Ml-Cl658, "REDUCED RANGE PRACTICE ROCKET (RRPR) - REMOVAl OF SP!ti BALAHC£•, IS llER£13'1' !NCORPGPJtTtD INTO THE SUBJECT COIITMCT. VECP HI-Cl6SB IS ACCEPTED !lt.SED UPON A MHHMlJH SAVINGS Of $31,200.£2 OK TilE INSTANT ttm1RACT DURING THE SHARING PERIOD.

I'!HH!iUK SAViliGS IS OEJ !REO AS TOTAL SAVINGS lESS AllY APf'llCABLE DE\ItlOPMENf All0/00 IM?LEHEtliATlO!i COSTS PRIOR TO ADJUSTt!HH FOR COiffRACTOR SI!A!lE OF SAVINGS. THE I\MOOIIT OF SAIJiliGS IS SUBJECT TO filiAl NEGOTIATIONS. IN tfO E\IENT SHALL THE f !tll;l NEGOTIATED AMOIJ!{f REFLECT A SAVHtGS lESS TllAN THE HlllH!U!i Of $31,200.62. DEfltliTUATION Will BE llY MOOlfiCATIOll ON A fiRH-FlXf'D-PR!Cl: BASIS.

rillS VECP APPUES TO 'HI£ fQ!JJlWIIlG CUlts or l!lE SUBJECT COtiTRAC'T. THE GO\IElUi!'IEifl' S SHAll£ Of HIE NOT -LESS­SAVINGS OF $31,200.62 IS 50 PERCENT, OR $15,600.31. TillS Al10Uil1 JS OEOSUGATED fROJ1 THE CUllS LISTED BELOW.

VECP Quant it:t CUll Quant I tv 0044AB 1880 3341 00441\C 492 492

A-ll THE IMPACT DF TillS MOOiflCAiHlN Dtl COIHPJ\CT Pf<lCES PEP. CUll IS SHO'wll BELO'tt'

Pll.£\IIOUS PREVIOUS NEW llt'JI

!11! tnm Pll.lCE TOTAL PRICE UIHT PRICE TOTAL PP.lCf: \1044AB UNDU liU n ZfD $93,162,682.41 lJ!iDtJ HI l T llW $93,149,0&UO 0044AC U!'IDEFHH ii Zto l!J,li5 ,179.28 tlllDEF!IiiTI1Ell 14.113,175.84

TilE TABLE BELOW Sll!»>'S Tli£ CIJR.RENT FU:w£0 NIDUfiT FOR EACH lltiOEfHHTIZ£0 Cllti 'SHOWN ABflllf:

PREVID!JS CURREIH t Ull!JEO Al«JU!H PREVIOUS TDfAL FllllDEO MOUNT CliRilJ:NT TOTAL

f!Jii!Jf.!l AMOUNT fOliOED AAOUflT 0044AB $ 21.884.67 S93,162,682.47 s U,&UL60 $93,149,084.60 00441\C 28,811.34 14.175,179.28 28,807.27 14,173,17£.84

A-5 EXCE!'I fOR THE 0Hli'HHZJ\11DN Of \/ECP !'ll-Cl65B, TtllS MOOIFlCATWtl COM!'Lfl£. FULL, Al'lll fiNAL SETTLEMENT FOR ALl THE CONTRACTUAl CHANGES OF TillS I'.OO!fiCII.T!01l. TilE f'AAT!ES l'ltfnJAUY RELEASE EAC!l OTHER FRO!'l AAY MD AU UABIUTY UNDER THIS C'O!HPJ\CT FOR fURTHER EQUHA!lLE ADJ!JSTMCNTS ATT!UOOTA!llf TO SUCH FACTS OR Cli<WMST.It!lCES GIV!HG IUS£ TO 11l£SE C!WiGLS.

COHTIKUAT!OK SHEET CONTRACT NO. OAArJ01~9-C-0336 ?00172

lrtM tiD S!!PPPES[SERVICES Q!JAIITHY UJHT tliHT PRICE TOTAl PRICE

00441\l:l AAOOOCHON QUANTITY 3341 CA $UflDEfllliTIZED $93,149,064.60 PHON: Al3EF13759 ACRH: CK NT£ PER MOD ?00122 AMS CD: 2230592601

.._. SECTION ji - Supplies or Services and Prices/Costs HSN: 1340-01-149-0918 HOtl!i: PRACTICE ROCKET POO f$01: 18875 PART NO. 13031900 SECURITY Cl..ASS: !JNClASSifl£0

0044AC PRODUCTION Q!JAtlTITY 492 $14,173,176.&-t PRON: KG20tl501NG ACRN: Cil Nf[ PER HOD P00122 NIS C!J: 000000 CUSTOMER ORDER NUMBER: W74VAE20650001

~~-Supplies or Services and Prices/Costs tiSlt: 1340-01-149-091~

«OU!i: PAACT l CE ROOO f POO FSCH: 10076 PART NO. 13031900 SECU!UTY ClASS: IJNCtASSJnED

2 · ADMIHiSTP~TIVt DATA

U!lE PRO!l/

""'s ro ..,. --0044/Ul Al3£f~3759

2230592601

r

D!ltG !HAT/ JOB (IP.D NO

' 00441\C IIG20050WG 01 $14.175,179.28 000000

ACCOUIH!IlG STATION

CK 21 32032 35LbL05P2130 2582 50!021 H31P4$ CW 97 203500118 181098Pl2!00031EA S49092APC£l4l U74VAE

HtCR/OECR AMOU!IT

$ 13,597.87-

l !3,591.87-2,002.44-

!lET CHANG£ $ 15,600.31-

CU!4ULATIVE .AAOOtrr

$93,149,004.60

CY90 CY91

AnACI!MEHr S !11\l!OifAAE OEL IVERY SC!itlltllt

CLIH Oct Nov Dec Jan Feb Mar Apr H~y Jun Jul Aug Sep Oct TOTAL 0001 5 5 5 5 7 5 5 7 6 5 6 62 0002 10 10 10 10 14 tO 10 14 12 12 12 124 0003 495 500 100:0 500 165 253 2915 !.1004 23 24 24 24 95

PROG!V\11 Ytl\R ll - n'OO

PAGE 1 Of j

CY91 CY92 CY93

0012 4 z 14 14 4 8?. 0013 334 747 500 500 0 14$ 500 500 500 0 0 211 4000

~· W H

n'!lO OPTION CY91 CY92

7 7 0017 12 14 14 !II 54 0018 500 500 229 500 500 569 2798 0019 26 200 200 200 526

CY92 C¥93 CLIN feb Mar Apr Ma~ Jun Jul Aug Sen Oct Nov Oec Jan feb Har Apr May Jun Jul Aug Sep TOTAl 0021 7 6 7 7 7 7 3 44 0022 14 12 14 14 14 14 5 00 0023 375 500 1000 500 400 1103 400 400 16 3!H14 0024 27 26 26 26 25 26 25 26 25 26 25 26 3! 3

CY!'IC CY93

oon 14 14 14 14 14 li 0028 500 500 500 500 2000

l._

t

CY93

1\TTAt!iMrtH 5 HMOWARE OEUVERY SCH!:OUU:

CY!l4

PAGE 2 Of 3

QJ!_ feb 11<1r Apr May Jun ,luI 1\ug Sep Oct Nov !Jec_ Jan Feb liar Apr May Jun ,lul TOTAL 0031 1 7 7 ! 4 7 ll 7 44 oo:~2 2 111 14 111 a u s 14 ae 0033AA 4(1(! 400 400 400 400 4()(} 40() 400 1131 338.1 oo34AA 301 <~oo m 932 00341\il 169 400 50 619

C¥94

0036 4 7 l 7 4 29

Otl37 8 !4 14 14 8 58

CY95

0041 7 7 4 7 8 il 3 44 0042 H 14 ll !4 16 Hi 6 88

CY94 CY!l!i

001431\~ 85 65 0!431\0 1 1 0~44AA 232 400 300 932 0044AB 246 425 425 425 425 4?5 339 425 85 85 35 3341 00441\C 49 85 85 135 85 85 lll 4!12

0043M 0243M

CY95 CY97

45 36

45 36

1,....

t

FY93 OPTIOII CY93 CY94 CY94 CY95

ATTACl!MtNT 5 Hlt.ROlii!.RE !JELl VERY SCf!ED!JlE

£1J1l__ Aug Se~ II Mar {/ Dec Jan TOTAl 0046 2 7 9 0047 4 14 18

0048AA 235 79 004SAB 3 0049AA 0049AB

FY 93 O!;!tion CY95

illlL Aug Sef:l Oct 70ll 5 8 8 7012 w 16 15 7021 7022

50 68

Nov uec 8

16 7

14

CY95 Jan

6 12

Feb

5 l(J

315

3 50 68

TOTAl.,. 29 58 18 36

As of Modification P0017l

PAGE 5 Of l

·~

1

24 .

TAB 24

z 1

-'I ,... 0 0 0

I

0 0 0

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25

TAB 25

{H • •!r I h,, ii !3 ~ H r~

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li H ~~ il i , .

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H i ~i ! J ;t l l ! i

i ; ~

~ J 1 [ ' g f ' t ~ t

'. xv ? ~ if! r: t-: ·• H ~' ~! "" ' v ~~ t.::: (?<;, ;i ~l ·~ h H } ~ ~ 'J.

I~ ~~ H H

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26

TAB 26

Distribution Statement

HI 0- Statcrnent n, limited to noD and Contnu.:tors due to AdminiMrativc or Openltional l!se

RN IN(; -This document contains technical datn '"'hose export is n•strkted by the Arms E~qmrt Control Act (Title 22, U.S.C., 2751, el sc<l·> or th<· li:xport Administratinn Act of 1<>79, as mnended, Title 50, ll.S.C.~ App. 2401 et seq. Violations of these export laws an· subjt::t't to SC\'CfC crhnimd penaltieS. I>issemim:ttC in ~H::cordam:e \\ith prO\iSions of Dol) directive 5230.25.

Tllk:

ECP CLASS l

ECPNO M! .. ~i9041

\'

[ Hb:;t nn Pmduc:ion

,\(rer

c;eneral ECI) Inforrnation

J~COOE

('

SYSTEM

TYJ>J<: F

/\llocal~:d:

y

PRIORITY u CONFJG TYPr:

IU:VISION

Rl

!k Date:

m:-.1 <nrny .1m L

:\L 3'il:\'J};

MOilEL!lYPE M270A~ l

AMENlll\1EN'I' i\0

!lR!

\Vork-Hnm'> !o !nstail R~:•trotil K

llnurs:

lmmcdiaie revl(:w to inc!ud\: m M270A l

Specifications Affected

Note: Sclet·t SC~ to \iew

Sperificatiou ('ag,e Code Re\i~ion SCN

1\fLRS Hn:.: Control

Contract Nurnber and Line Jten1

Contract ~umher

nw IJne ltt'm TB!)

l'

\1!:"\RS

hem NonH'iH::luture

MLRS Fm: Control fit.Jtion

As:>cmb!y Name

Procuring Contracting Officer

Telephone 25h 37()-

Configuration I ten1 Nonu:nclature

Part. 'lumber

MJS- PRF<~5520 MLRS

N ~une of Part or Lo,,·est Assernblv Affected •'

Description of Change

Perfbnnanc.:

The MIS- PRF as a bascltlK thx:um~n\ Co\cnng t\'L:nOi\ J

I RJP- L 2. and)" The notable between these three is the upd;w.:d PPC2 proc~;:s-,or in the unit added during LR!P<"\. An FCA \Vas that covcr<:d th..: \i270A l

produced np through iJ<.!P·).

ll

l add

)1 l05i

\!llitl' MlS~PhU l~c' /\is the ,,f U 'F!."P v.htch ,j

li•l :m t:lht~lHC! lOB,I'S.: r daia hu·; Ct.HHh:C!.lon. :\pp•.;ndn 'B' t:SLlb!isiJC:i th~: HI \L\ RS lmmchcr and test r,~qum.:mc:nb the FCS uptlah.:d M2 70 l:nmch<::r and test x '!.' d<n:umcms tlH: ;ts· hn h "krn

the neck of Ott . 2U02 a between rcsohc cummctHs conccrmng the propo:;cd tcv1sinn !o \\HS·PKF R~:v .'\ !n

discttsscd were mwm or .:dnonal in nal!.mc:. Below is a summary oftht: imponam

c did not havr.: contractual

x J) 1f no L \\ <:n: \I

4. wantt:d Rev A to notl: there ar ... · "PHI\Jsions" for an RS-422 lntcmct

C!

inn ;lf this document rc" 4. the tim-: line RFW.

tn the

1!! \RS F1r..:

ll

mformat1un ''02"

Data

Need for Change

tn cn.:aic .'vr!S-PHF-35520 Rev A.

()ther Systen1s Affected

Frame l ()

\1 l4iFRi

Configuration Hcn1s Affected

1tcms.

Effects on Perforrnance Allocations and lntt~rfaces in System Specification

MlS-i'kJ·-\5520 Lmmther

for Control

Developmental Requiretnents and Status

! l

M !S- h;J', already undergone -~xlcnsn review and ·and L\l\tH.'S-D. Tlns f~CP is ow: bst rcvtc•.v to vcnf)· all C<Hnmt:n!s have bc~.·n

offic">, :md n1cludcs

bast:d upon FC:\ Action Items.

Effects on Progran1 Conliguration Identification Operation and f_,ogistics

~nte: Areas not arfctted hy this ECP do not appear

Efli:ct On f•roducr Configuration BtH'umcntatiun/ldentification Or Contract

Perforn1ance

Supplernental lnfonnation

Supph.·mcntal Endosun•s

Frarne 151

Ll\'11\'II•~C-D conHnents & PFRi\'lS responses

COlli!! lCfl!S

27

TAB 27

£~) To eoceur~t plat~nt of su•contracts uitb soas!HBCU.tals, tnt toatractct uill be entitled to rectivt an incentiPt euant under tbu tlmt~ a f&!lllll$:

(1) llltrt tnt Sflill!BClfllU g®.i in tbil tMrlrlet il itst tltu Hilt percent (~Z) of the t®trctt pritt it!f ~ ~':®tractor hoUt ucttd& it. s...-llllii gM1 and a.uattl nett Uwl H•e percot <SZ> of the tonirM:t price (su FAit 15 .aun to Sfl~UI!at!Jslllb il\ ptrforllill9 this contract, the Contractor uill rtteillt ten percent C1lfl) of tilt difference betuetn tnt M:tual dOllar .a.uouat of $UbcontnctJ «aatdtd te Sll&s/WK:Ua/ills and fi:Pt percenttSZ> af tbe contrM:t price.

<2) IIMrt the ~l!ll!t go&! in thh euttact il e~ to or gre«ttr tlwi fife percent <Sl) of Ute eaU"M:t price .v~\1 tile tC~ttrador botll ettudt itt SBIII!IliWIII goti ad aaatd$ nort tll<VI fiR percent <Sl) of tilt contr M:t pr itt <su FAI 15 .aau to SOBt/HICtiStlllt in parforning tbil eeatraet, tilt contrACtor uill rectiPe ten perceat <1Dl> of tke differtnte oetueen tnt M:tudl aeuar alleUt~t ef whtcetraets au.Ydtd to Slllltl I!!Cil$1!Ht w t"t SDIIHBOJ/l!I g.m ,

(c) 'The terttratttr uiU !Itt bt tfliiiltd to receive 411 incentillt auatd under tbis elun if tbt tontraeting Officer dtterniae~ tlltt tflt a~~ount bg ldlidl tilt cootra.:tor txt~td its qw u.u net m to the t4ntr.a.ctor's efforts <e.g •• l sllbcontt~~t:tct mt nr,;errun. or tilt lllttd of subeontr&:ts th4t 11411 btlfl pla!W!if !lui b&d not been disclosed in the subecntr.u:ting pl411 dJJti.ng ctfltt.a.ct negotiatir.ms, e.wstd \be atiHl subtontraet .v~ount t.4 excttd tba.t estilltWI in ttlt sullccnttattinq pita). ~tu11in.Uioos ndt undrr tllu p.vagta(lh are l'let sllbject te tilt iHtputu etauae.

H !liGHTS lit lt.CMIUCM. lUI A»D tllitPUlU SOflltAIE 2~.u1~11H.a

en "CGM'trd&l conpvter lOfillate", u uud in til is chute, neans tonputtt softuatt ullicll it und rtgutatlq for other t.llu Governout purpettt !lAd is sold~ lictnu•h or lt.tStd in si!Jilifit:dllt quaatitiu to the gentrti jlllllll( tt utdblialltd n4ttet or catalff prices.

<2> .. Co ...... itr"• .u ~tstd in tllit tlftllsb ntM~ & datt ptKeuing deviee ca(I..Wle of ctepting d.\ta, pcerforllill9 pn~ribtd optrations on tile dtta. ami '>IIPPll,ling the result. of \hue operttiouJ for e:xonplh & devitt ihtt operttu on discrete 114\4 b~ ptrforniQJ ariibndic w logic pr&eessts on tilt dt~•~ or a. device ilk\t opuat.es on a&log d4ta. bl,l puhrning ph!J$icti pr&etuu on the 44tl.

C3l "Co ... uttr tl4t4 but"• a. uoed in tbit cldU~te, nuns a collection of 11.\ta in a forn cap4111t of l>ting protettell 41ld operated en b' • conputer.

N) "Co,.uter progr&!t' u UStd in tllis e14l1St• ru!W 4 series of instrutiioM or st.ttoot1 in a fotll <\Cttpt411lt to l conputtr, lluigatd ta tllln tilt CO!lfllhr to execute .u~ operatiot or opera.tiolll. Cottp~~itr program iru:iude operating s!Jiltns, ustllbitr~, tollfl1itrt. inhrpttters, date lldll&geaent s!J11lel$, utility prl)grens, sortntrgt protrus. lll!d IW£ n.tillitn~eldi••tit pro!Jrm, u JM:U u l{lfli1'.'4iioas pl"((gJ"Imt sad~ u pqttll, illllniorlj control; 4114 engilurint tnd!J$is progrtutt. Conputer progru• 1WJ be eitktr 1!4tllin~dtpeadeat or lfatbi~indepeadtnt, w ll4fj be gtntrti1l!Jtpt.l$t! ill tud.llrt or !H! designtd to talisf~ lht requitttttnit of a p.,.titaJat ustr.

{II) "tonputer ufuwe ictunettt.atiOil", ., used in this clause ~~tans technical doh .• i»tllldillg c.rtpuhr Hstint• .u printouts. in bunan-rellilbh fnn llilicll CD dncmntt tile dtaign or ittails of tonputer soft~<att• CiD tltph.iM tkt ~iHtiH of the tilftuare. or CHi> provides operd illg inatrudioos for using the aoH11are to Obtain dtsittd muua froll a tOIIj!Utet.

<a> "Oetaihd euign t~at.\", u used in this elanse. ~~eans teehoicai d.ota tba.t d.tsttiks the physical confi§lll'Atioll .wt ptrfornance c~acteristics of an iten or c~ent in sufficient detail to ensure tbtt an iien ef ton~t produetd ia aecordM!tt uiib the ttctmical aa\4 ulH lle enutiall~J idtnticol to the origi&lll iten or tOltpOOtnt.

<'H "Del<lihd nanufaeturing or process data.", u used in thil> etauu. nunto t.tthilital au tkt ~~ tile. fit~. seqlleacu. w t::ll!Uiitions flf ttanuti\Cturing, prott!fllll!J or UttnbliJ Uftd In} the Hnuta::turer w pratluce • !tetl or t:Rponm or t. perfotn ~ procett.

Ctll) "ll&eiopd", ll$ ufit4 in this cl~''• nuns thAt Ule itttt. t~nent~ or protn'l exists «nil it nrtult. 'lbvh the ittn cr ccnponent MUst h~ been constructed or the process practiced. •ettability it gener411y ettabtisbtd lliltn t~e iten. ~tar process M.s lletll ~U~e.l.f:lled or test sufficienUu to d.enonslrate to rusonule people akiUd ill tile ~ppl iuhit art that Um-c is • high pr0114bi!itlj that it 11ill operate u intendtd. lllltthrr~ boll nucb# and uut tl)pe of w.ltjsit or ttstillg is 1'!\'irtd to estuU.sb uorttililitlj depends Oil the no.t.vre of the iten. c~mpoaPnt. or pnceu, ud tile state of the art. TD 'M ~siftrtll ''dtveinped". tile i:ten. Cbltp!l&t!nt. or prt~tUt need not be at the d~e wbert it cauld be offered for sll.le or ~ld fill the cU~ttrci11 narttt. • nll$t the ittJII CCllf'Oilent or process ile ilttually reduceu to practice: llitllin the neantng of Title 35 of tile Unital Stctu Code •

au "lltvdoped Extlll~inlt,~ uitll Govern~ttlli. fun01", «~ used in tnia etaun.r ntafll ia ~nnecUon aUil u iten .. ~tm~t, or 1,. <~t::ess. tll<~.t tile eost 11f dellelopn«nt uu pltid for in ubolt b!J tile Governnent or that tl11t dtlldopnent vas required tor Ott perfora411Ct of A Govtrnnn«nt c&ntract or flllbcnntract.

<U> "flelltloped E¥tlusivt1IJ at l'riNtt hpenn", as used in til is dause .. auns. ill cllnntttioa llitl'l an Jt.ttb c~, or procus. that rut part of the cost llf d!.Yel1iPJ!tllL uu paid for ~ tilt Govern~ttcnt 0111d thAt the Gtlltlop~~ettt uti ttt~i l'!quired for tit perforaance of • &overnnent contract or Sllllt.ontract. ~tndent restatth and lltve1opuent llll4 bill w pr~ eesth • dtfint\t in FAi it.2115·1& Cubttber &r not included in a fornal independtllt nuarch 41111 mdopttem prOJJI'M), are eonaidtttd to M &1. pri11.ttt txptlltt. •u otw illdirect costs of dtllftopuent n considered 6oPernnent fwmct !~ben me1opent Ill$ required ftr tilt perfotnance of • !iovernnent contract or subtontrKt. They are eonsiderd funded at private expense »>lea ~oplltftt..,. act rtf{llirtd to:r the perfornanet of a liwtrMrnl C*ntutt or $Ub¢entri\Ct..

(13) "foro fi.t, and fUildiOII at.G" • U fid ill ttlie tlallst; lttatl$ ttdmic.\1 dott. thot *"'iks tflt r•irtd OHril1 pl'l!jStia.l. fl.lllrlifUI.U, and pttforaG&Ce dwacteriatics, (4fcng lliti the lpl4lifiutiH requiruents .. if app1ita1e> of • iWb conpnnenir or prettss to tbe txhnt &et:tuarlj it ptl"llii identifitati!UI of pbgtittlliJ and funttiOWllj ilttrdlollllgttlllt itus.

<N> "~uanen\ purpote license rigbtl"CGruh u ad io tllil t!Gilae. ~~e~U~s rights tt m. d.upHute. or disdM ala <uti ill the Sill Pttgru,. tellfluter nftull't>• in llllolt ar ill part uti in Wl HMer, for Govmunt ~ ealiJ, and to we or ptrnit others t• llo 10 for 6onrnttent purpo~ts oniu. ~trlllltnt purposes indne eoapetitililt precurtt~tnt. !lot 4o 111(1\ ildlllft tl'lc right Ul ll.we or pernit otlltn to at teellnitll.l data. (llld in Ult Sill Progru, mtputer t.'Oft&tvd for t~W~~ttia.l ~·

ttS> "linittll rig~tts", u Hell in this tJatt, ~~ew ritbt.s to au, d.upHcttt.r or disclou ttc:Miw datu il llholt • il part, bJ or for tflt Goverll:lltftt, tdtll the txprt&t~ lillilotion th.t suell t«tmiut Gt.t4 sbll.l.l aat, litflout tilt urittu peramift tf the party astertiag liaittd rithts. be: Retwtd or di$tl0$d outside tilt Soi!trMtnU uw bt tile. 6olleruent ftr Mllllfctlrt. tr '" the C:Ut ot tCllpllter toftWt dOtll'ttllUtiOIIr for pttpViii1J \llt IW It lil'lilV toftj~Uttr loi'WirV tr Utd blj & ~ OtRI' \UI

·ellttnllnt. ucf!fJ\ UM.t the Nverfll!tll1. Ill!! nltate or diKlose teclmical dato. to pertont outtillt tilt! Governent or pe:nit tM ..~f technitll.l ila\A lllj tach persona. if

::::

<I> ls 1 rtluie or disclosure of ttehllie.U at. <other than ut&ih:d ltll'lllfa;;turint or precut diW to, tr UK of st~eh dtt• by a foreign ~erntttnt tbat is ia tnt interest tf the 6o•ernnent 4Ad is required for eJaluation or infurnetit041 purpo$t$.

HD Such meub ltitc:l!.l$1.ln, or use it alft Wbjett to t pro:llibition Ult tilt PtMta to lli'IIMI tilt data is rti!ued ot disete•ed 1149 net further release, ditclost or utt such datAl and

mal "Reqllitd for lilt l'trfurnll'ltt Of .. 60PttlllWU Cootratt or Suoeontraet .. I u UMd iO thiS clam~ !lUll$# it COM«!Ctitlll uHI\ tilt l.ieHl&pm~t of u ittlls euu~ts er prueau. thAt tlla devetop~~t~~t =- ~ifie:d in t ~Mtnt eclltratt or sutu:GI'Itrtet or that tM de:vtlopnent 11M ~.Lteoaplitlttd dt~ring ~At! 1141 neeusart~ for puforH~~Ce of l ioverllltnt CGI'Ittlt:t or soocontraet.

<1'0 "ltst.ritted rights" .. u used in tl'lis cl41.1$b rttillls rights tMt _,ply ooly tu tl}nputer soHlllrb and ioel•, u a ltinim'h the ript ta -

(i) use conputtr soitll.v't uitll tl'!e co~~p~~ter for ullieh or IIOttt uhicb it uu lt:({Uittd. incllldillt un at OAlJ Go11ernnent insto.llation to uhieb the cot!puttr nay ltt trutftrrd ~ tllt ~lltrflntnt:

(iy) llodif!J tonputer soft114rt• M tllllllillt it llitll otber softu.vt, $Ultpt. to tile provision t.llat Uwu portions of tilt dtrivat~ soft~Wt: ~portt ing restricted ri!bt& ••Hu.vt .au sulljttt to tilt nae rut.r ictd rigl'ltt. In 41Jdition. rutrided rights intluQe ~ ottltr specific ri!btt n•t incontititllt uith tbt ciailuc rights in <a>Ctl (i)-(iV) ~ tl'!at art listett or described in tl'!e c•ntraet or dtstribt4 ia A 1 ittl'ISt 4greenent nMJe a part of tbe cant.ract.

(18) "Ttcllnicf.l llda"_~ u uMd in thit cimr ... nun• recttrlled iafor!lltiM• regarttlest of tht fort or nethott of lilt tttording of a ttie.ntific or tatlmico.l llltl.ln <including couputer softuart doctmentation>. Tilt tern don not inelulit c~»~p~~ter softllare or dlli.t incidtnh.l to contu.d oldAinistr•tiotb such u fillll'ltio.l 41hilor nii'IAgt~ttnl infornetion.

C1l\> "Ufdinittd tights"• u ustd ill tills ctause .. aew rights to use, duplicate .. tthtst.• or diJttm .. tttbllicll.l. datA or conputer soft~Wt in ullote or in part, ia 41MJ l'lll'llltf an4 for 4lltJ purp~m IIMt~r, ll'ld to !lll't or ptruu otbtrs to do &o.

<2lU "~Hslltlf'. u U«d in tbit tl~Wte .. aew thlt tecooiw dlltt. ot contwter soft11ttt bat not bttn ffieud \1t tflt public or furnisbd to others vitl'lout rutrietiofltm furtbtr use or diJtl!.l$W't. lll!livtf1 of otlltr tbu unlilti.lt-' rigbtt hchnico.l data or eoaputer softlllt't to or for the Go~trnnent under tilt contrect dots not. in itself, c01$titute rtLt4$t ta tbe public.

tb> ii§hts ill Tuhnic.U Data -1 8nlittilt4 l!i!jhtt. !Jnleu othtrltiee 4greu ill uri\ing, tilt ilt~trnlttllt i5 entitled to ud um re:cti~e wlilitt4 rigl'lb in:

<D Ttchliell.l. d.tta perUillillt te All ntn. coApormtt, or procut ubictl hs bun or UiU be deftloped neJutilltilj llitiJ ilwermat ron.

<H> Tedlaitf.l data, resulting dirttU!J frcm perfornantt of txpetinent4J., dtHlotmtnt&l,. or ruwtiJ uort IIIIich • •P«Hitd u 010 dmcnt of pufort~Ute under tllis or OAtJ tt.htr ~11t contrect or subtontrects

<iii) forlb fit, .and function dat& pertaiaillg to ittnt• eenpontnta. or proettu. prtpartd or required to lit dtli~Jtnd under H$ or .. eUler 6oPtrnnent cuntrACt or subcontrACtJ

Civi llda.ls or iMtrutiiMitl aattritlt <otkr ""' fttailtd ll"'ufacturing or prucas ltAtt as ttlli!Uci41 conputcr tclfilltrt dOtlll!enhhon> prtpord or r«quirt!d it be lttlivtrtt1 under this or .vtlJ ot.lltr contract or ~~~~ ~~tract MrtwlW llttu•MIJ for ii!Slillat.ioll• operalioh llail'lttMiltt!> tr trlitdag jlurpeRU

<v> Tetbnittl data ~ttl or requirtd t.e be dtl ivmd ul'ldtr Ulit or &Ill} oUitr ~MtJit tMtrtti or ~Itt 100 tons:titutin§ torrtetions or eblnjts to s .. ernrttftt·furnisbtt1 data or COMpUter softll4re;

(liD lecbnicll 4114 ul!icll is otl!truise J1UIIht111 aHiiDlb or llu llttn rthued or discusell llg tilt to1ltn.ctor or subcontr~tor~ witl!oat restriction on further rtltast or discltSare;

!viii> Ttcllniut 4lto previeustv dd i~~trtd s:ubjtti h eittltr &l'tlt or Hnittd rights and tilt rtatrictwe conditio& !IU expind.

The &evtrnlltni shill b.wt W>~~tmneni purpott HHIJ$t rights <OPI.i) b1 itchrticil dth. llbicb tilt ptrties Wt qtttd lliU IJe fllmisl!tt1 uitll m.a. Tht 6overnntni lll!J disclose or provide bl'll dati to a peno11 or ~&tiOII tblt 11u tu~ttd tilt Stat~Md lon-llisciosutt 6Vttntnt. lhiJ qreenent td4h1i$bu the f.lird ptttlj btntfittr1J ittiut of the COI!trtttor iftnt.ifitt1 ia tit stU Lt!Jtlld. 1f tilt rtcipitl'it of N 4lta llu executed the Staard lotHiitelQtJrt &grttRtllt# tht tontrctor slll11 ~~.we u d&it or right of action against tilt iilvtrmttat for d6.0gu rtlated to llimt or UJtaoillormll di.Wosurt ltf tilt 4ltt. liPtl tlll11 k

~tive, during tnt tiJt period ipttifitd in the ttlliract. OllllJ ~lltll tbt portion or portillllt of tatn pittt of dAta subjtt\ to rights 4ft idtnUfiv.l (for UMplt~ blj circling, Ulldtrseori119" or t Dote), w art nvttd vitll tht iqt'Dd bthu to~~t.&iaing:

tootract h •. ________________ _

Cont.rattor :. __________________ _

SOYtrflfltllt JIUI"poft li«OSt r i§lltt skU Itt tffttUJt until 1

tbtrttftf:r, tbt Gtwtrra~tt~~t FPOU litem tigbtt 11iH ft!Jirt tnd tht Govtr~mflt tblll luwe lttdilittll rigbb i& lilt ttdlftico.l data,.

Tht rtstrictiont govertirtg utt of tetbnic:Al datt. a.v"ttd uitb ibis U9ud ttt nt forth ill tilt dtfillitiotl of .. iOl'ftliiUt •u LietllM lipb" ill parqra,ll (d(itl) of tbt d~UCt 11t 252 .. 221--?1113 of tilt cottrt.tt 1itttd tlmllt. This ttgtfld .. t•t.Rr

, tttt iadiutiou ef tilt pottiw of tl!it t11t1 llhitb are tubjtct te iwtf'Mtnt putpm Hw.u rightt, tball 1M iflt1Rtd 011 • reproduetioll hereof ukieh iacludtt 4bf ptrt of tilt pertiOils .u•jtct to suell Iiuitlltloll$.

( !

<U T~itll 114~ perU.iniBJ ta ittlU, tO!tftatnts" protusts 114" tolilpfltar Sl>ftfw"t tkl>'tl&pti mtnil>'ll9 At priva.te tlpetu, t~t for d:at& in l.M ~~~orie. it (vm at>ow;

<iii> Tedmie&l. dlt4 1itit4 ~tr dtmibd in .tlitwK tgrtutnt llUt • part of tilt eatrttt ad aUI.ljttt ta taniti11l'!l o~r tha thbt 4aUibt4 in tilt dtfillitioas of lillittd rigits. llotllitllst..ting ~ coatrar~ pNlt'idM in tilt Been• qeentnt, the GwuMttllt Uti1 hti't tilt riglttt iflelucltt in 11\t litfiniti.a of "linitte right.$" in poragrapt (&)<15) 4bovt.

lifli\d rigllts wm rtwn it tff«et " iug 4i ttlt ttthaiut dat«. ttnlliu llllfldtlisl'lltd ad: proPidd tht on!IJ tnt pvrtiofll of eaell pittt of iat& sultjttt tt linittd rights an itklltifitd <ftr exuplt .. li!J circling.. uneu~ing. or t a4if>, •• the piece of u•ta is wttd lliUt tile ltttftll Hln t\U'!tainiaq:

r:ontraet ••·-----------------

.ntraetor -----------------

li~iitd: rights Sball bt tfftttive until Cintert dttt certain), tberta!tl!r the linittd rights uitl expire tAU tilt ~vernnent $1\aH ll4l't uati.ftittd ri~ts in tilt ttcllnieu dAta..

Tht r:ntrictions §Werning tile uu ud dbtl<nurt of tedlllic:.U data ~tarhtl uitll this lt!JtM are ut fot\i in tilt dtiilliiicm of ''li~tit.td riglltt" ill p.vagtqh C.><1S) of tnt d&~st a.t 252 .U'HIU of ~he contract 1 i$ltd lhtllt.

For tttllniw d.\U. llhicll tilt parties but aqrutf »iU be $Ul1Jtct to tund ri!Jirtt for • specified tine perioel1 inStr't tflt agreed upoa d.Ue. If tilt linite4 rig.btl ore not subject to an expir4hon date, lt irulintt>.

fur tecllnictt dttt ullitll tilt parties beve agreed uill be aubjett to riglltt other than tbast dettrib td ia the definitiont of linited rigllla or iPU in paragrAph <.U<'lS) w (d<14> IIDtlllh inttrt tilt foUouing stattaeat:

"Ill additilll to ille nina ri§hU tlueribed in tilt dtfillition of Hnitelf riglltt in DfUS e1we tt ZSZ.ZZT-lDU, tbe 'on~ shtll llwc: tilt righu litwiHd in tilt J ittut or agreelltld. ll4lf« « p!ti tf Col'ltrut. h.,__ ________ _ ..

This lt¥Pd .. togettlt.t uiUt Ult indicati\U'!a of tilt portiooa of this uta are tuajttt to H•Ud rilJllth ah.ll bt ilttlllfti oa ~ ttJroduttiH krttf llbitll includes~ part af lite: p«U&nt su•~t t4 $UCillirtitatiGM. lllit ttehnic&l. lith. lliU rt!Mia bjett to linittd tiglltt 011lq $0 long u it rtntins ''unpublished" u dtfilltd it ptrqrtpil (&) 4tlWt.

(1) Rntricna kigfltt. <D illt 6lm~t .mJl tw>t restrictt4 tiJtlh in ctnftllt.tr sonuart,. Htt.t4 or lltttriid in 1

HctJ~se llljtttMnt nadt o part of ttlis contract, IIIIich tht parties nve qre:ed will be fllrniabt4 lfitll ratrirttd rigktt. lohitilti.tlldillg 411§ contrii'IJ provision in 411§ sud1 Hctnse qrttlltlli~ 1ht lif.IVtrruttllt slla.li twt tht riglrtt il'ld~ it 1ht dtHnitiM of "r«trit:ttll ri~ts" in parqr-.b C~>t1'n abovt. Unltss tilt couputtr S#ftun ia 1atU:d btJ tile CMtrtttor aitll Utt fullouing legend:

Us~: .. dupHtotion or diac!osurr is subjttt tu restricUuns •tated in ContrACt lo. uitb -----~ the related conpuitr softuart doeunentation includes a pronin~t &tattntnt oi tht ratrietiont

~pHtablt to tilt conputtr mtlltU"b lbt Govttlllltnt ill.tH Wt un1iuitei rigbb ill the nHua.rt. 1H entr~tcr nq Mt plact <VI9 legend on conputtr softuare rutricting tbt Governnent'a rights. in auc:il $0ftUArt uaitu Ute rtstric:tiou an stl rorttl io a Hcenet ~ntmnt nt.tle 11 part of Utis contract prior to tht litHnrtJ date llf tbt ioftu.re. f!lilllf't of tht c.ntr~or to lfPhJ ll restrictd ri!jbts legend to the conputer $0fh1Are .mJJ rtl itvt tilt Gonrnlltnt of lilbHliliJ aitb rHptct to ttlt Ul'llW'ttfl SOfiiWI!.

u D llotui tas tanding $llbpo.rqupn cc )(1)( D abo lit. connen: i.U cenputtr liOft.llart ud rd ahd doetmenta.Uon dtvdOJtd at privat.t ~ptn$t and not in public iut~aill ·~ ht narktd uitb foliouing legend:

Uet. dup1ication. er disclosure by Utt liovermtent is Stlbject to restrictiotls u ut fortl! in htlpar~rAph tc)(U(ii> of tilt , •• b ill Tttlllital hta 4lld Conputer Sllft»art clause ot Dfl\ttS 2S2.ZU-l1l1S.

lUten «equirt!d IIIJ tile liolltrmttnt, tonntrtilll conputer softwe i!tld rdated dot~~~~tntotion so 1egenkd ShaH be swjtct to tilt foHetdng:

en illt &ovunnent sM.~ I l'lllt prwidt or otbl!r11itt we Doiltl'llt tht toftllart or docllfttfltlltiM er 09 portio ttm'uf, ia tiliJ forn t.e q third p.-tg ait.tlllvt tae priot uritten apprwll of till! tntrACtor. lbird putin ill l'lllt iK1Wit prilt C~J~~trutwc~ wtu:ootrttt.llrs w qents of the GwerMtnt vllll we the ~n11ent 'a pttllitaiea to un tht Umltd s:onwe tml lfotutt\diea at the f4Ci1itq, Ud 111M! kart &grHd to uu tilt liu!litd MH!iltl! tr!d docllfttfltdill fllhj ill ~dam:t lliUI tfltlt rutrietiou. Tbit providoll does aot. Unit tht right of tbt iDPtrnJJtnt to uu toftuare, ®cu~ttntatien" or irtfotiiAtiOil tfltria, llbic:b tlte ~t bas or nay ebtlia oithout ret:trictiont.

(0) illt hlltr~Um~t slla.lJ be~e Ute right te utt tht c011puter sa1illart tml dccunelrtttiM uitb tht tt~~P~ttt for llitll it it acquiru at 11111 otlltt fACility til uMcll tbal ~ter III.IJ be trtMftrred; to un Ule talfflllttl' nft.wt .tAd ~t&Uoa lith • ttut:up tCiftP!Jttr mn the priwy COt!puter is iaoperttirtl to copy conputer prll9tallt for t4Jtt:ttpillg <ardliiiH) er Httllp purpqttJ and to nodif!J the sllftwt ~ docuneautioll or t&llbint it 11itb otl!tr softd.t't. l'rllllidell· that t.bt lftl&difid poriim sli.U rtl!lain tsjtet to tbtlt rutridiont.

m tonputer Sl.lftH.tt ruulting direetJq fl"fln ptrfornaaee ef uperiltftto.t. dtvfloplltllto.t or rttttrtl!IOft uici uu speeifitd as M tltntnt of ptrfor~Wttt in tbis Ill" 4Jt9 ctber 'Ovtrl'l.lll!lli COflttACt or aukontrut:

em c~ st.u~tHre reqaired to b« origiWtd or uvtl~ ~.mw t itvttMUt catrttt, or gotr«.ttd a. a ntttuarv p4.rt of ptrforniag a contract.

<iii> •uttr dltl t.,ms, prepared unftl" l 61wttnntnt eontrttt .. etllsisting of infernttioa .. itt ltlJ t.M liOiltrl\eftt. .. inforr111tion in llbicll t~ liovern~ttnt flu unHllittd riqld.s, or illf$!"1&tion llflid1 is in tile pul!Ht ~:

<ill) t•ttr sofb!M't pupated er wpliru to fit lftli$1tttd ulide.r \llil er tlftlJ otbe.r li&~~e.rMUt eontras:~ or aullc:cmtras:t w constituting corrections or ch4n9tt to iovern~t~furni~ conpoier seftaare; And

(fl) t~er softmt lltic:h is otlleruue ~Het, .wa.Hable, or hu flttll, or is I'!Ot'WHJ rt!lustd, or diseUm lliJ till Contract«' or wbtont.ra.ctor aithout rutritt.ion oe further rt1tut ar ditdowrt.

contrt.ett~r f>fllH .uurt 1'10 rt&trittions oa t.ht li&~~tnt~~et~t 's ri§btt ttl ue or tlitdose t1ft1J dU4 or tonplrter soft!W't rdliell the tcntractr flu previousifl delivttd to tnt &wetfllltnt Ui\bout rtttrittioll. The linited ct rutritttd ri(jllia pr011idetl fct b1J this cl&~tt s!ta.U ~~Ct inpair tbt ri(JM of tllt litm1mtnt to use: sinilar ct identical du.t llt ~tr toftuart 4£~ttirtd fnn ntbtr snureu.

<e> tw~tat. m II'! 4ddilinu t. tflt rights gr.nf.til Wider tbt pr011isions of paragrapa. Cb> ..S <d a.b0!1t!, tit C011tras:t.nr lltrtll!J graau to the S.vernnl!:flt a. none~telii$Uit. p4id~up 1 ittn$t tflr .. t tnt uorid, of tilt ~ stt forth btli!lh lllllltr tlftlJ eowigbt OIICd blJ iflt tontrGCtor, ill anq, uort of 41KhurilliJ1 prepartli fot or aeq,uirtd b1J the 6$'trnntt~t ooder this eon1nd, to

wtl4uc:e tilt wrt ill topitt of plloncte:&ttds. ta distrilt~rte copies ct pno!'lorteotds ttl tllt pulllit• ta ptrfl'lr11 tr displq tht uort lti&hJ• and tt prtpart deriPa.tin lllltb thttretf" lftd to wt otbtr$ do •• for 6®trlllltM purpom. lith respect to ttc:bnita.l

...ata. ut cn~tplrttr aofturt in ullitll tnt IJ0$1ttttat:nt nu un! inittd rigllu. the li"nse ~Mil bt of tht $U! ~ u the rigllta ad fortb it~ tilt definiUua of "unlinited rigbh" in (a)(i\) ~t. lU\b rttptct to te:c!Uiica.l d&ta illllbicb tilt O.lltri!Mllt bu linittd rigbta, tllt sc»pt of tbr license is linited to the rigbtt ttt f~~rth in t~ tlcfiniti!lft ef "1i~ti\td ri<Jhts ". IHib rnpect to conpuiet toftlW't ulliell Ul.t p61'tits b.wt 4Jrtd uiU bt furnished uith rutridetl ri§bts .. tbt scopt of tilt license ii United to Slltll ti~.

<2> !l!lless utttten IJHirov.U of the Contr.u:Ung DfHc:er a obt&illetl. tilt tonira.tlor su..U not include Hn teeooit.\1 ®,ta or tO!!pl.lter aoftlW't prepare:d for or as:quirtd hiJ tbt S.vtrtllltmt under t.bit contract> lftV 140fts of .stllorsllip ill llhiell c.optjtight it not ~4 bQ tbe tontr4C\tr without atquitin~ for the 6oVtrnatllt an~ riqnts ntetssar'l to ptrftet e. ~igbt littn$2 of tbt seopt speeifid btnio.

(3) The tuntrac:tor sllaU bt tOI!sidtrtll t~ "ptr$® for llflon the lltd: liB pre:pared .. for tht pm-pose of dtiernining 4llthorsftip urultr t1 II .S .t 2fli(b) •

This 111\\trial ·~ lie l'tjii"OOOCtd blj or for tbt u.s. licnnrnlft!nt pursuant to tbt tOJIIjtipt Het!IU adtr tbt tl41111t at anas 252.ZZl~1!lU (11<\t.t),

m Rtmwa.! of ltnjtsltifitd' w IOI!coofarnil'l9 nartings - m IJajusU.fitd Tttllniu.l !lrata. IWUII!Js. Moillitllstaling 4lilJ prOlli.sioo of this untrael coeterllillf wptdioa w ..:etptuce, the '0!1trrutent nq, 4t tltt t011tractor'• upeMe.- ettrteh t4neth or ignort lftlJ narti~~q not justifit4 IIIJ tilt terM tf lllis cOfltrut oil 4mJ ttthniut tltta furfti*f butl.lllftr ia umtlwt uUb the el&~st of tllit COI'Itract tlltiUtd ''Puidltioa of lltttrittive krtin§s on ftdmiut kt.." .. llfW 252.2,2'l·Wl.

<2> ~fttning Tttooitll !lata llartiags. &orrttliOII of noneOI'Iforning nartt~ga it nat $U11Jttt to this cta~m. Tht vetfltltlli lttUJ• at tbt tont.rattor•a txptns~~o etrrtet 4lliJ ~~C~W:tnfllttliag wring. H Utt tontruti .. affictr notifin tbe tnntracior

.ct tile contrador h.ih lo correct t~ aoneoafct~ting nartillp uitltill sixtlj (ba) IWJI.

(3) llnjll$tifitll and Mnrttooforning C•ter scrtwe krkiags. llotlliUtstandif19 «niJ prOPision nf tllis eontra.ct toncernif19 inspection and acceptance, the: Governnent 1141J correct. caned~ or ignore MIJ 11riill§ not auUmrintl i!J tilt ter~~s of til it eoatract on ~ cooputer sott»are rurnislltt lltrtun4er. if

m nte tantratter fails to rtspom 11itt!ill si~t~ O!U dA.!Js ttl t vritttn inquiry b1J tilt titllltrlmMt ctllm'nifi!l Ut JIMIPI'ittlj of the narl:ingt• IJT

HD The Contractor's response fAils to swst~Vtti~tth uitbin suttj <bln dqs lfter oritten eotite .. tl\e propridl} er restricted rights narl:ings

(g> Rtl.t ioo t. htents. loUting C\ll'lt&illttf ill tllis tlllh~tt tiltH itlftiJ .t Hceru1t to Ute iO!Ierlllltllt umer llliJ p~tent or be construed as ~fecting the sceopt of M1J 1ietl$t or other right otberuist granted to tbe Sovtrnnent under &niJ pttent.

(111 Liniidiion ttn Ch.trgtt for BAU and tttnputer Snftrwe. The teniraetnr rttogni!ts tbli the 6ol'erMtui it not ebl igattd to fHilJ~ or itt atlou lo be p!lid# OIIIJ ebargea for dd!l or tonputu aoftuare ukicll the liolltrtlnent w l right t• ut &rid tiaclo" to others uitbout re1triction and Contr.u:ur agreea to refund llh\1 sue~\ Pl!JIIttth. This pr.wisittn applits u eontruh tbAt Uwtlive paunenta by $ubcontraetnrs and thttSt entered into thrttugb tnt lilitary Assiaitnte rrogran~ in addition to u.s. iov~t prlne tontr&eb. It don not appl!J to rtuonabb reproductioo,lwld1in§, n.tiHng, t~~d ainilar &ditinistrt.tW! toatl.

, <1> illt tollir6ttor nutt s4UiflJ ib contraetUl.l obli~f.ittn to the ~rMUt 11ilill! mnria§ U.Ot Ute rigllti &Hertlet itt ' ,.,.,ct~ntraetors u11der :U! u.s.c. 292llllrt rttogniltd and protected in satisfl,liflt its obligatifm tbe eootractor ~Mt ttcolqddll tk

bo.!ancing ttf interests described d DUllS 22'L47l~1 in liuJing 11iih itt lllllc&~~tnctws.

cv lll!eni!Vtr AI'IIJ teebnica.l datt or eonputer softuart is to Ire ohttintd frnn a subclmtr~Ctor llllder ~is t$11U'ut. Ut tontrAGbr th.ali use tllit 'tnt dauS:t 111 the slllltontrltt. uitbttut lllhratiolh tnd ao other dust atM.U tit IIGed to tn!Nge ttr dininisb tbt 60vernntnt•s or tile tontroctor*t riifits in the tubcontractor data ttl' eeaputer $0ft*lrt.

m reeb!lica.t data. nquirtd to be ftlW!red ~~~ 4 subcontractor &Mll aoru.lliJ lie dt!ood to \be rat llitf!U·U.tr tol'ltrletllt, !l!llit~~tr, ubal tlltre is a rtqtirutld in tilt print eontrm fttr data ubittl ne!J bt ••niitd uitfl othtr tim wlit~ittd rights biJ t subc.ontrutor, tbe:n said stlbtontractor nllj fuHiU its rtq,Uirenent f»l autlnitting such d&t.l direttlq tt the iolltrtll'lfnt, rAther tblln tllrttugll t8t print Cot.rutor.

(4) 11\t tentroctttr and 1\ightr-titt ~ntractors uill not uae tlltir poatr tt Ullrd at&~~trtttt o tctmctHt lwu-.e ttl obtain tights in hellnicaJ datil or t&dputer sortuare frttn tbe:ir subcontractors.

(5) The tontrtctttr s&a.11 tnnrt tbat mCU~~trtetor rights llrt rte\lgni»td w protected ill tilt notiHctlitn 100 litu-. proeus &t pata§rapbs <.P and <t> helou.

<II> In no eveat sfla.U tilt ton\rulttr UH its oldi!itUon to rttll!lllitt and preted Slkmrutor rights iJI temitll dtW a ~n ettijtt for f•iliog to a•tist9 its C\llltracllll obligation to tilt •~eat.

Cj> Motl.tt tf l.initttiw 011 SwerMent Ripu. (1) 1M llffuort tOII\rattor s~Wl netiftJ tilt CHtractiftJ lffittt of Utt tontrtthr 1 t or its potM\i.tl tWcontrtctor'• U£e in Ute ptrfttruance tf tilt ttatract ttl' tuilcoa\ratt tf ittna. .. ~tt • .... ,.mua and tonpottr uftvll"t tMt -

(iii) ~ WMolofl tbat flat lltal ~Ulped tle1U$ivtl9 aiUI li~Vetflfltld flll!Ula lflitfl tilt Offeror or Contrutor or I>U~IItrtrlor doirtt tJCliJtUtt rights to CO!Illm:iai ilh uiill fi®ttft!ltftt apprt'IH!.

C2> SIICtlllttiHc.ttit~~~ ia oot required Mitll resp«t to tdell itett.t co~~pOilt!ftt, processes.. or co~tpt~tet softuut if no technical datt it rtquird to be delivmil or if the rectuird ttthnicai data is dttil'em 11iill un1 inittd rights.

Tht OHtnrltofltrdetor/SUbeotltras:tor rtprtttnh Utilt. to tilt but of its tnouitdgt llllld btlitf illt inforn.ttian contunt\t ill this nchfica:ti&!l ii eurrtJ'!t, •cw.tte Mil con,Jett. Date _____________________________________________________ __

II4Jtt 4nd Titlt --------------------------

OHiciai -------------------------

This uprt$tlll4tilln $1'1411 lit dated aad tilt sigDitg offitW Ulletttifitd b9 aw an4 title) sMU bt dlltlt utliroiztd to bittd Utt Cotttrletor.

N> lipttfl request iht Cotttrdeting OHicer. tht 9Htror or Clll'ltrutor ah4U prol'idt suHititnt infornt.tiun to tniJillt t~ ntraetiq tlffitet tt idtatifiJ and evo\lu.ttt the Contractor's or stlbtootr4ttor's ustttiou !lade in (j)(1) Uovt.

0:) Idtntific&.tion of restrictioat Ill'! b®trtdttflt rights. Ttthnkal dat.t a~td eonput.er S(lft!Wt sl!aH nol bit ttll!lettd to the Eiovernnent un.b otller tllaa unlinUd rightt.; ~mitts tilt tedl~tica.l dat.\ or conftllter sonuan ve idetttifittl in a list nw ' part of tltit mtract. Thit listing is intt114t-' to fatilitaie rtvieu 4lld acupt4!let of tilt tectmicai d.tta aad tonputer softrtilrt by tllt 6a11ernnent and dou not ch:tnf!• uaiflt• or othtrlliat llodify t~ ri!Jtit or obl igaUons of the parties um1tr tile tlmt .tt Dfl\IS 252 .22"H!.l3"t. b a ninimllll tllis tistiJUJ neat -

<n IdelltHt « duttitle, as appropri.ttt tilt ca.tqorg or catetories of litvtrnlltflt righttt tilt av«t!ff·t~t-tillt lillit.U.ions or a.ruJ •peciai restrietioos oo the use of distlosore of the tuhnico.l e•t.t or eooputtr aoftllut.

In t.lle e.-e of aa itttll tlll'lpoatnt .. « proc;eu tll<\t ia dt!'el~ in pvt uitn blll*trnntnt fuoo• w in p<lt't a;t privAte uptn$t• H, after uh~t~&tif!g 4.11 re4SM&blt effort.. tbt parties ftH to 4grtt on t.lu! apportiOflfll!!nt of Ute rigt~U in tt!tbaitai eat. furnished unw tllh contract b1J tilt dati tstablistltcl in the coatras:t for avemtah or llitbin tn9 txtensioo esta!JHlf.ltd btJ ttlt Calltrdeting ilmw, tka tilt Cootrtttiag Officer 11<\IJ esta!Jl ita Ult ruptetive d.tt.\ r igit. of tilt part i,u, mp~ to Ccmtra.ctor appu1 41 prwidtd in tllt IHJ9Utl'!$ t14118t. 1ll aatj tP!ftt# Ult CO!ttr&Ctor &Wl protttd UiUi ceap!tUott of tilt coatratt.

,y IDEITlfiCATIOI OF l£SlRltTEB .lilTS COnFUTE! SGfTUARE 252.221-1111'1

The OHtM)r is required to identify in his proposlll; to tfle extent feo.silde, ti11J sutt caputtt ufware llhictt w de~Jelopn

at ptivate UlJtnu w upon the use of llhicb it mirn to negotiate restriction$, w to stau the Mturt: tf tbt: pi'Jt~Utd usttidioos. AIJ restrictuna en tile lioperwnt#~> •e w disclosurt of ttftjlllttr sortuan dtpefoptd tt pritlltt ~ w to be lid ivert:d 111uler the tolltrut autt bt sd !ortb in tn agrteJW~t n&de A part of tilt coatrart, eitlltr l'l!gGti.tttd priar 1$ lll4!'l1 or incllldtll ill a 11odifitati011 of tilt contract lltfort tilth ddil'trg. 1f no &lith tO!Iptlttt sofwo.re is idelltifitd, All 4Uil'trll»t cDnputtr sort~art llill be subject to untinited ri§llta.

1-~ TECHNICAL DATA - UITHHOLO!IS llf f!¥nEMT ZS2.221-'ro3ll

(.t) 1! ttthnieil dA\a tpeeified to he dt:Jipered under tbi$ contrACt, is not delil'ertd uitbin the tint speeifitd hg tkis contratt or is de!icieat upon deliver~ CtneJuding bavibg rtstrictive n.rtints not identified in the list described in tilt clause at ~2 .22Ft!l13(\:} tf tbit contrut>. tbe Cont.rtctiii!J OfHttr lll\1.1 ootil m:ll dAta is ~tettpit:d ~ the ouprroot~~t; 11itbhohf pqnenl b i.ht Clllltrattur of ten percent i1BX> of tnt totlll contratt price: or anount ulllus « leu.er uitbllo111ing is speeifid in 1M contrut. P•nu abaU not be: 11ilhbdd nor 1111q otbtr .tetion token punu411t to ibis po.ragrepll lltlta the tont.netor't flilun to nate t1nel~ dtiiverq or to dtlivtr tueb data uitnnut dtficientit$ arises out of tAUStS beyoad tnt control ~ad uit.hout tat fault or negligence of tilt tooiractw.

(JJ) Tht uithlloldin§ of illllJ 411tunt or $UbftltUtn\ flll.JAWi to tile tontre.ctor slltil not he eonstrutd u a lllinr of tmt l"igtlu -~"ring to the libPtrOOtllt unde:r tbia ttfliratt.

l-1! OATA IElVW:11£lHS 2S2m~'ftat

1ft tootr.tetor is required to d!Hver Gal!J tilt data ittns tittd on the 00 Forn 1<123 ttontr.tet hta ltJlUirDtllts List> tnC dttt itma identified ia and dtt ootll!e Ul"lftr ti11J contrut dauu .r ffll Sl.ltpatt 52.2 l1ld DoD fll ~tt~t~~l su,.n 52.2 Mde • part of Ute tfllllratt.

Hfl *IOATml OF I£$111Crtff IIHUII6S U TiC:ItllCM. UTA 252.ZZl·'fC3l

Ca> kfifti\itg. The ttrna ~au iB thiJ clme are tefintd in the tltullt at GffllS 252.22'1-'fiU tf tllt Btpottllelt or ttftrM Fe!ler.tl Atqubit.ion atguhtitn Suppltnent CllfAIS).

_ 01) lushfitA\iQ. Tht tOftlrtttor or tllbttfttrtttor at 1111:1 tier it reapootitlc for Hiatliniag ruor.a. Mffitim lt .jutiflj t.lle V4J i4it; of its aarting11 tk.tt iDpOst r"'trietioM 011 the &Wtrnlltflt ll'ld fltktrs to m .. ftp.l icatt .. or disdut Ltc:MiW dttt del wed or rtt(Uired tt be dt1 ootd -.~tr Ute l»lltrttt or s:ubtontratt, w lkll lit pr~d to furrdtb to tk t®tr&Ct~ iff iter ' uritte11 jutificatitlfl for tuet1 rtttrictive Katkiage in rupense to a cbilltnge ~tmk r po.ragrepll (d) btl at~.

28

TAB 28

28A

CONTINUATION SHEET MOD/Al\ID

!'iC7!C'R · ''the tollo• .. riw.t soliciti1.tiori p:rovitl..W•!< and/or co-ntract c1 aaaes pert!n.(i!".,:t t..o thit, .&tit-tti<;zn ar~ h•x~~.,'l 1:::..::0-rp..?t'a:~ !:J"i

re:f~reo:<;e,

r-1

l-3

:-'5

l-S

r-9

!·U

r-H l-15

!·lb

l-!7

I·U 1-l$

t-:ts

r-:t6 1<<7

:-ze !.-'9

:t-3.0

l-l t

!-35

fle;¢,;;1 at,..ry r1 Ls

S2.2C2-1

~.,. :~n-s

~2~2:03-6

52.2Cl-7

52.10)-!0

$2 .71H-l1

!.:l.:!\1¢-~

S2.1ll·S

s:<.nt-15 52.~15-2

~:L 21S-a

SZ .. 'llS-""9

S.l:.21S-t0 ~2.21!>-12

~:L£.15-1!.

52 .ll S-lS

52.2~5-19

~2.216-:

52.119-9

£2.222-3 $2.222-4 $2.2/2; .. ~;.

52.222-28

52,212-Z'! 5:.L~22-J:~

~2.222-)fi

~2 .122·31

5.2.223~1

52 .:22.3-S

52.223-6

S2.2';tS-l.O 5:1.215·11 52.22£ .. 1

52 .1:<?-! s:<-~2?-l

5cz.n1-1

s:z.zn-1v 52.217-12

5!!.~27-13

52.l2t-7 S2 .13()·~

52.230-6 5:1,.~31~9

52.232-l"j

s<.:n2-2c 52.232-42 s2 .n1-.1s

Gii.k'Z"' !71 &S

CO\~ J.f;f-.:1~$1 CO!rr'.!llGl'.UT FMS

?;ES'!'RlCTitiiS ON S\ll!CtlN'tRhC'l"Jl'. £)\.(,£$ '1'0 '!ml GOVEY.-"l"

I.Ut1-i~:ZC~CY. P1'£'A:WUK::;t

r!UCE OR FEf~ !o..!JV~C~11' FOR l~ :;s :!'.'X'?S.O?t:a Acr:V!Tf

LI)ll T;.nm; D!l PAl'l!EN'l'S !':l Il:WU'JENCE C!':MTAZN f1:tlE1<AL TP.AllSAC:'trQlS

:fJ~Il.rt'H.fG/COf'Y!lJ:IJ OC>\;Ewr-!X!D.&n 0$ n.ECYCl...ED .?~

.F?;~!NG 7H£ 0()\'1S:fU~tr' S U(!"£P.£$'! ~~ SL~Otrfi<ACTlNO W!'Tl:Y

CON':'AACTORS

Dli.tt-~. SI:S?DOSD, OR i!ROPOS!W FOR~

MAn:P..uu.. Rl!:'v..:r.~s

CJJiW'J!ZoiSE V!U0l\!T11 J\Ntl ).lJ..()C).Tl 0!1 RllQIJ!lU'.:l".:.<:MTS

;..:,;-v-!'T A.."(D F.SCC1tOS - h'1tGO'f :~:t._TlON

ORDER Of PRE't::WEliCll. • U!Jlfv!'J!: CO!'ITAA<:.'l' !'Or.:l'.l<:'

CHAliCES Ol\ iUlDl T!ONS 1'0 .¥~ ·OR-131.1¥ Pl\O;RJ.M

PRICS P£0!JC'I'!OO FOR f.IEF~!VU COST OR PE.!CWC [))..!!)..

S!JtlC<:t'l"J'Rhc:rol\ COS'r OR l!lUClll'C DNfA

TE?Y..na.."'!"ION 01' Dn"IlfED l!ENID'lT ?ERSlOO PLANS

!Ui:V£l'!SlON Ol\ .1-.DJUsntm'f 0!' 1'1.1\.NS !'OF i'QST!'S'r!P~ ll.~!TS lPI\lH

V:m:R TIWl l'E!;"SlmiS

u·etr!Y:!c.;..T!t1N C?" ~-SH!t CHAliDES

Al..llJ~~Bl.F. COCT hND Pi\'nfr~"T

P!XIW FE£

UT!.Ll:z.A.<ftet~ Ci? ~. ~L t.fl$.1-JJ'VJ.J'.ft'AGSD$ .MID ~{.-.OWJ,.'1!0 ~

B--:."StNT....SS cum:::et<NS

CDtf'JIC'l' W\BC:H. C00Tf'AC1' WORK llOUl<S AND SA!'ETY STAl:rtX\DS 1\...'"1' • 0\illR'!'!ME COMPENSATION

ROQN.. Ofi'Gl<T'J!<!rf

!!Q()N.. Of'l'OR1'UNI,'Y WJ!.AWAIU) Cl.l::AJ'J<NCS CF ~-'<CTS

NCI'l'll'lCATlON Oi' VISA UEillJU.

AFf'1F.MA1:!\I'E N::TION FOR O!SA!!l.li:!l VJ:.'"Tii':l!ANS AtiD VU"Ir...AHS 01' 'l'll:£ Vll!:!'NAM

EAA

~.Ff'I~Tntt hCTION PO?. !lA."'w!CJ'.P?ED WOl'.Kll:RS

EMPLOYl'II::N'r REFOR'l'£ ON ll l SA!!l.ED 'J'E'l'E:-v..NS J\..'l'!l Vl>"rt:RA.!'<S fJI' Tim 'J!Zi:nlh:M

ES<}..

CLEJ>.N 1<11\ M'O Wl\.'rnl1

POLLU7l~ ?REV!i:!l'Tlt:m = Jtr(;l:rl'-1'0-K.'lt.Y"' Illl'ORMAT!Oll

DF.l.IG-l'l'J::E WOR.KI'W.CE

!YJTY-l!l'-l!:l'l !i:N1'!<'l

EES7F.ZC1'IOOS Oti CEJrrJ.;!> fO?SIG!I FJRC!!Ji.St::S

lJTl t.IV.TION OF 'OltllAN ORCA.l~'t'ZA'l"rO!>S J'J.'O Th'OlJ\.'i'~CWZ.,';:;:J ECON~C

ll.:rrt.UJUSF.S

J.J ... r:rHOlt:V.T!C't~ »:P CONS~"! AITrHORl7.AT!CN J\..'ID CONSENT (,11JL 95) - U!l'll:Rl£1lTI.l 1 f NOTZC£ .A!ID J..SSZS7Alla!: ~INC l'hTEI!':: = COFY?:lCliT !:l:rl'~

fiLING OF tWI:!rliT l\Pl'LIC\T!O!<S - ct.J\SSIFlB:I ~<::'!' l!ATI"l:ll\

FA'l'l!h"l' RlG:R'rS b-rEN'!'lOI< !lY '!"l{l! CmJTI'AC'!'OI\ tUJNG ?ORb!)

PATeNT R!Glf'l"S - I.CQ\l!St'\"IOtl !lY Th"E 00~"1'

!f!Sll'R.I\.NC'E • LIJU!ILITY TO Till RD l'SRSONS

COST ACC"'U!'ITI'.l'C STAIFA.!l.DS

A!JX!NJS'I'IUITfOO Of' COST ACCOI.lm"!NI.l STANDM!tlS

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fJFARS ll

252.227-7013 Rights in Tcdmical Data--Noncommercial Items.

As prescribed in 227 71 03-6(a), usc the foJinwing cl:mse:

RIGHTS IN TECHNICAL DATA--NONCOt\1MEJ\CL\L lTEt>-1S (~OV 1995)

As used in this dausc

( 1) "Computer data base'' nH.:ans a ...:olk·ctwn of data recorded m :1 f(mn capabh: of being proccs:>cd by a computt.:r. The: term docs not mdudc computer sc1ftwan..:.

(2) "Cornputcr pn)gram" means a St:t of mstructions. ruks, or routines rcct•rded m a fprm that iS! cnpahlc of causmg a cr•mpuli:r to perlcmn a spcci fit: upcmt1on or sene;:; of operations.

{3) "Cornputcr sottwan.:" me;ms computer prugrams, sourc~:.~ code, source code listmgs. obJect code l1s1ings. design details. algorithms, proc~:ss~:s. flow charts. h'millkK· and rebtcd material that \\Ould ..;nab!c the sothvarc to be reproduced, rccrc:Itc:d, ,,r recompiled. Comput\!r softwan.~ does not indudc computer dma bases or compuwr S•)lhvarc documentation.

(~!} "Comput~:r solhv~m: documentation" mcuns owner's manuals. ust:r's m:muals, mst<tllallon instnH.:tH•ns. opcraung ms.tructions, and other simtbr items, H:g~lrdkss of storugc medium. Lhnt explam the capabilities of tJn:: computer softw<Hc or prov1dc mstructions f(,r using the software.

(5) "Detailed manu!hctming. or pro...:css data" means technical data that de:;cribe the steps, sequences, and ..:onditions of manufacturing, processing or osscmbly used thc manufactun:r to pwducc an item or component or to pcrfom1 a process.

(6) "De\elopcd" means that an itern, component. or process c~asts and is work:Jble. Thus, the item or cornponcnt mu:.t have been (Xmstructcd or the process pr;tcticcd. \\/orbbi!ity is generally established ~when the nem, component, or process h;u; bt:cn analyn:d or tested sufficiently to demonstrate to reasonable people skilled in the appJi(·.:1ble arl tlut thNe is a high probability that it wtll op<:rale as intended. Whether, how much. and what type of analys1s or testing is required \0 establish workability depends on the nature of the item, comp~.mcnL or process, and the state of the arL To be consitlercd "dcYt.~lc,pcd,'' the item. component. or proce$s n<:cd not be ::11 !he stage \.\here 11 could be ofk·rcd f(Jr sale (:'If sold on thc commen.:ial market, nor must tilt: 11cm. componcn1, or proc~:ss be actually reduced to pra..:ticc witlun the meaning orTHlc 35 ofthe Cnitcd St:~tcs Code.

(7} ''De> t:loped c:xdusrvdy ut private expense'' means den:lopmenl was accomplished entirely wiih costs charged !o in\lircct cost pools, costs not allo..:ated to a government contract, or any cumbi!Miion thcri!nL

{i) Privnk expense dctcm1imnions shnuld be made at the lo\\tSt pr3ct1cab!c leveL

tiil Under t'ixed-price contmcts, when total Ctlsts arc grea1er than the firm-fixed-price or ceiling piice of the contract, the additional development costs necessary w complete development :;hall not he considered when dctcm1lrung: \Vhethc!~ dc\dopmcnt was at govcmmcnt, private. or mixed cxpen:::e.

7.htn1

Page 1 of ll

{S) "Dc,·clopcd exdusi\ dy with guvcmn1ent f\.mds" means development \1/'lS nt)t

.tccomp!i;.;h.::d cxdusivdy or paninl!) at pnvale ~;.:xpcnsc.

(IJ) "Dt'n:lopcd with nHxul fundmg" rncans development '>vas accomplished partially '>>.·ith costs charged h) indm:..:t cost pools and/or costs not alkJCfllcd loa government contract, and p:.~rtial!y vvitll..;,Js\s ch~1rgcd thret:tly io a govermn~:nt contr:lCL

( 10) "Fonn. lit and functwn d<tta" means tcchmcal data thJl tkscnbcs the u:quired uven.1ll physic:al, !l.metional. and perfl.,m1ancc chJra;,.;tens.tics (along with the qualifkmion rcquin:mt:nU;, tf applicable) of an item, component, or process to the extent nec~:ssary to

permit itk~nllfi..:;Hil.m of pbystcally <Inti functi,)nally tnH:n:ll~mgc<Jhlc 1tcms.

( 11) "Gon:rnmt.:nt puq)o;o:c" means any activity in whid1 the Ut11tcd States Ciovemmen1 1s a party, including 1.:\H!pCLill\C ag.rccmcms 'Ktth m\!..TntltJC,n:il or multi-national dcfcm;c prganrzatwns. Pt s~1les c•r transfers by the United CJ,n cnnntt11 "' fme1gn gov;;;rnmcnts vr intcrn,;ttonal organizations. ()mernmenl purpo:::-es include compctitt\c pn)curcmcnt but d,, not irKlud.:: the rigJ1ts to usc. modif\ reprt.lduc.;::, rdea:;c, pcdi.~m1, display, ''r disdos.:.: tc\.:hnical data lbr ..:OtTlmcrc1al purpos\.:':o: (lf au1honzc olht:rs 10 do so

1 i} Usc. modi f)•. n::pn•ducc. rl.'h:ase. perform. <llsplay. or d1sdose tcdmh.:::Jl d.1ta within the CiovL"rmncn\ v. ith1>Ul restn..::tlun: and

(ii) Reka:-c or disclose techn1.:al data outsid•: th~: Gtwemrncnt and authnrizc persons to .,.,hom reh:as.; .:1r <.hsclosun.: has been made to usc. mt1dify. rcpwduc.:-, release. perit.1m1, d1splay. Pr dtsdt>:'>e that d:Jta f(w Umtcd S1:Jtcs gon:rnrnent purpol'es.

( 13} "Lllmted rights" means the rights to use. !11(!dify, reproduce, release, per!l:n111, display, or disdosc technical data, in whole ur in part, within the Gm..::mmcnL The Government may not, \Vithout the wnttcn pennission of the pJr\y asserting limned rights, release t)r disclose the technical data outside the (l(wcmmcm, use the technical data for manufacture, or authorize th;;: tedmical data lo be used by another party. except that the Go\ emment may reproduce. rdcasc or c:hsclo;;e such duta or autboriz.c the use or reproductiOn of the data by persons outside the Government if n.:pmduct1on, disclosure, or use is-

(i) N;;:c:cssary for emergency repa1r and m·erhauL or

til) A rl'leasc or ~ltsclusun: of tc..:hnieal data (oth..:r than detailed n•<mufzKturing or process Jata) to. or u:-c of such d;1ta by. a !(;.reign go\crnmcnt that 11> in the interest of the Government and 1s rcquir.:d ~~~r cv;,.duation.\1 or inf(1!111i.llional purposes;

(iiiJ StJhjcct h) a prolubnion l•n th~: funhcr repruductl<m. rdeasc. dis;,.;losurc, or use of lht: lcchnical data: and

(i\') The contracwr or suhcontractor a.;;sening the restriction is notified of such repruductit•n. rckase. disclosure. N usc.

( l4) "rechnital data" rnc;JilS rcconJed inform:1t1on, regardless of the form or method of lhc recording. <..•!' a sc1cntJf1~: t:'r tcchnic;:.ll nature (including computer soHwme documentaticm).

227.htm

DL\RS Page 3 of ll

l11c t<.::rrn does not mcludc C\>mputcr \\~;re or dma incJdental to contracl admmistration, such as iin:.mcial and1ur managem\.:nt infiJm1ation.

( 15) "Unlimited nghts" means rights to us<::. moJil:f·. rcprodw.:e, perf(tnn, display, rcleus:e, or disclose technical dmn in whule nr m part in any manner, and t(a· ~my purpose vvhatsocver, and to h,n e or authm1n..: \)!hers tt• Jo sc•.

(b) N;ght.~ in data. Tht Cti!1tra..:klr grams 1.>r shall obtain i()r th<: Govemmem the !i..1llowing ruyalry lr~:c. world-wale, noncxe:Justve. n-revocable !icense rights m technical data other tha11 comput~.:r softwar.;; d')cumcmiition bee the Rights in ~ollcomrrH:rcial Comput<:r Sot1warc anJ NonCLltnmen::lal Cumpu!cr So(twore Do..:urncmatJIJI1 cbus..:: of this contract fnr rights 111 computer sofp,, ctre dt•t:umcntattt'n):

t l) Unllrrl)!~.:d rights. The GoYcrnmcnt shall ha' c unlnmted nghts m 1cchmca1 data that are-

(11 DdlJ pert;.tinmg w :111 llem, component ur process whlL~h has been or will be developed 0>:dusivcly wah Cov.:mrm:m ltmds;

fii) Sludies, :maly~es. kst data. 1•r similar data produced f(lr th1s contract, when the study. analysis. l...:st. ur similar \\\•rk \Yas spccifi(·d as an clcm<.:nt of performance;

(iii) Crc.a!cd cxdusivdy wJth Clrm::rnmcnl funds in the performance of a contnu:t that do~:s nt•l require the development, m:mufnclurc. Clll!Slruction. or product1on of Items, components. ur processes:

(i v) Form, lit and function dala:

(\)Necessary insiall<itwn, opcr:Hhm, mamtcr~::mcc, or training pmvost·s (other than dctadcd m.tmt1(n.turing N process dau):

( vl) Corrections nr clwngcs to technical dHUI furnished to the Cuntmchx by thl' Government;

{vii) Otherwise pubhdy a'allabk or h(!\C been released or disclosed by lhc Comn1e10r or subc~c)n\ractor without rcstrit:tions on further use, release or d1sclosurc, other than a release or oisclosun: resulting from the s:1le. transfi:r, or other assignment of mtcrcst in the tcchnknl dnta to Jnothcr party or the sale or transfer of!'ome or allot a husim:ss entity or Jls ~1sscts l(i :mother party:

t \iii) D~1ta in wh11..:h tht• Government has obtained unlimilcd rights under anmhcr Go·>cmmcnl contract or as a result 0f negotu:Jtions: '"'r

Data !iJl1HSl1ed l(l lhe Guvemmcnt, und.::r thls N any other ()ov..::mmcnt contract ,n· subcontract thereunder. with-

(:\) u~wemmenl purpose IH.:ema: nghts or limited rights and the r<:stncti\e C(•ndttwnls) has'h::tvc expired; or

1 B) Government purpt!SC rights and the Contractor's exclusive right to usc SLKh data f(,r ctHnmcrt:hll purf.lt.lS~ has expired.

htm

DFARS thru I!

(i) The Govemment shall have gnvcmrnent purpose rights: f\')r a five-year pcnod, or sud! other pt:nod as m:1y he negotiated, in lt:(;hmcal data-

(A) That pcrtmn to Hem::., CtHnponents, or pn!cesses developed \VIth mixed funding cx..:cpt when the Government is entitled to unlimited rights in such data as provided ll1 paragraphs (b)( li) and ( b}(l\) through (b l(ix) or this clause: or

(B) Created with mixed funding in the pcrt\:rrm;mce of a contract that does no! n:quirc the dcn::lopmcnt. manul~H.:turc, construction, or production of items, cump<ments. nr pn)~,;esscs.

(ill The 0 pcnod. ur sud1 other pcnc.tl as may hnve bc..:n ncgouatcd, shall conm•cn.::.;.: upon ~.::.ccutlr•n of the contr~H:t, sub~.:ontmct lc!tcr contract (or snn!lar cr•ntmctu~d mstrument). contract modllkatwn, or ~·ptton exercJsc that n::qum.:d de\ elnpmcnt of the item~>. compuncnts, c'r pn)ccsscs or creation t1f th.:.: data dc:>cribcd Hi jXtr>lgraph (b)( 2 )( iH B l of this dmrse. UptJn expiration of the fivc-yt·ar t)f t'thL·r m:gottatcJ pen("d. the Go\cmmcnl ~hall ha\e tmlirmtcd nghis in the technical dat::t

(iii) The (Jovcrmnt'nt shall not rck:tsc or disclose tcchnical dala m \\hkh 1t has government purpose rights unless-

!A) Prior to release or d1sclosun::, the intended redptent is subject to the non­dtsdosurc agrecm\:."nt at 227.7 l03-: of the Defense Federal Acquisition Reguh1tion Suppl.;,:mcnt (DFARS); or

{ B i Th1..~ r.;.:dpit:n1 1s a Government C(•ntrador receiving <lC<.:css to the data for perfonnancc or a Gon:rnmcnt contract that contains the clau:;c at DF :\ RS 252.227-7025. Limitations on 1hc Use or Disclosure of Government-Furnished tn!'tm11atiun ~larked with Restrictive Legends.

(iv) The Contractor has the cxclusi\'C right. indudmg the right tn hccnse others, to usc technical data JO which lhe Government has obtained government purpose rights under this ~:on tract H•r any commercial purpose Juring the time pcnod sped tied in the go-.ernmenl purpose rights lcgt'nd prcscnbed in paragraph (f)( 2) of this cl.:mse.

) Lnni!ed nghts.

(i) Ex~.·ept as pmvtded m paragraphs I., b)( l )(ilJ and (b)( 1 )(lv) \hmugh (h)\ l )(ix) of this dausc, the Government :::hall h~ne l1mited rights m technical data-

(Al Pcrta111ing to 1tcms, cumponents, or processes dcq.:Joped exclusively at pri\ate expense and marked with the limited rights legend prescnbed in parat,'iaph (I) of this clause: or

(13) Cn:ated exclusi\ely at pri vale expense in the performance of a contract that do<.·s not require the dcv<:lopment, manufacture, construction. or production \)f

items. t·ompom:nts, or processes.

hHp< brsi te .h1l Laf.mll/:Jrchi vt>'dl~tr~/ l v9ciD!ars252 htrn

DFARS thru

lH l The Government shall r<.~lJUlfe a rccJpieni orlimil<.>tJ nghts data fiJr emergency n:pmr or overhaul to destroy the d~11a anJ all l:opit:s 1n ns posst.·ssion prornptly f{Jlk)\\lf1!! CI.)!Tl\lkuon of the cmcrgcncv rcp.air/overhaul <md to noti!\. rhe Contractor

~ • .... '#c • ~

that the d<tla have bc~:n d.:sm)yed.

! !

(iii) The Contmttor. 1ts subtontraclors, and suppllcrs arc not required to provid..: the GQvemrm:nt addnional nghts w usC'. modify, n::produtt\ n:::h::asc. pcrti._~rnL display. or Jisdose tcdmical data rumished to the Govcmment with hmiteJ rights. lk>WC\Cf. if the GtH\.·mm~..·nt desires to obtain additJOnalnghts in t<:cbnical data in v.hid1 it has limited rights. the Contractor agrees hJ pwmptly enter mto negotiations \Vith the Contracting Offkcr to delcrmme \\ hcther there arc accept<thle terms transfcn·ing sm:h rights. All techmcal dat~1 in whH.:h the Contractor has gramcd the Gtwemmcnt addi1 ional rights shall be listed or described in a license agreement mmle part uf the contra..:L Th.: llccnsc shall cmm1er<He the additional lights gramcd the Ciovcmment in such data.

( 4) $pe~.,;tfkally negotiated l1ccn::>c righ~~. The standard license rights granted 1() the Government under p<lragntphs (b)( 1 J thwugh ( b J(3) of this clansc, wdudmg the pcrit1d during which the Gmemmt:nt shall h"lVl' governmcm purpos..:: nghts mlechnicnl data, may be mothfic;;l by muwal agreement to pro' ide sud1 rights ns !he parties consider ~lppropriak but shall nol pHW!dc the GoH:mml.."nt lesser nght$ than an: enumerated in paragraph (a)( 13) of tins clause. Any nghts so ncgotwkd shall bt: identJlicJ m a license agn:emcm mad~.: part of this contr:n:t.

15) Pric1r go'r.:~mmenl nghts. 'h:dmical data that ''ill be delivered, fumisheJ, or othcn~:ise pruvidcd l\) the Gov~:rmm.:nl under tlw; ct•mract, in \\'h1cb th-: Governm•:nt has prcvimt:;ly obtained rights shall be delivered. furmshcd, 01 provided with the prc-cx.1stmg rights. unless-

(1) The partit"' bavc ugn:ed otherwise; or

(li) Any restrictions on !he Go\crnmt:nt's rights to use, mudi fy, n:prodm:e, rclc:Asc. pctl!mn, dispby, or disdost: the Jata ha\t: cxp1rcd or no Iunger apply.

(6) ll~lease from b<JQility. The Contractor agrees to release the Government fh1m li::tbi!tty for ;my release or disclosure of tc~:hnical data m:hk in accordance wtth paragraph (a}( I 3) or (h)(2)(iii) of this dausc, in accon.bncc with lhc terms a license negotiated under paragraph (b}(4) of this dausc. or by others to whom the r<.·cipi<:nt hus released or dtsdoscd the data and to seek relief solely from the party vvho has improp~;:rly used. modified, reproduced. rdcascd, pcrfonm .. >Q. displayed. tlf Lhsclosed Contra<.:lor dnta marked with restrictiw !egem.k

(c) Com1·nnrw rights 111 f<:chnicai data. AU rights not granted l\) thc Govemmcnt arc retaint:d by the Contractor.

) l7Iin/ pony coplnghicd data. The Cuntractor shall not \Vithout lhc written appr(JVa! of' the Contractmg Offi..::cr, incorporate any copyrighted data in the technical data to be delivered under th1s contract unless the Contmctur is the copyright owner or has obtained f•)r the Gm emmenl the license rights nccessat)' lo perfect a liccnsl.! ur licenses in the dch vcrahlc data of the appropnatc scope set forth in paragraph (b) uft!ns clause. :md has af!ixed a statement of1he ticcns~: or

7.hlm

DFARS .227 thru 2 52.23 ! 6 ll

licenses obtained on hd1a!J' of 1he Government and t.>lhcr persons to the data transminal document

{e} JdemUka~ion and de!rrcrv ofda!a !0 befurmshed w[f/1 reslrictions on use. or

(l) This paragraph docs not apply 1o reslrict!Om: based solely on \.XlpyrighL

(2) Exccrt <JS pnmdcd in paragraph (e)(3} of this d:msc, lechnict'll data thZ~t the Comraclor asserts should he l'umishcd !0 th<: Gc,vcrnm<.::nt wnh rcstncl1ons t'il ust~. rdcasc, or disclosure arc id<:ntilied man atlachment hl this contract (tilt.' A!lndnncntL The Contractor shall no! deliver any data vdth rcstricti\c m:1rkings unless the d~lli.l nrc ils1ed c•n the Attachment.

{3) ln addition to the assertions made in the Ana-:hmcnt oth~:r usscrtwns ma} he identified after award when based on nc\v inf(;rmatwn or inadvertent omlssions unh:ss the inadvcncnt nrntssions Wt>uld have maienally al!ectcd the source stdectwn decision Such identification and asscr1ion shall be suhmitted to the Contracting Officer us S(>on as practtcablc prior tu the scheduled dale Cor delivery of the data, in the fbllowing fonmH, and signed by an official 3uth(1rizcd t•) contractually' obligate th..:: Contractor:

ldcntifi..:a!ton and Assertion of Rest ric\ ions on !he (iovcrnml.:'nt's lise, Release,

nr Disclosure \.ifTcchmcal Data.

The Contractor asserts tbr itsc!( or !he pcrs<.•ns identified bdt1W, th<1l the Government's rights to usc. n:lea~c. or disclose the f(·,lhm 1ng tt:chnical d;\la should bt: rcs!ricted-

*If tbc assertion is applicable to items, cm11poncnts, ~.n processes developed at plivate expense, 1denti t:,· both the data and ca~.;h such item, component, or process,

**Cicnerally, the <kvcloprncnt of an Hem, component or process at private expense, either exclusively or pa11ially, is the only basis l0r asserting rcstnctJ(•ns on the Government's rights 10 use, release, or i.hsclose technical data pcrta1ning to such items, components. or prm.:t!sses. lmhcate whether development was exclusively or partially at privalc expense. If development was not <H private expense, enter the specific reason for assertmg !hat 1he Govemmcnt's rights slwuld be restricted.

***Enter asset1ed rights category (e.g .. government purpose license rights from a prior contract, rights in SB1R data g<.;ncrated under .motl1cr conlract, limited or go\emmcnl. purpose rights under this or a prior contract, or specilica!ly ncgotlatcd licenses).

DFARS thru 152 23 J

Dale Printed Name and Titk

(l:nd

(·1 i \Vhen rt:qucsted by the Conlrncting Oni;;cr. th..: Contractor shall provide sufficient inlonnatwn to enable the Contrnct\ng Onlccr tu cvaluatt: lhc Contractor's asset1ions. 111e Contr:tcting Oilkcr n::st:f\CS the nght to <~<JJ 1he Contr<lctor's asst:nwns 10 the A.ttachmen! and ,·alid<~tc any Jis~~:J assertion. at a later dah:. 111 <Kcordancc with the procedures oflhe Validation of Rc~trictiv~:· 1\l.lrktngs on ·r cchmt.'id Datn clause of this contract

I i

(f) Marking n:tfllircmcn!s. Tht Ct:Jntr~Klor. and 1!.:-; suhcon\mcttws or supphcrs, may only ~:sscrt restrictions on the Gov(.:rlllm:nl's rights lll us..:. nwd!ly. n:pmduce, release. perform. display, or <hsdose technical data to he delivered under tlm; contract by m~1rking the deliverable data subject to restnction. Except as provided in p:uagmph 0)(5) ofthis clause, only the fi)llowing legends arc auth{lrilcd under this ~.:ontracl: th~: gm<:mmcnl ptUTHJ'>c nglns legend at paragraph (1)(1) of this dause: the limited rights legend al paragraph (1)(3) of' this clause: \'If the spcci<Jiltccnsc nghls legend at paragraph (f)H) of this chms..::: ancl!ur a notice of c~.~pyrighl as pn:scnbcd under 1' U . 401 ur 402.

( l) G<;;ncr<JJ m~!rking in~trpc!\G>n>. The Comra..::tor. or its subeoniract.)rs or suppliers, shell! conspicuously and lcgJbly mark the appropriate legend on all technical data that quali for such markings. The authori?.cd kg~:nds shall be placed on the transmittal document or storage container and. for pnntcd m;:HcriaL each page ofthe printe-d material ct1ntaining H:t:hl1leal Jatn fix which restnctions are asserted. When only portions of a page of printed rnoterial are subject 10 the asserted re~:tricuons, such portions shall be identified by circling, underscoring. with a 11\>lc, or other appropriate 1dcntiticr 'Technical data transmitted directly from one computer or computer terminal to another shall comain a notke of asserted rcstn..:tions. Repn>ductions oftcchnkal data t.!! ;,my ponions thcrcofsuhje(·t to asserted rcsnktions shall abo rcpmdu.:~: the asS(;'rtt:d restrictions

(2) G\JV~'1111Jl~nl Pl1fl!<)scrigh\s m;1rking~. D:I!a delivered \'If othcnv1sc furnished lo the Government v.:ith government purpnsc rights shall be marked <IS follows:

GO\ERi,Hv1F:NT PURPOSE RICilrrs

Contrad

Contractor ~ame

Contractor :\ddrcss

Expiration Date

The Government's rights to usc, modify, reproduce, rdcase, pcrfom1, display, or disciO$C these technical data arc restricted by parngraph (b)(2) of the Rights in Tcchnic;l} Data­Noncommcrch\l Items dause contain~:.d in the ahovc idcnt1fi~;.-d contract No restrictions :.~pply after the cxpinw,m date shovm above, Any rcpwduction C'ftcchnkal data or portions

btrn

lmp:,

legend Hlll$1 als~v• reproduce the markings.

(End oflcgend)

{3} L.im!Jc~trighl~ mu:rbngs. Duta dcliH:red or t'lhcrwisc furnished to the G(wcrnmcm ''nh lim1tcd nghts shall be m<trked with the fi.11luwing legend:

Contractor 1\ume

Ct~nlr<Jc1ur :\ddrt.:ss

LIMITED RIGHTS

The GuVLTnmcm's nghts w usc, modify. reproduce. rclcusc, pcrft>rm. display, ur disdose these t<:dmh:a! dJ:lH arc restricted by par:tgraph \h)\3) of the Rights in Tcchmcal Data-­Non\:\llnmcrcial lkms daus<:: <::ontainL:d in the above idcnlilic.d contr<KL Any n:producwm

tc..:hmc;Jl data {•r portions tllcrcuf marked with this legend must also reproduce the marking:c.. p~~~ s~\fl, ;.llhcl than the (kl\ crnmcnt. •sho has been provided access to such data must promptly no11l~ the aboq; nmncd Contr;1dor

{End of kgend)

rights mark,mgs.

(i) Data in which lhc ()ov~:rnment's rights su:m fnnn a spce1 tically negotiated l!ccnse shall be marked with the l{•llo\' mg k~enJ:

SPFCL\L LICE~SE R lGHTS

Tht (i(>v ... ~rnmcnt's righb to usc, m~Jdify, n:producc. rekase. pcri(m11. (hsplay •X disclose th~.Csc daln arc rcstJictcd by Contract No. Insert contract number) __ ~~"",' License No. Insert license idcnti licr)~-~··- Any reproducti<m tlf lcchnical data or portnms lhcn.:of m~trked with th ts kgemlmu;;;\ ulsn repwduce the markings.

(Fnd of k~cmj)

(i1 1 Fc1r purposes tlfthis claust:. spccHll hcenses do nut mdude govermm:n\ purpose liccns(• rights m.:quired under a pnor C(1Jltfact (sc.; paragraph (b)(5) ofthis clause).

t5} Pre:-cxlsting ~lata marlqngs. !fthc tem1s of a prk"~r contract or license pennitted the Contractur to rcstnct the Government's rights 10 usc, modify, reproduce, rdea.<>e, pcrfom1, display, or d1sclosc tcdmical data dehvcrablc under th1s contract, and those restnctions are still <>ppl icahk, the Contractor may mark such data with the appropriate restrictive legend

\\ tnth the data qualified under the prior contract or license. Tht: millking procedures in paragraph fi)(!) of this clause shall be followed

hun

DFARS thru 252 23 l Page 9 ll

{g) Cunfmc!Or procedures am/ record>, Throughout pe:rli:mnance of this contract, the Contractor arid its subcon\ra~:tors or suppliers that wlll ddiver technical data with other than un!imitt~d shall-

thi

( l) Have. maintain. and lt)!lov,' wriw:n procedures sufficient to as::;ure thot n.::stricth e markmg:-: arc usetl only when nmhonzed hy the \cnns or this clause: and

(2) Mamtain n:~:onJs sunicn:nt \0 justify the validny of any restrictive markings on technical data deliv.;:n:d undt.:r this coniract.

( l) Unjustified tcclmi.;(lJ clatamar)<ings. Tlw righL<.: and obligations of the purtics n::g~trtling the validataon of restrictl'.c 1nurka1gs on tcdmical data fumished or to be furnished under this t:l>ntract an: comaincd in tht• Validation Rcstnc!i\'C Markings on Technical Data dause of this contract Notwithstanding any provision this contract t:onceming inspection and acceptance, the Government may ignore or, at the Contractor's expl:nse, cOtTect or strike a marking it: m a<:cordnncc wilh the procedures in the Validation of Restrictive Markings on Technical D:.tta clause of this contract. a rcstridi\C marking is detennin¢d to be unjusn !icd.

t2) NqncQn!()rming techoic~ll data rn;1rkir1gs, . .:\.. nonconfc•rming marking is a marking placed Ni technic;:!] data dd!v'cred or otherwise funm;hed to the Government under this contmd !hat is not in tlw format authorized by 1h1s contract Correction of nonconforming markmgs is m•t subj..:·ct to the Validallun ofR<.-stricti'c Markmg.s on Technic•1l Data clause of this contract l f the Contmctrng Ofli.::c1 n~)tllies the Contractor of a nonconfonmng marking and the (\:mtractor lnils to remove or cvrn;ct such marking. wtthin sixty (6U) days. the Government may ignore or, at the Contractor's expense, remove or correct any nonconronntng marking,

(i) w parcws Nothing contained in this clause slull imply a license to the Gov~..:mment under any pattmt or be construed <IS :ll'tcctmg the scope any hccnse or Nhcr right otherwise granted to the Govemrm:nl under any patent

(J) Uuu!ati(m un c!wrgcsfor rights in technical duM.

( l.l The Contractor shall not charge to this contr;1d any cost, including. but not limited to, hccnse lees, royalties. or similar charge;;, lhr rights in H:chnical data to be delivered under thts conlr;Jct when-

(l) The Government h~s acquired. by any means. the same or grcatcr rights in th~ tlata: or

(ii) The data are available tu the public wnhout restrictions.

t2) The limitation in paragraph (i)( l) or this clause~

(i) 1 ncludes costs charged by a subcontractor or supplier, at any tier. or costs incurred the Contractor to acquire nghts m subcontractur or supplier technical data, if the

subcontractor \)f suppller has been paid For such rights under any other G~lvemmcnt

J1t1n 7. 14'200?\

thru l 0 or ll

contra..:t or under a license conveying the nghts to tbe Government; and

(ii) Does not include the reasonable costs of reproducmg, handling. or mailing the documents or other med1a in which the techmcal thta w\JJ be dciJvcred.

(k) Applicobdiry lo subcuntractors or suppliers.

(I} The Contractc•r shall ensure tbat the nghts afiorded its subcontractors and suppliers under 10 lLS.C. 2320, 10 USC. 2321. and the Hlcntificatkm, assertion. and delivery processes olparagmph (e) of this clause nrc recognized and protected.

i2) \Vhenen.:r any tcchn!cal data f()r noncommcrcit~l 1lerns is t\) he <)ht;lined from a subcontracwr or suppl1cr fn1 dt.'li\cry to the C)o,·crnmcnt under this c.~.mtrad, the Cnmractor shall t!St: this same clause 111 the subcontrat.:t or other cornrw..:tunl mstrumcn!, and require Its

subcontractors ur suppliers 10 do so, without ahcration, t·xccpt to idcn1d~' the parties. N<l oth<::r d;tuse shall be us...:d to enlarge or dm1mish the Government's, the C\mtn:u:tor's, or a 1ughcr-ticr ;;ubcontractor's tlr supplier's nghts in a subcontractor's or supplier's technical d::na.

(3) TedlnJcal data n:qwn::d to be dcllvcred by a subcontractor or supplier shall normally be delivered to the next higher-tier contracior, subcontracttlr. or supplier. I \{)wever, when then: is a requirernent in the prime contract !()r duta which rnay be submil!cd w11h other than unlimited rights by a subcontractor or supplitr. then said subcontractor or supplier may fultill i1s requirement by submitting such data tlircdly 10 the Go\crnnicnt n:ubcr than through J highcr-twr contractor. subcontractor. lX supplier.

(4) The Contnt~.:lor and higher-tier suhcnntrac\I:Jrs or suppltcrs shali not us~.: their power to award contracts as ccontnnJc h.!\ cnlge to obtam rights in tc:chnkal datu from their subcontn11.:tors or suppliers.

l5) ln no e\'Cnt shall the Contractor usc 11s obligation to recognize and protect subcontractor or supplier rights in technical data <IS an exctlSC for !~uling to satisl)· tts contrm:tual <'bligation to the Go\·crnmenL

tEnd uldausc)

ALTERNi\TE l (JUN 1995)

As prescribed in 227.7!03-(l(b). add the folkming p;mlgr.:tph (11 to the basic clause:

(\) Puhltcall<mJor !.ale,

( l) This paragraph only applies to technical datu m which the Government has obtained unlunitcd nghts or a license to make an unrestricted release of technical data_

(2) The Government shaH not publish a ddivl:rabk technical data item or ttems 1dcntified in this contract as being subject to paragraph {I) ofthis clause or authorize c>thcrs to publish such data on il<> behalf if, prior to publication for sale by the Government and within twenty-four {24} months followmg the date specified in this contract !()r delivery of such data or the rcmvval of ~my national security or export control restrictions, whichever i!!:- later,

htm

!)FARS 252 thru Page l l t>f l J

the ContraL:tor puhl!she:- that itc~m or items !{ir sal;; and promptly notJfles the Contractmg Officer vf such publlcation(s). Any su~:h publication shall include a notice identifying the number of lhts contr<it:t and the GuvcrniTterH's nghts In the publlshed daHL

{3) Thislirrlitatlon on the Go\cmmcnt's nght to pubhsh k1r sak shall continue as long as the data arc rcason;.1bly available h1 the public !{}r purchase.

llHp:/ilursite.hi !I af 1111! · ardm ,~.-d .. htm

29

TAB 29

29A

CONTIJ\lJATlON SHEET

StC'tlOII ! · o:J~'"'l' Cl.oi\USES

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R&>l1Af:.cr.t C:t.te Sl~lOZ~'L

!J.l,2,Ul·~

S2.70F? ~J .:ZOJ<Ht

S1 2{))•1<:

!>2 ZO<> ~

$1 ,2~'"" ~2 ZO!t ~6

Sl. ~~S-2

51.21S·B

5:L:zz~..,l~

~l.2lS~ll

~l~Zl~"'l'

~· .:Ui-7 s2 .u~-s ;;:~ .n~-!

S2.2U·H

~:l.2lZ <~

s: .2~2--t ~l.Zll·lt

!:2.2-%?<2:9

52.:<~-H

t~ ,:2'2:1--JS:

S.l ,}Zl,.l'1

S2 ,l.l~~l1

S2.Zl5·H

S2, 42,·1

52 H1•l0

S2 .lll8·7

52 . .z,.:; 5::1.2)()-~

52.l)O•l

~-- 2)()·' S2 .. 2l2,.1"1

S2 2l2-~¢

52.212·22

Sl.2H·2l

S2.2ll·ZS

~~ '2)2•))

SL2ll•l

Sl.1ll·'l

s;,.lU·l

Sl.2<l•i

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O'it:Fn:r:t:n:ON$

~l"t'rES

co~ 1<Glu":NST CON'l'Xl<al!ll>"l' f'U&

t:.asrsr1CT10h'S os -StwJ~"'Y.I\.Ct'O~ ~s ro nm: oova1\.tt~ }J<l'! • ~tOCBACT. ?JlC>..'T.()Ull£S

l'!UC£ lll' nE J.Dv'US~ I'OA :.w~ Ol< t"!?ltOPa ~ocrrv:n

L!H!Th":'lON' Oil FA~ ':'0 1-"7!.\IENCE CIQIThW !'F.OERM· "!'R>Jl'SActl::liS

S!£CUR;n u:s~'J~~ ~ll!Nl"l!;l.l Olt ct..l'llm tlCI!:T..U·Sljj!!D Ol>' RECYC1.£!l I'Ai''i'!lt

Pl*O'l"RC't!SG TiiC OOVlrnHMBN'!"S Jr:;'UJt$'! W!m:N nr..rrM:.Xlfr:ttt..C::ltC W!7H

C<:»."rn!~Cro"-"

lY~, SIJSI'i!l<llED, Ox Pl!O?JSED ro£ :>Eil.A.'l.~

t'>£FOlSS i"UO.Rt'rY .AlO ~~'!'l()t: R&OJ!J'~S

IJ.It!T 1\Jm Jr.&CQIIDS " 1'1~T!AT!ON

~ OP Plt!tCmsnCJZ , Ulltrot<M co~-r FO!l;H'A'f

Pl<'~lCE !UUlUCT%CN F'DJ: n~"n<"'£ C':OSZ ~ l'ltlJ:!11C DA"fA

Stme'Or~ COST OR l'll.tC:rnc DATI.

l'li:NIUCil J.DJ\lli~ Mill N!Slrr !<:tVE:R!>lO!otS

I<EV!::J<SlO>' Cil\ J.Dv'US::'MSlll7 Of HA!tll l'QII l'OST.a."l'll>£1'.1%1" !\f.l(I!:PlTS ll'R!'J1

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l'r.n:tlF'f:F.

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L!Q'JIDN!'ED f:W<MES • S"..ra~WG ?1-"'1

o::e:vrcr LM)!;Ilt

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JW!liOl!lV:Z:lO!I lWD CONSJ>m'

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298

LIF ,\RS ,, 22 thru ll

252.227-7013 Rights in Technical Data--Nnncommen:ia! ftcms.

RIGHTS IN TEC!iNlC!\ L DAT:\--NONCO!\HvHRCIAL ITH..:IS (NOV I 995)

. As used ;n th1s clause:

( J) "Computer d<~ta base" mc:n1s a collcc110n of data recorded in a form capable {1 f being :1 cnmpmcL ·rhi: term docs not mc.ludc t:t:•mputer ~ofh\ arc.

\2) ''(\Jmputcr program" mccl!ls a set uf in-strw:.:twm:, rules, t'r routines recorded in a fnrm that h 1.:<1pabk ,)f causmg ;1 computer \Cl perform <1 specific operation or scrii:S of opcr~ti<m->.

(3) "Cornpuh:r sol! ware" nH .. \ms cornputer atn.>, soun.:c ~..:ude. soun:c code listings. ObJeCt C(•lk listings. design dc\al!S. algonthms. proCCSSCS. f1ow charts. ff111Wlilac and related mat<.:nalthat would enable the ~ufhv;;m:: tube rcprndw .. :ed, recn:3tcd, \)f recompiled. Computer soh ware does not llh.lu.Je eomplller dJlJ bases or computer soihvare thH.:umentaiiun

(4) ''CumpuH:r :;,,f1w<J.rc docunh~ntafifm" mean:, owner's rnanuals. u::>cr's manuals, mstalkllillll ms1nlCiwns. opcrallng instnJclK>~'!S, and other similar i~ems, regardless uf

nwdn11n. 1ha1 explain th..: c:Jp:thllnics uf 1h...: computer software or provide mslrw.:tiuns fi.•r usinl;! the software

(5) "Dttaik·d numlii.H:1Llring N p1oc• .. :ss daut" means technical data that dcscnbc tht.." steps. seqw.:nCt.'S, und ~.:ondlli1m:> (>f m;mufiK1Unng, proccsstng or ass<:rnhly tt!'ed by 1he manuCactmcr to pn•ducc an t1crn or ~.:omjwncn! or to perf\'fln a procc:>s.

t6) "De\t:k,rh.:d" lllC<ms that an llcm. comp,mcnt tlr pnH.:~:ss exists and is worbbk. Thu;;, thl' i1em ur compum:nt mu~l lhlVC been constn.ll.'ted or the process practiced, \Vorkahilny is generally established when the ncm. com!Kmen\, or process has been analyzed \lf Jested sulticicntly h1 dc!JWnstrme w reasonable pcupk skilkd in \he applicable art that th...::re ls a h1gh probability thatll will (>rcratc a:; intended, Wl1cthcr. how much. and what type ol an::tlys1s 01 \csl ing is rcqmred tu establish workab1llty depends on the nature of the item. o . .nnponcnt or prm'css. :tnd the stak' of the art. To be considered "developed:· tlle llcm, compuncnt. ur pr<">ccss need not be at tht:.· stage\\ h...::re It ~.:ould be offeted for sak or s0ld on the t:PtT!l11<.:Tct:t! rnarkct. nM mu.st tl1c item. con•ponenL or proc\.'ss b~.· at.."li.Hllly reduced lo pr;;dic..: Wtthin the meamng ofTtllt: 35 ofthe United States Code.

t 7) "D..::\ eloped ..:xdu:·dYcly ,It prn ;He means ckveloprm~nt \va;; accmnphshcd cntm::ly \Vtth ~.:osts charged to indirect cost pNll~. ;:;osts not allocated to a g<wcmmcnt cqntr,Kt, •Jr :tny l.'ombmation thcn:uf.

(!) Pri\'<tte expense dctcnmnations shLn.dd he made at the lowest practicable level

lli) Under fixed-pnce contr;wts, when !Pta! co.sts arc greater than the llmt-fixed-pncc m cdling price (•r the comra~:t, the additional dcv!dopment costs necessary tn ct•mpklt.:.: de\ dopm,~nt shall !1(•\ he t:tmsich:rcd when d.::t.;;·mllf1lng whdhc:r ck'> ek•plrh:nt was ~tt govcrnmenL prh att:, ur nm:.ed expense

: lnm

DF:\RS .2:27 ihru

t.t:J ''Dt>vdoped exclusively with govl'rnmcnt funds'' means development was m11 :tc;;,·)mpltshtd c>.chlS!\ dy or parti~1lly al pnYatt: expense.

l I

{9) "Developed vnth mixed fumllng" means development V\'as acccnnplished parually v>ith co;;ts ch~1rgcd to indnect cost pools ancl'or costs nnt ~1llocatcd to a govemment e()ntracl. and pani<lily with costs charged directly to a giwcrnmenr comraet

(I 0) "hHm. fit. and function dal;( means !echnical data that describes the requncd overall physic-aL fimctional. and per!brmance charactenstics (:dong with the qtwlificntion rcquin.:ments. if applicable) of an item, component, or pwct:ss to the extent ncce;.;sary to ptnml Jdentifn.::;tllOll uf physically r~nd functiona11y mh.::rchangcahlt.: items.

{1 1) "Oo\crnmcnt purpose'' means any a-:tivtty In which the Unite{l States Ciovcnuncnt i!' a pany, indudmg cooper;JtJVc ~lgrc,..:mcnts \\ nh international or multi-nJtional defense organL:ation.;;. or ~~~ks vr transfers by the United Swtes Government to foreign governments or JllkmatHmal organiz;llions. Gt.wemmcm purptJscs mcludc CtHnpcutivc procurement. but do not inc:lude the rights to use, ll10(ht~. n:pwducc. release, perform, display. or disclose tednm:al dal>l li.}r commcTtial purposes 11r authorit:e others to do so.

(i) U.'>C, mndtt)·, rcprudw.:c, rckasc, pcrfi:mn. display, vr thS.l~lc1 se lcchnical data wnhin tlu.: c;\~\ cml!H.' m wilhuu\ re::tnct lllll: and

(ii) Reka;c N d1sdosc wchnical d;t1a (JUlsidc thl' Govcrnml'nt :md authonzc persons to wlK>m n:leasc t•r disclosure l1as b(·en made to use, modify, rcpn,ducc, n.:leasc, pcrf(.llTl!. display. or disck,se th:H data !(Jr \.}nited States govcrnm<.:nt puf]x•ses,

(I :q "Lim!kd nghts" means the rights to usc. nmcl!fy. n:pr<Hlucc. rclea:;;e, perform, display, N disclose lcchmcul dale~, in whole ur in pari, within the Government The Go\crnmcnt may nuL v, i1ht>ul the written pcnnission of the pany asserting limited rights, rcleas~: llf di:>ch>~l..' the technical data outside the GO\ crnmcnt, use the tcchnic;1l data 1\.H· m:muf~JCturc, or authuriz..: the tcch11ical data to be used by another puny. except that the Gtwcmmcm may 1cproducc. n::kase nr disclo::;e such data or authorize the usc or reproductioll of the data by rn::rsmH ()U{SJdt' the GuYermnem it' reproduction, release. disclosure, or use IS·

(li) ,'\ rekasl' c•r discl\lStlll' of lcchnkal data (other than detailed manuf~u;;turing or pr0t.:L'SS data) 10. or U::,.C (>f ;uch data by, il foreign gO\ Crnment that is in the int\:resl U f the emmcnl and ts required !i.lr ,:valuatwnal or infhrrn~n;onal purposes;

(1ii) SuhJeCl to a pr,>lllhttiun (•n the further reprodul."tion. rek·ase, disclosure, or use of the ll:chmcal data: <md

( 1\ ) The "~<mtractnr or ..;ub~;omracwr asset\ mg till.: restriction ts notifk·d \) r such reprndw.:ltOrL release. disdosure, t'r u:>c.

( l4l "Technical d;~ta" mt:ans rccurded m!bnnntwn. regardless the form or method of 1he rL'\:(\rdmg, a SC!l'ntllk t•r !echmGtl n;1ture (including compu!er s<.:•ftware documentation).

DF:\RS 2 '"' thru 3 or 11

T'he term does not includ~ computer software or dala incidental to <:t.Hltract administrat1on, such a::; fin;mcial amlior management mformatwn

(15) "Unhmned nghts" means nghts tu 1.he, modify, reproduce. perform, display, or disdo-:c technical data w \\,htllC or in part, in ;my manner, and for any purpusc who.tso<."d:r, and to h:wc or authonzc others to Sd.

(b) in lecimical The Contractor grants t'l shall obtain l(1r the Governmem the followmg royalty free.'' orld-wtdc. nonexxlusi\l>, irn::,·o..:·able lkz:nsc rights 1n technical data other than computer st)ftwurc documentation (see the Rights in Noncommen::ia! Computer Software .::tnd 0Jonconunen::iol CNnpuicr Software D,;.,_:ument:tlion cl:mse of this contract f()r nghls in Ct'mputcr sof!wure docurnentati('n).

(I} Uulnmtcd nghts, The Govcnmtcm sball ha\'C unllmited rights l!l technical daht that <Jre-

(tl Data pcrlaining to an Hem, •:omponen\, or process which has h~:en t'f \\ill h~: th:vek>ped exclusively \\ ith Gov.:mmcnt fnnds~

lill Studies, analyses, t<.~$t d;na, or similar data produced f(n·this C(>ntract. whcu the smJy, analysis, tcsL 11r simibr \>'O!l was specified as an c!cmt:n1 of perfonnance:

(1ii) Created exclusively ~vith Clovcrnmcnt funds in the performance of a contract that nul requite the devcl\li1Jlh:n1, !Thtn\lfacture, construL·tion. or production of ltems,

~.>n11poncn!s, or pn>tx::~scs:

( \ ) l';eccssary 1<.1r m:;tallat iun. 1 'P''r .\tt('ll, maintennnc:e, or traming, purposes ( ol her than dct~ukd m;mufai:ludng •<>I pw-.:c:ss daw):

1 v1) Corrc .. 't1\ll1S or chant!cs to rcchmc~1l data fi.1mishcd tn the Contradt>r hy the Go' crnm~.:nt.

(\ii) OtlJcn~.c'1SC publicly :nailablc or have been released or disclosed by tlw Contr~lch;r (>r subcontr.:ldor wilhmH restnc!ions on furth<:r use, H:lease or dJsch,sure, other than a release N disc:losurc resulting frum the sale. transfer, or other or in\en:st in the techmcal dma to anothc:r party (lf the salt.! or transfer of some nr all of d bw;mcss enti_ty v•r ns assets 1\l <H1•.1lhcr parry:

{\ill) Data in wh1ch the (im<:rnmcnl h~ts obtained unlunited rights under <l!h•lher ( ltwcmmcnt comr:~cl r.r as a result ,,f ncg:otunwns, ur

{ix) Data furmshcd h) the Government. under thi:-> or any u1her Government ~omr;:u:t t~r ..:ubC(1!1\ ract I hereunder. \\ 11 h-

\ ;\) G,)\ crnmcnt purpo~c 1 k~.·nse rights or fim1ted nghb and the rcstricli ve condi~wn\ s) has.ha' c e.\ pi red: or

iB) G<~vemment ptnpusc lights <~nJ the Cunlr;Ktor's u:dustvt' right lo uc;e s\lch commcr .. :iaf expm:cL

DFARS

http

7 thru 11

It) The Gm ernmcnt shall have govemment pmpose rights for a live-year periu(t or snell otht"r peri<ld as may be negot1ated. in tcdm1cal data-

(A) Tl1at pc!1mn to items, \.'omp;.•nents, or pro..:esses dtvcloped with m1xed fundmg except \vhcn the Gc,\ t"Dlllll:nt is cntilkd to unlimtted rights in Slh.:h dat~1 as prcw1dcd in paragraphs (b:Hli) and {bl(iv) \hrough (b)(1x) oftl11s clause: or

(B) Crc::ted wah nm;cd funding in1hc pcrfr•rm<HKt t'r a contract thal does not requir..: the JeYelr•pmenL manut:v.:ture. conslruction, or pruductl\m of items. componeni:i. or pah.:;:sse;;.

(ii) The livc-yt-;lf prriDtL or such olher period ns may h<t\ c nc...:11 negutl;.ttecL shall commence upon c\et.;u!wn or the cPntraet. lc!ter cumract (or sum br contradunl instrument), t.:(lnlract mNlification, or "'Ptl<'ll <;";crcJse that r<:~qmrcd d~:v~>lopmcnl or the ltcms. l(•rnpon~;:nts. or processes or creation of the data described in paragraph {b)\2)(i)\Bl !his clau~:<,;;_ t'pnn c.'lpmnion uf the liYt.:-ycar or other ncgtlll:tlcd period, the Ciovcrmncnt ,ball hav~.: unl!m1tcd rights m the t.:·chnkal datL

(Ill) The Go\irmnh::nt shall not release ur dtsclt~sc !i.:dmi;::al datt in wlm:h 11 has gn\'crnmcnt purpN;c rights unlc~s-

{A) Prior h) n.:lcusc or dtsdost1n.:. llw 1ntendcd rc~.:iptcnt is subject tn the non-dis•.::losurc ~q,;,rccm.:nl <!1 -: l 03-7 of \he Dcfcn<.e Federal Acqtllsition Regukl1hm Supplcmcnl \DF \RS): 11r

(B) The r<:x:lpienl l!> a llrllt.::nt eontrador n:tctving actcss 11' the data for perl{mnanc~.· of a Covernnwnt C1.H1lrac1 that cC1t1\<lins the clau:<c at Dh\RS

.227-7025, L tmitatiuns •)n the U"c or Disclosure of Gc•h:rnm~.·nt-Furnishcd ln!(mJl<ltll•n Markctl \\llh Rcstricuvc Legcwls.

{IV) The Cuntracwr lwlci the cxduswc nghL mdudmg the right to license nth;:~rs, to usc technical cbt;t IIi whh.:ll the Cinvernrncnt has obtamcd gnh-rnmcnt purpose nghts tmtlcr this r.;ontracl 101 any comm~.·rcwl purpo:;c during the time period specified in the government purpt\...;l' nghts legcnd pn:scnhcd in p:H·agr<lph { 2l1>f\his cbusc

{i l l::.x cept :1'> prtl\ idcd in pal ( b HI I( i!) and (!:')( I}( n·) lhmug h ( h 'l( l )l L\\ j or !hls claus..:. tht: Go-.·enmll'l1\ shall hav..: lnmte~.lnghls Ill tcchnkal data-

U\J Pertaming to itcrns. cornpnnt:nts, or pm..:csscs dt:v~:lopcd cxclui>tvdy :11

pnvalc .:xpcnsc and marked with tht: limited right> kg.:11d prescribed 1l1 paragraph m C•f thlS clause: C•r

(B) Crcated ex..: l us1 :tt pri' 111 e c:..pens...: in th<: pcrfc,rmance a contract 1 hat docs not require the tkvd•J)'lTH.:nt. manufac! urc. constructi•,'11. or product ion llCl1lS., ~:omp<•!h:'lib, ('f j)!'\'1Ct'SSCS.

thru

(1i,l The Government shall rcquin: a recipient oflim11cd nghts data for emergency r ... ~p;m or zwcr haul 10 dt~tro: !lH: dma and all cc•pi;.:s m its prornptly folkm mg ~omplelion or the emergency repair:overhaul .:md Ill notify the Contractor that the d~lt:.J hilvt bt.:cn destroyed.

ll

(til) The Conlr:u.:tor. its sul:H.:ontr;1dors. and suppliers arc not reqmred to provide the Uon:mm...:nt addttiml<~l right;.; to use. mf>di!y. rcprc•duce. perf{wm. i.h:,;plny, or disclose H:dmtcal data furrm;hed tu the Govt.:~rnment with lnniied rights. Howev~::·r. if the Gnvemmcm dcsm:s 1\1 ol.nmn .~tkhtion;d nghts m technical data in which it has hmitcd rights. the Contra.:wr agrees l~• promptly enter imo negotiatiOns with the Cnntracting Onicer to dt..:1cnnmc wh~thcr there arc nccep1abk tcrrns f<1r transfcning such ngh!<.:. i\lltcdmical data m wlm:h the Cc1n!racH>r has gran\ed !he Ciovcmment udditinnal rights shall be llslcd or dcscnbcd in <J license agn:cmcnt made part of the contract. lhc liccn:-c sh~tll emm1crak the additiunal rights gr;mled tht: (i(m:rnmem in such dat.L

14) Spt::~ilka!Jy nghts. The stand<Jrd hcensc nghts granted to the Govern men\ under parugraplls {h)( l) through !b)(}) of this clause. including the period dunng \\ h1ch the Cio\ crnment shall h;n e g<Jv-:rnmenl puq'\1SC righ1s m technical d;1ta. m;1y b~~ mudiCted by mutual agreement tn pnn 1dc sud1 ris:hts as th.: p;H1ies consJtkr nppropriale hut shall1wl prP'.idc the Clo\ernml."n1 lesser ng.ht:-- lll<.~ll an: enumerated in paragr;tph (al( 13) t~ftlws ~...lau~c. Any r~ghls ~o ncgoil<li('d shall be ltk·ntllicd m a ltcc:!l'>C <tgreemcnt rnndc pan of this tonlr;H.'L

(5) !'no[gO\ ctTmwntright;;. Technical d;Hd th:tt wtll be dd fun1;shcd. ur othcrwJ:::c provid~:d to tht:: (J<n·crnmcnl under 1his contra~:t. in ''hkh the cnnncnt has previ~1usly 1>btamcd fli;:~.hts shall be ddiv..:red, 1\t\T\Ii:he.J. ''r pr(•\ ttkd 1\l\h 1hc pn::-cx1s1mg ri1~lns, unless·

(n) Any rcstriction::, nn the Govcrnm•:nt's ng.h!s 1<1 u;;t:. nwt.ltfy. r-:produce. rckase, pcrf,)l111. display. ur disdosi: lh<: dat;l ha\C cxpm:d •Jr no ltlllgt·r ~tpply

16) 1\l.:h::ast.: from l!abdJiy. The Contra..:lOr <lf!!ecs to n.:lc.t;-.C the G<)\Cl11l1h:.:nt rrom liability for ;my rckast: or d1~closun.: cd technical dala math.: m accordance with p;::ragraph (a){ l ::q or {b)(l)(iii) llrthi;., claus..::, in acconl:mcc Wllh lhc \crms of a hc<::n~(· negrJHmcil under piiragr<:tph !b)(4) of tl11s cbusl.'. or by PllH:rs \11 whom the n:c1pient has 1ekased or \he data {md lo seck rrlit.:f soldy from !he panv vvlH.• has 1m properly used. modi lied. n:produ..:~.;•d, rch:ascd. pcrllJrmcd. displayed. \)f disc!uscd (\mlr~1clor data marked v:ith n.:stnclin: leg~;nJs.

(c) Confl·o( fur the. Contra..:tor.

(d) copyng,lued dald. The Cuntradur shall nuL \\ithout lilc \\Iitten approval or !he Contracung Officer. in~.,orpor:tk any C<'P)righted data in tht.: h .. ·chnK:Jl da1:1 w he fldi·:cred under this contm~.:t unkss the C\mrractor !:; tht· copyright C1\vner or has obtained f(•r the CioH:mmcn1 tilt:' J11.:..:n:.;~ nix:~s-;ary to pcrl"l.'t.:t a ,,r licenses m the dd1Vi.:'rabk dma nf the appr()priatc scope ~\.'t f<>lth m P<ll;Jgraph (bl ol this d;tuse. and arrixcd a Sli.ltcmelll of the license or

~ lhrll 25::!.2:' I l l

licenses ohtaincd tm bd1alf of the Government and other persuns to the data transmittal document

dma :o be wirh reslncnons on usc. rdeasc, or

( i l This paragraph does nut .tppl:; to rc::;1m:tiOlb ba:scJ solely nn cnpyrighL

L2) Ex~:cpt JS pW\ided m pam graph (e)f}) or this; clllUSe, ltchmcal data thilt !he C{>ntraclor uss~.:ns should he furmxhed to the Government \\ ith restrictions on usc, release, or disdosme ar.: Hlcntllied in an atiadmu.:m lLl tlm contract (the Aitadunent). The Contractor shall not ddi,er any d;Jta wtth rt~strictin: markings unless the tl:.~ta are listed on the A 1 W dmK'll l

Ol ln additton to the :1sscrtions made itlthe Attachment, other assertions m;ty be identified afler aw:mJ \\ h<:n based on new mfonn~ilton m mad\'crtcn\ omiSsions unless the m:HJvcrtent umisswns \\Ottld hzr;.e materially affected the source selecth•n dectSlOIL Such Jdentifh:atwll and asscrli()n slnll be subrnincd to the Con!ra<.:ting Officer as soon as practicable priN to

the ;;chcduled dati.~ for dc!in:ry of the data. in the follow in~~ format. and signed by an oll1cial atllh•>ri,-:cd h) contractually obllgatc the Contr:1dcw

Tllc Conlrallor asserts t'r'r itseiL ur the persons identified below, that the ernmcm's rights to usc. rckase. ur di:>ck>sc the following 11xhnic:d tbta be

re51rict .. ~d~

*' [!' th,_. :1sscrtl(l!l is applicable to iten1s, c(l!nponcms. or pwccsscs de\·clopt·d <1t pri\·;1tc CX!K'nsc, 1dcntil~ both the data .md each such item, Ct1lnponcnt. or pHH.:css.

'1 "Genl'r.tlly, the d..:o,·ek•pmcnl ~~ran ittm, component. ur pnJce::s 11\. privatt· t:x pcnst:'. cJthcr exchl-sJvcly r1r jXlllinlly·. b the basis !br as~erting rcstnd1ons on the (.il•\'crnnK'n!'s rights tu usc. rekase. of discklSI.' tcdmlcal duta penain\ng to such ikms. componenis. or pnKt>)SL';;, lndicah.~ whcth.::r dtvcloprncnt \vas excluS\\dy or paniully at pri,alc expen:-c. l f dc\ eh.ormh:rlt wa:~ not at priv;ttc expcns~:, enter the specific reason f\'1r asst·rting that \he G<•\cmm~·nt's rights shl'mld be restricted.

H t f: nter asserted nghts c<ttegory (e.g" government puq)OS<.: lKcnse rights 11 mn ;: pnor C<-•ntLlCL rights l!l SIJIR data gem: rated under another contract I imltcd or ~\'" emmcnt pw po~c nghts under tlm. tlr a pnca ~:on tract, or spccliic<lHy ncgotwtcd !P .. :cnscs).

Page 7 of I l

Date

Prink:d Narm: and Tille

n·.nd of 1demdka!wn and asscnmn)

(4) When requested hy the Cuntr~H.:tmg C>flkcr, the Contractor :.;hall pnwtdc suffici<:.:nt in!(,rmaiion to enable the Contracting Offlccr to C\'<1luate the Contractor's a!'st:rtions. Tho:.• Conuacung Onic~.·r reserves the nglll lo ~1dd the Contr;Jc!or's assertions to 1.hc Attachmcm and Yalid~1tc any hstcd <:tsscrtion. ;H a btcr dt~h.\ m itCcordancc Wllh th(~ procedures of the V<J!Hbt!Oll or Restricth..: Marktng:s on rc..:hnic:.'tl D.Ha cla\.lsc of lhis contr:1cL

(!) rcqHiremcnts. 'l he ConlrJctvr, anJ n;;; ;;ubconlnctors or suppliers, m;1y only ~~sscT1 restndwns ,,n 1he Ciovenmltn1's nglns to Lise, nwddy. n:pr~)dm.:e. rdeasc, pcrtom1, <hsplay, or dts~.:losc technical data to be J~.:lln:n::d under this: contract by marking the delivcmhlc data subJCCl to rcstricilon. Except as provided in paragraph (J)(5) of tlm; clause, only !he l<>!lowing legends nrc authoritt•d unch:r this contract: Ihe govcrntncn1 puq1ose nghts legend <1! parat,traph 10(2) of thn; dausc, the !imttcd rights kgenJ <H p;trograph (f}(3) ufthis clause; or the spcdallkcnse rights legend at p~iragmph (f)(-i) ollr\lS clause: amlcor ~~ nc•tlce c•f copyright as prescribed under 17 U.S.C. 401 or 402.

( 1) Ccncral m:Jr!<itl_g instntclions. The C~·ntractor. ur lis suhcontrac\ors or suppliers, slwll conspkuuus!y and lo.:g1hly mark thr..: approprblc legend on all tec:Jmkal data thai tJUali ry f0r su~.:h markings. The authorized kgcnJs shall b~ pk1ccd on th~ transmmal dot:urnl.'nt or storage com.:dncr ::tnd. fin pnnted maten::tL each page of the printed m:tH:rial containing t~:~;hntc-1 l data ll.n which restrict tons arc asserted. When only portions of a p<lgc of prinh'd maH:rial arc subJ<:<.:1 to the nsscrtcd rcstnctions, such pmtwns shall b(• idcnti ficd by circling, umkrsconng. with"' noll::. or other appwpri.1tc iclcnlificr. Technical d;:ta transmiucd dm:~.:tly hom on..: Cl)tnputcr o..lr compuh.cr tcrminaltu anutht.~r shall contain a notJtc of asserted restrictions. Hepwductions of kclmical dl!ta or an: porlions thcrc·of subject hJ asserted rcstrktwn:-; ~hall ;ti:;u r~.~producc the asserii:d tc:-:trictlmh.

12) ()O\Tr11}11ctH purpos..: right;,; markmgs. D~ila ddl\·crcd l~l othcrwtse funtishcd to the Ci<Y. errlm<::ni "ith go\cnuncnt purptYS<.: nght..; sh;d l he mmh'd :xs ldlow:;:

UOVERN~v1ENI PURPOSE RIGJHS

Conlr~lcl No.

Conttadur \bmc

C'ontt ;Jell> I Addre:;s

The (i~..\ crnmtm's nghts to use. mudd::, n.:prodnce. release, pcd~mn, display, or di::.;dt>se thcs~.: h:dl!11\:al data are restrl\:!ed . p•lmgrttph {b)t2) of the Righls in Technical Data­Nilncommerclitl ltem:- clause u.mtaincd in the aht'\ e identJii,:d contract :.lo restrictions

http

7 thlll 251 . ., l

markinf:s.

(End of lq;t>nd)

(3) !,iq1ite<Lrights warJings. Data ddt' e!\\J or t'then\ 1St: furnished to th~: Gmcmment Wtlh

limited nghts shall he marked '-Vith the follmnng legend:

(\mtrac! Nu.

Contrador Nam..:

Contractor Address

UMln:.o !UGH lS

11k Gov~.:rnnwnt's ri);.!hts to usc, moth fy, t1.:prodm:c-, n:lcas~:, pcrhnm, display, or d1sdo~e lhe'>e tcchnicol data an.· restricted hy paragr:~ph lh)O) of the Rights in Tedmical Data-­Ntmcommcrci~tl Items daus..:: contained in the above identified contr:Kt. !\ny rcproductil!n of kcbnical datJ or P''!iinn~ thereof marh·d wnh this legend mu~t reproduce the markings. Any person, nthcr than the Gl'\ ernmcnl. \\hu has been pmvided <ltccss to such d\.lt~t nw~;t promptly notil\ tla: ah<.l\(' nan~t..:d ConH<I<.:ti.•L

{I i D:ll:l m wbt-:!1 the CJ,,, crnmcnt'~ :Acm f1,)m :1 spccifi1..alty ~hall be marked \Yith the l\>llt•Wing lcg<:nd:

SPFCIJ\1 LlCFNSE RiG!rlS

The (j(l\'CnlnH:nt's nghl::i to us.:, mml1fY. r:..~p!ch.!ucc. rclcas(\

perform, dt~play, {if dtsdos ... · tht:sc 1.bta an: n:slrictcd b; Contracl N,). (Insert ..:-.Hltfad nutnhl'rl , Liet.:lls\.' No. . ... (Insert Jk'ensr..: ttk:ntlticn n::prudw:.:lit1n .:_,fkdmkal zl:11a ur portions tl~t .. 'r<..:,lr tlLnkl'd \\1\lltltL" kgcnd must abo rcprodw.:c tilL' marktn~::;.

! End lt·g('!kl)

l!1..l'!l:S\.:

{ll) For purpc•sc~ or tlw; SjW..:d lkcn:>cs do no! include gov~:rnmcnl purpose llcensc rights .h:qwred under :t prior contract (sec puragruph {b)(5) of this clwsc:J

( 5) Pn:·C:'>;J!:,.\lJJg.~L1l;J mattJng-,. 11 !he \crm·1 of a prwr COiltract en license pcrmittc,! the (\,ntrtJ~..:tclr 10 restrKt the c;,,\ crnmcm':::. !u u:-;e, modify. n.:proJucc. rch:a~c. perf{•! m. display, or d1sclt~se tcclmicnl data ddJ\erahk umh:r thts contract. and those rcstnction7' are sllll appl!c,tbk·, the Conrr;Jctur l11iiY rn;1rh SlK~l1 dnla with the appropnaie rcstnc\i\c kgcnd l(•r which the data quallfid ll!hh:r lhl: pill'! Cl!lllriH.'l (lr ]l,:cnsc. The nwrking rnoccdurc;-, l!l

;lph { l' ur thb ebusc ~;hal! be f{·,lJil"<\ d

lull al rnil ;~n.:hivc

252 2 ! 1

(gl procedures and Throug,hout pcrf<1nnancc of llm <,;(lntract. the Comractor aod its subconlmctors or suppliers tliiil will d<:ll':cr technical wtth oth~T than unlimited rights,

1-

( lllla\C, mamtam, and fvlluw \\titti:n pm..::cdurcs sufiidem \o assure that r~.:strict11.e mctrkings me u;.;cd only when th;: t<.:T!il': or this d:mse. ant!

L2) 'viamum n:~.:ords :,ulfil.'lc111 K• data delivered under this com we!.

(I) l)njqstdi,.:d technical data rnw and oblJgations of the panics the validation of rcstrictt\e markings on tcdlJHcal da1a ILlmish<:d or to be fumtshcd under 1his contract arc cmttaincd in lhc Valid:l\ll.ilJ nr Rl·:>lfi<-'IIVC i\Lnkmg~ \111 Technical Data cbusc of this contract. N Ol\\ 1tl1::>\andmg :m; pro VJSH >n 1 • f th l s n'mnn.'l C•)I1C\.:rmng m:;pccuon

and :.Jcccptmcc, th~· G,1\'emmcnt may ignClrc 1.1r, at lht' Contracwr's cxpen~c. corr.,;:ct or stnkc a murking rf. m accordaJII.'C with the prucedurc:-: in the \'al!datillli of Rcsuictivc l\1arkings on Te~.:hnical Data dausc or tlus G\ntract, a rcstnctl \C marking IS determined to h.,;: unjm;tified.

C?) NPoconfq!Jl1111gJcdmieDI d:1la markings :\ noncnnlomlH1g marking Is ;1 marking plat~cd un tcd;mc:1l data dd1vcrcd ur nt!H:t~, • .~~c rt.~rmshcd \o !he Cion:rmnt:n\ umkr con\ro.ct !hat is not in th..: !(mnat authont:t:d b:. th1s corm acL Con cctK•n ur nor11.::unfimning markings is not suhj<:c:\ to the Validc!tion ol Rcslrkt!vc Markmg<, un '1\:dmical Dat~J clause td. this C\ '!if met. l f tlw Cumra..:u ng on k 1:! the C·•n tr~H.Jur ;I llt1li\.:'01) l{mmng rnark mg, ~ll!d the ComraciM fat!~ tP r..::nHJVC or C•Jn cd such nut k lltg \\ nh1n '>1X1Y (<JO) days, the Covemment m:Jy 12.m1r<.: or, at the Cot!lraclor's ...::q)>:O">C. rcm(!\T or correct any nonconf~>rming 111c~rking

{i) to pah'!lb No1hiny. c<.<m:un..:d in sh;dl ilnply a llcl·ns..: lu the Go;cmmcnt under ;my p~1l.ent nr bt: t.:\•rhl.rucd as df1t:ct1ng the >:;('ope ell ;my hccn;;e nr •llh~..T nglH nthcr\\ ise granted lu the Government under any paH:m

(j) l.imaorion on }or nghts in

{ l) The (\,mracwr shall not clutgc \,, 1h1s c~..ntrat:t t{l;;:t ltH.:iw.ling. but nN lim1tcd to, llccllse 1\.:cs. wy:llties. t\r sumlar ch<ttw::-:, !ix righb in technical dala In be dcl!vcrcd undtr th1s c~:m!ract \\ htn-

(i) The (]ovcrmuctll hch :ll:quit;;~.L h\' d,!ia: or

(1.1 Includes 0osts (:h~ng,:d hj tht' Cr•mr;lcl•H' h.! J<:qutrc

"~,ulx:nnlrw:wr t>t supph-::r, ;tt any tier, nr c0sts in,:uncd or:.ttpp!i.::r ldaLt, 1f1hc

(1r SU!'Pk:r n?;hts cdr'> o1l11:r

the nghts to the

(liJ Does not mclude the rcasc,nable ~.:osts of rcprodudng, handlmg, or mailmg ihc documents or oth!.:r media in which the technical data '""ill be dclin·rcd.

orsuppfwrs.

( l) T!11.; Contractor shall ensure th:;t the rights afforded its subcomractors am! suppltcrs under 10 US.C. 10 L1S.C. Land the identification, ;tssertion. and delivery pi\ICcss\.'::: nf paragntph (c) or th1s cbusc arc rccognizc:d and prNrctecL

(2) \\ henc; (T any kchnit:a! data r,,r noncommercwlllems is to be obtained from a ::,uhcontraclor or :-:upp!i,,r h'! ddl\cry to the Go\ crnmcnt under this contratt. \he Contractor shall usc tJm; s;mw dau..;e mthc subconllad or t)thcr contractualmstn.Jment. and rcqmrc its suhcnntr;·lctur~ 11r supphl.'rs to do so. withoul a!tcra!wn. except to identii\ th.:: partlt"~. '\o flthcr dau~c slnll bt: used 1o ~:nlargc C'r d1mmJSh the c;,\vemrntnt's. the Ctmlractc,r's. or a hight:r-llcl suhc:t•nlr:11.\l.)t's or supplkr's rights 111 <1 subcontractor's or supplier's tedmical cbla.

{~) Ted1mc:ll tbta required \d be Jel1vcn.:d by u sub~.<ontractor or suppller shallllonnally he dd ivercd to tllt~ next !HgheH!cr contradz•r. snbcc•ntrartor, or supplleL l·h•wc\er . ._., ht:n tht.:rc IS a requm:mcnt in the pnme contract k•r data \\hich may be suhmit1ed with ullKT than unlimited tights by a subcontractor or supplier. then said suhcontractur or soppli<.:r may fulfill requnement by submitting such data dm::ctly to the (lovcmmcnt. ra1her than throngh a higher-lli..T contractor. suhct>nlractor. or supplier.

( 4) The C!ntr~ic\\Jr and higher-tier ~ubcontrw::hll'S or 1'upplicr~; ;;.hall nc.t. os<: tbcu pmv~:r \0

award cvntm..:·ts as economic leverage to obtain rights in technical data l!·om 1ht:H

:wl..,~:ontracwrs or supplh::rs.

) In no C\ en! ~lullth..: Contmclor usc its obligation to n:cugnw.: and protect suhconir;!.;:lor 01 :suppl!er rights 111 technical data as an excuse for f:ullng lt1 ::;at1:d~· ns con1ractut1l obligation \n !lw (J(l\'Cnm1cnL

ALTERNATl: J (Jt 1N JlN)J

(ll

( l) Tim: paragraph only applies to t~·..:hnica! dat~t in which tht: (iuvcrnmcn! has <Jbtamcd unlimited ngl11s r•r a !JI."cnst: to make an unrcstrh:led release of 1t~chni..::a1 dma

(2) Tht· Go<.'t:mm.::nl sh~1!l not pubhsh a deliverable technical data item or items identified in this ~:ontrad as bemg subject to paragr<Jph (J) of this cbus<: or authori1c others to publish such <hta on tts ht::ha! f ll, prior to pubhc;ltlon for sale hy the Government and \\ llhm !wcnt:,-klur (24} nwnths follo\vlng 1he ~btc -:;pectficd in tln;; \.\)niract k>r deli such d:11:1 ,,; 1hc renm' :II (1! an;. mH1nnal '>ecunt\ or cxp•ll1 controllc.\trit:twns, '.\ lln:hcvr:r 1s later.

DF/\IZS 2 227 tlnu 25?.23 i

the Conlmdor publlshes that item or items for sale und promptly not\ lie.::; the Contracting Offict::r of such puhlkatton(st Any such publ!cmion shall mdudc a n•>lite hh.::ntify~r1g the m.Jmbcr oftl11S contr<lct ami the Ciovtrnmcnl's rights m the published data

l J

) This llmitotilJn un Ow Government's right \o publish fc1r sale shall contllHIC as long as the data are reaso1h1bly !able to the pubhc !(1r pun.'hasc.

hnp. ··

30

TAB 30

l.xi.M<cd l.{arllA Mmde~ ant fire C~Mfof • Ci1l.li~! ?0 arJt rDOCICi D>ll:.s. ?X ~s?C>54>idl3 ,., Iepj>M< <Jn · vo:1 woo

1921 0/200 1l-5388 28 August 2001

To: Commander U.S. Army Missile Command Redstone Arsenal, Alabama 35898-5280

Attn: AJ-.~COM/

2.

SFAE-tv1SL-PF-PES·

Contract DAAHOi-98-C-0 157, Industrial Engineering Services (IES) Limited Data Rights Markings on the Low Cost Reduced Range Practice Rocket (LCRRPR)

(a) Rights in Technical Data-Noncommerdalltems. FAR 252.227-7013

{1) Limited Data Rights Markings for the LCRRPR

Lockheed Martin Corporation, Missiles and Fire Control-Dallas {hereinafter ·'Lockheed Martin") herewith submits for reviev1 our company's position reference to "Umitecl Data Rights" markings on the Low Cost Reduced Range Practice Ro:;ket (LCRRPR) TOP documentation. Pursuant 10 Reference (a). LimltE>d Data Rights per Enclosure (1} are marked on the TOP items as shown in bold and annotated with a "yes" in the Limited Data Rights column in the table. Even though the top level drawing (Rocket Pod: 298mm, fv128A2) has a nevv' part number, limited data rights is still applicable since the ~;ub-level drawings for the Rocket Pod Assy, Harness lnstl Assy, Launch Tt.:be, and W110 Cable Assembly were unchanged and were originally marked as "Umited Data Rights". The system specification (MIS-35437) retains limited data rights marking as a result of the Rocket Pod and the software retaining limited data rights markings.

~tions of a technical naiUre may be directed to -- or of a contractual nature to the undersigned at

I

Page2 3-1921 012001l-5388

Sincerely,

-Contract Administrator- MLRS

cc: AMCOM!SFAE-MSL-ML-M DCMC Lockr1eed Martin lockheed Martin Missiles & Fire lockheed Martin Missiles & Fire Control-Dal Lockheed Martin Missiles & Fire Control-Dallas

MC-20) (MC-20)

(fv1C-4ffl

Enclosure (1)

Limited Datil Rights Markings for the LCRRPR

23 August 2001

l ~--~~~~--~RRP~R~------~~~~ II D<S«iptino """'"~'

LCRRPH ] ~--~-~~~---~-----Descl'iptinn Documt:tJ! Limited I

:--- Number Number

N/A NIA N!A N!i\ Nit\ Nft\

13031951 13540622

MIS-35438 . Fab Spec M26 Rocket · MIS-31840 ··] · No 1. Fah Spec M2SA2 --Pod, '29Smm . . Rocket Pod, 29Smm

I B-S S~cilication rM1s::350947I9 1 Yes ! B-5 S ;~cification !" MIS-15094/19

NiA Nit\ N!i\

Yes

No

Yes Yt-s 1 C-5 Specdication I MlS-35095/19. Yes j Softwnre Ycrslon MIS-35095!19

1---c-:--::--:-::--'::::c--:::---li- _pcscripti<,n (§_~:QL_·-+'7""::::-::::-=:=::-::::-::-+--:::-::-.........; RRPR Softw::m: S!'.AJ> t.liS-35095/19 Yes l RRPR Software SI'AP MIS-35095!19 Yes l L---------· Vc~J..<:JE.J...!Ll ____ l ~ersion 114 ___j

3

31

TAB 31

31A

Frame l

Distribution Statement

D l 0- Statement D, limited to Do[) and Contractors due to Administrative or Operational Use

\VARNING- This document contains technical data \\hose export is restricted by the Arms Export Control Act (Title 22, U.S.C., Sec 2751, et seq.) or the Export Administration Act of 1979, as amended, Title 50, U.S.C., App. 240 I t't seq. Violations of these expoz·t laws are subject to severe criminal pt·n~tlties. Disst•minatc in accordance with provisions of DoD directive 5230.25.

Frame 2

General ECP Information

ECP Title: l 1PDATL M1S-35(J') .. VJ9 and t-11S-35WJ5/l 9 fpr High Winds Lirmtation with Lo\\ -( 'ost Reduced Range Practice Rockets

Date Submined: 2002;(JL24

PAN: MI-Cl 1J73 DODA:\C:

Originator: LOCKHEED \lARTlN CORP. ~dissiles & Fire ControL P. 0. Box (>50003. Dallas, TX 75265-0000

ECP CLASS

CAGE 64051)

ECP r\0 MI-Cl97.'

Basclmt.: Affected:

.J-CODE

0 SYSTE!\J MLRS TYPE F

PRlOHITY u CONFIG T'J'PE

HEVISION RO

Total Number of Change Documents All ached to this DoctlnH..'nt· ~.'A

Functional: Product· Y

.System tn ProJuction') Y

l:Tfi:d on Produc!lon !kllvcry Schcduk::

- D;1ys; A flcr Con!rauual Approval:

MODEL/TYPE

AMEND.MENT AO

· Dat~: By \\:hith Contractual Aulhority Needed For

Date l 'omrac1twl Amhonty NecJc.d For:

· Rctrofn:

Estimated

Estimated Net Total Cost 0

Submitter NiHnt:: Paullkl\mach

Suhmincr Tnk: Configura1lon Management

Work-Hours tu CondtK\ System Tests Alkr Retrofit:

ls Comr:Jc!c•r Field Servite Enginccting Reqtlired?:

Olll of Service Hours:

-Depot:

Enu~rgency/Urgent ECl~

Per TDL TR-'N-Ul \S-'D 1)

-Other:

Frmn..: 2. l

B. lhe :>cht:du!cd completion dnh: of rh.: 1\ tLRS M270 Low Cobt R •. :c!uccd Range (LCRRPH.) software is FebnJHl)' 2002

Specification Cane Code , ~HS-35095,: l 'J I l:\876

M1S-3:'09~tl9E Sl:!' l !8876

MlS-350'14 1Jl) 1 SS76 ldlC "•'('j()•l 'jt)j) l.:;l '!) lVI ,)·-~:' ,-tf . - .. !! jf('""f 1 bfJ

Specifications Affected

Note: Select SCN to View Revision SCN

E

D

Frame 3

N umb<.'t-T) pe ~tlS-)5095· 19-M.

MIS- ~5(!95/l9F SUP 1-NC MJS~35<)94!l 9~ NC f..·1!S-J5094!1 llf} SliP i-NC

Frantc 4

i'v1Et\R3 Docurn<:nt Print !Ml-(TJ73FROAOJ

Contract Number

DAAHOI-0 I·C-0141

Officer

James Snyder

hem Nomenclature

iv1LRS

Assembly Name

Contract N untber and Line Itetn

Line Item

Procuring Contracting ()fficer

Code

A~v1SAM-AC-TM-C

T de phone 25(d:;76 7347

Configuration Iten1 Nomenclature

Part Number System

MLRS

Natne of Part or Lo,vest Assembh' Affected .<

Assembly Number

SEE CONFIG lTEv1 NOMENC'LATtJRE

NSN

Description ()f Change

• NOR 2-'4 MlS·:I5094i19E Supplement 1

and N()R 4/4 \·1!S-J5095-19F Suppkm<.~nt l

Frame 5

Fmme7

CAGE

Fram~: 8

Upthte ih<.: Sofhvarc Requirements Spt'Ciiic.:uion (SRS) document to 1nciude new requirements f(n the softvvarc !o resrnct fin: missions with high winds at low altitudes. Update p:.~mgraphs 2. I and 2.2 10 mrludc the !;1s1esl

revi~iuns of 1 (•f(~renced Joc:umcnts. Update par<1gr~1ph L?. 5 S -~ ;md add nc'<v paragraph '.2 5 5 .I t(> describe ne\v requin:m..:nls as d.:scribcd in STR 5374 tS•D ::')

..,

. Renumber subscque11t paragraphs and paragraph n::f.:renrcs, which an: changed due t01he added paragmph. Upda1e paragraphs 3.3. L2J. 3.3. 1.2.1. 3.3.3.21. 3.:u.:u .S. 33.5.22.3, 3.3.6.2 to modify to the weapon type group tdcntlficmion number to the correct mHnnbcr for this w1.0apon. !vioc!J fy paragraph \o cnnect a formatting erro.r

J n the soft,.vare. implement a new Fortran ballistic algorithm that prevents ..:akulation a so!urion missions. with high wmds (ov..:r 30 knots) at lov, a!tirudes for the Low-Cost Rcductx! Ihmgc Pr«rtire rocket {LCRRPRJ. ln addi1ion, include minor corrections in the mea or enJ-nf~mission proressmg for pn:cah:ubtcd missions.

l'pdate the Soli ware \' ersion Descripti;)J1 (SVD) to include VI 07 A2 bn llistics updrtlc as tkscnlx:d in STR 53 7 4 :md the minor ballistics com::ctions d~'Scribcd in STR 5~ 75 (S, D

. Update parngraphs I 1. 1.2, 3 L 3.) 1.5, 3.3.2.5. 3.3.3.5 and 3.7 of the S\'D to rdkct the ne'>V vcr:;;im1 nurnl•crs and the changes installed wllh this software release. Update Table l to n:llcct the current path name for the lm:ation of1hc SVD !iks. Update Table 3 and Table 5 of the SVD to n:llectthe revised software module munes associaled wilh this ECP

Frame 9

Need for Change

A LO\\ cost Rcduce.d Range Practice Rocket tLCRRPR) Weapon Applicatwn Software updme wa5 required to

implement a new Fonran Ballistics Algorithm which limits fire missions with high winds at low altitudes for lhis weapon. Per Tedmicnl Direction Letter TR-99-00 l, Revision B. The Lm'>-Ct1St Reduced Range Special App!icatkm Soft'>vare !las been modi lied to prevent the calculation of aiming soluti1ms under thcst:. C(•ndilions

Frame 10

Production Effectivity by Serial Nuntber

Cut-In SN Cut-Out SN

DOC CHA!'GE ONLY

Frame I I

Enects on Progrant Configuration Identification Operation and Logistics

Note: Areas not affected hy this ECP do not appear

Effect On Product Configuration Documentation/Identification Or Contract

• CDRL, '!ECHNJCAL DATA

hHps. 1 :pt- n11.:an;. msl.arrny .mJL:->cn h.:t!l\1 EAR SDynam tc Doc~cn kt ?modc-revtcw &<Kl ion "'pnnt&d

Mr:ARS Doumlt'nt Print [Ml-C'l973FROAOJ Page 5 of7

Effect On Integrated Logistics Support (lLS) Elements

• MAINTENA'SCE CONCEPT, PLANS A:-.;1) PROCEDLRES

Effect On Operational Employment

Frame! 1.1

CDRL, Technical Data

Frame 1 L2

lVlaintenance Concept~ Plans and Procedures

The CB and CC tahk·s will have to be updated. full impact unknown at this lim!!.

Safety

Frame l:l

Developmental Status

complelctl FQT (Auto\est) on 10 August 20fll wi\h Softw;m:: Quality /u.surance W1tnesses. FQT Report #:1-57440!2001 R-5004. dated H1 October 2001 sobmttted to AMCOM via crns. Sec FQT page (SID 4)

Fr::tme 13

MEARS Print pvU-CltJ73FROAOJ

Hardware !\iiksVmt: Chan -

Supplemental Enclosures

PrC'JMn::d by

(\>gnrnml Engmccr

Hardware l\11ilestone (:hart

Supplemental Inforutation

Eur0pean Pmdm:tion Priorny (\ltk

LOCKHEED ,\lARTIN CORP, Mtsslle:;. & Fir..: Cc,nuol- Dallas, Shee1 2

Prepared by

Cognizant Engineer

V. Green

European Production Priority Code

0

Frame i -+.1

Frame 14.2

LC>CKHEED ~1ARTIN CORP, tvlissiles & Fire Control- Dallas,

\1EARS Dl:tcumt:nt Pnnt \1l-Cl973FROA0j Pilgc 7 of 7

Sheet 2

hnps·.

318

MISSILE COM1i:\ND DET AlL SPECIFlCA TION

COMPUTER PROGRAM DEVELOPMENT SPEClFICA T!ON

FOR THE

MULTIPLE LAUNCH ROCKET SYSTEM

REDUCED RANGE PRACTICE ROCKET (RRPR)

WEAPON COMPUTER PROGRA1vf COMPONENT

RESTRICTED RIGHTS LEGEND

MlS-35094!l9E

SUPERSEDING rwus~ 3 5094!l9D

02 MAR 1998

Use, duplication or disclosure is subjt--ct to restrictions sUited in Contract No. DAAHO 1-89-C-0336/POO Ill, ?0241 with Lockheed Martin Missiles and Fire Control· Dallas and the related computer software documenl<ltion includes a prominent statement of the restrictions applicable to the computer ;;oftware, the Government shall have unlimited rights in the software. The Contr.u::tor may not place any legend on computer softv:are restricting the government's rights in such software unless the restrictions are set forth in a license .agreement made a part of t.his contract prior to the delivery date of the software. Failure of the Cont:ractor to apply a restricted right legend to the computer :.oftware shall relieve the Goverruncnt ofliability with respect to the U!Ul'larked software. ln addition to the "Limited Rights" specified in paragraph (a)(l5) of the clau_<;e at 252.227-7013 of the contract listed above, the Government bas "License Rights" as specified in Clause H-52 of said contract

Use or diselosure of data on this sheet is subject to the restri1.-tions on the title pa1,;e.

Page l of o6 ·-·

31C

UMITEO RIGHTS

MISSILE COMM.J\ND DETAIL SPECJFICA TION

SOFTWARE VER..<;ION DESOUPTlON

FOR THE

RR!'R WEA . .PON SPEC1AL i\PPUCATlONS

COMPUTER SOFTWARE COMPONENT

OF THE

!>1ULTIPl E LAUNCH ROCKET SYSTEI\.1

FIRE CONTROL SYSTEM

ELECTROf.i'lCS UNIT CFl\1TRAL PROCESSOR

CSCNO: MIS-35095!19-115

Prepared for:

ll. S. ARMY AVIATION A.t"JD M!SSILECOiViMAND

REDSTONE ARSENAL, AL 351398

Prepared by:

LOCKHEED M:\RTIN CORPOltA.TlON,

MISSILES AND FIRE CONTROL

POST OFFICE BOX 650003

DALL>\S, TX 75265.\){)03

Contract No. DAAfjOl-9S·C-OI;'i2 L<.>t.:khceJ Martin Corporation Missiles and Fire Control - Dallas 1701 W. Marshall Drh·e Grand Pmirie. Texas 75051

t.US-35095fl9f

_.,....._.. ____ ~ .. ~-SUPERSEDING MIS-35095!! 9E

ll DEC 2001

The Govcmmellt 's righl> to use, nwdify. reprodu(e, release, P'~rfonn, display, nr dbclo><: these lcchmcal data are n:stricted by pWlgmph (b)(3) of the Rights in Technical Data--N<:;;,conHllertial Items dause corlt:~ined in the abm:~ identified contrllct. Any reproductivn of technical data or portions thcrcM rn:uked with this legend must also flt'HOduce th.: markings. Any person. other tlmn the GovernmcnLw ho hJs be'"-n provided :~cce$SW such data rnuM pr<>mptly noufy the above named Contwctoc

Distribution Stat<'mcnt !): Distribution authonzed to the DOD nnd DOD contncwrs <mly; Administrative 01 Operational Use. Date of Determination: Zl Aug 97. Other requests sh:>ll be referred to U.S. Army Avianon and r>1isslk Comrr:and. MLRS ProJect Oftice, ATTN; SFAE·MSL-TM·C. Redstone ArseMl.A L 3589B.

Export-Contrul Act Warning: 1nis document conlllins techntcal data whose export is restricte.J by the 1\.nns Export Control Act (Title 22, U.S C, Sec 215 L £l ffi.\h) or the Export Adminl$lr<Uion Act of 1979, a;; amended, Title SO, U.S C, App.2 4(tl ~- Violation& of these e~t.port laws an: subje<el to severe <"riminal penaltie!i Disseminate in accordance with provisionsofDOD Dirccttve 52J(L25.

-- -----~--

32

TAB 32

Tht Offeror is nquirtcl te idetrtif; ill kit Jl1'11FW~" to tilt tdt~~t ftuillitt ontj nth etapuw softun llllicflw dotl.,ttl at pri.Pa.tt uptllft and upon tM U$t vf llhiell it dtsirts to negttitlt ru~ieUcms, 11111 to ttalt Utt aat.urt of ttft prfiP"lll rntrietians. lftli rutrittiont 011 tilt 6oJtrlllt!At"s use or disticsurt of eo~~puttt uft~tatt iutlaptd 1.t .,iHU ~ Mil to lit 4e!ivtrtd under ~ em.roct aust be stt forth ill aa •ttneilt wte a part of tilt toflt.r....t, tit.im' -.ti4ttd prior tt t~J~Vd or wlma illti!OIIHiutilm of tft eanv~~:t. Rfon nti lltl iPtr9. lf 110 such tot~puttr 11ftw't » idall.ifitd .. Ill dtlmralt tonput.tr 1oftwt llill be subjtet to lltliJittcl r~ts.

1~8 TEtHKICAl D!Tt - UITBHelnii& Of ~lVUEMl 2St .2.21-1110

Co.> H ttcknitil uta. sptcifit4 to !It ddiJttrtd under this tCI!trttt; is not dtlilltrtd uit.hin th! titlt *Jt<:ifit4 llj Ulis tolltrt.tt or is ti!Jititllt upan U:l illtf1l (illtlllding wing mtrictillt n&rtings liCit idtlltifiti ill tht list 4ttcritt4 ill Ult t.l&Ust ~ 252.227-'fiU<t> of ttlit ellfttrat\); tilt twt.rocting OHietr aq until JUth dill it aceepttd blj tilt 6Gmlll'letil# tdtllbold I*JI!Ut to tilt tMtrutot of ttn pttett~t CtSZ> of t.ht bW ttll'ltrt.tt Fi« or atto~mt UAlW a lt&W" uit.bho!iiftj is aptc:ifitd ill u.t tot~trt.tt. hijlltllit ua.U aot !It llithbtld nor ony crther action ttl:tn pur"uwt i.o this pangr~b 'llhtll the Cotrtrt.ttor,s fUivrt to ntl:t tiftill dtlinrq or to ltlivtr tucb data ;itt~eut dtficiotin uists out of t1Llt$U ~114 tilt eotrol atld uitaovt Ute fault !'It'

ntgl igt~~tt of tbt tntr.11ttor.

<b> Tht aitldulldillg of 4lllJ aaount ot JUtrstquent pqntnt tv tilt Coutrutor lb&U not bt ttMtrud u t ~ oi fmiJ rigbts -~dl'"ing to tile ioPtrmtent ~r tflit mttrad.

H DATA awmmn ZS2 .(21·1131

Tht toatr~etor is rt\llirtd ttl ttlil'tr &~~llJ tft IllatA iteas iittd on Ult DB foru 1~ a.nu-~t kt4 .. iratecu LitU a4 data ittas ifttltifin ia end dtlimahlt liMier &IIIJ Qtfttract cluu 11f fMI Suaptrt SZ.l &IIi W FM s.,plt11ttt ~t Sl.Z .Ut a. pet of tbt t~~tract.

1-1.1 NLIUTIH tF IESTiiCTDI£ IIIIIHI§S .. TEtlilttAL Dill 25t.ZZ1-"f1Tf

(l> hfiaitiea. 111t urn vmt u tlti.s dtBt ere itfmtt in tilt tlllM tt VMS 251.ltt-11U tf tat kptrllltllt tf ltf'Wit f~4trll k:ctuititioll kgullti .. Sapfletttllt OlfHS).

Cb) lntificAtiorJ. 1U C..trtc:ttr or ltikGitr~etor At ug t.i.tr it ~D1t for l&iatt..ililg rtwdt Mffidlllt U j~Mtift tbt vtlidit&J of iu aartilg• tlllt illpnt l'tl~ittioas em UJt iwttmtmt aai t.U!trs to'"' li:lplitlth If fmlest tldltitll ktl lit! inttll er requird to bt dtl in'rti "*" UM t*ltrttt or ~act, .0 ttllll bt ~d u f~nisll tt tit tMtrctilll llffhtr t. 1ttittt11 justifitttitfl for llltb rtstrid.iJit !Wtiagl in r~tt tt t tM.lltt~gt N:r ,.,...,..,. (4) H.Lu.

<e> ttmMUcw BeQttt for Il'tforutilll.

cu l'bt tolltl'ttti.Dg Officer llafl rtqUUf. tbt toatr4Cl« 1ll' MkllfrtrttW to furnitil t uriUu upl..W.illt ftt UIJ rat.ritti1111 am-Will9 tbt Coatr£tor or ~tct.or 111 tbt rigbt of tbt llftitti St«tu or otbtrt t.o use UthaiUI dd.a. If,.,._ micll of tbt txpliA\itl $Ublit\d* tbt tolttrtttiag offlRt roaiM lli!Alt U Uttt'W.II tilt Wis ri tilt ttst.rit'tiPt twtiJit, tit tontrectillg Offiw llaiJ furtw rt1(Utlt tit c.mtr.:tw tit' ~~~~tractor to f1111iA t.44ititm.U inferutioo ia tbt rttardl of,.,. otbtrllitt in Ult potamion of or rt~liJ a~~lilult to, tilt t&lltrlttor ot '*-tractor to ,jmifg tilt vu idit.y of 11111 rutricti9t wt:ilg 111 tttbnitll dlta dtliiltrelf ur to bt dtlillfl'e4 lm4tr tilt ttfttrtct er ~at\ <t-t.~ a st&\oat of ftch ac~ied uitll npportil§ dO~ioa). Tbt tnntract.ot or s.~tr&t1.or sb&U subllit $Utl otiU.ea dlit as n~d b1J tilt tontr6t:Ung tffittr uittlil tb! til'lt requiru or suett longer ptt~d as •-. llt ~tlutllg agrm.

m If the toatrad.ing lHfictr, lfttr f'tllieaillf the lll"itttll data. fmitkttl purtua~~t t.o F04t"tptl (t)(1) ua~~t, or flAil otlltr wailW.t inforutitft ptrt&iliag u tilt Nl utitt of • r~rittW£ rwti&g .. lltt.frlfillti tltit r~t 91'-* uat to quutUli the turri!lt Hlidilt tf Ult Mttilg and tbd eoatinutd adbertntC to tilt aart.iag uaul4 1\li:t iltpractitult w wbl:t\uut eo•pt!titift tttp:~isitillll of tilt iterh coaponm\, or prottn to ullidl the tedmitll dlt& rtltlts. lbt Contracting Officer tllell follou tbt procedures dtstrib!d in (d) helou.

C3) u 1M talltrlttor or tuk:cmtracur fe.ils to rnpolld to tilt tO'IItracting 8Hiter"t reqaut for infotMtin Ulldtr ptrqrtpll <c>cn ebCWt, ~• tit Clllltrding OHittr detuniw tltlt eonUwed adbtrtfltt te tbt nrting 1101114 nltt .i.upre.«iceilt tilt M't(Utlrt ~t.itin ~isitioa of tilt ittlb ~t. or proecu to uhitll tilt ttdlniul dltt rtlUH; w COlltracting Officer 11411 cll&llO§t Ult n.UIIittj of tbt nriillg u ltHtl'ibft ia pll"qrepll (d) lldn.

(d) CbAHtllil•

C1J RetuitbStantting Mg provisitm or U!is tn~~ttatt contenting insptttillft and ltttPt.aace• if tht Contracting 6ffittr det.ttnin~ t.bd A cbtlltf¥ to lht rutrittin Jriillg il wrultd, tilt tontractillg Offittr sba11 ltld t urillt11 ehtll~ notitt w Uit taotraeter or tukoatrtctll" U$Utlfi!J Ult rutricti..e nrt:ingt. SU(;b tM.tlugt ~~~:

(ii) a~irt • rupout uit.hin dltlfl <111> hl;o jll$\ifljing c.n4 prwiditlg $1Hicit11t evidtntt as to tilt eur-rtnt Pll idi'ltj of tht ouerltd mtr i.ct iw and

(iii) Stdt U1at "BoO Contraetillg Officer's fiall decision, issuu pur$Uet~\ to p4t•tpb en lltlOih tll$f.t,iliaJ the H.liditg of A rutrictiilt Mrtiag i4altiul to tbt Pttrttd mtrictitm, 11itbin tllt thrtt-1ttr ptrla4 pretdiJit Ute ch&llup .. tbatl mt~t u ptifitttioa for tbt as:t!titt rutrittill If the vll i641!:11 rnttictian uu ustrttd b$J Ult tan« toatrtttor or ~ttaettl' (or MIJ lit~t or such Contrtttor or cubcoatro.ctor) to lrlticb such Mt.ite i& being prwidtd.

Hv> Stoit tll1t. fdlurt to rupond to \ht cbt,llenge notice llli!J rtsult in issuance of 1 final dtciJitm puNU.vat u paragnplt (e) khll.

<2) l'bt Coatruting Olfi«r tli.Ul u\a!4 tbe tine for rt8f0111t u appropriate if tit Colltratltl' or ~ubcoctrutor teiitt t urit.tu ttqUHt sbollillt tilt lltri for ldditiotll till! t• prtpatt & r~.

<l> Tht tontrtttor"s or sabcontro.ctor '• uritto rup1Ut tbe.U bt tODtidtred 4 tltid aithill tilt lltllllitlg of tilt Clllltratt Oitputts Ad of 1.1fU (41. U.S.C. lrllt tt St\.), W sbel1 b! ttrtifitt ill tilt fotft prttcrillt ... fAll 33.21!1, tq4rdlttt Of .S.Har ~unt.

<4> A tont.tacur « $Ubtbnt.re.eur ru.tilli~ dl&lltngu u tllt IW ttttl'ittillt ntri::iAf$ ftC!! 1t0rt: tun oat CC!Itratti~

OHittr sMJ.l aotiflJ ttth talltr.tttia§ OHiW af tbt uiltenee af are t~ Mt cWit~~iJt. 1\t mite Aa11 41ft ttm llttidl C011tre.etillg Officer initiated tilt fint ill tiM ~td ~lt.Oft. The tontra~:Unt Officer ilitkti11g tiM: first ill tile Uflltl$tl!td challenge lft.tr t~~~sultatil'ltl uitll tat tont.ratt.or or lllbt$nlre.etor a the otlltt tanlrlttiag GHitm. IM.ll ferultlt 111d dinriktt • scbtdlllt for rnpobdillg u tleh ef U»t tb.oilt:agt utictt u All illltrtdtd partiu. n.e ~t Qlll &ffor4 tbt contractt~r or u~atraetor a~~ ~tl'ltlitlj te rupond tt uti\ ebllltllft Mtitt. l.U pertitt uill u ttoulld biJ tbilstl'dutt.

Ct) finll DGitiOI! !lhtn toDttot!•r qr hntnf1,pr fAilt to mJqnf. Upon a fulw-t or a ttmtr~r or Mcolltnctor to sutmit _, ~ to tilt dlllltf19e Htiu. tilt ttmtrctit'ig GHiw uUl illut t fih.l cteti!ifl ta tbt t011trctor or IUIICGntrlltttr in e.eeor4411ct with the tisputu do~~~ee At fAA 52.2:32-1~ puttininj to tbe PtiiditiJ If tht as.strtd rtttrittion. Thi1 final dttiaioa she.l.1 he itsvtd u $1lOt u p.nillt arttr the Q9irttion of tht tint period of par&9"1pb <O<t><m or<d) <2) abvve. fcllnillg tbt i&~u t:f t.ht figel dttisun; Ult tentre.ciieg 9Hic:!t uill wapl!J uitb tnt prt~«durn ift tHtU<ii) \!!rough (ill) btl til.

<1> lf tht tontratti.f\9 IIH ietr tltttrninu that tbe tolrtractor or sut»mtre.cter w j~ntH id tht ll<'ll idit9 ar tht reatrittillt narting. tbt cantractillg Offittr sb&11 il•ut t filltl decision to tbt tontrutor or tfdltolltrutor Allttia~ tilt fdidit.g of tbt rtttrietiltt wti~~ w tttiing tllat tllc ~tNlllent uill continut to IJt bMd bJ tilt r-t.trietiH wtiAg. Thit fiftal detisimr tbf.U be imltll ui\l'lin sixtlj Ott> ~ afttr reeeipt tf tilt tontractor•s er .-..tr~~tf..or#s ~ te tht dlllltt~gt IIOf.ice, or 11itt1i11 tutb l0f19tt period that tbt ContrctinJ Dfficer bu 110tifitd tilt C..tr«etor or nk.tmtrtcior tile\ t.bt io:Pmtt'llt aiH nquirt. ·lbe notifieati.on of a loager periell for iuwu of a filkll llecisi® 11.iU lit ft4dt uitbin sutt tWJ) dags llfttr rtctipt of

rt$f10Rst to tht tllaHtngt tJotiet.

cum If the tolltre.etiAJ Officer de:ttrlli.au thltt the Po.l iditg of tilt rtstridift Wting it n.t ptifid. tilt C&l'lttactiflg OHietr tftall iuut a fiaa.i dteitioa to tbt tontre.ctor er Sotllleoatratttlt iA atCM"~ uiU. tM IHtpUta t1aut &1. fa& 52.z33-i. lo\Jiit.httandi~ parogrbpb Ct) of Ult tiStlf\tl eJ.m, tilt finAl dtcisiOII sbAll u is~ aitbill tint o.B> dqs ants" r-tttipt af tilt Cotltrattor1s or sulaatr~~tt.lr"t tt#pfmlt to tilt challenge AOtice, or aitbiD suell lfm9tr perm UMi Ure taJ!trattillg lfHetr w I'IOtifitd the tontrattor or sut~t.ontrtttor of the lu§tr perm t!W. tilt ~t am ttf(Uirt. lbt Mtifi.Wittl of • llostr ptriol ft~t iuu6act or • fiAA! Hci.ti.oe till k lllde llithill sixt, 0.0) '-'' after receipt of tk ~to tk dllolilft!e 110titt.

(ii) lbt Golltrnatnt etrtn 1bat it 11iU CO!ItifiUt to !It liw11d blj the ttltridillt Mttiat fOC" • ~~trio4 of aittt.l) (IVJ> ....,.

rron tbt is~U¥~ct of tbt Clmtra~:tillg ametr't fi.Dil ttcisiOII mtr paragrllflll cna>ti> tf this eJtnt. De to:Rtre.ct.or or suhcllttrtrlor agreu th.\11 if it ilttacl.$ to Hlt Ait ia tilt llliltf SUtu tltiut tottt. it lili pttllidt • Mliet If iltttt to filt .vit to tilt c.trattinJ Offieu aittd.a ainttt (111) d• fron tbt it•wce of tbt tont.ratti119 tffittr•s fiaal. Ckeitilfl .....,. pM«grl(ll (f)(Z)(i) of this elU~t. 1f tbt tontreetor or $Ubcwtractor fails te tppee.J., fUt tuit, • pro~~itt t •Uu of illttnt to fUt seit u. the toatrattiiiJ Officer ~o~ithill tit tilltlg ('tll)-hlj ptriod, ibt Gtt~ti"Mttlt MJ ~ w iplrt tbt rut.rictillt wti'J'" w tbt ft.illlt't of tllt C.ttr-.ctor or ltlltontr-.cter u tlkt tilt nquitti adiOII tmtitlltu ~ lith Mtll So.-trl'lllen\ lrtion.

(iii) Tlllt illt'mment. tf"U• tbt.\ i1. aill «*!tiWt to bt fioRd llij tbt rui.rittiM. wt:iat ~~~crt l I!Otit"t of imat 1.1 fUe wit in tk hited Sutu thins totlrt it pNJPild te tilt tocltrattiftg OHittr lithia Difltt¥ (ltl) ..,_ fnNJ tK ~t tf tbt rinll dtti!ilfl undtr par&grapb mtt)(i> ol tau d--. The ~llltUt 11i11 at liiiJt:r !It..._,, ad ur toatracttr., 18tuttllttot agrus tnt tiM: ~tug ttritt or ipct"t tilt rutl-ietu.t .a:rtiafh if tilt tcmtt~et.r or .._tramr ftils to fUt 1u sui\ •i"i• • en p after i~t~~DCC tf Ult fiW ~ttc:ifioa. htllitllfUI4illg tat f.,..ilt, IIIItH Uat llttlll tf u 6!J*t lttttflilla, 01 & IOI!Idtlf91*1t htit• tul lii"Jtlt Of' C:Ollptlliag Cireutttlm lli.ll att jlltl"''it Ritilg (Of' tile fi.liiJ Of l hit ill tilt Btlitd suta t1tia c.urt~ tilt toatrattor w lllktlltrtt.tw •tu tut tilt ~gttq IMfj• ftllMi.at utite tt ttlt "'....trecter or ~trtttar, .U.ia n.lt.e tr ditclNVrt tf the tedmiul Ht&. Sid! agoq dt\.trliaaiitl IIIJ N lNile at.,.

lft.e:r inHDtt .r Uat fiMl acisiu _. ail! ut lffttt tht tmtattor's or '*-trtt.i«•• tiPt to Millttl llftiut Ult .d Sttteslftltrt iu rtttrictiJt ... tillp n •t.till&ttlg ~hlar te ""* ttw tditf, if-. .. u-., 11c ,.....ua., lu.

(il) 1bt '~ agren tNt it lliH bt bOOftlt blj tilt testrirtin wtil'lg llhtn • tppt.U w suit is filtd p1riUII!t to tht toat.r~ Jlispltn Art .til fmtl dilfJ"ititll IJIIII qtm:~J Surd of toatnct Appeals or Ult tmitd St4tn Cl&int touri. lotlitlllttodill tbt forestiaS• lllltn ttJt bud ef u agtaq Rf.trllintt. tfl 1. neadeletllllt buis, fOUOili.Dg notiu to tllt tofltrattor t1t1.t urgert er etmptiJilf tit'CU$U8ctt uiU am perlit aaaiti.ag tilt dee~iofl Dg lliCl mN tf tm.r&t ~~ or the hite~t statu tllils tOiltf., u.e towtl'attw w M:llcoM.rctor agttu t.au tM agoq •IIJ ataorm rt.lt~ or difdewt tf tt~t taMiw dttL SQdl .... fttnilltUn NV bt ttllle at e119 tie aftt:r inuu~ tf tnt fil61 dttision end uU1 not affect tllt tontuc:tor's or s~lCU!r'J right u iUtA§tt ~ut tltt Urtittd St..U. ldlett it1 rtltrtti,t IUII"k:ir.g• are u.ttiut!ltj uptltU w h pursue otl!er ttlitf, if 1111, as ~q • ptVidtcl bt Iaa.

m If tht tottr£\or or JUIIcontrctor ~~ w filet tuit And if, upon final di • .ttiotl Of lbt 4j)pt41 or JUit» tit Cohtrctil§ lf'fw#s misillll iJ mt.ind-

(ii> If tbt rt~lri;ti)t nvt:illJ it fea4 not te be JDta~titl.llj jiiStifid, tilt Contractor or ~tractor. a. appropriate~ sball b.t lilhlt tt tilt ~tl'Qittlrt for pq~~t~~t of tilt cost to tltt 'Wtrllllt1lt of rtvittoling tilt tttf.ri;\.il't urt:ing ami ttlt fut ud otlltr ttptff$U <u dtfilltd 111 2t U.S.t. N12Cif>(2)(fl)) incurred bfj UJe liollttnnent in ciiA.lleqiJI§ tht nvt:in§, unlm •peci.U cli"CUII$~ 1100111 lab SUtl ~t lfljUtt.

tt> If Ult tollf.rct.ot ,_. $\IKOfttrtttor appe&h or mu tuit fJld if. upun fine! ditipnitiM of tit 4f!Ptd or Mit, tt~t • '~ttraeting fiffittr;s ~tttuillft it net $Uil4iaed--

em 'Tht kPtt11lrmt tflell bt lilhJt to tit tontr&etor or JUbcontractor for pqnut tf feu aDd otbtr ex~Mtt (as dtfi!ltd ill 2t D.S.t. Z412Cd)(2)<J)) intll'rtd b9 lilt Coatract.or or subcoolractcr ill dtftnding tile n.vting, if tht c.b411tttgt bfj the Gotttr!'lllent it found Mt ta l!aiJt btm nldt in g.od ft.itit.

(II) aurati:M of ljgtlt U Cl!!.U.tl.llt· Tht 6wet111tt11t 11t1J l'tviell tM val iditlj of WJ rutrictioa on ttctutir;a..L da:ta* dt! ilo'trtlt or to be dtli~td uruler a contract# antrtd biJ tit tolltrettor or sl.lbcootraetor. buring tilt period uitbin tllttt <9) yurs of finAl pq~tftt ot-. contract lit 11ithin tlrrtt <3> ljtll't of dtlil'tr!j of tilt \tcbnit41 dt\4 u tilt Golleranent., 11hitbtlltr is later, tilt tontraetill§ Clffiat ll!IIJ rtllitSI alld llatt a. 11rittta dtteraiMtion to tha.l.let~gt tnt rtttrictioa. Tht ~nt •&.~• llflf4t*tr~

clla.lltngt a. NStrietioa ua tbt rtltut. ditdoJUrt or uu of t.tchnital 6a.la: a.t lllll lilt if sutll tttlulieu !14.\t (1.> iJ publithj .-woitJ <Z> hu ben furniibtd u Utt Ullittd stat.n llitbout. rut.rictiol\1 or m bal llttn otbtr11itt nadt aPt.itablt uit.llnt rutrictilft. tllll9 tilt toatraeting OHittr's fin61 dttiaie~ rtsall'iag a forttal tiW.le.ngt b9 sma.inilll tbt Paiidit' tf a rulrittin lltrkint t:bU'tit.utu "Pelidtt.ion" u addrnsed in 11 U.S.t. 2~L A dttisioa blj tilt ~tent, era detmillation b' tnt Contracti~g Offietr, to 110t tb&Utngt tile rtliricti»t WtiliJ or ustrtd re:strietion sll411 m~t tllutiUtt "'Nli4atioa".

(i) Pti!itll of ttlfltnd. Tilt toatra.::tor or ffl~tr.-:tor agrtu tllat ttrt tOIIttatUJ~g llffinr •AJ tr;mwct Mtttn unRr tbit d~U~St dirtetl• tdtll subecmtraetors at 1119 tiu U!At asttrt rtttrktillt narkinJt. lltlutl'rr .. this tl61ltt ndtbtr erea.tu lltlr inpHn prilliq of tol'ltrct btt.Htn Ult Golltruut .wl tllhconlrctors.

<J> flogWm. Thf ttnlrtttor 1r ~oatr~ter &grttt to inttrt tllit el~ in ~Ubtontractt ct. llliJ tier tt\lfiting tilt dtiil'ttl of ttdmit41 da.tt.

-!-11 Ctlftfltjfit• Of IMGII£tT CllSts Z2.2~TIII3

33

TAB 33

33A

CONTLNUATION SHEET Referena: No. of Document Ilclng Continued

MOD/AMD

ll(7':"H .. "'R; 'f•b:.c: fell~it.iq .solicit~t io..'"':l ;;:::·oviuion£ dJ1d/c.<.r cont..tact. -c:.o\t.J.iN!S pt'.JX-tine:t'lt to t..l'.l'.u; s&etton it.rt-:- he.reb-i incoronr;,t-ed by

r~feretu:c.

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!"'10

l-1~

r-tJ

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!·10 r-17

!-:24

1·2$

!<:2£

l-27

r-:t~

r-n

r-ll'l

r-31

1-D I·33

l-14

1-%

l-lb

!-43

!·•H 1•45

!•(£

'(-1\1

·a

R!W.lllltJJn Clt!:: 52.2~2-1

SZ.2CJ·J s:L2n-s 5:1.:.!03-€ 52.103-7

5~.203-lQ

S2.20J·l1

S2.Z04-l 5:!.204•4 S2.209·6

Sl.2ll-5 52.211-1$

Sl.2H-2

!!<'.2ls-a s::~.:ns-9

S1.2l':l·l0 51.21S•H

52.215-15

5l .. 21S-l8

Sl.21S·H

~2 2H·7

Sl.:!Hi·ll

52.219-9

5:Z.<:22-J

52.22:.1-4

S2.222-2f

52.222·2~

52.222·29 52 .. 221-JS

5l.2l2·36 52 .. 222~11

S2.22:l·2

s:L223·5

S<L22l·6 S2.2<:5·10 52.225·11 52.2H•l

$l.221·1 52.22~-1

s:L:Z.2'7·l 52.227-10

5:!.227-11

S::l. 221-l:l

5:2.228-1 52.230-2 Sl. 23.0· 6

52.232-9 52.:232-17

52.232-20 s2 ~232-:n

52.:!32·2$

~J''*-!"'Jl'!"lES

S:~,'l'.Jf"r..WT 1~~tNST COrrr!Ntrb."t.'!' FE3$

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rRICE OR FSE' AO.Jllt~o/..Elf!' t'¢~ ILL.EC~ OR ll'..-~ROPCR k...-:'!'Jl'rY

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FIL'!.l'4G 0'!' PATEm' J.l'PLICATJONS - Ct.ASSr~IltD stl'1!.11:CT MA'l'T!!:R

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JJ.N!l997

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l'S2.:!03·10Q2 :tS:? "20t,__1£T0,0

252~204..-fCQl

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252.2:1.?-7002 252 ~2)-1(){)4

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252 .22~·1002 25.2 .22~;-?()!i!l'

252 .22~·1010

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252.22'.>-7{125 zsz .22$·'7020

252.125-7028

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2s2. 22s-., on 152.225-7037 252: ~225--"f041-

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252~271-'7015

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25:2 211-1030 2$2.2:~7N?(>:j7

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33B

::JFA 252 227 1hru 252.231 Page 1 of5

252.227-7037 Validation of Restrictive Markings on TechnicaiDnta.

As prescribed in 227.71 02-3{ c), 227.71 03-6( e}( 4). 227.71 04( e)((J ), or 22.7 .7203-6(f), usc the fbllowmg clause:

LIDATJON OF RESTRICTIVE iv1ARK1NGS ON TECHNICAL DATA (NOV 1995)

(a) De(inlticms The terms used in this clau:-c are delined in the Rights in Technical Dala­Noncommcrcial Items clause ofthis contracL

(b) C. ·omracls for commcrcud t!ems--presumptwn den"'lopmcm at privtuc expense. Under a contra<.:! for a cormncrcwlnctn, <.:otnponcm, ..:1r process, the Department of Defense shall presume that a Cc~ntract\)r'~ .JSscrtcd usc or release rcstricllons are justincd on the basis that the item, ct•mponcnt or process w::~s de,·cloped cxdustvdy at private expense. The Department shall no1 challenge su..:h ;xsscrtwns unh:ss mlormation the Dcpart.mt:nt demonstr;:ttcs that the item, cump<>nent, i>r pn~<..:cs~. was nN deYclupcd <.:xdu:<iH:Iy al private expcnsr.:.

(e) Just1/ica:wn The Contra~.:tor or suhcontra~.:tor at any tier is respcmsiblc tor maintaining records sufficient tn justll)' the val1dity of its markmgs that imp<>se restrictions on the Govcmment and Otht:·rs to usc, duplicate, or dist.:lose kchnict!l dat;1 delivcrt.:d or n:quired to be delivered under the r\m!lact or subcontract Except under l:ontracts for commcrci1.1l items, the Contractor or subcontractor sholl be prcpan::d to fum ish to the Contracting Ol1icer o wri1ten justitic:nion ii.1r such restric1ive m<tlkings in response to a challenge under paragmph (c) of this clause.

td) Precha!fcngc reques!Jor in/ormatiOn

(I) The Contradmg onker may request the Contractor or subcontrac!or to furnish a writt~n explanation f()r any restnction asserted by the Contractor or subcontractor on the right of the United States or others to usc techmcal Jma. 1 C upon review of the explanation submitted. the Contructing Officer rernains unable to ascerwin lhe basis of the restrictive marking, the Contracting Officer may further request the Contractor or subcontractor to furnish additional information m the rct;:ords of. or othen\ 1se in rhc possession of or reasonably available 1\). the Contractor or subcontractor tu justify the validity of any resttictive marking on h.:chnical data delivered or to be ddiwrcd under the contract or subcontract (e.g., a statement of il:u::ts accompanied with supporting documentation). The Contractor or sub~;ontr;1dor shall submit such wnucn data as requested by the Contracting Officer \Vithin the llme required or su..:h longer pcri\>d us may be mutually agreed.

(2} lfthc Contracting Onicer. ;1fter r-.:viewing the written dot;.t furnished pursuam to paragmph (d)( I) ofthis dau:::e. or any oth1.T available infonnution pertaining to the validity of a restrictive marking, determines that reasonable grounds exist to question the cum:nt \'a!idity of the marking and that contmued adhercnct: to the rnarking would make impr:~ct'ic:1bk the subsequent compt.:'tithc acquisition ofthe item, component, or proces:; to 'lvhich the technical data relates, the Contntcting Officer shall follow the procedures 1n paragraph (l') ofthts clause.

(3) If the Contractor or subcontractor fails to respond to the Contracting Officer's rcqm:st for mformntion under paragraph (d){ 1) of tli!S d:mse, and the Contracting Ofiiccr determines that continued adherence to the marking \vould make impracticable the subsequent compcliti;c acquisition of the item, component, or process to which the

7/142008

DfARS25.L227tlmJ "} 31 Page:: 5

technical data relates, the Contracting Oflict'r may ..:hallengc the validity of the marking as described in paragraph (e) of this daustc:

(e} Clw!!enge

(I) Notwithstanding any provision nf this conu-act com:erning inspection and acceptance, tf the Contracting Officer detennines thnt a challenge to the restrictive marking is wammted, the Contracting Officer shall send a written challenge notice 1<..1 the Contractor or subl:ontr::tctor asserting the rcstnctivc markmgs. Such challenge shJll-

(i) State the spec1lic grounds l~1r challenging the asserted restriction:

(ii) Requin.: a response within s1xty {60) days justifying and pmviding sunicicnt evidence as to the current vahdity of the asserted restriction;

(i1i) State that a DoD Contn1c1mg OHicer's final dec1sion. issued pursuant 10 paragraph (g) of this clause. sustaimng the validity of a rcstricuvc marking h:lcnti<..:;ll to the asscn..:d rcstri<:twn. within the three-year period preceding the challenge, shall st::rve as justification it1r the Jsscrted r{:'stnction irthe validated restriction was asserted by the same Contracwr or sttbcontrador (or any licensee of such Contractor or subcmmaclt•r) to wlm:h such not1cc ts bdng prov1ded; and

(iv) State that failure to respond to tl1c challenge notice may result 1n issuance of a final decision pursu::tnt to paragraph (I) of this clause.

(2) The Contracting Officer shall extend the time lbr n:sponsc as appropriate if the Contractor or subcontractor suhmits a '"'fflltcn 1-equcst showing the need t{)r additional tirnc to prepare a response.

(.3) The Contractor's or subcontractor's written response shall be considered a claim within the n1caning oftbe Contract Disputes Act of! 978 (41 U.S.C 60L ct seq.), and shall be certified in the fon11 prcs<.:ribcd at 33.207 of the Federal ACtJuisition Regulation, regardless of dollar amount.

(4) A Contractor or subcontrm:tor ri.~ceiving challellgcs to the same rcstlictivc markings from more than one Contracting Ofliter shall notify each Contracting Officer of the existence of more than one challenge. The notice shall also state \vhich Contracting Ofliccr initiated the first in time unanswered challenge, 'll1e Contracting Officer initiating the tlrst in ttmc un::mswcred challenge after consultation with the Contractor or subcontractor and the other Contracting Ofticers, shall t'bmmlatc and distribute a schedule for responding to each of the challenge notices to ail 1111erestcd parties. The schedule shall afford the Contructor or sub~.:ontractor an upportunity lo respond to each challenge notitc. All parties will be bound by this schedule.

( !) Final decision when Confractor or subcomracwrji::ils to respond. Upon a failure of a Contractor or subcontractor to submit any response to the challenge notice, other than a failure to respond under a contract for commcr-:ial items, the Contracting Officer will issue a final decision to the Contractor or subc{)ntractor in accordance wtth the Disputes clause of this conlract pcnaining to the validity of the asserted restnction. Th1s linal decision shall be issued as soon as possible after the expiration of the time peri(!d or paragruph (c)( 1 )(ii) or (e){2) of this clause .

. htJn 7 ].:+!2008

DF thru

Following issuance oft he lin;ll dec1swn, the Contn:.~cting Oi1kcr will comply with the procedures in paragraphs (g)(2)(iil through (l'•) of!his eli~ usc.

{g) Ful!ll deci.s1on 11 !Jcn ConfrtJdor or subconlruc!or respo!lds.

( 1) If the Contracting Ortkcr determines thnt the C@tractor or ~ubcontractor has justified the validny of tbt: restm;tive markmg, the Contracting Of!kcr shall issue a final decision to the Contr:.tctor Clf subcontractor susta1mng the vahdity of the rcstricthc marking, and statmg that the Government will continue to be bound by the restrictive marking. This final decision shall he tssued Within sixty (6U) days a her receipt or the Contractor's or subcontrn~::wr's response to the chrdlenge notice, or \vithin such kmg.cr pednd that the Contracting Oflker has not! lied \he C(>ntractor or sub;;;ontractor that the Govemmcnt w!ll require. The no!tficJ.tHm of a ltmger pl·riod for issuance of a fin:.l decision wlll be made w1thin s1xty (601 days alter receipt r>l'tbc response to the challenge notice,

(2){1) lfthc Contr:u.:ting Olliccr tktcnn1nes that the validity t'ftht: n::slrit.:tivc marking is not JUStilied, Lhe Contracting Otli<.:cr shall t$SUe a final ckcision to the Contractor or subcontractor in w.:"·ordam:e with the Disputes clause of tins contract Notwtthstandmg paragraph tc) of the Dtsputes clause, th~: final decision shall be issued within sixty ( 60} days a 11cr recc1pt of 1 he (' ontractt1r's or subcontractor's response to the challenge notice, or \\ i thin such longer period that the Contracting Officer has notified the Contractor or :;ubcontractor t•fthe longer period thal the Govcmmcnt will rt>quire. The notification of a longer pcr10d for issuance of a final dcctsion \\til be made within sixty {60) days after rccc1pt of the response w the chi!ilcnge nNicc.

(li) T'hc Go\cmml.'nt agrees thm H -.\ill contmue to be hound by the restrictive marking l'L1r a pcnod \)f ninety 190) days from the issuant:e of the Contracting Oni...:cr'slinctl dcdsion under paragraph (g)(1}(i) of this clause. The Contractor or subctmtractor agn:cs thot, tf it intends to file sui\ m the UnHctl Siatt·s Claims (\•urt 11

will prov1dc a noucc of intent to lile suit to the Contracting Of1iccr within ninety ( 90) days trom the h;suance of !he Contracting Ofli<::er's linal decision untk"l' paragraph (g) (2){t} of thts dau:;c. If the Contractor or subcontractor f~tils to appe:tl, file swt, or provide <l notice tlf intent to file suit to th~: Contracting Officer within the ninety (90)­day ptnocL the Government may cane~.'! or ignore the restrictive markings, and the failure ofth~: ContnH.:tt)r or subc,mtrador to take the required action constitutes agr.::emcnt with such Go\·emmcnt action.

(iii) The Government agrc~es that it will continw: to be bound by the restrictive marking wh~;re a notice of intent 1\J file suit 1n the United S1utcs Claims Court is provtded 10th..: Contractmg Officer within ninety (90) days from the issuance of the final decision under paragraph (g){1)(J) of this clause. The Govtrnmcnt \VIII no \cmgcr be bound, and the Contractor or subcontra<:tor agrees that the Government may strike or 1gnorc the restndivc rnarkmgs, if the Contr-.1ctor or S\tbcontractor fhils to li!c its sull \Vlthm nne { 1) year after issuancc of the final deci$ion. No\\vJthstanding the foregoing, \\here the head oLm agency determines, on a nondelegable bas1s. that urgcnt or ~.·ompelling circumstances will not pennit ;vniting fiJr the filing of a suit in the United States Clmms Court, the Contractor c•r subeontraetor agr~cs that the agency may, following notice to the Contractor or sub\.:ontrnctor. authonze release or disclosure ofthc wchnical data. Such agency dcu.:munation may be made at any time after issuance of the final dccisic>n and \Vi!l not affect the Contractor's or subcontractor's right to damages wgains! the United States where its rcstridi n.:

htm 7"14.'2008

IJFARS 7 thru :?.S2 Dl Page 4 5

markings are ultnnatd;, upheld •)r h) pursue ulh\.'r relief. 1f any, as may be provided by lav.

(iv) The Govemnu~nt agrc."es that 1t will be bound by the restrictive marking where an appeal or suit is filed pursuant to the C{•ntr~1c1 Disputes Act until final disposition by an agt..mcy Board of Comracl Appeals or the United States Claims Court. Notwithstanding the fi:negomg, when: tbe head of an ngcney dctermmcs, on n nondelegable basis. f()lkming notice to the Contractor that urgent or compeliing circumstances wtll not permit awJi!ing !he de.;.·1swn by sw.:h Board of Contract Appcals or the Umted States Cbm1:-. C1Yur1. 1bc Contractor or subcontractor agn:es that the agency mt:~y authon..:e rcki.tSe or disclusurc of the technical data, Such agency detem1ination may be m~tde at :my ttmc after lSslw.ncc of the final dccJSWn and .. , ill not af!l:ctlhc C(lntntctor's or subcontractor's right t<:• darrwgcs agamst the Umtcd Sl::~tcs where its restrictive markmgs arc ultimatdy upheld or to pursue other relief, if' any. as may be pro\ ided by Lm.

(h) f/inal dispositwn of appeal or suit

( ll l f the C ontracttll· or subcontn.h:tor appe;ils ur rdes sui! and i C upon final disposition 0f the appeal or St.Jit. lhc Contmcting Otficl.'r's dectSH.m 1:> sustaim:d-

(i) The restncthc marktng un the tedtnJca1 data shall be cancelled. corrected or ignored; and

(ii) trthc restrictl\e m:1rkmg is !i.:mnd not t\l he substantially justi11cd, the Contractor or subt:tmtractor. as appropnate. shall be liabk to the Government f()r prtyment of the cost to the Government or revie\ving the restrictive marking and the fees and Nher expenses (as dellned in 2X U.SC 24!2{d)(2J{i\)) mcurred by the Gmemment in challenging the marking, unless special t.:ircumstances would make such payment unjust

(2) lfthc Contractor or subc•..lntractN appeals 0r tiles suit and il. upon final d1sposition of the appeal or suit. the Contracting Ofticer'" t!cc1sion is not sustmned-

(1) ·rhe Oovcmmem shall contmuc IP 1.;.;.· bound by the restrictive marking: and

(ii) The C<wcmmi..'nt shall be liabk 1o the 0-.Hllmctor or subcontractor tor payment of fcc~ and other CY,pen:::cs (as Jefin0d m 28 U.SC. 2412(d)(1)(A}) incurred by lhe Contrat.:tor or subcontractor in ddendmg the markmg, i r the challenge by the Government is found not It> have been made in good fi.dth.

(i) Duration ofriglll to challenge The Government ma~' review the valichty of any restnction on wchnicul data, delivered ur to be delivered under a c~mtrart. asserted by the Contractor or subcontractor. During the period within three (3) years of final payment on a contmct or within three (3) years of delivery of1hc technical data to the Government, whkhever is later, the Contracting Otlker may review and make a wnnen dt:termination to challenge the restriction. The Government may, howc•,er, challenge a restriction on the rclcL\Se. disclosure or use of technical data at any timet!' !'uch technical data-

t J} ls publicly aYaibbk:

OFAI\S "~ 227 thru Page 5 ors

(2) Has been furnh:hed to the United Stales without restriction; or

{3) Has been oihcrvvise made avatlab!c without restriction. Only the Contracting Onlcer'~ iinal dtcision resolvmg a f(Jrmal t..:hallenge by sustaining the validity of a restrictive marking constitutes "validutwn" ,ts addressed in l 0 U.S.C 2321.

(j) Decision nor 10 challenge. ;\ dec1sion by the Govemment. c.1r a determination by the Contracting Offkcr, to not challenge lhc restrictwc marking or asserted restriction shall not constitute "valtdat ion."

<k) Pnri!v conttaCf. The Contractor or subcontractor t~grees that the Contracting Oflicc:r may transact matters under this clause directly with sub~.:ontrnctors at any tier that assert n:stricttvc markings~ llO\'-'cvcr. this clause neither cn.:nt~:.-s m;r implies privity contract between the Oovcrnmt:nt and subc,>ntractors

(l) d!mn The Commctor or :oub..::ontractor agrees to insert this clause in contractual instruments with Jts subcontradors or suprliers at any tier n:ttuiring the delivery of technical data. cxct:pt conlrJctual mstruments fnr ..:nmrm:r..:Jit! tkms ur commercial components.

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34

TAB 34

Army Regulation 70-6

Research, Development, and Acquisition

Management of the Research, Development, Test, and Evaluation, Army Appropriation

Headquarters Department of the Army Washington, DC 16 June 1986

Unclassified

Headquarters Department of the Army Washington, DC 16 June 1986

"Army Regulation 70-6

Effective 1 October 1986

Research, Development, and Acquisition

Management of the Research, Development, Test, and Evaluation, Army Appropriation

9y en:. of 1he ~of ttw Amrf: JOHNA.~JR. ~ t.Jnll«< s.. Army Chirli ol &.If

Oi'lclet: R.Ll.':l«l.WORTH ~ Gtnn4 Unltfds:a...Atmy .,.,.~~

History. Tlus UPDATE pnnttng publishes a revision which i; cffe<."tive 1 Octobet !986. Because the stmcture of the emire revised text ha:; been reorganilcd. no attempt ha$ been made to highlight chaoges from the eathr:r regulalWtl daled 12 November 1974. The WVC! rune M this is~ue lS later than !he date of publtcation within becau><" of the non· :wailabihty of pnntmg funds at the time of pubhcatlon Summary. This reviston prescribes pollc.tes

Chapter 1 Introduction, P•'?.c Purpose • I· I , pa~;e I Refen.-nces • 1-·2, pcge

and procedures fur tb.: programming, budget­ing, and execution of the Resemch, Develop· ment, Test. and Evaluation, Am1y (RDTE,AJ Appropnatitm lt tmplemenL~ the policies and uses of the RDTE.A. appropriarwn as defmed in DOD 71!0, l·M 'hapter 251. !I eontair1~ the policy and procedures for use in RDTE.A r«programming and Total Risk Assessmg Cost Estimates <TRACE; for RDTE,A pro­grams,

Applicability. Th1s. regulation applies to. all Actrve Army actn:iues and tnstallat1ons that rrog.mm, budget, and expend RDTE,A appro· priations funds, It does not apply l0 the Anny National Gu:ml nr !he ttS, Army Reserve.

Proponent and exception authority. Not applicable

Army management control process. This regulation i> subJect <o the requirement$ (>fAR ll-2. It ~·ont::nns mtemal control pro­VISions and checklists lnr conducdng mtern;!l control rct't<"W.

Supplementation. Supplementation of thts regulation and establishment of forms othc1 than DA fonns arc prohibited Without pnor

approval from HQDA (DAMA·Pl'Rl. \VASH DC :;o:l10·-066{J,

Interim changes. lmerim changc1< to 1!\i$ regulation are 1m1 ufficml unless tf.l(!V ~~re :w­thenucated by The Adjutam Gcncr11l, Users wtll destroy intenm change~ 011 th~:tr cxpir:l­tion dates unless sooner supcr>eded or re­scinded.

Suggested Improvements, The propo­nent agency of this regulation is the Office of the !Xputy C1ncf t;f Staff for Research, !X­>'clopment and Acqu1shii.1n. User~ are invned to send commentS and &uggestcd improve­ments on DA Form :;028 tR.eeornrnt•ndc'l Change~ to Publications and Blanl;. Fnm1s) directly to HQDA tDAMA-PPRL WASil DC 203 I 0-{!666

Distribution. Dis.tribmion of this issue has been mude Jtl acce>rdancc with DA Fnm1 12-9/\·· R requirements fur 70-:<.eries plihlica­tion.~. The nutnbcr of copies distributed to a £.!Veil subscriber is the number of cvpies re­quested 111 Blocks !!2 of the subscribe(s DA Fonn l2-9A·K AR dtstributlon is D for:\<:­rive i\rlny; for AI\NG, and USAR; None

Base opera!ions tBASEOPS)m:a1 pr,>pcrty maimenance activities (RPMM • 3· 3, ptlgt• !I

HosHetl>'Hll $uppnl1 costs • 3-4, pa~e 4 Army Mnnngemcnl HeildqUllrtl.'r~ activities i AMHA) £11\d or her

RDTEA command 1mumgcmem and udmimsrratton C<1>;b • J, 5. pag~t 4

Exp!anati(>n of abbrevtations and terms • 1-3. pcge 1 Responsibilities • l-4. page !

Laborawry management and adminhlranon • 3-<\. ;•age 4 Amq industrial Fund • }-7, pt1'f!<' 5

Research, Development. Test. and Evai®tion, Army numbning >y>tems • l-5, page Z

· Procedures for pr<1gram demo::ntiprojeti mmation • l-6, page '1 lntemal control • t-7, page 2

Chapter 2 Appropriation Guidance, page 1 ti>e of the Research, Development. Tes1, and Eva!uanon, Army

appropriation • ~~·l, page '1 lm:remenml funding • 2.:2. page ~· Use of RDTE.A proj«t orders • 2-3. fMge 3

Chapter 3 Funding guidance, page 3 lndircct management and support costs • J-1, page J Carrier ae:cou.!ll$ • >·· 2, page 3

Developmental and operational tesung.-unique policy • 3 !l, fhl.('c 5 Reimburl>Cmeots • 3-9, page $ Equipment amhonr.ationidocumemation • 3·· I 0, page 5 Fnndmg and tss:uc of standard >lock items of eqwpmcnt • >- J I .

page 6 Special purpose equipment ;md automatic data pmeessing

equipment • .3-!2, page 6 Base-level cmnrncrda! equipment • 3~ 13, page 6 Pmducnvity Capital !nves11nem Programs • 3-14, pap' 6 Transportall\.>n co~ts • .J.-15, pa;;f 6

Chapter 4 Budget Formulation and Execution. page ' General • 4--l. page 7 MACOM!upernting agency budget >nbmissions 4,,2, {>ng<: ' OSDDA Withholds • 4-3. pug(! ;

AR 70-6 • 16 June 1985

Unclassified

numerous other activities Linder the;;e tlrcumstance;;. managenal and admmistr:otive cost> would be report?d under the appropri;He BASEOPS llCCOUtll.

3-7. Army Industrial Fund Effcc1ive with FYS7. the Army will not use .'\IF accountmg procc· dutei' t() accmmt fc.r the funding at RDT E.A mstallatrons and act1V1· ties. This policy does no! preclude nn RDTE,A activity ar IM!allation from placmg an individual reimbursable or project order with another activtly that is industrially funded in order w nbtain supply, maimenance, produc1ion. or tmnsportatinn ser.·•ces. \\'here an ROTE, . .>, activny is a tenalll or satellite on tt hnst installarion th:1t uali7,.es the tndusmal fund for fimmcial management, a single proj­ect order (or reimbursable order) will be written to the indus:tna! fund to co~·er the ROTE~'\ acuvity's share of BASEOf'SiRPMA C\jXm~es based on the negomned suppor. agreement The~e ho$t· tenanl support cosu will be programmed and budgeted for m ac· eordance V<ith para~raph 3-~i\ All other coso; relate~ to the <•rem· tJon of the RDTE,A acrinry W!l! be managed through U$~ of an appr<:rpriation acC()Untlng ftnancial management system.

3-8. Developmental and operational testing-unique policy a. The appropnale usc of RDTE,A funds for the condu<:t and

performance of devdopmental tests and npcrationa! test$ is fur· rw;he<l m AR 70" !0, dl~tptltl 4. Additinna! dctmls arc fumbhe.d below.

(l J Devdopmcnl prcproducti<)n prntorypes (RDTE.A-iinanccd) will be u~ed for dcvdopmcnt.al te$! and cvaluatl<>n iDT&E), inctud· 1ng scientific. lechnicnl and weapoM effects tests. Such preproduc· !ton prototype~ (RDTE.,A-finaoccd) will also be used fl:>r tniual operallounl tcs:t and ¢''aluntion (lOTEJ. When so used, they rnusr be suffi<::1ently representative of the expected productmn iterM hJ ptl)·

vide fr,,m the IOTE a vahd e.stimate of the productwn item~· opcrn· 11orm! effectiveness ami suitabiliry. lf it ~>hou!d be necessary m acquire a limrted number of spl:'cia! p1lot items from a pilot line to pre> vide the ne,·es&ary representative's. costs tor e~tabll5htng the initial pilot Hne and for these !OTE nem> w1ll be RDTE,A-fundcd All subsequent costt for rctainin.g initi~! pilot line capability. and for 1\CID$ for follow-on QT &E and invtllK•rt', however. will be funded tmm other appmprimwns as prov1ded for in AR 37~10fJ....XX. ehllp­tcr 7 RDTE.A-financcd prototype mu~l be adequ;!le m number to <~tb!'y both d:e DT&E and TOTE requirements. Special >uppon n:>sts ami command support cost; for accomplishment of JOTE should be RDTE,A-t'unded

101 Special support costs ate used m the context of t~:sl and evaluation (f &E) prngrarns. They are tht>sc aequisinon or hardw:n·e .:osts, mher than those associated w1th th~: HC!Tl(s) that 1siare) !he subjcc1 of the test. wlm:h 3re incurred in d1rcct support of the T &E effort (for example, sf'('<:tal rnngc in;;trumcnt.nion costs)

(b} Command support co~1s :ue also u-;cd m the context of the T&E pmgrnms. ·nu::se ct>sts refer to pcopk·rdated cvst• of the evmmand and operntion<~l units providing co!l!m::ral support w the T&E effon. These nrc 01ddit.ional cost.s mcurrcd because of thl> lest ~upport Examples are per diem pay, tr~w:l all<H>·ance~. and oven:ime.

(2'> The appwpriate appropriation fr.r items falh11g m som.: of rhe c.ttegones shown !:><:low, as we!! a.s what may constitute a rcaltsttc !lumber of re~,:t artlclf'5 for majl'f development$, will depend on rh,; :tetu;~l program ctrcummnces inv1>ln:d for ea<h case for e:~ch an· nu~l program'budgct cycle. Tb.:-rcforc. each ~rogram:budg~:r pro· pus:tl made in :n:cordance With thc$e mstruetions wt!! be stJbjecr to rcv•c•v ;:.nd determlnatwn.

(a} DT&E programs must prov1de complete and reliable <lata that ctm be u~ed to C$tlnla1c the mihtary utilay of new Hem;; as a basi~ ftJr cons1dering dec!S!Ons to <:onrinue engincenng developmet<t. To tht,; end, 11 is essential to plan. prognun, budget, and fund fN an adequate number oi research and development (lt&DJ nrttdc~ for de,~eJopment. test, and el'aluation that will be fabricated, manufac· tured, or produced in a rea!isllc pteilmmary produchon manner and

thus prov1de such data. The ROTE,A appropriation is to be used l\•r this purpu>e.

l Tecbmcal feastblllly testing and evaluation wtll be fundcd from the RDTE,A approprianon.

l. Opemn\">nal fea~ibilny testing {a subcategory of force dcvelop­rncnt test and evaluation) and evliluation will be funded from the opera!J<.)ll and mamten:~.nce appmpnat1ong,

1 Comb111ed techni<'al and openllional feastblhty testing c.os:;s '" 11! be shared by both appmpnatmns. uahz:mg test ob;ecrwcs a;; a basis for share dctcmlinatiNl.

(b) Ankles for te~t t~nd evalua!ir.n financed bv rbe fi.DTE.A nppropmuion and S!lll ava1lablc at the completion ~f the te~t pro­gram may be reassrgn(:d for opcr::ttwnal usc or inventory The cost to reconfigure such artide~ for opcrauonal use -would be financed by OMA or pr<;curemenl appropnawms fPA) as appropri:He,

(3) Major end 1tems (not mclud~td under stock funds.! such as u.·capon.s. test 'cl'ndes. equipment. or maJor components thereof: required to supj)(ll'1 the approve{! developme-nt and test program f(lr a different mthtary end ncrn, ;vill be st1bjec! w the fDlhmin~

{a) ltem~ tbat can be made available from cxistmg invcnl<,ry <m a priority bnsss w1ll be reassigned for u~e in R&D test and cvuluation prognm!' witboul reimbursement for the procurement of the item>.

(b) Items C(ln~nmcd in R&D tc£r and cvaluatlon will he fumnccd by the RD'fE,A t1ppropriarimL

r,) Con>Uillllbl<: rounds of ammUIHtton or rounds of similar tacti­cal mlss:lle$ otherxgc procured m quantsty for inventory under cxis· ting procedure$, may be issued on 11 prioriry basi> for u~e in R&D testing without reimbursement tmle>s rcimhur;.ement for ~uch Hems is required under other directives.

''~' ltcll1& thnt have otherwise been appwve..i for pmcuremcnr nf'('rational usc nnd included m the forces, arc in producmm or on buy for a rcquncment other th:m the RDTE,A program, Clln he f>&signcd for u~e 1n R&D test and evaluation on a pri<.lri!)l ba;q; If the llcms are nc'l consumed in the R&L) tcstmg they will b~ fi­nanced by PA or OMA, RDTE.A will bear any ce>Sl> necet>>,uy 10 rerum the ilt'm to scrviceat>le tondmmt

b. Policies ctmccrning tht: opcratwn. management, :md finandng of tht: DA Mt!JOr Range and Test Ftu:ility Ba~<: (MRTFBJ are con­taineti in AR 70-<l9

c BASEOP$/Rl'MA costs :it lvlRT'Hl inst;;tlauons will he fun· ded as dirc<.'tcd m paragraph 3-3.

d Ho>t-temmt support costs tor tC'tHII1l$ :and satdlit~ :><:I!VitH!>

will be funded in ae,;ordance ;nth par;ag:raph :t-4~

e. MRTFB mdlrect tes; support co,;t,s nol tdeutiiictl and ftmdcd for m aceon:lanc<! with b, c, and d itbove "'ill be fundc:d tn prnguun dement !i5S04A l AMS<.':O 665804 l fo1 th<: test and evalu:m<m com· mand ranges and 65)0\A {AMSCO 665301) for Kwajnkln Mt~sile Runge.

3-9. Reimbursements Beginning ttl FYt~7, reiOJbur~b!e orders rccem:d by RDTE..r\ in­SJalbtions and ;,ctlvi!lCS will he treated ns automatic reunl:nm>emctm to the 1\ilme RDTE.A AMSCO "here personnel per!i)mting the SCJ'VICC are assrgm:d anti/or where related management and jJrmms­tration or BASEOPS'RPMA costs arc incurred to fill the reirnbursn­ble (>niel. Execution rcporu must scparatcly identify direr! and reimbursable obligations, expenses, and disbu!'Semcnts. The usc of rhe 69X-XXX sene;; of AMSCO uccounts currently defined m AR :1.7-HlO<XX 1s n:scmdcd effectwe wah lhe ctnnph:rion r,f :he FYS<I program year executi(>ll.

3-10. Equipment authorizationldoeumentation a. Criteria for doeument..1tton of equipmerl! at RDTE,A tMtall:t­

uons ,and a.:Hvnies rs in AR 31(),. 34, chapter Z, b. Cmcriu for obtaintng loaned cqu1pment wttbout reimbnrsemem

fur use io the perf<lrmanee of RDTE,A missions is m AR 700-13!. c. Macluncry or equipment authNu~d wnhio ll customer order ttl

be acqum:d in fulfilling requirement> thereof should be financed by direct cilc <lf cu~tomcr funds Eqmpment acquired spec• lie ally for a customer order in thts mann.:r i> the property of the customer. and wtU be drsposed of m accordance Wl!h the eu>tnmer's insrrutlltlns.

AR 70-6 • 16 June 1986 5