2019-2021 Shareholder Proposal No-Action Responses · 2021. 1. 15. · When a company's request asserts multiple regulatory bases for exclusion of a proposal and the staff concurs

Last Updated: 1/15/2021

1

Company that submitted the reasons for excluding the proposal.

Shareholder that submitted the proposal to the company.

Date of company's initial submission.

Regulatory bases asserted by company to exclude the proposal.

Staff's response to the company's request.

Date of staff's response.

Did the staff respond by letter?

Church & Dwight Co., Inc. John Chevedden 12/9/2020Rule 14a-8(i)(3)Rule 14a-8(i)(10)

Concur that Rule 14a-8(i)(10) provides a basis to exclude 1/15/2021 No

Exxon Mobil Corporation

California Public Employees' Retirement System 1/5/2021 Rule 14a-8(i)(10) Withdrawn 1/15/2021 No

MSCI Inc.James McRitchie and Myra K. Young 12/23/2020 Rule 14a-8(i)(10) Withdrawn 1/15/2021 No

NCR Corporation Myra K. Young 12/18/2020 Rule 14a-8(i)(2) Withdrawn 1/15/2021 No

Shareholder Proposal No-Action ResponsesThe staff of the Division of Corporation Finance states only informal, non-binding views as to whether the Division would recommend enforcement action to the Commission if a company excludes a proposal from its proxy materials. The staff does not and cannot adjudicate the merits of a company’s position with respect to a proposal. Only a court can determine whether a company may legally exclude the shareholder proposal from its proxy materials.

When a company's request asserts multiple regulatory bases for exclusion of a proposal and the staff concurs with the company's view that there is a basis to exclude the proposal, the staff concurs with exclusion on only one of the bases asserted by the company and does not address the alternative bases the company asserts. When the staff is unable to concur with the company's view that there is a basis to exclude the proposal, the staff is unable to concur with exclusion on any of the regulatory bases the company asserts.

In the following chart, the column titled "Date of company's initial submission" contains a hyperlink to the company's initial submission to the staff, and the column titled "Date of staff's response" contains a hyperlink to the correspondence relating to the staff's response, including any letter issued by the staff, the company's initial submission and any subsequent correspondence, in reverse chronological order. In each case, the hyperlink will be available when the materials are posted on the SEC website, generally within a few business days of the staff's response.

The text of Exchange Act Rule 14a-8 is available here.

https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenchurch120920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2021/calpersexxon010521-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchieyoungmsci122320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/youngncr121820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/rule-14a-8.pdfhttps://www.sec.gov/divisions/corpfin/rule-14a-8.pdfhttps://www.sec.gov/divisions/corpfin/rule-14a-8.pdfhttps://www.sec.gov/divisions/corpfin/rule-14a-8.pdf


2








International Business Machines Corporation Christopher J. Hipp 12/14/2020

Rule 14a-8(b)/(f)Rule 14a-8(i)(7)

Concur that Rule 14a-8(b)/(f) provides a basis to exclude 1/15/2021 No

International Business Machines Corporation John Chevedden 12/14/2020 Rule 14a-8(i)(3)

Unable to concur that Rule 14a-8(i)(3) provides a basis to exclude 1/15/2021 No

Stanley Black & Decker, Inc. John Chevedden 12/9/2020 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 1/15/2021 No

FirstEnergy Corp. John Chevedden 12/8/2020 Rule 14a-8(i)(10) Concur that Rule 14a-8(i)(10) provides a basis to exclude 1/15/2021 No

Hewlett Packard Enterprise Company John Chevedden 12/3/2020

Rule 14a-8(b)/(f)Rule 14a-8(e)(2)

Concur that Rule 14a-8(e)(2) provides a basis to exclude 1/15/2021 No

L3Harris Technologies, Inc. John Chevedden 12/1/2020 Rule 14a-8(h)(3)Concur that Rule 14a-8(h)(3) provides a basis to exclude 1/15/2021 No

The Bank of New York Mellon Corporation Kenneth Steiner 12/8/2020

Rule 14a-8(i)(3)Rule 14a-8(i)(10)

Unable to concur with exclusion on any of the bases asserted 1/15/2021 No

AT&T Inc.

NationalCenter for Public Policy Research 11/27/2020 Rule 14a-8(i)(7)

Concur that Rule 14a-8(i)(7) provides a basis to exclude (ordinary business) 1/15/2021 No

Sempra Energy Stewart Taggart 11/24/2020 Rule 14a-8(b)/(f)Concur that Rule 14a-8(b)/(f) provides a basis to exclude 1/15/2021 No

Duke Energy CorporationComptroller of the City of New York 1/2/2021 Rule 14a-8(i)(3) Withdrawn 1/8/2021 No

Exxon Mobil Corporation Bernie J. Pafford 1/5/2021 Rule 14a-8(i)(7) Withdrawn 1/8/2021 No

Essential Utilities, Inc.

California Public Employees' Retirement System 12/28/2020 Rule 14a-8(i)(10) Withdrawn 1/8/2021 No

The Boeing CompanyNew York State Comptroller 12/15/2020 Rule 14a-8(i)(10) Withdrawn 1/8/2021 No

https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/hippibm121420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenibm121420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenstanley120920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenfirstenergy120820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenhp120320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenl3harris120120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/steinerbnymc120820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncppratt112720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/taggartsempra112420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2021/nyccduke010221-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2021/nyccduke010821-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2021/paffordexxon010521-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2021/paffordexxon010821-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cpersessential122820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2021/cperessential010821-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/nyscboeing121520-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2021/nyscboeing010821-14a8.pdf


3








General Dynamics Corporation

Franciscan Sisters of Allegany, NY 12/8/2020 Rule 14a-8(e)(2)


Baxter International Inc. Kenneth Steiner 12/9/2020 Rule 14a-8(i)(10)


Philip Morris International Inc. Alan Ball 11/26/2020

Rule 14a-8(i)(3)Rule 14a-8(i)(7)


The Walt Disney Company Myra K. Young 10/31/2020Rule 14a-8(i)(3)Rule 14a-8(i)(7)


The Walt Disney Company National Center for Public Policy Research 10/31/2020 Rule 14a-8(i)(7)


The Walt Disney Company James McRitchie 10/31/2020Rule 14a-8(i)(3)Rule 14a-8(i)(7)


Starbucks CorporationNational Center for Public Policy Research 11/3/2020 Rule 14a-8(i)(7)


AT&T Inc. Christopher J. Hipp 11/12/2020 Rule 14a-8(b)/(f)Concur that Rule 14a-8(b)/(f) provides a basis to exclude 12/23/2020 No

AT&T Inc. Kenneth Steiner 11/12/2020 Rule 14a-8(b)/(f)Concur that Rule 14a-8(b)/(f) provides a basis to exclude 12/23/2020 No

AT&T Inc.Kenneth and Sheila Lawrence 11/19/2020

Rule 14a-8(b)/(f) Rule 14a-8(i)(7)


Expeditors International of Washington, Inc. John Chevedden 11/16/2020 Rule 14a-8(h)(3)

Concur that Rule 14a-8(h)(3) provides a basis to exclude 12/23/2020 No

IQVIA Holdings Inc. John Chevedden 11/19/2020 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 12/23/2020 No

Verizon Communications Inc. Christopher J. Hipp 11/24/2020 Rule 14a-8(b)/(f)


https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/fsageneral120820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2021/fsageneral010821-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenbaxter120920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2021/cheveddenbaxter010821-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ballphilipmorris112620-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2021/ballphillipmorris010821-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/youngwaltdisney103120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2021/youngwaltdisney010821-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprwaltdisney103120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprwaltdisney122320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchiewaltdisney103120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchiewaltdisney122320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprstarbucks110320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprstarbucks122320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/hippatt111220-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/hippatt122320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/steineratt111220-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/steineratt122320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/lawrenceatt111920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/lawrenceatt122320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenexpeditors111620-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenexpeditors122320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddeniqvia111920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddeniqvia122320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/hippverizon112420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/hippverizon122320-14a8.pdf


4








Johnson & Johnson

Bright Start College Savings Trust and the Domestic and Foreign Missionary Society of the Protestant Episcopal Church in the United States 12/3/2020 Rule 14a-8(i)(10) Withdrawn 12/23/2020 No

Gilead Sciences, Inc. Jing Zhao 12/3/2020 Rule 14a-8(i)(7)

Concur that Rule 14a-8(i)(7) provides a basis to exclude (micromanagement) 12/23/2020 No

Moody’s CorporationJames McRitchie and Myra K. Young 12/18/2020 Rule 14a-8(i)(10) Withdrawn 12/23/2020 No

Apple Inc. National Center for Public Policy Research 10/16/2020 Rule 14a-8(i)(10)


Apple Inc. SumOfUs 10/16/2020 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 12/17/2020 No

Applied Materials, Inc. Jing Zhao 11/6/2020 Rule 14a-8(i)(10)


Tyson Foods Inc. The Humane Society of the United States 10/1/2020

Rule 14a-8(i)(4)Rule 14a-8(i)(7)


Texas Instruments Incorporated

PCR Children's TR FBO Ellen (S) 12/11/2020 Rule 14a-8(b)/(f) Withdrawn 12/17/2020 No

Starbucks CorporationCatherine Donnelly Foundation 11/3/2020

Rule 14a-8(i)(7)Rule 14a-8(i)(10) Withdrawn 12/17/2020 No

AmerisourceBergen Corporation

Sisters of St. Francis of Philadelphia and Trinity Health 11/9/2020


https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/trustepiscopalchurchjohnson120320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/trustepiscopalchurchjohnson122320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaogilead120320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaogilead122320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchieyoungmoodys121820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchieyoungmoodys122320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprapple101620-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprapple121720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/sumofusetalapple101620-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/sumofusetalapple121720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaoapplied110620-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaoapplied121720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/humanetyson100120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/humanetyson121720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowtexas121120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowtexas121720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/donnellystarbucks110320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/donnellystarbucks121720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ssfpamerisourceebergen110920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ssfpamerisourceebergen121020-14a8.pdf


5








Walgreens Boots Alliance, Inc.

National Center for Public Policy Research 9/18/2020

(reconsid.)Rule 14a-8(i)(7)

Request for reconsideration and Commission review denied 12/10/2020 No


National Center for Public Policy Research 9/18/2020 Rule 14a-8(i)(7)


Becton, Dickinson and Company Kenneth Steiner 9/23/2020

Rule 14a-8(i)(2)Rule 14a-8(i)(3)



Domini Impact Equity Fund 9/18/2020 Rule 14a-8(i)(10) Withdrawn 11/25/2020 No

Costco Wholesale Corporation

Green Century Balanced Fund et al. 9/21/2020


MarineMax, Inc. Pro Cap NYC llc 10/9/2020Rule 14a-8(b)/(f)Rule 14a-8(d) Withdrawn 10/22/2020 No

Deere & Company John Chevedden 9/23/2020 Rule 14a-8(h)(3)Concur that Rule 14a-8(h)(3) provides a basis to exclude 10/22/2020 No

Walgreens Boots Alliance, Inc. John Chevedden 9/18/2020 Rule 14a-8(b)/(f)


Paylocity Holding Corporation Pro Cap NYC llc 9/10/2020 Rule 14a-8(e)(2)

To the extent that the submission is a proposal under Rule 14a-8, concur that Rule 14a-8(e)(2) provides a basis to exclude. 10/9/2020 No

Hormel Foods CorporationThe Humane Society of the United States 9/25/2020


Alcoa Corporation Bethann Richter 8/28/2020 Rule 14a-8(b)/(f)Concur that Rule 14a-8(b)/(f) provides a basis to exclude 10/9/2020 No

https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprwalgreens091820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprwalgreensrecon121020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprwalgreens091820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprwalgreens112520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/steinercheveddenbdc092320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/steinercheveddenbdc112520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/dominiwalgreens091820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/dominiwalgreens112520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/greencenturycostco092120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/greencenturycostco112520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapmarinemax100920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapmarinemax102220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddendeere092320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddendeere102220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenwalgreens091820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenwalgreens102220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procappaylocity091020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procappaylocity100920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/humanehormel092520-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/humanehormel100920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ritcheralcoa082820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ritcheralcoa100920-14a8.pdf


6








Myriad Genetics, Inc. Pro Cap NYC llc 8/11/2020 Rule 14a-8(e)(2)

To the extent that the submission is a proposal under Rule 14a-8, concur that Rule 14a-8(e)(2) provides a basis to exclude. 10/9/2020 No

Bio-Path Holdings, Inc. Richard Grant 8/10/2020

Rule 14a-8(i)(3)Rule 14a-8(i)(7)Rule 14a-8(i)(10)


Costco Wholesale Corporation

Plymouth Congregational Church of Seattle and Sada M. Geuss IRA Rollover 9/21/2020 Rule 14a-8(i)(10) Withdrawn 10/2/2020 No

Extreme Networks, Inc. Kenneth Steiner 8/21/2020 Rule 14a-8(e)(2)Concur that Rule 14a-8(e)(2) provides a basis to exclude 9/18/2020 No

ResMed Inc. Myra K. Young 7/17/2020 Rule 14a-8(i)(5)Concur that Rule 14a-8(i)(5) provides a basis to exclude 8/27/2020 No

Cisco Systems, Inc. James McRitchie 7/28/2020

Rule 14a-8(i)(2) Rule 14a-8(i)(6)Rule 14a-8(i)(10) Withdrawn 8/27/2020 No

NextDecade Corporation Stewart Taggart 7/16/2020 Rule 14a-8(b)/(f) Withdrawn 8/27/2020 No

Smith & Wesson Brands, Inc.

Catholic Health Initiatives and Sisters of the Holy Names of Jesus and Mary 6/15/2020

Rule 14a-8(i)(3) Rule 14a-8(i)(7)Rule 14a-8(i)(10)


Cardinal Health, Inc.

International Brotherhood of Teamsters General Fund 7/7/2020


The Clorox Company James McRitchie 6/25/2020 Rule 14a-8(i)(10) Withdrawn 8/14/2020 No

https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapmyriad081120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapmyriad100920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/grantbiopath081020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/grantbiopath100220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/trilliumcostco092120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/trilliumcostco100220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddensteinerextreme082120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddensteinerextreme091820-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenyoungresmed071720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenyoungresmed082720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchiecisco072820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchiecisco082720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/taggartnextdecade071620-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/taggartnextdecade082720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/catholichealthetal061520-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/catholichealthetal081420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ibtgfcardinal070720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ibtgfcardinal081420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenmcritchieclorox062520-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenmcritchieclorox081420-14a8.pdf


7








NIKE, Inc. National Center for Public Policy Research 5/1/2020 Rule 14a-8(i)(7)


NIKE, Inc. Cirque LLC 5/1/2020Rule 14a-8(i)(4)Rule 14a-8(i)(7)


FedEx Corporation The Dawn E. Peterson Trust 5/19/2020 Rule 14a-8(i)(11) Withdrawn 6/19/2020 No

McKesson CorporationChang Liu Family Living Trust et al. 3/30/2020

Rule 14a-8(i)(7)Rule 14a-8(i)(10)


PG&E Corporation John Chevedden 4/22/2020 Rule 14a-8(b)/(f)Concur that Rule 14a-8(b)/(f) provides a basis to exclude 5/26/2020 No

Broadway Financial Corporation

Commerce Home Mortgage, LLC 4/30/2020 Rule 14a-8(e)(2)


salesforce.com, inc.National Center for Public Policy Research 2/5/2020



Alphabet Inc.National Center for Public Policy Research 2/4/2020



PetMed Express, Inc. James McRitchie 3/26/2020 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 4/14/2020 No

Booz Allen Hamilton Holding Corporation John Chevedden 3/10/2020

Rule 14a-8(i)(9)Rule 14a-8(i)(10)


Cowen Inc. Kenneth Steiner 3/9/2020 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 4/14/2020 No

Rite Aid Corporation Steven Krol 3/5/2020 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 4/14/2020 No

ServiceNow, Inc. James McRitchie and Myra K. Young 2/4/2020 Rule 14a-8(i)(10)


https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprnike050120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprnike061920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cirquenike050120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cirquenike061920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/petersonfedex051920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/petersonfedex061920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/changliumckesson033020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/changliumckesson052620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenpge042220-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenpge052620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/commercebroadway043020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/commercebroadway051220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprsalesforce020520-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprsalesforcerecon041520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncppralphabet020420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncppralphabetrecon041520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchiepetmed032620-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchiepetmed041420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenbooz031020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenbooz041420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/steinercheveddencowen030920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/steinercheveddencowen041420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/krolriteaid030520-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/krolriteaid041420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenmcritchieetalservice020420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenmcritchieetalservice040920-14a8.pdf


8








Linde plc John Chevedden 2/7/2020

Rule 14a-8(i)(1) Rule 14a-8(i)(2) Rule 14a-8(i)(10)


Comcast Corporation George C. Jenne 1/31/2020 Rule 14a-8(i)(7)Unable to concur that Rule 14a-8(i)(7) provide a basis to exclude 4/9/2020 No

MetLife, Inc. Walter O. Garcia et al. 2/5/2020 Rule 14a-8(i)(10)


Hess Corporation

Park Foundation, Inc. and Brian Patrick Kariger Revocable Trust 2/4/2020

Rule 14a-8(i)(7)Rule 14a-8(i)(10)


salesforce.com, inc.National Center for Public Policy Research 2/5/2020 Rule 14a-8(i)(7)


Alphabet Inc.National Center for Public Policy Research 2/4/2020 Rule 14a-8(i)(7)


Amazon.com, Inc.

International Brotherhood of Teamsters General Fund and CtW Investment Group 1/24/2020

(reconsid.) Rule 14a-8(i)(7)

Request for Commission review denied 4/9/2020 No

The TJX Companies, Inc.

Kay Berkson and the Benedictine Sisters of Mount St. Scholastica 2/3/2020

Rule 14a-8(i)(7) Rule 14a-8(i)(10)


The TJX Companies, Inc. Brianna L. Harrington 2/3/2020 Rule 14a-8(i)(7)

Unable to concur that Rule 14a-8(i)(7) provides a basis to exclude 4/9/2020 Yes

The TJX Companies, Inc.New York State Common Retirement Fund 2/3/2020 Rule 14a-8(i)(10)


https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenlinde020720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenlinde040920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/arjunajennecomcast013120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/arjunajennecomcast040920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/garciametlife020520-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/garciametlife040920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowetalhess020420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowetalhess040920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprsalesforce020520-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprsalesforce040920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncppralphabet020420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncppralphabet040920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/teamstersctwamazon012420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/teamstersctwamazonrecon040920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/berksonetaltjx020320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/berksonetaltjx040920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/harringtontjx020320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/harringtontjx040920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/nyscrftjx020320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/nyscrftjx040920-14a8.pdf


9








RHPeople for the Ethical Treatment of Animals 3/10/2020 Rule 14a-8(i)(7) Withdrawn 4/9/2020 No

Upwork Inc. James McRitchie and Myra K. Young 1/29/2020 Rule 14a-8(i)(10)


Devon Energy CorporationGeorge Gund Foundation and Samajak LP 1/29/2020 Rule 14a-8(i)(10)


Walmart Inc. Cynthia Murray 2/3/2020 Rule 14a-8(i)(7)


Comcast Corporation Jing Zhao 1/31/2020Rule 14a-8(i)(3) Rule 14a-8(i)(7)


eBay Inc. Jing Zhao 1/28/2020


Concur that Rules 14a-8(i)(2) and (i)(6) provide bases to exclude 4/1/2020 No

Amazon.com, Inc. Oxfam America, Inc et al. 1/24/2020Rule 14a-8(i)(5)Rule 14a-8(i)(7)


Amazon.com, Inc. Dan Phung 1/24/2020 Rule 14a-8(i)(7)Concur that Rule 14a-8(i)(7) provides a basis to exclude 4/1/2020 No

Amazon.com, Inc.

International Brotherhood of Teamsters General Fund and CtW Investment Group 1/24/2020 Rule 14a-8(i)(7)

Concur that Rule 14a-8(i)(7) provides a basis to exclude 4/1/2020 Yes

Amazon.com, Inc.Sisters of St. Joseph of Brentwood et al. 1/24/2020 Rule 14a-8(i)(11)


https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/petarh031020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/petarh040920-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchieyoungupwork012920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchieyoungupwork040120-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowetaldevon012920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowetaldevon040120-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/murraywalmart020320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/murraywalmart040120-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaocomcast013120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaocomcast040120-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaoebay012820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaoebay040120-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/oxfametalamazon012420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/oxfametalamazon0401420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/phungamazon012420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/phungamazon040120-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/teamstersctwamazon012420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/teamstersctwamazon040120-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/sistersetalamazon012420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/sistersetalamazon040120-14a8.pdf


10








Walmart Inc.

International Brotherhood of Teamsters General Fund 2/3/2020

Rule 14a-8(i)(7)Rule 14a-8(i)(10)


Resideo Technologies, Inc. John Chevedden 2/3/2020 Rule 14a-8(b)/(f)Concur that Rule 14a-8(b)/(f) provides a basis to exclude 3/27/2020 No

The GEO Group, Inc.

Service Employees International Union Pension Plans Master Trust 1/17/2020



General Motors Company Mary Lowe Mayhugh 1/31/2020 Rule 14a-8(b)/(f)Concur that Rule 14a-8(b)/(f) provides a basis to exclude 3/27/2020 No

General Motors CompanyJames M. Dollinger and John Lauve 1/31/2020 Rule 14a-8(b)/(f)


IntriCon Corporation Pro Cap NYC llc 2/10/2020 Rule 14a-8(e)(2)Concur that Rule 14a-8(e)(2) provides a basis to exclude 3/27/2020 No

HealthStream, Inc. Pro Cap NYC llc 2/10/2020 Rule14a-8(e)(2)Concur that Rule 14a-8(e)(2) provides a basis to exclude 3/27/2020 No

Addus HomeCare Corporation Pro Cap NYC llc 2/5/2020 Rule 14a-8(e)(2)


Chimera Investment Corporation Pro Cap NYC llc 2/5/2020 Rule 14a-8(e)(2)


Camden National Corporation Pro Cap NYC llc 2/4/2020 Rule 14a-8(e)(2)


Amazon.com, Inc.Stephen and Hinda F. Sacks 1/24/2020 Rule 14a-8(i)(7)


Amazon.com, Inc. Öhman Fonder et al. 1/24/2020 Rule14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 3/27/2020 No

https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ibtgfwalmart020320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ibtgfwalmart032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenresideo020320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenresideo032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/seiugeo011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/seiugeo032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenmayhughgm013120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenmayhughgm032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddendollingerlauvegm013120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddendollingerlauvegm032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapintricon021020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapintricon032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procaphealthstream021020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procaphealthstream032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapaddus020520-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapaddus032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapchimera020520-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapchimera032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapnyccamden020420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapnyccamden032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/sacksamazon012420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/sacksamazon032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ohmanamazon012420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ohmanamazon032720-14a8.pdf


11








Amazon.com, Inc.

Sisters of the Order of St. Dominic of Grand Rapids et al. 1/24/2020 Rule 14a-8(i)(10)


Best Buy Co., Inc. John Chevedden 1/23/2020 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 3/27/2020 No

Marriott International, Inc. AFL-CIO Reserve Fund 1/17/2020 Rule 14a-8(i)(10)

Unable to concur that Rule 14a-8(i)(10) provides a basis to exclude 3/27/2020 Yes

Cheniere Energy, Inc. Stewart Taggart 1/21/2020Rule 14a-8(i)(3)Rule 14a-8(i)(7)


Yum! Brands, Inc. Lisa Haage and Keith C. Schnip 1/10/2020 Rule 14a-8(i)(10)


Fitbit, Inc. Kenneth Steiner 1/17/2020Rule 14a-8(b)/(f)Rule 14a-8(i)(7)

Concur that Rule 14a-8(b)/(f) provides a basis to exclude 3/20/2020 Yes

Teladoc Health, Inc.Myra K. Young and James McRitchie 1/22/2020 Rule 14a-8(e)(2)


Exxon Mobil Corporation Steven J. Milloy 1/17/2020



Comcast Corporation

Joseph S. and Donna E. NunziatoRevocable Living Trust 1/21/2020 Rule 14a-8(i)(7)


Ormat Technologies, Inc. Trillium Asset Management LLC 1/21/2020 Rule 14a-8(i)(10)


The TJX Companies, Inc.

NorthStar Asset Management, Inc. Funded Pension Plan 2/3/2020 Rule 14a-8(i)(7)


https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zevinsisersamazon032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenbestbuy012320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenbestbuy032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/aflciomarriott011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/aflciomarriott032720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/taggartcheniere012120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/taggartcheniere032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/haageschnipyum011020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/haageschnipyum032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddensteinerfitbit011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddensteinerfitbit032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/youngmcritchieteladoc012220-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/youngmcritchieteladoc032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/milloyexxon011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/milloyexxon032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/nunziatoetal012120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/nunziatocomcastetal032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/trilliumassetormat012120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/trilliumassetormat032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/northstartjx020320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/northstartjx032020-14a8.pdf


12








The Home Depot, Inc.

NorthStar Asset Management, Inc. Funded Pension Plan 1/17/2020 Rule 14a-8(i)(7)


Discover Financial Services Myra K. Young 2/10/2020 Rule 14a-8(e)(2)Concur that Rule 14a-8(e)(2) provides a basis to exclude 3/20/2020 No

The Progressive CorporationLutra Living Trust and Hazen Foundation 1/21/2020

Rule 14a-8(b)/(f)Rule 14a-8(i)(3)Rule 14a-8(i)(7) Withdrawn 3/20/2020 No

McDonald's CorporationIBVM Foundation of Canada Inc. 1/17/2020 Rule 14a-8(i)(7) Withdrawn 3/20/2020 No

Amazon.com, Inc.

Mercy Investment Services and Dignity Health 1/24/2020 Rule 14a-8(i)(7) Withdrawn 3/20/2020 No

Chevron CorporationPark Foundation, Inc. et al. 1/17/2020 Rule 14a-8(i)(10)


Exxon Mobil Corporation Andrew Behar 1/17/2020



Amazon.com, Inc. Jing Zhao 1/24/2020 Rule 14a-8(i)(7)


JPMorgan Chase & Co. Thomas Strobhar 1/13/2020Rule 14a-8(i)(7)Rule 14a-8(i)(10)


Marriott International, Inc.People for the Ethical Treatment of Animals 1/17/2020

Rule 14a-8(i)(5)Rule 14a-8(i)(7)


Northrop Grumman Corporation

Sisters of St. Dominic of Caldwell New Jersey et al. 1/14/2020



https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/northstarhomedepot011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/northstarhomedepot032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenyoung021120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenyoungdiscover032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowlutrahazenprogressive012120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowlutrahazenprogressive032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ibvmmcdonalds011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ibvmmcdonalds032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mercydignityamazon012420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mercydignityamazon032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/parkfoundationchevron011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/parkfoundationchevron032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowbeharexxon011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowbeharexxon032020-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaoamazon012420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaoamazon031320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/strobharjpmorgan11320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/strobharjpmorgan031320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/petamarriott011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/petamarriott031320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/stdominicnorthrop011420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/stdominicnorthrop031320-14a8.pdf


13








Northrop Grumman Corporation

CODEPINK – Women for Peace 1/14/2020 Rule 14a-8(b)/(f)

Concur that Rule 14a-8(b)/(f) provides a basis to exclude the co-filer 3/13/2020 No

Liberty Broadband Corporation

LongView LargeCap 500 Index Fund 1/24/2020

Rule 14a-8(b)/(f)Rule 14a-8(e)(2) Withdrawn 3/13/2020 No

The Southern Company

Andrew Behar; Wynnette M. LaBrosse Trust 1/24/2020 Rule 14a-8(i)(10) Withdrawn 3/13/2020 No

iRobot Corporation James McRitchie 1/14/2020 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 3/13/2020 No

Exxon Mobil CorporationBNP Paribas Asset Management 1/14/2020 Rule 14a-8(i)(11)


JPMorgan Chase & Co.Oneida Trust Minors et al. 1/13/2020 Rule 14a-8(i)(7)

Unable to concur that Rule 14a-8(i)(7) provide a basis to exclude 3/13/2020 No

T. Rowe Price Group, Inc. Zevin Asset Management, LLC 1/1/2020 Rule 14a-8(i)(7)

Unable to concur that Rule 14a-8(i)(7) provide a basis to exclude 3/13/2020 Yes

Chevron Corporation Active Home LLC 1/17/2020 Rule 14a-8(i)(7)


Exxon Mobil Corporation Active Home LLC 1/17/2020Rule 14a-8(i)(7)Rule 14a-8(i)(10)


Alphabet Inc.

CTW Investment Group and Greater Manchester Pension Fund 2/4/2020 Rule 14a-8(i)(12)(i) Withdrawn 3/6/2020 No

https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/codepinknorthrop011420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/codepinknorthrop031320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowlongviewliberty012420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowlongviewliberty031320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowbeharlabrosse012420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowbeharlabrosse031320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchieirobot011420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchieirobot031320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/bnpparibasexxon011420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/bnpparibasexxon031320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/trilliumjpmorgan011320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/trilliumjpmorgan031320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zevintrp010120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zevintrp031320-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/activehomechevron011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/activehomechevron030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/activehomeexxon011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/activehomeexxon030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ctwinvestmentalphabet020402-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ctwinvestmentalphabet030620-14a8.pdf


14








JPMorgan Chase & Co.Benedictine Sisters of Cullman, Alabama, Inc. 1/13/2020

Rule 14a-8(i)(6)Rule 14a-8(i)(7)Rule 14a-8(i)(10)Rule 14a-8(i)(11) Withdrawn 3/6/2020 No

JPMorgan Chase & Co.Benedictine Sisters of Baltimore 1/13/2020

Rule 14a-(e)Rule 14a-8(i)(6)Rule 14a-8(i)(7)Rule 14a-8(i)(10)Rule 14a-8(i)(11) Withdrawn 3/6/2020 No

JPMorgan Chase & Co.Boston Walden Trust et al. 1/13/2020

Rule 14a-8(i)(6)Rule 14a-8(i)(7)Rule 14a-8(i)(10) Withdrawn 3/6/2020 No

Chevron Corporation Follow This 1/17/2020Rule 14a-8(b)/(f)Rule 14a-8(i)(7)


Exxon Mobil Corporation Follow This 1/14/2020 Rule 14a-8(b)/(f)Concur that Rule 14a-8(b)/(f) provides a basis to exclude 3/6/2020 No

Chevron Corporation

The City of Philadelphia Public Employees Retirement System et al. 1/17/2020 Rule 14a-8(i)(11)


The Southern Company John Chevedden 1/23/2020 Rule 14a-8(i)(11)Concur that Rule 14a-8(i)(11) provides a basis to exclude 3/6/2020 No

Xerox Holdings Corporation Kenneth Steiner 1/17/2020 Rule 14a-8(e)(2)Concur that Rule 14a-8(e)(2) provides a basis to exclude 3/6/2020 No

Dollar General Corporation

New York City Employees’ Retirement System et al. 1/9/2020 Rule 14a-8(i)(7)

Concur that Rule 14a-8(i)(7) provides a basis to exclude (ordinary business) 3/6/2020 Yes

https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cullmanjpmorgan11320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cullmanjpmorgan030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/baltimorejpmorgan011320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/baltimorejpmorgan030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/bostonjpmorgan011320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/bostonjpmorgan030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/followthischevron011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/followthischevron030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/followthisexxon011420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/followthisexxon030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/pperschevron011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/pperschevron030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddensouthern012320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddensouthern030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/steinercheveddenxerox011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/steinercheveddenxerox030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/occnydollar010920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/occnydollar030620-14a8.pdf


15








Yum! Brands, Inc. CtW Investment Group 1/10/2020 Rule 14a-8(i)(7)


CVS Health Corporation

New York City Employees’ Retirement System et al. 1/14/2020

Rule 14a-8(i)(3)Rule 14a-8(i)(7)


Dollar Tree, Inc.

New York City Employees’ Retirement System et al. 1/28/2020 Rule 14a-8(i)(7)


Walmart Inc. CtW Investment Group 2/3/2020 Rule 14a-8(i)(7)


Ameren Corporation Sierra Club 1/3/2020 Rule 14a-8(i)(7) Withdrawn 3/6/2020 No

State Street Corporation James McRitchie 1/10/2020 Rule 14a-8(i)(10) Withdrawn 3/6/2020 NoAMN Healthcare Services, Inc. John Chevedden 2/6/2020

Rule 14a-8(c)Rule 14a-8(i)(10)


Exxon Mobil Corporation Adam Seitchik 1/17/2020 Rule 14a-8(i)(7)

Concur that Rule 14a-8(i)(7) provides a basis to exclude (micromanagement) 3/6/2020 Yes

Exxon Mobil CorporationThe Nathan Cummings Foundation 1/17/2020 Rule 14a-8(i)(10)

Unable to concur that Rule 14a-8(i)(10) provide a basis to exclude 3/6/2020 No

Intel Corporation Chris Hotz 1/13/2020 Rule 14a-8(i)(7)


Dominion Energy, Inc.

The Stewart W Taggart and Rebecca W Taggart Revocable Trust et al. 12/30/2019

Rule 14a-8(i)(7)Rule 14a-8(i)(10)


https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ctwyum011020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ctwyum030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ccnycvs011420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ccnycvs030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/occnyetaldollar012820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/occnyetaldollar030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ctwwalmart020320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ctwwalmart030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/sierraclubameren010320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/sierraclubameren030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchiecheveddenstate011020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchiecheveddenstate030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenamn020620-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenamn030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/lambexxon011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/lambexxon030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cummingsexxon011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cummingsexxon0030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/hotzintel011320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/hotzintel030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/asyousowtaggart123019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowtaggart030620-14a8.pdf


16








Sempra Energy

The Stewart W Taggart and Rebecca W Taggart Revocable Trust et al. 1/2/2020 Rule 14a-8(i)(10)


PNM Resources, Inc.Robert Andrew Davis and Sam and Wendy Hitt 1/10/2020 Rule 14a-8(i)(10)


Lear CorporationSisters of the Good Shepherd NY Province 1/8/2020 Rule 14a-8(i)(10)


Prudential Financial, Inc. Bethann Richter 2/19/2020 Rule 14a-8(e)(2) Withdrawn 2/28/2020 No

Hertz Global Holdings, Inc.LongView Broad Market 3000 Index Fund 1/6/2020

Rule 14a-8(b)/(f)Rule 14a-8(i)(7) Withdrawn 2/28/2020 No

JPMorgan Chase & Co.Maida L Brankman Revocable Trust 1/13/2020 Rule 14a-8(b)/(f)


JPMorgan Chase & Co.Brian Patrick Kariger Revocable Trust et al. 1/13/2020 Rule 14a-8(i)(7)


CSX Corporation March S. Gallagher 1/2/2020Rule 14a-8(i)(5)Rule 14a-8(i)(7)


NextEra Energy, Inc. Hester Angus et al. 1/10/2020 Rule 14a-8(i)(10)


Exxon Mobil Corporation Christopher W. Drexler 1/14/2020Rule 14a-8(b)/(f)Rule 14a-8(i)(7)

Concur that Rule 14a-8(b)/(f) provides a basis to exclude 2/28/2020 Yes

General Electric Company Martin Harangozo 12/23/2019(reconsid.)Rule 14a-8(i)(4)

Request for reconsideration denied 2/28/2020 No

Sturm, Ruger & Company, Inc.

Catholic Health Initiatives et al. 1/6/2020 Rule 14a-8(i)(7) Withdrawn 2/28/2020 No

https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/asyousowtaggart010220-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowtaggartsempra030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/davishittpnm011020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/davishittpnm030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/goodshepherdlear010820-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/goodshepherdlear030620-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ritcherprudential021920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ritcherprudential022820-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowhertz010620-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowhertz022820-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowbrankmann011320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowbrankmann022820-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowkariger11320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowkariger022820-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/gallaghercsx010220-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/gallaghercsx022820-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/angusnextera011020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/angusnextera022820-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/drexlerexxon011420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/drexlerexxon022820-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/harangozoge122319-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/harangozogerecon022820-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/catholichealthetal010620-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/catholichealthetal022820-14a8.pdf


17








Abbott Laboratories John Chevedden 12/20/2019

(reconsid.)Rule 14a-8(i)(10)Rule 14a-8(i)(3)

Request for reconsideration denied 2/27/2020 Yes

AT&T Inc. Jing Zhao 12/19/2019(reconsid.) Rule 14a-8(i)(7)

Request for reconsideration denied 2/25/2020 No

Citigroup Inc. John C. Harrington 12/20/2019



The Goldman Sachs Group, Inc. John C. Harrington 12/30/2019

Rule 14a-8(i)(3)Rule 14a-8(i)(7)


BlackRock, Inc. Trio Foundation et al. 1/20/2020 Rule 14a-8(i)(7)


ConocoPhillips Company Follow This 1/9/2020Rule 14a-8(b)/(f)Rule 14a-8(e)(2)


Newell Brands Inc. John Chevedden 1/3/2020Rule 14a-8(i)(3)Rule 14a-8(i)(10)


Juniper Networks, Inc. Jing Zhao 12/30/2019 Rule 14a-8(i)(7)


Navient CorporationEmployees' Retirement System of Rhode Island 1/20/2020 Rule 14a-8(i)(7)


L Brands, Inc. John Chevedden 1/10/2020 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 2/25/2020 No

S&P Global Inc.James McRitchie and Myra K. Young 1/10/2020 Rule 14a-8(i)(10)


CDW Corporation John Chevedden 1/13/2020 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 2/25/2020 No

https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/cheveddenabbott122019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenabbottrecon022720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/zhaoatt121919-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaoattrecon022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/harringtoncitigroup122019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/harringtoncitigroup022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/harringtongoldman123019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/harringtongoldman022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowtrioblackrock012020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowtrioblackrock022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/followthisconoco010920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/followthisconco022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddennewell010320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddennewell022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/zhaojuniper123019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/zhaojuniper022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ersrinavient012020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ersrinavient022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenlbrands011020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenlbrands022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddens&p011020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddens&p022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddencdw011320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddencdw022520-14a8.pdf


18








American Axle & Manufacturing Holdings, Inc. Pro Cap NYC llc 2/14/2020 Rule 14a-8(e)(2) Withdrawn 2/25/2020 NoJounce Therapeutics, Inc. Pro Cap NYC llc 2/13/2020 Rule 14a-8(e)(2) Withdrawn 2/25/2020 NoChesapeake Utilities Corporation Pro Cap NYC llc 2/14/2020 Rule 14a-8(e)(2) Withdrawn 2/25/2020 No

CBRE Group, Inc. AFL-CIO Reserve Fund 12/31/2019Rule 14a-8(i)(3)Rule 14a-8(i)(7)


Dominion Energy, Inc. Diana Smith 12/30/2019Rule 14a-8(i)(3)Rule 14a-8(i)(10)


T. Rowe Price Group, Inc. James McRitchie 1/1/2020

Rule 14a-8(i)(3)Rule 14a-8(i)(4)Rule 14a-8(i)(6)Rule 14a-8(i)(7)Rule 14a-8(i)(10)


General Electric Company Martin Harangozo 12/23/2019 Rule 14a-8(i)(4)Concur that Rule 14a-8(i)(4) provides a basis to exclude 2/14/2020 Yes

O'Reilly Automotive, Inc. Terry L Miller et al. 12/27/2019

Rule 14a-8(b)/(f)Rule 14a-8(d)/(f)Rule 14a-8(i)(10)

Unable to concur with exclusion under Rule 14a-8(d)/(f) or Rule 14a-8(i)(10)

Concur that Rule 14a-8(b)/(f) provides a basis to exclude the co-filers 2/14/2020 No

Republic Services, Inc.

International Brotherhood of Teamsters General Fund 12/30/2019 Rule 14a-8(i)(7)


https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapamerican021420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapamerican022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapjounce021320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapjounce022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapchesapeake021420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapchesapeake022520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/aflciocbre123119-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/aflciocbre021420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/smithdominion123019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/smithdominion021420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchietrp010120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/mcritchietrp021420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/harangozoge122319-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/harangozoge021420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/asyousowmillers122719-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousowmillers021420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/ibtgfrepublic123019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ibtgfrepublic021420-14a8.pdf


19








Tribune Publishing Company TNG-CWA Local 34071 1/9/2020Rule 14a-8(b)/(f)Rule 14a-8(i)(7)


Atrion Corporation Pro Cap NYC llc 2/6/2020 Rule 14a-8(e)(2) Withdrawn 2/14/2020 NoEuronet Worldwide, Inc. Pro Cap NYC llc 2/10/2020 Rule 14a-8(e)(2) Withdrawn 2/14/2020 NoBank of America Corporation John C. Harrington 12/20/2019

Rule 14a-8(i)(3)Rule 14a-8(i)(7)


Johnson & JohnsonVermont Pension Investment Committee 12/20/2019 Rule 14a-8(i)(7)


Bristol-Myers Squibb Company

The City of Philadelphia Public Employees Retirement System 12/23/2019 Rule 14a-8(i)(7)


Amgen Inc.

The City of Philadelphia Public Employees Retirement System 1/17/2020

Rule 14a-8(i)(7)Rule 14a-8(i)(10)


Abbot LaboratoriesVermont Pension Investment Committee 12/20/2019

Rule 14a-8(b)/(f)Rule 14a-8(i)(3)Rule 14a-8(i)(7)Rule 14a-8(i)(10)

Unable to concur with exclusion on any of the bases asserted 2/12/2020 Yes

McDonald's Corporation

The City of Philadelphia Public Employees Retirement System 1/20/2020

Rule 14a-8(i)(3)Rule 14a-8(i)(7)


Xerox Holdings Corporation

The City of Philadelphia Public Employees Retirement System et al. 1/17/2020



https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/tngcwatribune010920-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/tngcwatribune021420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapatrion020620-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapatrion021420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapeuronet021020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapeuronet021420-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/harringtonboa122019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/harringtonboa021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/vermontjohnson122019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/vermontjohnson021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/ppersbristolmyers122319-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ppersbristolmyers021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ppersamgen011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ppersamgen021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/vpicabbott122019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/vpicabbott021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ppersmcdonalds012020-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ppersmcdonalds021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ppresxerox011720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ppresxerox021220-14a8.pdf


20








Johnson & Johnson

Hammerman Family Revocable Inter Vivos Trust and the UAW Retiree Medical Benefits Trust 12/18/2019

Rule 14a-8(c)Rule 14a-8(i)(7)Rule 14a-8(i)(10)


Dow Inc. Kenneth Steiner 12/26/2019Rule 14a-8(b)/(f)Rule 14a-8(e)(2)


Fortive Corporation John Chevedden 12/19/2019Rule 14a-8(i)(3)Rule 14a-8(i)(10)


Norfolk Southern Corporation Steve Strauss 12/20/2019 Rule 14a-8(i)(7)


Community Trust Bancorp, Inc.

Presbyterian Church (U.S.A.) 12/30/2019

Rule 14a-8(b)/(f)Rule 14a-8(i)(3)Rule 14a-8(i)(7) Withdrawn 2/12/2020 No

Wells Fargo & CompanyHarrington Investments, Inc. 12/27/2019 Rule 14a-8(i)(10) Withdrawn 2/12/2020 No

Wells Fargo & CompanyOliver and Jennifer Blackman 12/27/2019 Rule 14a-8(i)(10) Withdrawn 2/12/2020 No

Exxon Mobil Corporation Richard C. Stell 1/14/2020Rule 14a-8(i)(7)Rule 14a-8(i)(10) Withdrawn 2/12/2020 No

Designer Brands Inc. Pro Cap NYC llc 2/7/2020 Rule 14a-8(e)(2) Withdrawn 2/12/2020 No

SeaWorld Entertainment, Inc.

People for the Ethical Treatment of Animals 2/1/2020

Rule 14a-8(i)(3)Rule 14a-8(i)(4)Rule 14a-8(i)(7)Rule 14a-8(i)(10) Withdrawn 2/7/2020 No

https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/jlensetaljohnson121819-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/jlensetaljohnson021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/steinerdow122619-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/steinerdow021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/cheveddenfortive121919-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenfortive021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/straussnorfolk122019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/straussnorfolk021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/presbyterianctb123019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/presbyterianctb021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/harringtonwellsfargo122719-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/harringtonwellsfargo021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/blackmanwellsfargo122719-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/blackmanwellsfargo021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/stellexxon011420-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/stellexxon021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapdesigner020720-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/procapdesigner021220-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/petaseaworld013120-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/petaseaworld020720-14a8.pdf


21








Highlands REIT, Inc. Robert Sarasin 1/3/2020

Rule 14a-8(i)(1)Rule 14a-8(i)(2)Rule 14a-8(i)(6)Rule 14a-8(i)(7)

Concur that Rules 14a-8(i)(2) and (i)(6) provide bases to exclude 2/7/2020 Yes

InvenTrust Properties Corp. Eric Branfman 12/17/2019Rule 14a-8(i)(7)Rule 14a-8(i)(10)


J.B. Hunt Transport Services, Inc.

Trillium Small/Mid Cap Fund et al. 12/23/2019 Rule 14a-8(i)(7)


Chipotle Mexican Grill, Inc. New York State Common Retirement Fund 12/23/2019 Rule 14a-8(i)(10)


HollyFrontier Corporation United Steelworkers 12/23/2019Rule 14a-8(i)(3)Rule 14a-8(i)(7) Withdrawn 2/7/2020 No

JPMorgan Chase & Co. John C. Harrington 1/13/2020Rule 14a-8(i)(7)Rule 14a-8(i)(10)


Abbott Laboratories John Chevedden 12/20/2019 Rule 14a-8(i)(10)


NCR Corporation Myra K. Young 12/20/2019 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 2/5/2020 No

Pfizer Inc. Thomas Strobhar 12/20/2019 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 2/5/2020 No

Bank of America Corporation

National Center for Public Policy Research 12/20/2019 Rule 14a-8(i)(10)


Citigroup Inc. National Center for Public Policy Research 12/20/2019

Rule 14a-8(i)(3)Rule 14a-8(i)(10)


General Electric Company Bartlett Naylor et al. 12/23/2019 Rule 14a-8(i)(10) Withdrawn 2/5/2020 No

https://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/sarasinhighlands010320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/sarasinhighlands020720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/branfmaninventrust121719-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/branfmaninventrust020720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/trilliumjbhunt122319-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/trilliumjbhunt020720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/nyscrfchipotle122319-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/nyscrfchipotle020720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/unitedsteelworkershollyfrontier122319-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/unitedsteelworkershollyfrontier020720-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/harringtonjpmorgan11320-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/harringtonjpmorgan020520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/cheveddenabbott122019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/cheveddenabbott020520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/youngncr122019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/youngncr020520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/strobharpfizer122019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/strobharpfizer020520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/ncpprboa122019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprboa020520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2019/ncpprcitigroup122019-14a8-incoming.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/ncpprcitigroup020520-14a8.pdfhttps://www.sec.gov/divisions/corpfin/cf-noaction/14a-8/2020/asyousownaylor020520-14a8.pdf


22








Wells Fargo & CompanyBrian Patrick Kariger Revocable Trust et al. 12/27/2019 Rule 14a-8(i)(10) Withdrawn 2/5/2020 No

PayPal Holdings, Inc.

NorthStar Asset Management, Inc. Funded Pension Plan 1/17/2020

Rule 14a-8(a)Rule 14a-8(i)(3) Withdrawn 1/31/2020 No

Facebook, Inc. Thomas Van Dyck 1/21/2020 Rule 14a-8(i)(7) Withdrawn 1/31/2020 No

PACCAR Inc

New York City Employees' Retirement System et al. 12/19/2019

Rule 14a-8(i)(7)Rule 14a-8(i)(10)


Eli Lilly and Company John Chevedden 12/21/2019 Rule 14a-8(i)(10)Concur that Rule 14a-8(i)(10) provides a basis to exclude 1/31/2020 No

JPMorgan Chase & Co.The Nathan Cummings Foundation 1/13/2020 Rule 14a-8(i)(11) Withdrawn 1/31/2020 No

JPMorgan Chase & Co.The Lindsay C Bridges Revocable Trust 1/13/2020

Rule 14a-8(e)(2)Rule 14a-8(i)(7) Withdrawn 1/31/2020 No

Pfizer Inc.National Center for Pub

Documents

2019-2021 Shareholder Proposal No-Action Responses · 2021. 1. 15. · When a company's request asserts multiple regulatory bases for exclusion of a proposal and the staff concurs