2. PET - PreformManufacturing & Blowing

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    PET BOTTLE QUALITY TOOL

    Page 1PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    PreformManufacturing

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    Page 2PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Packaging Quality Tool

    Preform Manufacturing

    Guiding

    PrinciplesUnderstand

    Raw Materials

    Process

    Supplier

    Approval

    Concerns 1) Resin morphology- Degree of Crystallinity

    2) Hydrolytic Degradation:

    - Drying of PET

    - Moisture Content

    3) Intrinsic Viscosity(IV):

    - IV reduction

    Preform/PET BottleManufacturing

    RawMaterials

    1) Starting materials for PET

    are Paraxylene & Ethylene

    2) Starting materials form two

    intermediates (EthyleneGlycol & Terephthalic Acid)

    which react to form a

    monomer

    3) Monomer is polycondensed

    to form a long polymer

    called Polyethylene

    Terephthalate (PET)

    Capability to manufacture

    PET bottles that

    meet PBI specifications

    1) Resin Storage

    2) PET Resin Drying

    3) Injection molding of preforms

    4) Preform in plant testing

    5) Preform storage & distribution

    6) Preform/PET bottle receipt

    and inspection

    7) Preform storage

    8) Preform Pre-heating

    9) PET Bottle Blowing

    10) PET Bottle Storage

    1) Resin to be dried to < 50ppm2) Thermal degradation (heat abuse)

    will lead to: a) Reduction in I.V. &

    b) Acetaldehyde (AA) generation

    3) Maximum drop of 0.02 dl/gr. allowed

    4) Preforms must be purchased from

    PBI qualified suppliers

    5) Preforms should be conditioned

    over night prior to blowing

    6) PET bottles stored in a dry

    environment

    Maintain Quality of the

    Package after Receipt

    at the Beverage Plant

    1) PET Bottle receipt, inspection

    and storage

    2) PET bottle rinsing/washing

    3) Bottle filling

    4) Filled PET bottle storage

    1) Receiving and inspectionCOC/COA ; minimum

    incoming inspection

    2) Base bursting

    QualityAssurance

    BeveragePlant

    Use Only PET bottles

    that Meet PBI

    Specifications

    1) PET bottles outsidespecifications

    2) Stress-cracking

    3) CO2 loss

    PET bottle specifications

    Parameter

    Bottle Appearance

    Dimensions

    Bottle HeightMajor Diameters

    Bottle Weight

    Fill Height Capacity

    Perpendicularity

    Wall Thickness

    Material Distribution

    Internal Pressure

    PBI PET bottle

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    Page 3PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    (2) Understand the suppliers capability to

    consistently supply PET bottles that meet

    PBI specifications

    Guiding Principle

    Preform Manufacturing

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    Page 4PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Preform Manufacturing

    Agenda

    Preform Manufacturing Overview

    Unit operations

    Acetaldehyde (AA) Preform in-plant testing

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    Page 5PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Typical Description of a Preform

    Neck Support

    Ring

    Gate

    Body

    Neck Finish

    Locking Ring Neck Finish does not

    change after injectionmolding process

    Preform body is stretched inblowing process

    Gate area does not changeafter injection molding

    process

    Preform Manufacturing

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    Page 6PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Bottle Finish Dimension Letters

    The standard neck finishes are:- BPF: British Plastic Federation

    - PCO: Plastic Closure Only

    www.threadspecs.com

    Preform Manufacturing

    Band

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    Page 7PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    How are Preforms Made and Their Critical Parameters

    PET Resin Injection Molding

    of Preforms

    Injection Molding

    of Preforms PreformPreform

    Preform

    Handling &

    Storage

    Preform

    Handling &

    Storage

    PET Resin

    Receipt

    &

    Storage

    PET Resin

    Receipt

    &

    Storage

    Moisture: 14ppm

    Preform Manufacturing

    I.V.: 0.80-0.84+/-0.02

    dl/gr.

    Acetaldehyde:< 1 ppm

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    Page 8PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Receipt and Storage of PET Resin

    Process: PET resins are shipped in corrugated boxes, bulk tank trucks

    and bulk rail cars to the preform manufacturing facility

    Resins are stored in silos with a capacity of 75 tonnes(approx.)

    Silos are typically made of aluminum and/or stainless steel

    Preform Manufacturing

    Dried at -40C dewpoint and 180C (356F)

    PET ResinPET Resin Injection Molding

    of Preforms

    Injection Molding

    of PreformsPreform

    PreformPreform

    Handling &

    Storage

    Preform

    Handling &

    Storage

    PET Resin

    Receipt& Storage

    PET Resin

    Receipt& Storage

    PET ResinDrying

    PET Resin

    Drying

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    Page 9PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Receipt and Storage of PET Resin

    Concern:

    Bulk tankers should be cleaned prior to loading andtransportation

    Good manufacturing practices should be followed in thetransfer of resin to the silos. Avoid soil contamination, i.e.stones being pick up in the transfer process

    Stainless steel flexing should be used in the resin transfer

    process. Avoid using rubber hosing as it wears quickly

    Preform Manufacturing

    Dried at -40C dewpoint and 180C (356F)

    PET ResinPET Resin Injection Molding

    of Preforms

    Injection Molding

    of PreformsPreform

    PreformPreform

    Handling &

    Storage

    Preform

    Handling &

    Storage

    PET Resin

    Receipt& Storage

    PET Resin

    Receipt& Storage

    PET ResinDrying

    PET Resin

    Drying

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    Page 10PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Process:

    Drying involves placing the PET polymer in a drier of between

    0.5 and 4 metric tons capacity and blowing hot dry air throughit

    It will typically take between 5 to 7 hours in the drier for thePET polymer to obtain the correct moisture level (< 50ppm) forprocessing

    Carefully controlled drying is an essential requirement in orderto remove the moisture from the granules

    Faulty drying cannot be reversed later on in the conversionprocess (PET resin to Preform)

    The most common type of drying method used is the Heated

    Air with Desiccant Dehumidifying process

    How is Drying of PET Resin Accomplished?

    Preform Manufacturing

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    Page 11PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    How is Drying of PET Resin Accomplished?

    Concern:

    The presence of a high moisture level in the resin will result in:

    - Reduction of the Intrinsic Viscosity (I.V.) of the PETmaterial which will result in poor material distribution within

    the PET bottle (accelerated CO2 loss with the finished

    beverage).

    Dried at -40C dewpoint and 180C (356F)

    PET ResinPET Resin Injection Moldingof Preforms

    Injection Molding

    of Preforms Preform

    PreformPreform

    Handling &Storage

    Preform

    Handling &

    Storage

    PET Resin

    Receipt

    & Storage

    PET Resin

    Receipt& Storage

    PET ResinDrying

    PET Resin

    Drying

    Preform Manufacturing

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    Page 12PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Injection Molding of Preforms

    Process:

    PET resin is melted, compressed in an extruder and theninjected into water cooled cavities where it quickly solidifies toform a preform

    Preforms are then stored and later transported to a PETblowing operation for stretch-blowing into PET bottles

    Preform Manufacturing

    Dried at -40C dewpoint and 180C (356F)

    PET ResinPET Resin Injection Moldingof Preforms

    Injection Molding

    of Preforms Preform

    PreformPreform

    Handling &Storage

    Preform

    Handling &

    Storage

    PET Resin

    Receipt

    & Storage

    PET Resin

    Receipt& Storage

    PET ResinDrying

    PET Resin

    Drying

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    Page 13PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    PET ResinPET Resin

    ScrewScrew

    Barrel (~ 290C/554F to 320C/608F)Barrel (~ 290C/554F to 320C/608F)

    PreformPreform

    Gate sectionGate section

    SprueSprue

    Injection Molding of Preforms

    ExtruderExtruderCavityCavity

    Core PinCore Pin

    Preform Manufacturing

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    Page 14PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Concern:

    Minimize resin degradation(thermal) which will result in:a) I.V. reduction (0.02dl/gr. Max. allowed), andb) high acetaldehyde

    Preform clarity issues due to poor cooling of the preforms

    Injection Molding of PreformsPET ResinPET Resin

    ScrewScrew

    Barrel (~ 290C/554F to 320C/608F)Barrel (~ 290C/554F to 320C/608F)

    PreformPreform

    Gate sectionGate section

    SprueSprue

    CavityCavity

    Core PinCore Pin

    Preform Manufacturing

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    Page 15PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Agenda

    Preform Manufacturing

    Preform Manufacturing Overview

    Unit operations

    Acetaldehyde (AA) Preform in-plant testing

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    Page 16PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    What is Acetaldehyde (CH3CHO)?

    Acetaldehyde (AA):

    In its pure state Acetaldehyde (AA) has a sharp fruity sweetapple taint

    The rate of formation of AA is dependent on the PET resinformula and drying efficiency

    AA is only formed in significant quantities during the preforminjection molding process

    At room temperature (20C/68F), Acetaldehyde is a

    colorless vapor which is soluble in water Acetaldehyde (AA) is a product of thermochemical (high

    temperature abuse) degradation

    Preform Manufacturing

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    Page 17PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Preform Manufacturing

    What is Acetaldehyde (CH3CHO)?

    Preform AA specification:

    Average AA < 10ppm, no one cavity > 14ppm

    The presence of a high concentration of AA wouldindicate;

    Poor processing conditions which could also result in a largedrop in the resin I.V. value (when resin is converted to apreform)

    In the injection molding equipment certain cavities will

    consistently produce high AA values in preforms These cavities are called High (Hot) or critical cavities

    In performing AA analysis, one of these criticalcavities should be sampled once a week per mold to

    determine AA concentration

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    Page 18PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Haze Defect type: Hazy preforms

    Description: Appears with varyingamounts ofcrystallinity in the

    preform sidewallCause: Resin not dried

    properly prior to

    processingConcern: Stress cracking of

    the filled PET bottle

    Concerns From Preform Production

    Preform Manufacturing

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    Page 19PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Concerns From Preform Production

    Defect type: Short Shots

    Description: Neck finish notcompleted

    Cause: In-sufficient polymerwas packed duringthe injection fill time

    Concern: Poor bottle/closureseal - High CO2 loss

    Short Shots

    Preform Manufacturing

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    Page 20PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Agenda

    Preform Manufacturing

    Preform Manufacturing Overview

    Unit operations

    Acetaldehyde (AA) Preform in-plant testing

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    Page 21PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    PET ResinInjection Molding

    of Preforms

    Preform

    Preform

    Handling &

    Storage

    PET Resin

    Receipt

    & Storage

    PET Resin

    Drying

    Typical In-Plant Testing Regime at the Preform Supplier

    Test: Frequency: Equipment:

    Preform weight A full round/day/mold Weighing Balance

    Preform wall thickness 5 Preforms/day/mold Magna-Mike, Panametrics

    Finish dimension During mold change over Callipers, Profile projector

    Visual inspection A full round/shift /mold Magnifying Glass

    I.V. Critical cavity/week/mold as a minimum As per ASTM D-4603

    Acetaldehyde (AA) Critical cavity/week/mold as a minimum Gas Chromatograph

    Preform Manufacturing

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    PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Preform Manufacturing

    Preform Handling and Storage

    Normally packed in polyethylene plastic bags

    which are closed to the surrounding environment Polyethylene liner is used to prevent dust and dirt

    contamination

    Preforms should not be stored in direct sunlight Stored in a covered/closed warehouse with ideal

    temperatures of between 5C/41F to 35C/ 95F

    at Relative Humidity < 60% 12 months maximum for storage of preforms is

    recommended (from date of preform manufacture)

    Page 22

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    Page 23PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Preform Manufacturing

    Preform Handling and Storage

    Information that should accompany theshipment:

    a) Name of Supplier/City/Countryb) Lot Identification:

    c) Certificate of Compliance/Analysis (COC\COA)

    Lot code

    Neck finish type Shift Production date Color

    Resin type

    Preform quantity/boxes Preform weight Shipment date Injection machine/line

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    Page 24PQT: PET Preform Manufacturing FINAL: SEPTEMBER 2002

    Preform Manufacturing

    What are the Key Take-Aways From This Module?

    Under controlled drying and molding conditions theI.V. loss for dried PET resin conversion to a preform

    shall be less than 0.02dl/gr. Preforms can be stored for up to 12 months in a

    closed/covered environment warehouse with ideal

    temperatures of between 5C/41F to 35C/95F atRelative Humidity < 60%

    The rate of formation of AA is dependent on the PETresin formula and is formed only in significant

    quantities during the preform injection moldingprocess

    Preform Acetaldehyde specification:

    Average AA < 10ppm, no one cavity > 14ppm

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    PET BOTTLE QUALITY TOOL

    Page 1PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    PET BottleBlowing

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    Page 2PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Packaging Quality Tool

    PET Bottle Blowing

    Guiding

    PrinciplesUnderstand

    Raw Materials

    Process

    Supplier

    Approval

    Concerns1) Resin morphology

    - Degree of Crystallinity

    2) Hydrolytic Degradation:

    - Drying of PET

    - Moisture Content

    3) Intrinsic Viscosity(IV):

    - IV reduction

    Preform/PET BottleManufacturing

    RawMaterials

    1) Starting materials for PET

    are Paraxylene & Ethylene

    2) Starting materials form two

    intermediates (EthyleneGlycol & Terephthalic Acid)

    which react to form a

    monomer

    3) Monomer is polycondensed

    to form a long polymer

    called Polyethylene

    Terephthalate (PET)

    Capability to manufacture

    PET bottles that

    meet PBI specifications

    1) Resin Storage

    2) PET Resin Drying

    3) Injection molding of preforms

    4) Preform in plant testing

    5) Preform storage & distribution6) Preform/PET bottle receipt

    and inspection

    7) Preform storage

    8) Preform Pre-heating

    9) PET Bottle Blowing

    10) PET Bottle Storage

    1) Resin to be dried to < 50ppm

    2) Thermal degradation (heat abuse)

    will lead to: a) Reduction in I.V. &

    b) Acetaldehyde (AA) generation

    3) Maximum drop of 0.02 dl/gr. allowed

    4) Preforms must be purchased from

    PBI qualified suppliers

    5) Preforms should be conditioned

    over night prior to blowing

    6) PET bottles stored in a dry

    environment

    Maintain Quality of the

    Package after Receipt

    at the Beverage Plant

    1) PET Bottle receipt, inspection

    and storage

    2) PET bottle rinsing/washing

    3) Bottle filling

    4) Filled PET bottle storage

    1) Receiving and inspection

    COC/COA ; minimum

    incoming inspection

    2) Base bursting

    QualityAssurance

    BeveragePlant

    Use Only PET bottles

    that Meet PBI

    Specifications

    1) PET bottles outside

    specifications

    2) Stress-cracking

    3) CO2 loss

    PET bottle specifications

    Parameter

    Bottle Appearance

    Dimensions

    Bottle HeightMajor Diameters

    Bottle Weight

    Fill Height Capacity

    Perpendicularity

    Wall Thickness

    Material Distribution

    Internal Pressure

    PBI PET bottle

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    Page 3PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    (2) Understand the suppliers capability to

    consistently supply PET bottles that meet

    PBI specifications

    Guiding Principle

    PET Bottle Blowing

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    Page 4PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Agenda

    PET Bottle Blowing

    Best Practice recommendationsfor incoming preforms

    Operational Practices Preform receipt and inspection

    Preform storage

    PET bottle stretch-blowmolding

    PET bottle storage

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    Page 5PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Best Practice Recommendations for Preforms

    PET Bottle Blowing

    Preforms are purchased only from approved

    suppliers Bottle blower is responsible for approving the

    preform supplier.

    Preforms must meet PBI Preform specifications COC/COA requirements are met on new preforms

    either:

    By supplier providing COC/COA with every lot, or

    By COA testing being performed at the PET blowingfacility for each lot of preforms delivered

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    Page 6PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    PET Bottle Process Overview

    PREFORM

    RECEIVING/

    INSPECTION

    PET BOTTLE

    BLOWING

    EMPTY PET

    STORAGE

    Process: Sampling

    COC/COA

    Incoming Tests

    Preform conditioning

    Preheating oven

    Stretch-blowing

    Concerns: Acetaldehyde

    Intrinsic Viscosity

    Visual Defects

    Mixing preforms with

    different I.V.s

    Stretch rod and pre-

    blow timing

    PREFORM

    STORAGE

    Preform storage

    Storage time/temp

    Relative humidity

    FIFO

    BEVERAGE PLANT

    Temperature

    Humidity

    Odor

    FIFO

    Empty PET

    bottle storage

    PET Bottle Blowing

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    Page 7PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Obtain bill of lading

    Verify truck cleanliness Verify the certificate of compliance/analysis

    Check preform pallet labels for correct details

    Receiving/Inspection

    PREFORMS

    PET Bottle Blowing

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    Page 8PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    COC (Certificate of Compliance)

    Written documentation showing contract terms Preform specification requirements (include preform

    drawing reference number & resin type)

    COA (Certificate of Analysis) Data for critical parameters:

    Appearance

    Dimensions (include neck finish) Intrinsic Viscosity of a) PET resin and b) preform

    Acetaldehyde

    Weight

    COC & COA Requirements

    PET Bottle Blowing

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    Page 9PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Certificate of Compliance /Analysis

    Provided by preform

    supplier Does not replace

    inspection criteria forthe PET bottle facility

    Analyses must be from

    that preform lot

    Certificate of

    Compliance &Analysis

    PET Bottle Blowing

    Certificate of Compliance/Analysis for Preforms

    Supplier/Distributor ___________________ Bill of Lading No. ___________________ Shipped To (PET Blowing Plant) ___________________Date Delivered: ___________________ Batch No.: ___________________ Resin Type: ___________________

    Preform Drawing No.: ___________________

    This is to certify that the preforms contained in this shipment meets andconforms to all requirements called for in PepsiCo Beverage Internationalsspecifications dated_____.

    Furthermore, the preforms in the specified delivery have been analyzed and the datarecorded for the specific standards shown below.

    Test Items Specification Test Result

    Appearance Free of visual defect

    Weight < 30 grs: +/- 0.3 grs> 30 grs: +/-0.4 grs

    Neck FinishDimension

    As shown in PBI approved drawing

    a) Resin IntrinsicViscosity

    b) Preform IntrinsicViscosity

    0.80-0.84 +/- 0.02 dl/grMaximum IV drop of 0.02 dl/gr from the

    initial resin I (as per ASTM#D4603)

    Acetaldehyde Avg. < 10.0 ppm with no individual cavity inexcess of 14.

    * Only official PepsiCo Beverages International test methods must be used.

    Certified by:

    on(Signature) (Date)

    ______________________________ of_______________________________

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    Page 10PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    T E S T I N G R E Q U I R E D

    COC/COA

    Incoming Preform Receiving Process

    NO

    COC/COA

    Appearance

    Weight

    Appearance

    Weight

    Dimensions

    Intrinsic Viscosity of

    Preform

    Acetaldehyde (AA)

    PET Bottle Blowing

    3 SAMPLES/LOT

    10 SAMPLES/LOT

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    Page 11PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Sample randomly 10 preforms per truck or trailer

    delivery. Samples should be taken from the front,

    end, and middle of truck.

    Evaluate these samples for:

    1. Appearance2. Dimensions (include neck finish)

    3. Weight

    4. Intrinsic viscosity5. Acetaldehyde (AA)

    Recommended Sampling Plan with No COC/COA?

    If results are out

    of specification,then reject this lot

    of incoming

    preforms

    A Lot is defined as a truckload (trailer) of preforms

    PET Bottle Blowing

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    Page 12PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Process Overview

    PREFORM

    RECEIVING/

    INSPECTION

    PET BOTTLE

    BLOWING

    BEVERAGE

    PLANT

    Process: Sampling

    COC/COA

    Incoming Tests

    Preform conditioning

    Preheating oven

    Stretch-blowing

    Concerns: Acetaldehyde

    Intrinsic Viscosity

    Visual Defects

    PREFORM

    STORAGE

    Preform storage

    Storage time/temp

    Relative humidity

    Mixing preforms with

    different I.V.s

    Stretch rod and pre-

    blow timing

    EMPTY PET

    STORAGE

    Temperature

    Humidity

    Odor

    FIFO

    Empty PET

    bottle storage

    PET Bottle Blowing

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    Page 13PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Storage of Preforms at the Beverage Plant

    PET Bottle Blowing

    A First In, First Out principle should be applied in thecase of preform inventory

    Preforms age during storage 12 months maximum

    The degree of aging is dependent upon storagetemperature and relative humidity. Acceptable storage

    conditions are: Storage temperature 5C/41F to 35C/95F

    Relative Humidity < 60%

    As the age of the preform changes so too might the pre-heating oven set up conditions prior to PET bottle blowing

    Transit packaging containing preforms should not bestacked too high as preform necks can be damaged (oval)

    UPDATED: MARCH 2003

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    Page 14PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Process Overview

    PREFORM

    RECEIVING/

    INSPECTION

    PET BOTTLE

    BLOWING

    Process: Sampling

    COC/COA

    Incoming Tests

    Preform conditioning

    Preheating oven

    Stretchblowing

    Concerns: Acetaldehyde

    Intrinsic Viscosity

    Visual Defects

    Mixing preforms with

    different I.V.s

    Stretch rod and pre-

    blow timing

    PREFORM

    STORAGE

    Preform storage

    Storage time/temp

    Relative humidity

    BEVERAGE

    PLANTEMPTY PET

    STORAGE

    Temperature

    Humidity

    Odor pickup

    Empty PET

    bottle storage

    PET Bottle Blowing

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    Page 15PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    PET Stretch-Blowing Process

    PreformPreform Stretch RodStretch Rod MoldMold

    Preform is heated(~ 105C/221F)

    Preform is blown into a PET bottle(~ 65C/149F)

    PET bottle blowing occurs in four steps:

    1) Preform conditioning, 2) Preform heating, 3) Mechanical axial stretching &

    4) Radial stretching using compressed air

    PET Bottle Blowing

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    Page 16PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Step 1: Preform Conditioning

    PET Bottle Blowing

    Process:

    Preforms are stored in a warm dry area (Blowing hall preferably) for aminimum of 24 hours prior to pre-heating and blowing.

    This conditioning allows for the preforms to be of a more uniformtemperature profile when presented to the pre-heating oven

    Concern:

    Mixing preforms from different lots, different storage conditions (i.e.,

    temperature), different resins, and preform age can result in thefollowing issues occurring with the blown PET bottle;

    a) Crystallinity (Preforms too hot or cold)

    PET bottle opaque in color

    b) Pearlescence (Preforms too cold) Hazy effect throughout bottle

    c) Poor material distribution

    Cold or unevenly heated preforms

    Difficult to adjust the blowing machine

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    Page 17PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Step 2: Preform Heating

    Process:

    Pre-heating oven consists of 8 -10 heatingzones (infra-red lamps). Heat intensity inheating zones is adjustable to facilitatematerial distribution

    Preform neck is protected from heat by

    cooling shield

    Concern:

    Poor preform heating results in:1. Poor material distribution in PET bottle

    2. Poor wall thickness in PET bottle

    3. Pearlescence on PET bottle sidewall

    Infra RedInfra Red

    lampslamps

    Neck shieldsNeck shields

    PET Bottle Blowing

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    Page 18PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Process:

    Heated Preforms (110C/230F approx.) aretransferred to the blow-molding equipment.

    Preforms are placed between two blow moldsection halves. Mold temperatures of 65-95C(149-203F) are typical.

    Mold sections are closed and clamped.

    Concern:

    If mold temperatures are too high then excessive

    shrinkage will occur, resulting in low fill heightcapacity issues in the PET bottle.

    Any preforms that drop out of the transfer unit(between heating oven and stretch-blowingequipment) must be scrapped.

    Step 3: Mechanical Axial Stretching

    Preform(Heated)

    Mold Closes

    Around Preform

    Mold

    PET Bottle Blowing

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    Page 19PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Process:

    Stretch rod is introduced via the preform neck which

    longitudinally stretches the preform to the bottom ofthe mold

    Axial molecular orientation takes place during thisstretching process

    Air is then introduced into the bottle to distribute thematerial radially (around circumference)

    Concern:

    Rate that the preform is stretched is critical to thelevel of orientation in the PET bottle

    Timing of the stretch rod and air blow, are critical informing a good PET bottle (moving material to theright places)

    Step 3: Mechanical Axial Stretching

    Air starts to

    inflate preform

    Stretch rod

    (Pushespreform

    downwards)

    PET Bottle Blowing

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    Page 20PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Process:Occurs in 2 Stages:

    1) Pre-Blow and 2) Main Blow:

    Pre-Blow Typically 9 bar pressure

    Radial orientation of molecules takesplace

    Timing of pre-blow determines amount ofmaterial in base

    Main Blow

    Typically 40 Bar Pressure

    Follows Pre-Blow

    Gives the final definition to the bottleshape

    Step 4: Radial Stretching Using Compressed Air

    Air Air

    Air drives preformsidewalls outwardsto the mold surface

    PET Bottle Blowing

    PET B l Bl i

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    Page 21PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Concerns:

    In-correct timing between the stretch rod

    initial movement and the pre-blow stage willresult in poor material distribution within thePET bottle. (Material begins to move early inthe blowing process to the PET bottle

    shoulder and base areas - Results inaccelerated CO2 loss in filled PET bottles.

    Inadequate venting of the air from the mold

    can result in flat sidewalls at the parting lines.Defect known as Panelling which leads tofoaming issues at the filler

    Step 4: Radial Stretching - Main Concerns

    PET Bottle Blowing

    Air Air

    Air drives preformsidewalls outwards

    to the mold surface

    PET B ttl Bl i

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    Page 22PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    What Happens to the Preform During PET Bottle Blowing?

    Stretch Blow molding & Biaxial Orientation:

    Preform is biaxially stretched during blow molding (circumferentially & axially)

    This biaxial orientation impacts certain physical properties,i.e., Gas permeation through the sidewall is decreased

    The degree of biaxial orientation is influenced by how fast the bottle isstretched (Axial direction) and blown circumferentially

    PET Bottle Blowing

    PET B ttl Bl i

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    Page 23PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Typical Types of Defects Found in Stretch-Blowing

    Strangled

    Neck:Too much

    material in

    top shoulder

    area of PET

    bottle

    Defect Type: Visual Aid: Cause: Filled PET issue Remedy:

    Pre-blow

    too late

    Preformsover orunder-heated

    Correct

    pre-blowtiming

    Correct heatshields(reflectors)

    Pre-blowtoo fast

    Insufficient

    blowpressure

    Correctpre-blow timing

    Adjust airpressure higher

    Underblown

    Feet:

    Base area

    of the PETbottle is

    not fully

    formed

    Accelerated

    CO2 loss, andPET fillingissues(foaming).

    PET bottlestability issues,acceleratedCO

    2loss and

    potentialstress-crackingproblems

    Less fill heightcapacity

    PET Bottle Blowing

    PET B ttl Bl i

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    Page 24PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Defect Type: Visual Aid: Cause: Filled PET issue: Remedy:

    Typical Types of Defects Found in Stretch-Blowing

    Crystallinity:Material

    appears as

    opaque or

    milky white in

    appearance

    Preforms too hot

    (Haze on outside) In-adequate

    mold cooling

    Pre-blowpressure high

    Lower heating

    power Check mold

    cooling water

    Adjust pre-blow pressure

    Crystallinity

    Off Center

    Gate:Gate section is

    not centered

    correctly

    Off Center Gate Pre-blow too fast

    before stretchrod centers ongate

    Preform slants

    Correct pre-blow timing

    Lower blowair pressure

    Check mold& threadalignment

    Potential stress-

    cracking issues,and acceleratedCO2 loss

    Poor material

    distribution,accelerated CO2loss andpotential stress-cracking issues

    PET Bottle Blowing

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    Page 25PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Neck Finish Dims.

    Stress Cracking

    Top Load

    Burst Test

    Fill HeightCapacity

    Sectional Weights

    Visual Inspection

    Drop Impact Test

    Dimensions(Height, Diameters)

    One sample/mold/shift (8 hours)

    One sample /mold/week

    One sample/mold/shift (8 hours)

    One sample/mold/4 hours

    One sample/mold/shift (8 hours)

    One sample/mold/2 hours

    One sample/mold/shift (8 hours)

    One sample/mold/shift (8 hours)

    One sample/mold/shift (8 hours)

    Callipers, Micrometer

    0.2% NAOH, Stop Watch

    Top Loader (e.g. Instron)

    AGR Model 073

    Weighing Balance, Water DensityTables, Thermometer

    Weighing Balance, Cutting Tool

    Magnifying Glass

    Concrete slab, Temperaturechambers

    Callipers, Micrometer, Height Gauge

    Test: Frequency: Equipment:

    Typical PET Bottle In-Plant Testing Regime

    PET Bottle Manufacture - Stretch-blowing

    PET B ttl Bl i

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    Page 26PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    One Stage vs. Two Stage Process

    Two Stage One Stage

    PET Bottle Blowing

    PET B ttl Bl i

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    Item: Two Stage: One Stage:

    Level Of Bi-orientation Higher (Lower Preform Temp) Lower

    Material Distribution Optimum (Preform Design) Some issues under neck

    stretching

    AA Level Low High

    Moisture Pick Up During Preform Storage No moisture pick-up

    Scrap Rate Low (< 1%) High (2 - 4%)

    One Stage vs. Two Stage Process

    PET Bottle Blowing

    UPDATED: MARCH 2003

    PET Bottle Blowing

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    Page 28PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    80%

    15%

    3%

    PET Resin

    Other

    Labour

    Scrap

    Cost Breakdown of a PET Bottle

    Resin prices are a key cost when evaluating economics

    PET Bottle Blowing

    PET Bottle Blowing

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    Page 29PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Process Overview

    PREFORM

    RECEIVING/

    INSPECTION

    PET BOTTLE

    BLOWING

    Process: Sampling

    COC/COA

    Incoming Tests

    Preform conditioning

    Preheating oven

    Stretchblowing

    Concerns: Acetaldehyde

    Intrinsic Viscosity

    Visual Defects

    Mixing preforms with

    different I.V.s

    Stretch rod and pre-

    blow timing

    PREFORM

    STORAGE

    Preform storage

    Storage time/temp

    Relative humidity

    BEVERAGE

    PLANTEMPTY PET

    STORAGE

    Temperature

    Humidity

    Odor pickup

    Empty PET

    bottle storage

    PET Bottle Blowing

    PET Bottle Blowing

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    Page 30PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Empty PET Bottle Storage

    PET Bottle Blowing

    First In, First Out principle should be applied in the caseof empty PET bottle inventory

    PET bottles should be stored in a dry environment. Ideal

    conditions are Storage temperature: 5C/41F to 35C/95F

    Relative Humidity: < 60%

    Keep PET bottles away from substances that emit strongodors and direct sunlight (PET transportation andwarehousing)

    Lot Identification:

    Lot code Neck finish type

    Date

    Shift

    Production date

    Color

    Resin type

    PET Bottle Weight

    PET Bottle Blowing

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    Page 31PQT: PET Bottle Blowing Manufacturing FINAL: SEPTEMBER 2002

    Empty PET Bottle Storage

    PET Bottle Blowing

    PET bottles are normally packed into cardboard trayswhich are placed on wooden pallets (up to 8 layers in

    height)

    These pallets of empty PET bottles are normallystretch-wrapped and stored in the warehouse at no

    more than 4 pallets high.

    Silo storage is used as an alternative with somebeverage plants.

    While no specific age limit exists, bottles more than 6months old may be subject to secondary shrinkage,rendering them unsuitable for use (Fill height issues)

    PET Bottle Blowing

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    Key Take-Aways

    PET Bottle Blowing

    Preforms are purchased only from approved suppliers

    COC/COA reduces the need on the PET blowingfacility to perform incoming testing on the preforms

    Preforms should be stored for 24 hours in the same

    room prior to PET bottle blowing PET bottles should be stored in a dry environmentAcceptable conditions are:

    Storage temperature 5C/41F to 35C/95F

    Relative Humidity < 60%