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8/10/2019 1999 Overli Et Al Brain Behav Evol 54 263-275
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2000 S. KargerAG,Basel00068977/99/05450263$17.50/0
Fax +41 61 306 12 34E-Mail [email protected] Accessible online at:www.karger.com www.karger.com/journals/bbe
Short-Term Effects of Fights for SocialDominance and the Establishment ofDominant-Subordinate Relationships on BrainMonoamines and Cortisol in Rainbow Trout
yvind verli Charmaine A. Harris Svante Winberg
Evolutionary Biology Centre, Department of Animal Development and Genetics, Uppsala University,
Uppsala, Sweden
Original Paper
Brain Behav Evol 1999;54:263275
yvind verliEvolutionary Biology Centre, Department of Animal Development and Genetics
Uppsala University, Norbyvgen 18D, SE752 36 Uppsala (Sweden)Tel. +46 18 4712615, Fax +46 18 4712683E-Mail: [email protected]
Key Words
Aggression Behavior Brain Cortisol Dopamine
Hierarchy Monoamines Norepinephrine
Serotonin Stress response
Abstract
We report changes in brain serotonergic, noradrenergic
and dopaminergic activity, along with plasma cortisol
concentrations, occurring during the initial 24-h period
following the establishment of dominant-subordinate
relationships in pairs of rainbow trout. Immediately
(within 5 min) after the termination of staged fights for
social dominance, a large increase in blood plasma corti-
sol was observed in both fight losers (future subordinate
fish) and winners (future dominant fish). In dominant
fish, cortisol decreased rapidly (within 3 h) to the level of
unstressed controls, while continuing to increase in sub-
ordinate fish. At 3 h following fights, the brain seroto-
nergic system was activated in both dominant fish and
subordinate fish, at least in some brain regions (telen-cephalon). This effect was reversed in dominant individ-
uals within 24 h of social interaction, whereas in subor-
dinate fish a substantial activation of the serotonergic
system was manifest in all brain regions by 24 h. Simi-
larly, a strong increase in brain catecholaminergic activa-
tion was indicated after 24 h of social interaction in sub-
ordinate fish, but not in dominant fish. Relationships
between plasma cortisol and brain serotonergic and nor-
adrenergic activity in the various experimental groups
suggest that these systems influence cortisol secretion
under normal conditions and during moderate or short-
term stress.
Copyright 2000 S.Karger AG, Basel
Introduction
Increased glucocorticoid secretion, sustained sympa-
thetic activation, and other physiological stress responses
have repeatedly been observed in socially defeated animals
[Golub et al., 1979; Ejike and Schreck, 1980; Sapolsky,
1990; Blanchard et al., 1995; McLeod et al., 1996; Koolhaas
et al., 1997; Shively et al., 1997a; Winberg and Lepage,
1998]. Subordinate animals are also often characterized by a
general behavioral inhibition, including suppressed aggres-
sive behavior, reduced feeding, and low spontaneous loco-
motor activity [Abbott et al., 1985; Nelissen and Andries,
1988; Winberg et al., 1993; Blanchard et al., 1993; Meerlo
et al., 1997; Shively et al., 1997b; verli et al., 1998].Many of the behavioral changes seen in subordinate fish
also have been reported to occur during predator challenge
[Blanchard and Blanchard, 1971], as well as in response to
other types of stress [McNaughton, 1993]. Thus, the behav-
ioral characteristics of socially subordinate animals prob-
ably reflect a general response to chronically stressful, un-
predictable, and/or potentially dangerous situations where
flight is not feasible. The brain monoamine neurotrans-
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mitters serotonin (5-hydroxytryptamine, 5-HT), dopamine
(DA) and norepinephrine (NE) are involved in the media-
tion of behavioral and neuroendocrine responses to social
stress [Yodyingyuad et al., 1985; Winberg and Nilsson,
1993; Blanchard et al., 1993; Stanford, 1993; Shively et al.,
1997b; Haller et al., 1997]. The overall effect of 5-HT stim-
ulation appears to be a general inhibition of active behav-ioral responses such as feeding, locomotion, and aggressive
behavior [Olivier et al., 1989; Winberg et al., 1993; Lei-
bowitz and Alexander, 1998; verli et al., 1998]. This is
supported by the observation that social subordination, like
other stressors, leads to increased brain serotonergic activity
in a range of species [Yodyingyuad et al., 1985; Winberg et
al., 1992; Blanchard et al., 1993; Fontenot et al., 1995; Sum-
mers and Greenberg, 1995; Matter et al., 1998]. Opinions
are divided about the role of brain catecholamines (NE and
DA) in behavioral responses to stress, but NE and DA might
to some extent have behavioral effects opposite those of
5-HT [Eichelman, 1987; Winberg and Nilsson, 1992;Arregui et al., 1993; Haller et al., 1997]. Brain catechol-
aminergic activity has been reported to be increased, de-
creased, or remain unaffected by social stress [Yodyingyuad
et al., 1985; Blanchard et al., 1991; Summers and Green-
berg, 1995; Tidey and Miczek, 1996; Matter et al., 1998].
This probably reflects the observation that stress commonly
leads to a general increase of 5-HT neurotransmission in
most brain regions, whereas stress can have a biphasic effect
on brain catecholaminergic activity [Stanford, 1993]. Alter-
ations of brain catecholaminergic activity are also more
regionally specific than those observed for 5-HT and depend
more heavily on factors such as stressor specificity, condi-
tioning, and prior exposure to stress [Nisenbaum et al., 1991;
Stanford, 1993].
Behavioral inhibition in subordinate animals is particu-
larly well documented in small groups of salmonid fishes
[Winberg et al., 1993; verli et al., 1998]. These animals
can be highly aggressive, especially at life stages during
which they are territorial in nature and form distinct social
hierarchies both in the wild and when reared in captivity
[Keenleyside and Yamamoto, 1962; Noakes and Leather-
land, 1977; Winberg et al., 1992; Nakano, 1994]. The distri-
bution and functions of monoamine neurotransmitters infishes and higher vertebrates exhibit extensive similarities,
suggesting that these systems have been conserved during
vertebrate evolution and are thus phylogenetically primitive
[Parent et al., 1984; Hornby and Piekut, 1990; Jacobs and
Azmitia, 1992; Winberg and Nilsson, 1993; Ma, 1994]. It
has previously been shown that socially subordinate salmo-
nids display chronically elevated brain serotonergic activity,whereas, brain dopaminergic activity appears to be decreased
in long-term subordinate fish [Winberg et al., 1991]. As inmammals, changes in brain monoaminergic activity coincide
with behavioral inhibition in subordinate individuals [Win-
berg et al., 1993; verli et al., 1998]. Short-term effects of
social interactions on brain monoamine utilization have not
been investigated in fish. Escalated fights for social domi-
nance are probably stressful both for the eventual winner(dominant individual) and loser (subordinate individual)
[e.g. Summers and Greenberg, 1994], but behavioral inhibi-
tion is not seen in the dominant individual after the forma-
tion of a stable social hierarchy. On the contrary, dominant
individuals display constantly high locomotor activity,
aggression, and feeding [verli et al., 1998]. Thus, either
dominant individuals are able to quickly suppress stress re-
sponses resulting from aggressive interactions, or other neu-
roethological aspects of the dominant social position imply
that perceived stressors are not as likely to result in behav-
ioral inhibition in these animals.
In the present study we describe changes in blood plasmacortisol concentrations and brain monoaminergic activity
occurring during the 24 h in which rainbow trout become
dominant or subordinate after staged fights for social domi-
nance. Specifically, it was hypothesized that both winners
(i.e. future dominant fish) and losers (i.e. future subordinate
fish) would show a substantial stress response immediately
following fights. Furthermore, it was expected that domi-
nant fish, but not subordinate fish, would be able to suppress
this response within a short period of time. In line with
evidence from mammals, changes in brain monoaminergic
activity and blood plasma cortisol are expected to be corre-
lated.
Materials and Methods
Experimental fish were juvenile (2-year-old) rainbow trout, weigh-ing 120 20 g (mean SD, n = 72). Prior to the experiment, the fishhad been kept indoors in a 1 m3 holding tank at a rearing density ofapproximately 0.02 kg/l for >3 weeks. The holding tank was continu-ously supplied with aerated Uppsala tap water at 811C and the light-dark regimen was continuously adjusted to conditions at 51 northlatitude. In the holding tank and throughout the experiment, fish werefed daily with commercial trout pellets (EWOS ST40, Astra-EWOS)
at 12% of their body weight (BW).The experiment was conducted in seven glass aquaria (100 50
50 cm) continuously supplied with aerated Uppsala tap water (0.8 l/min, 810C). Light (12 h:12 h/light: dark) was provided by 2 20 Wwarm white fluorescent tubes placed 100 mm above the water surface.Each aquarium was divided into four 50 l compartments by removablePVC walls. At the start of the experiment, rainbow trout were selectedfrom the holding tank and weighed to allow for the formation ofsize-matched pairs (
8/10/2019 1999 Overli Et Al Brain Behav Evol 54 263-275
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side of the caudal fin for the recognition of individual pair membersand placed in isolation (one fish per 50 l compartment) for acclimationto the experimental aquaria. During acclimation, fish were hand fedpelleted feed 12% BW/day, and when both members of a pair con-sumed 90100% of the available ration (after 510 days in isolation),they were considered fully acclimated and the PVC wall separatingthem was gently removed. After removal of the wall, escalated fightsfor social dominance (further described in the results section) started
after 0.590 min, and lasted for another 0.5120 min. These fightsinevitably ended with one fish retiring from further aggression andtrying to escape. In this manner, one subordinate (loser) and onedominant (winner) fish were readily identifiable in all pairs. After thetermination of fights for dominance, pairs of fish were allowed to inter-act for another 5 min, 3 h, or 24 h, before sampling for blood plasmaand brain tissue was performed. In addition, a number of undisturbedisolated fish were sampled to obtain non-stressed controls. In all, 7experimental groups were formed: Controls, and 5 min, 3 h, and 24 hpost-fight dominant fish and subordinate fish.
Upon sampling, fish were rapidly netted and anesthetized in500 mg/l ethyl m-aminobenzoate methanesulfonate. Thereafter, bloodsamples were collected from the caudal vasculature using a heparin-ized syringe and kept on ice. Fish were then decapitated and the brainwas dissected into four different brain regions: Telencephalon (exclud-ing the olfactory bulb), hypothalamus, optic tectum and brain stem.The pituitary, olfactory bulbs, and cerebellum were excluded fromanalysis. Brain samples were wrapped in aluminum foil, frozen in liq-uid nitrogen, and kept at 80 C. The sampling procedure was com-pleted within 2 min of removal of the fish from the aquarium. Finally,following centrifugation at 1,500 g for 3 min, plasma aliquots werefrozen and kept at 80 C.
The frozen brain samples were homogenized in 4% (wt/vol) ice-
cold perchloric acid containing 40 ng/ml epinine (deoxyepinephrine,
used as an internal standard) using a Potter-Elvehjem homogenizer
(brain stem) or an MSE 100-W ultrasonic disintegrator (other brain
parts). Samples were centrifuged at 27,000 g for 15 min at 4C and
the supernatants were analyzed for the following monoamines
and monoamine metabolites using high performance liquid chro-
matography with electrochemical detection (HPLC-EC): Dopamine
(DA), 3,4-dihydroxyphenylacetic acid (DOPAC), norepinephrine
(NE), 3-methoxy-4-hydroxyphenylglycol (MHPG), serotonin (5-hy-
droxytryptamine, 5-HT), and 5-hydroxyindoleacetic acid (5-HIAA).
The HPLC apparatus consisted of a solvent delivery system (Costa-
Metric II, LDC, USA), an autoinjector (Midas, Spark, Holland), a
reverse phase column (4.6 100 mm, Hichrom, C18, 3.5 m) kept at
40 C, and an ESA 5200 Coulochem II EC-detector (ESA, Bedford,
Ma., USA) with two electrodes at oxidizing potentials of +320 and
+450 mV, respectively. A conditioning electrode with a potential of
+40 mV was employed before the analytical electrodes to oxidize
potential contaminants. The mobile phase was delivered at 1 ml/min
and consisted of 75 mMsodium phosphate, 0.7 mMoctane sulfonic
acid, in deionized (18.2 M) water containing 10% methanol and
brought to pH 3.1. Samples were analyzed for concentrations of
monoamines (5-HT, NE and DA) and monoamine metabolites
(5-HIAA, MHPG, and DOPAC, respectively) by comparison with
standard solutions of known concentrations, and corrected for recov-
ery of the internal standard using HPLC software (CSW, DataApex
Ltd., the Czech republic). Plasma samples were analyzed for the
concentration of cortisol using the radioimmunoassay previously
described by Olsen et al. [1992], as modified by Winberg and Lepage
[1998].
Concentrations of blood plasma cortisol, brain monoamines,monoamine metabolites, and monoamine/metabolite ratios were com-pared among experimental groups by one-way analysis of variance(ANOVA), followed by the Tukey post hoc test for unequal n (Spjotvoll-Stoline test). When necessary to obtain homogeneity of variance prior tothe use of parametric ANOVA, data were log (concentrations) or arcsin(ratios) transformed. Homogeneity of variance was tested by the Levenetest. Correlations between brain monoaminergic activity and plasma
cortisol, or between brain monoamine metabolite concentrations and theduration of fights were tested by the Spearman rank test, because theexperimental groups were not large enough for multivariate analysis.
Results
Agonistic Behavior
After removal of the wall, fish first engaged in a series of
mutual displays and after a variable (0.590 min) latency
period began performing overtly aggressive behavior con-
sisting of violent attacks, biting, and circling. The durationof these aggressive encounters was also highly variable
(from 0.5120 min), but it inevitably ended with one fish
retiring from further aggression and trying to escape. Not
being able to flee from the arena after stopping the retalia-
tion of aggressive acts from the opponent, the subordinate
fish would usually seek a position out of the field of vision
of the dominant, e.g. close to the walls or in a corner of the
aquarium and remain inactive. Dominant fish, on the other
265Social Dominance and Brain Monoamines and
Cortisol in Trouts
Brain Behav Evol 1999;54:263275
Fig. 1. Effects of fights for social dominance and continued inter-action in an established dominant-subordinate relationship on bloodplasma cortisol in dominant and subordinate rainbow trout, as com-pared to non-stressed controls (bars indicate mean SEM). F, df andp values are the result of one-way ANOVA, followed by the Tukey posthoc test for unequal n (Spjotvoll-Stoline test). Post hoc significance
levels are indicated by asterisks, where * is used to indicate a differ-ence to controls and [*] indicates a difference between social ranks at agiven point in time. *p < 0.05, **p < 0.01, ***p < 0.001.
8/10/2019 1999 Overli Et Al Brain Behav Evol 54 263-275
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hand, would tend to keep moving directly above the bottom
close to the center of the aquarium. Notably, even when
remaining passive, subordinate fish would frequently be
attacked, nipped, and chased by dominant fish. Thus, a
phase of bi-directional aggression (fight) and a phase of uni-
directional aggression (social dominance) could be distin-
guished in all cases.
Plasma Cortisol
Plasma cortisol concentrations in isolated controls and in
dominant and subordinate rainbow trout following fights for
dominance are shown in figure 1. Blood plasma cortisol was
drastically elevated directly (5 min) after fights in both dom-
inant (winners) and subordinate (losers) rainbow trout, as
compared to controls. On average, the increase was slightlyhigher (12 fold) in subordinate fish than in dominant fish
(10 fold), but the post hoc tests did not reveal a significant
difference between dominant and subordinate fish. How-
ever, 3 h following fights plasma cortisol had decreased in
dominant fish to approach the level of controls, whereas
subordinate fish now displayed significantly elevated corti-
sol values when compared to both dominant fish and to con-
trols. The pattern of plasma cortisol levels established in
dominant and subordinate fish at 3 h following fights was
still evident after 24 h.
Brain Monoaminergic Activity
At the sampling point 5 min after fights, the only effect
seen on brain monoaminergic activity was an elevation of
5-HIAA/5-HT ratios in the telencephalon of subordinate
fish (fig. 2). At 3 h both subordinate and dominant fish dis-
played further indications of activation of brain monoamin-
ergic systems (see fig. 2 for monoamine/metabolite ratios,
and table 1 for tissue concentrations). Telencephalic 5-HIAA/
5-HT ratios were elevated with respect to controls in sub-
ordinate fish as well as dominant fish, as was the level of
5-HIAA in the optic tectum. Furthermore, dominant fish
displayed an elevation of DOPAC concentrations in thebrain stem, which was not significant in subordinate fish. In
subordinate fish, on the other hand, hypothalamic DOPAC
levels, DOPAC/DA ratios, and MHPG levels were signifi-
cantly affected. At 3 h, subordinate fish also displayed a
large elevation in brain stem MHPG levels as well as
MHPG/NE ratios.
After 24 h of social interaction, brain monoaminergic
activity had increased even more in subordinate fish. At this
266 Brain Behav Evol 1999;54:263275 verli/Harris/Winberg
Fig. 2. Effects of fights for social domi-nance and continued interaction in an estab-lished dominant-subordinate relationship on
A 5-HIAA/5-HT; B DOPAC/DA; and CMHPG/NE ratios in different brain regions ofdominant and subordinate rainbow trout, ascompared to non-stressed controls (bars indi-cate mean SEM). F, d.f. and p values are theresult of one-way ANOVA, followed by theTukey post hoc test for unequal n (Spjotvoll-
Stoline test). Post hoc significance levels areindicated by asterisks, where * is used to indi-cate a difference to controls and [*] indicatesa difference between social ranks at a givenpoint in time. *p < 0.05, **p < 0.01, ***p 0.99 p = 0.49 p = 0.07 p = 0.22
DOPAC/DA n = 10 n = 13 n = 9 n = 7 n = 9 n = 9
r = 0.08 r = 0.37 r = 0.15 r = 0.57 r = 0.39 r = 0.30
p = 0.83 p = 0.23 p = 0.70 p = 0.18 p = 0.26 p = 0.43
Telencephalon
5-HIAA/5-HT n = 10 n = 17 n = 10 n = 9 n = 9 n = 9
r = 0.15 r = 0.37 r = 0.33 r = 0.43 r = 0.18 r = 0.17
p = 0.68 p = 0.14 p = 0.35 p = 0.34 p = 0.61 p = 0.97
MHPG/NE n = 10 n = 17 n = 10 n = 7 n = 9 n = 8
r = 0.28 r = 0.04 r = 0.61 r = 0.65 r = 0.24 r = 0.31
p = 0.43 p = 0.89 p = 0.06 p = 0.06 p = 0.49 p = 0.46
DOPAC/DA n = 10 n = 17 n = 10 n = 8 n = 9 n = 9
r = 0.16 r = 0.005 r = 0.02 r = 0.31 r = 0.55 r = 0.43
p = 0.65 p > 0.99 p = 0.96 p = 0.46 p = 0.10 p = 0.24
Optic tectum
5-HIAA/5-HT n = 10 n = 17 n = 10 n = 9 n = 9 n = 9
r = 0.82 r = 0.16 r = 0.33 r = 0.63 r = 0.19 r = 0.16
p = 0.004 p = 0.55 p = 0.35 p = 0.07 p = 0.59 p = 0.67
MHPG/NE not analysed not analysed not analysed not analysed not analysed not analysed
DOPAC/DA n = 10 n = 17 n = 10 n = 9 n = 9 n = 9
r = 0.13 r = 0.26 r = 0.24 r = 0.47 r = 0.09 r = 0.31
p = 0.73 p = 0.32 p = 0.51 p = 0.21 p = 0.81 p = 0.41
Spearman r and p values are given, and significant relationships are indicated by bold font. Relationships between plasma cortisol and sero-
tonergic and noradrenergic activity in the brain stem are illustrated in figure 3.
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fish did not differ from unstressed controls after 24 h of
social interaction.
Concerning possible relationships between plasma corti-
sol and brain monoaminergic activity as indexed by metabo-
lite/neurotransmitter ratios, it should be noted that in both
dominant and subordinate fish correlations appeared to
change markedly with time after termination of fights
(fig. 3). Data from 5 min fish were pooled, as dominant and
subordinate fish did not differ at this time point, but other-
wise, different experimental groups were treated separately.
Testing within groups, a number of significant correlations
with plasma cortisol were found in the brain stem (fig. 3).
Specifically, brain stem 5-HIAA/5-HT and MHPG/NE
ratios were found to correlate with plasma cortisol in con-
271Social Dominance and Brain Monoamines and
Cortisol in Trouts
Brain Behav Evol 1999;54:263275
Brain stem Hypothalamus Telencephalon Optic tectum
5-HIAA n = 18 n = 15 n = 20 n = 20
r = 0.60 r = 0.69 r = 0.52 r = 0.51
p = 0.012 p = 0.007 p = 0.02 p = 0.03
MHPG n = 18 n = 15 n = 20 not analysed
r = 0.76 r = 0.23 r = 0.26 not analysed
p < 0.001 p = 0.41 p = 0.28 not analysed
DOPAC n = 18 n = 14 n = 20 n = 20
r = 0.36 r = 0.12 r = 0.37 r = 0.50
p = 0.14 p = 0.68 p = 0.12 p = 0.03
Spearman r and p values are given, and significant relationships are indicated by bold font.
Relationships between fight duration and metabolite concentrations in the brain stem are illus-
trated in figure 4.
Table 3. Summary of relationships between
fight duration and brain monoamine metabo-
lite levels in rainbow trout sampled 5 min
following fights for dominance (data from
dominant and subordinate fish are pooled)
Fig. 4. The relationship between fight dura-tion and the concentrations of 5-HIAA;DOPAC, and MHPG in the brain stem in rain-bow trout sampled 5 min following the termi-nation of fights for social dominance. Notethat date from dominant and subordinate fishare pooled. Spearman r and p values aregiven.
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trols, 5 min fish, and 3 h subordinate fish. Monoaminergic
activity were found to correlate with plasma cortisol in other
brain regions than the brain stem only in one case, and that
was 5-HIAA/5-HT of the optic tectum which correlated sig-
nificantly with cortisol in controls (table 2).
The accumulation of monoamine metabolites in neural
tissue following the activation of monoaminergic systems isprobably time dependent, thus fish sampled after the termi-
nation of fights were investigated for possible relationships
between fight duration and concentrations of monoamine
metabolites. In 5 min fish, fight duration was significantly
correlated with 5-HIAA concentrations in all brain regions.
MHPG levels in the brain stem, and DOPAC levels in the
optic tectum were also correlated to the duration of fights
(fig. 4; table 3). Fighting time was not correlated to mono-
amine metabolite concentrations in any brain region at 3 h
or 24 h following fights (results not shown).
Discussion
Presupposing that plasma cortisol levels reflect stress-
induced activation of the hypothalamus-pituitary-interrenal
axis in fish [Sumpter, 1997], the results of the current study
suggest that fights for social dominance were highly stress-
ful to all contestants, winners as well as losers. Dominant
fish, but not subordinate fish, were able to rapidly reduce
their cortisol levels during continued interaction after domi-
nant-subordinate relationships had been established. These
data are in agreement with previous observations that gluco-
corticoid secretion is increased in socially subordinate ani-
mals [Golub et al., 1979; Ejike and Schreck, 1980; Sapolsky,
1990; McLeod et al., 1996; Winberg and Lepage, 1998]. It
should be noted that social stress is probably enhanced
under conditions of artificial rearing where opportunities for
social signaling and escape are limited. However, a majority
of the available studies concerning free-living as well as
captive animals consistently suggest hypersecretion of glu-
cocorticoids in subordinate animals. A general lack of con-trol and predictability, restricted access to food and other
resources, and a constant threat of aggressive actions from
dominant individuals are all possible factors that could pro-mote the stress response in subordinate animals.
When interpreting the results of brain monoaminergic
activity, it should be kept in mind that the analysis of tissue
concentrations of neurotransmitter metabolites does not
reflect instantaneous neural activity, as opposed to tech-
niques of in vivo voltammetry or microdialysis [Fillenz,
1993]. The metabolites 5-HIAA, DOPAC, and MHPG are
formed following re-uptake of the parent monoamines (5-
HT, DA, and NE, respectively) from the synaptic cleft, and
their accumulation in neural tissue is probably time depen-
dent. In addition, a fraction of the monoamine molecules is
always deaminated intraneurally prior to release, so metabo-
lite levels are even sensitive to changes in synthesis rate and
monoamine oxidase activity [Fillenz, 1993; Stanford, 1993].
Brain metabolite/monoamine ratios are less sensitive thanmetabolite concentrations to changes in other neural pro-
cesses than release rate, and are also less sensitive to vari-
ance related to tissue sampling and weight determination.
Statistically significant increases in metabolite concentrations
in response to stress are therefore more rarely observed than
increases in metabolite/monoamine ratios, but when they
are observed, increased metabolite level is still in most cases
considered an indicator of increased monoamine utilization
[for review see Fillenz, 1993; Stanford, 1993].
As in the current study, utilizing poikilothermic animals
living at 12 C, the effects of social interaction were re-
flected in increased monoaminergic activity only in the tel-encephalon (5-HIAA/5-HT ratios) of subordinate fish 5 min
following the termination of fights. However, the duration
of fights was highly variable (270 min in the case of 5 min
fish), and significant correlations were found between fight
duration and brain concentrations of 5-HIAA (in all brain
regions), MHPG (in the brain stem), and DOPAC (in the
optic tectum) at 5 min (fig. 4; table 3). Thus, it appears that
these monoaminergic systems were activated during fights,
leading to gradually increasing metabolite levels over time.
Due to the variation in fighting time, however, averaged
group values were in most cases not significantly affected at
5 min. A multivariate analysis with fight duration as a
covariate would be the preferred method to take this varia-
tion into account, but is not applicable in the current study
as fight duration would have less effect on later time points
than early in hierarchy formation. A better covariate to
explain variation in monoaminergic and endocrine activa-
tion would probably be the frequency of aggressive acts per-
formed by the contesting animals. This parameter was how-
ever not registered in the current experiment.
Effects on brain monoaminergic activity were mani-
fested in several brain regions in both subordinate fish and
dominant fish at 3 h. In dominant fish, indicators of seroto-nergic activity were significantly increased in the telenceph-
alon (5-HIAA/5-HT ratios) and optic tectum (5-HIAA con-
centrations), and DOPAC concentrations were increased in
the brain stem. Subordinate fish displayed the same indica-
tors of serotonergic activation in the telencephalon and optic
tectum, and, in addition, noradrenergic activity was elevated
in the brain stem (MHPG concentrations) and hypothalamus
(MHPG concentrations and MHPG/NE ratios). Dopaminer-
272 Brain Behav Evol 1999;54:263275 verli/Harris/Winberg
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gic activity was significantly increased in the hypothalamus
of subordinate fish (DOPAC concentrations and DOPAC/
DA-ratios). These results indicate that some degree of
dopaminergic and serotonergic activation occurred during
the early stages of hierarchy formation in the dominant fish,
up to 3 h after the termination of fights, whereas activation
of noradrenergic systems was manifested only in subordi-nate fish. After 24 h of social interaction, brain monoamin-
ergic activity had increased additionally in subordinate fish,
with activation of serotonergic systems in all brain regions,
as well as catecholaminergic systems in the brain stem and
hypothalamus (table 1; fig. 2). In dominant fish, on the other
hand, effects of fights for social dominance on brain mono-
aminergic activity were apparently reversed and were not
evident after 24 h (as was the case for cortisol secretion).
These results are comparable to observations on the effects
of aggressive interactions on brain monoaminergic activity
in lizards (Sceloporus jarrovi and Anolis carolinensis)
[Summers and Greenberg, 1995; Matter et al., 1998; Sum-mers et al., 1998]. In these animals, it appears that dominant
individuals have a substantial, but quickly reversible, acti-
vation of the 5-HT systems during aggressive encounters,
whereas subordinate lizards exhibit chronically increased
serotonergic activity. Increased catecholaminergic activity
was only observed in dominant individuals in the above
studies, which could reflect differential activation of cate-
cholaminergic systems during social interactions in these
lizard species as compared to rainbow trout. Alternatively,
this discrepancy with the results of the current experiment
could reflect different time courses of the studies.
In many respects, brain catecholamines appear to oppose
the behavioral effects of 5-HT, at least with respect to
aggressive behavior and locomotor activity. In fish, as in
mammals, catecholaminergic systems are thought to stimu-
late aggressive behavior [Eichelman, 1987; Maler and Ellis,
1987; Winberg and Nilsson, 1992], whereas serotonin is
thought to inhibit aggressive behavior [reviewed by Win-
berg and Nilsson, 1993]. Thus, it is reasonable to suggest
that the widespread increase in brain serotonergic activity
seen in subordinate fish leads to behavioral inhibition in
these animals [Yodyingyuad et al., 1985; Winberg et al.,
1992; Blanchard et al., 1993; Fontenot et al., 1995; Sum-mers and Greenberg, 1995; Matter et al., 1998]. Further-
more, in mammals 5-HT has been reported to stimulate the
release of CRF and adenocorticotropin (ACTH) from the
hypothalamus and pituitary, respectively [Chaouloff, 1993;
Dinan, 1996]. In rainbow trout, pharmacological stimulation
of putative 5-HTIA receptors elevates plasma cortisol con-
centrations in a dose dependent manner [Winberg et al.,
1997]. Brain catecholamines are also thought to be involved
in behavioral as well as neuroendocrine stress responses
[Plotsky et al., 1989; Stanford, 1993; Winberg and Nilsson,
1993; Shively et al., 1997b], suggesting that socially
induced alterations in brain monoaminergic activity serves
to integrate behavioral and endocrine correlates of changing
social positions.
In the current study, significant correlations betweenblood plasma cortisol and 5-HIAA/5-HT ratios, notably in
the brain stem (fig. 3; table 2), were observed in several
experimental groups (controls, 5 min fish, and 3 h subordi-
nates). These results suggest that brain serotonergic systems
influence cortisol secretion under normal conditions and
during moderate or short-term stress. Under severe stress (as
in 24 h subordinate fish) and during recovery from stress (as
in 3 h and 24 h dominant fish), brain monoamines might
exert similar effects, but the apparent lack of correlations
suggest that plasma cortisol levels depend more heavily on
other factors such as the rate of clearance of cortisol from
circulation [Pottinger and Moran, 1993].Brain catecholaminergic responses to stress, although
extensively documented in mammals, have not been studied
in fish. Increased mesocortical dopamine release during
stress has been suggested as an essential coping mechanism,
because comparatively stress-resistant Wistar Roman High-
Avoidance rats react to stress with increased DOPAC accu-
mulation in this brain region during various forms of stress,
whereas stress-sensitive Low-Avoidance rats do not [Ber-
tolucci-DAngio et al., 1990]. Furthermore, a wide variety
of evidence from mammalian studies suggest that brain
catecholaminergic systems are involved in the activation of
the hypothalamus-pituitary-adrenal (HPA) axis [Plotsky et
al., 1989]. For instance, intraventricular administration of
0.55.0 nmol NE evoked CRF-41 secretion into the hypo-
physial portal circulation of rats in a dose dependent manner
[Plotsky, 1987]. Electrophysiological studies on the activity
of neurosecretory cells of the paraventricular nucleus (PVN)
suggest that medullary catecholaminergic projections exert
a strong facilitatory drive to parvicellular neurons in the
PVN [Day et al., 1985]. Results from catecholamine agonist
or antagonist challenge studies might initially seem contra-
dictory with respect to the direction or receptor mechanisms
of catecholamine action on HPA-axis function [Plotsky etal., 1989], but much of the discrepancy could be due to the
possible presence of inhibitory 2-receptors on catechol-
aminergic neurons.
The correlations between brain noradrenergic activity, as
indicated by brain stem MHPG/NE ratios, and plasma corti-
sol suggest an influence of brain stem noradrenergic neurons
on the hypothalamus-pituitary-interrenal axis (HPI-axis, the
teleost homologue of the mammalian HPA-axis) in fish.
273Social Dominance and Brain Monoamines and
Cortisol in Trouts
Brain Behav Evol 1999;54:263275
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Further studies are needed, however, to establish the link
between brain noradrenergic activity and HPI-axis function.
Obviously, the simultaneous occurrence of elevated plasma
cortisol and increased neural activity need not imply that a
causal relationship exists. It should also be kept in mind that
glucocorticoids influence both the synthesis and release of
monoamine neurotransmitters, as well as receptor densities[Chaouloff, 1993; Stanford, 1993; Crayton et al., 1996;
Piazza et al., 1996], so the direction of causality is not
immediately obvious.
In summary, the results of the current study suggest that
dominant as well as subordinate fish show an extensive
stress response to fights for social dominance, but that this
response is quickly attenuated in dominant fish. Following
the settlement of fights, cortisol rapidly decreased in domi-
nant fish (by 3 h), while continuing to increase in sub-
ordinate fish, indicating that dominant fish experience a
generally non-stressful situation, whereas subordinate pair
members are subject to severe and sustained socially in-duced stress. In an early phase of hierarchy formation the
brain serotogenic system appears to be activated in both
dominant fish and subordinate fish, at least in some brain
regions (telencephalon). This effect is reversed in dominant
fish within 24 h of social interaction, whereas in subordi-
nate fish a substantial activation of the serotonergic system
is manifest in all brain regions by 24 h. Similarly, brain
catecholaminergic (DA and NE) systems are activated after
24 h of social stress in subordinate fish, whereas in domi-
nant fish effects on brain catecholaminergic systems are
abolished by 24 h of social interaction. Furthermore, rela-
tionships between plasma cortisol and brain stem 5-HIAA/5-HT and MHPG/NE ratios suggest that brain monoamin-
ergic systems influence cortisol secretion under normal
conditions and during moderate or short-term stress, but
not under severe stress or during recovery from stress. To
our knowledge, this is the first study to demonstrate a
relationship between brain catecholaminergic (NE) activity
and glucocorticoid secretion in a nonmammalian verte-
brate.
Acknowledgements
The methodology of this study was approved by Uppsala AnimalResearch Ethical Committee. Financing was granted by the Norwegian(NFR grant No. 119129/410 to ) and Swedish (SJFR grant No.41.0677/97 to SW) research councils, the Axelsson-Johnsson Founda-tion, the Lars Hiertas foundation, and the Hierta-Retzius Foundation(to ), and the Magnus Bergvall foundation (to SW). We thank E.T.Larson for valuable comments on the manuscript.
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