1990 - C D Gilbert - Theinfluenceofcontextualstimuliontheorientationsel[Retrieved-2016!01!15]

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    Vidm Ru. Vol. 30,No. Il. pp.

    16894701, 1990

    Printed

    n Great Britain. All rights rcaerd

    0042-6989/903.00 0.00

    w Ymt0~~perpmon~pl c

    THE INFLUENCE OF CONTEXTUAL STIMULI ON THE

    ORIENTATION SELECTIVITY OF CELLS IN PRIMARY

    VISUAL CORTEX OF THE CAT

    CHARLES . GILBERTand TORSTENN. WIFSEL

    The Rockefeller University, 1230 York Ave, New York, NY 10021, U.S.A.

    (Received 10 Augwt 1989; in revi sed orm 10 January 1990)

    Abatrae-Perception of a visual attribute, such as orientation, is strongly dependent on the context within

    which a feature is presented, such as that seen in the tilt illusion. The possibility that the neurophysiological

    basis for this phenomenon may be manifest at the level of cells in striate cortex is suggested by anatomical

    and physiological observations of orientation dependent long range horizontal connections which relate

    disparate points in the visual field. This study explores the dependency of the functional properties of single

    cells on visual context. We observed sevtral influences of the visual field area surrounding cells receptive

    5elds on the properties of the receptive 5eld ceoterz inhibition or facilitation dependent on the orientation

    of the surround, shifts in orientation preference and changes in the bandwidth of orientation tuning. To

    relate these changea to perceptual changes in orientation we modeled a neuronal ensemble encoding

    orientation. Our results show that the filter characteristics of striate cortical cells are not nazua14y fixed.

    but can be dynamic, changing according to context.

    visual

    cortex

    Chientation selectivity Contextual stimuli

    Horizontal connect.ions Tilt illusion

    Neuronal ensembles

    INTRODUCTION

    A common theme to many areas of visual psycho-

    physics is that perception of a feature in one

    part of the visual field is influenced by the visual

    context within which that feature is presented.

    This has been an area where Gerald Westheimer

    has made an important contribution. Together

    with collaborators he has found that perception

    of position, depth and orientation can be

    altered by the presence of neighboring points or

    contours (Westheimer, Shimamura 8t McKee,

    1976; Westheimer & McKee, 1977; Butler 8c

    Westheimer, 1978; Badcock & Westheimer,

    1985; Westheimer, 1986). In the domain of

    form, where line orientation plays a major part,

    the tilt illusion provides dramatic evidence that

    estimation of orientation at a given visual field

    locus is dependent on information converging

    from widely separated points in the visual field

    (Gibson & Radner, 1937; for review see

    Howard, 1986). In the current study we have

    attempted to look for such influences at the

    level of single cells in the cat striate cortex. A

    dominant feature of the receptive fields of cells

    in primary visual cortex is their orientation

    selectivity (Hubel & Wiesel, 1959), so it is

    natural to ask whether the influences on orien-

    tation perception measured psychophysically

    may be seen in striate cortex.

    An important aspect of cortical circuitry that

    may represent the underlying mechanism for

    lateral interactions in the cortex and in the

    visual field are the long range horizontal

    connections (Gilbert & Wiesel, 1979, 1983;

    Rockland & Lund, 1983; Martin & Whitteridge,

    1984). Evidence from anatomical and cross-

    correlation studies indicates that in the

    superficial layers the horizontal connections can

    mediate communication between cells with

    nonoverlapping receptive fields and similar

    orientation preference (Gilbert & Wiesel, 1979;

    1989; Tso, Gilbert & Wiesel, 1986). Thus an

    individual cell integrates information from a

    larger part of the visual field than would be

    indicated by the receptive field map. One should

    keep in mind, however, that the very concept of

    receptive field is stimulus dependent, and the

    receptive field map obtained by using a simple

    stimulus such as a single oriented bar of light

    may be very different from that obtained by

    using more complex stimuli. The idea that the

    horizontal connections may mediate influences

    that are orientation dependent is supported by

    the finding that they relate cells with similar

    orientation specificity.

    1689

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    1690

    CHARLESD.

    GILBERT and TOWN N WIESEL

    The current study represents a preliminary

    attempt to explore influences outside the recep-

    tive field in the domain of orientation. The

    results indicate that the functional properties of

    individual cells do show contextual sensitivity,

    and further suggest that the functional

    specificity of a cell is to a degree not necessarily

    fixed but can be dynamic, adapting to different

    visual environments.

    METHODS

    We recorded from 65 cells in area 17 of

    33 adult cats. The animals were initially

    anesthetized with ketamine HCl (10 mg/kg,

    i.m.) followed by sodium thiopental (initial dose

    20 mg/kg, i.v., supplemented by further injec-

    tions as needed). EKG, EEG (through silver

    wires implanted between the skull and the dura),

    rectal temperature and expired CO2 concen-

    tration were constantly monitored. The animal

    was intubated with an endotracheal tube, para-

    lyzed with succinylcholine (10 mg/kg hr), and

    artificially respirated. The stroke rate and the

    volume of the respirator was adjusted to yield

    4% end-tidal C02. Rectal temperature was

    maintained near 38C with a thermostatically

    controlled heating pad. During the experiment

    sodium thiopental was given i.p. at a rate

    suiiicient to produce a slow wave EEG pattern

    (l-3 mg/kg hr). The pupils were dilated with 1%

    atropine sulfate, and the nictitating membranes

    were retracted with 10% phenylephrine. The

    refraction of the eye was measured with a

    retinoscope and appropriate contact lenses were

    used to focus the eyes on a tangent screen 1.5 m

    from the animal. The positions of the areae

    centrales were back projected onto the screen

    with the aid of a fundus camera.

    A small hole was drilled in the skull above

    the striate cortex, and the dura opened. Single

    cell recordings were done with insulated

    tungsten microelectrodes (Hubel, 1957) and

    were restricted to the superficial layers of the

    cortex, in order to sample a more uniform

    population of cells.

    When a cell was isolated, we mapped the

    extent and orientation of the receptive field

    using a hand held projector. The orientation

    was determined quantitatively with a computer

    generated (Adage raster graphics frame buffer

    system) bar on a Tektronix 690SR monitor.

    Having determined the receptive field character-

    istics with a single oriented bar, we then placed

    a number of bars surrounding the receptive field

    in the arrangement shown in Fig. 1. Using this

    arrangement, we could determine the influence

    of the surround bars on the response charac-

    teristics of the cell. The surround bars did not

    activate the cell when presented in isolation, but

    they often did modulate the response of the cell

    to a bar presented within the receptive field (the

    center bar). We determined the dependency

    of this modulation on the orientation of the

    surround bars and the effect of surround bars

    of a given orientation on the tuning of the cell

    to the orientation of the center bar. The

    cells studied had receptive field located within

    5-6 deg of the area centralis, with field size

    ranging from 1 to 2 deg in diameter. The length

    of the stimulating bars was chosen to approxi-

    mate the length of the receptive field of the cell

    under study. In most experiments the center and

    surround lines were moved in tandem (same

    Fig. 1. Stimulus configuration. The dotted line represents the extent of the receptive field center. The lines

    in the surround are placed to prevent any one of them from entering the receptive field and activating

    the cell. Lines can be placed in the center, surround or both, and moved in tandem to stimulate the cell.

    In some instances the center bar is moved and the surround bars are kept stationary.

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    influence of contextual stimuli

    i6 x

    velocity and period), though occasionally the

    surround lines were kept stationary while the

    center line was allowed to move. The separation

    between the center line and the innermost sur-

    round lines was adjusted so that the surround

    lines would not enter the receptive field at any

    of the orientations used. The stimulus con-

    figuration chosen allowed us to test separately

    the effect of simulating outside the receptive

    field along the movement axis vs along the

    orientation axis.

    Stimuli were presented in blockwise random

    fashion. Usually we presented any given stimu-

    lus condition 10 times when making a given

    tuning curve. When making o~e~tatio~ tuning

    curves for a celi, each block of conditions was

    used to obtain an estimate of the orientation

    optimum by fitting a spline through the points,

    and the set of 10 blocks was used to obtain an

    estimate of the mean peak position and stan-

    dard deviation of the peak position. The statisti-

    cal significance of a shift in orientation could

    then be determined by using a standard r-test.

    For the surround tuning curves, the data were

    fit by a polynomial regression, which provided

    an estimate of the sizes and positions of the

    maxima and minima in the curves.

    RESULTS

    We first studied single cells in oat striate

    cortex for the effect of the surround stimuli on

    the responses of cells s~rnula~ with an opti-

    mally oriented bar moving within the receptive

    field center. Individual cells were only activated

    when the line was within the receptive field.

    Though the lines surrounding the receptive field

    could not by themselves activate the cell, they

    altered the response of the ceil when they were

    of a certain orientation and position, The effect

    of the surround lines on the center response

    varied from cell to ce& some cells were inhibited

    and some were facilitated by the presence of the

    surround lines. The inhibition or fa~li~tion

    was dependent on the orientation of the

    surround lines, some cells showing maximal

    response with surround lines matching the

    optimal orientation of the cell, some when the

    surround lines were o~hogonal to the cells

    optimal orientation and others for orientations

    in between. All of the

    ells

    in our sample were

    located in the superficial layers of the cats

    primary visual cortex.

    Figure 2 illustrates the diversity of orientation

    tuning seen for the lines in tbe surround

    VR

    3X11 K

    spi kes/

    Sweep

    spi kes/

    sxeep

    70 110 150 10 50

    orwntatron

    16

    o--

    100

    140 0

    40 80

    orientahon

    Fig.

    2. Comparison of center and surround tuning curves for

    three superfcial layer complex ceils. The anter tuning

    curves are reprcseutcd by the small open circles and the

    surrwnd curves by the large so&d triangles. The surround

    t~g~~~~~p~

    of a center bar at

    the optimal urierttatiun, and the level of Wng of the c&l

    without the surround is indicated by the horizontal

    dotted line. The suxwtmd tmdng curvea are generated by

    a polynomial fit, and the symbols indicate the mean value

    at each orientation. I$@op part of the figure shows a

    call with an optimal oriantation of 8odcg. The surround

    tuning curw p#lltJ at 9Ode& and is facilitatory at the

    peak, and the minimmu is roughly at the orthogonal

    orientation. The oall in the center of the figure has an

    optimal orientation of 16Odeg; the psak in the surround

    tuning is at 20 deg and the minimum around 60 deg. The ~11

    at the buttom has an optimal orientation of fOdeg and the

    surrmind tuning curw has a minim- at ~r~~~~ly the

    same OtititiQn.

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    1692

    ~ZHAIUBD. GILBERTnd TORSTEN . WIESEL

    for superficial layer cells in cat area 17. The

    response of a complex cell with optimum orien-

    tation of 80 deg is shown in the top of Fig. 2.

    The orientation tuning curve of this cell is quite

    broad, having a half bandwidth (full width at

    half height) of 60 deg. When stimulating the

    center of the receptive field with a bar of the

    optimal orientation, and changing the orien-

    tation of the surrounding bars, the response of

    the cell was most facilitated when the surround

    bars were at orientation 90 deg, 10 deg from the

    optimum. The cell was most inhibited by sur-

    round bars at 10 deg, 70 deg from the optimum.

    The facilitated response was roughly 20%

    greater than the response to the center bar alone

    (represented by the dotted line), and the most

    inhibited response was 65% reduced from the

    response to the single center bar. Other cells

    were similar in the relationship of the center and

    surround orientation tuning curves, but the

    degree of inhibition or facilitation differed.

    -100

    I

    0

    20

    40

    60 a0

    orientation

    An example of a different relationship be-

    tween the orientation tuning of the center and

    surround is shown in Fig. 2 (middle, bottom).

    The cell in the middle part of the figure was

    optimally oriented at 160 deg. The surround

    tuning curve was most inhibitory at 60-70 deg

    (80-90 deg away from the optimal orientation)

    and least inhibitory at 20 deg, 40 deg from the

    optimum. For the orientations tested, the cell in

    Fig. 2 (bottom) was strongly inhibited by a

    surround oriented within 10 deg of the optimum

    center orientation of the cell, the reduction in

    response being 40% of the center only response.

    Fig. 3. Plot of the maxima and minima of the surround

    tuning of a sample of 13 cells. The maxima (12) are

    rqrcscnted by the open circles and the minima (13) by the

    solid triangles. The abscissa shows the absolute vale of the

    orientation difference between the optimum orientation of

    the center and the peak or valley in the surround tuning

    curve. The amount of facilitation or inhibition is indicated

    on the ordinate. Most of the &ects were inhibitory. Though

    the peaks and valleys covered a range of relative orien-

    tations, the maxima tended to be found near the orientation

    prefmncc of the cell (0 deg orientation difference) and the

    minima congregated towards the orthogonal orientation.

    Other cells showed a broadly tuned surround, or

    were uniformly inhibitory at all orientations.

    We also observed, however, that the signs and

    magnitudes of the surround effects were not

    hxed for a given cell but could be influenced

    by changing the brightness or contrast of the

    surround lines.

    The relationship between the orientation pro-

    To explore other effects of the surround that

    ducing maximal excitation or inhibition in the

    may pertain to the tilt illusion, we focused on

    surround and the orientation optimum of the surround effects for surround orientations near

    center is shown for 13 cells in Fig. 3. We

    the optimum of the cell (f40 deg), since in

    included in the sample only cells for which we humans the most effective orientations for pro-

    determined orientation tuning to the surround

    ducing tilt illusions are those with an orien-

    across the full range of orientations, and which tation contrast*

    of 20-30 deg (Westheimer,

    had a statistically significant peak and/or valley 1990). Surprisingly, the effect of the surround

    in the surround tuning curve. Usually, the was not restricted to simple inhibition or facili-

    surround inhibition was not complete, and tation, in that surround lines of the appropriate

    the orientation tuning curve of the surround

    orientation could in fact change the orientation

    was broader than the orientation tuning of preference of a cell. In these experiments we

    the center bar response. The positions of the fixed the orientation of the surround and deter-

    minima and maxima of the surround tuning mined the orientation tuning to the center bar

    curves varied from cell to cell, but there was a when displayed concurrently with the surround

    tendency for the maxima to aggregate towards and with all lines moved in tandem. This was

    the optimal orientation of the cell, and for the repeated for surround lines of different orien-

    minima to aggregate towards the orthogonal tations. For the cell illustrated in Fig. 4 the

    orientation. Furthermore, surround effects

    optimum orientation without surround lines

    that were largely inhibitory were much more

    was 30deg. However, when the surround lines

    commonly seen than facilitatory surrounds. were oriented at 0 deg (30 deg away from the

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    Influence of contextual stimuli

    1693

    central Gtr angle O)

    Fig. 4. Orientation tuning curves for a superficial layer

    complex cell without surround (bold line) and with sur-

    rounds of different orientations. The peak orientation is at

    30 deg, but in the presence of a surround of 0 deg the peak

    shifts away from the surround orientation, to 40deg. In

    addition to the peak shift seen for a 0 deg surround, there

    is varying degrees of inhibition for surrounds of other

    orientations. Note also the broadening of the tuning for the

    Odcg surround condition.

    optimal orientation of the cell, which is near

    the most inhibitory surround orientations), the

    tuning curve peaked at 40 deg, representing a

    shift in the peak position of 10 deg. Note that in

    this instance the effect of the surround was

    repulsive, with the tuning curve shifting in

    a direction away from the orientation of the

    surround lines. The shift was reversible and

    repeatable, such that surround lines of any other

    orientation produced tuning curves peaking

    again at 30 deg, and each time the surround

    orientation was put at Odeg, the peak shifted

    back to 40 deg (as seen by the three curves on

    the right in Fig. 4). The effect was statistically

    significant, with

    P