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    Respiratory muscle fatigue

    Linda Barton, DVMEmergency and Critical Care, The Animal Medical Center, 510 East 62nd Street,

    New York, NY 10021, USA

    The contribution of respiratory muscle fatigue to the development of ven-

    tilatory failure has been the subject of considerable interest and has stimu-

    lated much research. Experimental studies in dogs have shown respiratory

    muscle fatigue to be a cause of ventilatory failure in both cardiogenic and

    septic shock models [1,2]. In clinical conditions resulting in acute or chronic

    hypercapnia, respiratory muscle fatigue is believed to occur; however, the

    specific role of fatigue has been difficult to prove.

    As defined by the National Heart, Lung, and Blood Institutesponsored

    Respiratory Muscle Fatigue Workshop Group, respiratory muscle fatigue isa condition in which there is a loss in the capacity for developing force and/

    or velocity of a muscle, resulting from muscle activity under load and which

    is reversible by rest [3]. Muscle fatigue is distinguished from muscle weak-

    ness as a reduction in force generation that is fixed and not reversible by

    rest, although muscle weakness may be a predisposition to muscle fatigue.

    Muscle fatigue should not be considered in dichotomous terms (present or

    absent) but rather as a continuum [4]. Fatigue is a process that begins when-

    ever a muscle is subjected to an unsustainable load and may ultimately result

    in exhaustion or task failure. Fatigue of the respiratory muscles progressingto task failure results in ventilatory failure. Hypercapnia is the hallmark of

    ventilatory failure. Ventilatory failure is characterized by hypoxia and

    hypercapnia in contrast to failure of gas exchange, which is characterized

    by hypoxia with normo- or hypocapnia. Although discussed as separate

    entities, there are interrelations between failure of gas exchange and ventila-

    tory failure. Most of the lung diseases that lead to hypoxia also increase the

    work of breathing (WOB) and therefore the energy demands of the respira-

    tory muscles. Hypoxia itself decreases the amount of energy available to the

    respiratory muscles, predisposing them to fatigue [5].

    Vet Clin Small Anim 32 (2002) 10591071

    E-mail address: [email protected] (L. Barton).

    0195-5616/02/$ - see front matter 2002, Elsevier Science (USA). All rights reserved.

    PII: S 0 1 9 5 - 5 6 1 6 ( 0 2 ) 0 0 0 3 6 - 0

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    Despite considerable research efforts, the site and mechanism of the

    decreased function produced by respiratory muscle fatigue have not been

    fully elucidated. Theoretically, fatigue may occur at any point along theextensive chain of command involved in voluntary muscle contrac-

    tion, beginning with the brain and ending with the contractile machinery

    (brain, spinal cord, nerve, neuromuscular junction, muscle cell membrane,

    transverse tubular system, calcium release, actin-myosin activation, and

    cross-bridge formation) [4]. Fatigue is generally considered in two broad

    categories: failure to generate force because of reduced central motor output

    (central fatigue) and failure to generate force because of fatigue either at the

    neuromuscular junction or within the muscle machinery (peripheral fatigue)

    [4]. Current evidence suggests that the decline in force seen during diaphrag-matic fatigue can be attributed to both central and peripheral fatigue [4,68].

    Studies in experimental animals and in healthy human volunteers and

    patients suggest that the muscle is the primary site of fatigue and that

    changes in central respiratory drive occur to protect the muscle [8,9]. Recent

    experimental studies have shown that oxygen-derived free radicals generated

    during strenuous contraction can modify respiratory muscle contractile

    function and contribute to the development of muscle fatigue [10]. When

    inspiratory muscles perform fatiguing work, the central controllers may

    reflexively reduce inspiratory time, frequency, the duty cycle (the fractionof the total respiratory cycle duration spent in inspiration), or inspiratory

    drive, a strategy that may serve to save energy and avoid exhaustion at the

    expense of hypoventilation [9]. Central fatigue may be an inescapable con-

    sequence of the imposition of fatiguing loads to breathing and may repre-

    sent an important protective mechanism that avoids the adverse effects of

    prolonged forceful contraction on the respiratory muscles [6,11].

    Physiology of respiratory muscle fatigue

    The respiratory muscles, the centers in the central nervous system con-

    trolling them, the intervening neural connections, and the structures they

    displace (the ribcage and the abdomen) form a pump, which performs the

    vital function of ventilating the lungs [12]. Each time a spontaneous breath

    is taken, the inspiratory muscles must generate a force sufficient to overcome

    the elastic and flow-resistive load imposed by the lungs and chest wall. The

    elastic load represents the work performed on the tissue of the lung and

    chest wall when a change in volume occurs. The flow-resistive load is the

    work performed to overcome airway, tissue, and viscous resistance to gasflow. The ability to take a breath is schematically represented in Figure 1

    as a balance between the load imposed on the inspiratory muscles and neu-

    romuscular competence. The load imposed on the respiratory muscles

    equals the pressure developed by the inspiratory muscles (PI). The maximum

    inspiratory pressure (PI, max) is a measure of neuromuscular competence.

    Normally, the balance is weighed heavily in favor of neuromuscular

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    competence (PI, max). It can be seen that the value of PI/PI, max is determined

    by the balance between load and competence. Increased inspiratory load ordecreased neuromuscular competence causes an increase in PI/PI, max. Ven-

    tilatory failure results when PI/PI, max reaches a critical value. Table 1 lists

    clinical conditions resulting in an increased PI/PI, max.

    In health, there are reserves in neuromuscular competence that permit

    considerable increases in inspiratory load. For spontaneous ventilation to

    continue, however, the inspiratory muscles must be capable of sustaining the

    increased load over time. The ability of the respiratory muscles to sustain an

    increased load without the appearance of fatigue is called endurance and is

    determined by the balance between energy supply and energy demand [12].Figure 2 illustrates the variables affecting respiratory muscle endurance.

    Energy supplies depend on the inspiratory muscle blood flow, the concentra-

    tions of oxygen and blood substrate concentrations, the muscles ability to

    extract and utilize energy sources, and the muscles energy stores. Energy

    demands increase proportionally with the mean tidal pressure developed

    by the inspiratory muscles (PI), which is expressed as a fraction of the max-

    imal inspiratory pressure (PI/PI, max), the minute ventilation (V0

    E), the

    inspiratory duty cycle (tI/ttot), and the mean inspiratory flow rate (VT/tI).

    Energy demands are inversely related to the efficiency of the muscles[5,9,12]. Under normal conditions, energy supplies are adequate to meet

    demands and a large recruitable reserve exists. Fatigue develops when the

    mean rate of energy demands exceeds the mean rate of energy.

    It can be seen that the value of PI/PI, max is determined by the balance

    between inspiratory muscle load and neuromuscular competence. PI/PI, maxis also one of the determinants of respiratory muscle energy demands;

    Fig. 1. The ability to take a spontaneous breath is determined by the balance between the load

    imposed on the respiratory muscles (PI) and the neuromuscular competence of the ventilatory

    pump (PI/PI, max).

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    therefore, the two balances (between load and competence and energy sup-

    ply and demand) are linked. In rat studies, PI/PI, max has been directly

    related to diaphragm endurance time. Roussos et al [13] demonstrated that

    the critical value of PI/PI, max that could be generated indefinitely at func-tional residual capacity was around 0.06. Greater values of PI/PI, max were

    inversely related to the endurance time in a curvilinear fashion.

    Factors predisposing to respiratory muscle fatigue

    From the previous discussion, it can be seen that fatigue of respiratory

    muscles can occur when there is an unfavorable balance between the factors

    affecting energy supply, energy demand, and neuromuscular competence.

    Energy supply

    Important factors affecting the supply of energy to the respiratory

    muscles are the, oxygen concentration of the blood, cardiac output, and

    blood substrate concentration (ie, glucose, free fatty acids). Arterial oxygen

    concentration is decreased with anemia, decreased hemoglobin oxygen

    Table 1

    Clinical conditions causing an increase in PI/PI, max

    Increased load (PI) Decreased neuromuscular competence (PI, max)Increased restrictive load Decreased central drive

    Bronchospasm Drug overdose

    Airway edema/increased secretions Brain stem lesion

    Upper airway obstruction Hypothyroidism

    Ventilatory circuit resistance

    (ventilated patients)

    Malnutrition

    Metabolic alkalosis

    Endotracheal tube kinking

    (ventilated patients)

    Increased lung elastic load Muscle weakness

    Hyperinflation

    (autopositive end-expiratory pressure)

    Electrolyte derangement

    Malnutrition

    Alveolar edema Myopathy

    Infection Hyperinflation

    Atelectasis Corticosteroids

    Interstitial inflammation/edema Disuse atrophy

    Lung tumor Sepsis

    Increased chest wall elastic load Impaired nerve/neuromuscular transmission

    Pleural effusion Phrenic nerve injury

    Pneumothorax Spinal cord lesion

    Flail chest Neuromuscular blockers

    Tumor Myasthenia gravis

    Obesity Aminoglycosides

    Ascites Botulism

    Abdominal distention

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    binding capacity, and hypoxemia. In addition to adequate oxygen delivery,

    the muscle must be able to extract and utilize energy from the blood. In sep-

    sis, increases in respiratory muscle oxygen consumption out of proportion to

    load suggest that the processes of oxygenation and phosphorylation are

    uncoupled [12,14]. Blood flow to muscles may be decreased in low cardiac

    output states. In experimental models of cardiogenic and septic shock, it has

    been shown that blood flow to the inspiratory muscles remained high, rep-

    resenting a substantial percentage of cardiac output. The amount of bloodflow was insufficient, however, and led to fatigue of the respiratory muscles

    and inability to maintain alveolar ventilation [1,2,12]. Blood flow to muscles

    can also be decreased during strenuous inspiratory efforts. Forceful muscle

    contractions cause compression of intramuscular vessels, limiting nutrient

    blood flow. Because unimpeded flow blood occurs only during expiration,

    increases in the duty cycle also decrease blood flow to the muscles. In severe

    Fig. 2. Respiratory muscles ultimately fatigue if the energy demands exceed the energy supplied

    to the muscles. PI/PI, max inspiratory pressure/maximum inspiratory pressure; _VVE minute

    ventilation; tI/ttotduty cycle (fraction of inspiration to total breathing cycle duration);

    VT/tI

    mean inspiratory flow (tidal volume/inspiratory time).

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    asthma, inspiratory muscles may continue to contract during expiration,

    further limiting blood flow and increasing the vulnerability of the respiratory

    muscles to fatigue [9]. Malnutrition and catabolic states can cause depletionof glycogen and other energy stores, predisposing to muscle fatigue.

    Energy demands

    The clinical conditions causing increased inspiratory load are listed in

    Table 1. Intrinsic positive end-expiratory pressure (PEEPi) refers to positive

    pressure in the alveoli at the end of expiration. PEEPi develops from airflow

    obstruction or decreased elastic recoil of the lung and has been detected in

    patients with chronic obstructive pulmonary disease (COPD), cardiogenic

    pulmonary edema, chest trauma, and pneumonia [12]. PEEPi increases the

    lung elastic load, because the inspiratory muscles have to develop a pressure

    equal to the level of PEEPi before airflow can begin.

    Energy demands increase proportionally with increases in minute ventila-

    tion. For PaCO2 to remain at its normal value, minute ventilation must

    increase whenever there is an increase in carbon dioxide production or an

    increase in dead space ventilation. Carbon dioxide production may increase

    as a result of the following:

    1. Fever or sepsis: carbon dioxide production increases during hyperther-mia by approximately 9% to 14% for each degree Centigrade rise in tem-

    perature.

    2. Shivering: an increase in either physiologic or pathologic (ie, seizures)

    muscle tone increases the metabolism of the muscles and thus carbon

    dioxide production.

    3. Agitation: carbon dioxide production is increased secondary to in-

    creased muscle activity.

    4. Severe burns or trauma: being catabolic states, these conditions elevate

    carbon dioxide production.5. Hyperalimentation: intravenous hyperalimentation in excess of caloric

    requirement increases carbon dioxide production [12,15].

    It has previously been suggested that diets high in carbohydrates were

    harmful to patients with ventilatory compromise. To elucidate the relative

    importance of excess carbohydrates versus excess total calories in carbon

    dioxide production, Talpers et al [16] compared three isocaloric regimens

    containing 40%, 60%, and 75% carbohydrates and found no difference in the

    amount of carbon dioxide produced. In contrast, when carbohydrates wereheld constant but total calories were increased, carbon dioxide production

    increased from 181 mL/min1 when calories were equivalent to the calcu-

    lated resting energy requirement (REE) to 211 mL/min1 at 1.5 REE and

    244 mL/min1 at 2.0 REE [12].

    Physiologic dead space is increased in virtually all the diverse processes

    that affect the lung parenchyma and the distribution of airflow. Alveolar dead

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    space increases if lung perfusion is reduced. Decreased perfusion is seen sec-

    ondary to pulmonary embolism and hypovolemia. During positive-pressure

    ventilation, there is alveolar wall distention and compression of the capilla-ries of the well-ventilated alveoli, causing increased dead space [12].

    Efficiency is defined as the ratio of mechanical work to the oxygen cost of

    breathing. Therefore, energy demands increase when muscle efficiency is

    decreased. Hyperinflation reduces the efficiency of the respiratory muscles

    [5,9,12]. As lung volume increases, shortening of the inspiratory muscles and

    alterations in their geometry require greater excitation and energy consump-

    tion to perform a given amount of work. Like other skeletal muscles, respi-

    ratory muscles obey the length-tension relation. At any given level of

    activation, changes in muscle fiber length alter active and passive tension,modifying actin-myosin interaction. At a specific fiber length (Lo), active

    tension is maximal, whereas it declines below and above the Lo [12,17].

    Respiratory muscle length depends largely on lung volume and, to a lesser

    extent, on thoracoabdominal configuration. Animal experiments have shown

    that the Lo for inspiratory muscles (diaphragm and intercostals) is near

    residual volume [12]. Respiratory muscle efficiency is also reduced when

    the inspiratory load is increased [5].

    Decreased neuromuscular competence

    Decreased respiratory drive or altered neural transmission may cause a

    decrease in PI, max. The most common cause of decreased competence in crit-

    ically ill patients is muscle weakness. Mechanically ventilated patients may

    develop muscle weakness secondary to disuse atrophy. Electrolyte imbalances

    (hypocalcemia, hypokalemia, hypophosphatemia, and both hypo- and hyper-

    magnesemia) can adversely affect muscle strength. Molloy et al [17] reported

    an improvement in all measured parameters of respiratory muscle power

    when 17 hypomagnesemic patients were treated intravenously with magne-

    sium. Administration of corticosteroids has been shown to cause respiratory

    muscle weakness. Decramer et al [19] reported a significant relation between

    maximal inspiratory pressure measured 10 days after admission and the aver-

    age daily dose of corticosteroid during the previous 6 months in patients with

    an exacerbation of COPD and asthma. Patients with no underlying pulmo-

    nary disease developed reversible inspiratory muscle weakness as a result of

    high-dose steroids administered over several weeks [20]. Fluorinated steroids,

    such as triamcinolone and dexamethasone, lead to more marked myopathy

    than nonfluorinated steroids, such as hydrocortisone, prednisone, and corti-

    sone acetate [15]. Muscle strength is also affected by malnutrition.

    Detection of respiratory muscle fatigue

    The diagnosis of fatigue requires demonstration of a decrease in force

    generation. Such measurements can be made in experimental settings but

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    have proven more difficult in patient populations. In the clinical setting, it is

    difficult to control other variables (eg, changes in lung volume, changes in

    chest wall geometry, patient cooperation) that may affect the result[4,5,17]. Bedside measurement is also difficult because of lack of baseline

    measurement before fatigue.

    Analysis of the electromyographic (EMG) power spectrum has been used

    to detect inspiratory muscle fatigue. It has been shown that during fatigue,

    the power of the low-frequency components of the EMG power spectrum

    increases, whereas the power of the high-frequency components decreases.

    The shift in the power spectrum occurs before the loss of force generation,

    making it a useful test to monitor for the development of fatigue. Use of this

    analysis is limited, however, because measurement of the power spectrum at asingle point in time is inadequate to detect fatigue; the power shift must be

    observed as the muscle passes from the rested to the fatigued state. The tech-

    nique has been used to detect the development of fatigue during weaning

    from mechanical ventilation [4,5,17,18,21]. Recently, some doubt has been

    cast on the validity of this technique. The measurement of electric activity

    of the inspiratory muscles can be influenced by changes in the spatial relations

    between the recording electrodes and the muscle. Secondly, the cellular mech-

    anisms responsible for the shifts in the power spectrum are unknown [17].

    The rate of relaxation of the diaphragm has been used to detect musclefatigue. An early physiologic event in the progress of a fatiguing contraction

    is the slowing of the muscle relaxation rate. Maximum relaxation rate

    (MRR) also requires serial measurements for detection of fatigue. The wide

    range of normal values for MRR makes it difficult to obtain useful informa-

    tion from a single measurement [4]. Goldstone et al [22] measured MRR in a

    group of intubated patients before and during weaning. Serial measure-

    ments of MRR remained unchanged in patients who weaned successfully

    and slowed in patients failing to wean.

    A sequence of changes in breathing pattern suggestive of respiratorymuscle fatigue has been described. First, there is an early stage of rapid shal-

    low breathing. There is then an inward displacement of the abdomen accom-

    panied by a decrease in abdominal pressure during inspiration (abdominal

    paradox) and uncoordinated chest wall movements characterized by altera-

    tion between predominantly abdominal and ribcage displacements during

    inspiration (respiratory alternans). These changes are generally seen before

    increases in carbon dioxide. Subjects become bradycardic as ventilatory fail-

    ure develops [9,13,21]. Cohen et al [21] compared changes in the EMG

    power spectrum to observed physical examination parameters in 12 patientswho experienced difficulty during weaning. Seven patients developed

    changes in the EMG power spectrum indicative of fatigue. Physical exami-

    nation changes were noted in these patients, including increased respiratory

    rate (6/7), abdominal paradox (6/7), and respiratory alternans (4/7). In all

    instances, the shift in the EMG power spectrum was seen in advance of the

    changes in respiratory pattern. Changes in the respiratory pattern were not

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    unloaded, partially loaded, or fully loaded [25]. During controlled ventila-

    tion, no inspiratory effort is made by the patient; the ventilator provides all

    the necessary work. Controlled ventilation causes respiratory muscles to beunloaded, predisposing to atrophy. Muscles that are used most often, such

    as the inspiratory muscles, atrophy the fastest [4]. In contrast, increased

    muscle loading leading to muscle fatigue can occur from insufficient ventila-

    tory support. Increased WOB may occur with ventilatory modes tradition-

    ally thought to provide respiratory muscle rest, such as assist-control (AC)

    and synchronized intermittent mandatory ventilation (SIMV) [3,25,27,29].

    Studies have shown that substantial patient work is performed during SIMV

    and AC [3,29]. In one study, patient work was 33% to 50% of the work

    required to passively inflate the chest and, on average, accounted for 63%of the total work during spontaneous breathing [29]. With either fatigue

    or atrophy, the respiratory muscles are weak and incapable of generat-

    ing sufficient force to maintain alveolar ventilation and allow weaning [26].

    Civetta [30] has suggested the term nosocomial respiratory failure or iatro-

    genic ventilator dependency to describe the inappropriate prolongation of

    ventilatory support caused by either respiratory muscle atrophy or fatigue.

    Newer modes of ventilation, such as pressure support, allow partial loading

    of respiratory muscles to prevent nosocomial respiratory failure. Brochard

    et al [26] reported that EMG power spectrum changes consistent with dia-phragmatic fatigue in patients failing to wean could be reversed with the

    addition of 15 cm H2O of pressure support.

    With the recent availability of bedside monitoring of WOB, there is grow-

    ing interest in the estimation of WOB in the management of mechanically

    ventilated patients, especially during weaning. It is recommended that ven-

    tilatory support be titrated to maintain normal physiologic work [25,26,28].

    Ventilatory therapy guided by WOB estimates has been advocated to

    prevent muscle fatigue and allow for more rapid weaning, resulting in a

    reduction in length of stay in the intensive care unit and hospital costs[25,26]. WOB measurements have been used to guide weaning [11,31]. In

    each of these studies, WOB was measured if patients failed a 20-minute

    spontaneous breathing trial. If the physiologic WOB was not excessive, the

    patient was extubated despite tachypnea. In the study by Kirton et al [11], 20

    of 21 patients were successfully weaned. In the study by DeHaven et al [31],

    97 of 105 patients were successfully weaned. A weaning protocol based on

    WOB estimation was shown to result in more aggressive weaning [32]. On

    average, patients were weaned 1.68 days faster on the WOB protocol than

    patients weaned on a conventional protocol.

    Treatment

    Energy supply, energy demand, and neuromuscular competence are

    closely linked, and imbalances in these parameters can lead to respiratory

    muscle fatigue. Therefore, it is rational to direct therapeutic efforts toward

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    increasing energy supply to the respiratory muscles, minimizing energy

    demands, and maximizing neuromuscular competence by improving con-

    tractility and optimizing respiratory drive.

    Increasing energy supply

    Energy supply to the respiratory muscles can be increased by improving

    cardiac output. Decreases in hemoglobin concentration or PaO2 cause a

    reduction in the oxygen content of arterial blood and therefore decreased

    oxygen delivery. Anemia or hypoxia should be identified and corrected to

    improve oxygen delivery to the respiratory muscles.

    Minimizing energy demand

    Therapy directed at reducing airway resistance by bronchodilation or

    increasing pulmonary compliance by treating pulmonary edema reduces the

    load and the energy demands of the inspiratory muscles.

    Respiratory muscle energy demands can be substantially decreased by

    mechanical ventilation. Controlled ventilation to provide total rest is advo-

    cated for fatigued muscles. A 24-hour period of complete rest has been

    advocated as a reasonable time to allow muscle recovery from fatigue[25]. Mechanical ventilation is also recommended in circumstances where

    cardiac output is inadequate. In conditions like cardiogenic shock, when

    total body oxygen delivery is reduced, delivery of blood to the working res-

    piratory muscles may steal oxygen from other tissues, predisposing them

    to dysfunction [5,9,12,33]. Viires et al [33] have demonstrated this stealing

    effect in experimental models of cardiogenic shock. They have shown that

    the respiratory muscles of spontaneously breathing dogs with a low cardiac

    output produced by pericardial tamponade received more than 20% of the

    cardiac output compared with 3% when the animals were paralyzed andventilated. The large fraction of the cardiac output taken up by the respira-

    tory muscles in the spontaneously breathing animals resulted in reduced

    blood flow to the brain, liver, and other skeletal muscles compared with the

    mechanically ventilated animals with a similar reduction in cardiac output.

    Maximizing neuromuscular competence

    Muscle strength is an important component of neuromuscular com-

    petence. Treatable or avoidable causes of muscle weakness, including hy-percapnia, acidosis, hypocalcemia, hypokalemia, hypomagnesemia, and

    hypophosphatemia, should not be ignored. Inadequate nutrition adversely

    affects muscle strength. The strength of the ventilatory pump can be im-

    proved with nutritional repletion.

    Attention has been given to the use of pharmacologic agents to improve

    the contractility and endurance of the respiratory muscles. A number of

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    drugs, including xanthines, glycosides, catecholamines, and phosphodiester-

    ase inhibitors, have been investigated [4,5,9,34]. Theophylline has been

    shown to have a positive inotropic effect on respiratory muscles at therapeu-tic doses. The effects of theophylline seem to be greater on fatigued muscle

    than on rested muscle. The mechanism of action is not clear, but it is thought

    to facilitate the influx of calcium through the slow channels and by activation

    of a calcium-induced calcium release from the sarcoplasmic reticulum [4].

    Specific training of the respiratory muscles has been shown to enhance

    strength and endurance in human patients with chronically increased

    inspiratory loads; however, this requires a level of patient cooperation not

    available with veterinary patients.

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