18
CLINICAL THERAPEUTICSVVOL. 20, NO. 1, 1998 Oropharyngeal Candidiasis: A Review of Its Clinical Spectrum and Current Therapies Joel B. Epstein, MSD, DMD,’ and Bruce Polsky, MD2 ‘Department of Dentistry, Vancouver Hospital & Health Sciences Centen the British Columbia Cancer Agency, University of British Columbia, Vancouvel; British Columbia, and University of Washington, Seattle, Washington, and 2The Infectious Disease Service, Memorial Sloan-Kettering Cancer Center and Cornell University Medical College, New York, New York ABSTRACT With the increased use of antibiotics and immunosuppressive agents, oropharyngeal candidiasis is becoming more common. This infection is also associated with such advances in medical management as chemotherapy and organ transplantation and with human immunodeficiency virus infection. Various topical and systemic agents are available to treat patients with candidiasis, but optimal management can be elusive. Treatment of uncomplicated oropharyngeal candidiasis in the immuno- competent patient involves selecting a par- ticular formulation of a topical medication based on oral conditions, length of contact time, and taste, texture, and cost of the medication. Treatment of severe oropha- ryngeal candidiasis, particularly in patients with a compromised immune system, is often more difficult, and relapses are com- mon. Reports of resistance to systemic agents, particularly in patients needing re- current therapy, are increasing. Ampho- tericin B, long used as an intravenous agent, is now available as an oral suspen- sion that may offer therapeutic benefits comparable to those of systemic therapy without the toxicity associated with sys- temic absorption. Key wonEs: amphotericin B oral suspension, oropharyngeal candidi- asis, Candida albicans, oral mucosa. INTRODUCTION Candida, a yeastlike fungus, is commonly part of the normal flora of the skin, mouth, intestinal tract, and vagina and is present in the oral cavity in 40% to 60% of the population. 1,2 Candida albicans is the most commonly isolated species1*2 and is the species most likely to cause disease in humans3 Other Candida species include Candida tropicalis (prevalent in immuno- suppressed patients), Candida krusei, Candida guilliermondii, and Candida parapsilosis (of limited pathogenicity but particularly associated with infection of indwelling vascular access devices). 40 0149-2918/98/$19.00

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  • CLINICAL THERAPEUTICSVVOL. 20, NO. 1, 1998

    Oropharyngeal Candidiasis: A Review of Its Clinical Spectrum and Current Therapies

    Joel B. Epstein, MSD, DMD, and Bruce Polsky, MD2 Department of Dentistry, Vancouver Hospital & Health Sciences Centen the British Columbia Cancer Agency, University of British Columbia, Vancouvel; British Columbia, and University of Washington, Seattle, Washington, and 2The Infectious Disease Service, Memorial Sloan-Kettering Cancer Center and Cornell University Medical College, New York, New York

    ABSTRACT

    With the increased use of antibiotics and immunosuppressive agents, oropharyngeal candidiasis is becoming more common. This infection is also associated with such advances in medical management as chemotherapy and organ transplantation and with human immunodeficiency virus infection. Various topical and systemic agents are available to treat patients with candidiasis, but optimal management can be elusive. Treatment of uncomplicated oropharyngeal candidiasis in the immuno- competent patient involves selecting a par- ticular formulation of a topical medication based on oral conditions, length of contact time, and taste, texture, and cost of the medication. Treatment of severe oropha- ryngeal candidiasis, particularly in patients with a compromised immune system, is often more difficult, and relapses are com- mon. Reports of resistance to systemic agents, particularly in patients needing re- current therapy, are increasing. Ampho-

    tericin B, long used as an intravenous agent, is now available as an oral suspen- sion that may offer therapeutic benefits comparable to those of systemic therapy without the toxicity associated with sys- temic absorption. Key wonEs: amphotericin B oral suspension, oropharyngeal candidi- asis, Candida albicans, oral mucosa.

    INTRODUCTION

    Candida, a yeastlike fungus, is commonly part of the normal flora of the skin, mouth, intestinal tract, and vagina and is present in the oral cavity in 40% to 60% of the population. 1,2 Candida albicans is the most commonly isolated species1*2 and is the species most likely to cause disease in humans3 Other Candida species include Candida tropicalis (prevalent in immuno- suppressed patients), Candida krusei, Candida guilliermondii, and Candida parapsilosis (of limited pathogenicity but particularly associated with infection of indwelling vascular access devices).

    40 0149-2918/98/$19.00

  • J.B. EPSTHN AND B. POLSKY

    Both superficial and invasive candidia- sis are occurring more frequently because of increased use of antibiotics and im- munosuppressive agents and such ad- vances in medical management as chemotherapy, organ transplantation, par- enteral nutrition, and invasive surgical procedures.4 In addition, candidiasis of the oropharynx and esophagus is associ- ated with human immunodeficiency virus (HIV) infection and is a clinical predictor of disease progression in HIV-infected pa- tients, with acquired immunodeficiency syndrome (AIDS) developing as early as 1 to 3 years after the appearance of oropharyngeal candidiasis.5s6

    Despite the various topical and sys- temic agents available to treat patients with oropharyngeal and systemic candidi- asis, optimal management can be elusive in some instances. Topical therapy (eg, nystatin, miconazole, clotrimazole, am- photericin B) generally is effective in pa- tients with uncomplicated mucocutaneous candidiasis; however, the optimal treat- ment for immunocompromised patients and patients with chronic or recurrent in-

    fection remains to be elucidated. Budtz- Jorgensen4 has given a general overview of the etiology, pathogenesis, and treat- ment of candidiasis.

    The present review considers local and systemic risk factors for oropharyngeal candidiasis, reviews the clinical manifes- tations and diagnosis of infection, and dis- cusses current approaches to management.

    RISK FACTORS

    Both local and systemic risk factors can increase an individuals susceptibility to candidiasis, as may characteristics of the organism itself. Host factors include age (ie, neonates, advanced age), diabetes, wearing of dentures, use of broad-spec- trum antibiotics or steroids, impaired salivary gland function, disruption of oral mucosa, dietary factors (eg, high-carbo- hydrate diet, iron-deficiency anemia4), cancer, cancer therapy, and HIV infec- tion (Table I). Certain patient popula- tions with severe underlying illness may have multiple factors that predispose them to candidiasis.

    Table I. Risk factors for development of oropharyngeal candidiasis.

    Local factors Xerostomia (eg, because of radiotherapy, chemotherapy, Sjogrens syndrome) Use of broad-spectrum antibiotics or steroids High-carbohydrate diet Leukoplakia, oral cancer Dentures (eg, poor fit, trauma, uncleanliness) Cigarette use

    Systemic factors Neonate, advanced age Diabetes Nutritional deficiencies (eg, iron, folate, or vitamin B,, deficiency) Malignancies (eg, leukemia, agranulocytosis) Immunosuppression (eg, acquired immunodeficiency syndrome, steroid use)

    Adapted with permission from Budtz-JBrgensen.4

    41

  • CLINICAL THERAPEUTICS

    Pathogen factors that have been impli- cated in the development of oropharyngeal candidal infections include cell-wall com- ponents that enhance adhesion to epithelial cells, hydrophobic@ of the organism, germ tube formation, presence of mycelia, abil- ity to persist within epithelial cells, pro- duction of endotoxins, induction of tumor necrosis factor, production of acid pro- teinase, and phenotypic switching.7

    Neonates

    Neonates are susceptible to oropharyn- geal candidiasis because of their immature immune system.2 Infection usually is ac- quired during birth to a mother with vagi- nal candidiasis and becomes obvious within the first week. Exposure to C albi- cans from infected bottle nipples or the skin of nurses or the mother may also lead to oropharyngeal candidiasis.2 Such infec- tion usually is benign and generally can be treated effectively with topical agents.*

    Diabetes

    Diabetic patients are at increased risk for oropharyngeal candidiasis.2 Although the mechanism has not been fully eluci- dated, higher-than-normal numbers of C albicans have been cultured from the saliva of patients with diabetes.5*7 Elevated glucose levels and a reduced chemotactic factor in saliva, altered neutrophil func- tion, and reduced saliva volume may play a role in the pathogenesis of candidiasis.2

    Wearing of Dentures

    Oropharyngeal candidiasis afflicts as many as 65% of older patients wearing full upper dentures.3 Denture wearers sus- ceptibility to oropharyngeal candidiasis

    may be due to enhanced adherence of Cundidu species to acrylic, reduced saliva flow under the surfaces of denture fittings, improperly fitted dentures, or poor oral hygiene.v2

    Broad-Spectrum Antibiotic and Steroid Use

    Broad-spectrum antibiotics that alter the oral flora may create a favorable en- vironment for the proliferation of Cun- didu species.9 A study by Burton et allo found that antibiotic therapy, especially with steroid use, may lead to fungal over- growth. Other studies have shown that chronic use of steroid inhalers also in- creases the risk of oropharyngeal candidi- asis, possibly by suppressing cellular im- munity and inhibiting phagocytosis.2 Local mucosal immunity and oral flora return to the pretreatment state once ther- apy is discontinued.

    Impaired Salivary Gland Function

    Patients with impaired salivary gland function are susceptible to Candida infec- tions of the oral cavity.s7 Low secretion rate and low pH in saliva may contribute to the development of candidiasis.12 Saliva protects against candidiasis in sev- eral ways. Its secretion causes a dilutional effect and its movement clears organisms from mucosal surfaces. Antimicrobial pro- teins in the saliva, including lactoferrin, sialoperoxidase, lysozyme, histidine-rich polypeptides, and specific anticandida an- tibodies, interact with the oral mucosa and prevent overgrowth of Cundidu. A study by Nikawa et all3 found that lactoferrin, a nonspecific defense factor in saliva and mucosal secretions, appears to have fun- gicidal activity against Cundidu species.

    42

  • J.B. EPSTEIN AND B. POLSKY

    Drugs that cause xerostomia can pre- dispose patients to oropharyngeal candi- diasis. Patients with head and neck cancer and those who have received radiation to the head and neck can have disturbances of major or minor salivary glands.7 Bone marrow transplant recipients and patients receiving chemotherapy can also experi- ence salivary gland dysfunction.7

    Disruption of the Oral Mucosa

    Disruption of the oral mucosa can in- crease a persons risk for oropharyngeal candidiasis. 1*7 The oral epithelium pro- tects against Cundida infections by main- taining a physical barrier that prevents in- vasion of microorganisms, and epithelial turnover helps clear organisms from the mouth. Patients receiving chemotherapy for acute leukemia have an altered rate of mucosal regeneration, making them more vulnerable to infection.7 Patients with mu- cositis, especially those with a compro- mised immune system, are at high risk for candidiasis.14

    Cancer and Cancer Therapy

    Patients who have cancer are particu- larly at risk for developing oropharyn- geal candidiasis.3~6*15-21 Advances in the use of radiotherapy and chemotherapy have also been associated with an increase in opportunistic fungal infections.15 Bergmann noted that transient xerosto- mia caused by chemotherapy may induce acute oropharyngeal infections, although transmission of potentially pathogenic mi- crooraanisms occurs mainly after antibi-

    due to esophagitis, fever) and carries a considerable risk of mortality. 19,20,23 One study found that in addition to the risk of mortality, oropharyngeal candidiasis is as- sociated with long-lasting fever and de- creased bone marrow function in patients with leukemia.23

    Oropharyngeal candidiasis is reported in up to one third of leukemic pa- tients.1T3*4*9J9*20 The intensive radiation and chemotherapy used to treat these cancer patients can disrupt the oral mucosa and change the bacterial milieu of the mouth to favor the overgrowth of C albicans.22 Frequent treatment with broad-spectrum antibiotics in neutropenic patients also al- ters the normal oral flora and predisposes patients to oropharyngeal candidiasis.15

    Candidu infections, although generally superficial, can become invasive or sys- temic in these patients and may result in mortality.17~19 It has been reported that sys- temic candidiasis develops more fre- quently in leukemic patients who have oropharyngeal candidiasis than in those patients who do not and is most frequently associated with prolonged neutropenia as the principal immune defect.17yN Cundida is present in approximately 90% of pa- tients with acute leukemia who arc under- going chemotherapy>4 In radiotherapy, the presence of clinical oropharyngeal candi- diasis may complicate oral mucositis; in these patients, risk factors include xero- stomia, the presence of oral prostheses, and continuing tobacco and alcohol use during treatment.21

    HIV Infection and AIDS

    otic treatment. Candidiasis in patients with Patients with depletion of CD4+ lym- leukemia and those undergoing bone mar- phocytes due to HIV infection are at high row transplantation causes morbidity (eg, risk for oropharyngeal candidiasis,25 altered taste, oral sensitivity, dysphagia which is so common in HIV-infected pa-

    43

  • tients that it is included in several stag- ing classifications for AIDSz6 Oropha- ryngeal candidiasis is the most prevalent opportunistic oral infection in this group, occurring in as many as 95% of pa- tients.5*6*18*2628 It is also a predictor of disease progression in HIV-infected pa- tients, with AIDS developing as early as 1 to 3 years after oropharyngeal candidi- asis occurs.5*6 In patients in whom can- didiasis has been controlled with ther- apy, progression or recurrence of the candidiasis is commonly seen in ad- vanced HIV disease.

    The clinical manifestations of oropha- ryngeal candidiasis in AIDS patients may vary over time and typically include the pseudomembranous and erythematous forms and angular cheilitis.5,28 Pollock et al29 hypothesized that once HIV infection is established, an alteration in salivary gland function may trigger defective an- tifungal activity. The pain and loss of taste that often accompany this infection can lead to poor appetite, weight loss, and inanition.18 Because oropharyngeal can- didiasis can extend into the esophagus, causing gastrointestinal bleeding and se- rious systemic infection,18 treatment must not only eradicate oropharyngeal Can- dida but also prevent its extension into the esophagus.30

    Even aggressive treatment frequently is unsatisfactory, and further studies are needed in HIV-infected patients.27 The in-

    CLINICAL THERAPEUTICS

    adequacy of therapy may be reflected in a lack of host response to help combat the infection, frequent relapses, persistent in- fection requiring prolonged therapy, anti- fungal drug resistance, and adverse drug effects.6 Accurate diagnosis and treatment are needed to prevent complications and maintain patients quality of life.3

    CLINICAL PRESENTATION

    Oropharyngeal candidiasis can be classi- fied clinically in several ways (Table II).3,32,33 Terminology including the de- scriptors acute and chronic should be avoided because, particularly in individu- als with chronic immunosuppression, oropharyngeal manifestations can persist for extended periods regardless of the clin- ical findings. Symptoms that may be as- sociated with the infection include burn- ing, sensitivity, altered taste, and change in the sense of smell. If involvement ex- tends to the oropharynx, dysphagia and odynophagia may occur.

    The classic form of candidiasis is the pseudomembranous form (thrush), which is characterized by soft, yellowish-white plaques on the oral mucosa that can be re- moved with vigorous rubbing and may leave red or bleeding sites after re- mova1.3*32 Those at risk for this form of oropharyngeal candidiasis include neo- nates, the debilitated elderly, patients with cancer or undergoing therapy for cancer,

    Table II. Classification of oropharyngeal candidiasis.

    Pseudomembranous (thrush) Brythematous Denture stomatitis (atrophic) Angular cheilitis Leukoplakia due to hyperplastic candidiasis

    44

  • J.B. EPSTEIN AND B. POLSKY

    and HIV-infected individuals. Antibiotic therapy, dry mouth, use of steroid inhalers, and smoking are also risk factors.%

    Another form of orophatyngeal candidi- asis is the erythematous type, which fre- quently develops in patients taking antibi- otics or using steroid inhalers and in patients with HIV33 The dorsal aspect of the tongue and the palate are generally involved, and the patient presents with red mucosa with loss of papillae on the tongue and patchy red changes in the palate, although any por- tion of the oral mucosa can be affected.% This type of candidiasis is characterized by sensitive and painful erythematous mucosa with few, if any, white plaques.9

    In denture stomatitis, or denture sore mouth (atrophic candidiasis), the palatal mucosa in contact with the dentures be- comes affected and is chronically erythe- matous and edematous, and a hyperplas- tic response may be seen, although patients generally experience no symp- toms.3 Treatment includes correction of denture faults, careful cleaning of den- tures, and antifungal therapy.35

    Angular cheilitis, an inflammatory re- action at one or both corners of the mouth, is characterized by painful red fissures. C albicans is a common pathogen, and in- fection is frequently accompanied by Staphylococcus aureus infection.3 Den- ture wearers and patients with HIV are predisposed to this type of presentation. Although denture stomatitis and angular cheilitis usually do not indicate serious disease, severe infections may occur in immunocompromised individuals.4

    Leukoplakia due to hyperplastic candi- diasis may represent a precancerous condi- tion that presents as bilateral, elevated, white mucosal lesions on the buccal mu- cosa, tongue, lips, and bottom of the mouth.3,31 Candida species are frequently

    cultured from the mouth of patients with common and speckled oral leukoplakia, al- though they may not be the cause of the le- sions. The presence of these organisms may be superficial, and they are thought to be secondary invaders in the epithelial portion of the lesions.3 Clinical signs and symp- toms range from painless plaquelike white patches to nodular erythroplakic lesions that cause the patient discomfort. Smoking appears to be the main risk factor for de- velopment of hyperplastic candidiasis.

    Systemic Infection

    Systemic Candidu infection is usually caused by C albicans and less frequently by C krusei and C tropicalis in immuno- suppressed patients. Patients with neu- tropenia due to leukemia or from treat- ment of their malignancy, those with indwelling intravascular lines, and those receiving antibiotics or parenteral nutri- tion are at risk for Candida septicemia. Candida endocarditis is related to in- travascular trauma (eg, cardiac catheteri- zation, surgery) and is more common on prosthetic valves. Candidiasis involving the esophagus, trachea, bronchi, or lungs is an AIDS-defining condition.30

    All forms of systemic disease are seri- ous, progressive, and potentially dead- ly. Amphotericin B administered intra- venously is the treatment of choice, although ketoconazole or fluconazole is preferred for chronic mucocutaneous candidiasis.36

    DIAGNOSIS

    Candidiasis may be diagnosed by exam- ining smears from the lesions using Grams stain or a potassium hydroxide preparation. A culture from the skin,

    45

  • CLINICAL THERAPEUTICS

    mouth, vagina, urine, sputum, or stool is obtained if identification of the species or strain is desired.5*37 However, it must be remembered that oropharyngeal candidia- sis cannot be diagnosed solely by detec- tion of the presence of Candida species because the organism is a common com- mensal in the human flora.4 Studies have shown that high colony counts of Can- dida species from saliva collections cor- relate with the presence of clinical infec- tion.38 To confirm the diagnosis, a characteristic clinical lesion, exclusion of other causes, and, occasionally, histologic evidence are necessary. Frequently the di- agnosis is confirmed by response to anti- fungal therapy.

    TREATMENT

    Susceptibility Testing: Ident@cation of Resistbt Strains

    Susceptibility testing of fungi in gen- eral is not as standardized as that of bac- teria, but it is evolving. The National Committee for Clinical Laboratory Stan- dards is developing guidelines for anti- fungal susceptibility testing.39 Barchiesi et a140 note that the current applicability of in vitro antifungal susceptibility tests is limited by inadequate standardization and insufficient correlation of in vitro test re- sults with clinical outcome. The absence of standard guidelines may also be related to the limited indications for performing susceptibility testing, the small number of antifungal agents available, and technical difficulties associated with the testing of yeasts.41-3 Antifungal susceptibility stud- ies may help clarify which strains are likely to develop resistance during long- term therapy.44

    Approach to Management

    Topical therapies should be the first choice for local and regional infection. In the authors opinion, when systemic ther- apy is deemed necessary, topical medica- tions should be continued in suspected oropharyngeal infections, because this may allow a lower dose or shorter duration of systemic therapy. Because few medications remain in contact with oral tissue for pro- longed periods, frequent applications of topical therapies are necessary.

    The medication chosen should reflect the conditions in the oral cavity and take cost into consideration. Such factors as taste and texture and whether sucrose or alcohol is a component of the medication should be considered when selecting a medication and formulation. Many of the oral products include high concentrations of sucrose and thus have a high cariogenic potential, which is particularly important in dentate patients with dry mouth. In pa- tients with dry mouth, tablets given to dis- solve in the mouth may be poorly soluble and present a rough surface to the oral soft tissue that could become irritating; oral suspensions may be a good choice for such patients. Cream forms of appro- priate medications may be readily applied to the tissue surface of dentures, but their taste and texture may not be tolerated if they are applied without an occlusive ap- pliance. Creams are easily applied to the comers of the mouth. A single-dose trial will provide some information on product acceptability.

    History of Treatment

    Treatment of superficial fungal infec- tions in the early 1900s was nonspecific and of questionable efficacy.45 Systemic

    46

  • J.B. EPSTEIN AND B. POLSKY

    antifungals were nonexistent. Among the older topical preparations was gentian vi- olet, which was used until the first poly- ene antibiotic, nystatin, was discovered in 195 1 .45 The antifungal activity of ampho- tericin B was reported in 1956, and this agent was the first available antifungal to be effective in treating systemic infec- tion.45 Because of its enduring success in treating fungal infections, amphotericin B is the standard against which newer ther- apies are compared.

    The first azole, benzimidazole, was dis- covered in 1944.45 The azoles include the imidazoles and the triazoles. Many imi- dazoles have been assessed, including mi- conazole and clotrimazole (both identi- fied in 1969) and ketoconazole (1977). The antifungal activity of the triazoles, including fluconazole and itraconazole, was first reported in the mid-1980s.

    Deatment Approach

    Various systemic and nonsystemic (top- ical) agents are available to treat oropha- ryngeal candidiasis (Table lII)!*46 Topical agents have been the mainstay of therapy, particularly in uncomplicated cases. If pos- sible, topical preparations should always be used before systemic antifungal drugs!7 Because they are not absorbed systemi- cally, topical drugs lack the systemic ad- verse effects and drug interactions of the systemic agents.9 However, salivary ac- tion may dilute and rapidly eliminate top- ical drugs from the oral cavity, thus ren- dering them ineffective.48 Topical agents are available in an assortment of formula- tions, including oral rinses, troches, pow- der, vaginal tablets, and creams. Systemic agents have been used when topical ther- apy has been ineffective or not tolerated,

    Table III. Routes of action of antifungal agents for the treatment of oropharyngeal candid&is.

    Route of Action

    Class and Agent Topical systemic

    Polyenes Nystatin Amphotericin B

    Imidazoles Clotrimazole Miconazole Ketoconazole

    Triazoles Pluconazole Itraconazole

    Other Chlorhexidine gluconate 0.2% (antiseptic for denture disinfection)

    Denture cleansers

    X

    X X

    X

    X

    X

    X

    X

    X

    X

    Adapted with permission from Budtz-J6rgensen.4

    47

  • CLINICAL THERAPEUTICS

    primarily in immunocompromised patients with cancer or HIV infection. Topical and systemic medications are used to attempt prophylaxis in patients receiving bone marrow transplantation.

    Topical Therapy

    Gentian violet, an aniline dye, was com- monly used to treat orophatyngeal candi- diasis until the polyene antifungals be- came available in the 19~50s.~~ Gentian violet was quickly replaced by the poly- enes because of emerging resistance and annoying side effects such as staining of the oral mucosa and skin irritation.45T49 Although approximately 87 polyenes have been investigated, only three-nystatin, amphotericin B, and natamycin-are commercially available. Natamycin is used only for ocular infection.

    Both nystatin and amphotericin B are produced by Streptomyces species. These agents act by binding to ergosterol and possibly other sterols in the cell mem- brane of fungi, altering cell-membrane permeability by causing the formation of aqueous pores or channels that leak cellu- lar components and bring about cell death.45vJo

    Nystatin is the agent most widely used for the initial treatment of patients with oropharyngeal candidiasis. 1,2 It is avail- able as an oral rinse, topical cream, oral pastille, vaginal tablet, and powder. lv2v5 Nystatin is not absorbed systemically and therefore lacks serious toxicity. Adverse events generally involve the gastrointesti- nal tract and include nausea, vomiting, and diarrhea.45 This can be a problem for can- cer patients already nauseated from chemotherapy.1,9 The oral rinse is heavily sweetened with sucrose and may be useful in patients with xerostomia who are eden-

    tulous, for whom the tablets can be diffi- cult to dissolve and irritating to the oral mucosa, particularly if the oral mucosa is friable. AIDS patients and patients re- ceiving radiotherapy21 frequently experi- ence this complication. Although nystatin is commonly used as prophylaxis for or treatment of oropharyngeal candid&is in AIDS and cancer patients, several reports have cited disappointing results in these patients, with frequent treatment failures and early relapses.6J0J6J7~20

    Two studies examining the compatibil- ity of nystatin with chlorhexidine diglu- conate, an antiseptic used to disinfect den- tures, in the treatment of patients with oropharyngeal candidiasis found that both drugs become ineffective when com- bined.51,52 Therefore, care must be taken in combination therapy. Several studies have compared various topical and sys- temic agents (eg, nystatin and ampho- tericin B with fluconazole or ketocona- zole) to determine what is best tolerated, most effective, and least expensive in dif- ferent patients.20*53-56

    The azoles are fungistatic and interfere with the synthesis of ergosterol, causing a change in the permeability of the cell membrane, leakage of cellular contents, and cell death.s9 Clotrimazole, an imida- zole, was the first broad-spectrum anti- fungal of its class. Clotrimazole troches are more palatable than nystatin oral sus- pension and may be used in patients who cannot tolerate the taste of nystatin.g5 Clotrimazole has been reported to be ef- fective for prophylaxis and treatment of oropharyngeal candidiasis in cancer pa- tients, in whom it may prevent the devel- opment of esophagitis,58 but it appears to be less effective than fluconazole in treat- ing HIV-infected patients with oropharyn- geal candidiasis.5y59 In addition, like ny-

    48

  • J.B. EPSTEIN AND B. POLSKY

    statin oral troches, clotrimazole troches may be poorly tolerated by AIDS patients or patients with xerostomia from cancer therapy.7 Miconazole has also been shown to be effective in patients with oropha- ryngeal and esophageal candidiasism

    When topical agents cannot effectively control oropharyngeal candidiasis, com- bining topical therapy with a systemic agent may eradicate the infection while allowing a lower dose and shorter course of the systemic agent.

    Systemic Therapy

    Systemic therapy may be necessary in patients with oropharyngeal candidiasis that is refractory to topical treatment, those who cannot tolerate topical agents, and those at high risk for systemic infection.

    Amphotericin B The polyene antifungal amphotericin B

    has been shown to be effective when given intravenously to patients with severe oropharyngeal candidiasis or those with infection refractory to other agents.2T6 One study assessed its usefulness given pro- phylactically in low doses to neutropenic autologous bone marrow transplant recip- ients and found that it may be useful in certain high-risk patients. Antifungal agents may also be used prophylactically in solid organ transplant recipients.62

    Amphotericin Bs primary use is in pa- tients at risk for progressive and poten- tially fatal fungal infections, and its rou- tine use for oropharyngeal candidiasis has been limited by its toxic side effects. The potential for toxicity with systemic use of amphotericin B is considerable. Toxicities affect many organ systems and include general toxicities (fever, shaking, chills, malaise, weight loss), renal toxicity, gas-

    trointestinal effects (nausea, vomiting, di- arrhea, cramping, altered liver function), neurologic symptoms (headache, hearing loss, dizziness, visual changes, peripheral neuropathy), muscle/joint pain, dermato- logic reactions (rash, itching), hemato- logic effects (anemia), and cardiovascular and pulmonary toxicities.

    Azoles The azoles (ie, miconazole, clotrima-

    zole, ketoconazole, fluconazole, and itra- conazole) have been widely used to treat patients with both superficial and systemic fungal infections. Ketoconazole was the first imidazole found to have systemic ac- tivity. Although it has been effective in the treatment of oropharyngeal candidia- sis in patients with cancer and HIV infec- tion, several studies have shown keto- conazole to be less effective than fluconazole in patients with HIV infec- tion.5,15,34,63@ A study by Donnelly et al55 found ketoconazole to be no more effec- tive than amphotericin B in preventing yeast infections in neutropenic patients with leukemia, and its routine use is not recommended.65 Ketoconazole requires gastric acidity for absorption, which may reduce its effectiveness in patients with AIDS or other gastrointestinal disorders and poor food intake. 1,9 The most frequent adverse events described for ketoconazole include nausea, vomiting, abdominal pain, and itching. 1,63 However, the adverse event of greatest concern is hepatotoxic- ity,9,42 and long prophylactic courses should be avoided.47 Asymptomatic in- creases in serum transaminase levels have been reported in 2% to 10% of patients, with resolution after discontinuation of therapy or spontaneous resolution during therapy.45 Hepatitis with jaundice and, rarely, hepatic failure have occurred. 1,45

    49

  • CLINICAL THERAPEUTICSm

    The incidence of hepatotoxicity is re- ported to be in the range 1: 10,000 to 1:2000.45,63

    Two triazoles, fluconazole and itra- conazole, are the newest azoles to become available. Fluconazole is particularly use- ful in patients requiring prolonged anti- fungal therapy, because it is relatively well tolerated and is taken only once a day.27 Both fluconazole and itraconazole have been shown to be effective in the treat- ment of orophatyngeal candidiasis in pa- tients with cancer and HIV infection, and they are widely used in these pa- tients.16.34,54*56@,66 Itraconazole has now been introduced as an oral suspension. A recent study of fluconazole in the pro- phylaxis of candidiasis in patients with leukemia and bone marrow transplanta- tion demonstrated the potential of flu- conazole to reduce oropharyngeal colo- nization by C albicans, but an effect on systemic infection was not seen.19 C kru- sei is intrinsically resistant to fluconazole and, therefore, the observed increase in infection by C krusei in leukemia patients mandates caution in the use of flucona- zole in these patients.19 Further studies are needed to establish optimal doses in patients with HIV infection and different types of oropharyngeal candidiasis27 and the usefulness of fluconazole in leukemia and bone marrow transplant patients.19

    Resistance to Treatment

    Resistance of Candida to polyenes is virtually unknown despite years of clini- cal use.13*67 However, reports of resistance to the azoles, particularly among AIDS patients, are appearing with increasing frequency.28*66*68-76 Therapeutic failure due to fluconazole-resistant strains in AIDS patients is increasingly reported in

    the literature,28,68,69,73-76 although one study found fluconazole effective when other agents were not.77 In many situa- tions, this resistance appears to develop in patients with advanced HIV disease or af- ter repeated or long-term therapy.28,68*69*73 Resistant species, specifically C krusei, have been identified in bone marrow transplant patients and patients with leukemia.i9 This clinical scenario has also been described with ketoconazole.68 A study by Fan-Havard et al,78 however, did not find large-scale resistance in the Can- dida populations isolated from patients receiving long-term therapy. There have also been reports of fluconazole selecting for more resistant strains of Candida species and of cross-resistance between the azoles.34*49*63,72,79 More antifungal sus- ceptibility studies are needed.44 In addi- tion, the optimal management of fungal infections in HIV-infected children re- mains to be defined.80

    It must be noted that all the azoles, par- ticularly ketoconazole, can interact with many other agents, including antacids, omeprazole, histamine2 antagonists, ri- fampin, phenytoin, astemizole, oral anti- coagulants, insulin, cyclosporine, and cor- ticosteroids.5*45s63 Such interactions may result in either increased or decreased blood levels of these agents, thus altering their potential efficacy or toxicity.

    New Therapies

    Amphotericin B, an agent that has long been the reference standard for serious fungal infections,9 has recently been in- troduced as a nonsystemic oral rinse for the topical treatment of patients with oropharyngeal candidiasis. An ampho- tericin B lozenge/chlorhexidine combina- tion has been used in Scandinavia for

    50

  • J.B. EPSTEIN AND B. POLSKY

    years to treat patients with denture sto- matitis.81 Amphotericin B lozenges are ef- fective in patients susceptible to Candida infection, because long-lasting concentra- tions of the drug can be achieved in the saliva.82T83 Unlike many other antifungal agents, resistance to amphotericin B rarely develops during therapy.9*43 The drugs principal limitation is its toxicity when used systemically.43*84

    The use of amphotericin B oral sus- pension as a topical antifungal was first studied nearly 40 years ago. This formu- lation has been available commercially in Europe for a number of years for the treat- ment of patients with oropharyngeal can- didiasis.5,9*49*50 In vitro studies have shown that amphotericin B is more active than nystatin against C albicans.85-87 It has proved to be safe and effective in all age groups, including premature infants and elderly patients.49*88-90 Because virtu- ally no amphotericin B oral suspension is absorbed systemically, the toxicity con- cerns associated with intravenous ampho- tericin B use are eliminated.91,92 The oral preparation is well tolerated by patients, with only infrequent reports of mild nau- sea, diarrhea, and vomiting.49,63*64*66 Some tissue conditioners (used in dental pros- thetics) will inhibit the antifungal activity of amphotericin B oral suspension, how- ever, and all combination therapy should be scrutinized closely.52

    DISCUSSION

    Oropharyngeal candidiasis is increasingly common because of the AIDS epidemic and advances in medicine that allow pa- tients with cancer and other debilitating diseases to live longer, although in an im- munocompromised state. Use of broad- spectrum antibiotics and topical and sys-

    temic steroids has led to increased oropha- ryngeal colonization and subsequent in- fection. Patients with xerostomia, those who smoke tobacco, and those who wear dentures are also at increased risk for can- didiasis. The clinical presentation of this infection may vary. Patients may be asymptomatic or may have severe, per- sistent symptoms. Oral findings may in- clude white plaques that can be wiped off, leukoplakia, and erythema. Without proper treatment, oropharyngeal candidi- asis in an immunocompromised patient can lead to serious systemic infection.

    Treatment of uncomplicated oropha- ryngeal candidiasis in the immunocompe- tent patient is usually straightforward. However, selecting the form of a topical medication requires consideration of the oral condition, the length of contact time with the medication, and the taste, tex- ture, and cost of the product. In patients with severe oropharyngeal candidiasis, particularly those with a compromised im- mune system, or in patients with refrac- tory oropharyngeal candidiasis, treatment is often more difficult. Relapses are com- mon, and unless the underlying conditions predisposing to infection are managed ef- fectively, long-term or frequent intermit- tent therapy is often required.

    Topical agents are generally effective in uncomplicated cases but may be inad- equate in certain clinical situations, in- cluding complicated infections in patients with AIDS or cancer. The most effective regimen for fungal prophylaxis in patients with protracted neutropenia has yet to be determined.54 Systemic agents such as ke- toconazole, fluconazole, and itraconazole have been used extensively in these pa- tients. A major concern with these agents, particularly with fluconazole, is the in- creasing number of reports of resistance,

    51

  • particularly in patients requiring long- term or recurrent therapy. Strategies must be developed for preventing and manag- ing the increasing prevalence of more re- sistant strains of C albicans.

    Intravenous amphotericin B is a time- tested agent with an excellent record in the treatment of patients with systemic my- cases and, occasionally, those with refrac- tory oropharyngeal candidiasis. Its routine use for orophatyngeal candidiasis is lim- ited by its toxicity. Amphotericin B oral suspension may have the benefits of an in- travenous formulation without the toxic ef- fects associated with systemic absorption.

    ACKNOWLEDGMENT

    Preparation and publication of this paper were supported by a grant from Bristol- Myers Squibb, Princeton, New Jersey.

    Address correspondence to: Joel B. Epstein, MSD, DMD, Department of Dentistry, Vancouver Hospital & Health Sciences Center, 855 West 12th Avenue, Vancouver, BC V5Z lM9, Canada.

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