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1 © Nokia Siemens Networks RA41203EN30GLA0
LTE RPESSLTE Air Interface
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Module Objectives
After completing this module, the participant should be able to:
• Understand the basics of the OFDM transmission technology
• Explain how the OFDM technology avoids the Inter Symbol Interference
• Recognise the different between OFDM & OFDMA
• Identify the OFDM weaknesses
• Review the key OFDM parameters• Analyze the reasons for SC-FDMA selection in UL
• Describe the LTE Air Interface Physical Layer
• Calculate the Physical Layer overhead
• Identify LTE Measurements• List the frequency allocation alternatives for LTE
• Review the main LTE RRM features
• Identify the main voice solutions for LTE
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants
• RRM Overview
• VoIP in LTE
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants
• RRM Overview
• VoIP in LTE
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The Rectangular Pulse
Advantages:
+ Simple to implement: there is no complexfilter system required to detect such pulses
and to generate them.+ The pulse has a clearly defined duration.This is a major advantage in case of multi-path propagation environments as it simplifieshandling of inter-symbol interference.
Disadvantage:
- it allocates a quite huge spectrum. Howeverthe spectral power density has null pointsexactly at multiples of the frequency fs = 1/Ts.This will be important in OFDM.
time
a m p l i t u d e
Ts f s 1
T s
Time Domain
frequency f/f s
s p e c t r a l p o w e r d e n s
i t yFrequency Domain
f s
Fourier
Transform
InverseFourier
Transform
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TDMA
f
t
f
• Time Division
FDMA
f
f
t
• Frequency Division
CDMA
f
t
f
• Code Division
OFDMA
f
f
t
• Frequency Division• Orthogonal subcarriers
Multiple Access Methods User 1 User 2 User 3 User ..
OFDM is the state-of-the-art and most efficient and robust air interface
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OFDM Basics
• Transmits hundreds or even thousands of separately modulated radiosignals using orthogonal subcarriers spread across a wideband channel
Orthogonality:
The peak ( centre
frequency) of one
subcarrier …
…intercepts the
‘nulls’ of the
neighbouring
subcarriers
15 kHz in LTE: fixed
Total transmission bandwidth
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OFDM Basics
• Data is sent in parallel across the set of subcarriers, each subcarrier only
transports a part of the whole transmission• The throughput is the sum of the data rates of each individual (or used)
subcarriers while the power is distributed to all used subcarriers
• FFT ( Fast Fourier Transform) is used to create the orthogonal subcarriers. Thenumber of subcarriers is determined by the FFT size ( by the bandwidth)
Power
frequency
bandwidth
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants
• RRM Overview
• VoIP in LTE
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Tg: Guard period duration
ISI: Inter-Symbol Interference
Propagation delay exceeding the Guard Period
1
2
3
4
time
TSYMBO
L
Time Domain
time
time
Tg
1
2
3
time
4
Delay spread > Tg ISI
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The Cyclic Prefix OFDM symbol
OFDM symbol
OFDM symbol
OFDM symbol
Cyclic
prefix
Part of symbol
used for FFT
processing in the
receiver
• In all major implementations of the OFDMA
technology (LTE, WiMAX) the Guard Period is equivalent to the Cyclic Prefix CP.
• This technique consists in copying the last
part of a symbol shape for a duration of
guard-time and attaching it in front of the
symbol (refer to picture sequence on the
right).
• CP needs to be longer than the channel
multipath delay spread (refer to previous
slide).
• A receiver typically uses the high correlation
between the CP and the last part of thefollowing symbol to locate the start of the
symbol and begin then with decoding.
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The OFDM Signal
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants
• RRM Overview
• VoIP in LTE
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OFDM
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
Plain OFDM
time
s u b c a r r i e r
...
...
...
...
...
...
...
...
...
1 2 3 common info
(may be addressed via
Higher Layers)
UE 1 UE 2 UE 3
• OFDM stands for Orthogonal Frequency Division
Multicarrier
• OFDM: Plain or Normal OFDM has no built-in
multiple-access mechanism.
• This is suitable for broadcast systems like DVB-T/H
which transmit only broadcast and multicast signals
and do not really need an uplink feedback channel(although such systems exist too).
• Now we have to analyze how to handle access of
multiple users simultaneously to the system, each
one using OFDM.
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OFDMA®
1
1
1
.
.
.
2
.
.
.
3
.
.
.
.
.
.
.
.
.
Orthogonal Frequency
Multiple Access
OFDMA®
time
...
...
...
...
...
...
...
...
...
1
1
1 1
2
22
2 2
3 33 3 3
1
s u b c a r r i e r
1
1 1 1
111
3 3 3
33 3 3 3
3
Resource Block (RB)
1 2 3 common info
(may be addressed via
Higher Layers)
UE 1 UE 2 UE 3
OFDMA® stands for Orthogonal Frequency DivisionMultiple Access
• registered trademark by Runcom Ltd.
• The basic idea is to assign subcarriers to users based on their
bit rate services. With this approach it is quite easy to handle
high and low bit rate users simultaneously in a single system.
• But still it is difficult to run highly variable traffic efficiently.
• The solution to this problem is to assign to a single users so
called resource blocks or scheduling blocks.
• such block is simply a set of some subcarriers over some
time.
• A single user can then use 1 or more Resource Blocks.
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA • LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants
• RRM Overview
• VoIP in LTE
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Inter-Carrier Interference (ICI) in OFDM
• The price for the optimum subcarrier spacing is the sensitivity of OFDM to frequency errors.
• If the receiver’s frequency slips some fractions from the subcarriers center frequencies,
then we encounter not only interference between adjacent carriers, but in principle between
all carriers.
• This is known as Inter-Carrier Interference (ICI) and sometimes also referred to as
Leakage Effect in the theory of discrete Fourier transform.
• One possible cause that introduces frequency errors is a fast moving Transmitter or
Receiver (Doppler effect).
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants
• RRM Overview
• VoIP in LTE
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OFDMA Parameters in LTE
• Channel bandwidth: DL bandwidths ranging from 1.4 MHz to 20 MHz
• Data subcarriers: the number of data subcarriers varies with thebandwidth
– 72 for 1.4 MHz to 1200 for 20 MHz
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants
• RRM Overview
• VoIP in LTE
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Peak-to-Average Power Ratio in OFDMA
The transmitted power is the sum of the
powers of all the subcarriers
• Due to large number of subcarriers, the
peak to average power ratio (PAPR)
tends to have a large range
• The higher the peaks, the greater therange of power levels over which the
transmitter is required to work.
• Not best suited for use with mobile
(battery-powered) devices
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SC-FDMA in UL
• Single Carrier Frequency Division Multiple Access: Transmission technique used for Uplink
• Variant of OFDM that reduces the PAPR:
– Combines the PAR of single-carrier system with themultipath resistance and flexible subcarrier
frequency allocation offered by OFDM. – It can reduce the PAPR between 6…9dB compared
to OFDMA
– TS36.201 and TS36.211 provide the mathematicaldescription of the time domain representation of anSC-FDMA symbol.
• Reduced PAPR means lower RF hardwarerequirements (power amplifier)
S C -F DMA
O
F DMA
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SC-FDMA and OFDMA Comparison (2/2)
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants
• RRM Overview
• VoIP in LTE
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LTE Physical Layer - Introduction
FDD
..
..
..
..
Downlink Uplink
Frequency band 1
Frequency band 2
.. ..Single frequency bandTDD
• It provides the basic bit transmission functionality over air
• LTE physical layer based on OFDMA DL & SC-FDMA in UL
– This is the same for both FDD & TDD mode of operation
• There is no macro-diversity in use
• System is reuse 1, single frequency network operation is feasible
– no frequency planning required
• There are no dedicated physical channels anymore, as all resourcemapping is dynamically driven by the scheduler
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LTE Physical Layer Structure – Frame Structure (FDD)
10 ms frame
0.5 ms slot
s0 s1 s2 s3 s4 s5 s6 s7 s18 s19…..
1 ms sub-frame
SF0 SF1 SF2 SF9…..
sy4sy0 sy1 sy2 sy3 sy5 sy6
0.5 ms slot
SF3
SF: SubFrame
s: slot
Sy: symbol
• FDD Frame structure ( also called Type 1 Frame) is common to both UL & DL
• Divided into 20 x 0.5ms slots – Structure has been designed to facilitate short round trip time
- Frame length = 10 ms
- FDD: 10 sub-frames of 1 ms for UL & DL
- 1 Frame = 20 slots of 0.5ms each
- 1 slot = 7 (normal CP) or 6 OFDM
symbols (extended CP)
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LTE Physical Layer Structure – Frame Structure (TDD)
SF
#0
. . .
f
time
UL/DL
carrier
radio frame 10 ms
subframe
D w P T S
G P
U p P T S SF
#2
SF
#4
. . .
half frame
DwPTS: Downlink Pilot time Slot
UpPSS: Uplink Pilot Time Slot
GP: Guard Period to separate between UL/DL
Downlink Subframe
Uplink Subframe
Frame Type 2 (TS 36.211-900; 4.2)
• each radio frame consists of 2 half frames
• Half-frame = 5 ms = 5 Sub-frames of 1 ms• UL-DL configurations with both 5 ms & 10 ms DL-to-UL switch-point periodicity are supported
• Special subframe with the 3 fields DwPTS, GP & UpPTS; length of DwPTS + UpPTS +GP = 1
subframe
• DL / UL ratio can vary from 1/3 to 8/1 according to service requirements of the carrier
SF
#0 D w P T S
G P
U p P T S
SF
#2
SF
#4
subframe
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Resource Block and Resource Element
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
0 1 2 3 4 5 6 0 1 2 3 4 5 6
Subcarrier 1
Subcarrier 12
1 8 0 K H z
1 slot 1 slot
1 ms subframe
ResourceElement
• Physical Resource Block PBR or Resource Block RB:
– 12 subcarriers in frequency domain x 1 slot period in time domain
– Capacity allocation based on Resource Blocks
Resource Element RE: – 1 subcarrier x 1 symbol period
– theoretical min. capacity allocation unit
– 1 RE is the equivalent of 1 modulationsymbol on a subcarrier, i.e. 2 bits(QPSK), 4 bits (16QAM), 6 bits (64QAM).
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Physical Resource Blocks
....
12 subcarriers
Time
Frequency
0.5 ms slot
1 ms subframe
or TTI
Resource
block
During each TTI,
resource blocks for
different UEs arescheduled in the
eNodeB
• In both the DL & UL direction, data isallocated to users in terms of
resource blocks (RBs).
• a RB consists of 12 consecutive
subcarriers in the frequency domain,
reserved for the duration of 0.5 ms
slot.• The smallest resource unit a
scheduler can assign to a user is a
scheduling block which consists of
two consecutive resource blocks
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LTE Channel Options
Bandwidth options: 1.4, 1.6, 3, 3.2, 5, 10, 15 and 20 MHz
Subcarriers in frequency domain (15 kHz or 7.5 kHz subcarrier spacing)
Channel bandwidth
(MHz)
Number of
subcarriers
Number of resource
blocks
1.4
72
6
3
180
15
5
300
25
10
600
50
15
900
75
20
1200
100
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DL Physical Resource Block
....
12 subcarriers
Time
0.5 ms slot
1 ms subframe
or TTI
DL reference
signal
• Reference signals position in time
domain is fixed (symbol 0 & 4 / slot for
Type 1 Frame) whereas in frequencydomain it depends on the Cell ID
• Reference signals are modulated to
identify the cell to which they belong.
• This signal, consisting of a known
pseudorandom sequence, is required for
channel estimation in the UEs. (likeCPICH in WCDMA).
• Note that in the case of MIMO
transmission, additional reference
signals must be embedded into the
resource blocks.
DL Ph i l Ch l
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DL Physical Channels
• PDSCH: Physical Downlink Shared Channel – carries user data, L3 Signalling, System Information Blocks & Paging
• PBCH: Physical Broadcast Channel – for Master Information Block only
• PMCH: Physical Multicast Channel
– for multicast traffic as MBMS services
• PCFICH: Physical Control Format Indicator Channel – indicates number of OFDM symbols for Control Channels = 1..4
• PDCCH: Physical Downlink Control Channel – carries resource assignment messages for DL capacity allocations & scheduling
grants for UL allocations• PHICH: Physical Hybrid ARQ Indicator Channel
– carries ARQ Ack/Nack messages from eNB to UE in respond to UL transmission
There are no dedicated channels in LTE, neither UL nor DL.
UL Ph i l Ch l
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UL Physical Channels
• PUSCH: Physical Uplink Shared Channel
– Transmission of user data, L3 & L1 signalling (L1 signalling: CQI, ACK/NACKs, etc.)• PUCCH: Physical Uplink Control Channel
– Carries L1 control information in case that no user data are scheduled in this subframe
(e.g. H-ARQ ACK/NACK indications, UL scheduling request, CQIs & MIMO feedback).
– These control data are multiplexed together with user data on PUSCH, if user data are
scheduled in the subframe
• PRACH: Physical Random Access Channel – For Random Access attempts; SIBs indicates the PRACH configuration (duration;
frequency; repetition; number of preambles - max. 64)
UL Ph i l R Bl k DRS & SRS
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UL Physical Resource Block: DRS & SRS
....
12 subcarriers
Time
0.5 ms slot
1 ms subframe
or TTI
Frequency
Sounding Reference
Signal on last OFDM
symbol of 1 subframe;Periodic or aperiodic
transmission
Demodulation
Reference Signal in
subframes that carry
PUSCH
Note: when the
subframe contains
the PUCCH, the
Demodulation
Reference Signal is
embedded in a
different way
• The Demodulation Reference
Signal is transmitted in the third
SC-FDMA symbol (counting
from zero) in all resource blocksallocated to the PUSCH
carrying the user data.
• This signal is needed for
channel estimation, which in
turn is essential for coherent
demodulation of the UL signal in
the eNodeB.
• The Sounding Reference
Signal SRS provides UL
channel quality information as a
basis for scheduling decisions
in the base station. This signal
is distributed in the last SC-FDMA symbol of subframes that
carry neither PUSCH nor
PUCCH data. [SRS is always
disabled in FDD RL20 and
before.]
PUCCH: Physical UL Control Channel
M d l ti S h
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b0 b1
QPSK
Im
Re10
11
00
01
b0 b1b2b3
16QAM
Im
Re
0000
1111
Im
Re
64QAM
b0 b1b2b3 b4 b5
• 3GPP standard defines the following options: QPSK,
16QAM, 64QAM in both directions (UL & DL) – UL 64QAM not supported in RL10
• Not every physical channel is allowed to use any
modulation scheme:
• Scheduler decides which form to use depending on carrier
quality feedback information from the UE
Modulation Schemes
QPSK:
2 bits/symbol
16QAM:
4 bits/symbol
64QAM:
6 bits/symbol
Physical
channel
Modulation
PDSCH QPSK,
16QAM,
64QAM
PMCH QPSK,
16QAM,64QAM
PBCH QPSK
PDCCH,
PCFICH
QPSK
PHICH BPSK
PUSCH QPSK,16QAM,
64QAM
PUCCH BPSK
and/or
QPSK
M d l C t t
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants
• RRM Overview
• VoIP in LTE
DL R f Si l O h d
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DL Reference Signal Overhead
Reference Signal (RS)
- If 1 Tx antenna*: 4 RSs per PRB- If 2 Tx antenna*: there are 8 RSs per PRB
- If 4 Tx antenna*: there are 12 RSs per PRB
Example below: Normal CP (84 RE) & 2 Tx antenna*, DL RS overhead = 8 / 84 = 9.52 %
* with 1/2/4 Antenna PortsPRB: Physical Resource Block
S h i ti Si l O h d
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Synchronization Signals Overhead
Primary Synchronization Signal (PSS)
- occupies 144 Resource Elements per frame (20 timeslots); i.e. (62 subcarriers + 10empty Resource Elements) x 2 times/frame
Example: Normal CP, 10 MHz bandwidth; PSS overhead = 144 / (84 × 20 × 50) = 0.17 %
Secondary Synchronization Signal (SSS) – Identical calculation to PSS; same overhead as for PSS
2 3 4 5 7 8 9 10
1 2 3 4 5 6 7
1 2 3 4 5 6
10ms Radio frame
1ms Subframe SSS
PSS0.5ms = 1 slot
Normal CP
Extended CP
PSS & SSS frame + slot
structure in time domain
(FDD case)
checking for SSS
at 2 possible positions
CP length
PDCCH PCFICH & PHICH h d (1/2)
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The combination of PDCCH, PCFICH & PHICH occupies the first 1, 2 or 3 symbols per TTI*
Resource Elements
reserved for
Reference Symbols
(2 antenna port case)
Control Channel
Region (1-3 OFDM symbols*)
1 2 s u b c a r r i e r s
F r e q
u e n c y
TimeData Region
One subframe (1ms)
PDCCH, PCFICH & PHICH overhead (1/2)
* up to 4 OFDM symbols in case of 1.4 MHz bandwidth
PDCCH PCFICH & PHICH overhead (2/2)
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PDCCH, PCFICH & PHICH overhead (2/2)
The number of RE occupied per 1 ms TTI is given by (12 × y – x), where:
• y depends upon the number of OFDM symbols per TTI (1, 2 or 3*) occupied byControl Channels
• x depends upon the number of RE already occupied by the Reference Signal
• x = 2 for 1 Tx antenna (Antenna Port)
• x = 4 for 2 Tx antennas (Antenna Ports)
• x = 4 for 4 Tx antennas (Antenna Ports) when y = 1• x = 8 for 4 Tx antennas (Antenna Ports) when y = 2 or 3
Example: in the case of normal CP, 2 Antenna Ports & 3 OFDM symbols occupied by Control
Channels:
Control Channel Overhead = (12 × 3 - 4) / (12 × 7 × 2) = 19.05%
* up to 4 OFDM symbols in case of 1.4 MHz bandwidth
PBCH Overhead
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PBCH Overhead
Occupies (288* – x) Resource Elements (REs) per 20 timeslots per transmit antenna
The value of x depends upon the number of REs already occupied by the Reference Signal:
x = 12 for 1 Tx antenna, x = 24 for 2 Tx antennas & x = 48 for 4 Tx antenna
- Example: normal CP, 2 Tx antennas, 10 MHz bandwidth;
PBCH Overhead = (288 – 24) / (84 × 20 × 50) = 0.31%
7 2
s u b c a r r i e r s
Repetition Pattern of PBCH = 40 ms
one radio frame = 10 ms
PBCH* PBCH uses central 72 Subcarrier over 4 OFDM symbols in Slot 1
UL Demodulation Reference Signal Overhead (1/2)
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UL Demodulation Reference Signal Overhead (1/2)
Demodulation ReferenceSignal (DRS)
• The DRS is sent on the 4th OFDM symbol of each RBoccupied by the PUSCH.
PUCCH
PUCCH
PUSCH
UL DRS Overhead (2/2)
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Example:
For 1.4 MHz Channel Bandwidth, the PUCCH occupies 1 RB per Slot.
The number of RE per RB is 84 when using the normal CP.
This means the DRS overhead* is: ((6-1) × 12)/(6 × 84) = 11.9 %
Channel BW PUCCH RB/slot DRS Overhead*
1.4 MHz 1 ((6-1) × 12) / (6 × 84) = 11.9 %
3 MHz 2 ((15-2) × 12) / (15 × 84) = 12.38 %
5 MHz 2 ((25-2) × 12) / (25 × 84) = 13.14 %
10 MHz 4 ((50-4) × 12) / (50 × 84) = 13.14 %
15 MHz 6 ((75-6) × 12) / (75 × 84) = 13.14 %20 MHz 8 ((100-8) × 12) / (100 × 84) = 13.14 %
UL DRS Overhead (2/2)
* for normal CP
PRACH Overhead
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PRACH Overhead
PRACH
• PRACH uses 6 Resource Blocks in the frequency domain.
• The location of those resource blocks is dynamic. Two parameters from RRC layer define it:
– PRACH Configuration Index: for Timing, selecting between 1 of 4 PRACH durationsand defining if PRACH preambles can be send in any radio frame or only in evennumbered ones
– PRACH Frequency offset: Defines the location in frequency domain
• PRACH Overhead calculation: 6 RBs * RACH Density / (#RB per TTI) x 10 TTIs per frame
– RACH density: how often are RACH resources reserved per 10 ms frame i.e. for RACHdensity: 1 (RACH resource reserved once per frame)
Channel BW PRACH Overhead
1.4 MHz (6 × 1) / (6 × 10) = 10 %
3 MHz (6 × 1) / (15 × 10) = 4 %5 MHz (6 × 1) / (25 × 10) = 2.40 %
10 MHz (6 × 1) / (50 × 10) = 1.20 %
15 MHz (6 × 1) / (75 × 10) = 0.8 %
20 MHz (6 × 1) / (100 × 10) = 0.6 %
PUCCH Overhead
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PUCCH Overhead
PUCCH
• Ratio between the number of RBs used for PUCCH and the total number of RBs in frequency
domain per TTI Channel BW PUCCH RB/slot PUCCH Overhead
1.4 MHz 1 1 / 6 = 16.67 %
3 MHz 2 2 / 15 = 13.33 %
5 MHz 2 2 / 25 = 8 %
10 MHz 4 4 / 50 = 8 %
15 MHz 6 6 / 75 = 8 %
20 MHz 8 8 / 100 = 8%
Time
T o t a l U L
B a
n d w i t h
PUCCH
PUCCH
PUSCH
1 subframe = 1ms
F r e q u e n c y
1
2 s u b c a r r i e r s
Physical Layer Overhead Example
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Physical Layer Overhead Example
Example of overhead:
• DL 2Tx – 2RX• UL 1TX - 2RX
• PRACH in every frame
• 3 OFDM symbols for PDCCH
Module Contents
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
LTE Measurements
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LTE Measurements
Physical layer measurements have not been extensively discussed in the LTE
standardization. They could change.
Intra LTE measurements ( from LTE to LTE)• UE measurements
– CQI measurements
– Reference Signal Received Power (RSRP)
– Reference Signal Received Quality ( RSRQ)
• eNB measurements – Non standardized (vendor specific): TA, Average RSSI, Average SINR, UL CSI,
detected PRACH preambles, transport channel BLER
– Standardized: DL RS Tx Power, Received Interference Power, Thermal Noise Power
Measurements from LTE to other systems
• UE measurements are mainly intended for Handover.
– UTRA FDD: CPICH RSCP, CPICH Ec/No and carrier RSSI – GSM: GSM carrier RSSI
– UTRA TDD: carrier RSSI, RSCP, P-CCPCH
– CDMA2000: 1xRTT Pilot Strength, HRPD Pilot Strength
CSI: Channel State Information (received power per PRB)
TA: Timing Advance
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Module Contents
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Weaknesses
• OFDM Key Parameters
• SC-FDMA• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
LTE Frequency Variants in 3GPP – FDD
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LTE Frequency Variants in 3GPP FDD
1
2
34
5
7
8
9
6
2x25
2x75
2x60
2x60
2x70
2x45
2x35
2x35
2x10
824-849
1710-1785
1850-1910
1920-1980
2500-2570
1710-1755
880-915
1749.9-1784.9
830-840
BW[MHz] Uplink [MHz]
869-894
1805-1880
1930-1990
2110-2170
2620-2690
2110-2155
925-960
1844.9-1879.9
875-885
Downlink [MHz]
10 2x60 1710-1770 2110-2170
11 2x25 1427.9-1452.9 1475.9-1500.9
1800
2600
900
US AWS
UMTS core
US PCS
US 850
Japan 800
Japan 1700
Japan 1500
Extended AWS
Europe Japan Americas
788-798 758-768
777-787 746-756
Japan 800
US700
2x10
2x1013
12 2x18 698-716 728-746
14 US700
US700
815 – 830 860 – 875
704 – 716 734 – 746
2x15
2x1217
18
US700
Band
UHF (TV)832 – 862 791 – 821
830 – 845 875 – 890
2x30
2x1519
20
Japan 800
1626.5 – 1660.5 1525 – 15592x3424
1447.9 – 1462.9 1495.9 – 1510.92x1521
LTE Frequency Variants - TDD
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LTE Frequency Variants TDD
33
34
35
36
37
39
40
38
1x20
1x60
1x15
1x20
1x40
1x60
1x100
1x50
1910 - 1930
1850 - 1910
2010 - 2015
1900 - 1920
1880 - 1920
1930 - 1990
2300 - 2400
2570 - 2620
BW[MHz] Frequency[MHz]
UMTS TDD 1
UMTS TDD 2
US PCS
US PCS
US PCS
Euro midle gap 2600
China TDD
China TDD
Band
Module Contents
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Module Contents
• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Key Parameters
• OFDM Weaknesses
• SC-FDMA• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
RRM building blocks & functions
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RRM building blocks & functionsOverview
Scope of RRM:
•Management & optimized utilization of the
radio resources:
• Increasing the overall radio network capacity &
optimizing quality
•Provision for each service/bearer/user anadequate QoS (if applicable)
•RRM located in eNodeB
•MIMO Ctrl., LA & schedulers act on TTI basis.
LTE RRM: Scheduling (1/5)
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LTE RRM: Scheduling (1/5)
• Motivation
– Bad channel condition avoidance
OFDMA
The part of total available
channel experiencing badchannel condition (fading)
can be avoided during
allocation procedure.
CDMA
Single Carrier transmission
does not allow to allocateonly particular frequency
parts. Every fading gap
effects the data.
Scheduler (UL/DL) (2/5)
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Scheduler (UL/DL) (2/5)
• Cell-based scheduling (separate UL/DL scheduler per cell)
• Scheduling air interface resource on a 1ms× 12sub-carrier (PRB pair ) basis
• Scheduler controls UEs & assigns appropriate grants per TTI
• Proportional Fair (PF) resource assignment among UEs
• Uplink:
• Channel unaware UL scheduling based on random frequency allocation
• Descending resource handling priority in UL for
1. Hybrid ARQ retransmission
2. Random access procedure
3. Signaling radio bearer with or without data radio bearer
4. Scheduling request
5. Conversational voice data
6. Data radio bearer
• Downlink:
• Channel aware DL scheduling - Frequency Domain Packet Scheduling (FDPS) -
based on CQI with resources assigned in a fair manner
Downlink Scheduler (3/5)
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( )Algorithm
• Determine which PRBs are available (free) and can
be allocated to UEs
• Allocate PRBs needed for common channels like
SIB, paging, and random access procedure (RAP)
• Final allocation of UEs (bearers) onto PRB.
Considering only the PRBs available after the
previous steps
– Pre-Scheduling: All UEs with data available for
transmission based on the buffer fill levels
– Time Domain Scheduling: Parameter
MAX_#_UE_DL decides how many UEs are
allocated in the TTI being scheduled
– Frequency Domain Scheduling for CandidateSet 2 UEs: Resource allocation in Frequency
Domain including number & location of
allocated PRBs
Evaluation of available resources ( PRBs / RBGs )for dynamic allocation on PDSCH
Resource allocation and scheduling for common channels
DL scheduling of UEs : Scheduling of UEs / bearers to PRBs / RBGs
Start
End
Pre - Scheduling : Select UEs eligible for scheduling
- > Determination of Candidate Set 1
Time domain scheduling of UEs according to simple criteria
- > Determination of Candidate Set 2
Start
End
Frequency domain scheduling of UEs / bearers
- > PRB / RBG allocation to UEs / bearers
Uplink Scheduler (4/5)
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p ( )Algorithm
• Evaluation of the #PRBs that will be assigned to UEs
• Available number of PRBs per user: resources are assigned via PRB groups (group of
consecutive PRBs)Time domain:
• Max_#_UE_UL which can be scheduled per TTI time frame is restricted by an O&M
parameter and depends on the bandwidth: 7 UEs (5 MHz), 10 UEs (10MHz), 15 UEs
(15MHz) and 16 UEs (20MHz)
Frequency Domain:
• Uses a random function to assure equal distribution of PRBs over the available frequencyrange (random frequency hopping)
a) b)
Feature ID(s): LTE45
Example of allocation in frequency domain:
Full Allocation: All available PRBs are assigned to
the scheduled UEs per TTI
Fractional Allocation: Not all PRBs are assigned.
Hopping function handles unassigned PRBs as if
they were allocated to keep the equal distribution
per TTI
RL30Uplink Scheduler (5/5)
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• Flexi eNodeB takes into account the noise and interference measurements together withthe UE Tx power density (= UE TX power per PRB) when allocating PRBs in thefrequency domain
• Cell edge users are assigned to frequency sub-bands with low measured inter-cellinterference
• Up to 10% gain for cell edge users in low and medium loaded networks
• Easier to implement than channel aware scheduling (no sounding reference signal used)
Improvement in UL coverage by optimizing the cell edge performance
eNode Bmeasuredinterference
subband with lowinterference
subband with highinterference
subband with mediuminterference
PRBs
Feature ID(s): LTE619
p ( )IAS: Interference Aware Scheduler UL
LTE RRM: Link Adaptation by AMC (UL/DL) (1/6)
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LTE RRM: Link Adaptation by AMC (UL/DL) (1/6)
• Motivation of link adaptation: Modify the signal transmitted to and by a
particular user according to the signal quality variation to improve the system
capacity & coverage reliability.
• It modifies the MCS (Modulation & Coding Scheme) & the transport block size
(DL) and ATB (UL)
• If SINR is good then higher MCS can be used more payload per
symbol more throughput.
• If SINR is bad then lower MCS should be used (more robust)
• Flexi Multiradio BTS performs the link adaptation for DL on a TTI basis
• The selection of the modulation & the channel coding rate is based:
• DL data channel: CQI report from UE• UL: BLER measurements in Flexi LTE BTS
LTE31: Link Adaptation by AMC
Optimizing air interface efficiency
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Link Adaptation / AMC for PUSCH (3/6)
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p ( )
Functionality
• UL LA is active by default but can be deactivated by O&M parameters. If not active,the ini t ial MCS is used all the time
• UE scope
• Two parallel algorithms adjust the MCS to the radio channel conditions:
– Inner Loop Link Adaptation (ILLA):
▪ Slow Periodic Link adaptation (20-500ms) based on BLER measurementsfrom eNodeB (based on SINR in future releases)
– Outer Loop Link Adaptation (OLLA): event based
▪ In case of long Link Adaptation updates and to avoid low and high BLERsituations, the link adaptation can act based on adjustable target BLER:
- “Emergency Downgrade” if BLER goes above a MAX BLER
threshold (poor radio conditions)
- “Fast Upgrade” if BLER goes below of a MIN BLER threshold(excellent radio conditions)
Comparison: DL & UL Link adaptation for PSCH (4/6)
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Downlink – fast
▪ 1 TTI
– channel aware▪ CQI based
– MCS selection▪ 1 out of 0-28
– output▪ MCS
▪ TBS
– up to 64QAM support
Uplink
– slow periodical▪ ~30ms
– channel partly aware▪ average BLER based
– MCS adaptation▪ +/- 1 MCS correction
– output▪ MCS
▪ ATB
– up to 16 QAM support
p p ( )
MCS: Modulation & Coding Scheme
TBS: Transport Block Size
ATB: Automatic Transmission Bandwidth
Outer Link Quality Control (OLQC) (5/6)
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Feature: CQI Adaptation (DL)
• CQI information is used by the scheduler & link adaptation in such a way that a certain
BLER of the 1st HARQ transmission is achieved
• CQI adaptation is the basic mean to control Link Adaptation behaviour and to remedy UE
measurement errors• Only used in DL
• Used for CQI measurement error compensation
– CQI estimation error of the UE
– CQI quantization error or
– CQI reporting error • It adds a CQI offset to the CQI reports provided by UE. The corrected CQI report is
provided to the DL Link adaptation for further processing
• CQI offset derived from ACK/NACK feedback
Optimize the DL performance
Feature ID(s): LTE30
Support of aperiodic CQI reports (6/6)
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Functionality
• Aperiodic CQI reports scheduled in addition to periodic reports
– Periodic CQI reports on PUCCH – Aperiodic CQI reports on PUSCH
Description
• Controlled by the UL scheduler
– Triggered by UL grant indication (PDCCH)
• Basic feature
P e r i o d i c C Q I ( P U C C H )
Ap e r i o d i c C Q I s ( P U S C H )
UL grant + CQI indicator
Feature ID(s): LTE767
Benefits
• Not so many periodic CQIs on PUCCH
needed
• Allow frequent submission of more detailed
reports (e.g. MIMO, frequency selective
parts)
LTE RRM: Power Control (1/5)
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Downlink:• There is no adaptive or dynamic power control in DL but semi-static power
setting
• eNodeB gives flat power spectral density (dBm/PRB) for the scheduled
resources: – The power for all the PRBs is the same
– If there are PRBs not scheduled that power is not used but the power of the
remaining scheduled PRBs doesn’t change:
▪ Total Tx power is max. when all PRBs are scheduled. If only 1/2 of the PRBs are
scheduled the Tx power is 1/2 of the Tx power max ( i.e. Tx power max -3dB)
• Semi-static: PDSCH power can be adjusted via O&M parameters
– Cell Power Reduction level CELL_PWR_RED [0...10] dB attenuation in 0.1 dB steps
Improve cell edge behaviour, reduce inter-cell interference & power consumption
Feature ID(s): LTE27
Power Control (2/5) RL30
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Downlink Power Boosting for Control Channels
• Offsets determine power shifts for subcarriers which carry PCFICH/PHICHor cell-specific Reference Signal
Benefits:
• Better PCFICH detection avoids throughputdegradation due to lost subframes
• Higher reliability of PHICH avoidsunnecessary retransmissions causingcapacity degradation and additional UEpower consumption
• Better channel estimation avoids throughputdegradation and improves HO performance
Cons:
• Small degradation on PDSCH subcarriers:Subcarrier power boosting only allowed ifthe excess power is withdrawn from theremaining subcarriers
Feature ID(s): LTE430
Example of Reference Signals
power boosting
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Power Control (4/5)
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Uplink (cont.):
• UL PC is a mix of Open Loop Power Control & Closed Loop Power Control:
• PCMAX: max. UE Tx power according to UE power class; e.g. 23dBm for class 3
• MPUSCH: # allocated PRBs. The UE Tx Power is increased proportionally to the # of allocated
RBs. Remaining terms of the formula are per RB
• P0_PUSCH: eNB received power per RB when assuming path loss 0 dB. Depends on α
• α: Path loss compensation factor. Three values:
– α= 0, no compensation of path loss
– α= 1, full compensation of path loss (conventional compensation)
– α ≠ { 0 ,1 } , fractional compensation
• PL: DL Path loss calculated by the UE
• Delta_TF: increases the UE Tx power to achieve the required SINR when transmitting a
large number of bits per RE. It links the UE Tx power to the MCS.
Feature ID(s): LTE27<E28
])}[()()()())((log10,min{)( _ 010 dBmi f i PL j j P i M P i P TF PUSCH PUSCH CMAX PUSCH
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LTE RRM: Radio Admission Control (RAC)
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Objective: To admit or reject requests for establishment of Radio Bearers (RB) on a
cell basis
• Based on number of RRC connections and number of active users per cell
– Non QoS aware
– Both can be configured via parameters
▪ RRC connection is established when the SRBs have been admitted & successfully
configured▪ UE is considered as active when a Data Radio bearer (DRB) is established
– Upper bound for maximum number of supported connections depends on the
BB configuration of eNB :
▪ RL10: support for 200, 400 & 800 active users respectively in 5, 10 & 20 MHz
▪ RL20&RL30: up to 840 active users in 20MHz• Handover RAC cases have higher priority than normal access to the cell
LTE RRM: MIMO / Antenna Control (1/5) Transmit diversity for 2 antennas
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Transmit diversity for 2 antennas
Benefit: Diversity gain, enhanced cell coverage
• Each Tx antenna transmits the same stream of data with Receiver getsreplicas of the same signal which increases the SINR.
• Synchronization signals are transmitted only via the 1st antenna
• eNode B sends different cell-specific Reference Signals (RS) per antenna
• It can be enabled on cell basis by O&M configuration
• Processing is completed in 2 phases:• Layer Mapping: distributing a stream of data into two streams
• Pre-coding: generation of signals for each antenna port
Spatial multiplexing (MIMO) for 2 antennas (2/5)
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S1
S2
Benefit: Doubles peak rate compared to 1Tx antenna
• Spatial multiplexing with 2 code words
• Supported physical channel: PDSCH
Two code words
(S1+S2) are
transmitted in
parallel to 1 UE double peak rate
Layer
Mapping
L1
L2
Precoding
Map ontoResource
Elements
Map onto
Resource
Elements
OFDMA
OFDMA
Modulation
Modulation
Code word1
Code word
2
Scale
W2
W1
• 2 code words
transferred when
channel conditions
are good
• Signal generation is similar to Transmit
Diversity: i.e. Layer Mapping & Precoding
• Can be open loop or closed loop depending
if the UE provides feedback
RL20: LTE703: DL adaptive closed loop MIMO
Precoding (3/5)
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• Precoding generates the signals for each antenna port
• Precoding is done multiplying the signal with a precoding matrix selected from apredefined codebook known at the eNB and at the UE side
• Closed loop: UE estimates the radio channel, selects the best precoding matrix(the one that offers maximum capacity) & sends it to the eNB
• Open loop: no need for UEs feedback as it uses predefined settings for SpatialMultiplexing & precoding
Pre-coding codebook for 2 Tx antenna case
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LTE RRM: Connection Mobility ControlHandover Types
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Handover Types
• Intra-RAT handover
– Intra eNodeB and Inter eNodeB handover
– Above handovers can also be Inter-frequency handovers (RL20) i.e. to support different
frequency bands and deployments within one frequency band but with different center
frequencies
– Data forwarding over X2 for inter eNodeB HO
– HO via S1 interface (RL20): HO in case of no X2 interface configured between serving
eNB and target eNB
• Inter-RAT handover
– LTE to WCDMA: RL30
– WCDMA to LTE: RL40
– LTE to CDMA2000: RL40 (CDMA2000 to LTE not assigned)
– LTE GSM and GSM LTE: not assigned
Intra frequency handover via X2
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• Basic Mobility Feature
• Event triggered handover based
on DL measurements (ref.
signals)
• Network evaluated HO decision• Operator configurable
thresholds for
• coverage based &
• best cell based handover
• Data forwarding via X2
• Radio Admission Control (RAC)
gives priority to HO related
access over other scenarios S1
S1 X2
MMES-GW
P-GW
Feature ID(s): LTE53
A reliable and lossless mobility
Intra LTE Handover via S1
RL20
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Intra LTE Handover via S1
Extended mobility option to X2 handover
• Handover in case of
• no X2 interface between eNodeBs, e.g. multi-vendor scenarios
• eNodeBs connected to different CN elements
• Operator configurable thresholds for
•coverage based (A5) and
• best cell based (A3) handover
• DL Data forwarding via S1
Feature ID(s): LTE54
• Admission Control gives priority to HO
related access over other scenarios• Blacklists
Inter Frequency Handover
RL20
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Inter Frequency Handover
Multi-band mobility
• Network controlled
• Event triggered based on DL
measurement RSRP and RSRQ
• Inter frequency measurements
triggered by events A1/A2
• Operator configurable thresholds for
coverage based (A5),
best cell based (A3) handover
• Service continuity for LTE deploymentin different frequency bands as wellas for LTE deployments within onefrequency band but with differentcenter frequencies
• Blacklists
Feature ID(s): LTE55
Inter RAT Handover to WCDMARL30
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Inter RAT Handover to WCDMA
• Coverage based inter-RAT PS handover
• Only for multimode devices supportingLTE and WCDMA
• Event triggered handover based on DLmeasurement RSRP (reference signalreceived power)
• Operator configurable RSRP threshold
• Network evaluated HO decision
• Target cells are operator configurable
• An ANR functionality may be appliedoptionally
Feature ID(s): LTE56
• Blacklisting
• eNB initiates handover via EPC
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Module Contents
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• OFDM Basics
• OFDM & Multipath Propagation: The Cyclic Prefix
• OFDM versus OFDMA
• OFDM Key Parameters
• OFDM Weaknesses
• SC-FDMA
• LTE Air Interface Physical Layer
• Physical Layer Overhead
• LTE Measurements
• Frequency Variants• RRM Overview
• VoIP in LTE
VoIP in LTE RL20
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• Voice is still important in LTE
• CS voice call will not be possible in LTE since there is no CS core interface
• Voice with LTE terminals has a few different solutions• The first voice solution in LTE can rely on Call Setup FallBack redirection
where LTE terminal will be moved to 2G/3G to make CS call
• The ultimate LTE voice solution will be VoIP + IMS
(RL20) LTE10: EPS Bearers for Conversational Voice(RL20) LTE562: Call Setup FallBack (CSFB)
Single Radio Voice Call Continuity (SR-VCC) In RL40 Plan
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LTE VoIP
3G CS voice
LTE VoIP
3G CS voice 3G CS voice 3G CS voice
Single Radio Voice Call
Continuity (SR-VCC)
Options for voice call continuity when running out of LTE coverage
• 1) Handover from LTE VoIP to 3G CS voice – Voice Handover from LTE VoIP to WCDMA CS voice is called SR-VCC
– No VoIP needed in 3G
• 2) Handover from LTE VoIP to 3G VoIP
– VoIP support implemented in 3G
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