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Final Report
September 28, 2012
1
Independent Evaluation of Phase 1 of the A ffordable M edicines Facility - malaria (A M Fm)
Multi-Country Independent Evaluation Report:
Final Report
September 28, 2012
AMFm Independent Evaluation Team
I C F International:
London School of Hygiene and T ropical Medicine:
Fred Arnold
Yazoume Ye
Ruilin Ren
Stan Yoder
Kara Hanson
Catherine Goodman
Sarah Tougher
Andrea Mann
Barbara Willey
Submitted to: The Global Fund to Fight AIDS, Tuberculosis and Malaria
Submitted by: ICF International
11785 Beltsville Drive, Suite 300, Calverton, MD 20705, USA
and The London School of Hygiene and Tropical Medicine
Recommend citation: AMFm Independent Evaluation Team (2012). Independent Evaluation of Phase 1 of the Affordable Medicines Facility - malaria (AMFm), Multi-Country Independent Evaluation Report: F inal Report. Calverton, Maryland and London: ICF International and London School of Hygiene and Tropical Medicine.
This version of the report includes the following information not previously included in the Preliminary Report of July 18, 2012: (i) results from the remote areas study; (ii) results from the logo study (exit interviews and focus group discussions); (iii) an annex describing the Consultative Forum held in June 2012 in Nairobi; and (iv) some new content to Section 1.2 Overview of the AMFm, including orders requested, approved and delivered as of end September 2012. None of this new information has affected the assessment of the achievements of the Phase 1 benchmarks that were included in the prel iminary report of July 18, 2012. This version of the report does not include findings from the endline household surveys. Those findings will be included in a supplemental report when endline data become available.
i
Data Contributors (Institutions in alphabetical order):
Data Contributors for Outlet Surveys
African Population and H ealth Research C entre, K enya Marilyn Wamukoya Yohannes Kinfu Blessing Mberu Centre de Recherche pour le Dveloppement Humain (C RD H) / International d'E tudes et de Recherches sur les Populations A fricaines (C I E RPA), Niger Salif Ndiaye Idrissa Alichina Kourgueni Moctar Seydou Oumarou Malam Drugs for Neglected Diseases initiative (DNDi)/Research and Development Unit, Komfo Anokye Teaching Hospital (K A T H), Ghana Graciela Diap John Amuasi Samuel Blay Nguah Ohene Buabeng Ifakara H ealth Institute (I H I) - I M PA C T 2 Project, Tanzania Rebecca Thomson
Johanes Boniface Admirabilis Kalolella Charles Festo Mark Taylor Katia Bruxvoort
Population Service International (PSI) - A C Twatch Project, K enya, Madagascar , Niger ia, Uganda, Zanzibar
Tanya Shewchuk !"#$%&'()**$++ Hellen Gatakaa Stephen Poyer Julius Njogu Mitsuru Toda Illah Evance
James Kajuna
Baraka Kaaya
Jacky Raharinijatovo
Ekundayo Arogundade
Peter Buyungo
Edna Adhiambo Ogada
ii
Data Contributors for Remote Area Surveys
African Population and H ealth Reseach C entre (APH R C) Catherine Kyobutungi Blessing Nberu Marylin Wamukoya Fredrick Wekesa
Komfo Anokye Teaching Hospital (K A T H) John Amuasi Samual Blay Daniel Ansong
Independent consultant ! Defining the remote areas Abdisalan Noor
Data Contributors for Logo Study (Exit Interviews and Focus Group Discussions)
Ghana: T NS R MS Ghana Adewake Obaseki Agyakwa Ayisi Addo
Marilyn Oduro-Ntiamoah
K enya: A frican Institute for H ealth and Development (A I H D)
Mary Amuyunzu-Nyamongo Monica Wabuke
Madagascar : Institut National des Statistiques de M adagascar (INST A T)
Victor Rabeza Rafaralahy Heretiana Randriandrasana
Niger ia: T NS R MS Niger ia L imited Mariam Fagbemi Olugbenga Afolabi Ogunmefun
Data Contributors for Country Case Studies
Ghana Elizabeth Juma
Kenya Abdinasir Amin
Madagascar Sergio Torres Rueda
Niger Diadier Diallo
Nigeria Catherine Adegoke
Tanzania , mainland Catherine Goodman
Uganda Sarah Tougher
Zanzibar Yazoume Ye
iii
Table of contents T A B L E O F C O N T E N TS .................................................................................................................................. I I I
L IST O F T A B L ES ............................................................................................................................................ V I I
L IST O F F I G UR ES .......................................................................................................................................... X I I
L IST O F A BBR E V I A T I O NS ......................................................................................................................... X I V
D E F IN I T I O N O F K E Y T E R MS ................................................................................................................. X V I I I
O V E R V I E W O F T H E IND EPE ND E N T E V A L U A T I O N O F A M F M ....................................................... X I X
E X E C U T I V E SU M M A R Y .......................................................................................................................... X X I V
1 B A C K G R O UND A ND M E T H O DS .......................................................................................................... 1
1.1 EVALUATION BACKGROUND ..................................................................................................................... 1 1.2 OVERVIEW OF AMFM ............................................................................................................................... 2
1.2.1 Origins of the AMFm ...................................................................................................................... 2 1.2.2 Technical Design of the AMFm ...................................................................................................... 3 1.2.3 !"#$%"&'()*+,&-#,./)0&%)*&1%)%0232).&.52&61'3 ................................................................. 3 1.2.4 Funding sources .............................................................................................................................. 5 1.2.5 Negotiations with eligible manufacturers ....................................................................................... 5 1.2.6 AMFm copayments processed and volume of copaid ACTs delivered ............................................ 7 1.2.7 Typical ordering behavior: Differences between public and private sector buyers ..................... 12 1.2.8 Implementation and country-level effects of demand-shaping levers ........................................... 14 1.2.9 Evolution of adult versus child pack orders over time .................................................................. 15 1.2.10 Disbursement delays for supporting interventions ................................................................... 17 1.2.11 Overview of timing of AMFm implementation ......................................................................... 17 1.2.12 Summary of AMFm implementation ......................................................................................... 20
1.3 OVERVIEW OF AMFM PHASE 1 COUNTRIES ............................................................................................ 22 1.3.1 Ghana ........................................................................................................................................... 22 1.3.2 Kenya ............................................................................................................................................ 23 1.3.3 Madagascar .................................................................................................................................. 24 1.3.4 Niger ............................................................................................................................................. 25 1.3.5 Nigeria .......................................................................................................................................... 27 1.3.6 Tanzania 7 mainland .................................................................................................................... 28 1.3.7 Uganda ......................................................................................................................................... 29 1.3.8 Zanzibar ........................................................................................................................................ 30
1.4 EVALUATION FRAMEWORK ..................................................................................................................... 32 1.4.1 Impact model ................................................................................................................................ 33 1.4.2 Evaluation design ......................................................................................................................... 36 1.4.3 Additional studies ......................................................................................................................... 37
1.5 KEY EVALUATION QUESTIONS AND INDICATORS ..................................................................................... 38 1.6 EVALUATION APPROACH ......................................................................................................................... 41
1.6.1 Overview of methods and tools ..................................................................................................... 41 1.6.2 Outlet surveys ............................................................................................................................... 42 1.6.3 Household survey data - Secondary analysis................................................................................ 51 1.6.4 Implementation process and contextual information .................................................................... 53 1.6.5 Remote area study ......................................................................................................................... 55 1.6.6 Public awareness - AMFm logo study .......................................................................................... 60 1.6.7 Interpretation and operationalization of success metrics ............................................................. 63 1.6.8 E thical approval ........................................................................................................................... 67 1.6.9 Discussion of strengths and limitations of the Independent Evaluation ....................................... 67
1.7 CONSULTATIVE FORUM .......................................................................................................................... 73
2 R ESU L TS F R O M O U T L E T SUR V E YS ................................................................................................ 74
2.1 DESCRIPTION OF SAMPLE AND CHARACTERISTICS OF OUTLETS ............................................................... 74 2.1.1 Description of sample at baseline and at endline ......................................................................... 74 2.1.2 Characteristics of the outlets ........................................................................................................ 82
2.2 EVALUATION QUESTION ON ACT AVAILABILITY .................................................................................... 94 2.2.1 Antimalarials in stock ................................................................................................................... 94
iv
2.2.2 Antimalarials in stock by type ....................................................................................................... 97 2.2.1 Stockouts of quality-assured ACTs ............................................................................................. 112 2.2.2 Population coverage of outlets with quality-assured ACTs ........................................................ 115
2.3 EVALUATION QUESTION ON ACT AFFORDABILITY ................................................................................ 118 2.3.1 Cost to patients of antimalarials ................................................................................................. 118 2.3.2 Gross markup between purchase price and retail selling price .................................................. 141 2.3.3 Total gross markup from first line buyer purchase price to retail selling price ......................... 152 2.3.4 Availability and cost to patients of diagnostic tests (RDT/microscopy) ..................................... 155
2.4 MARKET SHARE OF QUALITY-ASSURED ACTS ...................................................................................... 170 2.5 PROVIDER KNOWLEDGE OF FIRST LINE ANTIMALARIAL TREATMENT AND QUALITY-ASSURED ACT DOSING REGIMEN ............................................................................................................................................ 182
2.5.1 Provider Knowledge of first line antimalarial treatment ............................................................ 182 2.5.2 Provider knowledge of quality-assured ACT dosing regimen for an adult and a child .............. 185 2.5.3 Reasons for not stocking quality-assured ACTs.......................................................................... 190
2.6 AMFM LOGO, RECOMMENDED RETAIL PRICE AND PROVIDER TRAINING ................................................ 193
3 R ESU L TS F R O M H O USE H O L D SUR V E YS ..................................................................................... 211
3.1 FEVER PREVALENCE .............................................................................................................................. 211 3.2 ANTIMALARIAL TREATMENT AMONG CHILDREN WITH FEVER ............................................................... 213 3.3 DIAGNOSTIC TESTING ............................................................................................................................ 220 3.4 ANTIMALARIAL TREATMENT AMONG CHILDREN WITH FEVER FROM THE POOREST HOUSEHOLDS.......... 222
4 I M PL E M E N T A T I O N PR O C ESS A ND C O N T E X T - F INDIN GS F R O M T H E C O UN T R Y C ASE ST UDI ES ........................................................................................................................................................... 224
4.1 GHANA .................................................................................................................................................. 224 4.1.1 AMFm implementation process .................................................................................................. 224 4.1.2 Implementation of AMFm supporting interventions ................................................................... 226 4.1.3 Implementation of non-AMFm interventions .............................................................................. 227 4.1.4 Key events and context ................................................................................................................ 228 4.1.5 Conclusion .................................................................................................................................. 228
4.2 KENYA .................................................................................................................................................. 231 4.2.1 AMFm implementation process .................................................................................................. 231 4.2.2 Implementation of AMFm supporting interventions ................................................................... 234 4.2.3 Implementation of non-AMFm interventions .............................................................................. 238 4.2.4 Key events and context ................................................................................................................ 239 4.2.5 Conclusion .................................................................................................................................. 239
4.3 MADAGASCAR ...................................................................................................................................... 242 4.3.1 Description of the AMFm implementation process ..................................................................... 242 4.3.2 Implementation of AMFm supporting interventions ................................................................... 243 4.3.3 Key events and context ................................................................................................................ 247 4.3.4 Conclusion .................................................................................................................................. 247
4.4 NIGER ................................................................................................................................................... 250 4.4.1 AMFm implementation process .................................................................................................. 250 4.4.2 Implementation of AMFm supporting interventions ................................................................... 253 4.4.3 Key events and context ................................................................................................................ 257 4.4.4 Conclusion .................................................................................................................................. 257
4.5 NIGERIA ................................................................................................................................................ 260 4.5.1 AMFm intervention process ........................................................................................................ 260 4.5.2 Implementation of AMFm supporting intervention ..................................................................... 262 4.5.3 Key events and context ................................................................................................................ 265 4.5.4 Conclusion .................................................................................................................................. 266
4.6 TANZANIA - MAINLAND ........................................................................................................................ 270 4.6.1 AMFm implementation process .................................................................................................. 270 4.6.2 Implementation of AMFm supporting interventions ................................................................... 272 4.6.3 Key event and context ................................................................................................................. 277 4.6.4 Conclusion .................................................................................................................................. 277
4.7 UGANDA ............................................................................................................................................... 280 4.7.1 AMFm implementation process .................................................................................................. 280 4.7.2 Implementation of AMFm Supporting Interventions ................................................................... 285 4.7.3 Key events and context ................................................................................................................ 289
v
4.7.4 Conclusion .................................................................................................................................. 290 4.8 ZANZIBAR ............................................................................................................................................. 292
4.8.1 AMFm implementation process .................................................................................................. 292 4.8.2 Implementation of AMFm supporting interventions ................................................................... 295 4.8.3 Key events and context ................................................................................................................ 299 4.8.4 Conclusion .................................................................................................................................. 299
5 R ESU L TS F R O M T H E R E M O T E A R E A ST UD Y ............................................................................. 302
5.1 DESCRIPTION OF THE SAMPLE ............................................................................................................... 302 5.2 AVAILABILITY OF QUALITY-ASSURED ACTS IN REMOTE AREAS ........................................................... 305
5.2.1 Stockouts of quality-assured ACTs in remote areas ................................................................... 308 5.2.2 Population coverage of outlets with quality-assured ACTs in remote areas .............................. 308
5.3 PRICING OF QUALITY-ASSURED ACTS IN REMOTE AREAS ..................................................................... 310 5.4 GROSS MARKUP BETWEEN PURCHASE PRICE AND RETAIL SELLING PRICE OF QUALITY-ASSURED ACTS IN REMOTE AREAS ............................................................................................................................................... 314 5.5 AVAILABILITY AND COST TO PATIENTS OF MALARIA DIAGNOSTIC TESTS IN REMOTE AREAS ................. 316 5.6 MARKET SHARE FOR QUALITY-ASSURED ACTS IN REMOTE AREAS ....................................................... 319 5.7 AMFM LOGO IN REMOTE AREAS ........................................................................................................... 321 5.8 SUMMARY OF RESULTS ......................................................................................................................... 323
6 R ESU L TS F R O M T H E L O G O ST UD Y (E X I T IN T E R V I E WS A ND F O C US G R O UP DISC USSI O NS) ................................................................................................................................................ 324
6.1 EXIT INTERVIEWS .................................................................................................................................. 324 6.1.1 Description of the sample ........................................................................................................... 324 6.1.2 Reasons for choosing a malaria treatment ................................................................................. 325 6.1.3 Source of information about ACTs ............................................................................................. 326 6.1.4 Knowledge of AMFm logo .......................................................................................................... 327 6.1.5 Meaning of the AMFm logo ........................................................................................................ 330 6.1.6 Summary of results from exit interviews ..................................................................................... 331
6.2 FOCUS GROUP DISCUSSIONS .................................................................................................................. 332 6.2.1 Description of the sample ........................................................................................................... 332 6.2.2 Knowledge of treatment of malaria ............................................................................................ 332 6.2.3 Knowledge and perceived availability of ACTs .......................................................................... 333 6.2.4 Knowledge and perception of the AMFm logo ........................................................................... 334 6.2.5 Summary of the results of the focus group discussions ............................................................... 335
7 SU M M A R Y O F K E Y F INDIN GS F R O M R E L E V A N T OPE R A T I O N A L R ESE A R C H ............... 337
8 SU C C ESS M E T RI CS A ND IN T E RPR E T A T I O N .............................................................................. 343
8.1 GHANA .................................................................................................................................................. 343 8.1.1 Achievement of AMFm objectives ............................................................................................... 343 8.1.2 Supply of AMFm copaid drugs ................................................................................................... 346 8.1.3 Implementation of supporting interventions ............................................................................... 347 8.1.4 Context ........................................................................................................................................ 348 8.1.5 Summary ..................................................................................................................................... 348
8.2 KENYA .................................................................................................................................................. 350 8.2.1 Achievement of AMFm objectives ............................................................................................... 350 8.2.2 Supply of AMFm copaid drugs ................................................................................................... 353 8.2.3 Implementation of supporting interventions ............................................................................... 354 8.2.4 Context ........................................................................................................................................ 355 8.2.5 Summary ..................................................................................................................................... 355
8.3 MADAGASCAR ...................................................................................................................................... 356 8.3.1 Achievement of the objectives ..................................................................................................... 356 8.3.2 Supply of AMFm copaid drugs ................................................................................................... 360 8.3.3 Implementation of supporting interventions ............................................................................... 360 8.3.4 Context ........................................................................................................................................ 361 8.3.5 Summary ..................................................................................................................................... 362
8.4 NIGER ................................................................................................................................................... 363 8.4.1 Achievement of the objectives ..................................................................................................... 363 8.4.2 Supply of AMFm copaid drugs ................................................................................................... 365 8.4.3 Implementation of supporting interventions ............................................................................... 366
vi
8.4.4 Context ........................................................................................................................................ 367 8.4.5 Summary ..................................................................................................................................... 367
8.5 NIGERIA ................................................................................................................................................ 368 8.5.1 Achievement of the objectives ..................................................................................................... 368 8.5.2 Supply of AMFm copaid drugs ................................................................................................... 370 8.5.3 Implementation of supporting interventions ............................................................................... 371 8.5.4 Context ........................................................................................................................................ 373 8.5.5 Summary ..................................................................................................................................... 373
8.6 TANZANIA MAINLAND ........................................................................................................................... 374 8.6.1 Achievement of AMFm objectives ............................................................................................... 374 8.6.2 Supply of AMFm copaid drugs ................................................................................................... 376 8.6.3 Implementation of supporting interventions ............................................................................... 377 8.6.4 Context ........................................................................................................................................ 378 8.6.5 Summary ..................................................................................................................................... 379
8.7 UGANDA ............................................................................................................................................... 380 8.7.1 Achievement of AMFm objectives ............................................................................................... 380 8.7.2 Supply of AMFm copaid drugs ................................................................................................... 383 8.7.3 Implementation of supporting interventions ............................................................................... 384 8.7.4 Context ........................................................................................................................................ 385 8.7.5 Summary ..................................................................................................................................... 385
8.8 ZANZIBAR ............................................................................................................................................. 386 8.8.1 Achievement of AMFm objectives ............................................................................................... 386 8.8.2 Supply of AMFm copaid drugs ................................................................................................... 389 8.8.3 Implementation of supporting interventions ............................................................................... 389 8.8.4 Context ........................................................................................................................................ 390 8.8.5 Summary ..................................................................................................................................... 391
9 C O N C L USI O N ........................................................................................................................................ 392
9.1 CONCLUSION ......................................................................................................................................... 392
10 R E F E R E N C ES ........................................................................................................................................ 396
11 A C K N O W L E D G E M E N TS .................................................................................................................... 403
12 APPE NDI C ES ......................................................................................................................................... 404
vii
L ist of tables Table 1: Quantity of copaid quality-assured ACTs delivered, July 2010 , December 2011 ........................... xxviii
Table 2: Quantity of copaid quality-assured ACTs delivered, January 2012 , September 2012 .................... xxviii
Table 1.2.1: Quantity of copaid quality-assured ACTs requested, approved, and delivered, July 2010 ,
December 2011 ............................................................................................................................................. 8
Table 1.2.2: Quantity of copaid quality-assured ACTs requested, approved, and delivered, January 2012 ,
September 2012........................................................................................................................................... 10
Table 1.2.3: Differences between public and private sector buyers ..................................................................... 12
Table 1.2.4: Number of first-line buyers which received deliveries* of quality-assured ACT treatments through
AMFm ......................................................................................................................................................... 13
Table 1.2.5: Quality-assured ACT treatments requested by private not-for-profit and private for-profit first-line
buyers and approved by the Global Fund, 3rd
quarter and 4th
quarter of 2011 ............................................ 15
Table 1.2.6: Quality-assured ACT treatments requested by private not-for-profit and private for-profit first-line
buyers and approved by the Global Fund, 1st quarter, 2
nd quarter and 3
rd quarter of 2012 .......................... 15
Table 1.2.7: Summary of AMFm implementation ................................................................................................ 21
Table 1.5.1: List of key indicators for the independent evaluation ....................................................................... 40
Table 1.6.1: Link between outlet and household surveys and the evaluation questions ....................................... 41
Table 1.6.2: Timing of data collection for outlet surveys and arrival of copaid ACTs by country ...................... 43
Table 1.6.3: Number of clusters by domain for each country ............................................................................... 44
Table 1.6.4: Local currencies and their USD equivalents using the average interbank rate, 2010 ....................... 50
Table 1.6.5: Summary of existing household surveys that include information on ACT use ............................... 52
Table 1.6.6: Timing of data collection for baseline and endline household surveys in relation to arrival of the
first copaid ACTs by country ...................................................................................................................... 53
Table 1.6.7: Number and dates of key informant interviews conducted ............................................................... 54
Table 1.6.8: Remote area clusters selected for the AMFm Independent Evaluation remote area survey ............. 58
Table 1.6.9: E2Pi metrics and benchmarks for success and their operationalization by the IE ............................ 64
Table 2.1.1: Survey sample breakdown: Number of outlets enumerated and number stocking antimalarials by
urban-rural location, according to country at baseline (2010) and endline (2011) ...................................... 75
Table 2.1.2: Number of outlets by final interview status and urban-rural location, according to country at
baseline (2010) and endline (2011) ............................................................................................................. 76
Table 2.1.3: Number of outlets enumerated by type of outlet and urban-rural location, according to country at
baseline (2010) and endline (2011) ............................................................................................................. 78
Table 2.1.4: Number of outlets with antimalarials in stock by type of outlet and urban-rural location, according
to country at baseline (2010) and endline (2011) ........................................................................................ 80
Table 2.2.1: Outlets with antimalarials in stock at baseline (2010) and endline (2011) ....................................... 95
Table 2.2.2: Outlets with non-artemisinin therapy in stock at baseline (2010) and endline (2011)...................... 99
Table 2.2.3: Outlets with artemisinin monotherapy in stock at baseline (2010) and endline (2011) .................. 101
Table 2.2.4: Outlets with oral artemisinin monotherapy in stock at baseline (2010) and endline (2011) ........... 103
Table 2.2.5: Outlets with non-quality-assured ACTs in stock at baseline (2010) and endline (2011)................ 105
Table 2.2.6: Outlets with quality-assured ACTs in stock at baseline (2010) and endline (2011) ....................... 107
Table 2.2.7: Outlets with quality-assured ACTs with and without the AMFm logo in stock at endline, 2011 .. 109
Table 2.2.8: Public health facilities with quality-assured ACTs in stock among ALL public health facilities at
baseline (2010) and endline (2011) ........................................................................................................... 111
Table 2.2.9: Outlets with stock-outs of quality-assured ACTs at baseline (2010) and endline (2011) ............... 113
-".+$%/0/0123%4$56$*#"7$%)8%#9$%:):;+"#
viii
Table 2.3.3: Cost to patients of oral artemisinin monotherapy, in 2010 US dollars, at endline, 2011 ................ 125
Table 2.3.4: Cost to patients of non-quality-assured ACTs, in 2010 US dollars, at baseline (2010) and endline
(2011) ........................................................................................................................................................ 127
Table 2.3.5: Cost to patients of quality-assured ACTs (including formulations for adults and children), in 2010
US dollars, at baseline (2010) and endline (2011) .................................................................................... 129
Table 2.3.6: Cost to patients of quality-assured ACTs (including formulations for adults and children) by
presence of the AMFm logo, in 2010 US dollars, at endline, 2011 .......................................................... 131
Table 2.3.7: Cost to patients of quality-assured ACTs (pediatric formulations only), in 2010 US dollars, at
baseline (2010) and endline (2011) ........................................................................................................... 133
Table 2.3.8: Cost to patients of quality-assured ACTs (pediatric formulations only) by presence of the AMFm
logo, in 2010 US dollars, at endline, 2011 ................................................................................................ 135
Table 2.3.9: Cost to patients in private for-profit outlets, of the most popular antimalarial which is not a QAACT
in terms of private for-profit outlet sales volumes for TABLETS and ALL DOSAGE FORMS in 2010 US
dollars at endline 2011 .............................................................................................................................. 138
Table 2.3.10: Ratio of the cost to patients of quality-assured ACTs with the AMFm logo to the cost to patients
of the most popular antimalarial which is not a QAACT for TABLETS in private for-profit outlets in 2010
US dollars, at endline, 2011 ...................................................................................................................... 138
Table 2.3.11: Ratio of the cost to patients of quality-assured ACTs with the AMFm logo to the cost to patients
of the most popular antimalarial which is not a QAACT for ALL DOSAGE FORMS in private for-profit
outlets in 2010 US dollars, at endline, 2011.............................................................................................. 139
Table 2.3.12: Ratio of the cost to patients of quality-assured ACTs with the AMFm logo to the cost to patients
of artemisinin monotherapy TABLETS in private for-profit outlets in 2010 US dollars, at endline, 2011
.................................................................................................................................................................. 139
Table 2.3.13: Ratio of the cost to patients of quality-assured ACTs with the AMFm logo to the cost to patients
of artemisinin monotherapy for ALL ORAL DOSAGE FORMS in private for-profit outlets in 2010 US
dollars, at endline, 2011 ............................................................................................................................ 140
Table 2.3.14: Gross markup between purchase price and retail selling price of non-artemisinin therapy at
baseline (2010) and endline (2011) ........................................................................................................... 142
Table 2.3.15: Gross markup between purchase price and retail selling price of artemisinin monotherapy at
baseline (2010) and endline (2011) ........................................................................................................... 144
Table 2.3.16: Gross markup between purchase price and retail selling price of non-quality-assured ACTs at
baseline (2010) and endline (2011) ........................................................................................................... 146
Table 2.3.17: Gross markup between purchase price and retail selling price of quality-assured ACTs, at baseline
(2010) and endline (2011) ......................................................................................................................... 148
Table 2.3.18: Gross markup between purchase price and retail selling price of quality-assured ACTs, by
presence of the AMFm logo, at endline, 2011 .......................................................................................... 150
Table 2.3.19: Median total gross markup from first line buyer price to retail selling price for quality-assured
ACTs bearing the AMFm logo, in 2010 US dollars, at endline, 2011 ...................................................... 153
Table 2.3.20: Availability of any diagnostic test for malaria at baseline (2010) and endline (2011) ................. 156
Table 2.3.21: Availability of malaria microscopy at baseline (2010) and endline (2011) .................................. 158
Table 2.3.22: Availability of RDTs at baseline (2010) and endline (2011) ........................................................ 160
Table 2.3.23: Cost to adult patients of malaria microscopy, in 2010 US dollars, at baseline (2010) and endline
(2011) ........................................................................................................................................................ 162
Table 2.3.24: Cost to child patients of malaria microscopy, in 2010 US dollars, at baseline (2010) and endline
(2011) ........................................................................................................................................................ 164
Table 2.3.25: Cost to adult patients of rapid diagnostic tests for malaria (RDTs), in 2010 US dollars, at baseline
(2010) and endline (2011) ......................................................................................................................... 166
Table 2.3.26: Cost to child patients of rapid diagnostic tests for malaria (RDTs), in 2010 US dollars, at baseline
(2010) and endline (2011) ......................................................................................................................... 168
Table 2.4.1: Percent distribution of antimalarial sales volumes for public health facilities, at baseline (2010) and
endline (2011) ........................................................................................................................................... 173
ix
Table 2.4.2: Percent distribution of antimalarial sales volumes for private not-for-profit facilities, at baseline
(2010) and endline (2011) ......................................................................................................................... 174
Table 2.4.3: Percent distribution of antimalarial sales volumes for private for-profit facilities, at baseline (2010)
and endline (2011) .................................................................................................................................... 175
Table 2.4.4: Percent distribution of antimalarial sales volumes for all outlets (all sectors combined), at baseline
(2010) and endline (2011) ......................................................................................................................... 176
Table 2.4.5: Market share of quality-assured ACTs, by presence of the AMFm logo at endline, 2011 ............. 177
Table 2.4.6: Percent distribution of antimalarial sales volumes of ALL antimalarials by outlet type at baseline
(2010) and endline (2011) ......................................................................................................................... 178
Table 2.4.7: Percent distribution of antimalarial sales volumes by private for-profit outlets by outlet type at
baseline (2010) and endline (2011) ........................................................................................................... 179
Table 2.4.8: Percent distribution of sales volumes of quality-assured ACTs by outlet type at baseline (2010) and
endline (2011) ........................................................................................................................................... 180
Table 2.5.1: Provider knowledge of first line antimalarial treatment at baseline (2010) and endline (2011) ..... 183
Table 2.5.2: Provider knowledge of dosing regimen for quality-assured ACTs (QAACTs) for an adult, at
baseline (2010) and endline (2011) ........................................................................................................... 186
Table 2.5.3: Provider knowledge of dosing regimen for quality-assured ACTs (QAACTs) for a child, at baseline
(2010) and endline (2011) ......................................................................................................................... 188
Table 2.5.4: Reasons for not stocking quality-assured ACTs (QAACTs) for private providers, at baseline (2010)
and endline (2011) .................................................................................................................................... 191
Table 2.6.1: Provider recognition of AMFm logo, at baseline (2010) and endline (2011) ................................. 195
Table 2.6.2: Provider knowledge of the meaning of the AMFm logo at endline, 2011 ...................................... 197
Table 2.6.3: Sources from which providers have seen or heard of the AMFm logo at endline, 2011 ................ 199
Table 2.6.4: Percentage of quality-assured ACTs bearing the AMFm logo, at baseline (2010) and endline (2011)
.................................................................................................................................................................. 201
Table 2.6.5: Percentage of all antimalarials other than quality-assured ACTs bearing the AMFm logo, at
baseline (2010) and endline (2011) ........................................................................................................... 203
Table 2.6.6: Provider knowledge of the AMFm program at endline, 2011 ........................................................ 205
Table 2.6.7: Sources from which providers heard of the AMFm program at endline, 2011 .............................. 206
Table 2.6.8: Providers stating that there is a maximum/recommended retail price (RRP) for antimalarials with
the AMFm logo at endline, 2011 .............................................................................................................. 208
Table 2.6.9: Providers stating the correct maximum/recommended retail price (RRP) for antimalarials with the
AMFm logo at endline, 2011 .................................................................................................................... 209
Table 2.6.10: Providers who have received training on antimalarials with the AMFm logo at endline, 2011 ... 210
Table 3.1.1: Prevalence of fever among children under five years by selected background characteristics ....... 212
Table 3.2.1: Any antimalarial treatment of fever among children under five years by selected background
characteristics ............................................................................................................................................ 214
Table 3.2.2: ACT treatment among children under five years with fever by selected background characteristics
.................................................................................................................................................................. 216
Table 3.2.3: Prompt ACT treatment of fever among under five children by selected background characteristics
.................................................................................................................................................................. 219
Table 3.3.1: Diagnostic testing among children under five years with fever by selected background
characteristics ............................................................................................................................................ 221
Table 3.4.1: Treatment of fever among children under five years from the poorest households (lowest two
wealth quintiles), by urban-rural residence ............................................................................................... 223
Table 4.1.1: Summary of key factors likely to have supported or hindered achievement of AMFm goals in
Ghana ........................................................................................................................................................ 229
Table 4.2.1: Summary of key factors likely to have supported or hindered achievement of AMFm goals in
Kenya ........................................................................................................................................................ 240
Table 4.3.1. Summary of key factors likely to have supported or hindered achievement of AMFm goals in
Madagascar ............................................................................................................................................... 248
x
Table 4.4.1: Summary of key factors likely to have supported or hindered achievement of AMFm goals in Niger
.................................................................................................................................................................. 258
Table 4.5.1: Summary of key factors likely to have supported or hindered achievement of AMFm goals in
Nigeria....................................................................................................................................................... 267
Table 4.6.1: Summary of key factors likely to have supported or hindered achievement of AMFm goals in
Tanzania mainland .................................................................................................................................... 278
Table 4.7.1 Recommended retail prices for AMFm copaid ACTs in 2010 US dollars ...................................... 287
Table 4.7.2: Summary of key factors likely to have supported or hindered achievement of AMFm goals in
Uganda) ..................................................................................................................................................... 290
Table 4.8.1: Summary of key factors likely to have supported or hindered achievement of AMFm goals in
Zanzibar .................................................................................................................................................... 300
Table 5.1.1: Number of remote area outlets enumerated and number stocking antimalarials at the time of the
survey, according to country, 2011-2012 .................................................................................................. 303
Table 5.1.2 Number of outlets in remote areas at endline by final interview status, according to country, 2011-
2012 .......................................................................................................................................................... 303
Table 5.1.3: Number of outlets enumerated by type of outlet in remote areas at endline, according to country,
2011-2012 ................................................................................................................................................. 304
Table 5.1.4: Number of outlets with antimalarials in stock by type of outlet in the remote areas at endline,
according to country, 2011-2012 .............................................................................................................. 304
Table 5.2.1: Outlets in remote areas and non-remote areas with antimalarials in stock at endline, 2011-2012 . 306
Table 5.2.2:Outlets in remote areas and non-remote areas with quality-assured ACTs in stock at endline, 2011-
2012 .......................................................................................................................................................... 306
Table 5.2.3: Outlets in remote areas and non-remote areas with quality-assured ACTs with the AMFm logo in
stock at endline, 2011-2012 ...................................................................................................................... 307
Table 5.2.4: Outlets in remote areas and non-remote areas with stockouts of quality-assured ACTs at endline,
2011-2012 ................................................................................................................................................. 308
-".+$%E0/0E3%4$56$*#"7$%)8%#9$%:):;+"#
xi
Table 6.1.6: Respondents who saw the AMFm logo in the outlet they visited (among those who visited the outlet
to obtain an antimalarial) .......................................................................................................................... 329
Table 6.1.7: Source from which respondents have ever seen the AMFm logo ................................................... 330
Table 6.1.8: Meaning of the AMFm logo: Respondents who have seen the AMFm logo before ....................... 331
xii
L ist of figures Figure 1: Overview of the achievement of the AMFm Success Benchmarks by county, indicating benchmarks
achieved (in green), nearly or possibly achieved (in amber) and not achieved (in red), (point estimate, and
p-value for statistical test of whether the level stated in the benchmark was achieved) ......................... xxiii!
Figure 2: Timeline of AMFm Phase 1 Independent Evaluation data collection; grant amendments and
disbursements; arrival in-country of copaid QAACTs; launch events; IEC/ BCC implementation; and
application of demand levers by the Global Fund ................................................................................... xxvii!
Figure 3: Breakdown of outlets stocking antimalarials by outlet type at endline Figure .................................... xxx!
Figure 4: Breakdown of private for-profit outlets stocking antimalarials market structure by outlet type at
endline, 2011 ............................................................................................................................................ xxxi!
Figure 5: Percentage of outlets with QAACTs in stock at baseline and endline, and the Success Benchmark 1
threshold (20 percentage point increase in availability of QAACTs) ..................................................... xxxii!
Figure 6: Percentage of public health facilities and private for-profit outlets with QAACTs in stock at baseline
and endlin ............................................................................................................................................... xxxiii!
Figure 7: Percentage of outlets with QAACTs in stock in urban and rural areas at baseline and endline ....... xxxiii!
Figure 8: Percentage of outlets with QAACTs in stock by presence of the AMFm logo at endline ............... xxxiv!
Figure 9: Percentage of outlets with oral AMT and non-artemisinin therapies in stock at baseline and endline
................................................................................................................................................................ xxxv!
Figure 10. Median cost to patients of one adult equivalent treatment dose (AETD) of QAACTs in public and
private for-profit outlets (2010 US dollar equivalent), at baseline and endline ..................................... xxxvi!
Figure 11. Median cost to patients of one AETD of QAACTs in private for-profit outlets in rural and urban
areas (2010 US dollar equivalent), at baseline and endline ................................................................... xxxvii!
Figure 12. Median cost to patients of one AETD of QAACTs in private for-profit outlets by presence of the
AMFm logo (2010 US dollar equivalent), at baseline and endline ...................................................... xxxviii!
Figure 13: Median cost to patients of one AETD of QAACTs with the AMFm logo and the recommended retail
price in private for-profit outlets (2010 US dollar equivalent) at endline ............................................ xxxviii!
Figure 14: Median cost to patients in private for-profit outlets of one AETD of QAACTs bearing the AMFm
logo compared with the cost per AETD of the most popular antimalarial that is not a quality-assured ACT
(2010 US dollar equivalent) at endline, and the Success Benchmark 2 threshold (median price ratio
xiii
Figure 24: Overview of the achievement of the AMFm Success Benchmarks by county, indicating benchmarks
achieved (in green), nearly or possibly achieved (in amber) and not achieved (in red), (point estimate, and
p-value for statistical test of whether the level stated in the benchmark was achieved) Figure .............. lxviii!
Figure 1.2.1: Artemether-lumefantrine: Relative percentage of pack sizes, pre- and post-revision of co-payment
structure and introduction of levers ............................................................................................................. 16!
Figure 1.2.2: Artesunate-Amodiaquine: Relative percentage of pack sizes, pre- and post-revision of co-payment
structure and introduction of levers ............................................................................................................. 17!
Figure 1.2.3: Timeline of AMFm Phase 1 Independent Evaluation data collection; grant amendments and
disbursements; arrival in-country of copaid QAACTs; launch events; IEC/ BCC implementation; and
application of demand levers by the Global Fund ....................................................................................... 19!
Figure 1.3.1: Location of the AMFm Phase 1 countries ....................................................................................... 22!
Figure 1.4.1: AMFm Phase 1 Results Framework ................................................................................................ 33!
Figure 1.4.2: AMFm Theory of Change ............................................................................................................... 35!
Figure 1.4.3: The Independent Evaluation Design ............................................................................................... 37!
Figure 1.4.4: AMFm logo ..................................................................................................................................... 38!
Figure 1.6.1: Remoteness classification (quintiles) based on the remoteness index, Kenya and Ghana .............. 57!
Figure 1.6.2: Remoteness classification map showing the location of clusters sampled in the remote areas for the
AMFm Independent Evaluation remote area survey ................................................................................... 59!
Figure 4.1.1:Timeline of key events related to AMFm implementation process and context in Ghana ............. 230!
Figure 4.2.1: Timeline of key events related to AMFm implementation process and context in Kenya ............ 241!
Figure 4.3.1: Timeline of key events related to AMFm implementation process and context in Madagascar ... 249!
Figure 4.4.1: Timeline of key events related to AMFm implementation process and context in Niger ............. 259!
Figure 4.5.1: Timeline of key events related to the AMFm implementation process and context in Nigeria ..... 268!
Figure 4.6.1: Timeline of key events related to AMFm implementation process and context in Tanzania
mainland .................................................................................................................................................... 279!
Figure 4.7.1: Timeline of key events related to AMFm implementation process and context Uganda .............. 291!
Figure 4.8.1: Timeline of key events related to AMFm implementation process and context in Zanzibar ........ 301!
Figure 8.1.1: AMFm success metrics scorecard , Ghana ................................................................................... 344!
Figure 8.2.1: AMFm success metrics scorecard , Kenya ................................................................................... 352!
Figure 8.3.1: AMFm success metrics scorecard , Madagascar .......................................................................... 358!
Figure 8.4.1: AMFm success metrics scorecard , Niger .................................................................................... 364!
Figure 8.5.1: AMFm success metrics scorecard , Nigeria ................................................................................. 369!
Figure 8.6.1: AMFm success metrics scorecard , Tanzania mainland ............................................................... 375!
Figure 8.7.1: AMFm success metrics scorecard , Uganda ................................................................................. 381!
Figure 8.8.1:AMFm success metrics scorecard , Zanzibar ................................................................................ 387!
Figure 9.1.1: Overview of the achievement of the AMFm Success Benchmarks by county, indicating
benchmarks achieved (in green), nearly or possibly achieved (in amber) and not achieved (in red), (point
estimate, and p-value for statistical test of whether the level stated in the benchmark was achieved) ..... 395!
xiv
L ist of abbreviations ACT Artemisinin-Based Combination Therapy
ADDO Accredited Drug Dispensing Outlets
AETD Adult Equivalent Treatment Dose
AGOA Africa Growth Opportunity Act
AHC Ad Hoc Committee
AL Artemether-Lumefantrine
ALMA
AM
African Leaders Malaria Alliance
Antimalarial
AMT Artemisinin monotherapy
AMFm Affordable Medicines Facility , malaria
AMFmCC AMFm Coordinating Committee
API Active Pharmaceutical Ingredient
ARI Acute Respiratory Infection
ASAQ Amodiaquine and Artesunate
BCC
CAPSS
Behavior change communication
Consortium for ACT Private Sector Subsidy
CCA Community Change Agent
CCM County Coordinating Mechanism
CEM Cohort Event Monitoring
CERMES Centre de Recherches Mdicales et Sanitaires CHAG Christian Health Association of Ghana
CHAI Clinton Health Access Initiative
CHW Community Health Worker
CI Confidence Interval
CIERPA Centre International d'Etudes et de Recherches sur les Populations Africaines CIF Cost-Insurance-Freight
CMS Central Medical Stores
CP Condition Precedent
CPC Consumer Protection Council
CPD Continuing Professional Development
CRDH Centre de Recherche pour le Dveloppement Humain CRS Catholic Relief Services
CSI Centre de Sant Intgr DAMM 8/92:./#)&*+602):2&*2&12*/:%32).&*2&1%*%0%,:%9
DCs Data Contributors
DFID Department for International Development
DHAP Dihydroartemisinin-Piperaquine
DHS Demographic and Health Survey
DLDB Duka la Dawa Baridi DNDi Drugs for Neglected Diseases initiative
DOMC Division of Malaria Control
ERP Expert Review Panel
E2Pi Evidence to Policy Initiative
FBO Faith-Based Organization
xv
FCO Focal Coordinating Office
FGD Focus group discussion
FLB First Line Buyer
FMOH Federal Ministry of Health
FOB Free on Board
GDP Gross Domestic Product
G9H Ghana Cedis
GHS Ghana Health Service
Global Fund The Global Fund to Fight AIDS, Tuberculosis and Malaria
GoU Government of Uganda
HAI Health Action International
HBC Home Based Care
HMM Home Management of Malaria
HPLC High-performance Liquid Chromatography
ICCM Integrated Community Care and Management
ICH The International Conference on Harmonisation of Technical Requirements for
Registration of Pharmaceuticals for Human Use
IE Independent Evaluation/Evaluator
IEC Information, Education and Communication
IPT Intermittent Preventive Treatment
IMCI Integrated Management of Childhood Illnesses
IOM Institute of Medicine
IQR Interquartile Range
IRB Institutional Review Board
IRS Indoor Residual Spraying
IOM Institute of Medicine
ITN Insecticide-Treated Net
JHU Johns Hopkins University
JMS Joint Medical Stores
KAP Knowledge, Attitude, and Perception
KCM Kenya Country Mechanism
KEMSA Kenya Medical Supplies Agency
KII Key Informant Interview
LANSPEX ;%$#9%.#/92&
xvi
MOH Ministry of Health
MoHSW Ministry of Health and Social Welfare
MOMS Ministry of Medical Services
MOPHS Ministry of Public Health and Sanitation
MSA Master Supply Agreement
MVU Mobile Video Unit
NAFDAC National Agency for Food and Drug Administration and Control
nAT Non-Artemisinin Therapy
NDA National Drug Authority
NGO Nongovernmental Organization
NHIS National Health Insurance Scheme
NHS National Health System
NMCP National Malaria Control Program
NMS National Medical Stores
NOC National Oversight Committee
nQAACT Non-Quality-Assured Artemisinin-Based Combination Therapy
NSA National Strategy Application
OJT On-the-Job Training
ONEN Organisation National des Educateurs Novateurs OS Outlet survey
ONPPC Office National des Produits Pharmaceutiques et Chimiques OTC Over-the-Counter
PCN Pharmacists Council of Nigeria
PDA Personal Digital Assistant
PHCC Primary Health Care Center
PHCU Primary Health Care Unit
PMI 45$?
xvii
SC Steering Committee
SI Supporting Intervention
SMOH State Ministry of Health
SOP Standard Operating Procedures
SP Sulfadoxine-Pyrimethamine
SR Sub-Recipient
SSA sub-Saharan Africa
SSF Single Stream Funding
SuNMaP Support to National Malaria Control Program
SURE K$6;5
xviii
Definition of key terms K ey terms Definition Adult Equivalent Treatment
Dose (AETD)
An AETD is the number of milligrams (mg) of an antimalarial drug needed to treat a 60 kg
adult.
Antimalarial Any medicine recognized by WHO for the treatment of malaria. Medicines used solely for
the prevention of malaria are excluded from analysis in this report.
Artemisinin-Based
Combination Therapy (ACT)
An antimalarial that combines artemisinin or one of its derivatives with an antimalarial or
antimalarials of a different class.
Artemisinin monotherapy An antimalarial medicine that has a single active compound, where this active compound is
artemisinin or one of its derivatives.
Booster Sample A booster sample is an extra sample of units (or in this case outlets) of a type not adequately
represented in the main survey, but which are of special interest.
In this survey, we have included a booster sample of public health facilities and Part One
pharmacies in the entire district that includes the selected subdistrict, consisting of all of the
public health facilities and Part One pharmacies in the district that are not in the selected
subdistrict.
Censused subdistrict A subdistrict where field teams conducted a full census of all outlets with the potential to sell
antimalarials.
Combination therapy The use of two or more classes of antimalarial drugs/molecules in the treatment of malaria
that have independent modes of action.
Dosing/treatment regimen The posology or timing and number of doses of an antimalarial used to treat malaria. This
schedule often varies by patient weight.
Enumerated Outlets Outlets that were visited by a member of one of the field teams and from which at a
minimum basic descriptive information was collected (Sections C1-C9 of the outlet survey
questionnaire).
First-line treatment The government-recommended treatment for uncomplicated malaria.
Monotherapy An antimalarial medicine that has a single mode of action. This may be a medicine with a
single active compound or a synergistic combination of two compounds with related
mechanisms of action.
Non-artemisinin therapy An antimalarial medicine that does not contain artemisinin or any of its derivatives.
Outlet Any point of sale or provision of a commodity to an individual. Outlets are not restricted to
stationary points of sale and may include mobile units or individuals.
Pediatric formulation Antimalarial drug packaged specifically for children.
Quality-Assured
Artemisinin-Based
Combination Therapies
(QAACTs)
QAACTs are ACTs that comply with the Global Fund to Fight AIDS, Tuberculosis and
I"+"5
xix
Overview of the Independent Evaluation of A M Fm
The success of malaria control efforts depends on a high level of coverage in the use of
effective antimalarials such as artemisinin-based combination therapies (ACTs). Although
these antimalarials have been procured in large amounts by countries, evidence suggests that
ACT use still remains far below target levels. In response to this issue, the Affordable
Medicines Facility , malaria (AMFm) hosted by the Global Fund to Fight AIDS,
Tuberculosis and Malaria (Global Fund) was set up. AMFm comprises three key elements: (i)
price reductions through negotiations with ACT manufacturers; (ii) a buyer subsidy through a
R6)-:"DF$*#'% 8)5% P(-?% "#% #9$% #):% )8% #9$% 7+)."+% ?;::+D% 69"
xx
A number of key findings can be distilled:
1. Achievement of success benchmarks , Figure 1 provides an overview of the performance of each pilot against the AMFm success benchmarks. Of the 8 pilots,
success benchmarks were clearly met in 5 pilots for availability, 5 pilots for QAACT
price relative to the most popular antimalarial that is not a QAACT, and 4 pilots for
QAACT market share (all shaded green). It is also possible that benchmarks were met in
one additional pilot for availability and price, and in 3 additional pilots for market share,
although the evidence is not as strong (shaded amber). The success benchmarks related to
artemisinin monotherapy (AMT) price and market share were met in all pilots with
sufficient AMTs in the market to make these benchmarks relevant.
2. A M Fm and the private for-profit sector , PIQF%9"?%.$$*%"%>7"F$%69"*7$5A%
xxi
AMFm implementation. With the exception of Zanzibar, pilots with earlier start dates
achieved more success benchmarks. No large-scale sustained IEC/BCC campaign was in
place by the end of 2011 in Madagascar, Niger or Uganda, and these pilots achieved
fewer benchmarks. However, it is possible that delayed start dates reflect weaker
implementation capacity in general, and therefore one should be cautious in attributing
performance to duration of implementation alone.
6. Prices and markups in the private for-profit sector , The price of copaid QAACTs in the private for-profit sector at endline was very variable across pilots, ranging from USD
0.51 in Madagascar to USD 1.96 in Uganda. Reasons for this variability are unclear but
may include (i) variations in the recommended retail price and its promotion through
national IEC/BCC campaigns; (ii) guidelines on markups (in Madagascar); (iii)
differences in cost structure including tax components; and (iv) time since copaid ACTs
first arrived in each country. The median retail gross markup on copaid QAACTs was
less than 70% in all pilots (which can be considered reasonable for the retail sector),
except Uganda (133%) and Zanzibar (100%).
7. C rowding out oral artemisinin monotherapy , Even at baseline, market share for oral AMT was less than 4% in Ghana and less than 1% in Kenya, Madagascar, Niger,
Tanzania Mainland and Uganda. In Nigeria and Zanzibar where oral AMT market share
was somewhat higher at baseline, large and significant falls were observed, likely
reflecting a combination of the AMFm subsidy and complementary regulatory measures
with particularly strong enforcement of the latter in Zanzibar.
8. Availability of non-artemisinin therapies , Availability of non-artemisinin therapies such as chloroquine and sulphadoxine-pyrimethamine fell in some countries, but
remained very high in most countries. However, most of the increase in QAACT market
share was at the expense of the market share of non-artemisinin therapies.
9. Market structure , The private sector was a major player in the antimalarial market in all pilots, accounting for between 40% and 97% of antimalarial sales volumes at baseline,
and between 49% and 92% at endline. There was no clear pattern across pilots in the
change in private for-profit market share between baseline and endline.
10. Availability of malaria diagnosis , Diagnostic availability (rapid diagnostic tests or microscopy) varied substantially in the public sector, from 29% in Nigeria to 98% in
Zanzibar at endline. However, in private for-profit outlets, only three pilots had
substantial availability at endline (Kenya - 14%, Uganda , 21%, Zanzibar - 32%). In this
sector, health facilities/pharmacies have higher availability of diagnostics than drug and
general stores.
11. Results of operational research , Results from studies of interventions to enhance the implementation of antimalarial subsidies by improving targeting and/or drug use show
that implementation of such interventions is feasible on a small scale, but more evidence
xxii
on effectiveness and cost-effectiveness of large-scale programs is needed to inform
policy.
12. Issues not covered by the Independent Evaluation , A number of important issues related to AMFm policy decisions were beyond the scope of the Independent Evaluation,
including the impact on targeting copaid ACTs to persons with parasitemia; advice
provided to patients; adherence to dosing regimens; global artemisinin supply; and
prevalence of counterfeit products.
13. Possible hindering factors for A M Fm in some countries include: ! Delays in the public sector procurement process for copaid ACTs
! Issues with Global Fund grants and delays in procurement of supporting interventions,
meaning that implementation of most interventions lagged behind the arrival of
copaid ACTs by several months
! Suspension of Global Fund disbursements or grants interrupting implementation of
supporting interventions
! Application of Global Fund demand levers to ration orders
! Political and/or economic instability
! An antimalarial provider market dominated by highly informal outlets operating
outside of regulated distribution channels (in Madagascar and Niger)
14. Possible facilitating factors for A M Fm in some countries include: ! Strong AMFm governance structures (including steering committees), involvement of
the private sector and technical assistance from the Clinton Health Access Initiative
! Generally smooth operation of the registration process for first-line buyers and
ordering through the copayment mechanism
! Strong, large-scale mass media campaigns, including promotion of the AMFm logo
! Longer duration of implementation
! Establishment and promotion of a recommended retail price set at an appropriate level
! Complementary regulatory changes, such as giving ACTs over-the-counter status, and
implementation of the AMT ban
! AMFm training in some countries (although only Ghana and Zanzibar had over 20%
training coverage)
xxiii
F igure 1: Overview of the achievement of the A M F m Success Benchmarks by county, indicating benchmarks achieved (in green), nearly or possibly achieved (in amber) and not achieved (in red), (point estimate, and p-value for statistical test of whether the level stated in the benchmark was achieved) 1.1.1
Benchmark Ghana K enya M adagascar Niger Nigeria Tanzania mainland Uganda Zanzibar*
1. 20 percentage point increase in
QAACT availability
52
(p
xxiv
Executive Summary
Overview of the independent evaluation
The success of malaria control efforts depends on a high level of coverage in the use of
effective antimalarials such as artemisinin-based combination therapies (ACTs). Although
these antimalarials have been procured in large amounts by countries, evidence suggests that
ACT use still remains far below target levels.
In response to this issue, the Affordable Medicines Facility , malaria (AMFm) hosted by the
Global Fund to Fight AIDS, Tuberculosis and Malaria (Global Fund) was set up. AMFm
comprises three key elements: (i) price reductions through negotiations with ACT
F"*;8"6#;5$5?S%T
xxv
The IE is based on a non-experimental design with a pre- and post-test intervention
assessment in which each participating country is treated independently as a case study. The
evaluation includes two major components: (1) a pre-intervention (baseline) and post-
intervention (endline) study of key outcomes through nationally representative outlet surveys
and use of secondary household survey data; and (2) documentation of key features of the
context at baseline and endline and the AMFm implementation process in each country
through key informant interviews and document review, to facilitate interpretation of the
changes in outcomes over the implementation period and to judge whether any observed
changes are likely to be due to AMFm. These data sources are supplemented by additional
primary data on outlets in remote areas in Ghana and Kenya; and primary data on user views
of the AMFm logo in four pilots (Ghana, Kenya, Madagascar and Nigeria). Operational
research conducted by other groups was also reviewed. The results of the baseline and
endline outlet and household surveys are compared to the AMFm success metrics (see
below). The findings on achievement of success metrics are synthesized with the process and
context data collected for each country and the other studies outlined above to assess the
performance of AMFm in each operational pilot, and to help learn how and why this new
model unfolds in a variety of contexts, while drawing lessons that can help future operations.
Methods for the IE outlet surveys were built on those developed for the ACTwatch project,
and cover outlets across the public, private for-profit and private not-for-profit sectors in rural
and urban areas. Baseline outlet surveys were conducted between April and December 2010
(except Nigeria which was conducted from September to November 2009), and endline outlet
surveys were conducted between October 2011 and January 2012. The midpoint of endline
survey fieldwork was between 6.5 and 15.5 months after the arrival in the country of the first
AMFm copaid drugs.
For the purpose of analysis, antimalarials were split into three categories: non-artemisinin
therapy (nAT) (e.g., SP, amodaquine, and quinine), artemisinin monotherapy (AMT) and
artemisinin-based combination therapy (ACT). AMTs were further classified into oral and
non-oral AMTs, as while non-oral AMT are recommended for treatment of severe malaria,
the removal of oral AMTs from the market is a key policy goal. ACTs were further
?;.@
xxvi
discussion of the household survey results in the interpretation of the success metrics in
Chapter 8, will be prepared if a sufficient quantity of endline data becomes available in the
coming months.
Interpretation and operationalization of success met rics -9$% G+)."+% Q;*@'?% PIQF% P@% Y)6% ()FF
xxvii
as it is a key intervention included in all pilot AMFm proposals). The figure also shows the
timing of the implementation of demand levers, and the dates of the Independent Evaluation
baseline and endline outlet survey data collection. This duration of effective implementation
needs to be taken into account when interpreting country performance against the
benchmarks, together with other elements of implementation process and country context.
F igure 2: T imeline of A M Fm Phase 1 Independent Evaluation data collection; grant amendments and disbursements; ar r ival in-country of copaid Q A A C Ts; launch events; I E C / B C C implementation; and application of demand levers by the G lobal Fund 1.1.1
Apr
May
Jun
Jul
Aug
Sept
Oct
Nov
Dec Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sept
Oct
Nov
Dec Jan
Feb
Mar
GhanaX $
+ + + + + + + + + + + + + + + + + + + + + + +
L
K e nyaX $
+ + + + + + + + + + + + + + + + + + ++ + + + + + +
L
M adagas car X $
+ + + + + + + + ++ + +
L
Nige rX $
+ + + + + + + + ++ + + +
L
Nige riaX $
+ + + + + + + + + + + + + + ++ + +
L
Tanzania- mainland X $ $
+ + + + + + + + + + + + + + ++ +
L * L
UgandaX $
+ + + + + + + + + + ++ + + +
L *
Zanzibar X $
++
L
Copaid A C Ts in-country (public s ector)
Copaid A C Ts in-country (public s ector)
Copaid A C Ts in-country (public s ector)
Copaid A C Ts in-country (public s ector)
Copaid A C Ts in-country (public s ector)
Application of demand levers by the Global Fund
Application of demand levers by the Global Fund
IEC/B C C implementation
Copaid A C Ts in-country (pr ivate s ector)
IEC/B C C implementation
IEC/B C C implementation
IEC/B C C implementation
IEC/B C C implementation
IEC/B C C implementation
IEC/B C C implementation
IEC/B C C implementation
Grant amendment and disburs ementCopaid A C Ts in-country (pr ivate s ector)
Copaid A C Ts in-country (pr ivate s ector)
Application of demand levers by the Global Fund
Copaid A C Ts in-country (public s ector)
2012
IE outlet survey data collection
IE outlet survey data collection
Grant amendment and disburs ementCopaid A C Ts in-country (pr ivate s ector)
IE outlet survey data collection
Grant amendment and disburs ement
Application of demand levers by the Global Fund
Application of demand levers by the Global Fund
IE outlet survey data collection **
Grant amendment and disburs ementCopaid A C Ts in-country (pr ivate s ector)
IE outlet survey data collection
Grant amendment and disburs ement
Grant amendment and disburs ementCopaid A C Ts in-country (pr ivate s ector)
IE outlet survey data collection
Application of demand levers by the Global Fund
2010 2011
Grant amendment and disburs ementCopaid A C Ts in-country (pr ivate s ector)
IE outlet survey data collection
IE outlet survey data collection
Grant amendment and disburs ementCopaid A C Ts in-country (pr ivate s ector)
Application of demand levers by the Global Fund
Application of demand levers by the Global Fund
Copaid A C Ts in-country (public s ector)
Copaid A C Ts in-country (public s ector)
Notes: = Baseline and endline data collection for Independent Evaluation outlet surveys. = Signing of grant amendment
and Global Fund grant disbursements for implementation of Supporting Interventions. = Copaid QAACTs in-country
(although not necessarily in continuous supply); + = copaid QAACTs delivered, = Implementation of AMFm public
awareness (IEC/BCC) campaign at scale. =Interim AMFm public awareness (IEC/BCC) campaign i.e. Ghana: talk shows
only; Niger: activities not at scale; Nigeria: stop-gap soft launch; Uganda: stop-gap radio. = Application of Global Fund
demand levers. GA= grant amendment; $= disbursement for implementation of SIs; L= launch; L *= >K)8#A%[";*69S%
xxviii
Key findings The key findings begin with a presentation of the aggregate orders for copaid drugs and their
breakdown by country. The results of the baseline and endline outlet surveys and the changes
over time in availability, price and market share indicators across all countries are
subsequently presented. This is followed by presentation of results from household surveys,
the remote areas study, the public awareness/logo study and findings from operational
research. An assessment of the achievement of the AMFm Success Benchmarks is given for
each country individually, which draws on the country case studies of implementation