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IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 18, NO. 1, MARCH 2003 163
A Method of Tracking the Peak Power Points for aVariable Speed Wind Energy Conversion System
Rajib Datta and V. T. Ranganathan, Senior Member, IEEE
AbstractIn this paper, a method of tracking the peak powerin a wind energy conversion system (WECS) is proposed, whichis independent of the turbine parameters and air density. Thealgorithm searches for the peak power by varying the speed in thedesired direction. The generator is operated in the speed controlmode with the speed reference being dynamically modified inaccordance with the magnitude and direction of change of activepower. The peak power points in the curve correspond to
= 0
. This fact is made use of in the optimum pointsearch algorithm. The generator considered is a wound rotorinduction machine whose stator is connected directly to the gridand the rotor is fed through back-to-back pulse-width-modulation(PWM) converters. Stator flux-oriented vector control is appliedto control the active and reactive current loops independently.
The turbine characteristics are generated by a dc motor fed froma commercial dc drive. All of the control loops are executed by asingle-chip digital signal processor (DSP) controller TMS320F240.Experimental results show that the performance of the controlalgorithm compares well with the conventional torque controlmethod.
Index TermsPeak power point tracking, rotor side control,speed control mode, turbine characteristics, wind energy conver-sion system, wind turbine, wound rotor induction machine.
I. INTRODUCTION
I
N RECENT YEARS, there has been a growing interest in
wind energy as it is a potential source for electricity genera-
tion with minimal environmental impact. With the advancement
of aerodynamic designs, wind turbines, which can capture hun-
dreds of kilowatts of power, are readily available. When such
wind energy conversion systems (WECS) are integrated to the
grid, they produce a substantial amount of power, which can
supplement the base power generated by thermal, nuclear, or
hydropower plants.
The cage rotor induction machine is the most frequently
used generator for grid-connected WECS. When connected to
the constant frequency network, the induction generator runs
at near-synchronous speed, drawing the magnetizing current
from the mains, thereby resulting in constant speed constant
frequency (CSCF) operation. However, if there is flexibility invarying the shaft speed, the energy capture due to fluctuating
wind velocities can be substantially improved [1][3]. The
requirement for variable-speed constant frequency (VSCF)
operation led to several developments in the generator control
Manuscript received July 25, 2000; revised December 4, 2001.R. Datta is with ABB Corporate Research Centre, Ladenburg 68526, Ger-
many (e-mail: [email protected]).V. T. Ranganathan is with the Department of Electrical Engineering, Indian
Institute of Science, Bangalore 560012, India (e-mail: [email protected]).Digital Object Identifier 10.1109/TEC.2002.808346
of WECS. By using back-to-back PWM inverters between
the grid and the machine and employing vector control or
direct torque control (DTC) techniques, the active and reactive
powers handled by the machine can be controlled indepen-
dently [4][8]. Even though the mechanical time-constant of
a WECS is very high (due to the high inertia of the turbine
blades) and fast change of shaft speed is neither desirable nor
possible, use of vector control or DTC algorithms allow direct
control over the generator torque and flux, and therefore, more
optimized utilization of the machine.
Rotor side control of grid-connected wound rotor induction
machine is an attractive option for VSCF operation with lim-
ited speed range [4][8]. By suitable integrated approach to-
ward design of a WECS, use of a slip-ring induction gener-
ator is found economically competitive, when compared to a
cage rotor induction machine [8]. The power rating of the con-
verters can be considerably reduced (about 0.3 to 0.5 p.u.) when
used in the rotor circuit. Since the stator is directly connected to
the grid, the stator flux is constant over the entire operating re-
gion. Therefore, the torque can be maintained at its rated value
even above the synchronous speed. This results in higher power
output above the synchronous speed (i.e., at high wind veloci-
ties) when compared to a cage rotor induction generator of the
same frame size. Thus, the machine utilization is substantially
improved.Irrespective of the generator used for a variable-speed WECS,
the output energy depends on the method of tracking the peak
power points on the turbine characteristics due to fluctuating
wind conditions. The conventional method is to generate a con-
trol law for the target generator torque as a square
function of the angular velocity of the turbine shaft.
(1)
The generator torque is controlled accordingly through
field-oriented or direct torque control methods. The parameter
is given by the following equation:
(2)
where is the air density; is the swept area (cross-sectional
area) of the turbine; and is the radius of the turbine (blade
length). is called the power coefficient of the turbine and is
dependent on the ratio between the linear velocity of the blade
tip ( ) and the wind velocity ( ). This ratio, known as the
tip-speed ratio, is defined as
(3)
0885-8969/03$17.00 2003 IEEE
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164 IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 18, NO. 1, MARCH 2003
Fig. 1. Rotor side control scheme with back-to-back PWM converters withcapacitive dc link.
Clearly, depends on the turbine characteristics and air
density. The turbine dimensions and the optimal values for
and (namely and ) are available with turbine man-
ufacturers. The term , on the other hand, depends on the cli-
matic conditions prevalent at a particular site. The air density
may vary considerably over various seasons. As a result, the
value of computed on the basis of some nominal air-den-
sity value will not result in optimal tracking of the peak power
point under all conditions. With the reduction in air-density,the turbine output itself reduces; at the same time, the tracking
trajectory being incorrect, there is considerable loss in output
energy.
In this paper, a method of tracking the peak power is proposed
which is independent of the turbine parameters and air density.
The algorithm searches for the peak power by varying the speed
in the desired direction. In [9], a fuzzy-logic-based controller
is proposed to track the optimum operating point locus. This
system has been designed with a cage rotor induction machine
and can possibly be extended to a doubly-fed machine. How-
ever, similar performance canbe obtained even without the com-
plication of implementing a fuzzy controller. In the algorithm
presented here, the generator is operated in the speed controlmode with the speed reference being dynamically modified in
accordance with the magnitude and direction of change of ac-
tive power. The peak power points in the curve correspond
to . This fact is made use of in the optimum point
search algorithm.
The algorithm is experimentally verified in a small-scale lab-
oratory setup. The generator considered is a wound rotor induc-
tion machine whose stator is connected directly to the grid and
the rotor is fed through back-to-back PWM converters (Fig. 1).
Stator flux-oriented vector control is applied to control the ac-
tive and reactive current loops independently [4][6]. The oper-
ating region of the system in the power-speed plane is indicated
in Fig. 2. In the experimental setup, the turbine characteristics,taken from a commercial model Vestas V27 (Appendix A), are
generated by a dc motor fed from a commercial dc drive. All of
the control loops are executed by a single-chip DSP controller
TMS320F240.
II. PEAK POWER TRACKING ALGORITHM
The proposed algorithm is explained with the help of Fig. 3,
where the curves corresponding to three wind velocities
are shown. Let the present wind velocity be . The generator
is run in the speed control mode with a speed reference of
(which corresponds to the optimum operating point for ).
Fig. 2. Operating region of WECS with wound rotor induction machine in theP ! plane.
Fig. 3. Shift of operating points in the proposed peak power trackingalgorithm.
The generator output power and speed are sampled at regular in-
tervals of time. If the wind velocity is steady at , the difference
between successivesamples ofactivepower (i.e., ) willbe
very small and no action is taken. Now, let there be a step jump
in wind velocity from to . Since the turbine shaft speed
cannot change instantaneously (the reference for the speed con-
troller is not yet changed and the inertia of the system is ex-
tremely high), this would result in a change of operating point
from to . Therefore, would be large and positive.
Corresponding to this change in , a positive change in speed
reference is commanded. The change in speed reference is
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166 IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 18, NO. 1, MARCH 2003
Fig. 5.P
!
characteristics in the region of operation of peak power trackingalgorithm.
overall power generated and the small power fluctuations of the
individual machines will not be directly reflected on the grid.
B. Selection of
determines the change in speed reference for a given
change in . Therefore, it depends on the slope of the
characteristics. To choose a value of , an approximate idea of
the turbine characteristics is needed. The characteristics
in the region of operation of the peak power tracking algorithm
are considered. This is shown in the V27 power curves of
Fig. 5. The wind velocities over this region vary between 6and 12 m/s. The approximate changes in for successive
changes in wind velocities, and hence, are also shown. It
is obvious that the is more for lower wind velocities
and vice-versa. If is set to the maximum value of
in the operating range then, for changes in wind velocities
during high wind conditions, the increment in speed reference
would be more than desired. This would result in overshooting
of the optimum operating point. The system would oscillateabout the peak power point before it settles down. Therefore,
the maximum value of is limited by the lowest value of
. A large value of will also result in a large transient
in generator torque which is not desirable. Hence, the value of
selected is substantially lower than the limit imposed by the
minimum value of .
From Fig. 5, it can be seen that the curvesare flat-topped
near the peak power points. Therefore, the change in for
an increment in speed would be very small in this region. The
may be set at 5% of the nominal power rating of the gen-
erator. So, the final operating point may not move exactly to the
peak power point, but may settle down close to it.
III. EXPERIMENTAL RESULTS
The proposed algorithm is verified on a small-scale labora-
tory prototype, where the principle and implementation remain
identical to that of a practical WECS. Depending on the size of
the WECS, the converter topology and the generator employed
may change. The inner current control loops need to be mod-
ified accordingly. However, the proposed algorithm deals with
the setting of the speed reference for the generator, which is the
outermost loop in the control structure and will always remain
the same irrespective of the size of the turbine.
The experimental setup (Fig. 6) consists of a 3-kW woundrotor induction machine (Appendix B) with its stator connected
to the 415-V, 50Hz, 3- power grid, and the rotor being fed
by two back-to-back IGBT-based PWM converters. The setup
is organized for generation operation where the torque-speed
characteristics of the wind turbine is generated by a 5-hp dc
motor driven by a commercial four-quadrant thyristor drive. A
TMS320F240 DSP-based digital control platform is designed
and employed for implementing the direct power algorithm. The
processor runs at a clock frequency of 36 MHz and the sampling
frequency used is 56 s. The software is assembly coded for fast
real-time execution.
The V27, characteristics corresponding to four wind
velocities , , , and (10, 11, 12, and 13 m/s) are ex-pressed in per unit and are shown in Fig. 7. These characteris-
tics are then stored in the form of lookup tables in the external
memory of theDSP as 32 word arrays. The generatorshaft speed
is computed, scaled to the resolution of the table, and the corre-
sponding turbine power is then read from memory. The turbine
torque is subsequently calculated. This is given as a reference
to the dc drive. The dc drive is a stand-alone unit with an inde-
pendent analog controller. It can be operated in either current
control mode or speed control mode with external analog refer-
ences. In the present case, the torque reference for the dc drive,
suitably scaled, is output via the DAC in the processor board.
It is then routed to the reference input of the torque controller.
The dc motor is thus made to emulate the characteristics of the
chosen wind turbine.
The system is started in the following manner. Initially,
a small constant torque reference is given to the dc drive.
Since the rotor side control is not yet released, the generator
torque is zero. The dc motor speed ramps up. When the
speed crosses a threshold (1200 r/min in the present case) the
software switches in the turbine characteristics. This further
accelerates the motor. In the absence of any generating torque,
the torque controller for the dc drive saturates and the machine
speed settles at the maximum value depending on the input
voltage and the field current (nominally at 1875 r/min). The
reference for the generator torque at this speed saturates at therated value (since the rated speed is exceeded). So when the
rotor side current control is enabled, the system decelerates and
eventually settles down to a steady-state operating point where
the generator torque equals the prime mover torque.
The speed loop time constant is designed to be 250 ms, and
the sampling period for the active power is taken to be 1 s. From
Fig. 6, it is observed that the minimum value of (in
this case between and ) is approximately 0.1/0.2 (i.e., 0.5).
(Beyond , the system operates in the constant torque mode, so
this region is not taken into consideration for deciding the value
of .) Hence, according to the design procedure, has to be
much lower than 0.5 for the generator speed to settle close to
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DATTA AND RANGANATHAN: TRACKING PEAK POWER POINTS FOR A WIND ENERGY CONVERSION SYSTEM 167
Fig. 6. Schematic block diagram of the experimental setup.
Fig. 7. Turbine characteristics for experimental verification and operatingpoints.
the maximum power point without any overshoot. The selected
value for is 0.25. With these parameters, the algorithm is run
for the different wind velocities. The resulting operating points
for the generator are plotted in Fig. 7 along with the optimum
power curve of the turbine. Due to the flat-topped nature of the curves of the turbine, the error in the settling speed does
not result in appreciable reduction in the generated power.
The transient response of speed and (which is a direct
measure of the generator torque in per unit) for transitions be-
tween and are shown in Fig. 8(a). At instant A, there is
a step change in wind velocity from to . The torque in-
stantaneously falls with a small drop in speed. This is because
of the time constant associated with the speed controller. At the
subsequent sample (at instant B), this change in active power is
detected and a decrement in speed reference is commanded. The
transient in (in the positive direction) is due to the action of
the speed controller. The subsequent samples show insignificant
(a)
(b)
Fig. 8. (a) Experimental result for transients in ! and i due to change inwind velocity between v 6 and v 8 (5 V represents 1-p.u. speed and 1.5-p.u. rotorcurrent). (b) Experimental result for transients in ! and i due to change inwind velocity between v 7 and v 9 (5 V represents 1-p.u. speed and 1.5-p.u. rotorcurrent).
change in active power, and therefore, almost constant operating
speed. The reverse operation is observed when the wind velocity
changes from to . In Fig. 8(b), similar waveforms of speed
and are presented for changes in wind velocity between
and . The saturation of the torque beyond the rated speed is
clearly observed from the plot of .
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168 IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 18, NO. 1, MARCH 2003
IV. CONCLUSION
An algorithm for searching the optimum operating point for a
WECS in speed control mode is proposed. This technique makes
peak power tracking independent of the turbine characteristics
and the air density. The criteria for selecting the critical control
parameters are described. The algorithm is implemented on a
laboratory setup using a grid-connected wound rotor induction
generator controlled from the rotor side. Experimental results
show that the performance of the control algorithm compares
well with the conventional torque control method.
APPENDIX A
WIND TURBINE AND GENERATOR DATA FOR VESTAS V27
TURBINE
1) Rotor
Diameter: 27 m;
Swept area: 573 m ;
Rotational speed, generator 1: 43 r/min;
Rotational speed, generator 1: 33 r/min;
Number of blades: 3;Cut-in speed: 3.5 m/s;
Rated wind speed (225 kW): 14 m/s;
Cut-off wind speed: 25 m/s;
Survival wind speed: 56 m/s;
2) Gearbox
Nominal power: 433 kW;
Ratio: 1:23.4;
3) Generator main winding225 kW, 400 V, 396 A, 50 Hz, 1008 r/min, 163 kVAR;
4) Generator low-power winding
50 kW, 400 V, 101 A, 50 Hz, 760 r/min, 48 kVAR;
APPENDIX B
WOUND ROTOR INDUCTION MACHINE USED IN LABORATORY
PROTOTYPE
3 kW, 415 V, 50 Hz, four pole, three phase;
Stator : 415 V, connected, 7.2 A;
Rotor : 415 V, Y connected, 6.6 A.
REFERENCES
[1] A. Miller, E. Muljadi, and D. S. Zinger, A variable speed wind turbinepower control, IEEE Trans. Energy Conversion, vol. 12, pp. 181187,June 1997.
[2] D. S. Zinger and E. Muljadi, Annualized energy improvement usingvariable speeds, IEEE Trans. Ind. Applicat., vol. 33, pp. 14441447,Nov./Dec. 1997.
[3] L. J. Fingersh and P. W. Carlin, Results from the NREL variable-speedtest bed, Proc. Conf. Rec. AIAAWind Energy Symp., pp.233237, 1998.
[4] Y. Tangand L. Xu,A flexible active andreactive powercontrol strategyfor a variable speed constant frequency generating system, Proc. Conf.
Rec. IEEE/IAS Annu. Meeting, pp. 568573, 1993.[5] R. Pena, J. C. Clare, and G. M. Asher, Doubly fed induction gener-
ator using back-to-back PWM converters and its application to vari-able-speed wind-energy generation, Proc. Inst. Elect. Eng., pt. B, vol.143, no. 3, pp. 231241, May 1996.
[6] R. Datta andV. T. Ranganathan,A simplepositionsensorless algorithmfor rotor side field oriented control of wound rotor induction machine,IEEE Trans. Ind. Electron. Soc., vol. 48, pp. 786793, Aug. 2001.
[7] , Direct power control of grid-connected wound rotor inductionmachine without rotor position sensors, IEEE Trans. Power Electron.Soc., vol. 16, pp. 390399, May 2001.
[8] R. Datta, Rotor Side Control of Grid-Connected Wound Rotor Induc-tion Machine and its Application to Wind Power Generation, Ph.D.,Indian Inst. of Science, Dept. of Elect. Eng., Bangalore, India, 2000.
[9] M. G. Simoes, B. K. Bose, and R. J. Spiegel, Design and performanceevaluation of a fuzzy-logic-based variable-speed wind generationsystem, IEEE Trans. Ind. Applicat., vol. 33, pp. 956965, July/Aug.1997.
Rajib Datta received the B.E. and M.Tech degrees
in electrical engineering from Jadavpur University,Calcutta, India, and fromthe Indian Institute of Tech-nology, Kharagpur, India, in 1992 and 1994, respec-tively. He received the Ph.D. degree from the IndianInstitute of Science (I.I.Sc.), Bangalore, India.
Currently, he is with GE Global Research Centerin the Electronic Power Conversion Lab, Schenec-tady, NY. From 2000 to 2001,he workedon convertertopologies for large-scale wind parks at ABB Cor-porate Research Center, Ladenburg, Germany. From
1995 to 2000, he was a Research Scholar in the Department of Electrical Engi-neering at the I.I.Sc. His research interests include design, modeling,and controlof power-electronic systems, particularly related to alternative energy and dis-tributed energy resources.
V. T. Ranganathan (SM92) received the B.E. andM.E. degrees in electrical engineering from the In-dianInstituteof Science (I.I.Sc.)and the Ph.D. degreefrom Concordia University, Montreal, QC, Canada.
Currently, he is a Professor in the Electrical En-gineering Department at I.I.Sc., where he has beensince 1984. He is also a consultant to industry in theareas mentioned before and has participated in manyresearch-and-development projects. His research in-terests are in the area of power electronics and motordrives.
He has published several papers in the areas of vector control of ac drives,pwm techniques, split-phase induction motor drives, and rotor side control ofslip ring induction motors. He has been a recipient of the prize paper award ofthe IEEE-IAS Static Power Converter Committee; the Tata Rao Prize of the In-stitution of Engineers, India; the VASVIK Awardin electrical sciences and tech-nology; and the Bimal BoseAward of the Institutionof Electronicsand Telecom-munication Engineers, India. He is a fellow of the Indian National Academy of
Engineering and fellow of the Institution of Engineers of India.