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This journal is c the Owner Societies 2011 Phys. Chem. Chem. Phys., 2011, 13, 3115–3125 3115
The role of calcium in membrane condensation and spontaneous
curvature variations in model lipidic systemsw
Anan Yaghmur,*a Barbara Sartorib and Michael Rappolt*b
Received 30th June 2010, Accepted 30th September 2010
DOI: 10.1039/c0cp01036g
In this study, the dynamical behaviour of calcium-induced disordered to well-ordered structural
transitions has been investigated by time-resolved synchrotron small-angle X-ray scattering
(SAXS) in the milliseconds to seconds range. The in situ monitoring of the formed
non-equilibrium self-assembled structures was achieved by the successful combination of
synchrotron SAXS with stopped flow measurements. The effect of the rapid mixing of aqueous
dispersions of dioleoylphosphatidyalglycerol (DOPG)/monoolein (MO) with low concentrations
of Ca2+ ions is reported. Under static conditions and in the absence of Ca2+ ions, the evaluation
of SAXS data for DOPG/MO aqueous dispersions prepared with three different DOPG/MO
molar ratios indicates the formation of either a sponge-like L3 phase or uncorrelated bilayers.
Clearly, the lipid composition plays a vital role in modulating the structural behaviour of these
aqueous dispersions in the absence and also in the presence of Ca2+ ions. The rapid-mixing
experiments revealed that the fast and strong interactions of Ca2+ ions with the negatively
charged DOPG/MO membranes triggers the transformation from the L3 phase or the
uncorrelated bilayers to the well-ordered dehydrated La phase or to inverted type bicontinuous
cubic phases, V2, with either a symmetry of Pn3m or Im3m. Additionally, we recently reported
(A. Yaghmur, P. Laggner, B. Sartori and M. Rappolt, PLoS ONE, 2008, 3, e2072) that low
concentrations of Ca2+ ions trigger the formation of the inverted type hexagonal (H2) phase in
DOPG/MO aqueous dispersions with a molar DOPG/MO ratio of 30/70. These are also
temperature-sensitive structural transitions. Intriguingly, the strong association of Ca2+ ions with
the negatively charged DOPG/MO membranes leads to fast re-organization of the two lipids and
simultaneously induces fast tuning of the curvature.
1. Introduction
Self-assembly of biologically relevant lipids in aqueous media,
which induces a variety of well-defined nanostructures, is
attracting ever-growing interest in basic and applied research
due to its promising applications and biological relevance.
The self-assembled nano-objects are attractive due to their
potential applications in designing drug and food nanocarriers
with important and beneficial effects,2–6 and also due to their
remarkable resemblance to the highly ordered lipidic domains
observed in biological systems.7–9 In particular, there is great
interest in utilizing these self-assembled systems for the
solubilization and the controlled release of active materials,2,4,10
and in understanding how cells sense and respond to changes
in lipid composition and lipid–protein interactions.7–9 An
improved understanding of the biological role and the
potential utility of these self-assembled systems can be
achieved by studying both their nanoscale characteristics and
their static and dynamical structural transitions induced by
molecules with biological relevance such as peptides, proteins,
and metal ions.
In the literature, most studies are focused on characterizing
and mapping various binary and ternary phase behaviours of
biologically relevant lipids in aqueous media under static and
equilibrium conditions.11–18 Among them, phospholipids15–20
and monoglycerides13,14,21–23 are a unique class of lipids that
display complex phase behaviour in aqueous media. Examination
of the structural changes in these systems has been
performed under different experimental conditions of varying
temperature,13,14,21,24 pressure,25,26 lipid composition,27–29 and
in the presence of hydrophilic or hydrophobic guest
molecules.2,24,30,31 However, the number of studies that report
on the dynamical behavior of lipid-based self-assembled
systems including the formation of non-equilibrium structures
with short lifetimes is limited.1,32–38 The mechanisms of these
dynamical structural transformations could provide useful
information and important guidance with respect to self-assembly
pathways,32,37,38 the in situ formation of self-assembled
systems and their structural transitions,1,32,35,37 and the inter-
actions of proteins and other biomolecules with model
membranes having biological relevance. In this regard, the
combination of rapid mixing and small-angle X-ray (SAXS) or
aDepartment of Pharmaceutics and Analytical Chemistry,Faculty of Pharmaceutical Sciences, University of Copenhagen,Universitetsparken 2, DK-2100 Copenhagen, Denmark.E-mail: [email protected]; Fax: +45 35336030;Tel: +45 35 33 65 41
b Institute of Biophysics and Nanosystems Research (IBN),Austrian Academy of Sciences, Graz, Austria.E-mail: [email protected]; Fax: +45 35336030;Tel: +39 04 03 75 87 08
w This article was submitted as part of a special collection on scatteringmethods applied to soft matter, marking the 65th birthday of ProfessorOtto Glatter.
PAPER www.rsc.org/pccp | Physical Chemistry Chemical Physics
3116 Phys. Chem. Chem. Phys., 2011, 13, 3115–3125 This journal is c the Owner Societies 2011
small-angle neutron (SANS) scattering techniques has become
an important tool for investigating the dynamics of structural
transitions in self-assembled systems.1,32,37,39,40
The interaction mechanism of Ca2+ with biologically
relevant model lipids has attracted great interest in the literature
due to the important functional role of Ca2+ ions in living
cells.41–43 In this context, the remarkable influence of Ca2+
ions has been extensively observed in various phospholipid-
based vesicles.1,12,18,43–48 The calcium induced structural
transitions from fluid lamellar (La) to the inverted-type
hexagonal phase (H2) or the inverted-type bicontinuous cubic
(V2) phase are also frequently observed in different model
systems.1,12,18,46 The significance of this electrostatic lipid–Ca2+
interaction was particularly noticed after the addition of a low
concentration of the divalent cation to anionic phospholipid
systems.1,12,45,49,50 In a recent study,1 we investigated the
dynamics of Ca2+-induced self-assembled structural transitions
in dioleoyl–phosphatidylglycerol (DOPG)/monoolein (MO)
vesicles with a molar ratio of 30/70. The fast and unexpected
in situ structural transitions at 50 1C were monitored by
carrying out stopped-flow experiments combined with
synchrotron SAXS. We found that even at low Ca2+ concen-
trations, the strong binding of the divalent cation to the
negatively charged DOPG molecules enhances the negative
spontaneous curvature (H0 o 0) of the monolayers. It causes a
rapid collapse of the vesicles, and finally induces the trans-
formation within milliseconds from the La phase to the H2 phase.
At 20 1C, we observed that the La–H2 transition occurs via an
intermediate phase with a bilayer structure (possibly the Pn3m
phase). It was fascinating to observe that these dynamical
structural transitions are significantly different from those
previously reported12 under static and equilibrium conditions.
The study described here is the continuation of our recent
report on the combination of rapid mixing and time-resolved
synchrotron SAXS for the in situ investigations of structural
transitions of diluted DOPG/MO vesicles into well-ordered
nanostructures by the addition of low Ca2+ concentrations.
The present structural analysis was performed on experiments
done on the effect of rapidly mixing Ca2+ with DOPG/
MO-based aqueous dispersions at three different DOPG/MO
molar ratios of 15/85 (sample A), 50/50 (sample B), and 70/30
(sample C), respectively. The obtained results are compared
with those previously reported on vesicles1 with a DOPG/MO
molar ratio of 30/70 (sample D). In absence of Ca2+ ions, how
the lipid composition can affect significantly the structure of
the DOPG/MO-based aqueous dispersions is also discussed in
this work. Fig. 1 schematically illustrates the applied
set-up and one representative example on the dynamics of
Ca2+-induced structural transitions.
2. Experimental details
Materials
The lipids: MO (1-monooleoyl-rac-glycerol, purity: 99%) was
purchased from Sigma Chemical Co. (St. Louis, Missouri,
USA), and 1,2-dioleoyl-sn-glycero-3-[phospho-rac-(1-glycerol)]
(sodium salt, purity: 99%) (DOPG) was obtained from Avanti
Polar Lipids (Alabaster, Alabama, USA). Chloroform
(CHCl3, purity: >99%) was supplied by Carl Roth GmbH
(Karlsruhe, Germany). Calcium chloride dihydrate of analytical
grade was supplied by Merck (Darmstadt, Germany). The
buffer used was PIPES (piperazine-N,N0-bis(2-ethanesulfonicacid) pH 7.0). For rapid mixing, the stock salt solution
containing 68 mM Ca2+ ions was prepared by dissolving the
salt in the PIPES buffer. All ingredients were used without
further purification.
Preparation of DOPG/MO-based vesicles
For the preparation of the vesicles, we followed a similar
procedure to that reported by Awad et al.12 for forming
multi-lamellar vesicles (MLVs). In the absence of Ca2+ ions,
the binary DOPG/MO mixtures with three different molar
ratios of 15/85, 50/50, and 70/30 were dispersed in the PIPES
buffer. To follow the kinetics of the phase transitions in the
rapid-mixing experiments, it was important to mix effectively
the salt solution with the vesicles and the sponge-like L3 phase.
This was achieved by carrying out the investigations with
diluted DOPG/MO vesicles containing a total lipid weight of
B7 wt%. Thus, the lipid concentration is different from that
used in ref. 12 (30 wt% total lipid content). Another important
difference is related to the preparation procedure of the
samples for SAXS investigations. In our study, we investigated
directly the formed vesicles and the sponge-like L3 phase
coexisting with excess water without applying any additional
protocols. In contrast, Awad et al.12 applied an additional step
of centrifuging the aqueous dispersions in order to remove
excess water, and hence used the so-called ‘pellets’ of lipids for
the SAXS measurements.
Time-resolved synchrotron X-ray scattering measurements
X-Ray scattering patterns were recorded at the Austrian
SAXS beamline51 (camera length 75 cm) at the synchrotron
light source ELETTRA (Trieste, Italy) using a 1D position
sensitive detector (Gabriel type), which covered the s-range
(s=2sin y/l, where l is the wavelength and 2y is the scatteringangle) of interest from about 1/300 to 1/15 A�1 at an X-ray
Fig. 1 Schematic illustration of the set-up combining synchrotron
SAXS with stopped-flow apparatus. In the stopped-flow apparatus,
one syringe contains a buffer with Ca2+ ions, whereas the other
contains DOPG/MO-based aqueous dispersion. The rapid mixing
was conducted within 10 milliseconds. The presented example shows
the in situ formation of the inverted type bicontinuous cubic (V2) phase
of the symmetry Pn3m.
This journal is c the Owner Societies 2011 Phys. Chem. Chem. Phys., 2011, 13, 3115–3125 3117
energy of 8 keV. Silver behenate (CH3–(CH2)20–COOAg with
a d-spacing value of 58.38 A) was used as a standard to
calibrate the angular scale of the measured intensity.
Stopped-flow mixing experiments on the lipid dispersions were
performed with the commercial stopped-flow apparatus
SFM-400 (Bio-logic Company, Claix, France) in combination
with simultaneous time-resolved X-ray diffraction. The cell
consists of four reservoirs (each vertical syringe of 10 ml
volume is driven independently by a stepping-motor) and
three mixing chambers. The geometry of this system allowed
easy evacuation of air bubbles that can be form during filling.
For our study, two syringes were operated and a total shot
volume of 100 ml was chosen. When actuated by an electronic
trigger signal, both the DOPG/MO-based aqueous dispersion
and the solution of Ca2+ ions, respectively, were injected into
the mixing chamber and finally pressed into an X-ray quartz
capillary with a diameter of 1 mm (specified dead time 10
milliseconds), which was thermostated as well as the syringes
and the transfer lines of the stop-flow apparatus with a water
bath (�0.1 1C, Unistat CC, Huber, Offenburg, Germany). The
temperature was set to 20, 50, and 70 1C, respectively. Beforeeach time resolved experiment static exposures of the samples
were taken (typically exposed for 2 min). The time frame
protocol for the time-resolved experiments was as follows:
100 milliseconds exposures from frame 1–10, 2 seconds
exposures from frame 11–40, 10 seconds exposures from frame
41–53, and thereafter 20 seconds exposures were programmed.
X-Ray data-analysis
In the time resolved X-ray scattering experiments, all lattice
spacings of the La, the V2, and the H2 phases were deduced
from the reflections with the highest intensity. The SAXS
diffraction patterns were analyzed by standard procedures as
described in ref. 17. In short, all observed Bragg peaks were
fitted by Lorentzian distributions after detector efficiency
corrections and subtraction of the background scattering from
both the water and the sample cell. The fittings were carried
out with home-written procedures running under IDL 5.2
(Research Systems, Inc., USA).
3. Results and discussion
3.1 In situ monitoring of direct highly swollen L3 to V2
transition
As a control experiment, the structure of sample A
(an aqueous dispersion containing 15/85 mol/mol of DOPG/
MO) before performing the rapid-mixing experiment was
investigated. Fig. 2A shows that the structure of this aqueous
dispersion is significantly different than that investigated in
our recent study1 for an aqueous dispersion with a lower
DOPG content. In that study, we reported on the formation
of highly swollen large vesicles containing DOPG/MO at a
fixed molar ratio of 30/70 and having a d-spacing value of
140 A. The SAXS pattern of the vesicular dispersion mainly
consists of positionally uncorrelated membranes that do not
‘‘see’’ each other (Fig. 2 in ref. 1). In the present study,
lowering the DOPG/MO molar ratio to 15/85 induces a
significant change in the structure. As compared with those
of vesicular dispersions formed with a higher DOPG content
that will be discussed later, the basic distinguishing features of
the SAXS pattern presented in Fig. 2A are as following: (i) a
much broader diffuse maxima (peak) that is centered at sc, i.e.
having a higher value of full-width at half maximum (FWHM)
as compared to the first form factor maxima of the
DOPG/MO bilayers, and (ii) an appearance of the maxima
at lower s-value. Additionally, there is no indication for the
formation of any minima in the scattering pattern. Instead this
pattern closely resembles previous SAXS patterns obtained
from the L3 phase in different self-assembled systems52–56
indicating most likely that sample A forms a highly swollen
sponge-like structure. The proposed ‘‘sponge-like’’ L3 phase
can be considered as a precursor to the well-ordered V2 phase
and is composed of randomly oriented bilayer sheets.52,57 In
order to reveal the structure, we fitted the SAXS experimental
data of the highly swollen ‘‘sponge-like’’ L3 phase according to
previous theoretical works on the L3 phase.52,53,57 The scattering
function I(s) is calculated according to the following
equation:52,53,57
IðsÞ ¼ c
x�2 þ ðs� scÞ2ð1Þ
which describes the bilayer’s cell–cell correlations. The
correlation length is x, and the position of the maximum is
denoted as sc. The c term describes the intensity normalization.
The solid red line in Fig. 2A is the best fit to the experimental
data using eqn (1). The obtained fit results yield a cell–cell
peak position at sc B 0.018 A�1. For the vesicular dispersions
at a higher DOPG content, the observed diffuse peak position
has a higher s-value as will be discussed later. Taking into
consideration the similarities in local structures of the lamellar
and the sponge-like phases, we do not exclude as suggested
also previously56 the possible coexistence of the L3 phase with
a lamellar phase consisting mainly of fluid bilayers without
positional correlation. It should be pointed out that Awad
et al.12 reported that the DOPG/MO system with a similar
DOPG content but at a lower temperature (20 1C) which induces
the formation of Im3m cubic phase in the presence of calcium
ions. Here it must be mentioned that under their static
conditions, the SAXS experiments were performed on so called
‘pellets’ after removing excess water and therefore, the obtained
results are significantly different than those done under a realistic
excess of water conditions (DOPG/MO dispersions) as described
in our recent report.1 A detailed description of the importance of
the used experimental protocol prior to the SAXS investigations
is given in that published report.1
Fig. 2B shows the structural transitions observed in sample
A at 50 1C after rapid mixing with PIPES buffer (pH 7.4)
containing 68 mM Ca2+ ions. The rapid mixing investigation
was done at a volume ratio of the DOPG/MO-based dispersion
to the buffer of 50/50. The CaCl2 concentration after rapid
mixing was 34.0 mM. As presented in Table 1, the mixing was
done with a molar ratio of DOPG/Ca2+ at 0.4 (a low salt
concentration). The obtained SAXS patterns demonstrate the
drastic impact of Ca2+ ions on the curvature of the DOPG/MO
monolayers. The fast alteration in the structure of the
‘‘sponge-like’’ phase owing to the strong binding of the
3118 Phys. Chem. Chem. Phys., 2011, 13, 3115–3125 This journal is c the Owner Societies 2011
divalent cation to the anionic DOPG molecules is one of the
remarkable findings in the present study and also in our recent
report on the fast La–H2 transition.1 The ease with which the
highly swollen L3 phase is transformed at least within the first
300 milliseconds after the rapid-mixing experiment to the V2
phase is clearly observed in the figure. It should be noted that
the first 10 frames had exposure times of 100 milliseconds
each. A representative example on the facilitated newly formed
V2 phase of the Pn3m symmetry with its 6 characteristic peaks
after an elapsed time of 290 seconds is presented in Fig. 2B.
Fig. 2C demonstrates in the presence of Ca2+ ions that the
initial unit cell parameter for the Pn3m phase, aPn3m, under
Fig. 2 The rapid calcium-triggered V2 phase formation at 50 1C. The investigated aqueous dispersion (sample A) is composed of the binary
DOPG/MO mixture at a molar ratio of 15/85. Panel (A) shows selected SAXS scattering patterns for three investigations: sample A in the absence
of Ca2+ ions (background subtracted scattering pattern of the proposed L3 phase), and two examples on the in situ formation of the V2 phases. In
panel (B), the contour plot clearly displays the characteristic reflections of the Pn3m phase (final Ca2+ concentration of 34.0 mM). Panel (C)
presents the time dependence of the unit-cell parameter of the rapidly formed Pn3m phase referring to the experiment given in panel (B). In panel
(D), the contour plot clearly displays the in situ formation of a biphasic system: coexistence of Im3m with Pn3m (final Ca2+ concentration of
6.8 mM). In both rapid-mixing experiments there is no indication for the formation of an intermediate phase. Panel (E) illustrates the indexing of
the cubic phases: the Pn3m (J) and the Im3m (%) phases. In panel (F), the plot shows the time dependence of the unit cell parameter of the
rapidly formed Pn3m and Im3m phases referring to the experiment given in panel (D). For further details refer to Table 1.
This journal is c the Owner Societies 2011 Phys. Chem. Chem. Phys., 2011, 13, 3115–3125 3119
these non-equilibrium conditions is 93.3 A, and it rapidly
decreases over time in the first 100 seconds. Thereafter, the
results reveal only a slight decrease in the unit cell parameter.
After 300 seconds of the rapid-mixing experiment, the
obtained aPn3m, approaches a value of 89.5 A. In another
experiment, the rapid mixing was carried out at a volume ratio
of the highly swollen L3 phase to the buffer of 90/10 and the
CaCl2 concentration after the rapid-mixing experiment was
6.8 mM. Thus, the mixing was done with a molar ratio of
DOPG/Ca2+ of 3.3 (Table 1). Fig. 2D shows the Ca2+
induced structural transitions observed in sample A at this
lower Ca2+ concentration (at 50 1C). The dispersion forms a
biphasic system consisting of bicontinuous Im3m and Pn3m
cubic phases. At an elapsed time of 870 seconds, a representative
example for this system is shown in Fig. 2B. Fig. 2E illustrates
the indexing of both of these coexisting cubic phases in the
aqueous dispersion after 870 seconds of rapid mixing, and also
the indexing of the pure Pn3m phase, which is observed at a
higher Ca2+ concentration (34.0 mM) after an elapsed time of
290 seconds. The mixing time-dependent evolution of the
derived lattice parameters is illustrated in Fig. 2F for the
two newly formed Pn3m and Im3m bicontinuous cubic phases.
Under these non-equilibrium conditions, the unit cell parameters
of the two coexisting cubic phases in excess water reduce
significantly with the elapsed time. For instance, the lattice
parameter of the Im3m phase decreases 11.8 A (from 130.8 to
119.0 A) in the time interval between 181 and 1291 seconds,
whereas a decrease of 9.1 A is obtained for the Pn3m
phase in the same time interval. The values of the Bonnet
ratio (aIm3m/aPn3m) for the two phases lie in the range of
Table 1 The molar ratios of DOPG/[Ca2+] and (DOPG + MO)/[Ca2+] after rapidly mixing the DOPG/MO-based vesicles with PIPES buffer(pH 7.0) containing 68 mM Ca2+ ions
DOPG/MO Volume A (%) Volume B (%) Final Ca2+ conc./mM DOPG/[Ca2+] (DOPG + MO)/[Ca2+]
15/85 15 85 58 0.1 0.415/85 30 70 48 0.2 1.115/85 50 50 34 0.4 2.415/85 70 30 20 0.9 5.715/85 85 15 10 2.1 1415/85 90 10 6.8 3.3 2230/70a 10 90 61 0.1 0.230/70a 30 70 48 0.3 0.930/70a 50 50 34 0.6 2.130/70a 70 30 20 1.5 4.930/70a 90 10 6.8 5.5 18.430/70a 93 7 4.8 8.3 27.830/70a 94 6 4.1 9.9 32.830/70a 95 5 3.4 12.0 40.050/50 50 50 34 0.9 1.870/30 50 50 34 1.1 1.670/30 10 90 61 0.1 0.2
The investigated aqueous dispersions in the absence of Ca2+ ions were composed of DOPG and MO at constant molar ratios of 15/85 (sample A),
50/50 (sample B), 70/30 (sample C), and a30/70 (sample D) taken from ref. 1. All different rapid-mixing investigations with different volume ratios
of the DOPG/MO-based aqueous dispersion (volume A) to the buffer (volume B) are summarized. In addition, the final Ca2+ concentrations are
given.
Fig. 3 Rapid calcium-triggered V2 phase formation at 50 1C (A), and V2 plus H2 phase formation at 70 1C (B). The investigated aqueous
dispersion (sample A) was composed of the binary DOPG/MO mixture at a molar ratio of 15/85 and with a total lipid content of 7 wt%. In panel
(A), the lattice-spacing of the rapidly formed Pn3m phase is displayed as a function of the final Ca2+ concentration. The electroneutral point is
indicated by an arrow. Panel (B) shows a typical SAXS scattering pattern that was obtained 200 seconds after the rapid-mixing experiment at
70 1C. The final calcium concentration was 20 mM. At 70 1C, the scattering pattern indicates the formation of a biphasic sample consisting of the
Pn3m cubic phase coexisting with the H2 phase. The Bragg reflections of the cubic phase are marked with ‘‘D’’ and those of the inverse hexagonal
phase with ‘‘H2’’.
3120 Phys. Chem. Chem. Phys., 2011, 13, 3115–3125 This journal is c the Owner Societies 2011
1.24–1.27 and therefore are consistent with the Bonnet relation,58
which ideally takes a value of 1.279. The findings are also in
good agreement with previously reported aIm3m/aPn3m ratios
for various lipid-based systems,22,27,36,59 which indicates that
the averaged Gaussian curvatures of the two coexisting cubic
bicontinuous phases are almost the same. In the present study,
this suggests also a fast re-arrangement of the lipids and water
molecules into the newly formed two cubic phases. Last, it is
worth noting the observation of a subtle intensity drop of the
diffraction peaks in Fig. 2D. The initial exponential lattice
spacing decrease of the cubic phases (as described also in
Fig. 2F) is accompanied with a constant but slow decrease in
the Bragg peak intensities, which reaches its minimum after
about 600 seconds. Thereafter, the Bragg peaks of the cubic
phases increase again in intensity, when the lattice changes are
only minor and after having reached a significant dehydration
level under the given experimental conditions. A possible
explanation could be that the rapid dehydration has caused
in this case some temporary lattice disorder. However, since
the lattice spacings change with time, the influence of the form
factor fluctuations is not totally excluded.
In Fig. 3, both the effect of the final salt concentration as
well as increasing the temperature to 70 1C on the final phase
formation are summarised. Here for comparison, all data refer
to 200 seconds after the rapid-mixing event. Obviously
increasing Ca2+ concentration reduces significantly the lattice
spacing, which implies a reduction in the spontaneous
curvature (Fig. 3A). Increasing temperature works in the same
direction as can be seen in panel B. Not only is the lattice
spacing of the Pn3m phase further reduced (from about 90 A
to 82 A), but also part of the sample A has converted into the
H2 phase, which is known to exhibit a greater negative
spontaneous curvature. However, while Ca2+ ions mainly
affect the polar interface of the membrane, the temperature
mainly influences the hydrophobic chain regions,1 i.e. increasing
significantly the hydrocarbon chain disorder while keeping the
polar interface area intact, therefore promoting the formation
of non-lamellar phases.
As illustrated above, the propensity for calcium-induced
DOPG/MO-based nanostructures is dependent to a great
extent upon the lipid composition. In the absence of Ca2+,
it is expected1 that the self-assembly of MO (a lipid favoring
the formation of non-lamellar phases) with DOPG (a rod-like
shaped lipid favoring the formation of La phase) in aqueous
media is controlling the mean membrane curvature, |H0|, of
the monolayers. For instance, one obtains a less negative
spontaneous curvature of the composite membrane by the
partial replacement of MO molecules by those of DOPG.1,12
These experimental observations can be rationalized by using
the critical packing parameter (CPP) concept.60 The usefulness
of this concept has been demonstrated in various studies on
lamellar to non-lamellar phase transitions in model membranes
consisting of mixtures of lipids with different lamellar and
non-lamellar propensities.1,6,22,26,27,46,53,61 The CPP parameter
is also known as the shape parameter of lipid molecules, S, and
is defined as the effective hydrophobic chain volume, v, divided
by the lipid chain length, lC, and its optimal headgroup area,
a0. It is worth mentioning that the CPP concept in various
published reports has mainly been applied to individual
lipid/water systems. Thus, the discussion of the molecular
geometry of the investigated lipids in the present study for
the binary DOPG/MO mixtures, which is similar to that
described on different binary lipid mixtures in previous
investigations in literature, is related of course to the effective
average molecular shape arising from the given molar ratios of
MO to DOPG. Further, it is important to stress that the
reason for any spontaneous monolayer curvature is always
given by the intrinsic curvatures of the constituents which built
up the membrane leaflets. Recent reports show up this
relationship between intrinsic and membrane curvatures, both
theoretically as well as in simulations.62,63 Returning to our
study, it should be noted that with increasing DOPG content,
the repulsive forces between the negatively charged DOPG
molecules in the DOPG/MO membrane induce an increase in
the a0 value which therefore favors the formation of nano-
structures with a higher tendency for flattened membranes1,12
(an unstressed fluid La phase has a zero mean spontaneous
curvature, |H0| = 0, S = 1).
It has been suggested based on different experimental
findings and theoretical considerations1,12,44,49,64–67 that the
strong binding of Ca2+ ions to the phosphate groups in
anionic phospholipids induces dehydration of the phospholipid
bilayer membrane (inducing a decrease in the effective a0 value
due to the screening of the negative charge of the lipid
molecules by Ca2+ ions) in an entropy-driven process, i.e.
the overall lipid–water interface area diminishes. This process
is also concomitant with a condensing effect (promoting the
tight packing of the fatty acyl chains in the membrane). In this
regard, it was demonstrated in a recent study on DOPG-based
vesicles that the lateral diffusion coefficient (DL) and the water
permeability of DOPG decreases with increasing Ca2+ ion
concentration due to the screening of the charged headgroups
of the investigated lipid and the induced tighter lipid packing.67
This strong binding impact of Ca2+ ions to the negatively
charged lipid molecules could even accelerate the membrane
fusion that involves lamellar to non-lamellar structural transitions
in a process that imposes a more negative spontaneous
curvature on the membrane. Lehrmann and Seelig48 proposed
the following two-step mechanism for this strong association:
(i) an increase in the local Ca2+ concentration at the lipid/
water interfacial area; and (ii) the formation of coordination
complexes. A recent study68 demonstrated that the complete
binding of Ca2+ ions is achieved when the electroneutrality of
the membrane is reached. This behavior is confirmed by the
fast formation of the Pn3m phase (Fig. 3A), which demonstrates
a strong Ca2+ concentration dependence of the lattice spacing
below the electroneutral point. In this regard, it should be
noted that the lattice spacing changes can be described well
with a double exponential decay function (solid line), whereas
a single exponential decay function does not fit well with the
data points. Also in our recent study,1 we suggested as
deduced from the rapid-mixing experiments combined with
SAXS on the sample D (a vesicular dispersion containing
DOPG/MO at a molar ratio of 30/70) that the membrane
re-organization in the newly formed H2 phase (Fig. 4) is
dominated by the membrane electroneutrality. The rapid-
mixing investigations were performed at different DOPG/Ca2+
ratios (Table 1). As shown in Fig. 4A, the obtained results
This journal is c the Owner Societies 2011 Phys. Chem. Chem. Phys., 2011, 13, 3115–3125 3121
show a strong impact on the d10-spacing value of the calcium-
induced H2 phase at low Ca2+ concentrations (o10 mM
Ca2+, at DOPG/Ca2+ ratios higher than 2 as presented in
Fig. 4B). However, the membrane re-organization seems to be
less pronounced after reaching membrane electroneutrality
(>10 mM Ca2+, at DOPG/Ca2+ ratios less than 2 as
presented in Fig. 4B).
An interesting aspect for future investigations is to check the
reversibility of these non-equilibrium structural transitions. In
this context, a possible approach for investigating the reversible
non-equilibrium structural transitions from V2 or H2 phases to
vesicles or sponge-like L3 phase is to carry out these rapid-
mixing experiments in the presence of an effective chelating
agent such as EDTA (ethylenediaminetetraacetic acid), which
has a high tendency to bind Ca2+. Under static conditions,12
the performed experiments on the ‘pellets’ after 24 hours of
incubation the sample at 25 1C showed that EDTA induces a
transition from the cubic Pn3m phase to the cubic Im3m phase
but there was no indication for a reversible transition to the La
phase. It was suggested that the Im3m-La transition is slow
under the applied experimental conditions as a result of the
high activation energy. Another suggested explanation12 is
that the strong association of Ca2+ ions to the DOPG
molecules could lead to the segregation of the DOPG-rich
bilayers from the MO-rich membrane.
3.2 In situ formation of La or La/H2 phases
In this section, we report on the sensitivity of DOPG/MO
dispersions consisting of a higher concentration of DOPG to
the presence of Ca2+ ions at two different temperatures
(20 and 50 1C, respectively). In the control experiment, the
structure of sample B (an aqueous dispersion containing
DOPG/MO at a molar ratio of 50/50) was investigated before
performing the rapid-mixing experiment. Under static
conditions and in the absence of Ca2+ ions (Fig. 5A), the
obtained SAXS pattern was dominated by diffuse scattering.
A typical form-factor contribution with a maxima at
s B 0.020 A�1 arising from uncorrelated bilayers is observed.
In our recent report,1 we discussed in detail the structure of
similar vesicular aqueous dispersion based on DOPG/MO
before performing the rapid-mixing experiments. The determined
head to headgroup distance, dHH, in that dispersion was
36.6 A, i.e. the steric bilayer thickness was roughly B46 A
assuming the headgroup extension of DOPG to be about
8–10 A.69 Since the observed form factor of the dispersion
displayed in Fig. 5A is almost identical, it is plausible to
assume that the bilayer structure is alike. The only observed
difference in the present investigation as compared to the
previous study1 is the absence of the structure factor contribution
(no diffraction peaks). This means that the increased DOPG
content, which is equivalent to enhanced electrostatic bilayer
repulsions, suppresses even loose bilayer stacking and leads to
completely unbound membranes.
Sample B is rapidly mixed with the PIPES buffer at a
volume ratio of the vesicles to the buffer of 50/50. As presented
in Table 1, the CaCl2 concentration after the rapid-mixing
experiment and the calculated molar ratio of DOPG/Ca2+ are
34.0 mM and 0.9, respectively. At 20 1C, Fig. 5B shows a fast
and a direct disorder–order structural transition: a disordered
phase consisting of uncorrelated bilayers is transformed within
milliseconds to a highly ordered La phase with a single sharp
peak at s = 0.0212 A�1 (d-spacing = 47.2 A). A typical
example on this newly formed phase after 350 seconds of rapid
mixing is presented in Fig. 5A. Despite the appearance of only
the first order Bragg peak of the La phase, the identification of
this phase is supported by the fact that the presence of high
DOPG content1,12 favors the formation of the La phase by
pushing the |H0| value towards zero. It should also be noted
that the observed predominant first order Bragg peak suggests
that the La phase is only very poorly hydrated.70 Further
support arises from the fact that the steric bilayer thickness at
a DOPG/MO ratio of 30/70 is about 46 A, which is very close
to the measured d-spacing value of the induced La phase.
The same experiment was performed at 50 1C. The associationof Ca2+ ions to the DOPG molecules at a higher temperature
leads to significant alterations of the structure (Fig. 5C). There
is now evidence of the fast re-organization of the disordered
uncorrelated bilayers to form a dispersion consisting of two
coexisting structures: the La and the H2 phases (a typical
Fig. 4 Rapid calcium-triggered H2 phase formation at 50 1C. The investigated aqueous dispersion (sample D) was composed of the binary
DOPG/MO mixture at a molar ratio of 30/70 and with a total lipid content of 7 wt%. In panel (A), the d10-spacing of the rapidly formed H2 phase
is displayed as a function of the final Ca2+ concentration. Panel (B) shows the d-spacing in dependence of the DOPG/Ca2+ ratio. The
electroneutral regime is highlighted in light grey. This figure was reproduced from ref. 1.
3122 Phys. Chem. Chem. Phys., 2011, 13, 3115–3125 This journal is c the Owner Societies 2011
example for the biphasic system after 510 seconds is illustrated
in Fig. 5A). The higher impact of Ca2+ ions on the DOPG/
MO vesicular dispersions at higher temperatures is discussed
also in our recent report.1 Similar to previous investigations on
lipidic systems containing monoglycerides,13,21,24,26,71–73 heating
up the samples leads to a decrease of the spontaneous mono-
layer curvature (H0 o 0), which thus causes a preferential
tendency to form non-lamellar phases. This is related to the
increase in the CPP value due to the significant and simultaneous
variations in both packing parameters: v increases due to the
less dense acyl chain packing, and a0 decreases due to the
headgroup’s dehydration. Hence, our study reveals that both
increasing temperature and mixing with Ca2+ ions have
similar effects of enhancing a more negative spontaneous
curvature (H0 o 0) of the monolayers.
In order to shed light on the kinetics of formation of both
the La and H2 phases through the association of Ca2+ ions
with the lipid bilayers, the time evolution of the normalized
intensity of the first order diffraction peak observed in both La
(Fig. 5B) and H2 phases (Fig. 5C) are displayed. As shown in
Fig. 5D, the results demonstrate that the formation of the La
phase is about 3 times faster. After 9.5 seconds B50% of the
lipid molecules are re-organized in an ordered La phase,
whereas it takes at least 35 seconds to form B50% of the
ordered H2 phase.
Two additional examples on the sensitivity of DOPG/MO
aqueous dispersions with an even higher DOPG content are
illustrated in Fig. 6. At 20 1C, the control static experiment of
sample C (vesicular dispersion containing DOPG/MO at a
molar ratio of 70/30) in the absence of Ca2+ ions indicates the
formation of uncorrelated bilayers. It should be noted that the
observed SAXS patterns are very much the same in both
samples B (Fig. 5A) and C (Fig. 6A) displaying the typical
maxima and minima characteristic for bilayer form factors.
These patterns are different from those observed for the
proposed L3 phase as discussed in detail in the first section.
Fig. 5 Rapid calcium-triggered formation of La or La/H2 phases at two temperatures 20 and 50 1C, respectively (final Ca2+ concentration of
34.0 mM). Panel (A) shows selected SAXS scattering patterns for three investigations: sample B in the absence of Ca2+ ions, and two examples on
the in situ formation of La (at 20 1C) and La/H2 phases (at 50 1C). Both time-resolved experiments are given in panels (B) and (C). No indication for
an intermediate phase formation is spotted. Panel (D) presents the time dependence of the normalized intensity of the first order reflection peaks of
the La (J) and the H2 ( ) phases referring to the experiments given in panel (B) and (C), respectively. The red and the blue lines are used only to
guide the eye. For experimental details refer to Table 1.
This journal is c the Owner Societies 2011 Phys. Chem. Chem. Phys., 2011, 13, 3115–3125 3123
The rapid-mixing experiments of sample C with the PIPES
buffer was performed at two different volume ratios of the
vesicles to the buffer of 50/50 and 10/90, respectively. As
presented in Table 1, the two final CaCl2 concentrations after
the rapid-mixing experiment are 34 and 61 mM, respectively;
whereas the calculated two molar ratios of DOPG/Ca2+ are
1.1 and 0.1, respectively. In both experiments done at 20 1C,there is an indication of a fast disordered-ordered structural
transition (Fig. 6) similar to that obtained for sample B. At the
DOPG/Ca2+ molar ratio of 1.1, a highly ordered La phase is
rapidly formed (Fig. 6A and B). However at the relatively very
low DOPG/Ca2+ ratio of 0.1 (Fig. 6A and C), we note that the
salt concentration is not sufficient to induce a complete and
full transition to the highly ordered La phase. The results
suggest the formation of a biphasic dispersion consisting of
an ordered La phase that coexists with a great amount of
uncorrelated bilayers.
3.3 Mechanism of the sponge (L3) to the bicontinuous cubic
(V2) phase transitions
In this work, we propose a structural mechanism for how
Ca2+ ions induce the re-crystallization of the molten
disordered L3 phase, which is different from the V2 phases
due to the lack of long-range order, to form the two well-
ordered V2 phases of the symmetries Pn3m and Im3m. Clearly,
our results reveal that the L3–V2 transition depends on
the Ca2+ concentration. However, we shall first discuss the
formation mechanism of the DOPG/MO L3 phase in the
absence of Ca2+ ions. In the literature, the enlargement of
water channels in the MO-based cubic Pn3m phase, which is
important for different applications, is accomplished by
different routes including (i) the addition of charged phos-
pholipid similar to our present study or highly hydrophilic
neutral lipids,27,74,75 (ii) the addition of different water-
miscible solvents,75–78 and (iii) the addition of hydrophilic
polymers77 or copolymers.27,79 Here, we investigated the
impact of the partial replacement of the neutral lipid MO by
the negatively charged phospholipid DOPG. As mentioned
above, the inclusion of the DOPG molecules in the polar/
apolar interfacial film is associated with an increase in the
electrostatic repulsions and therefore it induces a significant
increase in solubilized water in the self-assembled system. The
significant increase in the hydrophilic channels of the fully
hydrated Pn3m phase with increasing DOPG content leads at
a certain DOPG/MO ratio to the formation of the swollen and
disordered sponge L3 phase with bicontinuous nature similar
to the ordered Pn3m phase. It was suggested in different
studies that the mechanism of the V2–L3 transition is due to
the enhanced up-take of water, which causes an increase in
the diameter of the hydrophilic channels of up to three
times.75,80,81 These highly swollen soft sponge phases are easily
handled and are also interesting for different technological
applications77–78,81 including the crystallization of membrane
proteins.78,81 In a recent study,75 it was reported that the
partial replacement of MO and phytantriol by the similar
negatively charged phospholipid distearoylphosphatidyl-
glycerol (DSPG), which has the same hydrophilic headgroup
but with a stronger hydrophobic moiety, induces the structural
transition from Pn3m to Im3m phase in the MO system and
the formation of a highly swollen Pn3m phase in the phytantriol
mixture (the lattice parameter of the Pn3m phase increases
from 68 to 141 A after the addition of DSPG). The formation
of the L3 phase in the present work suggests that the addition
of DOPG increases significantly the bending flexibility of the
Fig. 6 Rapid calcium-triggered formation of the La phase at 20 1C.Panel (A) shows selected SAXS scattering patterns for three investigations:
sample C in the absence of Ca2+ ions, and two examples on the in situ
formation of two highly dehydrated La phases. In panel (B), the contour
plot clearly displays the characteristic single reflection of the La phase.
Panel (C) shows the contour plot that clearly displays the in situ formation
of the biphasic system: coexistence of the dehydrated La phase with
uncorrelated vesicles at a very low ratio of DOPG/Ca2+ (Table 1).
3124 Phys. Chem. Chem. Phys., 2011, 13, 3115–3125 This journal is c the Owner Societies 2011
MO bilayers, which is an important parameter for the formation
of the highly dynamical disordered sponge phase. With a
further increase in DOPG content, the interfacial film becomes
more flattened and leads to the formation of the planar La
phase at relatively high DOPG content. This means that the
degree of stability of the La and the L3 phases can be easily
changed by varying the lipid composition due to the significant
influence on both the bending flexibility and the monolayer
spontaneous curvature. Note though, that the interplay of the
different contributions to the free bending energy of the
membrane is complex, since the electrostatic interactions are
involved in the presence of DOPG and/or Ca2+ ions. An
interesting attempt to extend the classical Helfrich formalism
was proposed earlier by separating the bending free energy
into an electrostatic and a non-electrostatic contribution.82
Following the same train of thought leads us to suggest that at
high DOPG content and very low Ca2+ concentrations, the
self-assembled structures (L3 and La phases) are dominated by
the electrostatic contribution, whereas at lower DOPG content
and high Ca2+ concentrations our results indicate that the
non-electrostatic contribution dominates, leading to stronger
negatively spontaneous curvatures, and therefore stable V2
phases are formed.
4. Conclusions
The dynamics of the electrostatic interactions of Ca2+ ions
with a series of aqueous dispersions containing different
DOPG/MO ratios was investigated by the combination of
synchrotron SAXS with stopped-flow measurements. The
in situ investigations of the calcium triggered phase transitions
reveal a very fast re-organization of lipid molecules in the
aqueous media to form a variety of nanostructures. Fig. 7
shows a schematic illustration of the various intriguing and
fast structural transitions observed in the present study, which
also includes the fast La–H2 transitions that were monitored in
our recent report.1 One of the most striking features in these
investigations is the occurrence of disordered-ordered transitions
within the milliseconds to seconds range. While the binding
steps of Ca2+ ions to the negatively charged DOPG/MO
membrane are not detectable in this time window, the rapid
condensation of bilayers due to screened electrostatic repulsion
forces and the subsequent formation of one-, two- and three-
dimensional nanostructures are well documented.
In general, the obtained results expand our knowledge
regarding both the strong impact of Ca2+ ions on the negatively
charged membranes as shown in this study in the DOPG/MO-
based vesicular and sponge-like systems, especially regarding
the very fast re-ordering of the lipids in the self-assembled
structures. Clearly, the lipid composition and the applied
experimental conditions including the temperature and the
investigated Ca2+ ion concentration are important factors in
the modulation of the calcium-induced structures.
5. Dedications
From Anan Yaghmur: it is a privilege and great honor to
dedicate this article (in collaboration with M.R. and B.S.) with
respect and friendship to Prof. Dr Otto Glatter on the occasion
of his 65th birthday and in recognition of his pioneering, and
outstanding contributions to the research of soft matter,
the studies of nanostructured aqueous dispersions, and the
development of various scattering analysis methods.
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