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Structural Analysis on Activity-travel Patterns, Travel Demand, Socio-demographics, and Urban Form: Evidence from Cleveland Metropolitan Area DISSERTATION Presented in Partial Fulfillment of the Requirements for the Degree Doctor of Philosophy in the Graduate School of The Ohio State University By Yu-Jen Chen Graduate Program in City and Regional Planning The Ohio State University 2017 Dissertation Committee: Professor Gulsah Akar, Advisor Professor Zhenhua Chen Professor Jean-Michel Guldmann

Structural Analysis on Activity-travel Patterns, Travel Demand

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Structural Analysis on Activity-travel Patterns, Travel Demand, Socio-demographics, and

Urban Form: Evidence from Cleveland Metropolitan Area

DISSERTATION

Presented in Partial Fulfillment of the Requirements for the Degree Doctor of Philosophy

in the Graduate School of The Ohio State University

By

Yu-Jen Chen

Graduate Program in City and Regional Planning

The Ohio State University

2017

Dissertation Committee:

Professor Gulsah Akar, Advisor

Professor Zhenhua Chen

Professor Jean-Michel Guldmann

Copyright by

Yu-Jen Chen

2017

ii

Abstract

Research on travel behavior continues to be one of the most prominent areas in

the transportation area. Planners and policymakers try to understand and manage travel

behavior. Making and implementation of travel demand management (TDM) policies

greatly rely on the understanding of the determinants of activity-travel patterns and travel

demand. Among the activity-travel patterns, trip chaining and joint travel have received

much research interest. Trip chaining is typically viewed as a home-based tour that

connects multiple out-of-home activities. Joint travel is commonly defined as traveling

with others. Travel demand is generally measured by trip generation and travel distances.

Investigating different aspects of travel behavior helps us better understand the links

between activity participation and mobility, and improves the evaluation of the

transportation infrastructure investments and policies such as high occupancy vehicle

(HOV) lanes and vehicle miles traveled (VMT) reduction programs.

Several studies have regarded trip chaining, joint travel, trip generation, and travel

distances as different dimensions of travel behavior to be examined in terms of various

socio-demographics and urban form factors. However, limited work has been done to use

activity-travel patterns as mediating variables and analyze how trip chaining and joint

travel shape the resulting travel demand. Furthermore, relationships between travel

behavior and urban form factors at out-of-home activity locations remain unclear. Based

iii

on the 2012 travel survey data from the Cleveland Metropolitan Area, this study first

investigates the relationships among trip chaining, joint travel, home-based tour

generation, and travel distances at three different levels: tour, individual, and household

levels. Second, the influences of socio-demographics and urban form factors at tour

origins and destinations on travel behavior are examined simultaneously. Lastly, while

using trip chaining and joint travel as mediating variables, this study estimates the

mediating effects of socio-demographics and urban form via activity-travel patterns on

travel demand. The Structural Equation Modelling (SEM) approach is applied.

The study reveals the existence of significant relationships between activity-travel

patterns and travel demand. Trip chaining is negatively associated with joint travel. While

it increases travel distances, this effects gets weakened through its indirect effect via

decreased tour generation. Joint travel appears to increase tour generation but decrease

the travel distances. Most socio-demographics have significant effects with expected

signs on travel behavior. The analysis suggests that urban form factors at tour origins and

destinations play important roles on the resulting travel demand. Some urban form factors

may not have direct effects on travel demand but have significant indirect effects on tour

generation or travel distances through activity-travel patterns. This research presents how

activity-travel patterns shape travel demand and concludes that trip chaining and joint

travel should be taken into consideration while analyzing travel demand. The findings on

socio-demographics and urban form factors can be used as inputs to improve the future

evaluation of transportation projects and help planners integrate land-use strategies as

iv

tools to change people’s travel behavior. This will further mitigate the negative

externalities associated with our travel patterns.

v

Dedication

This document is dedicated to my parents, dad Ching-Sen Chen and mom Yu-Fen Lin.

vi

Acknowledgments

Countless people have been with me and offered great help during my doctoral

study. I deeply thank to my advisor, Dr. Gulsah Akar, for her endless support, continuous

encouragement, and valuable assistance on both my academic studies and my life

throughout this long journey at The Ohio State University. She guided me to be a

professional researcher, problem slover, and independent thinker. I am lucky to have her

as my advisor.

I am truly grateful to my committee members, Dr. Jean-Michel Guldmann and Dr.

Zhenhua Chen for their insightful suggestions on my dissertation work and future

research directions.

I would like to express my thank to Dr. Rachel Garshick Kleit, for her planning

theory lectures that motivated me to explore theoretical foundation of transportation

planning. I am also thankful to Dr. Philip A. Viton for his advice on the quantitative

methodology and techniques. Many thanks to Dr. Mark Moritz, for the research

oppurtunities in the Department of Anthopology at The Ohio State Univeristy. I want to

acknowledge the project manager Ms. Rebekah Anderson of Ohio Department of

Transportation for providing the datasets of my research and dissertation.

vii

I am thankful to my friends and colleague in the doctoral program, Chih-Hao

Wang, Mi Namgung, Miyoung Park, Emre Tepe, Na Chen, Hyeyoung Kim, Daisuke

Nagase, Seungbeom Kang, Burcu Ozdemir, Youngbin Lym, Seunghoon Kim, Kailai

Wang, and Yujin Park, for their friendship and support.

I am indebted to to my family, my dad Ching-Sen Chen, my mom Yu-Fen Lin,

and my sister Yi-Ling Chen. They have always been helping me with their constant love

and concern. Lastly and importantly, my special appreciation goes to my girlfriend, Chia-

Yu Lin. Without her encouragement and support, I would never have been able to

accomplish this long journey.

viii

Vita

2006 ...............................................................B.S. Civil Engineering, National Central

University

2011 ...............................................................M.S. Civil Engineering, The Ohio State

University

2011 to 2012 .................................................Graduate Research Assistant, City and

Regional Planning, the Ohio State

University

2011 to 2013 .................................................Graduate Research Assistant, Department of

Anthropology, the Ohio State University

2012 to 2013 .................................................Graduate Research Assistant, , Department

of Veterinary Preventive Medicine, the Ohio

State University

2013 to 2016 .................................................Graduate Teaching Associate, City and

Regional Planning, the Ohio State

University

Publications

Y. Chen, & G. Akar. (2017). Using Trip Chaining and Joint Travel as Mediating

Variables to Explore the Relationships among Travel Behavior, Socio-demographics and

Urban Form. Forthcoming, Journal of Transport and Land Use, 11(1), 1-16

M. Moritz, S. Handa, Y. Chen, & N. Xiao. (2015). Herding Contracts and Pastoral

Mobility in the Far North Region of Cameroon. Human Ecology, 43(1), 141-151

M. Moritz, I. M. Hamilton, Y. Chen, & P. Scholte. (2014). Mobile pastoralists in the

Logone Floodplain distribute themselves in an Ideal Free Distribution. Current

Anthropology, 55(1), 115-122.

ix

M. Moritz, I. M. Hamilton, P. Scholte, & Y. Chen (2014). Ideal Free Distributions of

Mobile Pastoralists in Multiple Seasonal Grazing Areas. Rangeland Ecology &

Management, 67(6), 641-649

Fields of Study

Major Field: City and Regional Planning

x

Table of Contents

Abstract ............................................................................................................................... ii

Dedication ........................................................................................................................... v

Acknowledgments.............................................................................................................. vi

Vita ................................................................................................................................... viii

Table of Contents ................................................................................................................ x

List of Tables .................................................................................................................... xv

List of Figures ................................................................................................................. xvii

Chapter 1: Introduction ....................................................................................................... 1

1.1 Activity-based Approach and Activity-travel Patterns ................................................. 3

1.2 Problem Definition........................................................................................................ 6

1.3 Research Objectives ...................................................................................................... 7

1.4 Conceptual Framework ................................................................................................. 9

1.5 Organization ................................................................................................................ 11

Chapter 2: Literature Review ............................................................................................ 13

2.1 Travel Behavior and Socio-demographics .................................................................. 14

2.1.1 Trip Chaining and Socio-demographics .................................................................. 14

2.1.2 Joint Travel and Socio-demographics ...................................................................... 18

xi

2.1.3 Trip/Tour Generation and Socio-demographics ...................................................... 22

2.1.4 Travel Distances and Socio-demographics .............................................................. 26

2.2 Travel Behavior and Urban Form Factors .................................................................. 30

2.2.1 Trip Chaining and Urban Form Factors ................................................................... 31

2.2.2 Joint Travel and Urban Form Factors ...................................................................... 35

2.2.3 Trip/Tour Generation and Urban Form Factors ....................................................... 36

2.2.4 Travel Distances and Urban Form Factors .............................................................. 41

2.3 Relationships among Different Aspects of Travel Behavior ...................................... 46

2.4 Discussion of the Existing Literature .......................................................................... 47

Chapter 3: Research Design and Data .............................................................................. 50

3.1 Research Design.......................................................................................................... 50

3.2 Data ............................................................................................................................. 53

3.2.1 Datasets of Activity-travel Patterns and Travel Demand ........................................ 53

3.2.2 Travel Demand: Tour Generation and Travel Distances ......................................... 55

3.2.3 Activity-travel Patterns: Trip Chaining ................................................................... 55

3.2.4 Activity-travel Patterns: Joint Travel ....................................................................... 56

3.2.5 Classification of Tours and the Primary Activity for a Home-based Tour .............. 58

3.2.6 Datasets for Urban Form Factors ............................................................................. 59

3.3 Variables of Interest and Descriptive Statistics Analysis ........................................... 60

xii

3.3.1 Endogenous and Exogenous Variables .................................................................... 60

3.3.2 Descriptive Statistics of the Sample Data ................................................................ 66

3.3.3 Travel Behavior Comparison Analysis .................................................................... 76

Chapter 4: Methodology ................................................................................................... 83

4.1 Path Analysis and Structural Equation Modeling ....................................................... 84

4.2 Model Estimation and Assumptions ........................................................................... 86

4.3 Model Fit Indices ........................................................................................................ 87

4.3.1 Chi-square (χ2) ......................................................................................................... 89

4.3.2 Root-mean-square Error of Approximation (RMSEA) ........................................... 90

4.3.3 Comparative Fit Index (CFI) ................................................................................... 90

4.3.4 Standardized Root Mean Square Residual (SRMR) ................................................ 91

Chapter 5: Results and Discussions for the Tour-based Model ........................................ 92

5.1 Model Fit Indices in the Tour-level Model ................................................................. 93

5.2 Links Between Activity-travel Patterns and Travel Demand in the Tour-level Model

........................................................................................................................................... 94

5.3 Direct Effects of Socio-demographics on Travel Behavior in the Tour-level Model . 95

5.4 Direct Effects of Urban Form Factors on Travel Behavior in the Tour-level Model . 97

5.5 Indirect Effects of Exogenous Variables on Travel Behavior in the Tour-level Model

........................................................................................................................................... 99

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5.6 Total Effects of Exogenous Variables on Travel Behavior in the Tour-level Model 100

Chapter 6: Results and Discussions of the Individual-level Model ................................ 104

6.1 Model Fit Indices for the Individual-level Model..................................................... 105

6.2 Links Between Activity-travel Patterns and Travel Demand in the Individual-level

Model .............................................................................................................................. 106

6.3 Direct Effects of Socio-demographics on Travel Behavior in the Individual-level

Model .............................................................................................................................. 107

6.4 Direct Effects of Residential Urban Form Factors on Travel Behavior in the

Individual-level Model.................................................................................................... 109

6.5 Indirect Effects of Exogenous Variables on Travel Behavior in the Individual-level

Model .............................................................................................................................. 111

6.6 Total Effects of Exogenous Variables on Travel Demand in the Individual-level

Model .............................................................................................................................. 112

Chapter 7: Results and Discussions for Household-level Model.................................... 117

7.1 Model Fit Indices for the Household-level Model .................................................... 118

7.2 Links Between Activity-travel Patterns and Travel Demand in the Household-level

Model .............................................................................................................................. 119

7.3 Direct Effects of Socio-demographic on Travel Behavior in the Household-level

Model .............................................................................................................................. 120

xiv

7.4 Direct Effects of Urban Form Factors on Travel Behavior in the Household-level

Model .............................................................................................................................. 122

7.5 Indirect Effects of Exogenous Variables on Travel Behavior in the Household-level

Model .............................................................................................................................. 123

7.6 Total Effects of Exogenous Variables on Travel Demand in the Household-level

Model .............................................................................................................................. 124

Chapter 8: Conclusions ................................................................................................... 129

8.1 Summary and Contributions ..................................................................................... 130

8.1.1 Relationships among Activity-travel Patterns and Travel Demand ....................... 131

8.1.2 Relationships Between Socio-demographics and Travel behavior ........................ 133

8.1.3 Relationships Between Urban Form Factors and Travel behavior ........................ 134

8.2 Policy Implications ................................................................................................... 136

8.3 Limitations and Future Directions ............................................................................ 139

Reference ........................................................................................................................ 142

xv

List of Tables

Table 1. Variables of Interest ............................................................................................ 64

Table 2. Endogenous and Exogenous Variables in Each Model ...................................... 65

Table 3. Descriptive Statistics of Sample Data Used for Tour-level Model .................... 67

Table 4. Descriptive Statistics of Travel Behavior in Sample Data Used for Individual-

level and Household-level Models.................................................................................... 70

Table 5. Descriptive Statistics of Socio-demographics in the Sample Data Used for

Individual-level and Household-level Models .................................................................. 75

Table 6. Descriptive Statistics of the Travel Behavior at the Tour and Individual Levels

Across the Binary Personal Characteristics ...................................................................... 79

Table 7. Kruskal-Wallis Test Results of the Travel Behavior at the Tour and Individual

Levels Across the Binary Personal Characteristics .......................................................... 80

Table 8. Descriptive Statistics of the Travel Behavior at the Tour and Individual Levels

Across the Presence and Age Stages of the Youngest Child in the Household ................ 81

Table 9. Kruskal-Wallis Test Results of the Travel Behavior at the Tour and Individual

Levels Across the Presence and Age Stages of the Youngest Child in the Household .... 82

Table 10. Model Fit Indices and Acceptable Fit Criteria.................................................. 89

Table 11. Model Fit Indices of the Tour-level Model ...................................................... 94

Table 12. Estimation Results for the Tour-level Model (Standardized Effects) ............. 101

Table 13. Model Fit Indices of the Individual-level Model ............................................ 106

xvi

Table 14. Estimation Results for the Individual-level Model (Standardized Effects) .... 114

Table 15. Model Fit Indices of the Household-level Model ........................................... 119

Table 16. Estimation Results for the Household-level Model (Standardized Effects) ... 126

xvii

List of Figures

Figure 1. Conceptual Framework ..................................................................................... 10

Figure 2. Tour-level Model Framework ........................................................................... 51

Figure 3. Individual-level Model Framework ................................................................... 52

Figure 4. Household-level Model Framework .................................................................. 53

Figure 5. Study Area – the Cleveland Metropolitan Area ................................................ 54

Figure 6. Histogram of Travel Distances at the Tour Level ............................................. 68

Figure 7. Histogram of Joint Travel at the Tour Level ..................................................... 68

Figure 8. Histogram of Trip Chaining at the Tour Level .................................................. 69

Figure 9. Histogram of VMT at the Individual Level ....................................................... 70

Figure 10. Histogram of the Number of Auto Tours at the Individual Level ................... 71

Figure 11. Histogram of Joint Travel at the Individual Level .......................................... 71

Figure 12. Histogram of Trip Chaining at the Individual Level ....................................... 72

Figure 13. Histogram of VMT at the Household Level .................................................... 73

Figure 14. Histogram of the Number of Auto Tours at the Household Level .................. 73

Figure 15. Histogram of Joint Travel at the Household Level ......................................... 74

Figure 16. Histogram of Trip Chaining at the Household Level ...................................... 74

Figure 17. Illustration of direct, indirect, and total effects ............................................... 86

Figure 18. Model Framework at the Tour Level............................................................... 93

Figure 19. Illustration of Direct Effects in the Tour-level Model ................................... 103

xviii

Figure 20. Model Framework at the Individual Level .................................................... 105

Figure 21. Illustration of Direct Effects in the Individual-level Model .......................... 116

Figure 22. Model Framework at the Household Level ................................................... 118

Figure 23. Illustration of Direct Effects in the Household-level Model ......................... 128

1

Chapter 1: Introduction

Recent studies have placed much attention on travel behavior because the

negative outcomes of travel, primarily vehicle miles traveled (VMT) and single

occupancy vehicle (SOV) use, have increased dramatically. Based on data from the U.S.

Department of Transportation (DOT), VMT increased almost 150% in urban areas from

1980 to 2014. This increase is quite significant, particularly when compared with the

population growth of approximately 30% (Frey, 2012; United States Census Bureau,

2016; United States Department of Transportation; Bureau of Transportation Statistics,

2016). The increasing VMT has been viewed as one of the key contributors to various

negative externalities. For example, The U.S. Environmental Protection Agency (EPA)

reports that transportation produces about 25% of the total carbon dioxide, the primary

contributor to the greenhouse effects in 2014 (United States Environmental Protection

Agency, 2016b). Furthermore, other negative externalities such as energy consumption,

traffic congestion, and crashes have been regarded as results of the increases in VMT and

SOV use (Akar, Chen, & Gordon, 2016; Brownstone & Golob, 2009; Rentziou, Gkritza,

& Souleyrette, 2012). In order to seek solutions to mitigate the negative externalities

associated with our transportation patterns, planners and policy makers try to understand

and manage individuals’ travel behavior through their activity-travel patterns and travel

demand. Instead of expanding the existing transportation infrastructure, many

2

metropolitan areas have been shifting their policies to reduce SOV travel, make driving

less attractive, and increase the share of alternative travel modes such as public transport,

bicycles or walking (Gärling et al., 2002; Loukopoulos, Jakobsson, Gärling, Schneider, &

Fujii, 2004).

One of the well-known policy sets is the transportation demand management

(TDM) strategies, which refers to various actions employed to increase the transportation

system efficiency and to achieve traffic congestion reduction and energy conservation

while focusing on the safety and mobility of the road users. These actions are adopted to

modify individuals’ travel behavior by congestion pricing, encouraging off-peak travel,

and reducing the number of single-occupancy vehicles (SOV) trips (S. Bricka, Moran,

Miller, & Hudson, 2015; Obermann, 2012). In addition to the aforementioned strategies,

the transportation authorities and professionals have developed programs to improve air

quality by reducing vehicular emissions since the 1990s (S. G. Bricka, 2008). Fixing

America’s Surface Transportation (FAST) Act was designed and passed in 2015 to

provide long-term funding certainty for surface transportation infrastructure planning and

investment. FAST also provides more than $11 billion federal funding for Congestion

Mitigation and Air Quality Improvement Program (CMAQ) from 2016 to 2020. The

CMAQ was established in 1991 to help the State and local governments improve their

transportation projects to meet the requirements of the Clean Air Act. The Clean Air Act

became effective in 1963 and has been one of the essential environmental laws in U.S.

requiring regulatory controls for air pollution with several major amendments in 1970,

1977, and 1990 (United States Environmental Protection Agency, 2016a). These policies

3

encourage individuals to maintain their vehicles, consolidate trips, and make more trips

by transit, carpools, bicycles, and by walking (McGuckin, Zmud, & Nakamoto, 2005).

Making of informed strategies, the implication of policies, and investments on

improvement projects greatly depend on the understanding of different dimensions of

travel behavior including people’s activity-travel patterns and travel demand. From the

academic and research standpoint, different aspects of travel behavior are modeled

separately against various determinants to identify the influential factors of daily travel

patterns. The factors usually include socio-demographics and residential built

environment variables. The findings on these factors help planners and decision makers

to forecast travel demand under changing social, cultural, economic conditions, and land-

use patterns.

1.1 Activity-based Approach and Activity-travel Patterns

The need for a deeper understanding of travel outcomes led to the development of

activity-based approach. One of the fundamental concepts of the approach is that travel

demand is derived from individuals’ desire to pursue activities distributed in time and

space (Bhat & Koppelman, 2003; Kitamura, 1988; M. G. McNally & Rindt, 2007).

Consequently, the accuracy of travel demand modeling and forecasting rely on a better

understanding of activity-travel patterns. This calls for a closer look at the way people

organize their travel for desired activities, including the time they travel, the locations of

out-of-home activities, the transportation modes they choose, and the companions they

travel with.

4

Among various activity-travel patterns, trip chaining and joint travel are the two

patterns that have received much research interest in recent decades. Several different

definitions of trip chaining have been developed since the 1970s. The definition that

Adler and Ben-Akiva (1979) propose is that a trip tour (trip chain) begins and ends at an

individual’s home. In addition, a tour should consist of a set of consecutive trip links (trip

segments) that link at least one sojourn (out-of-home activity). Holzapfel (1986) states

that a trip chain should include three or more trip segments and originate and end at

home. Goulias and Kitamura (1991) describe trip chaining as a sequence of trip segments

that exist between a pair of locations such as home, work, and school. After reviewing the

related literature, Primerano, Taylor, Pitaksringkarn, and Tisato (2008) propose a

generalized definition of trip chaining: “a trip chain is a multi-segmented trip originating

and ending at the home and containing primary and secondary activities in between”

(Primerano et al., 2008). The “home-based tour” became a widely-used definition of trip

chaining in previous research. Several studies point out that trip chaining has been a

growing trend and has become a significant part of individuals’ daily life. S. G. Bricka

(2008) indicates that 61% of U.S. working-age adults have chained trip segments and

generated 68% of average daily VMT in 2001. One of the reasons working age adults

have such high percentages of chained trips is that workers are more likely to consolidate

non-work activities into their commute tours to maintain personal and household needs.

Some other researchers found that travelers who chain their trip segments tend to travel

by private cars and drive alone or with household companions (McGuckin et al., 2005;

Pendyala, Yamamoto, & Kitamura, 2002; Wallace, Barnes, & Rutherford, 2000).

5

The focus on studying joint travel making has been supported by the recognition

that an individual’s activity-travel decisions are not only made by him or herself. The

decisions may be affected by the other members of the same household. Joint travel is

therefore commonly defined as traveling with household members in existing studies (Ho

& Mulley, 2013a, 2013b, 2015; Vovsha, Petersen, & Donnelly, 2003). Traveling with

household companions has been found to comprise a significant proportion of a region’s

travel. The home-based tours which include joint trip segments represent a substantial

percentage (around 40 to 50%) of total tours generated in many metropolitan areas, such

as Ohio and New York in the United States, Sydney in Australia, and Hong Kong in

China (Ho & Mulley, 2013a, 2013b, 2015; Lin & Wang, 2014; Vovsha et al., 2003). As a

result, such intra-household dependencies and interactions should be explicitly

accommodated in travel demand analysis for improving the accuracy of forecasting. The

decisions on travel companion, which are motivated by engaging in activities jointly or

alone, may affect the vehicle type choice and occupancy. The number of vehicles and the

nature of vehicle types in the network significantly influence the level of traffic

congestion and emissions (Srinivasan & Bhat, 2008). Therefore, understanding the

motivation for joint travel and the circumstances under which it takes place are critical

for proposing transportation policy as well as evaluating projects that promote non-SOV

travel options and introduce high occupancy vehicle (HOV) lanes and high occupancy

toll (HOT) lanes (Ho & Mulley, 2015; Vovsha et al., 2003).

Trip chaining and joint travel are two major activity-travel patterns which capture

the complexity of home-based tours, interactions among household members, and travel

6

schedule coordination under the spatial-temporal constraints. From travelers’ perspective,

consolidating trip segments and coordinating travel patterns with other household

members can help reduce the use of travel resources and achieve more efficient time use

while participating in out-of-home activities. Therefore, investigating the behavioral

mechanisms that lead to trip chaining and joint travel provides a deeper understanding of

people’s activity and travel patterns, which in turn improves the overall quality of travel

demand models. In light of this recognition, the findings of this research can be used as

inputs to evaluate the potential success of transportation projects and various policy

interventions.

1.2 Problem Definition

Several researchers have considered land-use and transportation planning as a

prominent strategy for decreasing car-oriented behaviors and achieving sustainable

transportation patterns. Empirical evidence has shown the existence of strong

associations between urban form factors and travel behavior. For example, people who

live in low-density suburban areas may have greater auto dependency. On the other hand,

neighborhoods with compact development and greater land-use mixes may provide

shorter commutes, cyclists and pedestrian friendly environments, and better accessibility

to the amenities for the residents. These all increase the use of public transit and non-

motorized transportation modes. Existing research unravels the links between activity-

travel patterns and the resulting travel demand (S. G. Bricka, 2008; Duncan, 2015;

Gopisetty & Srinivasan, 2013; Vovsha et al., 2003). For example, the total travel

7

distances and the number of home-based tours may substantially depend on the

complexity of the individuals’ home-based tours and their decisions on traveling with

others. Limited work has been done to use activity-travel patterns as mediating variables

and analyze how trip chaining and joint travel shape the resulting travel demand. While

many studies have examined the influence of urban from around residential

neighborhoods on travel behavior, the effects of out-of-home locations where people

pursue their activities remain unclear.

Within this context, this dissertation aims to investigate how activity-travel

patterns shape the resulting travel demand. This research uses trip chaining and joint

travel as two measurements of activity-travel patterns, and tour generation and travel

distances as two outcomes of travel demand. The analysis aims to address the

interrelationships among four different dimensions of travel behavior (trip chaining, joint

travel, tour generation, and travel distances), identify the contribution of activity-travel

patterns on travel demand, and investigate the influence of urban form factors at

residence and out-of-home locations on travel behavior while controlling for personal and

household characteristics.

1.3 Research Objectives

The existing studies that examine the relationships among travel behavior, socio-

demographics, and urban form factors provide limited evidence on how trip chaining and

joint travel affect tour generation and travel distances at the same time. In this regard, the

objective of this dissertation is to contribute to the empirical understanding of the

8

interrelationships among activity-travel patterns, travel demand, socio-demographics, and

urban form. The basis of this research hinges on answering the following main questions.

First, do activity-travel patterns affect the resulting travel demand? If so, how do

trip chaining and joint travel influence tour generation and travel distances? Specifically,

what are the links among trip chaining, joint travel, tour generation, and travel distances?

Are there any differences in the relationships among travel behavior at different levels

(e.g., at the home-based tour level, at the individual level, and at the household level)?

Second, to what extent do urban form factors affect activity-travel patterns and

travel demand directly? In addition, how does the urban form factors at residential and

out-of-home locations influence travel behavior? Are there any differences across urban

form factors effect at different locations? If so, what types of locations have greater

impacts?

Third, to what extent socio-demographics and urban form factors indirectly affect

the resulting travel demand through intermediate activity-travel patterns?

While many empirical studies have examined trip chaining, joint travel, tour

generation, and travel distances as separate functions of socio-demographics and urban

form factors, this dissertation investigates the interconnections among multiple aspects of

travel behavior simultaneously while accounting for personal characteristics, household

attributes, and urban form factors at three different levels: home-based tour level,

individual level, and household level.

9

1.4 Conceptual Framework

By using the household travel survey data collected by the Ohio Department of

Transportation (ODOT) from the Cleveland Metropolitan Area in 2012, the purpose of

this dissertation is to analyze the interrelationships among trip chaining, joint travel, tour

generation, travel distances, socio-demographics and urban form factors at three different

levels. Figure 1 illustrates the conceptual framework, presenting the links among several

primary elements included in the study.

Built on the previous studies, the conceptual model proposes to extend the current

travel demand modeling framework by incorporating two indicators of activity-travel

patterns (trip chaining and joint travel). The framework consists of three key variable

sets, together with their measurements and associations with each other. The variable sets

included in this framework are generally used in existing research and can be listed as: (i)

travel behavior, (ii) socio-demographics, and (iii) urban form factors. Travel behavior is

captured by two activity-travel patterns (trip chaining and joint travel) and two travel

demand measurements (tour generation and travel distances). Socio-demographics

include individual’s gender, age, driver’s license ownership, employment status,

household size, household vehicle ownership, household income, and household

structure. Urban form factors describe the neighborhood characteristics by residential

density, retail employment density, non-retail employment density, intersection density,

bus stop density, and job-population index.

Within this framework, this research hypothesizes that the way individuals

organize their activity-travel patterns affects their travel demand. The connections among

10

the different aspects of travel behavior are of particular interest. Socio-demographics and

urban form factors are assumed to be important determinants of travel behavior. This

study develops comparable behavioral models at three levels: home-based tour level,

individual level, and household level. The basic unit of analysis and variable sets used in

each model are adjusted to each level. The travel behavior variables are trip chaining,

joint travel, and travel distances for each home-based tour in the tour-level model. The

travel behavior variables include trip chaining, joint travel, home-based tour generation,

and VMT for each individual and household in the individual-level model and household-

level model respectively. The socio-demographics used in the tour-level and individual-

level models are personal characteristics and household attributes. The socio-

demographics included in the household-level model are only household attributes. The

urban form factors examined in the tour-level model are built environment variables

measured at home and out-of-home locations. The urban form factors investigated in the

individual and household levels only capture the residential built environments.

Figure 1. Conceptual Framework

11

1.5 Organization

This dissertation is organized as follows. The next chapter discusses the existing

literature related to socio-demographics, urban form factors, and travel behavior. Chapter

2 first presents the effects of personal and household characteristics on travel behavior.

Then it reviews how urban form factors affect individuals’ activity-travel patterns and

travel demand. The third section provides the associations among different dimensions of

travel behavior. This is followed by the limitation of the previous studies and how this

research adds to the existing knowledge.

Chapter 3 presents the research design and the data used in this research. The

research design section details the measurements of activity-travel patterns and travel

demand at each level. The data for this study come from ODOT’s household travel

surveys. The data were collected from the Cleveland Metropolitan Area in 2012. This

section presents the study area, variables of interest, and descriptive analysis of variables.

The modeling approach applied in this dissertation is introduced in Chapter 4. In

order to disentangle the complex relationships among socio-demographics, urban form,

and travel behavior simultaneously, Structural Equation Modeling (SEM) approaches are

used in this research to estimate the interconnections among activity-travel patterns and

travel demand as well as the effects of socio-demographics and urban form factors on

travel behavior.

Chapter 5 discusses the model results based on home-based tours. The socio-

demographics are represented by personal and household characteristics, the urban form

12

factors consist of built environment variables at home and out-of-home locations, and

travel behavior includes trip chaining, joint travel, and travel distances for each home-

based tour.

Chapters 6 and 7 provide analyses at the individual and household levels,

respectively. In Chapter 6, travel behavior is presented by trip chaining, joint travel, the

number of auto tours traveled by individuals, and individual VMT. Chapter 7 presents the

estimated model at the household level, examining the influence of household attributes

and urban form factors on household activity-travel patterns, the number of auto tours by

households, and household VMT.

Chapter 8 concludes with the research findings and main contributions of this

dissertation in terms of policy implications. The limitations of this study and future

research directions are also discussed in Chapter 8.

13

Chapter 2: Literature Review

This chapter presents the existing research related to activity-travel patterns and

travel demand. Activity-travel patterns discussed in this chapter include trip chaining and

joint travel. Trip chaining represents the complexity of a home-based tour via the

number of activity episodes within one home-based tour (Golob, 1986; Liu, 2012; Noland

& Thomas, 2007; Wallace et al., 2000; Wang, 2014). Some researchers have considered

joint trip making as an alternative pattern to solo trip making (Chandrasekharan &

Goulias, 1999; Ho & Mulley, 2013a, 2013b, 2015; Srinivasan & Bhat, 2008; Vovsha et

al., 2003). Trip/tour generation and travel distances stand out as two critical indicators of

travel demand and both factor into many travel demand models (Akar et al., 2016;

Kitamura, Mokhtarian, & Laidet, 1997; Lu & Pas, 1999; Zhang, Hong, Nasri, & Shen,

2012). Researchers have developed various analytical methods to explain trip chaining,

joint travel, trip/tour generation, and travel distances in terms of various determinants.

Two sets of variables, socio-demographics and urban form factors, appear most

often in existing travel behavior literature. The socio-demographics consist of travelers’

information, including personal characteristics and household attributes. The urban form

factors describe the land-use patterns and built environment of a given neighborhood.

This chapter provides an overview of the relationships among travel behavior, socio-

14

demographics, and urban form factors. This chapter contains four sections. The first

section discusses the effects of socio-demographics on travel behavior. The second

section reviews the links between urban form factors and travel behavior. The third

section presents the associations between activity-travel patterns and travel demand. The

last section summarizes the limitations of existing research and opportunities for future

research.

2.1 Travel Behavior and Socio-demographics

Previous research has revealed that socio-demographic characteristics play

important roles in explaining travel behavior. Investigating the influence of socio-

demographics on travel behavior helps planners evaluate the market response to

transportation policies. Socio-demographics usually consist of personal characteristics,

including an individual’s gender, age, employment status, and driver’s license ownership,

while household attributes commonly include household size, income, vehicle

ownership/number of vehicles, lifestyle, and household structure.

2.1.1 Trip Chaining and Socio-demographics

Statistical modeling approaches for count data (e.g., Poisson regression and

negative binomial regression) have been frequently used in existing studies to examine

trip chaining, a variable often operationalized as the number of stops within a home-

based tour. Using data from the 1990 Household Travel Survey of Puget Sound Regional

Council (PSRC), Wallace et al. (2000) apply a negative binomial regression approach to

identify the potential factors affecting the propensity of trip chaining. Their model

includes the socio-demographic variables of gender, age, employment status, household

15

income, number of household vehicles, number of children in the household, and number

of adults in the household. The authors note that women have a greater likelihood of

chaining trip segments than men. They find that the necessity of driving to work

decreases the tendency to consolidate trip segments. Conversely, the necessity of driving

to pick up children increases the propensity for trip chaining. Employment status also

stands out as an influential variable: as the number of workdays per week increases, the

likelihood of chaining trips decreases. On the other hand, people who work at home have

a higher tendency to consolidate trip segments. With regard to household attributes,

household size and household income correlate negatively with trip chaining.

Using the 2001 National Household Travel Survey (NHTS) Data, Noland and

Thomas (2007) develop an ordered probit model and a negative binomial model to

explain the tour complexity in terms of socio-demographics, land-use patterns, and tour-

specific variables. The personal characteristics in their analysis are gender, age, race, and

employment. The household attributes include household size, household income, and

household structure. The authors find that being female and age both positively correlate

with tour complexity. The model results reveal that different household structures have

different influences on trip chaining. As compared to the households without children,

those with children less than 15 years old tend to make complex tours.

Some research has investigated trip chaining by estimating the probability of

consolidating trip segments. Using the 2001 National Household Travel Survey (NHTS)

Data, S. G. Bricka (2008) develops logit models to examine trip chaining patterns of

working age adults. The author uses gender, age, education status, employment status,

16

working settings (working duration, occupation, and the auto requirement for work) to

describe the individuals’ characteristics. The number of adults in the household, the

number of children in the household, the number of household vehicles, household

income, and the ratio of vehicles to workers in the household are household attributes in

the analysis. Some of the socio-demographics trends identified in this research aligned

with those found by Noland and Thomas (2007) and Wallace et al. (2000). For example,

females have a greater tendency to make complex tours than males. Middle-aged adults

(ages 35 to 44) are more likely to chain trips than those in other age groups. People with

higher education levels and non-workers tend to consolidate trip segments. The number

of adults and the number of children in the household affect the chance of combining

trips in opposite directions: while the number of adults in the household is negatively

correlated to trip chaining, the number of children in the household is positively

associated with the complexity of tours. It is interesting to note that increasing the

number of household vehicles increases the probability of trip chaining in the analysis. S.

G. Bricka (2008) suggests that it is likely that the study considers trip chaining

propensities by the working age adults, not all adults workers and non-workers.

Ma, Mitchell, and Heppenstall (2014) investigate the propensity to chain trip

segments by applying discrete choice approaches based on the 2008 Activity Daily

Survey Data collected from the workers in Beijing, China. Six socio-demographic

variables are used in the analysis: gender, age, occupation, personal income, household

size, and the presence of children in the household. Most socio-demographics trends

match those identified in prior research: women are inclined to make complex tours than

17

men, workers with larger households tend to make simple tours, and high-income

workers are more likely to make complicated tours (S. G. Bricka, 2008; Kitamura &

Susilo, 2005; McGuckin & Murakami, 1999; Noland & Thomas, 2007; Wallace et al.,

2000).

Several studies consider trip chaining an endogenous variable along with other

travel behavior in structural analysis. Kitamura and Susilo (2005) propose several

structural equation models to investigate travel time, the number of trip chains, the

number of trip segments in trip chains, and non-work activity participation

simultaneously among non-workers in Osaka, Japan. They use gender, age, driver’s

license ownership, household size, the number of household vehicles, and household

structure to characterize the socio-demographics. The analysis shows that female non-

workers with children tend to consolidate more trip segments than those without children.

Consistent with the findings of other studies (S. G. Bricka, 2008; Wallace et al., 2000),

the authors point out that the adults between ages of 35 and 44 are more likely to make

complex tours. Non-workers from larger households have higher propensities to make

simple tours.

Yang et al. (2010) use the Activity-travel Survey Data from Shangyu, China, to

develop a structural analysis of the relationships among socio-demographics, activity

participation, and trip chaining. Gender, age, employment status, and education level are

included to describe household heads’ characteristics. The number of workers in the

household and household income are two household attributes examined in the analysis.

The model results show that age is positively associated with tour complexity. The

18

authors suggest that employment status has negative effects on tour complexity, that

household heads with higher education levels tend to make complex home-based tours,

and that the number of household workers is negatively associated with tour complexity,

which all match the findings of S. G. Bricka (2008). Household income has positive

effects on trip chaining patterns, which also echoes the findings from Wallace et al.

(2000).

Van Acker and Witlox (2011) implement an SEM approach and model the links

among land use patterns, car availability, car use for commuting, trip chaining, and

commuting distances while controlling for socio-demographics and land-use patterns at

home locations and workplaces. The analysis is based on the 2000 to 2001 Ghent

(Belgium) Travel Behavior Survey Data, in which the socio-demographics contain

gender, age, marital status, whether auto is needed during work hours, household size, the

number of children aged below 6 years in the household, household income, and the ratio

of autos and drivers in the household. The authors find that people who always need

autos during work hours are more likely to make complex tours. In agreement with the

findings of Wallace et al. (2000) and S. G. Bricka (2008), the analysis indicates that

household size negatively affects tour complexity, whereas the number of children in the

household positively affects trip chaining.

2.1.2 Joint Travel and Socio-demographics

The studies of joint travel originated from the development of models explaining

the intra-household interactions and time allocations within a household during the

1980s. The first conceptual framework is developed by Townsend (1987), which includes

19

the interdependencies within a household while analyzing household activity behavior.

van Wissen (1991) uses the Household Travel Survey Data from Netherlands and

proposes structural models to analyze time allocation for out-of-home activities for

household members. The authors conclude that people travel jointly mostly for shopping,

recreation, and visits.

Some studies consider a trip as a joint trip if it is taken in the company of one or

more household members. They feature various discrete choice models to estimate the

relationship between explanatory variables and the probability of choosing solo versus

joint travel (Chandrasekharan & Goulias, 1999; Ho & Mulley, 2013a, 2013b, 2015;

Srinivasan & Bhat, 2008; Vovsha et al., 2003). Chandrasekharan and Goulias (1999) use

the Puget Sound Transportation Panel (PSTP) Data and investigate the probability of

traveling jointly. The explanatory variables for describing individuals’ characteristics are

gender, age, driver license ownership, and employment status. The household attributes

used in the analysis are household size, household income, the number of adults in the

household, the number of children in the household, and the number of household

vehicles. The authors report that those between the ages of 35 and 65 are less likely to

travel together with household members. The model results reveal that an individual’s

occupation has some impact on joint travel outcomes. Professionals make more joint trips

than those with other occupations, and those who classify themselves as a “driver” tend

to make fewer joint trips. As for household attributes, travelers from young households

(multi-member households under 35) are more likely to travel solo. Furthermore, the

20

authors indicate that the number of household vehicles is negatively correlated with joint

travel.

Using data from the mid-Ohio and the New York region, Vovsha et al. (2003)

examine decisions of traveling solo versus jointly for non-work activities at the

household level in terms of household income, household auto ownership, and household

size and composition. The authors find that low-income (less than $30,000 per year)

households have a strong tendency to implement joint travel for shopping. Full-time

workers have greater tendency to travel jointly. In disagreement with Chandrasekharan

and Goulias (1999), the analysis shows that households with higher auto ownership (i.e.,

a greater number of autos than workers in the household) are more likely to travel jointly

for eating out and shopping activities. This finding is surprising because owning multiple

cars generally facilitates more individual activities, while a shortage of cars may motivate

joint traveling. The authors explain that joint travel planning occurs at the household

level and may not result from car shortage. The model results reveal that different

household structures may result in different effects on joint travel making. Households

with more workers make fewer joint trips, while households with more non-workers tend

to travel jointly for maintenance and discretionary activities. In addition, increasing

number of students in the household increases the propensity of traveling solo, whereas

the number of children in the household is a strong factor favoring joint trips for

shopping and maintenance activities.

Ho and Mulley (2013a) focus on joint travel patterns of the car-negotiating

households (households that have fewer autos than driver's license holders) in Sydney,

21

Australia. The authors proposed nine types of joint home-based tours in their study: fully

joint tours, drop-off tours, pickup tours, shared tides tours, joint drop-off tours, joint

pickup tours, joint drop-off and pickup tours, joint in middle tours, and individual tours.

The study applies discrete choice models to examine the joint travel patterns and travel

mode choices against household size, household composition, household income, and

time and cost of different travel modes. Household size and composition have significant

influence on joint travel. The authors find that individuals in larger households (i.e., with

more than five members) are more likely to travel with other household members.

Mothers have a greater propensity for involvement in drop-off tours, pick-up tours, and

fully joint tours. The model results reveal that the presence of children in the household

has negative effects on traveling solo. The authors conclude that the tours for education

are less likely to be solo tours and tours for dropping off household members,

maintenance activities, and discretionary activities are more likely to be partially joint

tours.

Lin and Wang (2014) examine the individuals’ joint travel patterns based on the

2010 Hong Kong Activity-travel Survey Data. They use an SEM approach and address

the roles of individuals’ socio-demographics and social-network factors in shaping joint

activity and travel participation and their choice of companion. The personal socio-

demographics include gender, age, education attainment, and employment status.

Household attributes comprised household auto ownership, the presence of children in

the household, the presence of elderly in the household, household income, and

household size. The model results suggest that an individual’s age is negatively

22

associated with traveling with friends. In accordance with findings by Vovsha et al.

(2003), the authors indicate that students and full-time workers are more likely to travel

alone and the presence of children in the household increases the probability of traveling

jointly with family members. On the contrary, the presence of elderly people in the

household increases the chance of traveling solo. The analysis reveals that socio-network

attributes (emotional support, instrumental support, social companionship, and contacts

with family or friends) have significant influence on joint activity and travel patterns.

People who get emotional support from their family members are less likely to travel solo

but more likely to travel with household companions. Similarly, people who get

emotional support from their friends tend to travel with their friends.

2.1.3 Trip/Tour Generation and Socio-demographics

Various statistical models have been used to examine the factors that influence

trip/tour generation, a variable generally defined as the number of trips or tours traveled

in a given time period (Cao, Mokhtarian, & Handy, 2009; Cervero & Gorham, 1995;

Chatman, 2009; Goulias & Kitamura, 1991; Goulias, Pendyala, & Kitamura, 1990;

Kitamura et al., 1997). Based on travel data from the Detroit Metropolitan Area, Goulias

et al. (1990) explain household trip generation in terms of socio-demographics and

residential built environment. Gender and age describe the personal characteristics of

household heads. The household attributes consist of household size, household income,

the number of children in the household, the number of adults in the household, the

number of adult males and females in the household, household lifecycle stages, the

number of household vehicles, and the number of licensed drivers in the household. The

23

authors find that these socio-demographics are strong explanatory variables of trip

generation. For example, increasing number of adults in the household increases the

number of work and school trips. The number of licensed drivers in the household has

positive effects on the number of work and social trips. The household size is positively

correlated with the frequency of school trips. The number of children between the ages of

5 and 15 in the household positively affects the number of school and social trips. The

number of adult females in the household increases the generation of shopping and

school trips.

Using the data from the Puget Sound Transportation Panel (PSTP), Wallace,

Mannering, and Rutherford (1999) employ a Poisson model and a negative binomial

model to evaluate the effects of socio-demographics on different types of trip generation

(home-based work trips, home-based shopping trips, home-based other trips, work-based

other trips, and other-based other trips). Household size, household income, the number

of household vehicles, the number of adults in the household, and the number of working

days per week serve as the socio-demographics. The model results show that larger

households tend to make more home-based trips for shopping and other activities, more

work-based trips, and more other-based other trips. Wealthier households make more

home-based work and work-based other trips. The number of household vehicles is a

strong explanatory variable as it is positively correlated with all types of trips. Similar to

Goulias et al. (1990), increasing number of adults in the household increases home-based

work trip generation.

24

Jang (2005) develop a negative binomial model, a zero-inflated Poisson model,

and a zero-inflated negative binomial model to analyze household trip generation based

on the data from Jeonju City, Korea. The author investigates how travel demand is

influenced by eight socio-demographic characteristics at the household level: household

size, the number of workers in the household, household income, building type,

household size, the number of household vehicles, and household head’s occupation. The

results indicate that household head’s occupation affects household travel behavior: blue-

collar workers make fewer trips than white- collar workers. Supporting the findings of

Wallace et al. (1999), Jang’s (2005) findings suggest household size, household income,

and the number of household vehicles are positively correlated with household trip

generation. Consistent with this trend, the number of workers in the household is

positively associated with the frequency of household trips.

Several studies feature SEM approach to examine trip generation along with other

endogenous travel behavior variables. Using the data from the 1994/95 Oregon-

Southwest Washington Activity and Travel Survey, Lu and Pas (1999) propose several

SEMs and look into the interconnections among socio-demographics, activity

participation, and travel behavior. There are eight socio-demographic variables in the

model: age, gender, driver’s license ownership, employment status, household income,

the number of household vehicles, the number of workers in the household, and the

number of children in the household. Regarding personal characteristics, being female,

age, and holding a driver’s license are positively associated with the number of home-

based tours. In contrast, workers make fewer tours as compared to the counterparts. As

25

for the household attributes, the number of children and the number of workers in the

household are positively correlated with home-based tour generation.

Kuppam and Pendyala (2001) implement SEM approach and analyze the

relationships among socio-demographics, activity engagement, and the number of

complex work tours based on data from the Washington, D.C., Metropolitan Area.

Personal characteristics include gender, age, and employment status. Household attributes

consist of household income, the number of commuters in the household, the number of

household bicycles, and the number of household vehicles. Consistent with the findings

from Lu and Pas (1999), being female is positively associated with trip generation. They

also found that commuters over 60 years old undertake fewer complex work trip chains,

presumably due to their semi-retired status. The findings of household attributes show

that household size and the number of commuters in the household negatively affect the

number of complex home-based work tours. In addition, the household income and the

number of household bicycles are positively associated with the number of complex work

tours.

Silva, Morency, and Goulias (2012) utilize the 2003 Travel Survey Data from the

Greater Montreal Area and propose a SEM to analyze the workers’ trip generation by

three different modes (auto, transit, and non-motorized transportation). The exogenous

socio-demographics consist of gender, age, household total annual income, household

size, the average age of household members, the number of workers in the household,

and household structure. The authors indicate that increasing individual age increases the

number of auto trips but decreases the number of transit trips. As compared to females,

26

males generate fewer transit trips. The number of workers in the household is positively

related to the frequency of transit trips. The model results show that older households and

households with two individuals make fewer auto trips. Following a similar trend,

households with greater income levels, households with teenagers, and households with

two individuals make fewer non-motorized trips.

2.1.4 Travel Distances and Socio-demographics

Travel distance stands out as another important travel outcome and has received

much research attention in the past few decades. Stead (1999) applies multiple regression

analysis to explore the relationships among built environment, socio-demographics, and

individual travel patterns by using the data from four National Travel Surveys (1979-81,

1985-86, 1989-91, and 1991-93) in Great Britain. The author selects gender, age,

employment status, and driver’s license ownership as personal characteristics. The

household attributes in the analysis are household size, household composition and

structure, household auto ownership, the number of licensed drivers in the household, and

the number of workers in the household. As for the effects of personal characteristics, the

analysis reveals that men travel longer distances than women. Individuals aged between

30 and 39 travel more than those in other age groups. People with drivers’ licenses travel

further than those without. Full-time workers and students travel further than others do.

Household size has negative effects on individual travel distances. Increasing number of

household vehicles increases the travel distances. The model results show that household

composition is strongly associated with travel distances. For instance, residents of

households with one employee often travel further than those of other household types.

27

Individuals from households with one or two adults travel further than those from

households with more adults.

Bento, Cropper, Mobarak, and Vinha (2005) employ the 1990 Nationwide

Personal Transportation Survey (NPTS) Data and investigate travel mode choice, driving

decision (whether or not to drive to work), vehicle choice, and vehicle miles traveled

(VMT) of commuters in 114 U.S. urban areas. The authors use ordinary least squares

(OLS) regression to examine the annual VMT as a function of socio-demographics,

residential land-use patterns, weather attributes, and travel cost for one-, two-, and three-

or-more-vehicle households. Income, education level, the number of male and female

adults, the number of non-working adults, the number of children, and the presence of the

elderly constitute the household socio-demographics in the analysis. The authors find that

the one-vehicle and two-vehicle households with elderly members make fewer VMT than

the counterparts. The number of children between the ages of 17 and 21 in one- and

three-or-more-vehicle households has positive effects on VMT. The household income

and the number of working male adults positively affect annual VMT for all types of

households.

Using the 1999 Household Travel Survey Data from the Mid-Ohio region, Akar et

al. (2016) explain mean (per trip) and total (per day) travel distances at the individual

level. Spatial error models are developed to investigate the effects of socio-

demographics, land-use patterns, and transportation infrastructure. In their study, gender,

age, driver’s license status, education level, race, and employment status are categorized

as personal characteristics. Household income and household vehicle ownership are

28

introduced as household attributes. The model results indicate that being female is related

to shorter mean trip distances. Consistent with Stead (1999), travelers in other age groups

(0 to 16 years, 17 to 22 years, and over 65 years) travel shorter distances on average than

those between the ages of 36 to 50. Owning a valid driver’s license, having a bachelor’s

degree or above, and being employed are positively correlated to average and total travel

distances. The same trend emerges for the household attributes: household income and

the ratio of vehicles to drivers in the household are positively correlated with average and

total travel distances.

Feng, Dijst, Wissink, and Prillwitz (2017) explore the effects of socio-

demographics and built environment on travel distances based on the 2008 Nanjing

Residents Travel Survey Data. The authors include gender, age, education level,

household auto ownership, household income, and household types as socio-demographic

variables in the regression analysis. They find that travelers between the ages of 20 and

29 travel further than those in other age groups (40 to 49 and more than 50). Some model

results echo the findings from the former studies (Akar et al., 2016; Bento et al., 2005).

For instance, being female is negatively correlated with travel distances. Education level

and household income have positive effects on travel distances. With respect to

household types, households of single members and households of couples travel further

than core family households do. Feng et al. (2017) explain this finding as the emergence

of a consumption society and an upsurge in out-of-home activities.

Some studies apply the SEM approach and include travel distances as one of

endogenous variables to investigate the links among gas prices, transport emissions,

29

vehicle usage, and travel behavior (Dillon, Saphores, & Boarnet, 2015; Liu, 2012; Liu &

Shen, 2011; Song, Diao, & Feng, 2016; Van Acker & Witlox, 2011). Based on the travel

survey data from the Baltimore Metropolitan Area, Liu (2012) investigates the influence

of socio-demographics and built environment on travel behavior and energy consumption

by implementing the SEM approach. The author first develops a structural model based

on an all home-based tour sample. The all tour sample is further disaggregated by travel

purposes (work, mixed of work and non-work, and non-work) and travel modes (auto and

transit). Finally, the author estimates the structural models separately based on these five

sub-samples (work tours, mixed of work and non-work tours, non-work tours, auto tours,

and transit tours). The socio-demographics consist of gender, age, race, education level,

employment status, household income, and household vehicle ownership. The model

results indicate that males travel farther than females in work-tour model and auto-tour

model. Employment status is a strong explanatory determinant of travel distances: it has

positive effects on travel distances in every model except for the non-work-tour model.

As for household attributes, the number of household vehicles is positively associated

with travel distances in the all-tour model, work-tour model, and mixed-of-work-and-

non-work-tour model.

By using a Southern California subsample of the 2009 National Household Travel

Survey (NHTS) Data, Dillon et al. (2015) develop a SEM and analyze the relationships

among gas prices, vehicle fuel efficiency, residential built environment, household socio-

demographics, and household travel demand. Different models are estimated based on the

sample of household VMT for all trips, household VMT for work trips, and household

30

VMT for non-work trips. The socio-demographics examined in the analysis are

household income, household size, the number of workers in the household, the number

of children under 16 in the household, the number of adults between the ages of 16 and

24 in the household, and the ratio of vehicles to drivers in the household. The model

results reveal that household income and the number of workers in the household are

strong explanatory variables as they positively affect household VMT in every model.

Household size appears to increases household VMT for all trips and work trips. The

number of adults between the ages of 16 and 24 is positively correlated with household

VMT for work trips but negatively associated with household VMT for non-work trips.

2.2 Travel Behavior and Urban Form Factors

The links of urban form and travel behavior have been investigated and reviewed

since the 1980s with the increasing new urbanism and smart growth studies (Cao, 2007;

Cervero & Kockelman, 1997). Urban form factors generally refer to the built

environment characteristics for describing a given neighborhood. The well-known three

dimensions (3Ds) of built environment (density, diversity, and design) are widely

integrated into the existing travel behavior research (Cao, 2007; Cervero & Kockelman,

1997; Ewing & Cervero, 2001b, 2010). S. L. Handy, Boarnet, Ewing, and Killingsworth

(2002) argue that the built environment consists of three major components: urban

design, land use, and transportation systems. Based on these conceptual frameworks,

urban form factors commonly include population density, employment density, housing

density, distance to the central business district (CBD), intersection density, public transit

31

density, and land-use mix entropy. The investigation of the relationships between travel

behavior and urban form helps planners and policy makers better assess the transportation

projects and land-use policies in different areas. The following section addresses the

effects of different urban form factors on activity-travel patterns (e.g., trip chaining and

joint travel) and travel demand (e.g., tip generation and travel distances) in previous

literature.

2.2.1 Trip Chaining and Urban Form Factors

Many existing studies have examined the associations between trip chaining and

the urban form factors at residences. Based on the Puget Sound Transportation Panel

(PSTP) Data from 1989 to 1998, Krizek (2003) addresses how urban form settings

contribute to the travel behavior. The author applies principal component analysis to

create a single measure of Neighborhood Accessibility (NA) by combining three built

environment variables for each 150-meter grid cell: the number of housing, the number of

retail employees, and average block area. NA correlates negatively with average block

area but is positively associated with the number of housing and the number of retail

employees. The results of regression analysis show that NA has negative effects on trip

chaining. This finding indicates that individuals living in more assessable residential

areas make complex tours less often.

In another study, Noland and Thomas (2007) consider population density as a

proxy of land-use mix, urban design, and regional accessibility. They examine the effects

of population density on tour complexity using the 2001 National Household Travel

32

Survey (NHTS) Data. Being in line with the findings of Krizek (2003), the authors

indicate that increasing population density decreases the number of stops within a tour.

Frank, Bradley, Kavage, Chapman, and Lawton (2008) utilize the 1999

Household Travel Survey of Puget Sound Regional Council (PSRC) Data and analyze the

relationships among trip chaining, transportation mode choice, and land-use patterns

around home locations and workplaces. The analysis includes residential density,

intersection density, land-use mix, and density of retail building floor area as the built

environment determinants of four types of trip chaining: home-based work (HBW) tours,

home-based non-work/other (HBO) tours, and work-based other (WOW) tours. The

authors find that the retail densities at residences and workplaces are negatively

correlated with the complexity of HBW and WOW tours. People live in high intersection

density and high land-use mix areas are more likely to make complex HBO tours.

Applying the data from 1997 Baton Rouge National Personal Transportation

Survey (BRNPTS), Antipova and Wang (2010) examine the effects of land-use types on

the propensity of trip chaining by gender and employment status (workers and non-

workers). The analysis develops five land-use classifications based on different land uses

and housing structures: Agricultural/rural areas are the land devoted to agriculture and

generally located outside of urban areas. Commercial/office areas consist of office,

commercial, and public or semi-public land uses. Single-family detached houses

characterize low-density residential areas, while smaller-lot single-family houses

characterize medium-density residential areas. Condominiums and apartment complexes

dominate high-density residential areas. The model results are generally consistent with

33

previous studies (Krizek, 2003; Noland & Thomas, 2007). The authors find that living in

agricultural/rural areas increases the probability of making complex tours for non-

workers. Male non-workers residing in commercial/office neighborhoods are less likely

to make complex tours. On the other hand, male non-workers living in high residential

areas are more likely to make complex tours.

Ma et al. (2014) include population density, retail employment density, and

service facility accessibility (the average distance to service facilities) at residences and

workplaces in their analysis of the effects of urban form factors on trip chaining behavior

of workers in Beijing, China. Similar to existing literature (Krizek, 2003; Noland &

Thomas, 2007), they find that residents in the areas with higher population density tend to

travel simpler tours. Additionally, the model results suggest that increasing retail

employment density and service facility accessibility at workplaces increases the

tendency of making complex tours.

Several additional studies involve an SEM approach for estimating the

interrelationships between various urban form factors and different aspects of travel

behavior. Van Acker and Witlox (2011) use an SEM approach to examine the influence

of built environment in residential neighborhoods and workplaces on commuting travel

patterns. The built environment variables of both residences and workplaces in the

analysis include employment density, built-up index (percentage of built-up surface),

land-use mix, distance to the nearest public transit stations, distance to the CBD, and auto

accessibility (the number of jobs that can be reached by auto within 15 and 30 minutes).

With respect to the built environment effects at home locations, the employment density

34

and the distance to the nearest public transit are negatively associated with trip chaining.

As for the influence of built environment at the workplaces, the built-up index is

positively correlated with trip chaining. Similar to the effects at the residences, increasing

distances to public transit decreases the tour complexity. Auto accessibility within 15

minutes and 30 minutes at the workplaces have opposite effects: auto accessibility within

15 minutes has positive effects on trip chaining, whereas auto accessibility with 30

minutes has negative influence on trip chaining.

Liu (2012) estimates the effects of urban form factors at tour origins and

destinations on travel behavior and energy consumption. The structural analysis uses

population density, employment density, intersection density, land-use mix, accessibility

index (derived by the Gravity Calibration function, which involves the number of jobs,

travel time, and travel flow matrixes), and distance to the nearest public transit stop to

describe the neighborhood characteristics. Consistent with the findings of Van Acker and

Witlox (2011), the model results show that distance to the nearest public transit stop at

the origins has negative effects on trip chaining for all tours. Furthermore, transit

accessibility at the destinations is negatively associated with trip chaining for all tours.

The author finds that the distance to the nearest public transit at the destinations

positively affects the complexity of auto tours. In disagreement with previous literature

(Antipova & Wang, 2010; Krizek, 2003; Noland & Thomas, 2007), the population

density at tour origins is negatively associated with trip chaining of the non-work tours.

This may be due to the model being based on a sub-sample of the non-work tours.

35

2.2.2 Joint Travel and Urban Form Factors

Although the empirical work looking at the relationships between urban form

factors and joint travel is limited compared with those investigating the effects on trip

chaining, trip generation, and travel distances, some studies have reported the potential

influence of neighborhood characteristics on join travel decisions. Using the Puget Sound

Transportation Panel (PSTP) Data, Chandrasekharan and Goulias (1999) apply the factor

analysis to determine the tract-level accessibility measures and examine the effects on

joint travel. Each measure is associated with population density, household income, travel

time for transit by auto, and travel time for transit by walk respectively. Based on the

model results, most of the accessibility measures do not have significant influence on

joint travel. Only the accessibility measure associated with auto travel time for transit has

negative effects on the probability of joint trip making. The authors indicate that people

living in areas with better accessibility tend to drive alone and avoid carpooling with

others.

Vovsha et al. (2003) investigate the effects of residential location on the joint

travel making and the travel companions based on the Travel Survey Data from the Mid-

Ohio region and the New York region. They find that people living in urban areas tend to

travel jointly. Furthermore, individuals living in the urban areas are less likely to travel

with other adults, whereas people residing in urban areas tend to travel with the

companions of other adults and children.

Some studies focus on parents’ and children’s travel patterns to schools. Based on

the Atlanta Household Activity-travel Survey Data, Vovsha and Petersen (2005) examine

36

the joint travel arrangements that arise when adult household members escort children to

school. The model results show that households located in urban areas are more likely to

chauffeur children to schools than those living in suburban or rural areas. McDonald

(2005) utilizes the 2002 NHTS data and explains the joint travel patterns of mothers and

children. Consistent with the existing studies (Vovsha & Petersen, 2005; Vovsha et al.,

2003), the author finds that children living in urban areas are more likely to travel with

their mothers as compared to those living in rural areas.

2.2.3 Trip/Tour Generation and Urban Form Factors

A considerable amount of literature has examined the effects of urban form

factors on trip/tour generation. The investigation is mainly motivated by the goal of

reducing auto dependency (Boarnet & Crane, 2001; Etminani-Ghasrodashti & Ardeshiri,

2016). M. McNally and Kulkarni (1997) use data from Orange County, California, and

analyze the differences in household trip generation among three types of residential

locations. Applying the K-means clustering algorithm, the authors create three new

neighborhood types: traditional and neo-traditional neighborhoods (TND), planned unit

development neighborhoods (PUD), and neighborhoods with mixed characteristics of

TND and PUD (MIX). These types are classified based on population density,

intersection density, the ratio of commercial area to total area, the ratio of cul-de-sacs to

total intersections, the ratio of four-way intersections to total intersections, and the ratio

of access points to the develop perimeter. TND represents few or no cul-de-sacs, many

access points, high population density, smaller-than-average residential areas, and

greater-than-average values of commercial areas. PUD is characterized by circuitous

37

transportation networks with many cul-de-sacs, a limited number of access points,

isolated land uses, and low population density. MIX integrates the characteristics of the

PUD and the TND. For example, MIX features many cul-de-sacs and single-family

housings like the PUD, while maintaining an overall grid structure on major arterials like

the TND. The population density of MIX is between that of the PUD and the TND. The

authors indicate that households in TND have the lowest number of total trips, followed

by MIX and then PUD areas. ANOVA results further show that the differences in trip

generation among neighborhood types are significant.

Based on the 1986 Travel Behavior Survey Data from San Diego, Boarnet and

Crane (2001) use ordered probit regressions to estimate the land-use effects on the

number of non-work auto trips. The urban form factors included in the analysis consist of

two street network variables (a mixture of connected and cul-de-sac street network and

connected street network), three land-use mix variables (proportion of residential land-

use area, proportion of commercial land-use area, and proportion of vacant area), distance

from trip origin to CBD, and street network density. The authors find that the street

network variables are positively correlated with the number of non-work auto trips. The

model results show that the distance to CBD and the distance to CBD squared are in

opposite directions: the distance to CBD has positive effects on non-work auto trip

generation, while the distance to CBD squared has negative effects on the number of non-

work auto trips. The findings indicate that households living further from the downtown

tend to make more non-work trips up to a limit, as indicated by the negative coefficient of

the squared term.

38

Shay and Khattak (2007) address how auto ownership and travel behavior vary

across different neighborhood types as well as in relation to household characteristics by

using the 2001 Travel Survey Data from Charlotte, North Carolina. They apply factor and

cluster analysis to create five factor indices and seven neighborhood clusters based on 34

built environment features, such as areas of different land uses, densities of employment

and intersection, the number of bus stops, and median value and area of parcels. The five

factor indices (walkability, accessibility, agglomeration, industry, and property value)

and seven clusters (CBD, urban, inner suburban ring, middle suburban ring, outer

suburban ring, rural mixed, and greenfields) are regarded as independent variables to

explain the household auto trip generation in the negative binomial regression analysis.

As for the effects of factor indices, accessibility and property value are positively

correlated with the frequency of auto trips, whereas the industry index has negative

effects on the number of auto trips. The findings suggest that households in

neighborhoods with better accessibility and greater property value make more auto trips.

On the other hand, households in high industrial density areas make fewer auto trips.

With regard to the influence of clusters, the authors find the households residing in CBD,

inner, and outer suburban rings generate more auto trips than those living in greenfields.

Using 2003 and 2004 Travel Survey Data from the San Diego and the San

Francisco Bay Areas, Chatman (2009) applies negative binomial regression analysis to

examine the links between residential built environment features and the number of non-

work trips by auto, transit, and walk or bike. The following built environment features are

measured with circular buffers at residential locations: the number of retail employees

39

within a 0.25-mile radius and 1-mile radius, residents per road mile within 1 mile, the

number of intersections within 0.25 mile, the presence of light-rail and heavy-rail station

within 0.5 miles, distance to CBD, and the presence of a sidewalk on both sides of the

street. These features are modeled in the analysis as a function of non-work trips by auto,

transit, and walking or biking. The author finds that increasing the number of residents

per road mile increases the city’s number of non-work auto trips. The number of retail

employees within a 1-mile buffer positively affects the number of non-work transit trips.

The number of intersections within 0.25 mile is positively associated with the frequency

of non-work trips made by walking or biking. Consistent with Boarnet and Crane (2001),

the model results indicate that people live further from the downtown generate more non-

work trips by transit and non-motorized transportation modes.

Some recent research has emphasized the causal links between the urban form

factors and the outcomes of travel behavior, such as trip generation, travel distances,

VMT, and travel mode choice (e.g., Bagley & Mokhtarian, 2002; Cao, 2007; Cao et al.,

2009; S. Handy, Cao, & Mokhtarian, 2005). These studies find that the associations

between the built environment and travel behavior are partially explained by residential

self-selection, the tendency of individuals to select their residential locations based on

their travel preferences (Cao, 2007; S. Handy, Cao, & Mokhtarian, 2005; Mokhtarian &

Cao, 2008; Namgung, 2014). The effects of urban form factors on travel behavior would

be overstated and overestimated without controlling for residential self-selection (Cao et

al., 2009). Several studies apply a SEM approach to examine multiple aspects of travel

behavior simultaneously while accounting for the residential self-selection bias. For

40

instance, Silva and Goulias (2009) employ a SEM framework with the 2000 Puget Sound

Transportation Panel (PSTP) travel survey data to address the relationships between built

environment and travel behavior. The authors create three land-use factors (central and

denser areas, bus supply, and a mix of land uses) characterizing both the residence and

employment locations based on the urban form variables (densities of residential and

employment population, intersection density, bus availability, and land-use entropy). The

model results show that people residing and working in more central and denser areas

make more transit and non-motorized trips. The analysis suggests that the mix of land-use

is negatively associated with the auto trip generation, while it positively affects the

frequency of transit and non-motorized trips.

Etminani-Ghasrodashti and Ardeshiri (2016) use 2014 Travel Survey Data from

Shiraz, Iran, to examine the relationships between residential urban form, the number of

home-based work (HBW) trips, and home-based non-work (HBN) trips by auto, transit,

and walking. The authors include land-use entropy, distance to CBD, and densities of

residents, employees, streets, intersections as urban form factors in their structural

analysis. As for the HBW trips, the model results indicate that residential employment

densities have positive effects on the number of non-motorized trips. Intersection density

is negatively correlated with auto trips but positively correlated with non-motorized trips.

With regard to the HBN trips, the authors find that employment density has positive

influence on the number of transit and non-motorized trips. The densities of streets and

intersections have positive effects on auto trips but have negative effects on non-

motorized trips. In agreement with the existing findings (Boarnet & Crane, 2001;

41

Chatman, 2009; Silva & Goulias, 2009), increasing distance to CBD increases auto trip

generation but decreases the number of transit trips.

2.2.4 Travel Distances and Urban Form Factors

As one of the critical proxies of the resulting travel demand, the links between

travel distances and urban form have been examined in a considerable amount of existing

literature. Stead (1999) use data from four National Travel Surveys (1979-81, 1985-86,

1989-91, and 1991-93) in Great Britain and examines the effects of built environment on

individual travel distances. The built environment in the regression analysis consists of

population density, bus frequency, proximity to local facilities (e.g., post office,

drugstore, and grocery store), distance to primary business street stores, and proximity to

a public transit station. The author finds two factors have consistent and significant

effects on individual travel distances across the four datasets: population density and bus

supply. People who live in low-density areas (less than 10 people per hectare) travel

longer distances than those live in other areas, while residents of neighborhoods with

greater bus supplies (more than one bus per hour) travel shorter distances.

Bento et al. (2005) estimate the effects of public transit supply and urban form

factors on annual household VMT by using the 1990 Nationwide Personal Transportation

Survey (NPTS) Data. Several urban form features are examined as a function of the

household VMT: whether the city is circular or not, road density, population density, bus

transit supply (the ratio of miles traveled by bus and urban areas), and rail transit supply

(the ratio of miles traveled by rail and urban areas). The authors find that that road

density positively affects the VMT for the households with one auto. Increasing rail

42

supply decreases the VMT for households with two cars. Households with one auto and

those in circular cities tend to have fewer VMT.

Based on the travel data of four regions (Seattle, WA; Richmond-Petersburg and

Norfolk-Virginia Beach, VA; Baltimore, MD; and Washington, DC.), Zhang et al. (2012)

develop a Bayesian multilevel model to examine relationships between urban form and

VMT while controlling for socio-demographics. Five urban form factors are included in

the model: residential density, employment density, land-use, average block size (as a

measurement of transit/walking friendliness), and distance to city center. In agreement

with Stead (1999), the residential density has negative effects on VMT for all four

regions. The employment density is negatively associated with VMT only in the Seattle

and Baltimore areas. Land-use entropy has a negative impact on VMT for all regions

except the Virginia area. People living in more compact and mixed-development

neighborhoods tend to drive less. A smaller block size is considered to have better street

connectivity and walkability in the analysis. The model results indicate that the

increasing block size increases the VMT for all of the study regions. The distance to CBD

is positively associated with VMT for all neighborhoods except for the Virginia area,

which suggests that people living further away from the city center tend to drive more.

Hong, Shen, and Zhang (2014) use the 2006 Household Activity Survey Data

from the Seattle Metropolitan Area and examine the effects of urban form factors on

VMT of work tours and non-work tours. The authors employ Bayesian hierarchical

models with the following urban form factors: residential density, non-residential density,

land-use entropy, intersection density, distance to the nearest bus station, and distance to

43

CBD. Consistent with the existing studies (Stead, 1999; Zhang et al., 2012), the model

results show residential density is negatively correlated with VMT for non-work tours

and the non-residential density is negatively related to VMT for work tours. Increasing

distance to the nearest bus station increases VMT of non-work tours. People living in

more mixed and higher intersection density neighborhoods drive less for non-work

activities. Similar to the findings of Zhang et al. (2012), the analysis indicates that the

distance to CBD has positive effects on VMT of work tours.

Akar et al. (2016) investigate how mean (per trip) and total (per day) travel

distances are affected by residential neighborhood types, which are identified based on

the urban form factors through the K-means clustering approach. The authors create

seven neighborhood types (high-density and mixed-use central neighborhoods, medium-

density and mixed land-use central neighborhoods, CBD, high employment urban

neighborhoods, new dense residential neighborhoods, medium-density suburban

neighborhoods, and low-density single-family neighborhoods) by using five built

environment measures (population density, employment density, intersection density,

median age of buildings, and percentage of single detached house). They find that, as

compared to people who live in high-density and mixed-use central neighborhoods, those

living in high employment urban, new dense residential, medium-density suburban, and

low-density single-family neighborhoods make more trip distances on average. With

respect to the total travel distances, the analysis shows that individuals who reside in new

dense residential and low-density single-family areas travel further in total than those live

in high-density and mixed-use central areas.

44

Jiang, Gu, Chen, He, and Mao (2016) examine the effects of land-use patterns and

street characteristics on household car ownership and use based on a travel survey from

the city of Jinan in China. Principle Component Analysis (PCA) is applied to create four

land-use components (land density, street diversity, street design, and street density) from

fifteen urban form features. The land density component measures the population density,

housing density, facilities point of interests, and street network density. The street

diversity component captures the right of way for transit users, cyclists, and pedestrians.

The street design component represents the street walkability in terms of street-wall

continuity, building coverage, and street facade. The street density component places

high loadings on densities of ground-floor retails and crossing facilities. The model

results show that the land density and street density components have negative effects on

household VMT. These outcomes are consistent with previous literature, which find that

areas with greater population, denser street networks, and more crossing facilities exhibit

less auto use (Hong et al., 2014; Stead, 1999; Zhang et al., 2012). In addition, the street

design component is negatively associated with household VMT, implying that walkable

streets with continuous street facades and small setbacks reduce the household VMT.

Silva, Golob, and Goulias (2006) argue that employing the SEM technique allows

researchers to estimate the effects of urban form characteristics on travel behavior while

controlling for the bias of self-selection at residences and workplaces. Based on the travel

survey data from the Lisbon Metropolitan Area in Portugal, the authors apply structural

analysis to investigate the influence of urban form at residences and workplaces on

multidimensional travel behavior, such as travel time, travel distances, and trip

45

generation. They use factor analysis to reduce twenty-four urban form measures to eight

land-use factors (residence/workplaces in traditional urban areas, workplaces in compact

and central urban areas, road supply, freeway supply in the residence/workplaces, and

residence/workplaces in specialized areas). The residing/workplaces in traditional urban

areas factors have high loadings in population density, land-use mix, auto accessibility,

and public transit supply. The factor of workplaces in compact and central urban areas

shares similar characteristics with the factor of workplaces in traditional urban areas and

has additional high loadings on the distance to CBD. The road supply factor has high

loadings on the distances of roads per person at both residences and workplaces. The

population density around freeway nodes at residences and workplaces respectively

characterize the freeway supply in the residence/work areas factors. The

residence/workplaces in specialized areas factors are highly correlated with the land-use

entropy at residences and workplaces respectively. Supporting the findings of Zhang et

al. (2012) and Hong et al. (2014), the model results reveal that people living and working

in more compact, mixed, and traditional neighborhoods travel shorter auto distances.

Additionally, the authors find that freeway supply in the residence/workplaces are

positively associated with the auto travel distances.

Dillon et al. (2015) propose a structural analysis and consider residential urban

form a latent variable with high loadings on population density, housing density,

employment density, the percentage of renter occupied housing, distance to the city

center, land-use entropy, and public transit supply. The model results show that this latent

variable has negative effects on VMT of total trips, VMT for work trips, and VMT for

46

non-work trips. This finding can be explained by the fact that households locate in

compact neighborhoods with more rental residences and better transit supply tend to

drive less.

2.3 Relationships among Different Aspects of Travel Behavior

As compared to the studies looking at the links among socio-demographics, urban

form factors, and travel behavior, empirical work investigating the relationships among

different aspects of travel behavior has been more limited. Utilizing the 1994 Activity

and Travel Survey Data from Portland, Oregon, Golob (2000) propose a SEM that jointly

forecasts three sets of endogenous variables (activity participation, travel time, trip

chaining, and trip generation) as separate functions of household characteristics and

accessibility indices. The model results reveal that there are significant relationships

among the four household trip generation variables (the number of simple work tours, the

number of complex work and non-work tours, the number of simple non-work tours, and

the number of complex non-work tours). The author finds that the number of complex

non-work tours is negatively related to the number of simple non-work tours. The number

of simple work tours is negatively correlated with the frequencies of complex work and

non-work tours, simple non-work tours, and complex non-work tours. Interestingly, the

number of complex work and non-work tours has negative effects on the number of

simple non-work tours but has positive effects on the frequency of complex non-work

tours.

47

Based on the 2005 Travel Data from Chennai city, India, Gopisetty and

Srinivasan (2013) explain household trip generation in terms of socio-demographics,

built environment, and travel attributes. Trip chaining is included as one of the

explanatory variables in the regression analysis. The model results show that the trip

chaining has positive effects on the number of household trips. The authors explain that

the households with high levels of activity and travel requirements may chain their trips

to save time.

Duncan (2015) uses Bay Area Travel Survey Data of 2000 and estimates the

potential VMT reduction by trip chaining patterns. The author addresses how much trip

chaining can reduce VMT per activity stop. The model outputs indicate that trip chaining

can lead to significant VMT reduction. Duncan (2015) finds that weekday tours generally

generate fewer VMT than weekend VMT. This can be explained by the fact that people

are more flexible during weekends for traveling to distant destinations. Based on the

analysis, the author points out that adding one non-work activity to a simple commute

tour is expected to reduce VMT per destination by 20 to 30%. Furthermore, adding two

non-work activities to a work tour results in an expected reduction of 25 to 50% of VMT

per destination.

2.4 Discussion of the Existing Literature

Many previous studies have confirmed that socio-demographics are influential

determinants of trip chaining, joint travel, trip/tour generation, and travel distances, as

summarized above. As for personal characteristics, females, non-workers, and individuals

48

with higher education levels tend to generate simple home-based tours and more tours (S.

G. Bricka, 2008; Kitamura & Susilo, 2005; Kuppam & Pendyala, 2001; Lu & Pas, 1999;

Ma et al., 2014; Silva et al., 2012; Wallace et al., 2000; Yang et al., 2010). Individuals

between the ages of 35 and 65, students, and full-time workers are less likely to travel

jointly with other household members (Chandrasekharan & Goulias, 1999; Lin & Wang,

2014). Men, licensed drivers, full-time workers, and people with higher education levels

travel further than their counterparts (Akar et al., 2016; Feng et al., 2017; Liu, 2012;

Stead, 1999). With regard to household attributes, people from larger households tend to

make simpler tours (Kitamura & Susilo, 2005; Ma et al., 2014; Van Acker & Witlox,

2011; Wallace et al., 2000). Increasing household size and the presence of children and

elderly in the household increase the probability of joint travel making (Ho & Mulley,

2013a; Lin & Wang, 2014). The number of household vehicles, the number of workers in

the household, and the household income are all positively associated with trip generation

and travel distances (Akar et al., 2016; Bento et al., 2005; Dillon et al., 2015; Jang, 2005;

Liu, 2012; Silva et al., 2012; Stead, 1999; Wallace et al., 1999).

Various urban form factors also contribute significantly to activity-travel patterns

and travel demand. People living in neighborhoods characterized by high residential and

employment densities make simple tours more often (Frank et al., 2008; Noland &

Thomas, 2007; Van Acker & Witlox, 2010). Some studies point out that people residing

in urban areas increase likelihood of travel with household members (McDonald, 2005;

Vovsha et al., 2003). Individuals living in compact and mixed-development

neighborhoods with high intersection density and proximity to the city center make fewer

49

auto trips and have fewer VMT (Chatman, 2009; Etminani-Ghasrodashti & Ardeshiri,

2016; Hong et al., 2014; Shay & Khattak, 2007; Silva et al., 2012; Stead, 1999; Zhang et

al., 2012). While many existing studies have examined the relationships between travel

behavior and urban form features at residences and workplaces, the effects of urban form

around other out-of-home activity locations remain unclear. Similarly, the relationship

between trip chaining and joint travel and their contribution to the resulting travel

demand warrants further research.

With the above considerations in mind, the present study addresses the following

concerns where the research gaps remain. First, this study considers trip chaining and

joint travel as two mediating variables and analyzes how they shape the resulting tour

generation and travel distances. Second, this study aims to examine the effects of urban

form factors not only at residential neighborhoods but also at out-of-home activity

neighborhoods. Third, this study looks at the intermediating effects of exogenous

variables (socio-demographics and urban form factors) on travel demand outcomes (tour

generation and travel distances) channeled via activity-travel patterns (trip chaining and

joint travel) through several structural analysis frameworks.

50

Chapter 3: Research Design and Data

This chapter is composed of three sections: Research Design, Data, and Variables

of Interest. The first section presents the analysis framework for the models at each level

(tour level, individual level, and household level). The second section introduces the

study area, the data used in the analysis, and the different aspects of travel behavior to be

investigated in this study. The variables of interest and the descriptive statistics are

included in the last section of this chapter.

3.1 Research Design

As discussed in previous chapters, the activity-based approach has been used in a

great amount of travel behavior research over the past few decades. One of the key

concepts of this well-established approach is that trip making is a means to satisfy the

need to pursue the activities distributed in different places (Bhat & Koppelman, 2003;

Goulias et al., 1990; Kitamura, 1988). Therefore, this study postulates that the

individuals’ decisions of whether or not travel jointly with household companions depend

on the activities that they participate in. Trip chaining is assumed to affect joint travel

based on this principle. Both activity-travel patterns are hypothesized to influence two

travel demand outcomes: tour generation and travel distances. According to the

discussion in previous chapters, this analysis assumes that socio-demographics and urban

form factors affect trip chaining, joint travel, tour generation, and travel distances.

51

Based on the aforementioned assumptions, this study applies analytical

frameworks with limited adjustments to examine the interconnections among travel

behavior, socio-demographics, and urban form factors at three levels: tour level,

individual level, and household level. The tour-level model uses home-based tour as the

basic unit of analysis. As depicted in Figure 2, the tour-level model considers trip

chaining and joint travel as two mediating variables of the resulting travel distances at the

tour level. Several studies indicate that using a tour as the unit of analysis instead of a trip

in empirical work provides a better description of travel decisions because a tour

consolidates individual trip segments, both departing and return trips, and all the activity

episodes made along the way (Frank et al., 2008; Liu, 2012). Therefore, the tour-based

analysis may more closely match the mechanism that travel decisions are made as

compared to the trip-based analysis. In addition, this model investigates the effects of

socio-demographics and urban form factors at tour origins and destinations on activity-

travel patterns and travel demand simultaneously.

Figure 2. Tour-level Model Framework

52

The individual-level model framework in Figure 3 shows how individual trip

chaining and joint travel shape the resulting individual tour generation and VMT. The

socio-demographics including personal characteristics and household attributes are used

as explanatory variables in the model. The urban form factors in this model only capture

the built environment features around residential neighborhoods.

Figure 3. Individual-level Model Framework

The third model is at the household level, which employs a household as the basic

unit of the analysis. The model framework is presented in Figure 4. The household-level

model applies the similar model framework at the individual-level model and investigates

the links among trip chaining, joint travel, tour generation, and VMT at the household

level. The socio-demographics in the household-level model are only composed of

53

household attributes. Similar to the individual-level model, the urban form factors in the

household-level model include residential urban form factors.

Figure 4. Household-level Model Framework

3.2 Data

This section presents the sources of data used in this study, demonstrates the study

area, and introduces the definitions of activity-travel patterns and travel demand to be

examined in the analysis. The data used in this dissertation include two main datasets:

GIS-based travel survey data and the corresponding built environment data, which are

derived from different sources.

3.2.1 Datasets of Activity-travel Patterns and Travel Demand

The primary travel survey data are the 2012 Northeast Ohio Regional Travel

Survey (NORTS) data provided by the Ohio Department of Transportation (ODOT). This

survey was conducted between February 2012 and March 2103 in five counties

(Cuyahoga County, Geauga County, Lake County, Lorain County, and Medina County)

54

around the Cleveland Metropolitan Area (Wilhelm, Wolf, Kang, & Taylor, 2014). The

travel survey data include trip segments and activity location information, along with

individuals’ personal and household characteristics. The final travel survey data sample

contains 70,333 trip segments made by 10,066 individuals from 4,540 households. Figure

5 shows the map of the study area.

Figure 5. Study Area – the Cleveland Metropolitan Area

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3.2.2 Travel Demand: Tour Generation and Travel Distances

This study examines two travel demand outcomes: tour generation and travel

distances. The resulting travel demand is the distances of a home-based tour in the tour-

level model. The individual-level model and household-level model focus on the use of

vehicles by Cleveland households. Tour generation at the individual and household levels

are measured by the number of auto tours, in which all trip segments are traveled by car.

The individual and household travel distances are captured by the distances traveled by

the vehicles (VMT). The resulting travel demand at the individual level are the number of

auto tours and VMT traveled by an individual, respectively. Similarly, the resulting travel

demand at the household level is represented by the number of auto tours and VMT

traveled by a household, respectively.

3.2.3 Activity-travel Patterns: Trip Chaining

The trip segments in this travel survey dataset are combined into home-based

tours, which are defined as the sequence of trips starting and ending at an individual’s

residence (Primerano et al., 2008). Most previous studies use this definition and regard

trip chaining as a measurement of tour complexity. A home-based tour becomes more

complex as the number of stops within the tour increases. In this study, trip chaining at

the tour level is defined as the number of stops within a home-based tour. Equation 1

presents the formula of trip chaining in the tour-level model.

𝑇𝐶𝑇𝐿 = 𝑆𝑖 (1)

Where 𝑇𝐶𝑇𝐿 is the trip chaining each tour at the tour level, and

56

𝑆𝑖 is the number of out-of-home activities of home-base tour i

Trip chaining at the individual-level model is calculated as the number of stops

per auto tour traveled by an individual. Equation 2 shows the formula of trip chaining at

the individual level.

𝑇𝐶𝐼𝐿 =

∑ 𝑆𝑖𝑚𝑖

𝑇𝑚 (2)

Where 𝑇𝐶𝐼𝐿 is the trip chaining of each individual at the individual level,

∑ 𝑆𝑖𝑚𝑖 is the total number of stops of all auto tours traveled by individual m, and

𝑇𝑚 is the total number of auto tours traveled by individual m.

In the household-level model, trip chaining measures the number of stop per auto

tour traveled by a household. The following equation demonstrates the formula of trip

chaining at the household level.

𝑇𝐶𝐻𝐿 =

∑ 𝑆𝑖𝑛𝑖

𝑇𝑛 (3)

Where 𝑇𝐶𝐻𝐿 is the trip chaining of each household at the household level,

∑ 𝑆𝑖𝑛𝑖 is the total number of stops of all auto tours traveled by household n travel,

and

𝑇𝑛 is the total number of auto tours traveled by household n travel.

3.2.4 Activity-travel Patterns: Joint Travel

Some existing studies have regarded joint travel making as an alternative for

travelers. These studies have considered a trip to be joint if it is traveled jointly with one

or more household members (Chandrasekharan & Goulias, 1999; Ho & Mulley, 2013b;

Vovsha et al., 2003). This research considers joint travel as an indicator to better capture

57

the level of intra-household interactions. Adopted from the previous research, this study

considers a trip segment of a home-based tour as joint if it is traveled jointly with one or

more household members. The joint travel in the analysis is measured as a ratio of the

number of joint trip segments and the number of total trip segments for each home-based

tour. For two different home-based tours with the same tour complexity (both tours have

the same number of stops), the one with greater a joint travel ratio has higher intra-

household interaction and household coordination.

Joint travel is represented by the ratio of the number of joint trip segments to the

number of total trip segments for each tour in the tour-level model. Equation 4 shows the

formula of joint travel at the home-based tour level.

𝐽𝑇𝑇𝐿 =

𝐽𝑇𝑆𝑖

𝑇𝑇𝑆𝑖 (4)

Where 𝐽𝑇𝑇𝐿 is the joint travel of each home-based tour i at the home-based tour level,

𝐽𝑇𝑆𝑖 is the number of joint trip segments of each home-based tour i, and

𝑇𝑇𝑆𝑖 is the number of trip segments of each home-based tour i.

Joint travel at the individual level is calculated by the ratio of joint travel per auto

tour traveled by an individual and is presented in Equation 5

𝐽𝑇𝐼𝐿 =∑

𝐽𝑇𝑆𝑖𝑚

𝑇𝑇𝑆𝑖𝑚𝑖

𝑇𝑖𝑚

(5)

Where 𝐽𝑇𝐼𝐿 is the joint travel of each individual m at the individual level,

𝐽𝑇𝑆𝑖𝑚 is the number of joint trip segments in each auto tour i traveled by

individual m,

58

𝑇𝑇𝑆𝑖𝑚 is the number of total trip segments in each auto tour i traveled by

individual m and,

𝑇𝑖𝑛 is the total number of auto tours traveled by individual m.

Similar to the joint travel calculation at the individual level, joint travel at the

household level is calculated by the ratio of joint travel per auto tour traveled by a

household. Equation 6 presents the joint travel included in the household-level model.

𝐽𝑇𝐻𝐿 =∑

𝐽𝑇𝑆𝑖𝑛

𝑇𝑇𝑆𝑖𝑛𝑖

𝑇𝑖𝑛

(6)

Where 𝐽𝑇𝐻𝐿 is the joint travel of each household m at the household level,

𝐽𝑇𝑆𝑖𝑛 is the number of joint trip segments in each auto tour i traveled by

household n,

𝑇𝑇𝑆𝑖𝑛 is the number of total trip segments in each auto tour i traveled by

household n and,

𝑇𝑖𝑛 is the total number of auto tours traveled by household n.

3.2.5 Classification of Tours and the Primary Activity for a Home-based Tour

This study aims to examine the effects of urban form factors at tour origins and

destinations on trip chaining, joint travel, and travel distances while controlling for socio-

demographics in the tour-level model. The tour origins are set to be individuals’

residential locations because all home-based tours in the sample data start from home

locations. With regard to tour destinations, this study considers the primary activity

locations. Some existing research classifies the tours by activity purposes in order to

decide which activity is the primary activity of a home-based tour. For example, some

studies only focus on work tours and non-work tours (Frank et al., 2008; Ma et al., 2014;

Van Acker & Witlox, 2011). Some classify the tours into three types. For instance, Golob

59

(2000) and Liu (2012) categorize the tours into three types: work, non-work, and mixed

work tours. Krizek (2003) and Ho and Mulley (2015) also classify the tours into three

groups: work, maintenance, and discretionary tours.

Adapted from Frank et al. (2008) and Liu (2012), the classification scheme used

in this study categorizes the tours into three types based on the duration and purpose of

each activity stop within a tour. The mandatory tours are composed of trips covering only

two types of mandatory activities: work and school. The mandatory-mixed tours consist

of the trips for mandatory and non-mandatory activities. The non-mandatory tours only

include trips for non-mandatory activities. Among the three tour categories, the primary

activity of a mandatory tour and a non-mandatory tour is the activity with the longest

duration within the tour. The primary activity for a mandatory-mixed tour is the

mandatory activity with longest activity duration. Hence, the tour destination of a

mandatory tour or a non-mandatory tour is the location where the mandatory or non-

mandatory activity with the longest duration take place. The tour destination of a

mandatory-mixed tour is the location where the mandatory activity with the longest

duration take place.

3.2.6 Datasets for Urban Form Factors

The location information of activities, trip origins, and trip destinations in the

primary household travel survey data are released at the transportation analysis zone

(TAZ) level due to privacy concerns. The corresponding urban form data are derived

from the following sources: Census Transportation Planning Products (CTPP), Google

General Transit Feed Specification (GTFS), and Topologically Integrated Geographic

60

Encoding and Referencing (TIGER). The urban form factors that characterize the built

environment features at tour origins and tour destinations are discussed in detail in the

next section.

3.3 Variables of Interest and Descriptive Statistics Analysis

This section presents detailed information on endogenous and exogenous

variables used in this study, followed by the descriptive statistics of these variables and

the Kruskal-Wallis Test of trip chaining, joint travel, tour generation, and travel distances

on selected socio-demographics.

3.3.1 Endogenous and Exogenous Variables

Table 1 presents the endogenous and exogenous variables used in the structural

equation models. The endogenous variables of interest are the two activity-travel patterns

(trip chaining and joint travel) and the two travel demand outcomes (tour generation and

travel distances). Trip chaining, joint travel, and travel distances for each home-based

tour are the three endogenous variables included in the tour-level model. The individual-

level model contains four endogenous variables: individual trip chaining, individual joint

travel, the number of auto tours traveled by an individual, and individual VMT. Similar

to the individual-level model, household-level model has four endogenous variables:

household trip chaining, household joint travel, the number of auto tours traveled by a

household, and household VMT. The individual VMT and household VMT variables

included in the analysis are log transformed.

61

The exogenous variables used in this research consist of socio-demographics and

urban form factors. Socio-demographics include various personal characteristics and

household attributes. The analysis uses individual’s gender, age, driver’s license

ownership, employment status, and transit pass ownership to describe the personal

characteristics. The household size, number of household vehicles, household income,

percentage of household licensed drivers, and presence and age stages of the youngest

child in the household are used to account for the household attributes in this study.

The other set of exogenous variables is the urban form factors. The functional

uses of land and its physical characteristics are generally termed urban form factors.

Previous studies have classified various urban form factors to several categories. For

instance, Cervero and Kockelman (1997) suggest that built environment influences travel

behavior along three principal dimensions (3Ds): density, diversity, and design.

“Density” reflects how intensively land is used for residence, employment, and other

purposes. “Design” represents the physical transportation infrastructure including street

connectivity and accessibility of public transit. “Diversity” measures the degree of land-

use mixtures (Cao, 2007; Cervero, 2002; Cervero & Kockelman, 1997; Namgung, 2014).

S. L. Handy et al. (2002) argue that the built environment consists of three major

components: urban design, land use, and transportation system. They illustrate that the

“urban design” component refers to “the design of the city and the physical elements

within it, including both their arrangement and their appearance, and is concerned with

the function and appeal of public spaces”. The “land use” component characterizes “the

distribution of activities across space, including the location and density of different

62

activities, where activities are grouped into relatively coarse categories”. The authors

describe the “transportation system” component as “the physical infrastructure of roads,

sidewalks, bike paths, railroad tracks, bridges, and so on, as well as the level of service

provided as determined by traffic levels, bus frequencies, and the like” (S. L. Handy et

al., 2002).

Based on the data availability and previous literature, this study selects six urban

form factors to outline the built environment features and neighborhood characteristics:

residential density, retail employment density, non-retail employment density,

intersection density, bus stop density, and job-population index. The index is first used by

Ewing et al. (2011). It is adopted by other studies in recent years (Akar et al., 2016; Chen

& Akar, 2016). The equation of job-population index included in this study is presented

as follows.

Job − population index𝑘 = 1 −

(|𝑒𝑚𝑝𝑙𝑜𝑦𝑚𝑒𝑛𝑡 − 0.7×𝑝𝑜𝑝𝑢𝑙𝑎𝑡𝑖𝑜𝑛|)

(𝑒𝑚𝑝𝑙𝑜𝑦𝑚𝑒𝑛𝑡 + 0.7×𝑝𝑜𝑝𝑢𝑙𝑎𝑡𝑖𝑜𝑛) (7)

Where Job − population index𝑘 means the job-population index for TAZ k. The

parameter 0.7 represents a balance of employment and population in the study area.

This index ranging from 0 to 1 captures the balance between employment and

residential population. Only jobs or residents exist in the TAZ when the index is close to

0. On the other hand, the ratio of jobs and residents is optimal from travel behavior

perspective when the index value ranges to 1. The parameter is a region-specific factor

and varies based on different empirical facts of study areas in existing research. In order

to maximize the explanatory power of the variable, Ewing et al. (2011) use 0.2 and Akar

63

et al. (2016) use 0.5 in their studies. This study tests the parameter ranging from 0.1 to

0.9. The value of 0.7 is then chosen because it generates significant coefficients with best

model fit across the three models.

Table 2 summarizes the endogenous and exogenous variables used in each model

(tour-level model, individual-level model, and household-level model). In the tour-level

model, the endogenous variables are trip chaining, joint travel, and travel distances. The

exogenous variables used in the tour-level model are personal characteristics, household

attributes, and urban form factors at tour origins and destinations. The endogenous

variables at the individual level are trip chaining, joint travel, number of auto tours, and

individual VMT. The exogenous variables in the individual-level model consist of

personal characteristics, household attributes, and urban form factors at tour origins. The

endogenous variables in the household-level model are trip chaining, joint travel, number

of auto tours, and household VMT. At the household level, the exogenous variables are

household attributes and urban form factors at tour origins.

64

Table 1. Variables of Interest Variables Description

Travel Demand and Activity-travel Patterns

Tour travel distances Distances traveled at the tour level

Individual VMT VMT at the individual level

Household VMT VMT at the household level

Individual auto tour generation Number of auto tours at the individual level

Household auto tour generation Number of auto tours at the household level

Tour joint travel Joint travel ratio of tour at the tour level

Individual joint travel Joint travel ratio per tour at the individual level

Household joint travel Joint travel ratio per tour at the household level

Tour trip chaining The number of stops of tour at the tour level

Individual trip chaining The number of stops per tour at the individual level

Household trip chaining The number of stops per tour at the household level

Personal characteristics

Female 1, if an individual is female; 0, otherwise

Age Age (in years) of an individual

Driver’s license status 1, if an individual has a driver’s license; 0, otherwise

Employment status 1, if an individual is employed; 0, otherwise

Transit pass ownership 1, if an individual has transit pass; 0, otherwise

Household (HH) attributes

HH size The number of household members

HH vehicles The number of household vehicles

HH income Household income (in thousand US dollar)

Percentage of licensed drivers in HH The percentage of licensed drivers in household

No children presence 1, if no child in the household; 0, otherwise

Youngest child’s age is up to 5 1, if the age of youngest child is up to 5; 0, otherwise

Youngest child’s age is 6 to 10 1, if the age of youngest child is 6 to 10; 0, otherwise

Youngest child’s age is 11 to 15 1, if the age of youngest child is 11 to 15; 0, otherwise

Youngest child’s age is 16 to 18 1, if the age of youngest child is 16 to 18; 0, otherwise

Urban form factors

Residential density Residential population per square mile

Retail density Retail employment per square mile

Non-retail density Non-retail employment per square mile

Intersection density The number of intersection nodes per square mile

Bus stop density The number of bus stops per square mile

Job-population index Index that measures the employment and population

balance Source: Authors’ illustration

65

Table 2. Endogenous and Exogenous Variables in Each Model

Models Endogenous variables Exogenous variables

Travel Behavior Socio-demographics Urban form factors

Activity-travel patterns

& travel demand

Personal characteristics &

Household (HH) attributes At tour origins At tour destinations

Tour-level

Model

Trip chaining Female HH income Residential density Residential density

Joint travel Age Percentage of licensed drivers Retail density Retail density

Travel distances Driver’s license status No children presence Non-retail density Non-retail density Employment status Youngest child’s age is up to 5 Intersection density Intersection density Transit pass ownership Youngest child’s age is 6 to 10 Bus stop density Bus stop density HH size Youngest child’s age is 11 to 15 Job-population index Job-population index HH vehicles Youngest child’s age is 16 to 18

Individual-level

Model

Trip chaining Female HH income Residential density

Joint travel Age Percentage of licensed drivers Retail density

Number of auto tours Driver’s license status No children presence Non-retail density

Individual VMT Employment status Youngest child’s age is up to 5 Intersection density

Transit pass ownership Youngest child’s age is 6 to 10 Bus stop density

HH size Youngest child’s age is 11 to 15 Job-population index

HH vehicles Youngest child’s age is 16 to 18

Household-level

Model

Trip chaining HH size Residential density

Joint travel HH vehicles Retail density

Number of auto tours HH income Non-retail density

Household VMT Percentage of licensed drivers Intersection density

No children presence Bus stop density

Youngest child’s age is up to 5 Job-population index

Youngest child’s age is 6 to 10

Youngest child’s age is 11 to 15

Youngest child’s age is 16 to 18

Source: Authors’ illustration

65

66

3.3.2 Descriptive Statistics of the Sample Data

For the interest of this study, households with one person are dropped from the

sample data as these households would not generate any joint trips with other household

members. After data screening and cleaning, the data used for the tour-level analysis

consist of 7,390 tours, which are made by 4,649 individuals from 2,440 households.

Among these 7,390 tours, 6,598 tours are auto tours in which all trip segments are driven.

The sample data used for analysis at the person/household level are these 6,598 auto

tours, which are made by 4,184 individuals from 2,297 households.

Table 3 summarizes the descriptive statistics of the sample data used in the tour-

level model. Among 7,390 tours, the average travel distances are 17 miles; the mean of

stops for each tour is 2.43, and around 25% of trip segments within each tour are made

jointly. Figures 6 through 8 show the histograms of travel distances, joint travel, and trip

chaining at the tour level. Figure 6 shows that the distances of most tours traveled are

within 20 miles. Figure 7 indicates that most tours are solo tours (joint travel ratio is 0)

and fully joint tours (joint travel ratio is 1). The frequency distribution of tour complexity

demonstrated in Figure 8 suggests that most tours consist of less than four stops.

Based on Table 3, women are slightly more represented than men. Around 90% of

participants have driver’s licenses, about 7.5% of individuals have transit passes, the

average age of participants is approximately 50, and nearly 60% of survey respondents

are employed. The average household size is approximately three. Each household has

two vehicles on average, and the average annual household income is around $70,000.

The percentage of licensed drivers is roughly 77% per household. About 65% of

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households do not have any children. Around 10% of households have a child five years

of age or younger, 7% of households’ youngest child is between the ages of six and ten,

10% of the households’ youngest child is between the ages of 11 and 15, and 6% of the

households’ youngest child is between the ages of 16 and 18.

Table 3. Descriptive Statistics of Sample Data Used for Tour-level Model Variables Sample Percentage Mean Std. Dev.

Travel behavior at tour level

Travel distances (miles) 17.107 17.485

Joint travel 0.249 0.395

Trip chaining 2.427 1.904

Personal characteristics

Female 51.97%

Age 49.947 17.458

Has driver’s license 88.363%

Has transit pass 7.40%

Employed 58.01%

Household (HH) attributes

Household size 2.873 1.189

The number of household vehicles 2.016 1.052

Household income (in thousand) 68.131 48.276

The percentage of licensed drivers 76.692 29.1768

No children presence 65.25%

Youngest child’s age up to 5 9.75%

Youngest child’s age 6 to 10 7.58%

Youngest child’s age 11 to 15 10.74%

Youngest child’s age 16 to 18 6.68% Source: Authors’ calculation

68

Figure 6. Histogram of Travel Distances at the Tour Level

Figure 7. Histogram of Joint Travel at the Tour Level

69

Figure 8. Histogram of Trip Chaining at the Tour Level

Table 4 presents the descriptive statistics of the person- and household-level

travel behavior. As for the travel behavior at the individual level, the average VMT is

about 28 and the number of auto tours is approximately 1.58 on average. The mean ratio

of joint travel is about 25% and the average number of stops per auto tour is 2.41 at the

individual level. The Figures 9 through 12 are histograms of VMT, the number of auto

tours, joint travel, and trip chaining at the individual level, respectively. Figure 9 shows

that most individual VMT are between 5 to 30 miles. According to Figure 10, most

travelers make less than three auto tours. The frequency distribution of the average joint

travel ratio per tour indicates that most individuals tend to travel solo for the entire tour.

Figure 12 depicts that a large proportion of auto tours are fewer than four stops.

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Table 4. Descriptive Statistics of Travel Behavior in Sample Data Used for Individual-

level and Household-level Models Variables Mean Std. Dev.

Travel behavior at the individual level (The number of individuals = 4,189)

VMT 27.911 23.100

Number of auto tours 1.576 0.801

Joint travel 0.241 0.356

Trip chaining 2.453 1.689

Travel behavior at the household level (The number of households = 2,298)

VMT 47.499 38.010

Number of auto tours 2.812 1.674

Joint travel 0.190 0.288

Trip chaining 2.467 1.470 Source: Authors’ calculation

Figure 9. Histogram of VMT at the Individual Level

71

Figure 10. Histogram of the Number of Auto Tours at the Individual Level

Figure 11. Histogram of Joint Travel at the Individual Level

72

Figure 12. Histogram of Trip Chaining at the Individual Level

As for household travel behavior,

Table 4 reveals that the mean VMT is 47.50, and each household generates 2.81

auto tours on average. The average of joint travel ratio is around 19% per auto tour. There

are approximately 2.5 stops for each auto tour. The histograms of VMT, the number of

auto tours, joint travel, and trip chaining at the household level are presented in Figures

13 through 16. Figure 13 shows most household VMT are between the ranges of 10 to 40

miles. According to Figure 14, most households make one to four auto trip chains. Figure

15 shows that most households tend to make solo tours (joint travel ratio is 0). The figure

also indicates that the frequencies of fully joint tours (joint travel ratio is 1), half joint

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tours (joint travel ratio is 0.5), and partially joint tours (joint travel ratio is 0.35) are

similar. Figure 16 indicates that most households make complex tours with two stops.

Figure 13. Histogram of VMT at the Household Level

Figure 14. Histogram of the Number of Auto Tours at the Household Level

74

Figure 15. Histogram of Joint Travel at the Household Level

Figure 16. Histogram of Trip Chaining at the Household Level

75

Table 5 provides the descriptive statistics of socio-demographic data at the

individual and household levels. The proportion of women in the sample data is greater

than that of men. The average age of participants is 50.64 and nearly 60% are employed.

The ratio of holding a valid driver’s license is higher than 90%, while the transit pass

ownership ratio is only 5.3%.

The households in the sample data have 2.89 members and 2.10 vehicles on

average. The average percentage of licensed drivers in the household is almost 80% and

the mean of household income is around $70,000. The table shows that roughly 65% of

households do not have any children. Approximately 10% of households have a child 5

years old or younger, around 7% of households’ youngest child is between the ages of 6

to 10, about 11% of households have a child between the ages of 11 and 15, and 6% of

the households’ youngest child is between the ages of 16 and 18.

Table 5. Descriptive Statistics of Socio-demographics in the Sample Data Used for

Individual-level and Household-level Models

Variables Sample Percentage Mean Std. Dev.

Personal characteristics

Female 51.864%

Age 50.642 17.190

Has driver’s license 93.044%

Has transit pass 5.306%

Employed 59.465%

Household (HH) attributes

HH size 2.886 1.192

The number of HH vehicles 2.101 0.992

Percentage of licensed driver in the HH 79.173% 26.622%

HH income (in thousand) 70.630 48.005

No children presence in the HH 65.216%

Youngest child’s age up to 5 in the HH 9.621%

Youngest child’s age 6 to 10 in the HH 7.578%

Youngest child’s age 11 to 15 in the HH 10.927%

Youngest child’s age 16 to 18 in the HH 6.661% Source: Authors’ calculation

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3.3.3 Travel Behavior Comparison Analysis

This section provides the descriptive statistics of trip chaining, joint travel, tour

generation, and travel distances across the binary and categorical socio-demographics

(gender, driver’s license ownership, employment status, transit pass ownership, and the

presence and age stages of children in the household). The Kruskal-Wallis one-way

analysis of variance is performed to identify whether the differences in these four aspects

of travel behavior across the selected socio-demographics are statistically significant. The

Kruskal-Wallis test is a non-parametric test that does not assume a normal distribution. It

can be used to determine whether there are statistically significant differences between

two or more groups of an independent variable on a continuous or ordinal dependent

variable (Kruskal & Wallis, 1952). This method is chosen due to the fact that some travel

behavior variables do not follow a normal distribution in the sample data. Tables 6 to 9

provide the descriptive statistics and the corresponding results of the comparison

analysis.

Table 6 demonstrates the descriptive statistics of trip chaining, joint travel, tour

generation, and travel distances at the tour and individual levels across the binary

personal characteristics. Table 7 shows the Kruskal-Wallis test results for these selected

personal characteristics. At the tour level, there are statistically significant differences of

trip chaining for driver’s license ownership and transit pass ownership. The results show

that people without driver’s licenses and people with transit passes tend to make complex

tours. At the tour and individual levels, significant differences of joint travel exist

between females and males, between people with driver’s licenses and people without

77

driver’s licenses, and between workers and non-workers. The findings indicate that

females, people without driver’s licenses, and non-workers tend to travel with household

members. The differences of travel distances at the tour level and VMT at the individual

level are statistically significant across all selected personal characteristics. The analysis

shows that males, people with driver’s licenses, workers, and transit pass owners are

more likely to travel further.

Table 8 presents the descriptive statistics of trip chaining, joint travel, tour

generation, and travel distances at the tour, individual, and household levels across five

household structure groups (Households without children, households with youngest

child’s age up to 5, households with youngest child’s age between 6 to 10, households

with youngest child’s age between 11 to 15, and households with youngest child’s age

between 16 to 18). The Kruskal-Wallis test results of four aspects of travel behavior

across these groups are shown in Table 9. The findings show that the differences in joint

travel, number of auto tours, and travel distances/VMT at the tour, individual, and

household levels are statistically significant among the groups of the presence and age

stages of youngest child in the household. The results indicate that households with

youngest child’s age up to 5 are more likely to travel jointly than others at the tour and

household levels. Households with youngest child’s age between 11 to 15 generate more

auto tours at individual and household levels. The findings of travel distances at the tour,

individual, and household levels across the five groups are mixed. Households without

children travel further at the tour level. People from households with youngest child’s age

between 6 to 10 generate more individual VMT. Households with youngest child’s age

between 11 to 15 drive further than others at the household level.

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These findings suggest that the differences in travel behavior vary across different

socio-demographics. However, the comparison results are based on binary or categorical

variables. The results may be biased and the effects may be over or under estimated if

other socio-demographics and urban form factors are also relevant to the travel behavior.

In addition, the comparison analysis does not examine the mediating effects of the

variables through activity-travel patterns on travel demand. Therefore, further

investigation of the links among travel behavior, socio-demographics, and urban form

factors is needed.

79

Table 6. Descriptive Statistics of the Travel Behavior at the Tour and Individual Levels Across the Binary Personal

Characteristics

Gender Driver’s license

ownership Employ status

Transit pass

ownership Female Male With Without Employed Unemployed With Without

Travel behavior at the tour level

Trip

chaining

Mean 2.458 2.294 2.376 2.901 2.427 2.426 3.071 2.383

S.D. 1.927 1.880 1.838 2.386 1.908 1.901 2.501 1.848

Joint travel Mean 0.229 0.267 0.238 0.352 0.198 0.360 0.256 0.248

S.D. 0.401 0.386 0.389 0.430 0.316 0.427 0.387 0.395

Travel

distances

Mean 16.298 17.989 17.717 11.434 19.492 13.922 15.234 17.236

S.D. 16.527 18.438 17.838 11.451 18.951 14.726 16.321 17.558

Travel behavior at the individual level

Trip

chaining

Mean 2.414 2.489 2.438 2.656 2.451 2.457 2.646 2.442

S.D. 1.726 1.647 1.656 2.067 1.696 1.679 1.876 1.677

Joint travel Mean 0.262 0.217 0.223 0.470 0.177 0.334 0.266 0.239

S.D. 0.367 0.343 0.343 0.442 0.304 0.403 0.374 0.355

Number of

auto tours

Mean 1.588 1.563 1.600 1.251 1.552 1.610 1.369 1.587

S.D. 0.819 0.780 0.811 0.547 0.768 0.846 0.651 0.807

VMT Mean 26.601 29.321 28.671 17.734 30.685 23.841 23.718 28.145

S.D. 21.747 24.400 23.339 16.561 23.533 21.824 20.622 23.210 The bold statistics indicate that the difference between the given travel behavior is statistically significant at the 95% level

Source: Authors’ calculation

79

80

Table 7. Kruskal-Wallis Test Results of the Travel Behavior at the Tour and Individual Levels Across the Binary Personal

Characteristics

Gender Driver’s license

ownership Employ status

Transit pass

ownership

Female VS Male With VS

Without

Employed VS

Unemployed

With VS

Without

Travel behavior at the tour level

Trip chaining chi-square 3.231 22.887 0.004 27.254

p-value 0.072 0.001 0.950 0.001

Joint travel chi-square 22.834 65.784 147.995 1.596

p-value 0.001 0.001 0.001 0.206

Travel

distances

chi-square 6.293 127.899 181.402 6.880

p-value 0.012 0.001 0.001 0.010

Travel behavior at the individual level

Trip chaining chi-square 2.880 0.259 0.316 1.128

p-value 0.090 0.617 0.573 0.288

Joint travel chi-square 18.096 94.992 163.080 1.120

p-value 0.001 0.001 0.001 0.290

Number of

auto tours

chi-square 0.434 60.603 2.324 17.225

p-value 0.509 0.001 0.127 0.001

VMT chi-square 7.559 82.426 124.984 8.192

p-value 0.006 0.001 0.000 0.004 The bold statistics indicate that the difference between the given travel behavior is statistically significant at the 95% level.

Source: Authors’ calculation

80

81

Table 8. Descriptive Statistics of the Travel Behavior at the Tour and Individual Levels Across the Presence and Age Stages of

the Youngest Child in the Household

The bold statistics indicate that the difference between the given travel behavior is statistically significant at the 95% level. Source: Authors’ calculation

Presence and age stages of the youngest child in the household

Without

children

Youngest

child’s age up to 5

Youngest

child’s age 6 to 10

Youngest

child’s age 11 to 15

Youngest

child’s age 16 to 18

Travel behavior at the tour level

Trip chaining Mean 2.459 2.443 2.389 2.297 2.428

S.D. 1.890 1.989 1.975 1.778 2.013

Joint travel Mean 0.228 0.297 0.278 0.288 0.247

S.D. 0.391 0.404 0.394 0.406 0.386

Travel

distances

Mean 17.577 16.102 16.736 16.612 16.166

S.D. 17.529 17.235 18.092 17.509 16.820

Travel behavior at the individual level

Trip chaining Mean 2.466 2.476 2.571 2.322 2.416

S.D. 1.672 1.685 1.860 1.482 1.918

Joint travel Mean 0.221 0.272 0.273 0.279 0.266

S.D. 0.356 0.353 0.350 0.356 0.359

Number of

auto tours

Mean 1.502 1.635 1.791 1.793 1.564

S.D. 0.725 0.847 0.969 0.961 0.790

VMT Mean 27.243 28.006 31.378 30.318 26.453

S.D. 22.646 23.598 24.534 24.382 23.396

Travel behavior at the household level

Trip chaining Mean 2.487 2.414 2.579 2.289 2.355

S.D. 1.496 1.427 1.673 1.161 1.460

Joint travel Mean 0.162 0.260 0.242 0.259 0.184

S.D. 0.289 0.312 0.279 0.268 0.247

Number of

auto tours

Mean 2.469 2.982 3.299 3.968 3.477

S.D. 1.319 1.902 1.972 2.092 2.052

VMT Mean 43.895 46.577 52.912 60.502 56.626

S.D. 35.684 39.829 39.317 42.078 42.298

81

82

Table 9. Kruskal-Wallis Test Results of the Travel Behavior at the Tour and Individual

Levels Across the Presence and Age Stages of the Youngest Child in the Household

Presence and age stages of the

youngest child in the household

Travel behavior at the tour level

Trip Chaining chi-square 10.813

p-value 0.029

Joint Travel chi-square 67.783

p-value 0.000

Travel Distances chi-square 23.825

p-value 0.001

Travel behavior at the individual level

Trip Chaining chi-square 6.718

p-value 0.152

Joint Travel chi-square 47.574

p-value 0.000

Number of auto tours chi-square 63.441

p-value 0.000

VMT chi-square 17.217

p-value 0.002

Travel behavior at the household level

Trip Chaining chi-square 2.425

p-value 0.658

Joint Travel chi-square 105.568

p-value 0.000

Number of auto tours chi-square 160.704

p-value 0.000

VMT chi-square 55.525

p-value 0.000 The bold statistics indicate that the difference between the given travel behavior is statistically significant at the 95%

level.

Source: Authors’ calculation

83

Chapter 4: Methodology

As discussed in Chapter 2, many previous studies have explained trip chaining,

joint travel, trip/tour generation, and travel distances by the exogenous variables (e.g.,

socio-demographics and urban form factors). A number of studies have used activity-

travel patterns (e.g., trip chaining) as one of the exogenous variables to explain the travel

outcomes (e.g., trip/tour generation and travel distances). These findings indicate that

some exogenous variables may affect trip/tour generation and trip distances either

directly or indirectly through the activity-travel patterns. Therefore, using traditional

regression methods may not be sufficient to examine the direct and indirect relationships

at the same time. Structural Equation Model (SEM) is a good alternative to measure the

interrelationships among the multiple endogenous variables and the links between

endogenous and exogenous variables simultaneously (Cao, 2007). The path analysis, a

special case of the SEM that only includes observed variables (van den Berg, Arentze, &

Timmermans, 2013), is applied in this study.

The first section of this chapter briefly introduces the SEM, path analysis, and the

concept of direct, indirect, and total effects. The second section presents the assumptions

of the model. Finally, the indices commonly used for model fit evaluation are discussed.

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4.1 Path Analysis and Structural Equation Modeling

SEM is a statistical modeling technique that is used to deal with several directions

of influence among multiple endogenous and exogenous variables. The SEM has been

widely used in different fields including education, psychology, business, and sociology

(Liu, 2012). Golob (2003) provides a comprehensive review of studies using SEM to

examine different aspects of travel behavior. These studies cover dynamic travel demand

models, activity-based travel analysis, driver behavior and travelers’ attitudes and

perceptions toward transportation mode choices. As compared to traditional multiple

regression models, the SEM has the following advantages. First, it accomdates multiple

dependent and independent variables and any number of equations. Second, it corrects for

measurement error in all observed variables. Third, it provides an approach of modeling

the mediation effects by estimating the direct, indirect, and total effects among variables

(Byrne, 2013; Golob, 2003; Kline, 2015). A typical form of path analysis in SEM with

“G” endogenous variables can be presented as follows (Kuppam & Pendyala, 2001; Lu &

Pas, 1999):

[ 𝑌1

𝑌2

.

.

.𝑌𝐺]

= [𝑌 𝑋] [BГ] +

[ 𝜀1

𝜀2

.

.

.𝜀𝐺]

(8)

The above matrix equation system can be rewritten as

𝑌 = (𝐼 − 𝐵)−1(Γ𝑋 + 𝜀) (9)

(or)

𝑌 = 𝐵𝑌 + Γ𝑋 + 𝜀 (10)

85

Where 𝑌 is a column vector of observed endogenous variables,

B is a matrix of coefficients associated with right-hand-side endogenous variables,

𝑋 is a column vector of observed exogenous variables,

Г is a matrix of coefficients associated with observed exogenous variables, and

𝜀 is a p×1 vector of residuals of the endogenous variables.

This research employs path analysis to disentangle the interconnections among

travel behavior, socio-demographics, and urban form factors. By using activity-travel

patterns as mediating variables, this study estimates the direct, indirect, and total effects

of socio-demographics and urban form factors on travel behavior. Direct effects are the

links that go directly from one variable to another. Indirect effects exist between two

variables that are mediated by one or more intervening variables. Indirect effects are

therefore calculated as the sum of all the effects of all intervening variables. Total effects

are the sum of direct effects and indirect effects. Figure 17 illustrates a simple example

presenting the concept of direct effects, indirect effects, and total effects.

The example assumes that variable C is affected directly by variable A (with the

coefficient Pac) and variable B (with the coefficient Pbc). Variable B is influenced directly

by variable A at the same time (with coefficient Pab). Therefore, the direct effects of

variable A on variable B and variable C are Pab and Pac respectively. The direct effects of

variable B on variable C are represented as Pbc. The indirect effects of variable A on

variable C are calculated as Pab × Pbc. The total effects of variable A on variable C are

calculated as Pac + Pab × Pbc.

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Assume the coefficients Pac and Pab are both positive, but the coefficient Pbc is

negative. The indirect effects of variable A on variable C are due to the effects on

variable B and the effects through variable B. The direct effects of variable A on variable

B are positive, but because variable B affects variable C negatively, the magnitude of the

indirect effects of variable A on variable C decreases. In other words, variable A may

indirectly bring about a decrease in variable C by increasing variable B. In this case, the

total effects of variable A on variable C (calculated as Pac + Pab × Pbc) are smaller than the

direct effects of variable A on variable C (Pac). This implies that the mediating variable B

weakens the direct effects of variable A on variable C.

Figure 17. Illustration of direct, indirect, and total effects

4.2 Model Estimation and Assumptions

The general approach to estimating SEM coefficients is the covariance structure

analysis (Liu, 2012). Assume that the covariance matrix of the input data is represented

as 𝛴 and the model-implied covariance matrix is denoted as �̂�. All the parameters from

Equation 8 can be represented as a parameter vector of 𝛺. The estimation goal is to find

the set of estimated parameters �̂� that minimizes the discrepancy between 𝛴 and �̂�. In

other words, the coefficients are estimated by applying covariance analysis to make the

87

variance covariance matrix implied by the model as similar as possible to the input

variance covariance matrix (Bowen & Guo, 2011; Golob, 2003).

The commonly-used estimation approach for the SEM is maximum likelihood

(ML), which assumes that the observed variables follow a multivariate normally

distribution. Given the fact that the sample data employed in this study involve non-

normal variables, the bootstrapping procedure with maximum likelihood (ML) estimator

is applied for coefficient estimation. Bootstrapping procedure, a resampling method, is

applied when assumptions of multivariate normality may not hold. Applying this

procedure also allows for confirming the mediation effects and assessing the stability of

parameter estimates (Byrne, 2013; Cheung & Lau, 2008; Lin & Wang, 2014).

4.3 Model Fit Indices

The model fit indices of SEM determine how close the implied variance-

covariance matrix �̂� is to the observed variance covariance matrix 𝛴. Commonly used

model fit indices are summarized in

88

Table 10. The following sections present these indices and their cut-off criteria.

89

Table 10. Model Fit Indices and Acceptable Fit Criteria

Model Fit Indices Cut-off Value Description

Chi-square (χ2) p > 0.05

Measuring the discrepancy between

observed covariance matrix and

model-implied covariance matrix

Root-mean-square Error of

Approximation (RMSEA) <0.05

Measuring the amount of error of

approximation per model degree of

freedom.

Comparative Fit Index

(CFI) >0.90

Assessing the improvement in fit of

the researcher’s hypothesized model to

the independence model

Standardized Root Mean

Square Residual (SRMR) <0.05

Measuring the standardized residuals

of observed covariance matrix and

model-implied covariance matrix Source: Authors’ summary

4.3.1 Chi-square (χ2)

Equation 11 shows the formula for calculating the χ2 statistic. A nonsignificant χ2

indicates that two variance-covariance matrices are statistically similar and the model

cannot be rejected. However, the χ2 value is sensitive to sample size. As sample size

increases (generally above 200), the χ2 value increases and, thus, the model may be

rejected even though the difference between the input sample variance-covariance matrix

and the model-implied variance-covariance matrix may be small. (Schumacker & Lomax,

2004; Van Acker & Witlox, 2010).

𝜒2 = (N − 1)×𝐹𝑀𝐿 (11)

Where 𝜒2 is chi-square value,

N is sample size and,

𝐹𝑀𝐿 is the maximum likelihood fit function

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4.3.2 Root-mean-square Error of Approximation (RMSEA)

The formula for calculating the RMSEA is shown in Equation 12. RMSEA is a

parsimony-adjusted index which measures the amount of error of approximation per

model degree of freedom. Smaller RMSEA value refers to better model fit. A RMSEA

value less than 0.05 is considered acceptable (Browne, Cudeck, & Bollen, 1993;

Schumacker & Lomax, 2004).

𝑅𝑀𝑆𝐸𝐴 =√

max [(𝜒2

𝑑𝑓) − 1

𝑁 − 1, 0]

(12)

Where 𝜒2 is chi-square value,

𝑑𝑓 is degree of freedom and,

N is sample size

4.3.3 Comparative Fit Index (CFI)

The CFI is an incremental fit index which assesses the relative improvement in fit

of the researcher’s hypothesized model over a baseline model. The baseline model

assumes zero population covariance among the observed variables. The CFI value ranges

from 0 to 1, and the formula to calculate CFI is presented as Equation 13. A model with

CFI value greater than 0.90 is considered as an acceptable model (Kline, 2015).

𝐶𝐹𝐼 = 1 −

max[(𝜒𝑀2 − 𝑑𝑓𝑀) , 0]

max[(𝜒𝐵2 − 𝑑𝑓𝐵) , 0]

(13)

91

Where 𝜒𝑀2 is the chi-square value for the researcher’s hypothesized model,

𝑑𝑓𝑀 is the degree of freedom for the researcher’s hypothesized model,

𝜒𝐵2 is the chi-square value for the baseline model ,and

𝑑𝑓𝐵 is the degree of freedom for the baseline model.

4.3.4 Standardized Root Mean Square Residual (SRMR)

SRMR measures the standardized residuals of input sample variance-covariance

matrix and model-implied variance-covariance matrix. The value of SRMR ranges from 0

to 1, with well-fitting models obtaining values less than 0.05 (Byrne, 2013; Hu & Bentler,

1999).

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Chapter 5: Results and Discussions for the Tour-based Model

The tour-level model uses a home-based tour as the basic unit of analysis and

investigates how trip chaining and joint travel contribute to travel distances at the home-

based tour level. The model regards trip chaining and joint travel as mediating variables

of travel distances. Figure 18 presents the model framework at the tour level. Trip

chaining is captured by the number of stops and joint travel is measured by the ratio of

joint trips for each tour at the tour level. The travel distances are the distances in miles of

each home-based tour. The analysis examines the effects of personal characteristics,

household attributes, and urban form factors at tour origins and destinations on the three

aspects of travel behavior simultaneously. This chapter discusses the results of the tour-

level model. Table 11 reports model fit indices. Table 12 shows standardized effects of

travel behavior, socio-demographics, and urban form factors of the tour-level model.

Figure 19 demonstrates the paths with standardized direct effects between endogenous

and exogenous variables at the tour level. All coefficients in the model are examined and

only those with p-values less than 0.1 are kept and presented.

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Figure 18. Model Framework at the Tour Level

This chapter is organized as followed. The first section reports the model fit

indices. The relationships among trip chaining, joint travel, and travel distances are

presented in the second section. The direct effects of socio-demographics and urban form

factors are then discussed. The final section discusses the indirect and total effects of the

exogenous variables.

5.1 Model Fit Indices in the Tour-level Model

Based on the indices shown in Table 11, the tour-level model has a χ2 of 21.886

with 32 degrees of freedom, which brings a probability of 0.911. This implies that the

model fits the data very well and cannot be rejected. The ratio of χ2 and degrees of

freedom is 0.683, which is an indicator of a good fit (Schermelleh-Engel, Moosbrugger,

& Müller, 2003). The value of RMSEA measuring the approximation error is 0.001. The

value CFI that examines the discrepancy between the data and the hypothesized model is

0.990. The SRMR capturing the standardized difference between the observed correlation

94

and predicted correlation is 0.003. The three indices are within the range of the cut-off

criteria, which indicate that the tour-level model is considered as acceptable (Hu &

Bentler, 1999; Mueller & Hancock, 2010; Schumacker & Lomax, 2004).

Table 11. Model Fit Indices of the Tour-level Model

Model fit indices Value Recommended cut-off values

χ2 21.866

degree of freedom 32.000

χ2 / degree of freedom 0.683

χ2 P-value 0.911 >0.05

RMSEA 0.001 <0.08

CFI 0.990 >0.90

SRMR 0.003 <0.05

5.2 Links Between Activity-travel Patterns and Travel Demand in the Tour-level Model

Based on the standardized coefficients presented in Table 12, the direct effects

among trip chaining, joint travel, and travel distances are statistically significant. Trip

chaining has negative direct effects on joint travel. This finding indicates that tour

complexity may decrease the tendency of sharing the same travel patterns with other

household members. As expected, increasing trip chaining directly increases travel

distances. This may be due to the fact that as the tours become more complex, travelers

tend to take indirect routes to their desired destinations. All else being equal, joint travel

ratio has negative direct effects on the resulting travel distances. These results show that

tours with higher joint travel ratios are more likely to be short tours. The interpretation of

this finding could be that traveling longer distances requires greater spatial-temporal

coordination among family members than traveling shorter distances. In addition, the

95

home-based tours with high joint travel ratio tend to be short and local, such as tours of

chauffeuring children to school. The positive indirect effects of trip chaining on travel

distances are because of the negative directs effects of trip chaining to joint travel and

from joint travel to travel distances. This implies that the tour complexity also increases

travel distances indirectly through joint travel. The total effects of trip chaining to travel

distances are the sum of its direct and indirect effects. The results show that the positive

total effects on travel distance are reinforced by the positive direct and indirect effects.

5.3 Direct Effects of Socio-demographics on Travel Behavior in the Tour-level Model

According to Table 12, most socio-demographic variables have significant direct

effects on travel behavior. Consistent with the recent research (Akar et al., 2016; Elldér,

2014; Jahanshahi, Jin, & Williams, 2015), females are found to make shorter tours than

males. The positive effects of being a female on joint travel mean that women are more

likely to travel with household members as compared to men. This is probably due to the

fact that females are more dependent on others in terms of traveling and participating in

out-of-home activities. It may be also because females are more apt to be involved in

parenting activities. Age poses a negative influence on trip chaining, showing that older

travelers tend to make simple home-based tours.

The possession of a driver’s license has significant influence on trip chaining,

joint travel, and travel distances. The model results show that driver’s license ownership

is negatively related to trip chaining, which indicates that licensed drivers tend to make

simple tours. The driver’s license ownership negatively affects joint travel. This can be

96

explained by the fact that people without driver’s licenses are more reliant on those with

licenses in an auto-oriented environment. In addition, people with driver’s license are

inclined to travel longer distances, which is similar to the findings in existing studies

(Akar et al., 2016; Mercado & Páez, 2009; Morency, Paez, Roorda, Mercado, & Farber,

2011; Schmöcker, Quddus, Noland, & Bell, 2005).

Consistent with the findings of Lin and Wang (2014), the negative effects of

being employed on joint travel reveal that workers have higher propensities to travel

alone. Due to workers’ less flexible daily schedules, they may have fewer intra-household

interactions on traveling with their household members. In agreement with previous

literature (Akar et al., 2016; Liu, 2012; Mercado & Páez, 2009; Schmöcker et al., 2005),

workers are more likely to travel longer distances. The positive effects of transit pass

ownership on trip chaining reveal that pass owners tend to make complex tours. This is

probably because they tend to use public transit, which may require transfers to arrive at

travelers’ desired destinations. Susilo and Kitamura (2008) argue that transit pass holders

have greater propensities to visit non-work places near transit stops on their commute

routes.

With respect to the direct effects of household attributes, Table 12 reports that

household size negatively affects tour complexity and travel distances. Similar to the

findings of Kitamura and Susilo (2005) and Susilo and Kitamura (2008), people from

larger households tend to make shorter and simpler tours. Wallace et al. (2000) indicate

that larger households may have greater numbers and variety of destinations, which

decrease the propensity of making complex home-based tours. As expected, household

97

size appears to be positively associated with the ratio of joint travel. This shows that

individuals from large households are more likely to travel with household members,

which is consistent with the findings of Chandrasekharan and Goulias (1999). Household

income is positively associated with travel distances, which implies that household

income may be viewed as a resource constraint while traveling. Since wealthier families

may be less sensitive to travel costs, they may be less likely to combine trip segments to

save money.

The number of household vehicles affects joint travel and travel distances

differently: increasing number of household vehicles decreases joint travel but increases

travel distances. Households are prompted to coordinate their travel schedules if fewer

household vehicles are available. The findings could be explained by the fact that

household vehicle ownership is also considered as a resource constraint for traveling.

5.4 Direct Effects of Urban Form Factors on Travel Behavior in the Tour-level Model

The model results in Table 12 reveal that the urban form factors are influential

determinants of travel behavior at tour origins (i.e., household locations) as well as the

tour destinations (i.e., out-of-home primary activity locations). Similar to the findings of

Kitamura and Susilo (2005) and Antipova and Wang (2010), high residential density at

residence neighborhoods is found to increase tour complexity. The estimated results show

residential density at tour origins and destinations negatively affect travel distances,

implying that the tours people start and end in compact residential areas tend to be short.

The retail density at tour destinations is positively associated with joint travel. This

98

implies that people may tend to travel jointly when their primary activities are located in

retail intensive areas. At tour origins, it is reasonable to see that the effects of retail

density and non-retail density on activity-travel patterns are opposite. The retail density

influences trip chaining and joint travel negatively, whereas the non-retail density affects

both activity-travel patterns positively.

Intersection density and bus stop density capture the street connectivity and public

transit accessibility respectively. The results demonstrate that intersection density at tour

destinations decreases the ratio of joint travel. As anticipated, the negative effects of

intersection density at tour origins imply that people who live in neighborhoods with

better street connectivity are more likely to make short tours. Increasing bus stop density

at tour destinations increases tour complexity and travel distances. This could be

explained by the fact that people traveling to areas with better transit facilities tend to

make complex tours and travel further.

The job-population index measures the balance of employment and residential

population. It affects travel distances negatively at both tour origins and destinations. The

index increases the propensity of traveling jointly at origins and destinations. The results

show that people are inclined to travel with family companions and make shorter tours if

they live in or travel to areas with a well-balanced ratio of employment and population,

such as commercial and residential mix areas.

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5.5 Indirect Effects of Exogenous Variables on Travel Behavior in the Tour-level Model

Two activity-travel patterns, trip chaining and joint travel, are used as mediating

variables of the resulting travel distances in the tour-level model. The indirect effects in

Table 12 show that some of the exogenous variables affect travel distances through

activity-travel patterns indirectly. The model results suggest that while the indirect effects

of some socio-demographics are channeled through either one of the patterns, others are

channeled through both. For example, the negative indirect effects of being a female on

travel distances are through joint travel only. The positive indirect effects of employment

status and the number of household vehicles on travel distances are only channeled via

joint travel. On the other hand, driver’s license ownership and household size have

indirect effects on travel distances via both activity-travel patterns. These two exogenous

variables have negative indirect effects on travel distances.

The analysis reveals that the indirect effects of most urban form variables at tour

origins and destinations are statistically significant. Most urban form factors affect travel

distances indirectly through either one of activity-travel patterns. For instance, the

positive indirect effects of bus stop density at tour destinations are only channeled

through trip chaining. On the other hand, the job-population index at tour origins and

destinations has negative indirect effects through joint travel. Furthermore, the model

results indicate that some urban form factors affect the travel distances indirectly only.

The retail density at tour destinations decreases travel distances indirectly through

increasing the propensity of joint travel. In contrast, increasing non-retail density at tour

origins increases travel distances indirectly via both activity-travel patterns. These

100

findings suggest that some urban form variables may not directly affect travel distances,

but may have indirect effects on tour distances through joint travel and/or trip chaining.

5.6 Total Effects of Exogenous Variables on Travel Behavior in the Tour-level Model

The total effects are measured as the sum of direct and indirect effects. Table 12

shows that most total effects of exogenous variables on travel distances keep the same

signs as the corresponding direct effects or indirect effects. Nearly all socio-demographic

variables affect travel distances significantly at the 95 percent confidence level. The

absolute magnitudes of standardized total effects help determine which variables have

greater influences on travel distances. The results suggest that employment status has the

strongest effect on travel distances among personal characteristics. Among household

attributes, household size influences the resulting travel distances the most.

With regard to urban form factors, all total effects of the measures at tour origins

and destinations on travel distances are statistically significant except for intersection

density at tour destinations. In addition, residential density, non-retail density, bus stop

density, and job-population index affect travel distances at destinations more than they do

at tour origins. This finding indicates that significant influence of urban form on travel

distances exists not only at household locations but also at primary activity locations.

Based on the absolute magnitudes of standardized total effects, travel distances are

affected by job-population index the most at tour destinations and by intersection density

at tour origins.

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Table 12. Estimation Results for the Tour-level Model (Standardized Effects)

Travel distances Joint travel Trip chaining

Types of Effects Direct Indirect Total Direct Indirect Total Direct Total

Endogenous variables: Joint travel and Trip chaining

Joint travel -0.023 (0.014)

-0.023 (0.014)

Trip chaining 0.426

(<0.01) 0.001

(0.031) 0.427

(<0.01) -0.022 (0.021)

-0.022 (0.021)

Exogenous variables: Personal Socio-demographics

Female -0.044 (<0.01)

-0.001 (0.018)

-0.045 (<0.01)

0.037 (<0.01)

0.037 (<0.01)

Age

-0.014 (0.019)

-0.014 (0.019)

0.001 (0.035)

0.001 (0.035)

-0.032 (0.012)

-0.032 (0.012)

Driver’s license ownership 0.058

(<0.01) -0.02

(<0.01) 0.037

(<0.01) -0.032 (0.029)

0.001 (0.022)

-0.031 (0.030)

-0.049 (<0.01)

-0.048\9 (<0.01)

Employed status 0.108

(<0.01) 0.012 (0.02)

0.120 (<0.01)

-0.133 (<0.01)

-0.133 (<0.01)

Transit pass ownership

0.026 (0.01)

0.026 (<0.01)

-0.001 (0.022)

0.060 (<0.01)

0.060 (<0.01)

Exogenous variables: Household Socio-demographics

Household size -0.057 (<0.01)

-0.023 (<0.01)

-0.080 (<0.01)

0.106 (<0.01)

0.001 (0.022)

0.107 (<0.01)

-0.048 (<0.01)

-0.048 (<0.01)

Household income 0.043

(<0.01) -0.015 (0.012)

0.028 (0.049)

0.001 (0.023)

0.001 (0.023)

-0.036 (<0.01)

-0.036 (<0.01)

Household vehicle 0.041

(<0.01) 0.003

(0.018) 0.044

(<0.01) -0.134 (<0.01)

-0.134 (<0.01)

No children presence (base case)

Youngest child’s age up to 5

Youngest child’s age 6 to 10

Youngest child’s age 11 to 15

-0.001a (0.063)

-0.001a (0.063)

0.026 a (0.051)

0.026 a (0.051)

Youngest child’s age 16 to 18

(CONTINUED)

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Table 12. (cont.) Estimation Results for the Tour-level Model (Standardized Effects) Travel distances Joint travel Trip chaining

Types of Effects Direct Indirect Total Direct Indirect Total Direct Total

Exogenous variables: Urban form at tour destinations

Residential density -0.056 (<0.01)

-0.056 (<0.01)

Retail density

-0.001 (0.016)

-0.001 (0.016)

0.036 (<0.01)

0.036 (<0.01)

Non-retail density 0.067

(<0.01)

0.067 (<0.01)

Intersection density

0.001 (0.014)

0.031a (0.090)

-0.058 (<0.01)

-0.058 (<0.01)

Bus stop density 0.043

(0.021) 0.023

(<0.01) 0.066

(<0.01)

-0.001 (0.021)

-0.001 (0.021)

0.054 (<0.01)

0.054 (<0.01)

Job-population index -0.068 (<0.01)

-0.001 (0.042)

-0.069 (<0.01)

0.028 (0.032)

0.028 (0.032)

Exogenous variables: Urban form at tour origins

Residential density -0.059 (0.012)

0.014 (0.020)

-0.044 (0.034)

-0.001 (0.04)

-0.001 (0.04)

0.033 (0.020)

0.033 (0.020)

Retail density -0.025 (<0.01)

-0.044 (<0.01)

-0.059 (<0.01)

0.001 (0.021)

-0.057 (<0.01)

-0.061 (<0.01)

-0.061 (<0.01)

Non-retail density

0.018 (0.027)

0.018 (0.027)

0.04 (<0.01)

-0.001 (0.040)

0.039 (0.011)

0.045 (0.022)

0.045 (0.022)

Intersection density -0.056 (<0.01)

-0.056 (<0.01)

Bus stop density -0.038 (<0.01)

0.001 (0.033)

-0.038 (<0.01)

-0.024 (0.023)

-0.024 (0.023)

Job-population index -0.046 (<0.01)

-0.001 (0.031)

-0.047 (<0.01)

0.029 (0.021)

0.029 (0.021)

Note: Coefficients in bold type are statistically significant at the 95% level; p-values are shown in parenthesis; superscript a means coefficients are statistically significant

at the 90% level

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Figure 19. Illustration of Direct Effects in the Tour-level Model

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Chapter 6: Results and Discussions of the Individual-level Model

The individual-level model investigates the relationships between activity-travel

patterns, travel demand, socio-demographics, and urban form at the individual level. The

sample data used in the structural analysis include 6,599 auto tours traveled by 4,189

individuals from 2,298 households in the Cleveland Metropolitan Area. Figure 20 shows

the framework of the individual-level model. Trip chaining and joint travel are two

activity-travel patterns at the individual level, which are measured as the number of stops

per auto tour and ratio of joint travel per auto tour. The number of auto tours and VMT

traveled by an individual are considered as two individual travel demand outcomes.

Personal and household attributes characterize socio-demographics in the analysis. The

urban form factors only include residential built environment features in the model. This

chapter discusses the results derived from the individual-level model. Table 13 shows the

model fit indices and Table 14 reports the relationships among travel behavior, socio-

demographics, and urban form factors. Figure 21 presents the paths with standardized

direct effects between endogenous and exogenous variables at the individual level. All

coefficients in the individual -level model are investigated and only those with p-values

less than 0.1 are kept and discussed

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Figure 20. Model Framework at the Individual Level

The first section presents the model fit indices. The effects among different

aspects of travel behavior are shown in the second section. The third and fourth sections

discuss the direct effects of socio-demographics and residential urban form factors. The

indirect and total effects of exogenous variables are reported in the last two sections.

6.1 Model Fit Indices for the Individual-level Model

The commonly used model fit indices in the individual-level model and the

recommended cut-off values are presented in Table 13. The χ2 value is 36.009 with 34

degrees of freedom, which yields the p-value for χ2 to be 0.375 and the ratio of χ2 to

degrees of freedom is 1.059. These values suggest that the model fits the data very well

and cannot be rejected (Schermelleh-Engel et al., 2003). Other indices such as RMSEA,

CFI, and SRMR are also within the range of recommended cut-off values (RMSEA =

0.004, CFI = 0.990, TLI = 0.990, and SRMR = 0.005). All the reported model fit indices

show that this individual-level model fits the data well (Hu & Bentler, 1999; Mueller &

Hancock, 2010).

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Table 13. Model Fit Indices of the Individual-level Model

Model fit indices Value Recommended cut-off values

χ2 36.009

degree of freedom 34

χ2 / degree of freedom 1.059

χ2 P-value 0.375 >0.05

RMSEA 0.004 <0.08

CFI 0.990 >0.90

SRMR 0.005 <0.05

6.2 Links Between Activity-travel Patterns and Travel Demand in the Individual-level

Model

The standardized direct, indirect, and total effects among activity-travel patterns

and travel demand are shown in Table 14. The model results reveal that while trip

chaining does not have significant direct effects on joint travel, its direct effects on other

travel outcomes are significant as expected: trip chaining has negative direct effects on

the number of auto tours and positive direct effects on VMT. The findings indicate that

people with greater tour complexity tend to make fewer auto tours but they are expected

to generate more VMT. On the other hand, joint travel has positive direct effects only on

auto tour generation. This could be explained by the fact that people who have greater

travel demand may have a greater level of joint travel to achieve greater efficiency of

time use. Intuitively, the model results suggest that increasing the number of auto tours

increases individual VMT.

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Both trip chaining and joint travel have significant indirect effects on VMT

through the number of auto tours. These two activity-travel patterns have opposite

indirect effects on VMT because the signs of their direct effects on auto tour generation

are in different directions. The model outcomes indicate while trip chaining has negative

indirect effects on VMT, the indirect effects of joint travel on VMT are positive. This

means that increasing tour complexity indirectly reduces VMT by decreasing the number

of tours. In contrast, joint travel ratio indirectly increases VMT through increasing the

number of auto tours.

The total effects of the number of auto tours, joint travel, and trip chaining on

VMT are positive. The total effects of tour generation on VMT keep the same signs and

magnitudes due to its direct effects on VMT and lack of the indirect effects. The total

effects of trip chaining on VMT have the same sign as its direct effects. The magnitude of

total effects is weakened through the negative indirect effects. This implies that although

tour complexity has overall positive effects on VMT, a small decrease brought about by

the number of auto tours is observed.

6.3 Direct Effects of Socio-demographics on Travel Behavior in the Individual-level

Model

Several key socio-demographics greatly explain activity-travel patterns and the

resulting travel demand in the individual-level model. The results show that most socio-

demographics have significant direct effects on joint travel, the number of auto tours, and

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VMT. Among personal characteristics, most effects on joint travel are in the same

direction as at the tour-level model. For example, females tend to travel with other family

members as compared to males. On the other hand, driver’s license ownership, being

employed, and having a transit pass are negatively correlated with joint travel.

The influence of most exogenous personal attributes on travel demand is

consistent with existing research. For instance, the model results indicate that women

generate fewer VMT than men, which echoes the findings from existing research (Akar et

al., 2016; Sun, Ermagun, & Dan, 2016; Zhang et al., 2012). Consistent with the existing

literature (Akar et al., 2016; Lu & Pas, 1999), driver’s license holders tend to drive more

and further. Workers generate fewer auto tours, which may be because of their less

flexible schedules. Workers tend to travel further than non-workers do, which is

consistent with previous studies (Akar et al., 2016; Heres-Del-Valle & Niemeier, 2011;

Liu, 2012; Lu & Pas, 1999). The transit pass holders tend to have fewer auto tours. Such

finding is expected, considering they are more willing to use public transit for travel than

their counterparts.

The household characteristics have strong associations with joint travel, the

number of auto tours, and VMT in this study. The direct effects of some household

characteristics on joint travel are in the same direction as in the tour-level model:

household size is positively associated with joint travel and the number of household

vehicles is negatively related to the propensity of traveling with family members.

Echoing with the findings of previous studies (Hong et al., 2014; Zhang et al., 2012),

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people from larger households are more likely to have fewer VMT. Travelers from

wealthier households tend to drive further, which is consistent with previous studies

(Akar et al., 2016; Cervero & Murakami, 2010; Hong et al., 2014).

The household structure is a critical factor that influences different aspects of

individual travel behavior. The negative sign of percentage of household drivers indicates

as the proportion of licensed drivers in the household increases, individuals drive less

frequently. The presence and age stage of children in the household affect trip chaining

and tour generation. The model results show that the direct effects of households with the

youngest child between the ages of 6 and 10 and households with the youngest child

between the ages of 11 and 15 on auto tour generation are significant and positive. This

finding corresponds to several previous studies (Golob, 2000; Manoj & Verma, 2015;

Noland & Thomas, 2007), which may be explained by the fact that the households with

children have greater need of assisting the children in participating in out-of-home

activities than the counterparts.

6.4 Direct Effects of Residential Urban Form Factors on Travel Behavior in the

Individual-level Model

The results in Table 14 indicate that most residential urban form factors have

significant direct effects on the individual travel behavior. Consistent with the results of

prior studies (Cervero & Murakami, 2010; Ding & Lu, 2016; Hong et al., 2014; Liu &

Shen, 2011; Zhang et al., 2012), people who live in high residential density areas tend to

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generate fewer VMT. The direct effects of retail density on individual VMT and joint

travel are negative, implying that individuals who reside in high retail density

neighborhoods are less likely to travel with household members and travel further.

Consistent with Frank et al. (2008) and Van Acker and Witlox (2010), the retail density is

also negatively related to trip chaining. The positive effects of non-retail density on joint

travel indicate that people living in high non-retail density areas tend to travel with

household members.

Intersection and bus stop density variables measure how street connectivity and

transit facilities contribute to individuals’ auto travel behavior. Intersection density is

positively correlated with the complexity of auto tours, which is consistent with the

findings of Frank et al. (2008). A high intersection density neighborhood may represent a

pedestrian friendly environment (Hong et al., 2014). As expected, the analysis finds that

intersection density poses negative influence on VMT. This finding is consistent with

previous literature indicating that increasing intersection density reduces the use of

private vehicles and VMT (Etminani-Ghasrodashti & Ardeshiri, 2016; Hong et al., 2014).

Bus stop density is positively associated with the ratio of joint travel, implying that better

transit proximity provides more transportation alternatives and thus decreases the need

for auto joint travel. The job-population index captures land-use mix by measuring the

balance of employment and population in this analysis. Supporting the findings of many

previous studies (Ewing et al., 2011; Hong et al., 2014; Jiang et al., 2016; Kuzmyak,

2009; Zhang et al., 2012), the index is negatively related to individual VMT. This

indicates that people living in well-mixed neighborhoods tend to drive less.

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6.5 Indirect Effects of Exogenous Variables on Travel Behavior in the Individual-level

Model

The analysis results in Table 14 show that some socio-demographics and urban

form factors have significant effects on the number of auto tours and VMT indirectly

through trip chaining and joint travel. Based on the model outcomes, all personal

characteristics have significant indirect effects on auto tour generation and VMT. In

addition, the direct and indirect effects of some exogenous variables have different signs,

whereas others have the same. For example, owning a driver’s license has positive direct

effects but negative indirect effects on auto tour generation. Being employed has positive

direct effects but negative indirect effects on VMT. On the other hand, the direct and

indirect effects of driver’s license ownership on VMT are both positive. The direct and

indirect effects of employment status and transit pass ownership on auto tour generation

are negative. As compared to personal characteristics, fewer household attributes have

significant indirect effects on the frequency of auto tours and VMT. Household size and

having a child between the ages of 6 to 10 have positive indirect effects on the number of

auto tours and VMT respectively. The number of household vehicles and percentage of

household licensed drivers have negative indirect effects on the number of auto tours and

VMT respectively.

As for the indirect effects of residential urban form factors, Table 14 shows that

the direct and indirect effects of intersection density and job-population index on VMT

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have opposite signs. In contrast, the direct and indirect effects of retail density are both

negative on VMT. Non-retail density and intersection density have significant indirect

effects on the number of auto tours channeled via different activity-travel patterns. While

increasing non-retail density increases auto tour generation indirectly through joint travel,

increasing intersection density decreases auto tour generation indirectly via trip chaining.

6.6 Total Effects of Exogenous Variables on Travel Demand in the Individual-level

Model

Consistent with the trends of the tour-based model, most total effects of socio-

demographics and urban form on individual travel demand are statistically significant and

keep the same signs as the corresponding direct effects. The magnitudes of some total

effects are different from the corresponding direct effects because they are either

reinforced or weakened through the direct and indirect effects. For instance, the

magnitude of total effects of driver’s license ownerships on VMT is greater than the

corresponding direct effects. It is due to the fact that the total effects are reinforced

through the direct and indirect effects. On the contrary, the magnitude of total effects of

employment status on VMT is smaller than its direct effects as the total effects are

weakened through the corresponding positive direct effects and negative indirect effects.

Among socio-demographics, the total effects of driver’s license ownerships on VMT and

the total effects of employment status and transit pass ownership on the number of auto

tours are reinforced through their direct and indirect effects. The total effects of driver’s

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license ownership on the number of auto tours and the total effects of employment status

on VMT are weakened through their opposite direct and indirect effects. Similar trends

are shown for the effects of residential urban form. The total effects of retail density on

VMT are reinforced, whereas the total effects of job-population index are weakened.

Based on the absolute magnitudes of standardized total effects, auto tour

generation is affected by the driver’s license ownership the most among the socio-

demographics and by intersection density the most among urban form factors.

Employment status has the strongest effect on VMT among socio-demographics and

retail density affects VMT the most among urban form variables.

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Table 14. Estimation Results for the Individual-level Model (Standardized Effects)

Ln(Individual VMT) Number of Auto Tours Join Travel Trip Chaining

Direct Indirect Total Direct Indirect Total Direct Total Direct Total

Endogenous variables:

Number of Auto Tours 0.393

(<0.01)

0.393 (<0.01)

Joint travel

0.026 (<0.01)

0.026 (<0.01)

0.065 (<0.01)

0.065 (<0.01)

Trip chaining 0.371

(<0.01) -0.048 (<0.01)

0.322 (<0.01)

-0.123 (<0.01)

-0.123 (<0.01)

Exogenous variables: Personal Socio-demographics

Female -0.036 (0.037)

0.001 (<0.01)

-0.034 (0.036)

0.003 (<0.01)

0.003 (<0.01)

0.051 (<0.01)

0.051 (<0.01)

Driver’s license ownership 0.044

(<0.01) 0.062

(<0.01) 0.106

(<0.01) 0.165

(<0.01) -0.007 (<0.01)

0.158 (<0.01)

-0.106 (<0.01)

-0.106 (<0.01)

Employed status 0.157

(<0.01) -0.031 (<0.01)

0.126 (<0.01)

-0.066 (<0.01)

-0.012 (<0.01)

-0.078 (<0.01)

-0.188 (<0.01)

-0.189 (<0.01)

Transit pass ownership

-0.024 (<0.01)

-0.024 (<0.01)

-0.059 (<0.01)

-0.002 (0.036)

-0.061 (<0.01)

-0.035 (0.040)

-0.035 (0.036)

Exogenous variables: Household Socio-demographics

Household size -0.057 (<0.01)

0.018 (<0.01)

-0.039 (<0.01)

0.038 (0.034)

0.008 (<0.01)

0.045 (0.046)

0.118 (<0.01)

0.118 (<0.01)

Household income 0.074

(<0.01)

0.074 (<0.01)

Household vehicle

-0.04 (<0.01)

-0.04 (<0.01)

-0.01 (<0.01)

-0.01 (<0.01)

-0.155 (<0.01)

-0.155 (<0.01)

Driver percentage

-0.034 (<0.01)

-0.034 (<0.01)

-0.086 (<0.01)

-0.086 (<0.01)

No children presence (base case)

Youngest child’s age up to 5

Youngest child’s age 6 to 10 0.016

(0.039)

0.016

(0.039)

0.042

(0.039)

0.042

(0.039)

Youngest child’s age 11 to 15

0.019 (0.049)

0.019 (0.049)

0.070 (<0.01)

0.005 (0.023)

0.075 (<0.01)

0.030 a (0.082)

0.030 a (0.082)

-0.028 a (0.07)

-0.028 a (0.07)

Youngest child’s age 16 to 18

(CONTINUED)

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Table 14. (cont.) Estimation Results for the Individual-level Model (Standardized Effects)

Ln(Individual VMT) Number of Auto Tours Join Travel Trip Chaining

Direct Indirect Total Direct Indirect Total Direct Total Direct Total

Exogenous variables: Urban form at tour origins

Residential density -0.062

(0.015)

0.013 a

(0.51) -0.049

(0.038) 0.032 a

(0.051) 0.032 a

(0.051)

Retail density -0.060

(<0.01)

-0.014

(0.016)

-0.074

(<0.01) -0.057

(<0.01)

-0.057

(<0.01)

-0.038

(0.025)

-0.038

(0.025)

Non-retail density 0.022

(<0.01) 0.004

(<0.01)

0.004

(<0.01)

0.058

(<0.01)

0.058

(<0.01)

Intersection density -0.065

(0.018)

0.022

(<0.01)

-0.044 a

(0.067) -0.008

(<0.01)

-0.008

(<0.01) 0.067

(<0.01)

0.067

(<0.01)

Bus stop density -0.01

(0.019) -0.002

(0.019) -0.002

(0.019) -0.038

(0.019)

-0.038

(0.019)

Job-population index -0.066

(<0.01)

0.01

(<0.01)

-0.062

(<0.01) 0.003

(<0.01) 0.003

(<0.01) 0.051

(<0.01)

0.051

(<0.01)

Note: Coefficients in bold type are statistically significant at the 95% level; p-values are shown in parenthesis; superscript a means coefficients are statistically significant

at the 90% level

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Figure 21. Illustration of Direct Effects in the Individual-level Model

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Chapter 7: Results and Discussions for Household-level Model

The household-level model uses households as the unit of analysis and examines

the connections among household characteristics, residential urban form factors, and

household travel behavior. The sample data used in this model are the 6,599 auto tours

that are traveled by 2,298 households. Figure 22 depicts the model framework at the

household level. The household travel behavior includes activity-travel patterns and

travel demand at the household level, which are considered as endogenous variables. The

activity-travel patterns, trip chaining and joint travel, are calculated as the number of

stops per tour and the ratio of joint travel per auto tour respectively for each household.

Two travel demand outcomes in the model are the number of auto tours and VMT

generated by households. The exogenous variables in the model are household attributes

and residential urban form factors. This chapter discusses the results of the household-

level model. Table 15 demonstrates the indices of model fit. Table 16 reports the analysis

results, including the direct, indirect, and total effects.

Figure 23 shows the paths with standardized direct effects between endogenous

and exogenous variables at the household level. All effects in the model are estimated

and only those with p-values less than 0.1 are kept and reported.

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Figure 22. Model Framework at the Household Level

Chapter 7 starts with the discussion of model fit indices. The second section

presents the relationships among trip chaining, join travel, number of auto tours, and

VMT at the household level. The third and forth sections show the direct effects of

household attributes and urban form factors on the household travel behavior. Finally, the

indirect and total effects of exogenous variables are discussed.

7.1 Model Fit Indices for the Household-level Model

Table 15 shows several model fit indices of the home-level model and the

corresponding recommended cut-off values. The value of χ2 and degrees of freedom are

15.218 and 25 respectively. The p-value for the χ2 is 0.936, which is greater than 0.05.

This indicates that the model cannot be rejected. The ratio between χ2 and degrees of

freedom is 0.609, which is an indicator of a good fit (Schermelleh-Engel et al., 2003).

Other measures of fit, such as root-mean-square error of approximation (RMSEA =

0.001), comparative fit index (CFI=0.99), and standardized root mean square residual

(SRMR=0.006) are found to be in the acceptable range. The reported indices indicate that

119

the household-level model is a good-fitting model (Hu & Bentler, 1999; Mueller &

Hancock, 2010).

Table 15. Model Fit Indices of the Household-level Model

Model fit indices Value Recommended cut-off values

χ2 15.218

degree of freedom 25.000

χ2 / degree of freedom 0.609

χ2 P-value 0.936 >0.05

RMSEA 0.001 <0.08

CFI 0.995 >0.90

SRMR 0.006 <0.05

7.2 Links Between Activity-travel Patterns and Travel Demand in the Household-level

Model

Based on Table 16, most effects of trip chaining and joint travel on the number of

auto tours and VMT are statistically significant with expected signs. The positive direct

effects of trip chaining on the number of auto tours and VMT implies that as tour

complexity increases, the number of auto tours is expected to decrease and household

VMT is anticipated to increase. Similar to the findings of the individual-level model, trip

chaining has opposite direct effects on two travel demand outcomes at the household

level. The results may be explained by the fact that households with greater diversity of

activities tend to combine more trip segments to reduce the additional home-based tours.

The other activity-travel pattern, joint travel, also has opposite direct effects on the

number of auto tours and VMT. The joint travel is positively associated with the number

of auto tours and negatively related to VMT, showing that households with greater

propensity to travel jointly are more likely to make more tours but less likely to drive

further. One possible explanation is that households with greater travel demand may have

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greater levels of inter-household coordination to achieve efficient time use. The results

are consistent with the findings in the tour-level model revealing that tours with high joint

travel ratio tend to be short and local tours. As anticipated, the number of auto tours has

positive direct effects on household VMT.

The indirect effects of trip chaining and joint travel on VMT are both statistically

significant. While trip chaining has negative indirect effects on VMT through the number

of auto tours, joint travel poses positive indirect effects on VMT. Trip chaining brings

about a decrease in VMT by decreasing the number of auto tours. On the other hand, joint

travel brings about an increase in VMT by increasing the number of auto tours. The total

effects of trip chaining and joint travel on household VMT are calculated by summing up

their direct effects and indirect effects. The structural analysis finds that the total effects

of trip chaining and joint travel are weakened by the corresponding direct effects. The

total effects of the number of auto tours on VMT are the same as its direct effects since

the absence of indirect effects. These mixed effects suggest planners the importance of

the potential impacts of activity-travel patterns on the resulting travel demand.

7.3 Direct Effects of Socio-demographic on Travel Behavior in the Household-level

Model

The socio-demographics in the model are the household attributes. Based on

Table 16, some household attributes have significant influence on trip chaining and joint

travel, while most household attributes significantly affect the number of auto tours and

VMT. Consistent with the findings of existing studies (Chung, Kim, Lee, & Choi, 2004;

Noland & Thomas, 2007; Wallace et al., 1999), larger households generate more auto

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tours. As for the effects on activity-travel patterns, household size poses positive effects

on joint travel. These findings are consistent with previous studies, which indicate that

the tours from larger households are more likely to be joint tours (Chandrasekharan &

Goulias, 1999; Wallace et al., 2000). The possible explanation could be that larger

households may have greater intra-household interactions and greater varieties of

activities to participate in, which increase the joint travel propensity.

The model results show that household income is positively correlated with the

number of auto tours and VMT, implying that the wealthier families tend to make more

auto tours and drive further. The findings echo the existing literature which suggest that

the households with higher income levels may have higher propensities to participate in

out-of-home recreational and leisure activities, resulting in more auto tours and VMT

(Jang, 2005; Wallace et al., 1999). Consistent with previous studies (Liu & Shen, 2011;

Manoj & Verma, 2015; Stead, 1999), the number of household vehicles is positively

associated with VMT. The analysis shows that the number of household vehicles has

negative effects on joint travel. Chandrasekharan and Goulias (1999) point out that

households with fewer vehicles may be motivated to make joint trips. As expected, the

percentage of licensed drivers in the household has significant effects on the number of

auto tours and VMT: as the percentage of licensed drivers in the household increases, the

number of auto tours and VMT increases.

With respect to the effects of presence and age stages of children in the

household, the analysis finds that households with the youngest child between the ages of

11 to 15 are more likely to make simple tours and travel jointly with other household

members than those without children. The model results indicate strong associations

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between the number of auto tours and the presence and age stages of children in the

household. All categorical variables of age stages are positively associated with auto tour

generation except for households with youngest child’s age up to five as compared to

those without children.

7.4 Direct Effects of Urban Form Factors on Travel Behavior in the Household-level

Model

The model results in Table 16 report that residential urban form factors have

significant effects on household travel behavior. The findings on residential density, retail

density, and non-retail density are consistent with the findings of previous two models

and studies (Frank et al., 2008; Liu, 2012; Van Acker & Witlox, 2010; Zhang et al.,

2012). Residential density and non-retail density have positive effects on trip chaining.

Households residing in high retail density neighborhoods tend to make simple tours and

generate fewer VMT. Some research indicates that high retail density neighborhoods

have better walkability. People may drive less and walk more if they reside in areas with

greater retail employment density (Boarnet & Crane, 2001; Cho & Rodríguez, 2015;

Zhang et al., 2012).

The intersection density and bus stop density have significant effects on the

household travel behavior. Increasing intersection density is found to decrease household

VMT. This finding implies that households living in areas with better street connectivity

are less likely to drive longer distances and echoes the findings of Hong et al. (2014). The

model results show that as bus stop density increases, the tendency of joint travel

decreases. As expected, job-population index is negatively correlated with household

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VMT. As this index captures land-use mix and the balance of employment and resident

population, the analysis suggests that households residing in well-mixed neighborhoods

tend to drive less.

7.5 Indirect Effects of Exogenous Variables on Travel Behavior in the Household-level

Model

The indirect effects of household attributes and residential urban form factors on

the number of auto tours and VMT are provided in Table 16. The model results indicate

that the indirect effects of most household attributes on the number of auto tours and

VMT are statistically significant. In addition, while some household attributes have

significant indirect effects on both travel demand outcomes, others have indirect effects

on either the number of auto tours or VMT. For example, household size, household

income, the number of household vehicles, and households with the youngest child

between the ages of 11 to 15 have indirect effects on both the number of auto tours and

VMT. The findings are due to the fact that these variables have significant direct effects

on trip chaining and/or joint travel. In addition, trip chaining and joint travel have

significant direct effects on the number of auto tours and VMT. Conversely, the

percentage of licensed drivers in the household, households with the youngest child

between the ages of 6 to 10, and households with the youngest child between the ages of

16 to 18 affect either the number of auto tours or VMT indirectly.

The indirect effects of residential urban form variables are presented in Table 16.

According to the analysis outcomes, only residential density and retail density have

significant indirect effects on household VMT. Residential density has negative indirect

124

effects on tour generation through trip chaining. The negative indirect effects of retail

density on VMT are mediated via trip chaining.

7.6 Total Effects of Exogenous Variables on Travel Demand in the Household-level

Model

Table 16 reports that most exogenous variables have statistically significant total

effects on the number of auto tours and VMT. Similar to the trends in the tour-level

model and the individual-level model, the total effects of some exogenous variables in the

household-level model are either reinforced or weakened by the corresponding direct and

indirect effects. For example, the total effects of household income, the number of

household vehicles, and the percentage of licensed drivers in the household on VMT are

reinforced through their direct and indirect effects. On the contrary, the positive total

effects of household income on the number of auto tours are weakened by its negative

indirect effects. The total effects of some other household attributes are equal to either

direct or indirect effects. For instance, the total effects of household size on VMT are the

same as its indirect effects. The total effects of the percentage of licensed drivers in the

household on the number of auto tours are equal to its direct effects. The findings are due

to the lack of direct effects on household VMT or indirect effects on the number of auto

tours. The absolute magnitudes of the coefficients tell which of household attributes have

greater influence on the number of auto tours and VMT. The standardized coefficients

reveal that household size is the strongest variable affecting auto tour generation and

VMT.

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As for the total effects of residential urban form factors, the residential density has

negative total effects on the number of auto tours, whereas retail density, intersection

density, and job-population index have negative total effects on VMT. Among residential

urban form factors, the absolute magnitudes of standardized total effects indicate that

residential density affects the number of auto tours the most. The retail density is the

strongest variable influencing household VMT in the model.

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Table 16. Estimation Results for the Household-level Model (Standardized Effects)

Ln(Household VMT) Number of Auto Tours Join Travel Trip Chaining

Direct Indirect Total Direct Indirect Total Direct Total Direct Total

Endogenous variable

Number of Auto Tours 0.538

(<0.01)

0.538

(<0.01)

Joint travel -0.079

(<0.01)

0.031

(<0.01)

-0.048

(0.016)

0.058

(<0.01)

0.058

(<0.01)

Trip chaining 0.310

(<0.01)

-0.052

(<0.01)

0.257

(<0.01)

-0.097

(<0.01)

-0.097

(<0.01)

Exogenous variables: Household Socio-demographics

Household size

0.174

(<0.01)

0.174

(<0.01)

0.360

(<0.01)

0.013

(<0.01)

0.373

(<0.01)

0.139

(<0.01)

0.139

(<0.01)

-0.051a

(0.058)

-0.051a

(0.058)

Household income 0.051

(0.013)

0.067

(<0.01)

0.118

(<0.01)

0.108

(<0.01)

-0.01

(<0.01)

0.098

(<0.01)

-0.176

(<0.01)

-0.176

(<0.01)

Household vehicle 0.105

(<0.01)

0.003

(0.018)

0.108

(<0.01)

-0.003

(<0.01)

-0.003

(<0.01)

-0.053

(<0.01)

-0.053

(<0.01)

Driver percentage 0.038

(0.032)

0.085

(<0.01)

0.123

(<0.01)

0.183

(<0.01)

0.188

(<0.01)

No children presence (base case)

Youngest child’s age up to 5

Youngest child’s age 6 to 10

0.031

(0.019)

0.031

(0.019)

0.057

(0.019)

0.057

(0.0190

Youngest child’s age 11 to 15

0.088

(<0.01)

0.088

(<0.01)

0.186

(<0.01)

0.007

(<0.01)

0.193

(<0.01)

0.052

(<0.01)

0.052

(<0.01)

-0.038

(0.041)

-0.038

(0.041)

Youngest child’s age 16 to 18

0.044

(<0.01)

0.044

(<0.01)

0.081

(<0.01)

0.081

(<0.01)

(CONTINUED)

125

127

Table 16. (cont.) Estimation Results for the Household-level Model (Standardized Effects)

Ln(Household VMT) Number of Auto Tours Join Travel Trip Chaining

Direct Indirect Total Direct Indirect Total Direct Total Direct Total

Residential density

0.020

(0.018)

-0.008

(0.017)

-0.008

(0.017)

0.079

(<0.01)

0.079

(<0.01)

Retail density -0.070

(<0.01)

-0.016

(<0.01)

-0.086

(<0.01)

-0.050 a

(0.071)

-0.054 a

(0.071) -0.072

(0.019)

-0.072

(0.019)

Non-retail density

0.062 a

(0.064)

0.058 a

(0.064) 0.061

(0.033)

0.061

(0.033)

Intersection density -0.079

(0.022)

-0.079

(0.022)

Bus stop density

0.002 a

(0.089)

0.002 a

(0.089)

-0.003 a

(0.073)

-0.003 a

(0.073)

-0.049 a

(0.074)

-0.049 a

(0.074)

Job-population index -0.067

(<0.01)

-0.002 a

(0.073) -0.069

(<0.01)

0.002 a

(0.082)

0.002 a

(0.082)

0.042 a

(0.064)

0.042 a

(0.064)

Note: Coefficients in bold type are statistically significant at the 95% level; p-values are shown in parenthesis; superscript a means coefficients are statistically significant

at the 90% level

126

128

Figure 23. Illustration of Direct Effects in the Household-level Model

127

129

Chapter 8: Conclusions

The studies of travel behavior have received much research attention due to the

increasing VMT in recent years, which is one of the key contributors to negative

externalities associated with the transportation system. In light of these concerns, many

planners and decision-makers focus on transportation demand management (TDM)

policies designed to improve the transportation system efficiency and mitigate the

negative externalities. These policies include encouraging trip chaining, reducing single-

occupant vehicle (SOV) trips, and promoting carpooling programs. The making of TDM

strategies therefore greatly depends on the understanding of different dimensions of

travel behavior including activity-travel patterns and travel demand. Using the 2012

Travel Survey Data collected from the Cleveland Metropolitan Area, Ohio, this study

uses activity-travel patterns (trip chaining and joint travel) as mediating variables of

travel demand (tour generation and travel distances) and analyzes how socio-

demographics and urban form factors affect different aspects of travel behavior

simultaneously. The Structural Equation Modeling (SEM) approach is applied in this

dissertation to disentangle the complex links among activity-travel patterns, travel

demand, socio-demographics, and urban form factors. Understanding these links would

help planners and policy makers better understand individuals’ travel behavior and

propose strategies to mitigate the negative externalities related to travel.

130

This chapter concludes this dissertation as follows. The first section summarizes

the major findings of this research and discusses its contribution. The policy implications

are presented in the second section. The last section discusses the research limitations and

future research directions.

8.1 Summary and Contributions

One of the fundamental principles of the activity-based approaches is that

individuals’ travel demand is derived from participating in out-of-home activities

distributed in different places (Bhat & Koppelman, 2003) . Based on this principle, this

study assumes that activity-travel patterns (trip chaining and joint travel) affect travel

demand (tour generation and travel distances), and socio-demographics (personal

characteristics and household attributes) and urban form factor influence these four

aspects of travel behavior at the same time. The research framework in this study

considers activity-travel patterns and travel demand as exogenous variables and regards

socio-demographics and urban form factors as exogenous variables. Three models at

different levels are proposed. These models follow a similar research framework. This

study starts with the model at the home-based tour level, which use the home-based tour

as a basic unit in the analysis. The endogenous variables in the tour-level model are trip

chaining, joint travel, travel distances at the tour level. The exogenous variables in the

tour-level are personal characteristics, household attributes, and urban form factors at

tour origins and destinations. The second model is at the individual level, which

considers an individual as the basic unit. The endogenous variables in the individual-level

131

model include individual trip chaining per auto tour, individual joint travel per auto tour,

the number of auto tours traveled by the individual, and individual VMT. The exogenous

variables are personal characteristics, household attributes, and residential urban form

factors. The third model is at the household level, which uses a household as the basic

unit of analysis. The endogenous variables in the household-level model are household

trip chaining per auto tour, household joint travel per auto tour, the number of auto tours

traveled by the household, and household VMT. The exogenous variables are household

attributes and residential urban form factors.

8.1.1 Relationships among Activity-travel Patterns and Travel Demand

This study examines the links among two activity-travel patterns (trip chaining

and joint travel) and two travel demand outcomes (tour generation and travel distances).

Trip chaining is captured as the number of stops within a home-based tour, which depicts

the tour complexity. Joint travel is measured by the ratio of joint trip segments to total

trip segments for each tour, which illustrates the level of travel coordination among

household members. Two travel demand outcomes, tour generation, and travel distances,

are included in this study. The number of auto tours for each individual and household

captures tour generation in the individual-level model and household-level model,

respectively. The tour distances, individual VMT, and household VMT measure the

travel distances in this study.

The analysis results show the existence of significant associations among activity-

travel patterns and the resulting travel demand. With respect to the direct effects, the tour-

132

level model results find that trip chaining is negatively related to joint travel, which

implies that people are less likely to cooperate their tours with other household

companions when the tours become more complex. The analysis indicates that the effects

of trip chaining and joint travel on the resulting travel demand are in opposite directions.

Trip chaining is positively related to travel distances, while joint travel is negatively

associated with travel distances at the tour level. The individual-level model results show

that trip chaining has negative effects on the number of auto tours but positive effects on

VMT. Similarly, the household-level analysis outcomes suggest that trip chaining is

negatively correlated with the number of auto tours but is positively correlated with the

number of auto tours. On the other hand, joint travel is positively related to the number of

auto tours but is negatively related to VMT.

The model results show that trip chaining and joint travel have adverse indirect

effects on travel distances. Trip chaining has negative indirect effects on travel distances

at the tour, individual, and household levels. Joint travel has positive indirect effects on

travel distances at the individual and household levels. Therefore, the analysis reveals

that the total effects of trip chaining and joint travel on household VMT are weakened.

These findings provide some detailed insights regarding how activity-travel patterns

contribute to the resulting travel demand, which improves the overall quality of travel

demand modeling.

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8.1.2 Relationships Between Socio-demographics and Travel behavior

The influence of travelers’ personal and household socio-demographics on travel

behavior is analyzed in this study. Five personal characteristics included in the models

are gender, age, driver’s ownership, employment status, and transit pass ownership.

Household size, household income, the number of household vehicles, the percentage of

licensed drivers in the household, and the presence and age stages of children in the

household capture household attributes in the analysis.

The results suggest that the direct effects of most socio-demographics on travel

behavior are statistically significant and consistent with many existing studies. For

example, females tend to travel shorter distances and have less VMT. Driver’s license

holders tend to make simple tours and have greater travel distances but they are less

likely to travel with other family members. Similarly, workers generate more VMT but

have less joint travel ratio. The transit pass ownership is positively related to trip chaining

but negatively associated with joint travel and number of auto tours. With regard to the

effects of household attributes, people from larger households tend to make simple tours

and travel jointly. Household income and the number of household vehicles are viewed as

resources as they have negative effects on joint travel but have positive effects on travel

distances. The percentage of licensed drivers in the household inversely affects the

number of auto tours at the individual level and the household level. The increasing

percentage of licensed drivers in the household decreases individual auto tour generation

but increases the household auto tour generation.

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The results show that the indirect effects of most socio-demographic variables are

statistically significant. The signs of indirect and direct effects of some socio-

demographics may be in opposite directions because of the different mediating effects.

For instance, the direct and indirect effects of driver’s license ownership on individual

VMT are both positive. On the other hand, the indirect effects of employment status on

individual VMT are negative, whereas the corresponding direct effects are positive.

Therefore, the total effects of socio-demographics on travel demand are reinforced or

weakened due to the corresponding indirect and direct effects in the models. These mixed

effects of socio-demographics in different models help planners and decision makers

better evaluate the market response to the transportation policies and forecast the travel

demand at different scales.

8.1.3 Relationships Between Urban Form Factors and Travel behavior

Based on the research frameworks of “3Ds” (density, design, and diversity) and

“three built environment components” (urban design, land use, and transportation system)

from previous literature (Cervero & Kockelman, 1997; S. L. Handy et al., 2002), this

study includes six urban form factors to describe built environment characteristics:

residential density, retail density, non-retail density, intersection density, bus stop

density, and job-population index. The tour-level model estimates the effects of urban

form factors at tour origins and destinations. The primary activity location of a home-

based tour is considered as the tour destination. The overall results show that the direct

effects of the residential urban form are consistent across the models in this study and

135

with the findings in previous studies. People living in compact neighborhoods with high

retail density tend to generate simple tours and fewer VMT. The non-retail density at

residences is positively associated with trip chaining and joint travel. Individuals living in

areas of high intersection density tend to drive less. The job-population index at home

locations negatively affects travel distances in the tour-level model, individual-level

model, and household-level model. The model results show that the urban form factors at

tour destinations affect travel behavior significantly. While some urban form factors

affect travel behavior in the same direction, some affect travel behavior in opposite

directions. For example, residential density and job-population index at tour origins and

destinations have negative effects on travel distances at tour origins and destinations. On

the other hand, retail density at tour origins has positive effects on joint travel, but at tour

destinations it has negative effects on joint travel.

The model results indicate that while some urban form factors may not affect

travel demand outcomes directly, they may have indirect effects through trip chaining

and/or joint travel. For instance, non-retail density at residences has negative indirect

effects on travel distances via both activity-travel patterns in the tour-level model.

Consistent with the findings on socio-demographics, the total effects of urban form

factors are reinforced or weakened due to the corresponding indirect and direct effects.

The total effects of residential retail density on VMT are reinforced in the individual-

level model and the household-level model. The links between urban form factors and

travel behavior can be used to assess the potential success of transportation projects in

neighborhoods with different built environment characteristics.

136

8.2 Policy Implications

Several researchers have found that trip chaining and joint travel represent a

substantial percentage of household travel patterns. For example, S. G. Bricka (2008)

indicates that about 60% of household trip segments are chained into household tours in

the United States. Vovsha et al. (2003) find that roughly half of mid-Ohio tours and more

than one-third of New York tours are joint tours. Lin and Wang (2014) show that 32% of

trips are traveled jointly with family and relatives in Hong Kong. Ho and Mulley (2015)

demonstrate about half of home-based tours are joint tours in Sydney. According to this

study, around 60% of home-based tours are complex tours and more than 30% of the

tours have at least one joint trip segment in the Cleveland Metropolitan Area. The

number of VMT, which has been regarded as the primary negative outcome of travel

behavior, has increased almost 150% in metropolitan areas from 1980 to 2014 (Frey,

2012; United States Census Bureau, 2016; United States Department of Transportation;

Bureau of Transportation Statistics, 2016). Therefore, a better understanding of different

aspects of travel behavior is necessary for the development of transportation demand

management (TDM) strategies. The TDM strategies are a set of policies aiming to

decrease VMT, increase the efficiency of the urban transportation system, and reduce

auto dependency while providing reliable transportation choices to meet growing

demand.

By investigating the links among trip chaining, joint travel, tour generation, and

travel distances while controlling for socio-demographics and urban form factors, this

137

research is directly relevant to planners attempting to improve the existing TDM policies

and suggests several policy implications. First, the findings shed light on the importance

of integrating the activity-travel patterns in travel demand modeling and examining

different aspects of travel behavior simultaneously. The model results improve the

understanding of the links among activity-travel patterns and travel demand, which

suggest that transportation policies may need to take into account individuals’ trip

chaining and joint travel while proposing travel demand forecasts. The travel demand

models without considering trip chaining and joint travel may lead to biased estimates of

travel demand.

Second, the analysis results confirm that socio-demographics are important

explanatory variables of travel behavior. The analysis presents that most personal and

household attributes have significant direct effects on activity-travel patterns and indirect

effects on the travel demand. The outcomes of socio-demographics help policy makers

identify the travel behavior of population segments and improve the effectiveness of the

transportation policies. For example, the model results show that household size has

strongest positive effects on joint travel among the household attributes. Therefore,

marketing the non-SOV options to individuals from larger households may be more

effective. This study reveals that most total effects of socio-demographics on the

resulting travel demand are weakened or reinforced by the intermediating effects. Hence,

the detailed information can improve the overall accuracy of travel demand modeling and

the evaluation of the market responses when implementing transportation policies on

targeted population segments.

138

Finally, the model results reveal that the existence of strong associations between

travel behavior and urban form factors not only at tour origins but also at tour

destinations. According to the standardized effects of urban form factors in the tour-level

model, this study indicates that the urban form factors at tour destinations also play

critical roles in explaining travel behavior. Most urban form factors at tour destinations

have greater effects on travel distances than those at tour origins (e.g., residential density,

non-retail density, bus stop density, and job-population index). Some urban form factors

at tour origins and destinations may have opposite effects on travel behavior. For

example, bus stop density at tour origins has negative effects on travel distances but bus

stop density at tour destinations has positive effects on travel distances. Retail density has

a similar trend: it is negatively related to joint travel at tour origins but is positively

associated with joint travel at tour destinations. These findings indicate that transportation

and land-use policies intended to manage travel behavior by changing urban form should

focus on the effects at destinations of home-based tours. In addition, some urban form

factors only have indirect effects on the resulting travel demand channeled via the

mediating activity-travel patterns. The insights gained from the models can be

implemented as inputs for assessing various transportation projects. The findings call for

planners’ attention regarding the policymaking and assessment of transportation and

land-use investments. These complex relationships between travel behavior and urban

form factors suggest that any single transportation project or land-use regulation cannot

offer a complete checklist of multiple TDM policies and achieve the goal of VMT

reduction. Instead, decision makers should be aware that a mix of different technologies,

139

policies, and strategies are necessary (Rubin & Noland, 2010). Mixed policies involving

land-use plans and transportation strategies will help to reduce auto travel demand, to

improve the overall efficiency of transportation systems, and to promote transportation

sustainability.

8.3 Limitations and Future Directions

Although this study provides an in-depth understanding of the relationships

among activity-travel patterns, travel demand, socio-demographics, and urban form, this

empirical effort is subject to several data and methodological limitations. These

limitations suggest directions for future research.

The first limitation is related to residential self-selection: people tend to choose

residential locations based on their travel needs and abilities (Mokhtarian & Cao, 2008).

The effect of the urban form factors on travel behavior would be biased without

accounting for residential self-selection. Previous studies suggest that including

attitudinal variables in the models is one of the solutions to avoid self-selection bias

(Brownstone, 2008; Cao et al., 2009; Mokhtarian & Cao, 2008). However, since this

study uses cross-sectional household travel survey data without any individual attitudinal

information, the ability to estimate the impacts of self-selection at tour origins and

destinations is limited.

The second limitation is the accuracy of the urban form effects. Because of the

restricted availability of specific longitudes and latitudes of all locations, this study

140

assumes that homes and primary activities are located at the centroid of TAZs. The urban

form factors used in this study are measured at the TAZ level. If all the specific

addresses of residence and activities are known, this study can improve the accuracy of

estimating the urban form effects on activity-travel patterns and travel demand.

The third limitation is the lack of data regarding the activity-travel patterns. For

instance, the household travel survey data do not include the intended tour destinations

and the alternative travel plans for each home-based tour. The individuals’ intended tour

destinations may better explain the decision-making mechanism of trip chaining. The

alternative travel plans may provide specific evidence on the travel cost saved by

consolidating multiple trip segments. Furthermore, the data used in this study do not

include information on travel dependence and social networks of each individual and

household. The travel dependence of one individual on other household members and

social network attributes may affect joint travel significantly. As these aspects are not

covered by the travel survey data, the effects on activity-travel patterns are not addressed

in this study.

Based on the aforementioned research limitations, this study can be extended

along different directions. First, pending data availability, a natural follow up would be

the investigating the influence of individuals’ activity preference, alternative travel plans,

travel dependence, and social interactions on trip chaining, joint travel. The integration of

these variables may lead to better measures of the relationships among travel behavior,

socio-demographics, and urban form.

141

The second extension is to apply the research frameworks for other transportation

modes. This study shows that the Cleveland Metropolitan Area is an auto-oriented

environment with high driver’s license ownership, high proportion of auto tours, and low

public transit and non-motorized trips/tours. Pending data availability, the future research

can examine the relationships among travel behavior, socio-demographics, and urban

form factors for transit and non-motorized modes.

Finally, this study uses the urban form factors separately in models to explain

travel behavior. However, some previous literature points out that single measures of the

built environment do not represent overall neighborhood characteristics, which may

result in ambiguous influence on travel behavior and inconsistent results (Ewing &

Cervero, 2001a; Namgung, 2014). Studies applying cluster analysis and creating distinct

neighborhood typologies based on combining individual built environment variables may

produce consistent findings (Akar et al., 2016; Chen & Akar, 2016; Clifton, Currans,

Cutter, & Schneider, 2012; Manaugh, Miranda-Moreno, & El-Geneidy, 2010; Namgung

& Akar, 2015). Therefore, future studies can be extended by creating new neighborhood

clusters based on built environment features and examining their effects on different

aspects of travel behavior while controlling for socio-demographics.

142

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