Resettlement Action Plan Phase II (Final) Annexes

Govenfment of Uttar PradeshPublic Works Depdrtrent Lucknow, India Volume 5

Resettlement Action PlanPhase II (Final)Annexes

August 2003

Project Coordinating Consultants (PCC) Services(Loan No. 4114-IN)

Consultancy Services for UttarPradesh State Roads Project

A~~~~~~~~~~~~~~

DHV Consultants BVFunding Agency

In association withThe World Bank

Hakcrow and Partner-sOperations Research GroupDevelopment Consultants Ltd.MDP Consultants (Pvt). Ltd.

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Annex 1

Resettlement Action Plan (Phasel l) DHV in association with Operations Research GroupAugust 2003

ANNEX 1.1FINAL LIST OF ROADS FOR UPGRADATION.AND REHABILITATION (MAJORMAINTENANCE) UNDER UTTAR PRADESH STATE ROADS PROJECT 11

PHASE I

Name of Road Unk DescrIption R m i 3rks

ZFName o Road |. Rod 0 e - . *lFro m To ~ ~~~No. _ _t _ _ _ _ _ _ _ _ _ _ _ _ _ _co_

Katra Jaialbad SW

Katra-Jololobod- Jalolab-d Allohgoni SH29 1.851 kmsBIlgran- Allohgonj Bilgromme MDR 14B.435 23.00 long

I. Modlhoanj- ______ 26 BongeirrmauIBongormou-Bilhourj Bilgromme Mallowan SH 38 BypossRoad IMallowan Bangarmou SH 38

Bangarmou Bilhour SH 40_____________ ;Total _ _148.435 23.00 1.851kms

_1 _

Bohraich-Gondo- Bahroich FaGaobd via SH 30 109.350 _ Route sill beNowobganj- Faizabod Gosaigan] SH 30 - 34.00 co mpete asFa Oanzo jd __ _ _ _ _ _ _ _ _ _ __ _ _ _ _ _ 28__00 po__ __ rtion betweenFaizabad- iGosaigonj Reedgani SH 30 28.00 Azamgarh-Mou-

2. Azomgarh-mau- Reedgani Bansgonj. Sh 30 43.00 (100.30 ke isR sra-Phephno ___ ___ __ azar - 100.30__km)_is

Rood-Mou-Rasro- I8Bnsgonj prpoedIbP. pn Rood-M -Roadr I Bazars ; [Azamgarh SH 30 33.00 | upgrodation inPhephno Road Bazar ~~~~~~~~~~~Phase -IL

' i______ Total 109.350 138.00 _

Bhognipur Ghatompur SH 46 82.296 -Bhognipu-. i Ghatompur I Jahanabod SH 46Ghatompur- Jahanobad Bakewar Route is

3.Choudhagro aaao aeo H4Mode i.e. junction I Bakewor I Choudhogro 1 1of NH2 I_ _ _ __ Mode _ _ _ _ _ _ _ _ _ _ _

.; Total 82.296 T .Jounpur J aunpur r(Junction NH (Junction SH 36 - 5500

156) MDR 69) __.4._m

;Jaunpur- Jaunpur Mohammodj MDR I lo3g Gua1 Mohammodpur- i (Junction ur (Junction 69 33.872 long Gaura- Route is

I 85) 69 ~~IBadshahpuri Azamgarh- i MDR 69) MDR 85) _____ _ I _ Bypass complete.Dohrigha Rod Mohmmd Azomgarh MDR 15.900

Ilur _ _ _ _ 69 _ _ _ _ _

Azamgarh Dohnghat SH 66 t 39.500

___________ j____ Total . 33.872 ! 60.900 ! 6.342 kmsIVoranosi-

5. 1 Mohommadpur Varonasi u 6r.600i Rood -85Ghazipur- Ghazipur Azomgarh 5 80IAzamgarh Road MuaarrSH7

Muzaffamagar- I(bhukaren) uptoSjrn n 5pu | | 52..625Saharanpur Road Junction NH upt juctonS

_ _ _ _ _ _ _ _ _ _ _ _ _ _ 58 N 7 IMeerut-BFjnor- I N ibad118.00

8. Nazbodbad- Meerut azbabod SH 47 - [1Kotdwaro Road T____ ________

Govemment of Uttar Pradesh, Public Works Department. Lucknow. India 1-1Project Co-ordinating Consultonts (PCC) Services for Uttor Pradesh State Roads Project

Resettlement Action Plan (Phasel lj DHV in association with Operotions Research GroupAugust 2003

Unk Descrption .5 ° I 3Name of Road Remadcks

6~ From To Road 2From To ~~~~No. _ _ _ _ 3E _ _ _

Portion betweenBudoun to UPborder will betaken up in

Bareilly-Budoun- major ~~~~~~~~~~~~~~~Phase-il afterBareilly-Budoun- ~~~~~~I no. mlrconstruction ofa

9. Sikondra Rao- Borefily Badoun SH 33 biidge over 45.00 new majorMothura-Bharotpur n~~~rver bridge over

Road Ganges KochIo Ghot. asat present it is asingle lane Roilcum Rood

______________ _ _______ ______ __________ Bridge.I ~~~JunctionwithhPanipat- Muzaffomog SH 47 via MDR 30.662Muzaffmagr- or Zonsoth 14W

10. Zansoth-BqInor- UP Border Mzfao Khatimo Road near Kairana or SH1 2 55.574~~ Muzoffomor neUP Boirder Muor fm

I Total I 82.236

Portion betweenBeiroyon- Constructio Kannouj to OraiLakhimpur- n of new (Junction of NH

11. Kannouj-ALroiyyo- Lokhimpur Sitopur SH 21 major 45.00 25) has beenJoloun-Orai- bridge over, token for majorPonwari Road Shordo river. maintenance in

_______ ______ ___________ ___Phase II.Bohroich- 1

12. Bachrowa- Bachorowo Fotehpur SH 13 | 72.00

Rood i

Tehri-Pauri-13. Thailsen-Kashipur- Kashipur Morodabad SH 41 43.572 I

Morodobod Road i i

I I ~~8.193pkus two os.j_

Total vr(ne 807.733 ot Bongemou:

I ondoeo iover fver

PHASE 11

Unk Descdptlon °° o aName of Rood O e j ; o Remarks

Z i 8Xg _l e-From To | Road N .

Sitargonj-Pilibhit- Pilibhit Puronpur SH 26 34.90Puranpur-Khutor- Puronpur IKhutor SH 26 1 37.50 I

Bahrpoch- Khutar | Bahroich SH 26 - 191.80

Bairompur-Utroulo- Total 72.40 191.80Basti Road : '_._I_I

BIngarmau- Bangormou Asiwn iSH 40 29.70 -

B-AswngMohmon IA wrLucknow via 'SH 40 42.80 -

Lucknow RoodMoaTotal 72.50 1 _ _ _ _ _ _ _ _ _ _

3. Sitopur-Biswon- Sitapur Biswno via | SH 30 30450 Rood from Bahroich

Govemment ot Uttar Prodesh. Pubic Works Department, Lucknow. India 1-2Project Co-aordinoting Consultonts (PCC) Services for Uttar Pradesh Stote Roads Project

Resetlement Action Plan (Phosel i1 DHV in association with Operotions Research GroupAugust 2003

_ . ~~~~~~~~~~Unk Descflpffon Jl' BR Name of Rood n De cpt -le Remadxs

From To Road No. . ' A _Tikoramode- 30.50 (Km 267 of SH 26) toBahroich (km 267 of and one Balrompur is in goodSH 26)-Balrampur B Ghogra River SH 3 . major conditon. so noRoad iswan Chailori Ghat bridge . provision mode.

over river.______ Ghagra

Ramuwvpur Tikoromode SH 30 29.05

Tikoramode Junction of SH SH 13 4.00

Total 94.05 .Azamgorht Mou SH 34 44.70 Route from Bahroich

BahraichGonda- a to Phephno will beNowabgonj- Mau Rosrl SH 34 34,35 lete as

4. Faizabad-AkbOrpur- Rosra |Phepna SH 34 21.25 Bohroich toAzamgarh-Mau- hasRasra-Phep Totcil 100.30 . already been taken_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ ______________ ________ _ _ _ _ _ _ _ ____ _ in P h a se - 1.

I t Gorakhpur(Harraya Sikarganj MDR 49 32.20Chungi) j

Sikorgonj I Shankarpur ODR 16.00

Approach to Ghagra river both Newside Alignmen 5.5

Gorakhpur-Belghat- Kumariya Ghot Bhudhonpur ODR 10.8IGhagra river - (start at bypass)ORj____I Shamkorpur- New5 Maharajganj- Bhudonpur bypass Alignrnen 8.31Devpur-Ambari- t

Bhudan ~~StartofAiulShohgoni Road EBhudonpur o Ahlraula MDR 97 15.85

bypass pur bypassbyposs,

Ahiroula bypass 3.37 |_ }End of AhiraLa 1 Ambori MDR 97 15.85 ,bypass __ _ _ _ _ _ __ _ I_ _ _ _

Ambori Shahgonj |SH34 13.1 |I ~~~~~~TOtrJI 115.63 *

Sheesma Dhora Monpur MOR 65 31.8,5 I Moradabad- Bozpur upto I Route is to be taken

6. i Bazpur-Kaladhungi Manpur Uttronchal MDR 49 10.30 upto UttrancholIRoad [ Border , _ _ Border

{Totoa __ |_42.15|____Deonoi _ Solempur iSHOI 29.10Salempur Bhogalpur I SH 01 16.70 RBhogalpur Bridge Site | ODR 2.50 Gorakhpur to Blli

7. | Deoria-Ballia Road Bridge Site Beth SHOr a 4.50 j 1 vmia eteasDer7. [_____________ Beithara Q~~~ODR 2.0complete as DeoriaBelthora Sik_nd_rpur I SHO - | to Gorkhpur isSikondarpur Ballia !SH 01 33.40 jalredy upgraded.

i ______________ _ |Total | 109.60 | - i

|Budoun Sikandra Rao tSH 33 1 97.00 Portion betweenIvia Kasgani' SH 33___ __ 97_00 Boreilly to Budaun

Pibhit-Bareilly- |Sikandr Rao !Maothura via has already beenPilibhit-BareiIly- Sikandra Rs [ 33 72.00 taken in Phase-I for8. 8 adoun-Sikondra Ii I I Major maintenance

8Rao-Mathura- Mathura [UP Border SH 33 19.00 Majorb m intcdgeBhorotpur Rood I i I over Kacha Ghat

over river ganga inTotal | 188.00 upgradation portion

Jagdiskpur- I . 4j -§under Phase - 1.9PrItapgarh Road Jagdiskpur Pratopgarh , MDR 154E 78.00

Govemment of Uttar Pradesh, Public Works Department, Lucknow, India 1-3Project Co-ordinating Consultants (PCC) Services for Uttar Pradesh State Roads Project

Resettlement Action Plan (Phosel I) DHV in association with Operations Reseorch GroupAugust 2003

c gName of Road Unk Descdptlon ° Remarks

z Name of Road III a °_ R___

Ws From To Road No. £0 126 °____

Dhakwa-Patti- hko (rtpah10. Protopgrh(Bela) Junction NH 56 (Protopgairh) MDR 98E 45.00

Road Junction__NH 56 ______via Patti

Bridge over river

11. Vnndowan- Mathura Naujheel 123 muna is ireodyMoujheel Road by UPPWD through

|_-_- State funds.Jololobad to

Phitarogorh-Pilibhit- Allohganj is12 shohahahnpur- common which is in

Forukhabod- Shahjahonpur Forukhabad SH 29 S2.40 Phose-I ftr

Etawah Road upgrodalion and ossuch length reduce

____________ _______ ~~accordingly.13. Etah-Shikoohabod Etah Shikohabod MDR 73 S&W3.00

Road I___

14. Joloun-Bhind Marg Jaloun Bhind SH 70 31.00

Road Faizabod Rae Boreli SH 15 108.60

j Meerut- Meerut Bulandshahar SH 18 76.00

161 Bulondshahar- Balondshahor 1 Narora SH 18 59.00. Narora-Budoun .

Rood Total 135.00Basti-Mehndowal- _ 1

17. Rawatganj-Tamkuhi Bosti Tamkuhi SH 64 168.60

_ Lokhimpur-Sitapur- tInoimi-Sharonya-- O ai upto

18.! hardioi-kannouj- Kannoul 144.40Belo-Auriya~-Jolaunr- 144Oral-Panwari RoodBahroich-bonda - i 7

19. State Highway no. Fatehpur Banda SH 13 76.50. 113

i Sonepat-Boghpat-2.Meerut-20.1 Garm-tukhteshwar Meerut ' Garmukteshwar SH 14 42.00

State Highway 14I Bulonshahor-Siana- _ S 65

2Gorh State Highwoy Bulondshohor 1 Siona-Garh SH 65 |50.S

-Bahraich-Bando22.1 State Highway No. Barabanki Haidergorh SH 13 - S0.25

113 ! _ I

Bahrich-Banda _23. State Highway no. Hairdergarh Bachrawon SH 13 28.0013~ ~~I

Haidergorh to

24.1 Romsaeigt Ramsonehighot Haidergarh MDRI - 17.25Major District Rood I iIno. MDR No. I-C _ i |_i

i | i I One |Choatta- BojnaGomevia MDR139 major |One major bridge

25.1, Shergarghot-Boina- Chatta Shergarghot w - bidg 42.00 over river Yamuno; Gomot Rood over river f at Shergar Ghat

__________ __ _______ Yam una]fi~~~~~~~~~~~~~~~S 36 SH, .

261 Lucknow -Roa Lucknow Allhabd SH36A SH 185.00Borelli-AllohabodtAhba SH3| ~ ~~~~ ISH 38

Govemment of Uttor Pradesh, Public Works Department. Lucknow, India 1-4Project Co-ordinating Consultants (PCC) Services for Uttar Prodesh Stote Roads Project

Resetlement Action Plan (Phosel I) DHV in association with Operations Research Group'August 2003

Name of Road - k bescdlptton | *2 o Remarks

From TO Road No. ns E__ __ _

594.95anvd 3

nos.major

Bridges

Nos. overriver

Total Ghagra 1733.10and Oneno. over

riverYamuna)

plus 2nos.

bypasses(11.68

-~~ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ ~~km s.) _ _ _ _ _ _ _ _

Government of Uttar Prodesh. Public Works Department, Lucknow, India 1-5Project Co-ordinating Consultants (PCC) Services for Uttar Pradesh State Roads Project

Reset1e.rent Action Plan (Phosel 11 DHV in association with Operotions Research GroupAugust 2003

ANNEX 1.2GOVERNMENT APPROVAL FOR R&R POLICY

Mer V,

Rti.11N Ztfl- 12 c t :\t 200C1 ------ -- --- ---

*qft1 i 2000 % Ig:4 *W 'r1 o prIt ff In r w

am klw * IN fri V gw- I I IsSR xm

krwTtf f s*V izk" w4r9 uruw grr smu Ww r u wf

la: 17698111/23-12-2000-wf-f

S,, k1LAI~~~~~~~~~~~~~~~~" k(

I11

Govemment of Uttar Prodesh. Public Works Deportment. Lucknow. India 1-6Project Co-ordinoting Consultants (PCC) Services for Uttor Prodesh State Roads Project

Resettlernent Action Plan (Phosel 1I DHV in ossociation with Operations Reseorch GroupAugust 2003

ANNEX 1.3TERMS AND DEFINITION USED IN THE REPORT

PAPs Project Affected PersonsPBPs Project Benefited PersonsPAHs Project Affected HouseholdsHHs HouseholdsHa hectaredhoba Roadside eating joints which comes under informal sectorSC Scheduled casteST Scheduled tribeOBC Other backward castesPS Police StationPHC Primary Health CentreR&R Resettlement and Rehabilitationgurdwara worship place for Sikh communitymajors buriol place for prominent (mainly religious) person from Muslim communityagri. agriculture landunirri. unirrigated agriculture landResid.+Comm. residential cum commercial structurespermanent brick wall and RCC roofsemi-permanent brick wall and temporary roof (tin/asbestos, etc.)temporary mud walls with thatched roofs or-even wooden structures, which can be

removed without dismantlingCPRs Common Property Resources, viz., village forest, grazing land, tanks/ponds.

village common land, etc.IPDP Indigenous Peoples Development Plan. As per World Bonk's Operational

Directive 4.20 IPDP is mandatory where ever tribal households are gettingaffected

Govemment of uttar Prodesh. Public Works Department. Lucknow. India 1-7Project Co-ordinoting Consultonts (PCc) Services tor Uttor Pradesh Stote Roads Project

Annex 2

* I L~~~'T' I EI

lmiF;F 1;1 1i I Ml.TlllFF I N11111F Elllll W l1 1eT1 9 | t |8lgislsllailzlsltltlfpl*"lrlslElullelslulElpl iG|^|l|v|w|S|X||z|X|n|t|@F|-wrt°|-| | 2|l| |olslohlrls | |-l | |"l gI I W srfri'014 Ts88s8s8888sI 81 8

0Omwwto5h4kh9 dtChah I eDooda to Bat

_Swrt - EM vwago ~~~~~~chablatiSn~~~~~~~~~~~~ti Endfi aSTART 5 8 1 HARAi wart End _ua

5.a8 7.00 GAROULI 145.00 148.00 Deosl7.0 8 0 SWAkRYAN 148.0K 149.10 D -ouBoo 8.9t t>WNYA-N 149.10 ff1. Sonda

11.57 12.15 KANIMPUIR 151.00 154.00 Sa103 11.32 NAG3AWtA 154.00 155.80 Shar

11 32 13 00 JAWTPUR 154 00 15400 UinWa Biar13.0I t800 CHATAEE F1558t 158.00 PerSi Mishre1600 17.8t KALGFIAR 158.00 159.80 S4na17.801 IS 54 KHAJNI 159.80 163.00 d18.54 1928O DKARUANGALMAU 153.00 15480 MuS0ia19.28 20 02 18a4.8 15 PersIa PEtiadh r2002 20.75 KamardW 166 00 167.201 hob) 8ahus20 75 21.49 Pi" 167.20 168.00 Purera2223 222 9 Hamai4 168.00 169.001 Pala Mohan22 97 24 87 Bsn Par Khtrd 189.00 170.35 MU t024.87 2545 Pwua 17035 171.20 SIO25 45 28 5t Bhainft 171.20 172.00 Matdaha28350 30 60 Uahad Ua 12800 1275 K00 Smr30.8 32.aO UsAn 27500 175206 H4 iA32 00 32.10 Salua 17560 176.60 AldaF,32 13 34 K0 Chebra 176.02 178.6t EelpW

34 0 35 00 Zabapatb 176.60 179 70 NaW35 5 0 37i =r4I 209 7 79 21 Uranaz0 37 2 K0Mhu 179 34 180.K Tlwan Thmp2 0t. 2.# G;ovndpucr 180 K 181.90 Dehan2 5. 5 30 SAyar 181.90 182.80 Dhmanubla5 3 7 68 PHOWRAKO 162 80 18 100 Pandd tGi86 8 59 Sopa U 186.K2 187.60 Kundaumha

89.5 8 15 MIahavau 187 so 188.20 LM r th a

10 57 115 1900 K 1 .40 Ei1215 1321 K AdJUpwr 191.40 194.80 613 OD 14 K0 Drwkuman 194 K0 195 K T14 2 15 42 196 R0 197.40 Ubhnton

0 350 (SH 00 BtUDHANPUR 25 .50 202 7K Jatnwa0 16 TO 1575 S K OPYALSA 222 5 2306 4. H25 du r

2 17 3 0t EKDANil 2206.8 2318.30 MSha4 30 51707 trLANIA 231.60 234 70 K sra1 77 5 83 PiYARIYA 209370 211 K Bansl Bazar5.86 7 12 JALALPUR 21_ 2500. 212.3600 PN ar7 2 17e CHOVWRA KHeR A 212 60 214 K1 Na npr7 87 8 68 tAYADPUR 214 0t 215.00 Rudraw8618 9 30 SHORAPUR SARAN 215 00 217.00 Kamaut9 32 105 0 S AMIDPUR 217 00 240 K Mizapur

210 57 12 57 elyaar L 218.60 2241 .40 SDr4aW11 57 124 3 KHAJURI 221.470 25.60 Ghun Babarke Tola12 M5 13.32 Rerma 222 6t 224 X0 Baherl Masofqwu13 32 13 47 BHOGAlCHA 224.50 225.50 Sa&,%&&Wu

13 47 14 11 KOTAWALIPUR 225.50 227.50 Janewan14 60 15 75 Fa~kn~ 227.55 230.25 Khfilurl150 16 4023T AHIRAULA 230 29 231.32 SetlhaPab16 42 17 72 20 KKANPUR 231.30 234.00 Khadsr17 72 18 32 BIBIPUR 234.0 235.00 Patpar18 87 19 22 PARA MISRAULI_ 23500 236 K0 ParShkhora109 2 1 75 PHULWARIYA 236 K 238 St Aan19 73 2.22 NARAYANPUR 238 St 240.K Bhaiam20 20 21 .82 SAKATAPUR 240 K0 243 0t Sukhpura21.83 22 74 BARAMADPUR 240 K 243.K Aiaub22 7 23 20 PAKARPUR 243 AD 246 60 Kwra623 2 9 23 9 KANARA (LEFT) 246.60 247.60 Dharahm

23 20 24 30 GANwARA (RIGHT) 247.60 250.00 Hanumnaniarh24 28 25 K KORRAGHATAMPUR2 250 90 Jerer Lasb25 tK 27 23 MAHUL 25 90 251,29 PakhaAl27 27 29 00 RASOOLPUR29 0 6 30 tl SARAIYAN KHURD0 0t, 1 31 KAMAKARIYA GHAT1431 2.23 MADAINIYA2 2 2 3 .5 GADWAL3 R0 4 2 BABHANPURA4 24 531t SKANKARPUR TAPPA HAVEL67. 9213 PAGUMPUR912 3 .42 OYERDHAPUR SHUKLA7.90 700 PARSANPUR7 o0 6 67 MAKHNAMA6 el 6 30 SARI YAN RA~TNAWAY6 35 4 20 ATAHRA4.0 3 00 AMAth3 00 2.14 AMARI

30.00 30 62 SARAEYA KFIURD

X0.62 32.60 fiST, AMBARI225.90 224 83 HAGIPUR224 83 224 K0 BELACEYA~224 0ti 222.90 14AAOSUDIYA222.90 220 K11 PALIYA MFI220 a0 218 X KHNAAPUR

218.X0 2i7.0t BILAR MAU

-217.00C 214 K ISHAHGiANJ

Chainbe

Surf End viV"289.70 273.0 AZAGARH273 0 273 40 SINGHARI273 40 274.07 SAMSHUPUR274.07 274.4i JAIRAMIPUR274.47 275.45 VAITHOt_U27545 278.5 SHAGARH278 52 277.40 JAMUDI277.40 278.18 MOHBBATPUR278 18 279.40 KHUZIA279.40 280.22 BIU1ARA28160 283.00 SATHIYAU283.60 284.17 KASHIPUR284.17 28s500 ABARI285 00 28800 UMMANPUR288.00- 288 3 TAANDAWA288 301 289 75 BANIAPAR289 751 289.95 BHARHATHPUR2899 9 290.15 NAJOPATTI29015 294.10 MOHNAWMADABAD294 93 296fSOALIBPUR2985 8 298 20 SIGHAOI298 20 29960 SHEK AHAMADPUR299.80 301.03 HARAMSINGHPUR301.03 303.42 KHURHAT303 42 305.10 BHAWRE PUR305 10 307.22 BAOAGAWN

722 (S I Y BARLAEE _ _0 650 8 1.75 MATHLUPUR

1 75 3 1U BANORA318 5.37 SHAROZ5.371 I.#50 (N ROURID_

9550 N SWI AUP UIAU323 9 325.20 HASANPUR325 20 326.95 AUNAGLAR328.95 329.50 PAHASA329 50 330 90 NLSHADPUR33090 331 85 JAUALPUR331 65 332 20 MAGHOLI332 20 335.00 HALDARPUR335.00 338.00 MEHUDI338 00 34200 RATANPURA342 00 34415 GLOREE344.15 345 00 NADOLI345.00 347 35 PAK VAINAR347.35 348.00 CAILIPALI348 00 349 2 MAHATHVAR349 20 35045 NARAYANPURA350 45 352 45 GADIA352 45 355 10 RASRA355 10 35645 AHIRPURA358.45 357 45 AMARPATTI357.45 358.33 MADHOPUR358 33 359.68 RAKHAHAN359 66 360.45 RAUNAGAR360 45 380.72 GURGAJPUR360 72 381.40 SANWARA381.40 38300 PANDITPURA363 00 35 00 PHARPUR365 00 367 301 CHILKAHAR387 30 368 00 SHOUHARUPUR368 00 389.20 PlYARIG369.20 372.00 SINHACHOUR373.00 373.94 SINGHPUP373 94 375 0 AKOONI37500 ad PHEPHNA

Resettlement Action Plan (Phase 11) DHv Consuttants Bv

ANNEK 2.2

SOCIAL SCREENING SURVEY SCHEDULE

Public Works Department Govemrment of UtHor PradeshProject Coordinating Consultants (PCC Services) for State Roads Project

IDENTIFICATION

1.1 Date:1.2 Schedule No.:1.3 Name of the rink:1.4 Chainage From _ _Km. To _ Km1.5 Location: Urban / Rural1.6 District:1.7 Village:1.8 Block:

IMPACT

Total Number of Structures Affected

Indicate only numbers

Affected Stnuctures Permanent Semi j Temporary Mobilel ___________ Permanent _

Residential .

Commercial

Residential+Commercial

Public (PS/PO/Bank) stnucture

Community (School. Panchoyat, Bus Istand, PHC, market) structure l i

Other Assets (dug well, bore well,hand pump, pond, tanks) j

Affect Category

Indicate only numbersSTRUCTURES I Permanent Semi X Temporary Mobile

l ____________ f Permanent I !Total loss of Residential structure i 1Total loss of Commercial structure l_I

Total loss of Resid.+Comm. Structure | i

Total loss of Public (PS/PO/Bank)structure l

Total loss of Community (School.Panchayat, Bus stand, PHC, marketistructures _

Other Assets (dug well, bore well,hand pump, ponds. etc.) _

Partial loss of Residential structurePartial loss of Commercial structure

Partial loss of Resid.+Comm. Structure

Partial loss of Public (PS/PO/Bank)structure

Government of Uttar Pradesh. Public Works Department. Lucknow, India 2-1Project Co-ordinoting Consultants (PCC) Services for Uttor Pradesh Stote Roads Project

Resettlement Action Plan (Phase 11) DHV Consultants BV

1. dicate onty numbersSTRUCTURES Permanent Seml Temporary Mobfe

Peinonent

Partial loss of Community (School.Panchoyat, Bus stand, PHC. macket)structures

RELIGIOUS STRUCTURE ___._._Temple _ _ _ _

MosqueChurchGurdwara :__________

O thers _,, __ __ _ __ __ _ __ _

LAND Irrigated Unirmgated Falow Homestead +_ ~~~~~~~~~~~~~~Comm.

Total loss of agriculture land _ ': ._E______:'_

Total loss of residential plot - -9 __,___*,___

Total loss of market place(hat) - .. , __________f-;__

Total loss of commercial Plot mPartial loss of agdculture land ___________

Partial loss of residential plot ; ,- _______ n,_

Partial loss of market place u __________;

Partial loss of commercial plot . .IRRIGATION UNITS Number . _____':_,; _;.__,;_._

Lift Irigation _ _ _ _:__' . ' ' -i_

Bore wells _ _ __._.'._._, ;;7___._.-

Tube wellsDug wells I - .

Tanks / Ponds

DEMOGRAPHY

EthnIc dlstrlbutlon (Indicate number)

Scheduled Caste _

Scheduled Tribes j

Other Backward Castes

General category I

Dlstrlbution of PAPs by Religion

Religion I No. of HouseholdsHindus

Muslims

Sikhs -__

Christians |

JoinsBudhism

Others

Govemment of Uttar Pradesh, Public Works Deportment, Lucknow. India 2-2Project Co-ordinoting Consultants (PCCI Services for Uttar Pradesh State Roads Project


ECONOMY

Sources of Ovelihood

Source of livelihood NumberAgdcultureAgdculture labourNon Agriculture labourTrade and BusinessServicesArtisansOthers (Specify)

Govemment of Uttar Prodesh. Public Works Department. Lucknow. India 2-3Project Co-ordinating Consultants (PCC) Services for Uttar Pradesh State Roods Project

Resettlement Action Plan (Phase 11) OHV Consultants BV

ANNEX 2.3RELATIVE DEVELOPMENT INDICES OF STUDY DISrRICTS

RelaHve Development Indices of Study DiMcts (Phase I

Route No Distrcts RDI

3 Pilibhit 96Shahhanpur 76

4A Hardoi 50Unnao 47Shahiahanpur 76

4B Kanpur (R) 82Lucknow 152

6 Sitopur 51_Baharaich 41ShravistiBalrampur

7A _ Baharaich 41ShrovastiGonda 44Faizabod 54

78 AmbedkorNagarAzamgarh 59Mau 59Ballia 51

8 Sultanpur 47Pratopgarh 42

IOA Gorakhpur 75lJaunpur 51Azamgarh 59

I 1 iMoradabad 85Rampur 84

_Nainital 13214 Kanpur (R) 82

Fatehpur 5 116 Deoria 50

Ballia 5118 lJaunpur 51

I Azamgarh 59___State Average 72

NA RDI values for districts formed after 199ICensus are not available, hence they have clubbedwith their parent districts.

Source: Handbook of Districts Profiles, 1997 published by Centre for Monitoring Indian Economy

Govemment ot uttar Pradesh, Public Works Department. Lucknow, India 2-4Project Co-ordinating Consultants (PCC) Services for Uttor Pradesh State Roads Project

I

Annex 3

ANNEX 3.1: POVERTY ASSESSMENTDeoria - BalliaName of the Issues Robed Status MitigaHton Measures /vmage Design ApproachVishnupura Employment Agriculture - 15%Block - AL & NAL- 55%Hanumanganj Business - 25%District - Balla Service - 5%(25.09.2001) Civic Amenities School Private -3Venue: Shop of School Govt. - 2Deepok Kumor Road (internaq - 15%Shukba Hospital - Yes

Sanitation - NoDrnking Water - NoHand Pump -6Electrification - 70%Veterinary Hospitol - YesGrazing Land - NoWell - 3Post Office - YesAnganwadi - YesBank- YesTele communicotion - YesMarket - YesCommunity Hall - Yes

Maximum distance 10 km (Ballia)coveredSchool drop-out rate Total - 15%

Boys - 35%Girls - 65%

Wage rate Adult member-Rs. 60(for both AL & NAL (Children below 16 years) -Rs.labourer) 30

Bhorthuan Employment Agriculture - 25%Chouraha AL & NAL- 35%Block - Bholoni Business - 40%District - Deoria Service - NILSingh Nagar Civic Amenities School Privote - 1(15.09.2001) School Govt.- IVenue: Temple Road (internal) - 15%

Hospital - NoSanitation - NoDrinking Water - NoHand pump - 2Electrification - 60%Veterinary Hospital - NoGrazing Land - YesWell- IPost Office - NoAnganwadi - NoBank - NoTele communication - NoMarket - YesCommunity Hall - No

Maximum distance 24 Km. (Salempur)coveredSchool drop-out rate Total - 35%

Boys - 40%Gils - 60%


Name of the Issues Raised Status MA0IgaHon Measures /Vfibge Design ApproachKukundu Employment Agriculture - 30%Chauraha AL & NAL- 10%Block - Bholoni Business - 60%District - Deorfa Service - NIL(14.09.2001) Civc Amenities School Private - 4Venue - Yadav School Govt. - NoGeneral Store Road (intemal) - 10%

Hospital - NoSanitation - NoDrinking Water - NoHand Pump - 3Electrification - 85%Veterinary Hospital - NoGrazing Land - YesWell- IPost Office - NoAnganwadi - NoBank - NoTele communication - NoMarket - YesCommunity Hall - No

Maximum distance 22 km. SalempurcoveredSchool drop-out rate Total - 30%


Wage rate Adult member-Rs. 60(for both AL & NAL (Children below 16 years) -Rs.lbbourer) 30

Sukhpura Employment Agriculture - 5%Block - Beruarbari AL & NAL - 60%District - Ballia Business - 30%(26.09.2001) Service - 5%Venue: Karisma Civic Amenities School Private - 7Clinic School Govt. - 5 (I -Inter)

Road (intemal) - 25%Hospital - NoSanitation - NoDrinking Water - NoHand pump - ISElectrification - 55%Veterinary Hospital - YesGrazing Land - NoWell - 8Post Office - YesBank - YesTele communication - YesMarket - YesCommunity Hall - YesTap Connection - Yes 160%)

Maximum distance 12 km. BalliacoveredSchool drop-out rate Totol - 10%

Boys - 30%Girls - 70_7_

Wage rate Adult member-Rs. 60(for both AL & NAL (Children below 16 years)-Rs.labourer) 30

Kharosara Employment Agriculture - 10%Block - Pandah AL & NAL- 70%District - Balria Business - 15%(27.09.2001) Service - 5%

Name of the Issues Rabed Status NMitgatlon Measures /VIllage Design Ap oachVenue: Near Cloth Civic Amenities School Pritvate - 4Shop of Nlyaj School Govt. - 3 (Jr. H.S.)Ahmad Rood (intemal) - 15%

Hospital - YesSanitation - NoDrinking Water - NoHand pump- 12Electrification - 7%Veterinory Hospitol - YesGrazing Land -YesWell - 6Post Office - YesAnganwadi - YesBank - YesTele communication - YesMarket - YesCommunity Hall - Yes

Maximum distance 22 Km. (Balria)coveredSchool drop-out rote Totol - 20%

Boys - 35%Gils - 65%

Wage rate Adult member-Rs. 60/-(for both AL & NAL (Children below 16 yeors)-Rs.labourer) 20

Khejuri Bajor Employment Agricuiture - 28%Block - Pandah AL & NAL- 50%District - Ballia Business - 20%(27.09.2001) Service - 2%Venue: Near shop Civic Amenities School Private - Noof Good Luck Tailor j School Govt. -S (Inter colige)

j Road (intemal) - 15%Hospital - YesSanitation - NoDrinking Water - NoElectrification - 70%Veterinary Hospital - NoGrazing Land - YesAnganwadi -YesPost Office - YesWell -8Tele communication - NoMarket - YesCommunity Hall - YesHand Pump- 10Bank - Yes

Maximum distance 7 km. (Roksa)coveredSchool drop-out rate Total- 15%

Boys - 25%Girs - 75%

Wage rate Adult member-Rs. 60(for both AL & NAL (Children below 16 years) -Rs.labourer) 20 to Rs. 30Literacy Rate 70%

Sikanderpur Employment Agriculture - 10%Block - Sikanderpur AL & NAL- 40%District - Ballia Business - 40%(28.09.2001) Service - 10%

Name ot the Issues Ralsed status Miigation Measures /Vllage . Desgn ApproechVenue: Near Civic Amenities School Private - 8Madan Dental School Govt. - 6 (1 DegreeClink: colege. I Intercollege)

Road (intemal) - 25%Hospital - Yes (CHC)Sanitation - No ...Drinking Water - YesHand pump - 35Electrification - 70%Veterinary Hospitol - YesGrazing Land - No (13 Km)Angan Wadi -YesPost Office - YesWell- 15Tele communication - YesBank -YesTop connection - Yes

Maximum distance 24 km. Belthra RoadcoveredSchool drop-out rate Total - %

Boys -Girls -


Bansi Bazar Employment Agriculture - 30%Block - AL & NAL- 60%Nawanagar Business - 8%District - BalOia Service - 2%(29.09.2001) Civic Amenities School Private - 2Venue: House of School Govt. - 4R.R. Basist Rood (intemal) - 20%

Hospital - NoSanitation - NoDrinking Water - NoElectrification - 65%Veterinary Hospital - NoGrazing Land - YesAngan Wadi - YesWell - 3Tele communication - NoMarket - YesCommunity Hall - NoBank - No

_____________________ Hand Pump - 6Maximum distance 14 km. Belthra Road & 10 Km.covered SikanderpurSchool drop-out rate Total - 25%



Maldah Employment Agriculture - 15%Block- AL & NAL- 75%Nawanagar Business - 10%District - Balra Service - NIL

Name of the Issues Raised Status Mfflgation Measures /Vlillge Design Ap oach(30.09.2001) Civic Amenties School Private -1Venue: Near School Govt. - 1Viswakorma Road rinternal) - 15%Mandir Hospital - No

Sanitation - NoDrinking Water - NOElectrificotion - 70%Veterinary Hospital - NoGrazing Land - YesAngan Wadi - YesPost Office - NoWell - 3Tele communication - NoMarket - YesCommunity Hall - YesHand Pump- 7Bank - Yes

Maximum distance 12 km. Beithra road & 13 km.covered SikanderpurSchool drop-out rote Total- 15%

Boys - 307.Girls - 70%

Wage rate Adult member-Rs. 60(for both AL & NAL (Children below 16 yeors) -Rs.labourer) 20

Ubhaon Employment Agriculture - 10%Block - Ciar AL & NAL- 28%District - Ballia Business - 2%(29.09.2001) Service - 60%Venue: House of Civic Amenities | School Private - IPradhon School Govt. - I

Road (intemol) - 15%Hospital-Yes

'Sanitation - NoDrinking Water - NoElectrification - 70%Veterinary Hospital - NoGrazing Land - YesAngan Wadi- NoPost Office - NoWell-2Tele communication - NoMarket - YesCommunity Hall - NoHand Pump - 5Bank- NoMadarsa - Yes (11

Maximum distance 3 Km. (Belthra Road)covered . _School drop-out rate Total - 40%

Boys - 207%Girls - 80% _ _


Dhorhara Employment Agriculture - 20%Block - AL & NAL- 75%Hanumanganj Business - 3%District - Ballia Service - 2%

Name of the Issues Raised Status AMfigatlon Measures /Vllage ._ _ Design Approach(24.09.2001) Civc Amenities School Private - IVenue: Kamai School Govt. - ITemple Rood (internal) - 10%

Hospital - NoSanitation - NoDrinking Water - NO"Hand pump - SElectrificotion - 30%Veterlnary Hospital - NoGrazing Land - YesAngan Wadi - NoPost Office -NoWell-2Tele communication - NoMarket - YesCommunity Hall - NoBank - No

Maximum distance 8 Km. Balliacovered _

I School drop-out rate Total - 30%Boys - 25%

I _________________ _ [ Girls - 75%Wage rate Adult member-Rs. 60 to 70(for both AL & NAL (Children below 16 years) -Rs.labourer) 20 to Rs. 30Lean Period August and September

Hanumangan) Employment Agriculture - 10%Block- AL & NAL- 45%Hanum nganj Business - 40%District - BalliaS ± Service -5%(24.09.2001) Civic Amenities School Privote -3Venue: Sinhora School Govt. 3Kutir Udyog Road (intemal) -15%

Hospital - NoSanitation - NoDrnking Water - No

I Hand Pump -15Electrification - 85%Veterinary Hospital - YesGrazing Land - Yes

IAngan Wadi - YesPost Oftice - NoWell-S |

Tele communication - YesMarket - YesCommunity Hall - Yes

______________________________ Bank - YesMaximum distance S5 km. Balliacovered |

School drop-out rate I Total - 10%0Boys - 30%Girs - 70%

Wage rote Adult member- Male Rs. 50.(for both AL & NAL Female Rs. 30labourer) (Children below 16 years) -Rs.

I 30Lean Period Leon months are June to

September, Literacy Rate 80%

Nawolpur Employment Agriculture - NILChauraha AL & NAL- 30%Block - Salempur Business - 70%District - Deoria Service - Ni |

Name of the Issues Raised Status M4igatlon Measures /Village Deslgn Approach

(23.09.2001) Civic Amenities School Private - 2Venue: Kamffal School Govt. - 2Traders Road (intemal] - 10%(Building Material) Hospital - No

Sanitotion - NoDrinking Water - No..Angan Wadi - NoHand pump - 6Electrification - 50%Vetefinary Hospitol - NoGrazing Land - YesWell - 3Post Office - NoBank- YesTele communication - YesMarket (Hat) - YesCommunity Hall - No

Maximum distance 4 km. SalempurcoveredSchool drop-out rate Totol - 10%


Wage rate Adult member-Rs. 60(for both AL & NAL (Children below 16 years) -Rs.

.___________ _ blabouref) 30Ghanauti Lala Employment Agriculture - 5%Block - Bhagolpur AL & NAL- 85%District - Deoria Business - 8%(23.09.2001) Service - 2%Venue: House of Civic Amenities School Private - IPanka School Govt. - I

Road (intemal) - 10%Hospital - NoSanitation - NoDrinking Water- NoHand pump- 7Electrification - 60%Veterinary Hospital - NoGrazing Land -YesWell - 3Post Office - NoBank - NoTele communication - NoMarket - YesCommunity Hall - No !

Maximum distance 7 km. SalempurcoveredISchool drop-out rate Total - 20%

Boys - 30%orboth AL & I Girls - 70% |

Wage rate Adult member-Rs. 60/- to 70/-( [for both AL & NAL (Children below 16 years) -labourer) Rs.30/- i

Bhagalpur Employment Agriculture - 25%Block - Bhogalpur AL & NAL- 60%oDistrict - Deorio Business - 10%|(22.09.2001) 1 Service - 5%

Name of the Issues Raised Status ' Mglation Measures /Village Design ApproachVenue: Near Civic Amenities School Private - 7Bhogolpur bridge School Govt. - 4 (I -Inter

coUge)Road (intemaQ - 30%Hospital - YesSanitation - YesDrinking Water - YesAngan Wadi- YesHand Pump- 25+25=50Electrification - 80%Veterinary Hospital - YesGrazing Land - NoWell- 15Post Office - YesBank -YesTele communication - YesMarket - YesCommunity Hall - Yes

Maximum distonce 18 km. Salempur & 13 km.covered LaarSchool drop-out rate Total - 10%


Wage rate Adult member-Rs. 60 to 70(for both AL & NAL (Children below 16 years)-Rs.

_ labourer) - 30Ghuri Boba Tola Employment Agriculture - 20%Block - AL & NAL- 65%Nawanagar Business - 15%District - Ballia | Service - NIL .-(28.09.2001) Civic Amenities I School Private - IVenue: Shop of ! | School Govt. - IGupta Ji J Road (intemal) - 10%70Kapdewalo | Hospital - No

+ ~~~~~~~I Sanitation - NoI Drinking Water - No

Hand pump- 2Electrification - 207Veterinary Hospital - NoGrazing Land - YesWell - 2Post Office - No

! Angon Wadi-YesBank-NoTele communication - No

j Bank-Yes| Community Hall - No

Maximum distance ! 1.5 km. Sikanderpurcovered !School drop-out rate Totol - 25%

Boys - 30%I Girls - 70%

Wage rate I Adult member-Rs. 65/-(for both AL & NAL (Children below 16 years) -Rs.labourer) 30/-

Panchkhera Bazar Employment Agriculture - 15%Block - Godwor AL & NAL- 75%District - Ballia Business - 10%(26.09.2001) Service - NIL

Name of the Issues Raied Status Mitgation Measures /Vliage Design ApproachVenue: Near Sri Civic Amenities School Private - 4Ram PCO School Govt. - 2

Road (intemoa - 15%Hospital - YesSanitation - NoDrinking Water - No..Hand Pump -7Electrification - 90%Veterinary Hospital - YesGrazing Land - NoWell - 2Post Office - NoAngan Wadi - YhesBank - YesTele communication - YesMarket - YesCommunity Hall - Yes

Maximum distance 19 km. Ballia & 6 km. SukhpuracoveredSchool drop-out rate Tolal - 10%


Wage rate Adult member-Rs. 60(for both AL & NAL (Children below 16 years) -Rs.labourerl 30

t _______________ Literacy rate 90%

PlilbhIt-Khuttar

Name of the Vllage Issues Raised Suggestions of PAPs (Response) MifflgaHon Measures/ Deslgn Approach

KHUTAR CHAURAHA * Employment Agriculture 5%BLOCK KHUTAR Al& NAL 5%

Business 90%Dlstt Sojahanppur Service NIL(30.6.2001) * Civic Amenities School Private 3

Venue- House of School Govt 2Sukjeet Kaul Roads (internol) 25%

Sukjeet Kaul Hospital YesSanitotion NoDrinking Water YesHand Pump 18Electrfication 75%Vitenery Hospital YesGrozing land NoWell 7Post Office YesAnganWadi YesBank YesTele YesCommunicationMarket YesCommunity hall Yes

__________________ Tap connection 25%r Maximum 30 km Puranpur & 5 kmdistonce Sahjahanpurcovered Gola - 25 km

* School Droup 15% Totalout rate 20% Girls-

I ______________ 80% Boys* Wage Rate Adult Member- 60% to 70%* Litracy Rate 60%

| * Lean period Lean Months are March & AprilGADHWA KHERA I * Employment Agriculture 85%Block: Khutar AI& NAL 10%

I Business 5%Dlstt.: Sajahanppur _ Service NIL(30.6.2001) * Civic Amenities School Privote 1

VenueI Near Primary School Govt 1 IVenue- Near Prlmary t Roads (internal) 15%School Pvt. Hospital No

Sanitation NoDrinking Water NoHand Pump 10 1Electrification 20%Vitenery Hospital NoGrozing land YesWell 3Post Office NoAnganWadi No IBank No I

Name of the Village Issues Ralsed Suggestions ot PAPs (Response) Mitigaflon Measures/ Design Apr oach

Tele No.CommunicationMarket YesCommunity holl No

* Maximum 25 km Puranpurdistancecovered

* School Droup 30% Totalout rate 25% Girls

75% Boys* Wage Rate Adult Member- 50% to 70%* (for both AL & Children below 16 years- 20%

NAL LabourerKAICH * Employment Agriculture 70%Block- Bharaurl At& NAL 20%DlsHf.: Plllbheet Business 5%(1/7/2001) Service 5% I

* Civic Amenities School Private j 4 |Venue- Near Primary School Govt __3_1

School Pvt. Hospital NoSanitation NoDrinking Water NoHand Pump 7Electrification 40% iVitenery Hospital NoGrozing land YesWell !2+1=3Post Office ! No _

AnganWadi Yes j

Bank No |

Tele YesCommunication , YMarket Yes _

Community hall 1 No !j Road (internal 10% i

*Maximum 8 km. Pilibhitdistancecovered I


! _ _ _ _ _ _ _ _ _ _ 70% Boys _ _ _

* Wage Rate Adult Member- 50% to 70%(for both. AL and Children below 16 years-20%NAL labourer* Literacy Rate 55%

NAUMA PAGADIA * Employment Agriculture 40% +10%Block: Khuttar =50%DlsHi. Shahjahpur Ai& NAL 40%(30.6.2001) Business 5% _

Venue- Near Temple Service 5% i* Civic Amenities School Private 1

School Govt 1Hospital No

Name of the Village Issues Raised Suggestfons of PAPs (Response) MItgatlon Measures/ Design ApProach

Sanitation NoDrinking Water No __X

Hand Pump 4Electrification 30%Vitenery Hospitd NoGrazing land YesWell 1Post Office NoAnganWadi YesBank NoTele NoCommunicationMarket YesCommunity hall No

_ Rooca (intemal) 15%* Maximum 20km Puranpur

distancecovered


75% Boys

* Wage Rate Adult Member- 60% to 70%(for both. AL and Children below 16 years 30%NAL labourer

Sithoura-Kala * Employment Agriculture | 80% !Block Bharaurl Al& NAL 17%Dlstt. Plllbhlt Business 2%(1-7-2001) Service 1%Venue. Near Temple * Civic Amenities School Private S _

(Shiv temple) School Govt 3 !Hospital Yes ±Sanitation No iDrinking Water No _

Hand Pump 18(2dead) _

Electrification 40% rVitenery Hospital No _Grozing land YesWell 3Post Office Yes lAnganWadi Yes lBank YesTele Communication YesMarket YesCommunity hall Yes |Road (intemal) 15%

* Maximum 12 km Pilibhitdistancecovered


_75% Boys

Nome of the Village Issues Raised Suggestions of PAPs (Response) Nt !!gatlon Measures/ Design Approach

Wage Rate Adult Member- 60% to 70%(for both. AL and Children below 16 years 20 to 30%NAL labourer* Literacy 10%

GaJraula Kala * Employment Agriculture , 60%Block - Baharourl Al& NAL 30%Dlstt. Plllbhlt Business 10%(1-7-2001) Service NILVenue- House of * Civic Amenities School Private 2Lalaram Sharma School Govt 3

Hospital NoSanitation NoDrinking Water NoHand Pump 10Electrification 30%Vitenery Hospital NoGrozing land YesWell 3Post Office NoAngonWadi No .-Bank NoTele Communication NoMarket Yes I

_______________ Community hall No* Maximum |18km Pilibhit

distoncecovered __!

School Droup 50% TotGlout rte 30% Gitls

_________________ 70% Boys* Wage Rate Adult Member- 60% to 70%

(for both. AL and Children below 16 years 20 to 30%__ NAL labourer _

| * Literacy 45% . _ _

Bhopat pur * Employment ] Agriculture 60% i _|

Block. Puranpur A& NAL 35% 1

Dlst. Pllibhlt I Business 5% I I(2.7.2001) ! _I_Service NILVenue- Near Primary . Civic Amenities School Private 4school School Govt 3 i(Govt.) Hospital No

Road finternal) 13Sanitation NoDrinking Water NoHand Pump 8 _ _|

Electrification 45%Vitenery Hospital NoGrozing land YesWell 45%Post Office YesAnganWadi YesBank YesTele Communication YesMarket Yes

Name of the Village Issues Raised Suggestions of PAPs (Response) Mitigation Measures/ Design Approach

Community hall Yes* Maximum 13 km. Puranpur & 28 km Pilibhit

distoncecovered

* School Drop out Total 20%rote Boys 50%

Girls 70%* Wage Rate Adult Member- 60% to 70%

(for both. AL and Children below 16 years 30%NAL labourer* Literacy 307%

Udaye Karanpur * Employment Agriculture 50%Block Puranpur Al& NAL 50%Dlstt. PlIlbhIt Business Nil(2.7.2001) Service NILVenue- House ot Om * Civic Amenities School Privote 2Prakash School Govt 2

(Govt.) Hospital NoRoad (intemali 15%Sanitation * NoDrinking Water NoHand Pump 7

Electrification 45%Vitenery Hospital NoGrozing land YesWell 3Post Office Yes _

AnganWadi Yes jBank - Yes !Tele Communication Yes !Market Yes |Community hall Yes _

* Maximum 9 km. Puranpurdistancecovered

* School Drop out 25% Total |rate 25% Girls, -

70% Boys !. Woge Rate Adult Member- 50% to 70%(for both. AL and Children below 16 years 20 to 30%NAL labourer

_ * Literacy 70%_oKathar Chauraha * Employment Agriculture 80% l

Block. Puranpur Al& NAL 15% |Dlstt. PlIlbhHt Business 5%(2.7.2001) Service NILVenue- House of * Civic Amenities School Private 2Santosh School Govt 1 I(Govt.) Hospital No

Road (internal) 10%7Sanitation No TDrinking Water No _

Hand Pump 10 _

Electrification 30% _

Name of the Village Issues Raised Suggestlons of PAPs (Response) Mitigaton MeasuresgDesin Approach

Vitenery Hospital NoGrozing land YesWell NoPost Office NoAngan Wadi YesBank NoTele Communicotion NoMarket YesCommunity hall No

* Maximum 13 km. Puranpurdistancecovered

* School Drop out 20% Totalrate 30% Girls,

70% Boys* Wage Rate Adult Member- 50% to 70%(for both. AL and Children below 16 years 30%NAL labourer* Literacy 70%* Lean Period May and June l

Puranpur * Employment Agriculture 40%Block. Puranpur Al& NAL 40%Dlstt. Plllbhit Business 10%(2.7.2001) Service 10% lVenue- Hotel Ram CivicAmenities School Private 15 |

School Govt | 8Hospital _ YesRoad (internal) 50%Sanitation NoDrinking Water Yes !Hand Pump 35 |Electrification 80% lVitenery Hospital Yes lGrozing land No lWell 5 ! _ _Post Office Yes _

AnganWadi Yes ±Bank YesTele CommUnication YesMarket Yes lCommunity hall Yes _

Tap Connection 90% |* Maximum 30 km. pilibhit

distancecovered

* School Drop out 5% Totalrate 30% Girls,

70% Boys* Wage Rate Adult Member-(for both. AL and Children below 16 yearsNAL labourer* Literacy 40%* Lean Period March and April

Poverty Assessment DHV Consultants BV

Lucknow - Bangarmau

.MiHgaHon

VNilage Issues Raised Response MeasuresApproach

Atardhanl

(Athrganj) * Employment * Agiculture -30%AL &NAL 60%

Block - Bangarrnau * Business 10%

Dlddct - Unnoo * Service Only -to 10 personsCivic Amenities * Road (internal) - No

Date *14.10.2001 * Hospital - No

Venue -Khan ClInIc * Sanitation -No* Drinking Water- No* Angan Wodi - Vacant* Hand Pump -33* Electrification - 142 str.* Viteneory Hospital - No* Grozing Land -Yes* Well -12* Post Office -Yes* Tele Communicotion - Yes* Market -Yes* Community Hall - No

* Maximum distance * Health service 12 kmcovered * Grazing land 2 km

* Market 12km* Inter collage & obove 12km

* School drop out * Total - 15%rate * Boys -35%

Girls -65% i

* Woge rate (for * Adult Member -Rs. 50 to Rs. 70

Labourer * Children below 16 yeors -Rs. 20 to Rs. 50* Leon Period * May. October, January, February & August.

Hasan GanJ.iBlock - HGsanganJ * Employment * Agriculture -30%

Block - ang] *~~~~~~~~ AL &NAL - 50%Dlstdct - Unnao * Business 15%

Date -1S.10.2001 _ _ _ _ _ _ _ _ _ I * Service 5% _ _ _ _ _

* Civic Amenities * School Private - 10 (2 High School.Venue -Shop of 2 Secondary High School)

Pradhan * School Govt. -3 Inter Collage* Rood (internal) - 40%* Hospital Yes (CHC. 30 Beds))* Sanitation -No* Drinking Water -No* Angon Wadi -Yes* Hand Pump - 16 (50% working)* Electrification - 60%* Viteneary Hospital - Yes* Grazing Land - No* Well -'S* Post Office - Yes* Bank -Yes* Tele Communication - Yes* Market - Yes

* Maximum distance * Lucknow 40 km (for degreecovered collage)

* Unnoo 40 km (for degreecolloge)

* School drop out * Total -10%rote * Boys -25%

_ * Gils -78%

Government of Uttar Pradesh. Public Works Department. Lucknow. IndiaProject Co-ordinating Consultonts (PCC) Services for Uttor Pradesh Stote Roods Project


Mltigailon

Name of the Issues Ralsed Response MeasuresVillage I Design

Approach* Wage rote (for * Adilt Member -Rs. 45 to Rs. 60

Labourer AL* Children below 16 years -Rs. I5 to Rs. 30

Maharaj GanJ

Olock - Hasangani * Employment * Agiculture -30%Dlstdct - Unnoo ~* AL &NAL W

DldHitct - Unnflao * Business -10% !Date -12.10.2001 * Civic Amenities * Road (internol) -No

* Hospital -NoVenve -ose of Mrs. * Sanitation - No

Rom Dufla * Drinking Water - No* Angan Wadi Yes (Poor service)* Hand Pump -3 (3 deod!* Electrificati6n - 20%* Viteneory Hospitol - No* Grazing Land -Yes* Well -10 i

* Maximum distance * Health service 10 kmcovered * Grazing land 7 km

* Market 10km* Inter collage & above 5 km to 55 km


* Girls -70%* Wage rote (for * Adult Member -Rs. 50 to Rs. 60

both AL & NALLabourer * Children below 16 yeors -Rs. 30

Miyanganj

Block - MlyanganJ * Employment Agriculture -15%Block - Miyangonj * AL &NAL -60%District - Unnoo * Business -207o

Date -14.10.2001 * Service -5% __L _ --. .* Civic Amenities * School Private -12

Venue -House of Bhlya (Primary & Middle)Lal Gupta * School Govt. -4 (I Girls & 3 Boys

Inter Colloge* Road (internal) - 50%* Hospital -Yes* Sanitotion -No* Drinking Water - Yes* Angon Wadi -Yes* Hand Pump -55* Electrificotion -60%* Viteneary Hospitol - Yes* Grazing Land -No* Well -25* Post Office - Yes* Bank -Yes* Tele Communication - Yes* Market -Yes* Community Hall - No* Modroso -2* P.H.C. -2 !

* Maximum distance * Health service |covered |


* Girls -70% !* Wage rate (for * Adult Member -Rs. S0 to Rs. 70

Labourer * Children below 16 years -Rs. 16 to Rs. 30

Govemment of Uttor Pradesh. Public Works Department. Lucknow. India 2Project Co-ardinoting Consultonts (PCC) Services for Uftor Pradesh State Roads Project

Poverty Assessment DHV Consultonts BV

Mfifltcon J

VOleoge Issues Raised Response / Design.______________ ._______________ A pproach

Mohoon

Block - Hasanganj * Employment Agriculture -30%* AL &NAL -60%

DIstict - Unnao * Business -10%

Date -16.10.2001 __Service -5% to 10%* Civic Amenities * School Privote -3 Primary

Venue -Shiv Temple * School Govt. - 3 1( Inter Collage & I GirtsHigh School)

* Road (internal) - Yes* Hospital -PHC* Sanitation - No* Drinking Water -No* Angan Wodi -Yes* Hand Pump -30* Electrification -40%* Viteneory Hospitol - Yes* Grazing Land -Yes* Well -12* Post Office -Yes* Bank - Yes (3)* Tele Communication - Yes* Market - Yes* Madroso -Yes (1)

* Maximum distance * Lucknow 20 kmrcovered * Market

* Inter collage & above* Health facility

* School drop out * Total - 20%rate * Boys - 20%

_ Girls -80%* Wage rate (for * Adult Member -Rs. 50 to Rs. 70

both Al * Children below 16 years -Rs. 15 to Rs. 30Labourer,

MustafabodIi

Blocku -angarmou * Employment | Agiculture -35%Block- Bangarmou i * ~~~~~~AL &NAL -60%

District - Unnao * Business -5%

Date -13.10.2001 * Service -0% -* Civic Amenities * School Private -I (Primary

Venue -House of Gram & Middle)

Pradhan * School Govt. -2 (I Primery &Middle)

* Rood (intemal) -No* Hat (weekly) -Yes* Hospital - No* Sonitotion - No* Drinking Water - No* Angan Wadi - Yes (No.-2)* Hand Pump -20* Electrification - Only 10

connections* Viteneary Hospital - No* Grazing Lond -Yes* Well -10

Ma Mrket -_Yes* Community Hall - No--

* Maximum distance * Health service .8 kmcovered * Grazing land 3km

* Market 8 km

* School drop out * Total - 10%rote * Boys - 25%

* Girls - 75%

Govemment of Uttar Pradesh. Public Works Department. Lucknow. India 3Project Co-ordinating Consultants (PCC) Services for Utar Pradesh Stote Roads Project

Poverty Assessment DHV Consuttants BV

Mitigation

VNillage Issues Raised Response MeIsures

_______________ ~~~~~~~~~~Approach* Wage rate (for * Adult Member -Rs. SO to Rs. 70

Labourer * Children below 16 years -Rs. 20 to Rs. 30* Leon Period * Moy, October, January, February & August.

Atardhonl * Employment * Agiculture -30%

(Atorgani) * AL &NAL -60%* Business 10%

Block - Bongarmou * Service Only Sto 10 persons

Dlstrict - Unnao * Civic Amenities Road (intemal) -No* Hospital -No

Date -14.10.2001 * Sanitation -No

Venue -Khan Clinic * Drinking Water -No* Angan Wadi -Vacant* Hand Pump -33* Electrification - 142 str.* Viteneory Hospital - No

Grazing Land YesWell -12

* Post Office - Yes* Tele Communication - Yes* Market - Yes* Community Hall -No

* Maximum distance * Heolth service 12 kmcovered * Grazing land 2 km

* Market 12 km* Inter colloge & above 12 km


* Girls 65% 4* Woge rate (for * Adult Member-Rs. 50 to Rs. 70

both AL & NAL * Children below 16 years -Rs 20 to Rs 50Labourer s

* Leon Period 1. May. October. January, February & August.

Govemment of UHtar Pradesh, Public Works Department, Lucknow. India 4Project Co-ordinating Consultants (PCC) Services for UHtar Pradesh State Roads Project

Poverty Assessnent DHV Consuttants BV

Slhtpur-Baharalch

Name of the Mitigation

Vilage Issues Raised Response Measures

ApproachRamharsh Purwa ___________________

* Employment * Agricuttue 85%* AL &NAL 10%

Block - Teiwapur Business 4%

* Service 1%District - Bahralch * Civic * School Private -No

Amenities * SchoolGovt. -I* Road (intemnal) - 10%

Date - 28.7.2001 Hospitol -No* Sanitation -No

Venue -House of * Drinking Water - No* Angan Wadi - No

Jamlfldaar Mr. * ~~~~~~Hand Pump -7Jamlndaar Mr. Electrification -10%* Viteneary Hospital - No

Ram Naresh * Grozing Land -Yes* Well -2* Post Office -No* Bank -No* Tele Communicotion - No* Market -Yes

Community Hal - No !* Maximum * 10km Bahraich

distoncecovered I

* School drop * Total - 30%out rate * Boys -25%

* Girls - 75%* Wage rate * Adult Member -Rs. 50

NAL Labourer * Children below 16 years -Rs. 16 to Rs. 25

* Leon Period Lean Month are Aucust. September & October.Vishnu Nagar

* Employment * Agricuitu'e -40%* AL & NAL -40%

Block - Khairobod * Business 10% _ ___

* Civic * School Private -lDistrict - Sitapur Amenities * School Govt. -1

* Road (intemol) -10%

Date .22.71001 * ~~~~~~Hospital -NoDate -22.7.2001 Sanitotion -No

* Drinking Water -NoVenue - Near * Angan Wadi -No

* Hand Pump -5* Electrification -30%house of Shankor * Viteneary Hospital -No* Grazing Land -Yes

Lal(Panchayat . Well -2* Post Office - No

* Bank -NoMember) . Tele Communication - No

* Market -Yes* Community Hall - No I

* Maximum 14 km. Sitapurdistancecovered

* School drop * Total -10%out rate * Boys -40%

* Giris - -60%* Wage rate * Adult Member -Rs. 60

(for both AL & * Children below 16 years - Rs. 50NAL Labourer

Govemment of Utfor Pradesh, Public Works Department, Lucknow. India Sitopur-BahraichProject Co-ordinating Consultants (PCC) Services for Uttar Prodesh State Roads Project

Foverly Assessment E)HV Consultants DV


Village Issues Raised Response Measures

____ _ _Approach* Literacy rate 55%

Bhgawanpur* Employment * Agriculture -7 5%

* AL & NAL - 25%Block - Mahsi * Business Nil

* Service NilDistrict - Bahraich * Civic * School Private -No

Amenities * School Govt. -1Date - 28.7.2001 Road (inteal) - 10%* Hospital -No

* Sanitotion -NoVenue -House of . Drinking Water -Yes

* Angan Wodi - YesKrishna Gopol .~~ Hand Pump -3

Krishtna Gopol Electrification -15%

* Viteneary Hospital - YesDate - 26.7.2001 * Grazing Land - Yes

* Well -2* Post Office - No

Venue - Provision * Bonk -1T* ele Communication - No

store of Monsoor * Market -Yes* Community Hall - No !

All . Maximum * 23 km Bahroichdistancecovered T

. School drop * Totol - 25%out rote * Boys- 30%

. Girls- 70%_* Wage rote * Adult Member -Rs. 40 to Rs.50

(for both AL & * Children below 16 years -Rs. 20

Biswan i* Employment * Agriculttue -20% i

- B*swon . AL & NAL -10%Block - Blswan I* * Business 50%

____________ * Service 20% 1District - Sitapur I Civic . School Private -20

Amenities * School Govt. -8Road (internal) - 40%

Date - 23.7.2001 : Hospital -Yesj * Sanitation -No

Venue - house of I . Drinking Water- Yesi * Angan Wadi -Yes

Kunwr * Hand Pump -35* Electrification - 100%* Viteneory Hospita I- Yes

Sabheswarl Pratcp * Grozing Land -No* Well -20

Singh ~ ~ ~ ~ ~ ~ * Post Office - YesSingh 0Bank -Yes* Tele Communication - Yes* Market -Yes* Community Hall - Yes* Madroso - I Yes

* Maximum * 55 Km Sitapurdistancecovered .__

* School drop * Total - 5%out rote * Boys -45%

* Girls -55%* Wage rate * Adult Member -Rs. 50

(for both AL & * Children below 16 yeors - Rs. 20NAL Labourer _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _

* Literocy rate * 65%

Govemrnment of Uttar Pradesh. Public Works Department. Lucknow, India Sitopur-Bahroich 2Project Co-ordinoting Consultants (PCC) Services for Uttar Prodesh Stote Roods Project


Name of the MitigationMeasures

Village Issues Raised Response / DeslgnApproach

Chehari Chourhah* Employment * Agricultue -5%

* AL &NAL - 95%Block - Rewsa Business Nil

* Sevice NilDistrict - SNtapur . Civic * School Private -1

Amenities * School Govt. -1Date - 25.7.2001 * ~~~~~~Rood (intemoal) -10%Date - 25.7.2001 Hospitol -No

* Sanitation -NoVenue - Hari Pur * Drinking Water - No

* Angon Wadi -No* Hand Pump - 2

Colony * Bectrification -No* Viteneary Hospital -No* Grazing Land -Yes* Well -2* Post Office -No* Bank -No I* Tele Communication - No* Market - Yes* Community Hoa -No

* Maximum * 35 km Biswandistancecovered i

* School drop * Total 40%out rate * Boys- 20%

* Girls -80%* Wage rate * Adult Member -Rs.50I (for both AL &

__________ _ NAL Labourer * Children below 16 years- Rs.20 to Rs.30

Dubeypuri_b Employment *Agriculture 60%

.iock-Biswan j * AL & NAL - 35%I - Business NilI ______________ Service 5%

District - Sitapur * Civic * School Private -3Amenities * School Govt. -I

* Road (internal) -10%Date - 24.7.2001 ' Hospital -N 0j * Sanitation -No

Venue - House of * Drinking Water -No* Angan Wadi -Yes

Parwari Lal *~~~~~~~~~~ Hand Pump -2Parwarl Lal * Electrification -80%

* Viteneary Hospital - NoI * Grazing Land - Yes

* Well -5* Post Office - No* Bank -No

T* ele Communicotion -NoMarket -Yes

* Community Hall - No* Maximum * 7 km Biswan

distancecovered

* School drop * Total -15%outrate * Boys -30%

* Girls -70%* Wage rate * Adult Member -Rs. 50%

(for both AL &._________________ NAL Labourer Children.below 16 years - Rs.20%

Govemment of Utior Pradesh, Public Works Department. Lucknow. India Sitopur-Bahraich 3Project Co-ordinating Consultonts (PCC) Services for Uttar Pradesh State Roads Project


Name of the Mitlgatlon

issues Raised Response ~~MeasuresVillage Issues Raised Response / Design

Approach

Chehlarl Chourcha * E3oyment * &pscdRisote -35% -2Amenities * vovt. -160%

* Bo1temal) 15% -15%Block - Blswan * 5teal -l

* Sanitation -NoDistrict - SHtapur * Drinking Water- No

* Argon Wadi -NoDate - 26.7.2001 * ~~~~~~~~~Hand Pump -8

Date - 26.7.2001 Electrification -10%* Viteneory Hospital- No

Venue - House of * Grazing Land - Yes* Well - 4* Post Office - No

Mr. Tandon * Bank -No* Tele Communication - No* Market -Yes

Community Hall - No* Maximum * 4km Biswon

distancecovered


* Girls .70%* Wage rate * Adult Member - Rs.40 to Rs.70

(Nor LbothrALe * Children below 16 years - Rs.20______ ______ _____ NAL Labourer

Gurgujpur* Employment * Agricultire -35%

l * ~~~~AL & NAL- 5Block -Reasa L A -65%* Business Nil

i ___________________ * Service Nil !District - Sitapur . Civic * School Private -1

Amenities * School Govt. -l* Road (internal) -0

Date - 25.7.2001 Hospital -No* Sanitation -No

Venue -Near * Drinking Water - No* Angan Wadi - No* Hand Pump - 2

House of * Electrification -No* Viteneary Hospital- No

Bisworoop Singh * Grazing Land -Yes* Well -2* Post Office -No* Bank -No* Tele Communication - No* Market -Yes* Community Hall - No

* Maximum * 6 km Reosadistancecovered I

* School drop * Total -30%

out rote * Boys -25%* Girls - 75%

* Wage rote * Adult Member -Rs. 40 to Rs. 70Nfor both AL & * Children below 16 years -Rs. 20

Government of Uttar Pradesh, Public Works Department, Lucknow, India Sitopur-Bahraich 4Project Co-ordinoting Consultants (PCC) Services for Uttar Pradesh State Roads Project


Namn of the Mitigatlon

Village Issues Raised Response l Design____________ Approach

Jahangira Bad * Eh*toyment .* 5dRisate 30% -5Amenities * 5btlAlovt. -27%

* B -soitemol) 40% -20%Block - Blswan * i2eisl s

* Sanitation -NoDistrict - Sitapur * Drnking Water- No

* Angon Wadi -Yes* Hand Pump -is

Date - 25.7.2001 Electrificotion -80%

* Vitenecry Hospital - YesVenue - Clinic of * Grazing Land - No

* Well -10* Post Office -Yes

Dr. Vijay Srivastava * Bank -Yes* Tele Communication - Yes* Market -Yes* Community Hall - No* Bus stop -Yes __

Maximum * 12 km Biswondistancelcovered ISchool drop * Totol -15%

out rate * Boys - 25%____________ * ~Girls -7S% _ _ _ _

Wage rate Adult Member -Rs. 50

(fNr both AL * Children below 16 years - Rs. 20

itaharanpurwaI* Employment * Agriculture -5%

* AL & NAL -90%Block - Tejwapur * Business 5%

________ __ * Service Nil

District - Bahraich . Civic * School Private -1Amenities * School Govt. -1

Date - 29.7.2001 Road (intenal) -20%* Hospital - No

* Sanitotion - NoVenue -House of * Drinking Water -No

* Angan Wadi -Yes

Mr. Nagesh Proasad Hand Pump* Electrification - 10%* Viteneary Hospital -No* Grazing Land -Yes* Well -2* Post Office - No* Bank -No* Tele Communication - No* Market - Yes* Community Hall - No

* Maximum * 15 km Bahraichdistancecovered i


* Girls -65%

* Wage rote * Adult Member -Rs. 40 to Rs. 50(for both AL & * Children below 16 years -Rs. 20 to Rs. 25NAL Laboutrer

* Lean Perod Lean Month are August, September & October.

Govemment of Uttar Pradesh, Public Works Department. Lucknow. India Sitapur-Bahrich SProject Co-ordinating Consultonts (PCC) Services for Uttor Pradesh Stote Roads Project

Poverty Assessment DHV Consultonts BV

Name of the MAffigaHon

Vilage Issues Raised Response Mesures________________ __ ______________________________ Approach

Kotra Chouraha . E3tWYment _ &i, iSRaieate -20% -IAmenities * ovtmovt. -V0%

* aB- nbdsstemalQ 10% -10%Block - Blswan . . 6udebl MiO

* Sanitation -NoDistrict - Sitapur Drinking Water -No

* Angan Wadi - No

Date - 26.7.2001 Eaectndcation -10%* Viteneary Hospitol - No

Venue - House of * Grazing Land -Yes* Well -5* Post Office -No

Mr. Dilip Kumar . Bank -No* Tele Communication - No* Market -Yes* Community Hall - No

* Maximum * 4km Biswandistancecovered


* Gkls - 70% _

* Wage rate * Adult Member -Rs. 40 to 70(for both AL &NALr Lboure AL& - Children below 16 years -Rs. 20 to Rs. 30 i

KhlraGad __ .* Employment . Agriculture -5%

B AL & NAL -20%Block - Khirabad * Business 70%

* Service 5%District - SNtapur . Civic . School Private -10

Amenities * School Govt. -8* Road (intemal) -40%D Hospital - Yes (Private)* Sanitation - No

Venue - Provision . Drinking Water - Yes* Angan Wadi - Yes* Hand Pump -70

store of Monsoor . Electrificotion -80%* Viteneary Hospital -Yes

All * Grazing Land -No. Well -50* Post Office -Yes* Bank -Yes* Tele Communicotion - Yes* Morket -Yes* Community Hall - Yes

* Maximum * 10 km Sitopurdistancecovered


* Girls -70%. Wage rate * Adult Member -Rs. 40 to Rs.70

(for both AL & a Children below 16 years -Rs. 20 to Rs.

* Literocy rote i

Govemment of Uttor Prodesh, Public Works Department. Lucknow. India Sitopur-Bahroich 6Project Co-ordinating Consultants (PCC) Services for Uttar Pradesh State Roads Project


Name of the M | igflon

Village Issues Raised Response / Design____ ___ ___ ___ ____ ___ ___ ___ A pproach

Manpur* Employment * Agricuttire - 65%

Block - Blswan * AL & NAL -25%Block - Biswan ~ ~ * Business -5%

* Service -5%District - SItapur . Civic . School Private -3

Amenities * School Govt. -4

Date - 23.7.2001 Road (intenal) -15%* Hospital -No

* Sanitation -NoVenue - Panchyat . Drinking Woter -No

* Angan Wadi -Yes* Hand Pump - 10* Electrificotion -80% i* Viteneory Hospital -Yes* Grazing Land - Yes* Well -10* Post Office - Yes* Bank -Yes I* Tele Communication - Yes* Market -Yes* Community Hall - Yes

* Maximum * 10 km. Biswon & 25 Km Sitopurdistancecovered i


* Girls - 75% j

* Wage rate * Adult Member - Rs,(for both AL & Oo.0

NAL Labourer 40 to Rs. 60NAL Labourer* Children below 16 years - Rs.

20* Literacy rate * 70%

Manpurwa_* Employment -Agricult1e -'5%

Block- Tejwapur AL&NAL ;75%* Business 10%* Service Nil

District - Bahralch * Civic . School Privote -NoAmenities * School Govt. -I

Date - 29.7.2001 Hospital- 20%* Sanitation - No

Venue -Near . Drinking Water- No* Angon Wadi - Yes

School Hand Pump -4S Electrification - 10%* Viteneory Hospital- No* Grazing Lond -Yes* Well 5* Post Office -No* Bank -No* Tele Communication - No* Market -Yes* Community Hall - No* Madrasa - Yes !

* Maximum * 7 km Bohroichdistancecovered

Govemment of Uttar Pradesh. Public Works Department. Lucknow. India Sitapur-Bahraich 7Project Co-ordinoting Consultants (PCC) Services for Uttor Prodesh State Roads Project


Name of the _Mitgatlon

Village issues Raised Response M DesignApproach


* GHls -75%* Wage rote * Adutt Member -Rs.

(tor both AL &NAL Labourer

* Children below 16 Years -Rs._ _ _ _ _ _ _ _ _ _ ~20

* Leon Period Leon Month ore August. September & October.Mubarakpur_ _ __

* Employment * Agricultuxe -60%* AL &NAL -34% -

Block - Khairabod Business 1%* Service 5%

District - SHtapur . Civic * School Private -1Amenities * School Govt. -I

* Road (intemnall 15%Date - 22.7.2001 Hospital No

* Sanitation - NoVenue - Near . Drnking Water- No

* Angan Wadi - Yes* Hand Pump -7

house of Madhav EalectndcPtion -10%* Viteneary Hospital - No

Lal (Pradhan) * Grazing Land -Yes* Well -2* Post Office No

Bank -No* Tele Communicotion - No* Market - Yes* Community Hal I-No

* Maximum * 6 km. Sitapurdistance _

covered _ __ _

r School drop * Total . 10%out rate * Boys -40%

* Gils -60%* Wage rate * Adult Member - Rs.

(for both AL & 50NAL Labourer * Children below 16 years - Rs.

50 _L * Literacy rote * 80% _ _ _

Rampurwa * Employment * Agriculture -20%* AL &NAL 60%Chauraha Business 20%

* Service Nil

Govemment of Uttar Pradesh. Public Works Deportment. Lucknow. India Sitopur-Bahroich 8Project Co-ordinoting Consultants (PCC) Services for Uttor Pradesh Stote Roads Project



Vilage Issues Raised Response aDresignApproach

Block - Tejwapur * Civic . School Private - _Amenities * School Govt. -I

District - Bahralch * Road (internal) -10%D Hospitol -No* Sanitation - No

Date - 28.7.2001 * Drinking Water - Yes* Angan Wadi - Yes

Venue -. ouse of * Hand Pump -5Venue -House of * Electrificotion - 10%

* Viteneary Hospitol- NoKariram Awasthi . Grazing Land -Yes

* Well -2* Post Office -No* Bank -No* Tele Communication - No* Market -Yes* Community Hall - No

* Maximum * 18 km Bahraichdistancecovered


* Girls -65% |* Wage rate * Adult Member r

(for both AL & Rs.50NAL Labourer

* Children below 16 years -Rs.20

* Literocy rateRewsa I

* Employment * AgricultLe -0%* AL &NAL -0%

Block - Rewsa * Business 0%* Service 0% |

District - Sitapur . Civic . School Private -5 1Amenities * School Govt. -5 I

Date - 25.7.2001 * Road (internal) -20% j* Hospital -Yes* Sanitation -No

Venue - Near * Drinking Water- No* Angan Wadi -Yes* Hand Pump - 10

Tempie * Electrificotion -40%7

* Viteneary Hospital -Yes* Grazing Land -Yes

W well 5* Post Office -Yes* Bank -Yes* tele Communicotion - Yes. Market -Yes

| * Community Hall - Yes* Maximum * 24 km Biswan

distance.covered I

* School drop * Total 10%out rate * Boys- 30%

* Girls- 70%* Wage rate * Adult Member -Rs.40 Io Rs.70

NAL Labourer * Children below 16 years -Rs.2Dto Rs.30

Govemment of Uttar Pradesh. Public Works Department. Lucknow. India Sitapur-Bahroich 9Project Co-ordinoting Consultants (PCC) Services for Uttar Prodesh State Roads Project

Poverty Assessment DHV ConsuHtants BV

Nate of the Mitigatlon

Village Issues Ralsed Response MeasuresApproach

Rlralnlgonj * elhpoyment * 5SfmiRwdate 70% -NoAmenities * beftaovt. -2 29%

k* a8 itemal) Nil -10%Block - Blswan . Swbs08 -M

* Sanitotion -NoDistrict - Sopur * Drnking Water -No

* Argan Wadi -Yes* Hand Pump -7

Date - 23.7.2001 Electfrcoation100%

Venue - Near * Viteneory Hospital -No* Grazing Land -Yes* Well -S

Temple * Post Office -No* Bank -No* Tele Communication - No* Market - Yes* Community Hall - No

* Maximum * 55 Km Sitapurdistancecovered i


* Girls -55%* Wage rate * Adult Member

(for both AL &NAL Labourer

* Children below 16 years -20%* Literacy rate . 65%

* Employment * AgricultLxe 65%* AL&NAL -25%* Business 5%* Service 5%

* Civic * School Private -3Amenities * School Govt. -2

* Road (internal) -10%* Hospital -Yes* Sanitation -No* Drinking Water -No* Angan Wadi -Yes* Hand Pump -8* Electrificotion -30%* Viteneary Hospital- Yes* Grazing Land -Yes* Well -8* Post Office -Yes* Bank -No* Tele Communication - No* Market -Yes* Community Hall - No

* Maximum * 18 km. Sitopurdistancecovered

* School drop * Boys -30%out rate 10% * Girs - 70%

Govemment of Uttar Prodesh. Publ:c Works Department. Lucknow. India Sitopur-Bahroich 10Project Co-ordinoting Consultants (PCC) Services for Uttar Pradesh State Roads Project


Narne of th. MAHlgallon

vilage Issues Ralsed Response MeDsures____ ___ ___ ___ ____ ___ ___ ___ A pproach

* Woge rote * Adult Member - Rs.(for both AL & 50NAL Labourer * Children below 16 years -Rs.

50*-* Uteracy rote * 80%* Leon period * Months ore May & June

Kaharanpurwa_____* Employment * AgricultLe -30%

: AL &NAL- 50%Block - Tejwapur Business 20%

* Service NilDistrict - Bahralch * Civic . School Private -3

Amenities * School Govt. -4 Date - 29.7.200 1 * ~~~~~Road (internal) -20%

Date - 29.7.2001 Hospital -Yes H* Sonitafion - No

Venue -House of . Drinking Water- No* Angan Wadi - Yes

Mr. Nagesh Prasad . Hand Pump -s5 ( deod)* Electrification -50%* Viteneory Hospital - Yes* Grazing Land -Yes* Well -5* Post Office - Yes* Bank -No* Tele Communicotion - No* Market - Yes* Community Ho 11 - No

* Maximum * 13 km Bahroichdistoncecovered _ __

* School drop * Total _out rate 50%

* Boys -35%_ ________ * Girls - 6 S % I _____ .65%

* Wage rate * Adult Member -Rs.(for both AL &NAL Labourer

* Children below 16 years* Leon Period Leon Month ore August, September & October. |

Govemment of Uttar Pradesh. Public Works Department. Lucknow. India Sitopur-BahroichProject Co-ordinating Consultonts (PCC) Services for Uttar Pradesh State Roads Project

Azamgarh-Phep hanaName of the Village Issues Raised Status Mitigation Measures

/. __________________ _________________ _________________________ D esign A pproachGADHIYA Employment * Agriculture - 25%Block-Rasara *AL & NAL :65%Distt. Mau . Business - 7%(10.9.2001) o Service - 3%Venue-Temple Civic amenities . School Private -NIL

* School Govt.- Primary-2* Road (intemorl -No. Hospital - No* Sanitation - No* Drinking water - No.Angonwadi -No* Hand Pump - 7* Electrification - 20%. Viteneary hospital - No.Grazing land -No*Well -5* Post office - No:Bank -No* Tele Communication -No* Market (Hat) -Yes* Community hall - Yes

Maximum distance * 35 km (Mau)coveredSchool drop-out rate Total - 70%

Boys - 40%Girls -30%

Wage rate Adult Member -50%(for both AL & NAL (Children below-16 yeors) 25%

.Labourer) GULAURI Employment * Agriculture - 15%Block-Ratonpura E AL & NAL -65%Distt. Mau * Business - 15%(10.9.2001) . *Service - 5%Venue- Near temple Civic amenities * School Private - 2 Primary

* School Govt. - I PrimaryI School Govt.- Primary-2. Road (internal) - No 10%. Hospital *- No| Sanitation -No. Drinking water No* Anganwadi - Yes. Hand Pump - 7. Electrification - 10%. Viteneary hospital - No* Grazing land - Yes 7 Km..Well -3* Post office - No*Bank -No* Tele Communication -Nol Market (Hat) - Yes* Community hall - No

Maximum distance 3 km (Ratanpura) & Mau 40 kmcoveredSchool drop-out rate Total - 75%


Nome.oi the VMage lsues Rased Stalus IgathIn Mmsures/

Design ApproachWage rate Adult Member-50i- to 60/-(for both AL & NAL lChildren below-16 years) 16% toLabourer) 20%

RASARA Employment * Agriculure - 20%Block-Rasar * AL & NAL -40%Distt. Mau * Business -30%(12.9.20011 * Service - 10%Venue- Near burial Civic amenities * School Privote - 10ground * School Govt. - 4

. Road (internoq - No

. Hospital - Yes* Sanitation - Yes* Drinking water - Yes. Anganwadi - Yes* Hand Pump -45* Electrificotion - 70%. Viteneary hospital - Yes* Grazing land - No* WeDl -60. Post ofrice -Yes*Bank - Yes* Tele Communication -Yes* Market (Hat) -Yes* Community hag - Yes

Maximum distance 55 km (Mau) & BatUa 36 kmcovered ISchool drop-out rate Total -70%

Boys -10%.______________ I G irls -30%

Wage rate AdulN Member -50/-(for both AL & NAL (Children below-16 years) 20/- toLabourer) 30/-

RATANPURA Employment -Agriculture - 20%Block-Ratanpura AL & NAL - 50%Distt. Mau. Business - 20%(9.9.2001) Service - 10%Venue-Shop of Mahesh Civic amenities * School Private - S(Near Railway station) * School Govt. - 3 (1 Inter

& IDegree

I Rood (intemal) - 20%Hospital - Yes

(PNC)* Sanitation - Yes. Drinking water - Yes* Anganwadi - Yes* Hand Pump - Yes* Electrification - Yes. Vtenary Hospitol - Yes• .Grazing land - Yes* Well - Yes* Post office - Yes-Bank - Yes* Tele - YesCommunication* Market - Yes. Community Hall - Yes

Maximum distance 31 (Mau)coveredSchool drop-out rate Total - 70

Boys - 10% I

Name of the Village Issues Raised status Mitigatlon Measures

Desin ApproachGils - 30% _

Wage rate Adult Member - 60/-(for both AL & NAL (Chkdren bebw-16 - 30/-Labourer) years)

HALDHARPUR Employment AgricuRure - 20%Block-Ratanpura AL & NAL - 60%Distt. Mahu Business - 15%(9.9.2001) Service - 5%Venue-Shop of Maihor Civic amenities . School Privote - Nocement * School Govt. - 2(1 Inter

&lDegree

* Rood (intemal) - No* Hospital - No. Sanitation - No* Drinking water - No* Anganwadi - Yes. Hand Pump - 3. Electrification - 5%. Vtenary Hospital - No* Grozing land - Yes O%* Well - 5* Post office - No _.Bank - No. Tele - NoCommunicotion. Market (Haot) - Yes* Community Hall - Yes

Maximum distonce 25 km (Mau) -covered |School drop-out rate Total - 80

| Boys - 20%_ Girls - 20%

Wage rate | Adult Member - 50/-(for both AL & NAL (Children below-16 - 20/-Labourer) years)Leon Period J Leon months are (August & Sept.)

SANAURA Employment Agriculture - 70%Block-Chilkahar AL& NAL - 20%Distt.Ballia Business - 5% .(18.9.2001) Service - 5%Venue- Cloth ShoP of Civic amenities * School Private - 3Chhote Lal . School Govt. - 2

. Road (intemal) - 15* Hospital - Yes* Sanitation - No* Drinking water - No* Anganwadi - Yes

Hand Pump - 15* Electrifcation - 15%. Viteneary - YesHospital. Grazing land - Yes. Well - 18. Post office - Yes* Bank - Yes* Tele - YesCommunication* Market (Haot) - Yes* Community Hall - Yes

Name ot the Village Issues Raised itahjs Mtgation Meaures

Design Ap roachMaximum distance 7km. (Rasara) & -covered 27km (BalTalSchool drop-out rote Total - 65%

Boys - 20%GTris - 35%

Wage rate Adult Member - 50/-(tfor both AL & NAL (Children below-16 - 50/-Labourer) years)Lean PerTod Leon months ore (Nov.,June,May

& Dec.)CHILKAHAR Empbyment Agriculture - 30%Block-Chilkohor AL & NAL - 45%Distt.Ballia Business - 20%(18.9.2001) Service - 5%Venue- Near Hanuman Civic amenities . School Private - 10temple * School Govt. - 3

* Rood (intemal) - 20* Hospital - Yes. Sanitation - Yes* Drinking water - No*Angonwadi - Yes* Hand Pump - 30* Electrification - 70%* Viteneory - YesHospital I* Grazing land - No j. Wel - 20* Post office - Yes*Bank - Yes* TeLb - YesCommunication. Mdrket (Hoot) - Yes* Community Hall - Yes

Maximum distance 18 km. (Balia)covered _ _70_School drop-out rate Total - 70% 1

Boys - 25%Giris - 30%

Wage rate Adult Member - 50/- to(for both AL & NAL 70/-Labourer) (Children below-6 - 20/- to

years) 30/-

Lean Period Leon months are (Nov..June.Moy& Dec.)

RAMNAGAR Employment Agriculture - 35%Block-Chilkahor | AL & NAL - 60%Distt.Ballia Business - 2%(17.9.2001) Service - 3%Venue- Near Civic amenities . School Private - No iHarknoroyan temple * School Govt. - 1

Road (intemall - 10%. Hospital - No* Sanitation - No* Drinking water - No* Anganwadi - No* Hand Pump - 2* Electrification - 70%* Viteneary - No

IHospitol ___

Name of the Vlnlage :ssues Raised Status Mitigation Measures

Design Approach. Grazing land - Yes* Well - 2* Post office - No. Bank - No* Tele - NoCommunication* Market (Hoot) - Yes. Community Hall - No

Maximum distance 8 km. (Rasara)& 20 km. (Bcdia)coveredSchool drop-out rate Totol - 65%

Boys - 30%Girls . 35%

Wage rate Adult Member - 50/- to(for both AL & NAL 70/-Lobourer) (Children below-i 6 - 20/- to

years) 50/-

PIYARIYA Employment Agriculture - 20%7Block-Chilkahor FAL & NAL - 60%Distt.Ballbo Business - 15%(20.9.2001) Service - 5%Venue- Near Temple Civic amenities * School Private - I

* School Govt. _ _I. Road (intemaq - No| Hospital - NoI Sanitatbn - No* Drinking water - No

1 Angonwadi - Noj .Hand Pump - 5

* Electrification - 20%. Viteneary - NoHospital* Grazing land - Yes* Well - 2*Post office - Noo Bank - Noo Tele - NoCommunication! Market (Haot) Yes

_________________ I Community Hall -_NoI Maximum distonce 10 km. (Rasaro) 25km Balia

covered ' -_iSchool drop-out rate ITotal - 70%

Boys - 30% _

Girls - 30%Wage rate Adult Member - S0/-(for both AL & NAL (Children below-16 - 20/-

| Labourer) I years) .JAMUDI Employment Agriculture - 15%Block-Chhodiyaon j AL & NAL - 707Distt.Azamgarh | Business - 10%(3.9.2001) Service - 5%Venue- Platform of Civic amenities _ School Private - 2temple . School Govt. - I

* Rood (intemal) - 10* Hospital - No. Sanitation - No* Drinking water - No* Anganwadi - No

Name of the Viage Issues i1sed Status Mligatoan Mesures. ~~~~~~~~~~~~~~~~~~~~~/

Design Appoach. Hand PumP - 15* Electrification - 30%* Viteneary - NoHospital* Grozing land .. - Yes*Well - 12* Post office - No. Bank - No* Tele - NoCommunication* Market (Hoot) - Yes* Community Hall - Yes

Maximum distance 7 km. Chhadlyaon & 7 km.covered AzamgarhSchool drop-out rote Total - 75%


Wage rote Adult Member - 50/- to(for both AL & NAL 70/-LabourerJ (Children below-16 - 20/- to

yeors] 30/-

Literacy 30%CHHADIYAON Employment Agticulture - 5%Block-Chhadiyaon AL & NAL - 70%Distt.Azamgarh (Varanasi Sari(3.9.2001) UdYog)Venue- Near temple Business - 10%(intersection) Service - 5%(Near Hotel Pyare) Civic amenities a School Private - 10

* School Govt. - 6(2 Degree Male &Female)* Road (intemal] - 20%. Hospital - Yes. Sanitation - Yes9 * Drinkinq water - No

I * Anganwadi - Yes.Hand Pump - 18I Electrification - 15%. Viteneary - YesHospital* Grazing land - No. Well - 15* Post office - Yes. Bank - Yes* Tele - YesCommunication. Market (Hoot) - Yes* Community Hall - Yes

Maximum distance 10 km. -

covered (Mobarakpurl ISchool drop-out rate Total - 60%

Boys - 5%Giuls - 40%

Wage rate Adult Member - 50/- to(for both AL & NAL 70/-Labourer) (Children below-16 - 20/- to

years) 30/-

Literacy 50%

Name of 'Is Vlage Issues Raised Status Mitigatlon Measures

.______ _______ ________ _______Design ApproachAMHAR Employment Agriculture - 5%block- Rasara AL& NAL - 70%

Dlstt. BOMO Business - 25%(15.9.2001) Service - NILVenue- Near temple Civic amenities * School Private - Primary-(Mao Durga 2Communicoton) School Govt. - Primary-

. Road (Intemal) - Yes 20%* Hospital - No* Sanitation - No* Drinking water - No* Anganwadi - No* Hand Pump - 5* Electrificotion - 10%* Viteneary - NoHospital. Grazing land - Yes 5 km. Well - 5. Post office - No*Bank - No* Tele - NoCommunication. Market (Haot) - Yes* Community Hall - No

Maximum distance 18 km. (Balio) -

coveredSchool drop-out rate Total - 75%


Wage rate Adult Member - 50/-(for both AL & NAL (Children below-16 - 30/-Labourer) years)

JAMALPUR Employment Agriculture - 25%Block- Ratonpura AL & NAL - 70%Distt. Mahu Business - 5%(9.9.20011 X Service - NoVenue- Near Govt. Civic amenities f * School Privote - I X

School * School Govt. - I (interCollege) I

. Road (intemall - No 20% |* Hospital - No !* Sanitation - No. Drinking water - No* Angonwadi - Yes* Hand Pump - 10. Electrificotion - 100%. Viteneary - NoHospital* Grazing land - Yes 8 km. Well - 8km* Post office - No*Bank - No. Tele - NoCommunication* Market (Haatl - Yes* Community Hall - No

Maximum distance 12 km. (Mau)coveredSchool drop-out rote Total - 80%

Name of the Vulage Isues Rased Status Migaflon Measures

Design ApproachBoys - 20%

_______ ~~~~~Gk1 - 20%

Wage rate Adult Member - 50/-(for both AL & NAL (Children below-16 - 18/- toLabourer) years) 25/-

PAHASA Employment Agriculture - 15%Block- Ratanpura AL & NAL - 70%Distt. Mahu Business - 10%(7.9.2001) Service - 5%Venue- House of Civic amenities * School Private - 3Pradhan * School Govt. - I

* Road (intemal) - Yes (subcenter)

* Hospital - 10%7* Sanitation - No. Drinking water - No* Anganwadi - Yes. Hand Pump - 1 5. Electrification - 20%* Viteneary - NoHospital* Grazing land - Yes*Well - 20. Post office - NooBank - No* Tele - NoCommunication . Market (Haat) - Yes _ _ _

* Community Hall - Yes T , _ _

Maximum distance 8 km. (Maul IcoveredSchool drop-out rate Total - 70% |


Wage rate Adult Member - 50/- to(for both AL & NAL 60/- !Labourer) (Children below-16 - 20/- to I

years) 25/-GALIBPUR Employment Agriculture - 20%Block- Mohommadpur AL & NAL - 65% 1Distt. Mahu Business - 10%(6.9.2001) Service - 5% 1Venue- Neor Major Civic amenities . School Private - No

* School Govt. - 2 |* Road (intemall - 10%70 * Hospital - No. Sanitation - No* Drinking water - No |* Anganwadi - Yes* Hand Pump - 1 2 * Electrification - 30%. Viteneary - YesHospital. Grazing land - Yes. Well - 8*Post office No.Bank - No. Tele - NoCommunication

Name of the Vlilage Issues Raised Status MAtigallon Measures/

Deslan Approach* Market (Haot) - Yes- Community Hall - No

Maximum distance 3 km. (Mohommodabad)coveredSchool drop-out rate Total - 75%


Wage rate Adult Member - 50/-(for both AL & NAL (Children below-16 - 20/-

_ Labourer) years)

MOHAMMADABAD Employment AgricuTture - 5%Block- AL & NAL - 50%Mohommadabad Business - 40%DTstt. Mahu Service - 5%(6.9.2001) Civic amenities . School Private - 8Venue- House of V.K. Ali * School Govt. - 7

(I Degree)I

. Road (intemal) -

. Hospital - Yes-ICHC-PHC |

* Sanitation - No. Drinking water - Yes* Anganwadi - Yes !e Hand Pump - 30 _

. Electrification - 80% |V Viteneary, - Yes

Hospital* Grazing land - No. Well - 25* Post office - Yes !IBank - Yes !i Tele - YesCommunication ! _I

* Market (Hoaot - Yes ii ______* Community Hall - Yes _

Maximum distance 7km. (Mau)I covered _ _I

School drop-out rate [Total - 70%Boys - 10% i

I Girls - 30%Wage rate Adult Member - 50/- to(for both AL & NAL I . 60/- 1 __Labourer) (Children below-16 - 20/- to

years) 30/-

NAJOPATrl Employment A riculture - 5%Block- Mohommodabod | AL & NAL - 40%Distt. Mahu Business - 50%(5.9.2001) Service - 5%Venue- Shop of Suhail Civic amenities * School Private - No(Pradhan) . School Govt. - No I

. Road (internal) - 10%* Hospital - No* Sanitation - No* Drinking water - No*Anganwadi - Yes. Hand Pump - 7* Electrification - 90%* Viteneary - NoHospital _

Name of the VMage tssues Raised Status '. fIgation Measures. ~~~~~~~~~~~~~~~~~~~~~/

Design Approach* Grazing land - Yes. Well - 10* Post office - No* Bank - Yes. Tete - NoCommunication* Market (Hact) - Yes* Community Hall - Yes. Madarsa - Yes

Maximum distonce 2 km. (Mohommadoabad)coveredSchool drop-out rate Total - 80%


Wage rate Adult Member - 50% to(for both AL & NAL 70%Labourer) (Children below- 16 - 25/- to

years) 30/-

TEDWA Employment Agriculture - 15%Block- Mohammadabad AL & NAL - 75%Distt. Mahu Business - 5%(4.9.2001) Service - 5%Venue- Shop of Civic amenities * School Private - 2Tapeswor * School Govt. - No

* Rood (intemal) - 10 |* Hospital - No |. Sanitation - No. Drinking water - No*Anganwadi - Yes !. Hand Pump - 2r Electrification - 10% | Viteneary - NoHospital i* Grazing land - Yes* Well - 5 l*Post office - No !

[ *Bank - NolTele - NolCommunication __ _l

* Market (Hoat) - Yes lI . Community Hall - No I

Maximum distance 5 km. (Mohommodabad) lcoveredSchool drop-out rate Total - 70%

Boys - 35%Girls 30%

Wage rate Adult Member - 50/- to(for both AL & NAL 701-Labourer) (Children below-16 - 20/- to

years) 30

SAHGAD Employment Agriculture - 30%Block- ChhadWyaon AL & NAL - 40% |Distt. Azamgarh Business - 20% _(2.9.2001) Service - 10%Venue- Hotel Rannu Civic amenities * School Private - 10

* School Govt. - 5* Road (Intemal) - 20%. Hospital - Yes. Sanitotion - Yes

Name of the Village Issues Raised Status M0figaHton Measures

Design Approach* Drinking water - No* Angonwadi - Yes* Hand Pump - 16* Electriftoton - 80%* Viteneary - YesHospital

* Grozing land - Yes*Well - 12* Post office - Yes* Bank -Yes. Tele -YesCommunication* Market (Hoot) - Yes_ Community Hall - Yes

Maximum distance 5 km. (Azomgorh)coveredSchool drop-out rate Total - 60%


Wage rote Adult Member - 50/- to(for both AL & NAL 70/-Labourer) (Children below-16 - 20/- to

yeors) 30/-

REKHAHAN Employment Agricutture - 3%Block- Rasara AL & NAL - 95%(BrickDistt. Ballia Bhotto)(16.9.2001) Business - 2%Venue- Near temple Service NIL

Civic amenities * School Private - I. School Govt. - No--Road (intemal) - 10%* Hospital - No* Sanitation - No* Drinking water - No. Annanwadi -Noa Hand PumP - 7. Electrification - 15% -. Viteneary - NoHospital* Grozing land - Yes _ _ _

* Well - 3. Post offlce - No.Bank - No. Tele - NoCommunication* Market (Hoaot) - Yes. Community Hall - No

Maximum distance 3 km. (Rasara)covered _School drop-out rate TTotal - 80%

Boys -130%Girls - 20%

Wage rate Adult Member - 0/-(for both AL & NAL (Children below-16 - 50/-Labourer) years) _

Lean Period Lean months are (July to Nov.)

MORADABAD - BAZPURName of the Issues Raised Status Mitigation Measures /Viliage Design ApjproachMunshlganj Employment Agriculture - 50%Block - Swor AL & NAL- 48%District - Rampur Business - NIL(11.07.2001) Service - 2%Venue: Near Civic Amenities School Private - IHouse of Om School Govt. - IProkosh Rood (intemal) - No

Hospitol - NoSanitation - NoDrinking Water - NoAngan Wadi - YesHand pump- 7Electrifcotion - 20%Vitineary Hospital - NoGrazing Land - YesWell - 3Post ofrrce - NoBank - NoTele communication - NoMarket - YesCommunity Hall - No

Maximum distance 18 km Baazpur and 2 kmcovered DartyalSchool drop-out rate Total - 40%

Boys - 40%Gkls - 60%

Wage rate Adult member-Rs. 50(for both AL & NAL (Children below 16 years)-Rs.labourer) 20Literacy rote 10%Lean month July to October

Doraha Baazpur Employment Agriculture - 10%Block - Baazpur AL & NAL- 55%District - Udham Business - 30%Singh Nagar Service - 5%(11.07.2001) Civic Amenities School Private - IVenue: Neor School Govt. - IP.C.O. of Dr. Rai Road (internal) - 20%Kumar Hospital - No

Sanitation - NoDrinking Water - NoAngan Wadi- YesHand pump - I (dead)Electrificotion - 100%Viteneary Hospital - NoGrazing Land - YesWell - NoPost Office - NoBank - NoTele communication - YesMarket - YesCommunity Hall - No

Maximum .distance 5 km Baazpur and 80 kmcovered MoradabodSchool drop-out rate Total - 50%


Wage rate Adult member-Rs. 50 to Rs. 70(for both AL & NAL (Children below 16 years) -Rs.

I labourerl 20

Name of the Issues Raised Stotus Milgation Measures /VDIage Design ApproachMoanpur Employment Agriculture - 15%Block - Swar AL & NAL- 82%District - Rampur Business - 2%(11.07.2001) Service - 1%Venue - House of Civic Amenities School Private - 3Mr. Arshad Khan School Govt. - 4

Road (intemal) - 30%Hospital - NoSanitation - NoDrinking Water - NoAngan Wadi- YesHand pump - 5Electrification - 60%Viteneary Hospital - NoGrazing Land - NoWell - NoPost Office - NoBank - NoTele communication - NoMarket - YesCommunity Hall - No

Maximum distance i 15 km Baazpurcovered |School drop-out rate Total - 10%

Boys - 70%Girs - 30%


Dariyal Employment 1 Agriculture - 20%Block - Swor AL & NAL- 60%District - Rampur I Business - 15%

t_______)__________ lService-5% | _ _ __Venue: Near Civic Amenities School Privote - 7house of Jaypol j School Govt. - 3 (1 -Inter.Singh ] 1-Middle. I-Primary)

Road (internal) - 30%Hospital - NoSanitation - NoDrinking Water - NoAngan Wadi- Yes

j Hand pump - 25I Electrification - 20%

Viteneary Hospital - YesGrazing Land - No (2 km)Well- 10Post Office - YesBank- YesTele communication - Yes

I Market-YesCommunity Hall - Yes

covered Madarsa - YesMaximum distance 50 km Moradabad

IcoveredIISchool drop-out rote I Totol - 20%

i Boys - 25%! ____________________ G irls - 75%Wage rate Adult member-Rs. 50 to Rs. 70(for both AL & NAL (Children below 16 years)-Rs.labourer) 20 to Rs. 30

Doongarpur Employment Agriculture - 20%Block - Bhozpur AL & NAL- 70%District- Business- 10%Moradabod Service - NIL

Name of the Issues Raised Status Mitigation Measures /Village Desion Aggroach(10.07.2001) ClvMc Amenties School Privote - NoVenue: Near School Govt. - 1Mazor Road flntemal) - No

Hospitol - NoSanitation - NoDrinking Water - No -Hond pump - 4Electrification - 10%Viteneary Hospitol - NoWell - 2Bank - NoTele communication - NoMarket (hot) - YesCommunity Hall - NoPost Office - NoAngan Wadi - NoGrozing Land - Yes

Maximum distance 8 km BhojpurcoveredSchool drop-out rate Total - 30%

Boys - 25%G-ts - 75%


Srsawa Employment Agriculture - 70%Block - Bhojpur AL & NAL- 25%Distrct - Business - 4%Moradabod Service- 1%(10.07.2001) Civic Amenities School Private - NoVenue: Shop of School Govt. - YesMohd. Yamin Road (intemol) - No

Hospital - NoSanitation - NoDrinking Water - NoHand pump - 5Electrification - 80%Vitineary Hospital - NoGrazing Land - YesWell - 5Post Office - NoAngan Wadi - YesBank - No,Tele communication - NoMarket(hot) - YesCommunity Hall - No

Maximum distonce 4 km Bhojpur and 15 kmcovered MoradabodSchool drop-out rate Total - 35%


Wage rate Adult member-Rs. 50 to Rs. 60(for both AL & NAL (Children below 16 years) -Rs.labourer) 20 to Rs. 25Lean period May and December

Seekampur Employment Agriculture - 40%Block - Swor AL & NAL- 50%District - Rampur Business - 6%(09.07.2001) Service - 4%

Name of the Issues Raised Status Mitigotion Measures /Viage Design AP roachVenue: House of CiviC Amenities School Private - 1

School Govt. - NoRoad (intemol) - NoHospital - NoSanitotion - NoDrinking Water - No,'Hand pump- 7Electrirication - 10%Vitineary Hospital - NoGrazing Land - Yes (2 Km)Well - SPost Office - NoAngan Wadi - NoBank - NoTele communication - NoMarket (hat) - YesCommunity Hall - No

Maximum distance 5 km Tandacovered

School drop-out rate Total- 30%Boys - 30%Gius - 70%

Wage rate Adult member-Rs. 50 to Rs. 60(for both AL & NAL (Children below 16 years)-Rs.labourer) 18 to Rs. 25

Maanpur (Chouki) Employment Agriculture - 30%Block - Bhozpur AL & NAL- 40%District - Business - 20%7Moradabad Service - 10%(09.07.2001) Civic Amenities School Private - 3Venue: Near School Govt. - I (Primary)Temple l Road (intemal) - No

Hospital - NoSanitation - NoDrinking Water - NoHand pump- 5Electrification - 70%7Vitineary Hospital - YesGrazing Land - YesWell - 8Post Office - NoAngan Wadi- Yes

|Bank - YeslTele communication - No I

l Market - Yesl _____________________ Community Hall - Yes

| Maximum distance 22 km Morodabodcovered I

School drop-out rate Total - 20%Boys - 25%Girls - 75%


Literacy Rate 60% _

Tanda Employment Agriculture - 10%Block - Swor AL & NAL- 20%District - Rampur Business - 60%09.07.2001) Service - 10% _

Name of the Issues Raised Status Mitigation Measures IVllage Design ApproachVenue: Near Civic Amenities School Private - 6Temple School Govt. - 3

Road (intemal) - Yes (30%)Hospital - YesSanitation - NoDrinking Water - No"Hand pump - 30Electriication - 60%Vitinecary Hospital - YesGrazing Land - No (2 Km)Well - 25Post Office - YesAngan Wadi - YesBank - YesTele communication - YesMarkel -YesCommunity Hall - YesMadarsa - Yes (10)

Maximum distance 27 km MoradabadcoveredSchool drop-out rate Total - 10%

Boys - 40%Gbis - 60%

Wage rate Adult member-Rs. 50 to Rs. 70(for both AL & NAL (Children below 16 years) -Rs.

I labourerd 15 to Rs. 25

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Annex 4

Resetternent Action Plan (Phase l) DHV Conautants BV

ANNEX 4.1

Pubflc Works Depadment Government of UNtar PradeshUttar Pradesh State Roads

RESETILEMENT AND REHABIUTATION POUCYApril 2000

I INTRODUCTION

1.1 Government of Uttar Pradesh has plans to improve the State road network. The aimand the objective are to improve and strengthen the state's rood transport network.

1.2 Apart from the positive aspects of the road upgradation, the project may cause loss ofland, structures, other immobile properties and various sources of livelihood. Thisdocument describes the principles and approach to be followed in minimizing andmitigating negative social and economic impacts caused by projects so that theaffected are able to restore and improve their standard of living.

2 ) BROAD PRINCIPLES

2.1 This poricy recognizes that involuntary resettlement dismantles a previous productionsystem and a way of fife, all such rehabilitation programs will adopt a developmentalapproach rather than the welfare approach. These guidelines details out the assistancein re-establishing the homes and livelihoods of the Project Affected People (PAP) duringthe course of projects. The broad principles of the Resettlement and Rehabilitation(R&R) policy are as given below:

a) All negative impacts including displacement should be avoided or minimisedwherever feasible by exploring all viable alternative project designs.

b) Where negative impacts are unavoidable, efforts should be made either toimprove the standard of living of the affected persons or at least assist them inrestoring their previous standard of living at no cost to them.

c) Ensure people's participation during the course of the project cycle.d) Effort should be made towards the enhancement of the positive impact of the

projects.

2.2 The project will broadly have three impacts that require mitigation measures. They are:

a) Loss of immovable assets viz., land, house, commercial establishments wells,ponds, etc

b) Loss of livelihood or income opportunities viz., for agriculture labours, helpinghands in commercial establishments, etc.

c) Impact on the community in terms of loss of common property resources.

The first two categories represent direct impacts on an identified population. Thepeople likely to be affected will be surveyed and registered, and project monitoringand evaluation will compare long-term impacts against baseline socio-economy data.

The third category represents a group impact, where gains and losses of a group -oriented nature are not quantifiable in terms of impact on the individual. Mitigationand support mechanisms will be collectively oriented, and the monitorinq will focus onimpact on such groups.

Government of Uttar Pradesh, Public Works Deportment. Lucknow, India 4-1Project co-ordinating Consultonts (PCCD Services for Uttar Pradesh Stote Roods Project

Resottlement Action Pbn (Phase U) DHV Convutanhs BV

2.3 Al! acquisition of private land would be under the Land Acquisition (Amendment) Act,-1984, which provides for compensation and solatium for the properties to be acquired.

a) Support will be extended under the broad principles of this porlcy to meet thereplacement value of the assets and loss of livelihood.

b) The policy further recongnises extension of support to non-titleholders for the lossof liverihood and replacement volue for assets other than land.

c) The common property resources will be replaced as for as feasible and if not thenassistance will be provided at replacement value to the group.

2.4 Major widening and strengthening work planned vill take place within the Right of Way(ROW) based on land availobility, gradient, traffic and congestion of population alongthe road length. Efforts will be made during implementation to minimise anydisturbance in the doily activities of the local people.

2.5 Before taking possession of the acquired lands and properties, all compensation,resettlement and rehabilitation would be made in accordance with this policy.

2.6 in case of displacement, resettlement sites will be developed as part of the project. Insuch circumstonces care should be taken so that there is no / or minimum adversesocial, economic and environmental effects of displacement on the host communitiesand specific measures would be provided in the Resettlement and RehabilitationAction Plan (RAP) to mitigate any such impacts.

2.7 Before taking possession of acquired property sufficient time would be provided toharvest the crop.

2.8 The implementation of the R & R Action Plan will be synchronized with the civil works.

2.9. The project will ensure that no civil works are initiated before compensation andassistance to affected population has been provided in accordance with this policy.

3 ABBREVIATIONS AND TERMS

ABBREVIATIONS USED

BPL Below Poverty LineSOR Schedule of RatesCBO Community Based OrganisationCOI Corridor of ImpactCPR Common Property ResourcesDC District CollectorEP Entitled / Eligible PersonHCA House Construction AllowanceMEH Minimum Economic HoldingNGO Non Governmental OrganisationPAP Project Affected PersonPAF Project Affected FamilyPDP Project Displaced PersonPDF Project Displaced FamilyPIU Project Implementation UnitLAA Land Acquisition (Amendment) Act 1984PWD Public Works DepartmentR&R Resettlement and RehabilitationRAP Rehabilitation Action Plan

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ROW Right of WayRRO Resettlement and Rehabilitotion OfficerSLAO Special Land Acquisition OfficerSES Socio-Economic SurveySC/ST Scheduled Caste and Schedule Tribesu/s Under Section

TERMS

Below Poverty Line Annual Income from all sources is less than a designotedsum as fixed by the Planning Commission, Govemment ofIndia

Corridor of Impact: Width of the land required for upgradation of the road.Development Block: A number of villages grouped together with Block

Development Officer as its administrative head.District Collector: Administrative head of the DistrictRight of Way:

4 DEFINITIONS

Cut Off Date i) In case of land acquisition affecting the legal title-holders, thecut off date would be the date of issuing the notice u/s 4(1) ofLA Act.

ii) For the non-title holders cut off date would be the date ofCensus Survey

Project Affected Person who is affected in respect of his/her land includingPersons homestead land and structure thereon, trade and occupation

due to construction of the project.

Project Displaced A person who is compelled to change his /her place ofPersons* residence and/or workplace of business due to the project.

Project Affected A family with respect to the project shall meanFamily

a) husband, wife and minor children

b) every son irrespective of his marital status above the age of18 years

c) every unmarried daughter above the age of 18 years

d) divorced, widowed, abandoned separated or single unwedmother living separately

e) Disabled people above the age of 18.

f) Orphan and the aged above the age of 58.

Eligible /Entitled Person Those losing either 10% or more of their land holding or anyother immovable property will be entitled for rehabilitationassistance.

Encroacher A person who has trespassed Government/private/communityLand, adjacent to his or her land or asset to which he/she is notentitled and who derives his/her livelihood and housingtherefrom prior to the cut off date.

Squatter A squatter is a person who has settled on publicly owned land_- W~~~. . 16 : _ . -. ,-L- .. .4 A. _ L... _

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for housing or livelihood without permissioi, or wtho has beenoccupying publicly owned building without a uthonity prior to thecut off date.

Landless/Agriculture A person who does not hold any agriculture land and has beenLabour deriving his main income by working on the lands of others as

sub-tenant or as an agriculture labour prior to the cut off date.

Below Poverty Line A household whose annual 'icome from all sources is less thanthe designated sum as fixed by the Planning Commission,Government of India, will be considered to be below povertyline (BPL).

Vulnerable Person The vulnerable group may include but not be limited to thefollowing:

(a) those people falling under Below Poverty Line category andeaming up to 25% above the poverty level:

(b) Member of Scheduled Caste/Tribe community/Otherbackward community;

(c) Women Headed households;

(d) Orphan and destitute;

fe) Disabled and aged;

if) Landless.

* PAP includes project displaced person, but all PAPs may not be displacedpersons.

5 BROAD PROCEDURES

5.1 Basic Approach

a) The policy recognizes that along with the positive aspects of infrastructuredevelopment, there are also negative impacts.

b) The policy principle is to provide R&R assistance to both PDPs and PAPs.

c) Every effort should be made during project design and preporation to minimiseacquisition of land and other assets and to reduce negative socio-economicimpacts. The structures / assets falling outside the COI and within the ROW wouldbe left undisturbed.

d) People losing their home represent a particular challenge in the resettlementprogram. Every effort will be to ensure that new housing is available beforepeople are displaced.

e) If the project impact leads to people being unable to continue with their previousoccupation, the project will provide support and assist through alternativeemployment strategies. Long-term eaming opportunities will be provided throughstrategies such as vocational training, employment counseling, inclusion inincome generating schemes, and access to credit. etc.

f) Absence of legal title to land will not bar the people from rehabilitotionassistonce. However, compensation for land will not be extended to theencroachers and squatters, considering the illegal nature of their possession.

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g) The identification of encroachers and squatters, in case they do not possess rationcords, would be sought from voter's list, or any other legal documents orinformation from the community. In the absence of any supporting legaldocuments, findings of the Census survey shall be relied upon.

h) Efforts should be made to ensure consultation, involvement and participation ofthe people, Non-government Organisations (NO0s) and stakeholders in planning,implementation and monitoring of the project through focus group discussions.workshops at district level and also at state level. The PAPs and particularly in thecase of vulnerable individuals and groups, who will be encouraged to choose theoptions, which entail the lowest risk

i) Copies of this document, information on its salient features or its executivesummary, will be displayed at the notice board of the offices of the projectauthority, and prominent public places for general information to the public.Summary of the Policy with entitlement framework translated in local languagewill be distributed to the affected people. Interested persons may contactproject authorities for further details.

j) The R&R assistance for each and every PAP will be determined as per theirrespective entitlement as defined in annex 1.

5.2 Compensation and R&R

a) All PAPs will be entitled to R&R assistonce over and above the compensationreceived under the LA Act. Those PAPs who are not entitled for compensation(encroachers and squatters) will get R&R benefits as per their entitlement.

b) The compensation for land and building shall be provided within the ambit of LAAct and to meet the replacement value, R&R assistance will be provided.

c) All losses, including loss of income, will be compensated within the overall R&Rpackage as per the entitlement framework. The unit of entitlement will be thefamily as defined in section 4.0.

d) In case of acquisition of houses/community buildings/or any other assets, thereplacement value will be considered. In case the replacement value is morethan the compensation at market value determined by the competent authority.the difference is to be paid in form of assistance.

el The entitlement of compensation and assistance will be extended to only thosePAPs who are identified on or prior to the cut off date. Claims regarding R&Rassistance should be dealt by the Grievance Redress Committee.

5.3 General Assistance

a) The shifted population will be assisted in getting their names included in voter'slists of the area of their resettlement.

b) PAPs falling under vulnerable groups will be provided suitable assistance tominimise the adverse impacts through various means including implementation ofdevelopment activities. All mitigatory measures will be described in depth in'RAP.

c) Provisions will be made for infrastructure facilities at resettlement sites.d) Dumping sites for earth spoils will be identified in consultation with the community.

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e) The project will ensure that PAPs get preference in job with the contractors duringconstruction phase.

6 SOCIAL IMPACT ASSESSMENT AND RESETrLEMENT PLANNING

6.1 Corridor of Impact

Displacement will be limited to the corridor required for the road. which includes thesafety zone. This corridor is referred to as the Corridor of Impact (COI), and comprisestypically the total construction width, inclusive of drains/embankments. shoulders. TheCOI may have different extent to the right and left from the road centre line and mayvary as per the social requirement in order to avoid / minimise adverse impacts.

6.2 Surveys

For proper rehabilitation of the project affected and displaced persons, social impactassessment shall be undertaken. This will help in assessing the magnitude ofdisplacement, losses to be sustained by PDPs and PAPs, better targeting of vulnerablegroups, ascertaining the cost of R&R, drawing out the rehabilitation package andadministering the same.

The social impact assessment survey will consist of two surveys viz.,

a) Census verification of 100 percent of th'e population.b) Baseline Socio-economic survey covering 25 percent of the affected households.

6.2.1 The purpose of the census is to register and document the status of the potentiallyaffected population within the project impact area, demographic, social andeconomic profile of the PAPs and to prepare strip mops indicating individual,community and public assets along the road stretches.

The baseline survey will be completed prior to the date of notification u/s 4, sub sectionI of LA (Amended) Act, 1984. If the declaration is not issued within the stipulatedperiod as specified under LAA, the survey will be undertaken again and notification u/s4(1) shall be re-issued.

The census would also include, collection of information on the following:

a) The economy base of the affected people including the modes and magnitudeof production, consumption pattern, related economic institutions and allocotionof various productive resources.

b) Household census covering immovable property owned by the PAPs and otherresources in their possession/use. These surveys would be carried out inassociation with local and host communities as well as with the localrepresentatives.

c) The social structure, norms, customs, cultural centres, traditional patterns ofleadership and institutions of social networking and impact on common propertyresources (CPR) that will be affected.

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d) The census will prima facie identify tenants, sharecroppers, encroachers, squattersand agricultural labourers. This will also identify PDPs. PAPs, minorities andvulnerable people.

6.2.2 Through baseline socio-economic survey following information would be collected:

a) Accurate and up to date maps of the project, rea.b) Analysis of social structures and income resources and expenditure pattem of the

population.c) Information on health, development process of the habitations, indebtedness,

etc.d) Inventories of the resources, which the PAPs use, as well as data on their system of

economic production.e) The relationship of tribal to other local groups. Baseline studies should capture the

full range production and marketing activities in which the PAPs in general andmore specifically if tribal are affected.

6.3 Rehabilitation Action Plan

a) The census, which serves to provide baseline socio-economic information aboutthe affected persons, will be completed before initiation of the finalization of theRAP.

b) A comprehensive plan for resettlement will be drawn up in advance by theproject authorities based on socio-economic surveys. The entire plan forresettlement should be prepared by the project authorities in consultation with allstakeholders including local representatives, NGOs/CBOs and representatives ofPAPs.

c) The RAP should be brought to the notice of the displaced and affected personswith the help of the local NGOs, the representatives of PAPs and the hostcommunities so that they are able to make their suggestions.

d) The completed RAP will include census of affected people, their entitlements torestore losses, budget, institutional mechanisms and schedule of tasks, assessmentof the feasibility of income restoration mechanism and avenues for grievanceredress and participatory monitoring of results.

7 ACQUISITION OF LAND AND OTHER IMMOVABLE PROPERTIES

7.1 Land surveys for payment of compensation shall be done on the basis of updatedofficial records and ground facts. The land records shall be updated relating totitle/classification/current use of land expeditiously for ensuring adequate costcompensation. For determining classification/current land use, official records as theyare on the cut off date shall be taken into account.

7.2 If the residual land is less than the MEH(in case of agriculture land) and if remainingstructure is unlivable, owner of such lond/property shall have the right to seekacquisition of his entire contiguous holding/property.

7.3 The compensation amount for the land and properties to be acquired shall be paidaccording to the provisions of the LA Act. While determining the replacement value forthe land project authority will take recourse to three methods as described below:

a) Taking into consideration 20 times of the annual value of gross production of theconcerned land, averaged over preceding five years.

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b) Taking into account such prescribed rates or the average of the actualtransaction rates of similor lands for conterrporary years for which sale deeds areregistered.

c) Fixing up market value of land equal to the minimum land value if so prescribedby the State Government under Indian Stamp Act for the purpose of registrationof sale deeds under the Indian Registration Act of 1908.

7.4 The replacement value to be ftxed up by the project authority shall be the amount,which shall be the highest among the three amounts, arrived at by the aforesaid threealternative methods. In case replacement value is higher than compensation amountdetermined by the competent authority the difference shall be paid in the form ofassistance.

7.5 The value of houses, buildings and other immovable properties of the PAPs includingthe PDPs shall be determined for the purpose of payment of compensation at therelevant SOR without deducting the depreciation value.

7.6 Compensation for properties belonging to the community or for common places ofworship which are acquired for the project shall be provided to enable construction ofthe same at the new place through the local self-governing bodies.

7.7 Fixing up market value of homestead land will be based on an average of anytransaction that may have taken place over the preceding three years or the value willbe fixed as per the value of irrigated land in case of rural areas.

7.8 Compensation for trees will be based on their market value in case of timber bearingtrees and replacement cost in case of fruit bearing trees as per the rates decided bythe competent authority in consultation with Department of Agriculture, Forest,Horticulture. Sericulture etc. as the case may be.

7.9 Compensation shall be paid and efforts will be made to complete the R&R ofPAPs/PDPs before taking possession of the land/properties. The PDPs and PAPs shallhand over the land and properties acquired to the Government free from allencumbrances such as mortgage, debt etc., pertaining to the lands and propertiesacquired. However, in case of any loans, on such acquired lands and properties givento the PAP by any Govt. agency, remains unadjusted as per the information fumishedby the PAPS or by the loaner agency then such amounts shall be deducted out of totalcompensation.

Disposal of acauired oroperties:

7.10 The acquired land and properties shall vest in the department/organisation payingcompensation for such lands/properties.

7.11 Even after payment of compensation. PDPs and PAPs will be allowed to salvage thematerials from their houses, shops. etc acquired by the project and no charges will belevied upon them from the govemment. Project authorities will give a notice to peopleto salvage the material within 15 days of the issue of the notice.

7.12 Government will provide support to PDPs to carry the salvaged materials and otherbelongings to the alternate site.

7.12 The affected persons should either be paid the compensation for the tree and he/sheshould be allowed to take cut the tree.

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8 RESETTLEMENT AND REHABILITATION

8.1 Agricultural land for land compensation wili be provided to vulnerable person asdefined in Section 4.

8.2 New resettlement sites with housing /shopping complexes should be developed, ifopted by 25 EPs for house and 15 EPs for shops. Hpwever, where PDPs do not opt forsuch site and prefer cash, then adequate assistance towards the cost of infrastructuredevelopment will be given to the PDPs.

8.3 Plots for agricultural land/houses/shops at the new resettlement sites will be provided tothe PDPs free of cost in the joint name of husband and wife. Cost of registration to thateffect would be borne by the project authority. The new resettlement site, as far aspossible, will be close to the original habitation.

8.4 At the new resettlement centres, basic civic amenities as listed by Govemment of India,viz., drinking water, internal and link roads, medical facilities, schools, electricity, etc. willbe provided along with any other amenities which the PDPs enjoyed at theirabandoned place.

8.5 People losing access to public land and other properties due to widening andupgradation of the road will be assisted as per the procedures in the entitlementframework. .

8.6 Personal and individual attention will be paid towards assisting affected families duringtheir resettlement. The focus will be on minimising the transition period involved inresettlement.

8.7 Identity cards will be issued to all PAPS in order to establish their bonafide claim.

8.8 Rehabilitation assistance

a) Additional Economic rehabilitation assistance shall be provided to the vulnerableI affected families;

b) Transitional allowance, shifting allowance, and rental allowance shall beprovided to the affected people;

c) Training for upgradation of skills or those related to income generation will beprovided as a part of rehabilitation assistance.

The R&R activities in respect of the tribal should be adopted to their needs andenvironment. Customary right and land tenure system of the tribal PDPs and PAPsshould be protected.

9 MONITORING AND POST - PROJECT EVALUATION

On completion of implementation of the R&R work, project authorities shall monitorresettlement & rehabilitation activities and its impact on the PAPs & the host population.The socio-economic survey undertaken during the project preparation will providebenchmarks for comparison on the socio-economic status of the PAPs in the postproject period. While regular monitoring of physical and financial aspects of theproject will be conducted by the project authorities, annual, mid-term and end-termevaluation of resettlement and rehabilitation implementation process will be carniedout by an external agency with the participation of the representatives of the PAPs.Suggestions made in the evaluation report will be incorporated in the RAP/revised RAPto make the R&R programmes more effective

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10 ORGANISATIONAL STRUCTURE

The project vwill have an R & R Cell with one Resettlement and Rehabilitation Officer(RRO) and a Land acquisition officer at the rank of assistant engineer at the ProjectImplementation Unit. The RRO and the revenue officer wil co-ordinate the R & R andland acquisition activities with the district level committees set up for theimplementation of the project.

At district level, District Collector (DC) would be the head of R&R Cell, supported by anExecutive Engineer from PWD and representatives of various line deportments. TheDistrict Level Committees will assess the replacement value of the property and advicethe R&R cell accordingly as well as on any other matter conceming the social aspectsof the resettlement.

The responsibilities of the Cell will include implementation of the RAP, monitoring andappointment of extemal agency for mid term and end term evaluation.

11 COST AND BUDGETING

The cost of all compensation and R & R works will be integral part of the overall projectcost, which will be bome by the Project.

12 GRIEVANCE REDRESS

For Grievance Redress cell will be set up for the purpose of the project, which willaddress the grievances related to project implementation.

13 SCOPE FOR MAKING AMENDMENTS IN THE R & R POLICY

The State Government may make amendments in this R&R Policy, after annuol reviewof the policy.

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Annex IBROAD ENTITLEMENT fRAME WORK

A summary entitlement matrix for the project is provided below.

Broad Entitlement Frame Work for Resettlement and Rehabilitation

Land Acquisiffon Inside Right of WayImpact and assistance crterla Squaters Encroache

V NV V I NV V NVA. Coridor of Impact: Loss of land and other assets

Support given to families and households

I Consultation, counseling regardingalternatives, and assistance in y y y Y Y Yidentifying new sites andopportunities.

2 Compensation for land at ireplacement cost, plus allowances for Y y N N N Nfees or other charges

3 Advance notice to harvest non-perennial crops, or compensation for Y Y Y y y ylost standing crops. _ I ___ _

4 Compensation/R & R assistance forperennial crops and trees, calculated Y Y Y y y yas annual produce value for threeyears .

5 Compensation or R&R assistance forstructures or other non-land assets Y V V Y V N

6 Right to salvage material from 1demolished Y Y Y Y Y YStructures

7 | Shifting assistance, transitionalIallowance. rent Y Y Y I Y Y N

8 Option of moving to resettlement sites(in a group of minimum 25 families) Y Y Y Y Y Nincorporating needs for civicamenities

B. Coryidor of Impact: Lost or diminished livelihoodSupport given to adult individuals

Vii Rehabilitation and assistance for lost_or diminished livelihood Y Y j Y Y N

N Additional support mechanisms forvulnerable groups in re-establishing or Y N Y I N Y Nenhancing livelihood _ i

Employment opportunities inconnection vvith project to the extent Y | Y | Y fY Y | Npossible and training I _ _ _ _

Any other impacts not yet identified. Unforeseen impacts shall be documented and mitigatedwhether loss of assets or livelihood based on the principles agreed upon in this policy

framework.C. Indirect, group oriented Impacts in the vicinity of the road conidor

Group oriented support will be given to mitigate negative impacts on the community, and to enhancedevelopment opportunities. Addressing traffic safety needs of pedestrions will target particular supportat more vulnerable groups.

The entitlements will exclude the affected. non-vulnerable encroachers but include non-vulnerable squatter.

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These categories and support mechanisms are described in more detail in the entitlementmatrix (vide Annex 11). In case of any ambiguity in provisions of Annex I and 11 the provisions ofAnnex 11 shall govern.

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&nnex UIDF jAILED ENTITLEMENT MATRIX

UnIt ofCategory Typ'of EnlNlement Entiternont Detafis

I A Private Agricultural Family (as Compensatio The difference between the marketProperty and assets defined in the n at -value and replacement value is to

poricy) 'replacement be paid by the project in the form ofcosr assistance" as pioductive asset as

defined in section 7.0.PAPs vill be explained the process.and their views will be taken intoconsideration, while determiningthe replacement volue.If the residual plot(s) is (are) notviable i.e. Iess than MEH, there arethree options to be given to theentitled person (EP).The EP retains the plot, and thecompensation and assistance poidto the tune of required amount ofland to be acquired:Compensation and "assistance" aregiven for the entire plot includingresidual plot, if the owner of suchland wishes that his residual plotshould also be acquired by theproject authority provided residualland is quantified less than MEH. Theproject authority will acquire theresidual plot so padd.

l If EP is from vulnerable group,compensation for the entire land is

I by the means of land for land if sowished by EP.Transitional allowance calculated atminimum wages for 9 months, if theresidual land is not viable or for 6months when the residual land isviableIn case of severance of agriculturalland, an additional grant of 10% ofthe amount paid for land acquisition.All fees, taxes and oher charges, asapplicable under the relevont laws,incurred in the relocation andresource establishment, are to bebome by the project.Altemative economic rehabilitationsupport and training for upgradationof the skills.Land for land option for vulnerablePAPs.

I B Private Non- Family Compensaflo 1 ) Compensation for loss ofProperty agricultural n at residentiat/commercial land at

land and "replacement replacement value as defined inassets cost" section 7.0

2) llf the remaining part of thestructure is rendered unviablethen the EP will have the optionof surrendering the entirestructure to the project authority

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Unit ofCategory Type of Entiltement Entfflement DetaLs

Lossand will be paid compensolonat replaoement value.

31 lHf the replacementcost is morethan the coripensotlon (at"market price as deterrnined bythe Competent Autiorityl, thenthe difference is to be paid bythe project in the forrn of"assistance" as e*grotia.

4) Transitional assistancecalculoted at minimum wages inthe brm of a grant to covermaximum nine months.

5) Rental allowance @ Rs. 5)0 per- month for 6 months.

6) A lumpsum shifting allowance ofRs. J000 (one time grant).

7) The tenants will receive thefollowing:

The amount of deposit oradvance payment pad by thetenant to the landlord or theremaining amount at the tirme o1expropriation, (this wilt bededucted 1om the payment tothe landlord).A sum equal to six months rental inconsideration of disruptioncaused, and

Compensaton or any structurethe tenant hos erected on theproperty. (This vill be deductedfrom the payment to the landlord).Absentee landlords will receiveonly the Compensation at

_________ "replacement cost"

IC Reoation I Family Alternate plot 1) Option for residential plot atfor Houses and resettlement site it so opted byshops 25 or more PDPs and commerciol

plots it 15 or more PDPs. Thevulnerable PDPs will receive theplots at free of cost and the nonvulnerable will poy towards it.The size of the plots will be equalto the area lost or madmum upto 50 sq. mt. forhouse and 25 sq.ml. for shop.

2) For those who chose self-relocation, the PDPs wilt beentitled to plots (mentionedabove) even if they do not optfor resettlement sites or the costtowards the infrostructurefacilities will be extended asgrant.

2A Livelihood Wage Individual Assistance 1) This is valid for persons indirectlyecrning equat to three affected due to Ihe employer

Imonths lost being displaced.

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Unit ofCategory Type of EnrilMement EnH0fiement Detais

Lossincome 2) The loss of income will be

calculated on the basis of theminimum wage for 6 months.

3) Alternative EconomicRehabilitation support andtraining for up-gradotion of skill.

2B Non- Family Notice to I) They are entitled to be given aperennial harvest notice substantially 4 months incrops standing advance.

crops. 2) If crop Is lost grant towards croplost before harvest due to forcedrelocation, equal to marketvalue of crop lost plus cost ofreplacement of seeds for thenext season's harvest.

2C Perennial Family Compensaflo Compensation for perennial cropscrops such n at rmrket and trees calculated as annualas fruit value" produce value for lost three years.trees

3A Illegal use Encroache Family Will receive no Encroachers will be notified a time inof the ROW rs compensation which to remove their assets, (except

for land but trees) and harvest their crops.assistance for To meet the loss of income they willassets to the be entitled to transitional allowance,vulnerable calculated at minimum wages for6

months.

Compensation for structures atI replacement cost to the vulnerableperson.Training for income generatingactivities.

3B Squatters Family Will receive no Facilitation/access to training, whichcompensation includes equivalent incomefor land but generating assistance.assistance for Shifting assistance of Rs. 1000 andassets. rental allowance of Rs. 500 per

month for six months.

Transitional allowance at minimumwage for9 months.

| Training for upgradation of skills.

4 Additional Primary Family Additional Economic rehabilitation grantsupport to source of assistance calculated one-year income levelvulnerable income determined by the Planninggroup Commission for the Below Poverty

Level.

5A Shifting Mobile and Family They are not Ambulatory vendors licensed forBusiness ambulator eligible for fixed locations will be considered as

y vendors compensation kiosks.or"assistance".

5B Kiosks Family "Assistance" The Assistance will be paid,for business calculated at minimum wages fordisruption. three months.

Where at least 50 vendors are_ ________ _________ ___________ ___________ Displaced, provision of a "vendors

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Category Typo Enofement EnHtement DetaisLoss EnMmt

market". rent free for first six months,thereafter they would be collectivelyencouraged to purchase theirmarket site.For purpose of the above detail 2,only when 50 vendors are displaced,the provision will be in force. Case tocase basis will be considered if sucha "vendor's market" needs to beprovided when the number ofdisplaced vendors is less than 50.

6A Communit Common Community Conservation, Easily replaced resources such asy property protection, cultural properties will be conservedinfrostructu resources compensatory (by means of special protection,re replacement relocation, replacement etc.) incohesion consultation with the community.and Loss of access to frewood etc. willamenities be compensated by involving the

communities in a social forestryscheme, in co-ordination with theDepartment of Forests, whereverpossible.Adequate safety measures.particularly of pedestrians andchildren; Landscaping of communitycommon areas; impoved drainage;roadside rest areas etc. maybeprovided in the design of thehighways.Employment opportunities in theproject, if possible.

Loss of trees will be reploced byl_______ ___________ __________ compensatory afforestation.

6B Host | Community Enhancement The facilities will be enhanced tocommuniti I of community I meet the increasing demands of thees resources. incoming population.

Replacement Compensation/assistance will beof likely to be provided in the form of provision ofdepleted Community, recreational,resources infrostructure facilities and help in

organizing income-generatingschemes, in consUtation with the

_ _ j _ _ _ ~host community.

6C Any other Unforeseen impacts shall beimpact not documented and mitigated basedyet on the principles agreed upon in thsidentified, policy framework.whetherloss of assetorlivelihood

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Annex 5

Government of Uttar Pradesh, Public Works Department, Lucknow, IndiaProject Coordinating Consultants (PCC) Services for Uttar Pradesh State Roads ProjectANNEX 5.1

UTrAR PRADES STATE ROADS PROJECT- PHASE IISCHEDULE FOR CENSUS VERIFICATION AND SOCIO-ECONOMIC SURVEY

Dote: / /2001Name of the Field Supervisor DName of the Investiaator lime: Fr ToSchedule No.:1.0 GENERAL IDENTIFICATION1.1 Road Route :1.2 Road Link (name)1.3 Road No. :l

1.4 Chainage(Km) Start | K I El1.5 i) District :

ii) Block :iii) Villageiv) Town :

1.6 Location1 I Rural 2 Semi Urban 3 Urban

1.7 Type of likely loss:1 Residential 7 Cattle shed 13 Shrine2 Commercial 8 Agriculture Land 14 Well3 Resi.+ Comm. 9 Farm House 15 Hand pump4 Office 10 Health Facility 16 School5 Boundary Wall 11 Community hall 17 Groveyard/Cremat

____ / Fencing orium grounds6 Veterinary aid 12 Others

1.8 Affected structure is squatter?' 1. Yes 2. No K]2.0 STRUCTURE IDENTIFICATION2.1 SI.No. of the structure: I I I I I I I .2.2 Address of the structure:

2.3 Ownership of the structure:1 Private 3 Trust 5! Others I]2 Governmen 4 Community

2.4 If privately owned, number of the household in the structure

3.0 OWNERSHIP3.1 Do you own the structure/ plot/agriculture land? l

1. Yes 2. No3.2 If, Yes (and in case of structure, plot and agriculture land) in 3. 1,

No. of tenants ?_ _ _ _ _ _Name of the Owner:_Address of the Owner:_

3.3 Do you have legal document of the structure/ Agriculture land?(to be asked only to the owner)1. Yes 2. No

*Squatter:A person living or earning livelihood on a public land and who owns nolegal land

4.0 ENLISTMENT4.1 Do you own a ration card?OPERATIONS RESEARCH GROUP

Government of Uttar Pradesh. Public Works Department, Lucknow, IndiaProject Coordinating Consultants (PCC) Services for Uttar Pradesh State Roads Project

1. Yes 2.. No

4.2 If yes, in Q4.1 since when (only year)?4.3 Is your name included in the voter's list? a

1. Yes 2. No LI5.0 DETAILS OF STRUCTURE IN ROW

5.1 5.2 S.3Si. Type of Type of Structure In Present UseNo Structure * Row*

3-2 _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _

Codes 5.1I Residence 6 Structure cum plot

2 Commercial 7 Boundary Wall3 Residentiol + Comm. 8 Roof Shed4 Vacant Plot 9 Barbed wire fencing5 Agriculture Land 10 Homestead11 Others (Specify)

*0 5.211 I Permonen 1 2 | Semi Permanent 3 | Temporary

1 lResidential 41 Office | 1Form House |2 Commercial 5 Cattle shed 81 Others (Sp.)3 Resi.+ Comm. 61 Agri. Land

5.4 Measurement of the structure l l1. Along the road (width) : mts.2. Perpendicular to the road (length): mts. | | iP]3. Distance from the centerline : Left |I|II1Z

Right lZlZEIZI5.5 Typology of Construction

1.1 ROOF

1 RCC/RBC 3 | Stone Masonry2 Asbestos/tin/zinc 4 Thatched1.2 WALL

I Mud 3 Stone Masonry2 Brick Masonry 4 Others I1.3 FLOOR

1 Mud 3 Concrete2 Stone 4 Others w1.4 BOUNDARY WALL

I Barbed wire 3 Stone Masonry2 Brick M asonry 4 Stone/brick

temporary

OPERATIONS RESEARCH GROUP 2

Govemment of Uttar Pradesh, Public Works Department, Lucknow, IndiaProject Coordinating Consultants {PCC) Services for Uttar Pradesh State Roads Project

1.5 HOUSEHOLD SCHEDULE

1.0 HOUSEHOLD IDENTIFICATION

1.1 Name of the head of the householdseh

1.2 Name of the respondent:_

1.3 Relationship of respondent with the head of the HH

I Self 6 Daughter in low 11 Brother -in-law2 Son 7 Grandchild 12 Niece3 1.5.1 BR 8 Sister 13 Nephew

OTHER

4 Daughte 9 Sister in low 14 Others

5 1Wife 10 Son-in-law

2.0 SOCIAL GROUP PARTICULARS

2.1 Family type L1 I Joint 1 2 | Nuclear 1 31 Extended

2.2 Religious Groups

1 Hindu -4 Sikh 7 Others2. Muslim I5 Christians |3 Budhism 6 Jainism

2.3 Social Stratification:

1 Scheduled 1 31 Other Backward Caste

2 Scheduled Tribe 41 Higher Caste

Head of the Household is the oldest person in the household irrespective of sex and eaming status.

OPERATIONS RESEARCH GROUP 3

Government of Uttar Pradesh, Public Works Department, Lucknow. IndiaProject Coordinating Consultants (PCC) Services for Uttar Pradesh State Roads Project

Code for Relation with Head of HH O

1 Self 6 Daughter in low I11 Brother -in-law2 Son 7 Grandchild 12 Niece3 1.52 BR 8 Sister 13 Nephew

OTHER

4 Daughte 9 Sister in low 14 Others

5 Wife 1 0 Son-in-law________

Code for Marital Status @@1 Manied j 4 Separated 17 Deserted2 Unmarried 5 Widow3 Divorced 6] Widower

Code for Education @@@1 Illiterate 6 Secondary 11 Others2 Informally 7 Intermediate

literate3 Schoolina 8 Graduate4 Primary 9 Post Graduate5 Middle 10 Professionals

Code for Usual Activity *1 Worker (above 4 Student 7 School going age child

the age of 14 but not going to school_ years) (6 Years and above)2 Non-worker 5 Old/Retired 8 Handicapped3 Household work 6 Non-School going age 9 Others

child (Less than 6 Years) _

Definition for Main and Marginal Workers

1. Main (if engaged for 183 days or more than 183 days in a year)2. Marginal (If engaged for less than 183 days in a year)

Code for Occupation @@1 Agriculture 5 Govt.Service 9 Others (Sp.)2 A,riculture labour 6 Private Service3 Allied Aqriculture 7 Trade & Business4 Non Ari.Labour 8 Professionals (Doc., Engg.)

OPERATIONS RESEARCH GROUP

Government of Uttar Pradesh. Public Works Department, Lucknow, IndiaProject Coordinating Consultants (PCC) Services for Uttar Pradesh State Roads Project3.0 HOUSEHOLD PARTICULAR

3.1 Kindly give the following details: (Start with Head of the Household)St. Name of the family Age Relation with Sex Marital Education Type of Worker Skill Usual Occ patlon |WNo. members Head of HH @ 1. Male Status I@ 1- Main possesse Activ"ly@ 1.5v3 Subsidiary2. Femal 2- Marginal d Ae

1 2 3 4 5 6 7 8 9 10 11 __12

256- _________ -=_______ _______

4 __________ ..

_ ____________ _ _ _____

7 .__________ __ _ - _____

9 _ _ _ _ _ _ _ _ _ __ ___ _._ _.

5~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

10 _ _ _ _

1 1 _ _ _ _ _ _ _ _ _ _ _ _ _ _

12 _ _ _ _ _ _ _ _ __ _ _ _

13 RESEARCH GROUP

19 ___Assetuv

OPERATIONS RESEARCH GROUP5Social Impact Assessment Survey

Resetnement Action Plan DHV Consultants BVAugust 2001

4.0 FINANCIAL ASSETS4.1 Kindly give the details of following:

Type of Account Amount In Rs. InstitutlonSavings

Long Term DepositShort Term DepositRecurring DepositCurrent Account _

1. Naffonallzed/Rural/Cooperative Banks 2. Post Office 3. Others

5.0 LAND UTILISATION

5.1 Kindly give the details of landholdin __

Si.No. Particular Unit (In locdl unit) Area within ROWA. Own Land _1. Cultivated2. Fallow3. Leased outB. Land Operated

Otherwise4. Encroached and

cultivated5. Encroached and

leased out6. Encroached and followC. Temporary Holding7. Share cropping8. Leased in _9. Mortgaged10. Mortgaged and leased

_ _ _ _ o u t_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _

Kindly checkup the ownership of land with the land records available with therespondents.

6.0 HOUSEHOLD INCOMEKindly give details of your income from various sources during the lost month

SI.No. Particular Income (In Rs.)A. Agriculture1. Cultivation on own land2. From leosed land3. From land operated otherwise

encroached4. From lond leased out (rent)5. From hiring out of form implementsB. Allied Agriculture6. Dairy7. Poultry8 Piggery -9 Goatery10 Sheep rearing11 Camel rearing12 HorticultureC. Forestry13 Sale of firewood

Govemment of uttor Pradesh, Public Works Deportment, Lucknow. India 5-6Project Coordinating Consultants (PCC) Services for Uttar Pradesh State Roads Project

Resefflment Action Pion DHV Consuttants SVAugust 2001

SI.No. Particular Income (In Rs.l14 Sale of FP

15 HH Industry16 Trade/business17. 1.S4 PROFESSION

18. Govt. Service19. Pvt. Service20. Non Agriculture Labour21. Agriculture Labour22. Rent23. Others (Sp.)

Total

7.0 STRUCTURE (ONLY FOR OWNERS)RESIDENTIAL

7.1 How old is the structure (in years)? 1 1I iZi

7.2 Is there any tenant in the house? 111. Yes 2. No, If yes,

7.3 Number of tenant(s)?

7.4 How long he is residing (in years)? l l

7.5 How much of rent do you received per month? lZlZlil7.6 Do you pay house-tax?

1. Yes 2. No lI7.7 Is your house electrified?

1. Yes 2. No _

7.8 Is your connection legol?1. Yes 2. No _

7.9 Do you have tap connection?1. Yes 2. No

7.10 If yes, is your connection legal?1. Yes 2. No _

COMMERCIAL (OWNERS)7.11 How old is the structure? (In years) l_l

7.12 How long you are operating from this structure? (In years)7.13 Is your business self owned?

1. Yes 2. No l_I

7.14 If no, how many partners are there (in Nos.)

7.15 Usage of structure?I Shop 13 Worksho2 Godown | 4 Office

7.16 What type of business you are doing?1 Tea Stall 9 Eatery 17 Clinic2 Grocery 10 Fruit/Vegetables 18 Motel

Govemment of Uttar Pradesh. Public Works Department, Lucknow, India 5-7Project Coordinating Consultonts (PCC) Services tor uttor Pradesh State Roads Project

Resettlement Action Plan DHV Consultants BVAugust 2001

3 Garments 11 Snacks N__ ,iotel4 Cloth Shop 12 Pan/Cigarette ,'; Electrical Goods5 Chemist 13 Bicycle repair 21 HH Industry6 Auto Repair 14 Tyre repair 22 Iron Fabrication7 Spare parts 15 Tailonng 23 Others (Sp.)8 Sweat meat 16 General

I_I Merchant

7.17 Do you have license? _

1. Yes 2. No7.18 Do you have any helping hand? l_I

1. Yes 2. No7.19 If yes, how many? (In nos.) I II

7.20 How many of them are permanent? l l I7.21 Are you paying tax for this structure? _

1.- Yes 2. No7.22 Since when you are paying the tax (years)?

7.23 Is your structure electrified? _

1. Yes 2. No7.24 Is your connection legal? _

1. Yes 2. No7.25 Do you have top connection? _

1. Yes 2. No7.26 If yes, is your connection legal? I

1. Yes 2. No

8.0 STRUCTURES (ONLY FOR TENANTS)RESIDENTIAL

8.1 How long you are residing in this place (in years)?8.2 How much of rent do you pay (in Rs.)?8.3 Did you pay any 'pagri' (advance money)?

1. Yes 2. No8.4 If yes, is the advance money returnable?'

1. Yes 2. No8.5 Do you pay for electricity and water bills?

1. Yes 2. No

COMMERCIAL

8.6 How long you are in this structure (in years)?

8.7 How much of rent do you pay/month? Rs. l_l_l8.8 Have you paid advance money?

1. Yes 2. No8.9 If yes, in 8.8 how much you have paid? Rs._______8.10 Is advance money returnable?

1. Yes 2. No8.11 Do you have any helping hand?

1. Yes 2. No8.12 If yes, how many (in Nos.)?

8.13 How many of them are permanent?______

Govemment of Uttar Pradesh, Public Works Department, Lucknow. India 5-8Project Coordinating Consultonts (PCC) Services for Uttar Pradesh Stote Roads Project

ReseMement Action Plan DHV Consultants BVAugust 2001

8.14 What type of business you are doing?(Use some code as in Q7.16)

8.15 What is the usage of the structure?(Use some code as in Q7.15)

8.16 Do you have ricense for the business?1. Yes 2. No o _

9.0 LAND

9.1 Kindly give following details:Type of Land Total Unit owned Area within ROWIrrigated (in local unit)Unirrigated (local unit)

Orchard (local unit) _

Homestead (in sq.mt) _

Others (specify)

10.0 TREES

10.1 Kindly give following details

Trees (In No.) ITotal Units owned | No. of tree In ROWFruit bearingFodderFuel woodTimber

11.0 IRRIGATION UNITS

11.1 Kindly give the following details:

Irrigation units Total Unit owned Affected units in ROWDug wellsTube wellsLi Points

12.0 HOUSEHOLD ASSETS

12.1 Kindly give the details of following asset holdings:

Assets Total Unit s Total Market Value (in Rs.)Owned

CaHtle House

PuccaSemi PuccaKutchaFarm House

PuccaSemi Pucca

KutchaPump HousePucca

Govemment of Uttar Pradesh. Public Works Department. Lucknow. India 5-9Project Coordinoting Consultants (PCC) Services for Uttar Pradesh State Roads Project


Assets Tots.U tin s Total Market Value (In Rs.)Owned

Semi PuccaKutcha

Irrigatlion Units (No.)Open WellTube wellL.I. PointFinancial (In Rs.)Savings A/cLong term depositShort term deposit-

Recurring depositCurrent Account _

Other Durable Assets

TV/Recorder/Radio

Bicycle/Motor cycleJwellery/watchFurnituresUtensilsBullock CartIron/Wooden ploughHoe/Sickle

Tractor/Thresher .LivestockCattle

Poultry birdsGoats/sheep/pigs

13.0 Cropping PaHtern (Ask for only major crops)

Season SI. No. Crop Name Area cultivated Yield Rate in(in local unit) (Qtis./unit) Rs./Qtls.I

Kharif I(Monson) 2_=___

2

Rabi (winter) I

Summer I _ _ _ __

14.0 QUALITY OF LIFE (Monthly Expenditure)

ISI. No. I Particulars/Sources Expendlture (Rs.)

Govemment of uttar Pradesh, Public Works Department. Lucknow, India 5-10Project Coordinating Consultants (PCC) Services for Uttar Pradesh Stote Roads Project


SI. No. Particulars/Sources ExpendNture (Rs.)1 Food

2 Cooking Fuel

3 Clothing

4 Health5 Education6 Communication7 Social Functions

8 Agriculture (such as on seeds, hiring offarm implements, etc.)

19 Others specify10 Total

15.0 RESErTLEMENT AND REHABILITATION

RESIDENTIAL STRUCTURE OWNERS

15.1 PAP whose residence Is gefflng affectedi) Where would you prefer to resettle yourself? w

1. In the some village/town2. Outside the village /town3. In another city/town

ii) What would you prefer as rehabilitation measure?1. House site + House Construction Grant2. Constructed House3. Only HCG4. Shifting Expenses5. Only replaceable value6. Self relocation7. Others (specify)

COMMERCIAL STRUCTURE OWNERS

15.2 PAP whose commercIal structure Is getting affected.i) What would you prefer as rehabilitation measure?

1. New constructed shop2. Shop site & Shop Construction Grant3. Only shop site4. Only SCG5. Grant for restarting the operations6. Loan7. Others specify

RESIDENTIAL TENANTS

15.3 PAP getting displaced (Residence getting affected)1.5.5 WHAT WOULD YOU iREFER AS REHABILITATION MEASURE?

1. Shifting allowance2. Cash grant for sustenance3. Self Relocation4. Other (specify)

Government of Uttar Pradesh, Public Works Department. Lucknow. India 5-11Project Coordinoting Consultoans (PCC) Services for Uttar Pradesh State Roods Project

Resettlement Action Plan DHV Consultanfs BVAugust 2001

COMMERCIAL TENANTS

15.4 PAP whose commercial structure Is getting affected.What would you prefer as rehabilitation measure?

1. Cash grant equivalent to your three months income

2. New site by project

3. Other specify

AGRICULTURE LAND HOLDER

15.5 What would you prefer as rehabilitation measure?1. Land for Land2. Cash compensation3. Irrigation facility for residue land4. Assistance for allied agriculture activities5. Others (specify)

16.0 INDEBTNESS

16.1 Please indicate, your borrowi ns during last one y ar:

Source Amount taken (In Amount Returned (in Balance_____ _____ _____ ____ Rs.) R s).

Bank (specify) ___

Privote money lender

Others (specify)

17.0 COVERAGE UNDER GOVERNMENT DEVELOPMENT SCHEMES

17.1 Did you ever-availed benefit under any govt. schemes?1. Yes 2. No

1 7.2 If yes, kindly give us the following details. (Multiple response)

SI.No Name of the scheme Kind of help1 JRY _ _ _ _ _ _ _ _ _

2 DWACRA

3 IRDP =

4 PMRY

5 Million well scheme I

6 JGSY =_=

7 IAY =

8 Others =

Kind of Help 1. Loan 2. Training 3. Employment

17.3 When did you receive the help? (year) I I I l l

17.4 Is there an increase in your annual income after availing benefit from the scheme(s)?1. Yes 2. No

Govemment of Uttar Pradesh. Public Works Department. Lucknow, India 5-12Project Coordinating Consultants (PCC) Services for Uttor Pradesh State Roads Project

Resettlement Action Plon DHV Consultants BVAugust 2001

18.0 INCOME RESTORATION OPTI;NS {To be asked only to displaced PAP or those who arelosing their livelihood)

What would you prefer as rehabilitation option?

1 Land for land 5 Emplovment durnn construction2 Allied Agd. Activities 6 Training for self employment3 Petty shops 7 Household Industry4 Cash Grant 8 Others (specify)

19.0 TYPE OF EFFECT(Not to be asked but to be assessed by the investigator)

House & Homestead 10 Losing entire house and part of commercialI Losing total house _ structure2 Losing house and entire 11 Losing part of house and total commercial

homestead structure3 Losing house and part of 1 2 Losing total house and total commercial

homestead structure4 Losing total homestead 1.6 Agriculture Land

5 Losing partial homestead 1 3 Losing part of Agriculture land6 Losing only part of house 1 4 Losing total Agriculture land

Commercial Structure Others7 Losina entire comm. structure 15 Losing irrigation units8 Losing part of comm. 16 Losing trees

structure I9 Losing part of house and part 17 Losing only source of income

of commercial structure I I

Government of Uttar Pradesh, Public Works Department. Lucknow. India 5-13Project Coordinating Consultants (PCC) Services for Uttar Pradesh Stote Roads Project

Annex 6

Resettlement Action Plan {Phase 11) DHV Consultants BV

ANNEX 6.4PHOTO IDENTITY CARD FOR AFFECTED PERSONS

ID Card No: Photograph of theHead of the Family

N am e: ..__ __ _ _ _ __ _ _ _ _.__ _

Photograph to beNo. of family members: attested by PIU

representative andAddress: r NGO

Women Headed Household: No

Vulnerable Family: __ | o

Caste: |

Type of Loss:

Occupation:

Income per month

Entitlement:

21

3

45

Signature of the Head of the Family: r7

Signature of PIU representative:r1

Signature of NGO representative:

Government of UHtar Prodesh. Pubflc Works Department. Lucknow. India 61-Project co-ordinoting Consultants (PCCj Services for Uttar Pradesh state Roads Project

- : 'ft.1

Annex 7

Resettlement Action Plan (Phase 11) DHV Consultants 8V

ANNEX 7.1

HIGHWAY RELATED DISEASESGUIDELINES FOR DISCUSSION WITH TRUCKERS

Important: Do not reveal your identity. Pose as rqesearch student working onHIV/AIDS. Do not force any driver/cleaner into discussion. Discuss withindividual truckers, if they hesitate to come In a group. Above all,

Do's: Be polite.Do not: Never get sarcastic, do not advise them, prompting is allowed but do

not put forward your own views.

Do remember to thank them at the end of the discussion.

General Discussion: Casually ask them about their background, from where they have come,how many family members do they have, who all are dependent onthem, how long they are in this profession, their educational background,their hobbies and other liking, etc.

Specific Issues: 0 How many trips do they make in a month? Ask for duration of the tripand on an average for how many days do they remain outside homefor their work.

0 Strength of the cabin crew. Variaticn in strength as per the distoncecovered.

0 Number of halts in a day. Reasons for such halts. Is their any specificpoint they prefer to halt. If yes, reason for their preference.

0 Average salary of drivers and cleaners (would require lot of probing).E0 Do they have any say in decision making process at household level?Ql Health problems (probe for any STD they have contacted).

Through health related problems try to bring them into discussion onHIV/AIDS

E0 Do they visit CSWs. If yes, reason for seeking commercial sex.Frequency of visits. Number of visits along the highway and otherwise.

0 Aworeness regarding STD/HIV/AIDS0 Incidents of homosexuality with cleaners/other partners0 Incidents of anal / oral sex with CSWs / other partners0 Specific points along the highway to pickup CSWs (probe for both

urban and rural areas).0 Do they consume alcohol? If yes, frequency and time of

consumption.e0 Do they use condoms or any other protection?0 Remedies or treatment preferred in case of STD

End the discussion with their felt needs.

Government of Uttor Pradesh, Public Works Department, Lucknow, India 7-1Project Co-ordinating Consultants (PCCI Services for Uttar Pradesh State Roods Project

Annex 12

Resettlement Action Plan (Phase II) DHV Consultants BVAugust 2003

Annex 12.1

A. Swarna Jayanti Shahari Rozgar Yojana: Features of the Program

This program seeks to provide gainful employment to the urban unemployed or

underemployed poor (BPL) through encouraging the setting up of self-employment

ventures or provision of wage employment Inputs under this programme are delivered

through the medium of urban local bodies and similar community structures. The Project

Officer of Urban Poverty Eradication Cell is in charge of this program.

The SJSRY consists of two special schemes, namely -

(i) The Urban Self Employment Programme (USEP)

(ii) The Urban Wage Employment Programme (UWEP)

Community organizations like Neighbourhood Groups (NHGs), Neighbourhood

Committees (NHCs) and Community Development Societies (CDSs) are set up in the

target areas to provide support for local development

The CDSs help in identification of beneficiaries, preparation of applications, monitoring

of recovery, and generally providing whatever other support is necessary to the

program. The CDSs also identify viable projects suitable for that particular area.

The CDSs can also set themselves up as Thrift and Credit societies to encourage

community savings, alone with other group activities. However, Thrift and Credit

societies could be set up separately from the CDSs.

It is expected that these bodies will be registered under the Societies Registration Act or

other appropriate Acts to provide them direct access to funds under various schemes as

also wider finance and credit base.

(i) The Urban Self Employment Programme (USEP):

This program has three distinct parts:

a) Assistance to individual urban poor beneficiaries for setting up gainful self-employment

ventures.

b) Assistance to groups of urban poor women for setting up gainful self-employment ventures.

This sub-scheme may be called "The Scheme for Development of Women and Children in the

Urban Areas (DWUCA)".

Resettlement Action Plan (Phase II) DHV Consultants BVAugust 2003

c) Training of beneficiaries, potential beneficiaries and other persons associated with the urban

employment programme for upgradation and acquisition of vocational and entrepreneurial

skills.

Target Groups:

The program indicates that special attention should be given to women, persons belonging to

Scheduled Castes / Tribes, disabled persons and other such categories as may be indicated by the

Government from time to time. The percentage of women beneficiaries under this programme

should not be less than 30%. SCs and STs must be benefited at least to the extent of the

proportion of their strength in the local population. Three percent of the beneficiaries should be

disabled persons.

Educational Qualification:

There is no minimum educational qualification for beneficiaries under this program. The

-beneficiary should be a resident of the urban area for last three in years.

Under this, the women beneficiaries belonging to women-headed households are ranked higher

in priority than other beneficiaries. For purpose of this section, women-headed households

means households which are headed by widows, divorcees, single women, or even households

where women are the sole earners.

Some self-employment persons like tumers, fitters etc., might require special training. The

beneficiary can get training in an institute identified by the Project Cell for 300 hours. During the

training program, the beneficiary would be entitled for monthly stipend of Rupees 100.

Benefit.

A beneficiary can start a project activity requiring Rupees 50,000 of investment. From this, the

nationalised banks would provide a loan up to 95 percent and the beneficiary has to invest up to

5 percent.

Grant

The grant in this project would be-maximum 15 percent of the project cost and up to Rs. 7500.

Resettlement Action Plan (Phase ll) DHV Consultants BVAugust 2003

Guarantee:

For giving the loans the bank does not ask for any collateral. Assets created by the project itself

would serve as collateral.

(ii) The Urban Wage Employment Program (UWEP)

This program seeks to provide wage employment to beneficiaries living below the poverty line

within the jurisdiction of urban local bodies by utilising their labour for construction of socially

and economically useful public assets. The prevailing minimum wage rate as notified from time

to time for each area, is paid to beneficiaries under this program.

B. Development of Women and Children in Urban Areas (DWCUA)

This scheme allows for setting up self-employment ventures by women in a group. Groups of

urban poor women can take up an economic activity suited to their training, interest and

environment. The DWCUA group could be formed by at least 10 urban poor women. The group

is required to select an organizer from amongst the members and the economic activity.

The DWCUA group society is entitled to a subsidy of Rs. 1,25,000 or 50% of the cost of project

whichever is less. If the DWCUA group establishes itself as a Thrift and Credit Society in

addition to other entrepreneurial activity they are also entitled to a lump sum grant of Rs. 25,000

as revolving fund at the rate of Rs. 1000 maximum per member. This revolving fund can be

utilised for purposes like:

a) Purchases of raw materials and marketing

b) Infrastructure support for income generation and other group activities

c) Child care activities, salaries of the staff

d) Minor travelling expenses

C Business activities for self employment

(a) Urban services requiring special training

Repairing and maintenance of Television, Radio, Fridge, Typing, Air Conditioner, Cycle,

Automobile, Watch, Home Appliances.

Resettlement Action Plan (Phase 11) DHV Consultants BVAugust 2003

Dry Cleaning, Cane Furnuture, Motor Winding, Book binding, Plumbilng. Pamter, Electrician.

(b) Small scale services requiring skills

Utensil cleaning powder, Agarbatti, Bangles, Stitching, Plastic Toys, Shoe making, Furniture

making, Saree printing, Knitting, Earthen pot making, Food processing, Pen making, grocery

shop and any other type of shops.

D. Relevance of SJSRY for the Project Affected Area

All the three programs mentioned above provide for a group activity through the initiative of

CDSs. The role of CDSs is extremely important in identifying need of the area, beneficiaries of the

program and for support and management of the program. The community groups for this

purpose could be set up in the resettlement site. PAPs having low income and vulnerable groups

could be mobilised. Some of the activities mentioned above are already being carried out by the

PAPs (Commercial Units). The CDSs can seek their guidance in starting income generation

activity.

Resettlement Action Plan (Phase l) DHV Consuttont BV

ANNEX 12.2

PROPOSED UTTAR PRADESH STATE ROAD PROJECTNGO CONSULTANCY TO ASSISTANCE WITH IMPLEMENTATION OF

RESETTLEMENT ACTION PLAN - PHASE 11 ROADS

DRAFT TERMS OF REFERENCE

I BACKGROUND OF THE PROJECT

The Government of India has requested the assistance of the World Bank (IBRD) for theimprovement of Stote Highways and Major District Roads in the State of Uttar Pradesh.

The aim of the project is to improve the performance of the State's road transportsector. The project will improve road conditions and capacity of the state rood networkalong with development of in-house capabilities of the Public Works Department (PWD)to plan, develop and maintain the Uttar Pradesh road network.

Based on the results of the strategic options study conducted in 1996. the Governmentof Uttar Pradesh has identified 2724 kms of high priority roads covering State Highwaysand Major Districts Roads. Of this, about 1000 kms were identified for improvement withassistance from the World Bank. Improvements to these roads consist mainly ofupgrading consisting of, strengthening, widening and minor realignment. These roadswill be improved in two phases:

Phase 1 374 KmsPhase 11 626 Kms

The 374 kms of roads under Phase - I pass through 10 districts of Uttar Pradesh. Map ofthe project roads is placed at Appendix-i.

Most of the road improvement will be confined to public land i.e. the existing Right ofWay (ROW) which is controlled by the PWD. However, road improvement includesrealignment of the rood at some locations, which will involve expropriation of land fromthe current owners/users. The project improvement will also necessitate the eviction ofsquatters and removal of agricultural encroachments from within the ROW.Expropration of land, eviction of squatters and removal of agricultural encroachmentsmay cause social disruption and economic loss for project affected persons (PAPs) andtheir families. It is therefore important that disturbances and losses of PAPs due toproject are minimised through proper planning.

It is against this background that PWD has cornied out a social assessment of ProjectAffected Persons (PAPs) on 374 kms of project roads under Phose-i and prepared aResettlement Action Plan. The encroachers and titleholders of various types ofproperties were identified in the social assessment and a detailed Action Plan wasprepared for the resettlement and rehabilitation of displaced persons. The R&R policycontaining entitlement packages for various categories of PAPs was prepared andapproved by the GOUP. To keep the negative impact to a minimum, various measureswere undertaken such as redesigning of project roads where large numbers of peopleare likely to be affected and avoidance of common properties from possible impact.These measures have considerably reduced the number of affected families. The totalnumber of affected families is 1282. The RAP prepared fully complies with therequirements of the Govemment of India and the World Bank. Successfulimplementation of the RAP is an important part of the overall project.

Government of Uttar Pradesh. Public Works Department. Lucknow, India 12-1Project Co-ordinating Consultonts (PCC) Services for Uttor Prodesh State Roods Project


The UPPWD require NGOs to assist with the implementation of the RAP.

UPPWD now invites the services of erigible NGOs under auplity based lumo sumcontracts. Two NGOs wil be contracted to implement the RAP In individual packages.For this the packages are grouped into the following:-

Name and length of DadSI. No. Name Length Distrcts

I Pilibhit - Khutar (3) 72.807 Pilibhit, Shohjahanpur2 Bangarmau - Lucknow (4B) 73.229 Lucknow, Unnoo3 Sitapur-Baharaich 46) 88.336 Sitopur, Bahoraich4 Azamgoih - Phephna (7B) 100.929 Azamgarh, Mau;Ballia5 Gorakhpur- Shahgonj (lOA) 109.656 Gorakhpur, Ambedkar Nagar,

Azamgarh, Jaunpur

6 Moradabod - Bazpur ( 11) 36.335 Moradabod, Rampur7 jDeoria- Ballia (16) 109.447 Deora, Ballia

Total 590.739 15Bypass on route IOA 11.68 Azamgarh

The position of families affected is as below:

ROUTE cOa_ PAPs PAFs PDFs

Moradabad-Bazpur (11) 2128 588 50Sitapur - Baharaich (6) 6324 1929 153Lucknow- Bangarmau (4A) 2136 687 165Pilibhit - Khutor (3) 362 105 21Gorakhpur-Shahgani (IOA) 7852 2111 651Azamparh - Phephna (7B) 1838 541 107Deoria - Ballia (16) 2055 577 114TOTAL 22695 6538 1261

Gaurabadshahpur (18) 829 258 0Banparmau (4A) 283 87 0Budhanpur (1OA) 5270 1410 0Ahiraula (I OA) 1975 500 0TOTAL 8357 2255 0

2 OBJECTIVES

The objectives of the NGO consultancy are to facilitate the resettlement process onPhase I of the Uttar Pradesh State Road Project by:

1. Educating the PAPs on their rights, entitlements and obligatiocs under the RAP.2. Ensuring that PAPs obtain their full entitlements under the RAP. Where options are

available, the NGO shall provide advice to PAPs on the relative benefits of eachoption.

Government of UHtar Pradesh, Public Works Deportment. Lucknow, India 12-2Project Co-ordinating Consultants (PCC) Services for UtHar Pradesh State Roads Project

Resettlement Action Plan (Phase II) DHV Consultants 8v

3. Assisting PAPs in the redressal c,; grievances through the system implemented aspart of the RAP.

4. Collect data and to submit progress reports on a monthly basis as well asquarterly basis (5 copies each) to allow PWD to monitor and evaluate theimplementation of the RAP.

5. To provide support and information to PAPs for income restoration.6. To assist the PAPs for relocation and rehabilitatjQn.

3 TASKS OF THE NGO

The NGO will work as a link between the project represented by the PWD Resettlementand Rehabilitation Officer (RRO), the XEN Representative, and the affected community.The NGO will be responsible for assisting the PAPs during the resettlement andrehabilitation process and shall ensure that all of the provisions of the R&R Policy andthe RAP with regard to the well being of the PAPs are implemented.

The NGOs shall ploy a role of secondary stakeholder in implementation of the RAP andin mitigating the adverse effects of the Project. The NGOs shall remain responsible forthe development of a comprehensive livelihood system to facilitate the PAPs to takeadvantages of the options available (as per the RAP).

Specifically, the selected NGOs will:

1. Develop rapport between the PAPs and the project authorities particularly theRRO. This will be achieved through regular meeting with both the RRO and thePAPs. Meetings with the RRO will be held at least fortnightly and meetings withPAPs will be held at least monthly. All meetings and decisions taken are to bedocumented.

2. Assist the RRO to undertake a public information campaign at thecommencement of the project to inform the affected communities of:

(i) the need for LA (There is no land acquisition involved in Phose-I roads)

(ii) the need for eviction of squatters and encroaches

(iii) the likely consequences of the project on the communities economiclivelihood

(iv) identifying PAPs and verifying on the basis of the census survey carried outand facilitating the distribution of the identity cards

(v) the R&R policy and entitlement packages

(vi) assist PAPs in getting the compensation for their land and propertiesacquired for the project

(vii) using the R&R Policy document as well as the RAP, the NGO will determinethe entitlements of each PAP and compare it to the offer being made bythe RRO. If there is a discrepancy, between the two, the NGO will beresponsible for assisting the PAP in coming to some agreement with the RROand, if necessary, pursuing the matter through the grievance redressalmechanism.

(vDi) help PAPs identify suitable land for relocation and for agricultural purposes.The NGOs will identify with PWD and the Revenue Department suitablegovemment land and assist in negotiating its transfer to the PAP. Wheresuitable govemment land is not available, the NGO will assist the PAP to

Govemment of Uttor Prodesh. Public Works Department, Lucknow. India 12-3Project Co-ordinoting Consultants (PCC) Services for Uttar Pradesh State Roads Project

Resetlement Action Plan (Phase 11) DHV Consultants BV

locate a landowner willing to sell his land and will assist in the negotiation ofthe purchase price.

(ix) ensure benefits due to the PAPs under R&R poricy and RAP are provided tothe PAPs. From the policy and the RAP, the NGO will determine theentitlements of each PAP and compare it to the offer being made by theRRO. If there is a discrepancy, between the two, the NGO vwll beresponsible for assisting the PAP in coming to some agreement with the RROand, if necessary, pursuing the motter through the grievance redressalmechanism.

(x) help project authorities in making arrangements for the smooth relocationof the PAPs and their business. This wll involve close consultation with thePAPs to ensure that the arrangements are acceptable to them.

(xi) ensure proper utilization by the PAPs of various grants available under theR&R package. The NGO will be responsible for advising the PAPs on howbest use any cash that may be provided under the RAP. Emphasis shouldbe placed on using such funds in sustainable way e.g. purchasingreplacement land for that acquired.

(xii) assist PAPs in getting benefits from various govemment developmentprograms particularly for house construction. There are a number ofgovernment housing and training programs for livelihood programs that canbe used by PAPs. The NGOs will investigate the availability of places in theseprograms and shall inform the PAPs of the opportunities that exist and theirrelative merits. The NGO vwll co-ordinote the training programs forsustainoble livelihood and assist in developing the required skills forlivelihood rehabilitation. The NGO shall co-ordinate with the RevenueDepartment and other government departments and other NGOs workingin the area to ensure that all of the options available to the PAP are knownand can be communicated to them.

(xiii) help PAPs in the redressal of their grievances. The NGO shall make PAPsaware of the grievance mechanism set out in the RAP and shall assist PAPswho have grievance to pursue a suitable remedy.

(xiv) develop micro level plans for resettlement and rehabilitation (R&R) inconsultation with the PAPs and the RRO. A plan shall be prepared andagreed for each PAP and will include such thing as:

(a) list of options open to and the choices made by the PAP. The NGOswill explain to the PAPs the options available for their R&R and assistthem in making their choices

(b) site for relocotion(c) a list of benefits due to the PAP(d) arrangements for moving(e) proposed utilization of any grant moneys due to the PAP(f) involvement of PAP in existing government development programs(g) update information available of PAPs and collect information of PAPs

coming in the project due to any changes. PWD will be monitoringthe implementation of the RAP and will require data from the NGO tomonitor input, output and impact indicators.

(h) any other responsibility as may be assigned by the RRO for the welfareof the affected community.

3. NGO will create awareness among road users (especially Truckers) andcommercial sex workers regarding HIV/AIDS/STDs and would also identify/confirmincidents of commercial sex on the project routes.

Govemment of uttor Pradesh, Public Works Department. Lucknow. India 12-4Project Co-ordinating Consultants (PCC) Services for Uttor Pradesh State Roads Proiect

Resettlement Action Plan (Phase DI) DHV Consultants BV

4. NGO wll create awareness among the local population in the built up areasregording the Community Road Safety during construction through localconsultations/campaigns/ workshops.

5. NGO vvill create awareness among the local population especially market goersto local hats/panths/cattle markets held weekly or biweekly along the roadsregarding the road safety and will develop aspect of community policing durlngmarket days by recruiting local social workers as volunteers. These volunteers orcommunity police may work during market days with the help of local porice.

6. NGO will create awareness among the local population in the built up areasregarding the necessity of cleoning the road side drains from the angles of safetyof roads and health of local residents and will develop user groups for thecleaning of the roads with the help of local panchoyats / town areas/ municipalboards, etc.

7. NGO will also monitor the ban on use of child labour by the contractors of anycivil works and related activities and will create awareness regarding the ill effectsof child labour.

Responsibilities of Implementation of the RAP will include:

IdentIitcatlon and Verfflcaflon

The NGO shall undertake a survey of the project affected area and shall update theinformation on the Eligible PAPs and project-affected families (PAFs). The NGO shallverify the information already contained in the RAP and the individual losses of thePAPs. The NGO shall establish Rapport with PAPs. consult them, provide theminformation about the respective entitlements as proposed under the RAP, anddistribute Identity Cards to the eligible PAPs. An identity card should include aphotograph of the PAP, the extent of loss suffered due to the project, and the choice ofthe PAP with regard to the mode of compensation and assistance (if applies, as per theRAP).

The NGO shall prepare a list of the project-displaced persons/families (PDPs/PDFs) forrelocation, enlisting the losses and the entitlements as per the RAP, after verification. Itshall also prepare a list of the project-affected persons/families (PAPs/PAFs) enlisting thelosses and the entitlements as per the RAP, after verification.

During the identificotion and verification of the eligible PAPs/PAFs, the NGO shall ensurethat each of the PAPs are contacted and consulted either in groups or individually. TheNGO shall specially ensure consultation with the women from the PAP familiesespecially women headed households.

Participatory methods should be applied in assessing the needs of the PAPs, especiallywith regard to the vulnerable groups of PAPs. The methods of contact may include (i)village level meetings; (ii) gender participation through group interactions; (iii) individualmeetings and interactions.

While finalising the entitled persons (EPs) for compensation/assistance the NGOs shallmake a list of entitled PAPs, and distribute Identity Cards to each and every verifiedeligible PAP.

Govemment of UfHar Prodesh. Public Works Department, Lucknow, India 12-5Project Co-ordinoting Consultants (PCC) Services for Uttor Pradesh State Roads Project

Resettlement Action Plan (Phase i) DHV Consultants BV

Post Design Consuitation

NGO contracted shall also be responsible for post design consultation vith thecommunity for disclosure of designs for specific measures at individual level.

Counselling the EnttlHed Persons

The counselling shall include the follovwing activities 15y the NGO: -

* The NGO shall exploin to the PAPs the need for lond acquisition, the provisions of thepolicy and the entitlements under the RAP. This shall include communication to theroadside squatters and encroachers about the need for their eviction, the timeframe for their removal and their entitlements as per the RAP.

* Distribution of the R&R Policy and the translated version of the policy (in Hindi, ifrequired) for each and every PAP to make them understand the entitlementpackages in correct perspectives.

* The NGO shall disseminate information to the PAPs on the possible consequences ofthe project on the communities' livelihood systems and the options available, so thatthey do not remain ignorant.

* The NGO shall initiate micro-level plans for income restoration, in consultation withthe PAPs. Women's perceptions are important to be incorporated in thedevelopment of these plans.

In all of these, the NGO shall consider women as a special focus group, and deal withthem with care and sympathy.

Disbursing the Assistances

* The NGO shall determine and document the entitlement of each of the PAPs/PAison the basis of the RAP and compare it with the RRO's data. In case ofdiscrepancies, the NGO shall try to resolve it in consultation with the RRO on the basisof the Policy guidelines or take up the motter to the Grievance RedressalCommittee.

* The NGO shall assist the project authorities in ensuring a smooth transition (during thepart or full relocation of the PAPs/PAFs), helping the PAPS to take salvaged materiolsand shift with proper notices. In close consultation with the PAPs, the NGO shallinform the RRO about the shifting dates agreed with the PAPs in writing and thearrangements desired by the PAPs with respect to their entitlements.

* The NGO shall assist the PAPs in opening bank accounts, explaining the implications,the rules and the obligations of a joint account', and how s/he can access theresources s/he is entitled to.

* The NGO shall ensure proper utilisotion of the R&R budget available for each of thepackages. The NGOs shall ensure that the PAPs have found economic investmentoptions and are able to restore against the loss of land and other productive assets.The NGO shall identify means and advise the RRO to disburse the entitlements to theeligible persons/families in a manner that is transparent, and shall report to theUPPWD on the level of transparency achieved in the project.

Accompanying and representing the EPs at the Grievance Committee Meetings

* The NGO shall nominate a suitable person (from the staff of the NGO) to be amember of the GRCs for the respective contract package2.

'It is proposed in the RAP thot the R&R ossistance from the project wil be paid in the joint nome of the spouses. asapplicable, except in the coses of the woman-heoded households and the womon wage eamers.

Govemment of uttor Pradesh, Public Works Department, Lucknow, India 12-6Project Co-ordinating Consultants (pcC) Services for uttor Pradesh State Roads Project

Resettlement Action Plan (Phose il) DHV Consuttonts BV

* The NGO shall make the PAP aware e: the grievance redressal committees (GRCs).* The NGO shall troin the PAPs on the procedure to file a grievance application and to

confirm that a statement of claim from the concemed PAP accompanies eachgrevance application. The NGO shall help the PAPs in filling up the grievanceapplication and also in clearing their doubts about the procedure as well as thecontext of the GRC award.

* The NGO shall record the grievance and bring the same to the notice of the GRCswithin 7 (seven) days of receipt of the grievance' from the PAPs. It shall also submit adraft resolution with respect to the particular grievance of the PAP, suggestingmultiple solutions, if possible, and deliberate on the some in the GRC meetingthrough the NGO representative in the GRC.

* To accompany the PAPs to the GRC meeting on the decided date, help the PAP toexpress his/her grievance in a formal manner if requested by the GRC and againinform the PAPs of the decisions token by the GRC within 3 days of receiving adecision from the GRC. (The timeframe for the GRC to take a decision is 15 days).

Assisting the EPs and the RRO Identity and Negotiate for the New Land for Resettlement

* As part of the RAP, it is proposed that a sizable number among the eligible PAFs willreceive altemative land (and residential/commercial) building structures. Some ofthe more vulnerable among the PAFs will be eligible to receive these free of cost.Regarding these, the NGO shall,

* Obtain the PAP's choice in terms of (i) land identification: (fi) site for relocation; (iii)shifting plan and arrangements; (iv) grant utilisation plan; (v) community assetbuilding plan and institutional arrangements in maintaining the assets.

* Assist the PAPs/RRO in identifying suitable land for relocation and for agriculture,ensuring the replacement of the land lost in terms of quality and quantity.

* Identify suitable government land in consultation with the Revenue DepartmentOfficials and assist in negotiating its transfer to the PAPs/RRO. Where Governmentland is not available, the NGOs shall encourage and negotiate with the willingprivate landowners to sell the land to the PAPs/RRO at reasonable prices andmotivate them to appreciate and welcome the new neighbours.

Assisting the eligible PAPs to take advantage of the existing Government Housing andEmployment Schemes

With regard to the above, the NGO shall

* Coordinate (and impart wherever required) the training and capacity building ofthe PAPs, for upgrading their skills for income restoration. This will include the trainingto be given by the NGO to women Self-help-group members in accounting. recordmaintenance, skill acquisition in the chosen enterprise, and marketing. etc.

* Help the PAPs in realising and optimising the indigenous technology knowledge (ITK)through use of local resources.

* Define, evolve and explore alternative methods of livelihood using the local skill andresources.

* Contact financial institutions like NABARD, SIDBI and the Lead Bank of the area inaccessing the credit required by the individual as well as groups of PAPs and thewomen's groups from the PAFs. The NGO shall maintain a detailed record of suchfacilitation, and plan for each PAF to repay the loan.

* Establish linkages with the district administration for ensuring that the PAPs arebenefited from the schemes available and those they are entitled to. The focus for

2 The GRC is a district level committee. As some controct package pass through more thon one district, thesepackages will have more than one GRC.

Govemment of Uttar Pradesh. Public Works Department. Lucknow, India 12-7Project Co-ordinoting Consultants (PCC) Services for Uttar Pradesh State Roads Project


this component of the NGO's work shall be the vu:nerable PAPs for their incomerestoration: The NGO shall maintain a detailed record of such facilitotion.

Representing the EPs In Market Value Assessment Committee

* Market Value Assessment Committees will be 'established at the district level toevaluate the actual market price of the properties in the areas where acquisition ofland/pr structures is necessary. The project will assist the eligible PAPs/PAFs towardsthe difference between the assessed market price and the compensation award.The NGO shall represent the entitled persons (EPs) in the committee to ensure that afair assessment takes place.

Inter-Agency Unkages for Income Restoration and other R&R Services

The NGO shall be responsible for establishing linkages with

* Financial institutions for facilitating the PAPs to access credit;* Government departments. district administration, etc. to ensure that the PAPs a3re

included in the development schemes, as applicable;* Training institutes for imparting skill and management training for enterprise creation

and development.

Monitoring and Evaluation

The RAP includes a provision for mid-term and post-project monitoring and evaluationby extemal consultants. The NGOs involved in the implementation of the RAP will berequired to supply all information, documents to the external monitoring and evaluationconsultants. To this end, the NGOs shall keep proper documentation of their work andthe R&R process involved in the project, and shall be responsible for the upkeep andupdating of such documents periodically and regularly. The documentation shallinclude photographs and videotapes of the pre-intervention and the post-interventionscenario of all the properties, structures and assets affected by the project.

Recommending for the Improvement of R&R Services

* Extend all services recommended by the additional studies3 to be undertaken by theproject, in respect to the R&R services to be provided as part of the project.

* Recommend and suggest techniques and methods for improvement of servicesextended by the concerned government departments and other agencies andcommittees in disbursement/extension of R&R services in the project.

* Document implementation of the R&R process and services, including difficultiesfaced and corresponding solutions,

* Discuss with the UPPWD on contingency management and other improvement ofR&R services, within the project road.

Documenting of Tasks Carried Out by the NGO and Evaluation of the Achievements ofRAP

The NGOs selected for the assignments shall be responsible to

3 consequent to the RAP, additional studies are proposed with regard to (i) alternative livelihood of the affectedpersons. (ii) indigenous population, and (iii) quality of life of the affected persons and the host communities.Recommendations of these studies will be deemed to be integral to the RAP and will need to be implemented bythe NGOs.

Govemment of uttor Prodesh, Public Works Department, Lucknow, India 12-8Project co-ordinating Consultonts (PCC) Services for Uttor Prodesh Stote Roads Project

Resettlemnent Action Pln (Phase n) OHV Consultants BV

* Submit an inception report within three wet,ks; on signing up of the contract.including a work plan for the whole contract period, staffing and personneldeployment plan, and a withdrawal plan at the end of the pediod of contract. Thewithdrawal plan shall be detailed and reflect how the PAPs/PAfs will maintain theassets created and tronsferred to the PAPs/PAFs.

* Prepare monthly progress reports to be submitted to the RRO, with weekly progressand work charts as against the scheduled timeframe for RAP implementation.

* Prepare and submit quarterly reports on a regular basis, to be submitted to the RRO.* Submit a completion report at the end of the contract period.

Reporting in writing as well as photographs, videotapes, etc.. taken dufing theassignment shall be submitted in support of the reports. Accounts reports both onexpenditure on administration as well as training, and other heads shall be submittedwith the quarterly and the completionreports.

In addition to these above, the NGOs shall

* Prepare and submit separate descriptive reports on participatory micro-plans withfull details of the Participotory Rapid Appraisal exercises conducted.

CondiHlon of Services

The NGOs shall ensure that the RAP is implemented in an effective and proper manner.The prime responsibility of the NGO sholl be to ensure that each and every eligible PAPsreceive appropriate and justified entitlement and that, at the end of the project R&Rservices, the eligible PAPs have improved (or at least restored) their previous standardof living.

Additionally the NGO shall help the UPPWD in all other matters deemed to be requiredto implement the RAP in its spirit and entirety.

All documents created, generated or collected during the period of contract, incarrying out the services under this assignment will be the property of the UPPWD. Noinformation gathered or generated during and in carrying out this assignment shall bedisclosed by the NGOs without explicit permission of the UPPWD.

Tlmefrome for Services

The NGOs will be contracted for a period of two years for Package no. UPSRP/RAP/01and 20 months for Package no. UPSRP/RAP/02 from the date of commencement, witha withdrawal methodology in built into the proposals from the NGOs.

Payment Schedule

S Percentage of theSI. No. | Payment Schedule Contract Value

I |jAfter acceptance of letter of Award and Submission of Inception Report 5%

2 On completion of verificotion & consultotion exercise and Submission ofUpdated data on PAPs and review of the some by client

3 On submission of micro level plans 15%

4 On substantial completion of Relocotion Process 10%

5 On completion of Relocation Process 10%

6 On completion of Rehabilitation Process 15%

7 On submission of Final Completion Report 30%

Govemment of Uttar Pradesh, Public Works Department, Lucknow. Indio 12-9Project Co-ordinoting Consultants (PCC) Services for Uttor Prodesh Stote Roads Project

Resetterment Action Plan (Phase I1) DHV ConsuAonts BV

Team for the Assignment

The NGOs are free to recommend a team commensurate with the requrements of theproject, subject to the following conditions:

* That the proposal should accompany a personnel deployment schedule, clearlyindicating whether the deployment is home-office based or in the field.

* That the NGOs must propose at least one woman as part of the key personnel. Theperson-month deployment of the woman key personnel shall constitute at least 33%of the person-month deployment of all key professionals in the assignment. Theproposed woman key person shall be avaflabie to work at site for at least 50% of theduration of the contract.

* That the woman key persons, if selected for the contract, may be replaced duringthe period of contract, only with woman key persons of equivalent qualificotionsand experience, with the prior approval of the concemed Superintending Engineerof UPPWD.

* That the NGOs will depute a 'technical/professional' team to work at the site, whichwill consist at least 33% of women members. Junior support personnel andadministrative staff will not be considered as 'technical/professional' members.

Data to be provided by the client

Client will provide to the Consultants (NGO) the copies of census data, ResettlementAction Plan. Land Acquisition Plan etc. collected/prepared by the designconsultants/social experts.

Compositlon of review commiftee to monitor NGOs Works

A reviewing committee consisting of the following officers of the UPPWD shall review theprogress of the work and the reports to be submitted by the NGO: -

1. Superintending Engineer, PWD of the concemed circle (Bareilly/Azamgorh)................................................................................................................................ Chairman

2. RRO .............................................................. Member3. Executive Engineer, PWD of the concerned division .............. ..................... Member

Govemment of Uttar Prodesh. Pubric Works Deporiment. Lucknow, India 12-10Project Co-ordinating Consultants (PCC) Services for Uttar Pradesh State Roads Project

Resettlment Action Plan (Phase 11) DHV Consultants BV

ANNEX 12.3UST OF NGOS

(1) Name of the NGO: ABHINAV VIKAS SANSTHANAddress: 1/99, Avas Vikas Yojna, JhansiPIN: 221506District: AUlahobadState: Uttar PradeshTelephone: (0532) 667440

Contact Person: Shr Lal Bahadur, DirectorTwo Key Persons: Shri Lal Bahodur,

Shri Daya Ram Saroj Programme CoordinatorEstablished in: 1989Registered in: 1992Staff Strength: 2 + 30 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Allahabad)Target Groups: Children, Women, Tribal/Indigenous, and rural

populationTypes of Activities: Awareness generation, Education/Training, Policy-

advococy/ Advice, Campaigns/Activism, Technology-development, Technical assistance, Consultancyprojects, Field implementation

Themes: Development, Wasteland development.Water/Sanitation, Agriculture, Health/Nutrition,Education, Disaster management, Water logging

Experience in R&R: No

(2) Name of the NGO: ACTION FOR WOMEN AND RURAL DEVELOPMENT(AWARD)

Address: 454, Y-Block, Kidwai NagarPIN: 208011District: KanpurState: Uttar PradeshTelephone: (0512)609534

Contact Person: Shri V.C.Pandey, SecretaryTwo Key Persons: Shri V.C.Pandey, Secretary

Chira Shree Talukdar, Field CoordinatorEstablished in: 1992Registered in: 1994Staff Strength: 27 + 11 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Kanpur, Kanpur Dehat, Jaunpur,

Mahoba, Allahabad)Target Groups: Children, Women, Slums, Rural population, Urban

population, Other NGOs, Disabled/HandicappedTypes of Activities: Awareness generation, Education/Training, Policy-

advocacy/ Advice, Campaigns/Activism, Technology-development, Technical assistance, Consultancyprojects, Field implementation

Themes: Development, Wasteland development,Water/Sanitation, Agriculture, Health/Nutrition,Education, Income- generation, EnterpriseDevelopment, Watershed Development, Pollution


Govemment of uttor Pradesh, Pubrlc Works Department, Lucknow, India 12-11Project Co-ordinating Consultonts (PCC) Services for Uttar Pradesh Stote Roads Project

Resettlement Action Plan {Phose n) DHV ConsuRants BV

(3) Name of the NGO: ADARSH SEWA SANSTHANAddress: M-6/2, Papar Mil Colony

PIN: 226006District: LucknowState: Uttar PradeshTelephone: (0522)385693

Contact Person: Shri P.K.Tripathi, SecretaryTwo Key Persons: Shri P.K.Tripathi, Secretary

Smt Yamini Tripathi, Asst. SecretaryEstablished in: 1994Registered in: 1995Staff Strength: 5 + 4 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh Lucknow, Hardoi, Sitapur, Kanouj, Bara

bonkiTarget Groups: Children, Women, Slums, Rural population, Urban-

population, Other NGOs, Disabled/Handicapped,Other- NGOs, Specific, ecosystems. Policy makers,Industry/business, Craft people, Displaced persons

Types of Activities: Awareness generation, Education/Training, Policy-advocacy/ Advice, Campaigns/Activism, Technology-development, Technical assistance, Consultancyprojects, Field implementation, Research/Surveys,Marketing

Themes: Development, Wasteland development,Water/Sanitation, Agriculture, Health/Nutrition,Education, Income- generation, EnterpriseDevelopment, Watershed Development, Pollution,Environment, Wildlife, Appropriate technology,Economic policy issues, Transportation, Disastermanagement

Experience R&R: No

(4) Name of the NGO: ADHUNIK SHAKDH!K AVOM PRASHISHAN VIKAS SAMITIAddress: 84, Adarsh NagarPIN: 209801

District: UnnaoState: Uttar PradeshTelephone: (0315)823345

Contact Person: Shri Rakesh Kumar Shukla, ManagerTwo Key Persons: Dr.G.P.Mishra, Director

Shri Rakesh Kumar Shukla, ManagerEstablished in: 1994Registered in: 1994Staff strength: 45Geographical Area of Operation: NationalActive in: Uttar Pradesh (Unnaol,

Madya Pradesh (Jabalpur),Haryana

Target Groups: Children, Women, Slums, Rural population, and Urban-population, Disabled/Handicapped

Types of Activities: Awareness generation, Education/Training,Technology-development, Technical assistance,Research/Surveys

Themes: Water/Sanitation, Agriculture, Health/Nutrition,Education, Pollution, Environment, Rural technology,

Government of Uttar Pradesh, Public Works Deportment. Lucknow. India 12-12Project Co-ordinoting Consultants (PCC) Services for uttar Prodesh Stote Roads Project

Resettiement Action Plan (Phase II) DHV Consultonts BV

Enterprise development, Disaster management,Population-issues, Housings/ slums


(5) Name of the NGO: AKHIL BHARTYA GRAMODYOG SEWA SANSTHANAddress: VILL:Hemaoia,P.O..Tendwa Basontpur,ShantinagarPIN: 221801

District: BahraichState: Uttar Pradesh

Contact Person: Shri Shiv Saran Lal Bajpai, SecretaryTwo Key Persons: Shri Shiv Saran Lal Bajpai, Secretary

Shri Paras Nath, Astt. SecretaryEstablished in: 1983Registered in: 1985Stoff Strength: 14 + 32 HonoraryGeographical Area of Operation: NationalActive: Uttar PradeshTarget Groups: Women, Rural population, and Industry/businessTypes of Activities: Awareness generation, Education/Training,

Campaigns/ Activism, Research/Surveys,Technicalassistance, Marketing

Themes: Development, Agriculture, Education, Income-generation, Industry


(6) Name of the NGO: ANKUR SANSTHANAddress: Village: Sahababad, P.O.:JagatpurPIN: 221313

District: VaranasiState: Uttar PradeshTelephone:

Contact Person: Smt. Sheela Singh, General SecretaryTwo Key Persons: Smt. Sheela Singh, General Secretary

Dr. Anshomaia Rai, PresidentEstablished in: 1991Registered in: 1991Staff Strength: 9 + 32 HonoraryGeographical Area of Operation: NationalActive in:- Uttar Pradesh (Mau, Varanasi)Target Groups: Children, Women, Rural populationTypes of Activities: Awareness generation, Education/Training,

Campaigns/ Activism, Research/Surveys, Field-implementation

Themes: Development, Water/Sanitation, Health/Nutrition,Education, Income- generation, Environment,Population- issues


(7) Name of the NGO: ANKUR YUVA CHETAN SHIVIR (AYCS)Address: D-57, Mahanagar Extention

PIN: 226006District: LucknowState: Uttar Pradesh

Govemment of Uttar Pradesh, Public Works Departrnent, Lucknow, India 12-13Project Co-ordinating Consultants (PCC) Services for Untar Pradesh State Roads Project

Resettemrent Action Plan (Phose l) DHV Consultants BV

Telephonie: (0522) 323555. (0522) 370058Contact Person: Mr. PrabhokarSinha, Executive DirectorTwo Key Persons: Mr. Prabhakar Sinha, Executive Director

Mr. P.K.Srivastva. General SecretaryEstablished in: 1986Registered in: 1986Staff Strength: 14Geogrophical Area-of Operation: NationalActive in: Uttar Pradesh (Lucknow)Target Groups: Children, Women, Slums, Rural population, Other-

NGOsTypes of Activities: Awareness generation, Education/Training, Policy-

advocacy/ Advice, Technical assistance, Field-implementation, Research/ Surveys, Marketing

Themes: Development, Water/Sanitation, Education, Enterprise-Development, Appropriate technology, Micro- credit


(8) Name of the NGO: BHARTIYA JAN SEWA AS HRAMAddress: Village: Dugaul Kala, P.O.:Tiyaria

PIN: 222125District: JaunpurState: Uttar PradeshTelephone:

Contact Person: Shri Daulatram, SecretaryTwo Key Persons: Shri Daulatram, Secretary

Shri Phool Chandra, PresidentEstablished in: 1990Registered in: 1992Staff Strength: 17 + 14 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Jaunpur)Target Groups: Children, Women, Rural population, Tribol/IndigenousTypes of Activities: Awareness generation, Education/Training, Policy-

advocacy/Advice, Campaigns/Activism, Field-implementation, Research/Surveys

Themes: Development, Water/Sanitation, Health/Nutrition,Education. Income- generation, Pollution, Environment


(9) Name of the NGO: CHHATRIYA GRAMIN VIKAS SANSTHANAddress: Village/PO: Bhansau

PIN: 209205District: Kanpur DehatState: Uttar PradeshTelephone: (0512) 262228

Contact Person: Dr. Gopol Channdra Katiyar. Managing DirectorTwo Key Persons: Dr. Gopol Channdra Katiyar, Managing Director

Dr. Kailash Nath Katiyar, PresidentEstablished in: 1982Registered in: 1980Staff Strength: 22 + 10 Honorary,Geographical Area of Operation: NationalActive in: Uttar Pradesh (Varanasi, Etaha, Etawha, Jaloon,

KanpurDehat)Target Groups: Children, Women, Slums, Other NGOs, Crafts People

Government of Uttar Pradesh, Pubric Works Department, Lucknow, India 12-14Project Co-ordinoting Consultants (PCC) Services for uttar Prodesh State Roads Project

Resettlement Action Plan (Phase al) DHV Consultonts BV

Types of Activities: Awareness generotion, Education/Training,Campaigns/ Activism, Field implementation,Research/Surveys

Themes: Development, Water/Sanitation, Health/Nutrition,Education, Income- generation, EnteprpseDevelopment, Pollution, Environment, Housing/Slums


(10) Name of the NGO: DIOCESIAN SOCIAL WORK SOCIETYAddress: Bishop,s House, P.O. Box-70 Hajratganj

PIN: 226001District: LucknowState: Uttor PradeshTelephone: (0522)440315

Contact Person: Fr. Peter Castelino, SecretaryTwo Key Persons: Fr. Peter Castelino, Secretary

Fr. Mark Fernandis, PresidentEstablished in: 1988Registered in: 1991Staff Strength: 69Geographical Area of Operation: NationalActive in: Uttar PradeshTarget Groups: Children, Women, Slums, Rural population, Disabled/

Handicapped, Policy makers, Industry/business, Craftpeople, Displaced persons

Types of Activities: Awareness generation, Education/Training,Campaigns/ Activism, Field implementation,Research/Surveys, Networking

Themes: Development, Water/Sanitation, Agriculture,Health,Nutrition, Education, Income- generation,Pollution, Environment, Micro-credit


(11) Name of the NGO: DR AMBEDKAR SCHOOL SOCIETYAddress: Swaraj Ashram, Shop No-2, Mallanwan

District: HardoiState: Uttar PradeshTelephone:

Contact Person: Shri Satyapol Singh, ManagerKey Person:. Shri Satyapal Singh, ManagerEstablished in: 1991Registered in: 1992Staff Strength: 3 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Hardoi,Unnoo)Target Groups: Children, Women, Slums, Rural population, Citizens/

Consumers, Industry/businessTypes of Activities: Awareness generation, Education/Training, Policy-

advocacy/ Advice, Campaigns/Activism, Field-implementation, Research/ Surveys

Themes: Development, Wasteland development,Water/Sanitation, Agriculture, Health/Nutrition,Education, Biotechenolgy, Enterprise Development,Environment, Wildlife, Forestry, Disaster management


Govemment of uttar Prodesh, Public Works Department, Lucknow. India 12-15Project Co-ordinating Consultants (PCC) Services for uttar Prodesh State Roads Project

Reseftiement Action Plan (Phase 11 DWV Consultonts BV

(12) Name of the NGO: DR RAJENDRA PRASHAD ANAND VIDYAPITHAddress: Rishi Nagar, Shuklaganj

PIN: 209861District: UnnaoState: Uttor PradeshTelephone: (0512)825166

Contact Person: Shri Barunendra Diwedi, SecretaryTwo Key Persons: Shri Barunendra Diwedi, Secretary

Shri A.K.Diwedi, MemberEstablished in: 1976Registered in: 1979Staff Strength: 6 + 4 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Unnao)Target Groups: Children, Women, Slums, Rural population, Urbon-

population, Disabled/HandicappedTypes of Activities: Awareness generation, Education/Training,

Campaigns/ Activism, Field implementation,Research/Surveys

Themes: Development, Protected Areas, Water/Sanitation,Health/Nutrition, Education, Income-generotion,Environment, Pollution, Economic policy issues

Experience in R&R: NO

(13) Name of the NGO: GANGA VISHNU JANKALYAN SAMITI (GVJKS)Address: Teekor GarhiPIN: 209801

District: UnnaoState: Uttar PradeshTelephone:

Contact Person: Shri G.V.Singh, ManagerTwo Key Persons: Shri G.V.Singh, Manager

Shri Bahiro Singh. PresidentEstablished in: 1981Registered in: 1982Staff Strength: 25 + 30 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Unnoo. Chitrokoot), Rajsthan

(Bharatpur)Target Groups: Children. Women, Slums. Rural population, Urbon-

population, Other NGOs, Disabled/Handicapped,Specific ecosystems, Policy mokers, Industry/business.Craft people, Displaced persons

Types of Activities: Awareness generation, Education/Training, Policy-advocacy/Advice, Campaigns/Activism, Technology-development, Technical assistance, Consultancyprojects, Field implementation, Research/Surveys,Marketing

Themes: Development, Wasteland development,Water/Sanitation, Agriculture, Health/Nutrition,Education, Income- generation, EnterpriseDevelopment, Watershed Development, Pollution,Environment, Wildlife, Appropriate technology,Economic policy issues, Transportation, Disastermanagement


Govemment of Uttor Prodesh. Public Works Department, tucknow, India 12-16Project Co-ordinoting Consultants (PCCi Services for Uttor Pradesh Stote Roads Project

Resettlement Action Plan (Phase iI) DHV Consultants BV

(14) Name of the NGO: GIRl INSTITUTE OF DEVELOPMENT STUDIES (GIDS)Address: Sector-0, Aligani

PIN: 226024District: LucknowState: Uttar PradeshTelephone: (0522) 373640, (0522) 325021

Contact Person: Dr.G.P.Mishra, DirectorKey Person: Dr.G.P.Mishra, DirecTOrEstablished in: 1973Registered in: 1973Staff Strength: 14 + 2 Field SupportGeographical Area of Operation: NationalActive in: All over IndiaTarget Groups: Children, Women, Slums, Rural population, Urbon-

population, Disabled/Handicapped, Industry/business,Craft people

Types of Activities: Education/Training, Consultoncy projects,Research/Surveys

Themes: Development, Wasteland development.Water/Sanitation, Agriculture, Health/Nutrition,Education, Income- generation, EnterpriseDevelopment, Watershed Development, Pollution,Environment, Wildlife, Appropriate technology,Economic policy issues Transportation, Disastermanagement


(15) Name of the NGO: HIND SWEEPERS WELFARE SOCIETYAddress: Adarsh Valmiki Colony, Badruhujai, Peshewari,

PIN:District: ShahjahanpurState: Uttar PradeshTelephone:

Contact Person: Shri. Ramesh Valmiki, MinisterTwo Key Persons: Shri. B.S. Mishro, President

Shri. Rajaram, WorkerEstablished in: 1986Registered in: 1987Staff Strength: 17 + 6 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Shahjahanpur)Target Groups: Women, Children, Rural Population, slums, tribal,

indigenous, media, disabled, handicapped,Types of Activities: Awareness generation, education, training, campaign

and activism, research, surveys, field implementotion,technical assistance

Themes: Environment, development, rural technology, incomegeneration, economic policy issues, agriculture.population issues, health and nutrition, education,micro credit.


Govemment of UtHar Pradesh. Public Works Department, Lucknow. India 12-17Project Co-ordinating Consultants (PCC) Services for uttor Pradesh State Roads Project


(16) Name of the NGO: JAN KALYAN MAHASAMITYAddress: 2, Gautom Nagar. Jaggannoth Singh Kothi,

PIN: 212 621District: FATEHPURState: UTTAR PRADESHTelephone: '(0518) 53262

Contact Person: Bhagwati Prasod, SecretaryTwo Key Persons: Bhogwati Prasod, Sk6retary

Shiv Prasad, MemberEstablished in: 1991Registered in: 1992Staff Strength: 26 + 9 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Fatehpur)Target Groups: Women, Children, Rural Population, displaced persons,Types of Activities: Awareness generation, education, training, compaign,

activism, research and survey, policy advocacy,advise, technical assistance and field implementation

Themes: Environment, development, water and sanitation,waste land development, wild life, rural technology,income generation, health and nutrition, education,housing and slum, agriculture, climate change,


(17) Name of the NGO: JANAKI BAL MAHILA KALAYAN SAMITYAddress: 90A, Darogabad,

PIN:District: UnnaoState: Uttar PradeshTelephone:

Contact Person: Ram Janaki, PresidentTwo Key Persons: Shiv Kanti, Manager

Jagat Norain,Established in: 1994Registered in: 1994Staff Strength: I I+ 3OHonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Unnoo)Target Groups: Women, Children, Rural Population, urban population,Types of Activities: Awareness generation, education, training, campaign.

activism, research and survey, field implementation,consultancy projects

Themes: Environment, development, pollution, water andsanitation, income generation, health and nutrition,education, population issues


(18) Name of the NGO: NAGESH SERVA SEWA SANSTHANAddress: Atiha Village, PO-Mustafabod

PIN: 221 901District: BaharaichState: Uttar PradeshTelephone:

Contact Person: Kamlesh Kumar Tripath, PresidentTwo Key Persons: Kamlesh Kumar Tripoth, President

Govemment of Uftar Pradesh, Public Works Deportment, Lucknow, India 12-18Project Co-ordinating Consultants (PCC) Services for UtHar Pradesh State Roads Project

Resettement Action Plan (Phose 11 DOHV Consutants BV

Office SuperintendentEstablished in: 1982Registered in: 1984Staff Strength: 10+ 11 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Baharoich)Target Groups: Women,. Children, Rural Population, citizens and

consumers, industrie businessTypes of Activities: Awareness generation, education, training, research

and survey, feld implementation, consultancy projects,campaigns, activism

Themes: Environment, development, wasteland development,rural, technology, income generation, health andnutrition, education, population issues, agriculture,enterprise development


(19) Name of the NGO: NIRMAN SEWA SANSTHANAddress: 29, New MIG, Daroga Chowki Chauraha, Barra Z

PIN: * 208022District: KANPURState: UTTAR PRADESHTelephone: 0512 281804

Contact Person: Jaiveer Singh, MinisterTwo Key Persons: Jaiveer Singh, Minister

Dheerendra Singh, Vice PresidentEstablished in: 1993Registered in: 1994Staff Strength: 15+ 41 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Kanpur, konpur Dehat, Deoria, Kannouj)Target Groups: Women, Children, slums, Rural and Urban Population,

other NGOs, wildlife, specific eco-system,disabled/handicapped, displaced persons

Types of Activities: Awareness generation, education, training, fieldimplementation, campaigns, activism, research andsurveys

Themes: Environment, development, pollution, incomegeneration; health and nutrition, education, populationissues, protected areas, wildlife, watersheddevelopment, water and sanitation, rural technology.appropriate technology, economic policy issues, bio-diversity, transportation, agriculture, climate change,bio-technology, disaster management, housing slum,industries, livestock management.


(20) Name of the NGO: SAMAGRA GRAMIN VIKAS SAMITIAddress: Vikas Nagar, PO Baijabari

PIN: 226 122District: AzamgarhState: Uttar PradeshTelephone:

Contact Person: Kamala Bhoi, SecretaryTwo Key Persons: Kamala Bhai, Secretary

Govemment of uttar Pradesh, Public Works Department. Lucknow. India 12-19Project Co-ordinating Consultants (Pccj Services for Uttar Pradesh State Roads Project

Resefbernent Action Plan (Phose 11) DHV Consultonts BV

Established in: 1986Registered In: 1989Staff Strength: 13 + 4 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Azamgarh)Target Groups: Women, Children, Rural and Urban Population,

tribal/indigenousTypes of Activities: Awareness generafibn, education, training, research

and surveys, campaign /activism, field implementation,technical assistance,

Themes: Environment, development, income generation, heolthand nutrition, education, rural technology, enterprisedevelopment, agriculture, population issues, energy


(21) Name of the NGO: UNNAO SEWA SANSTHANAddress: Village: Azad Nagar, PO Peperkhera

PIN: 209 861District: UnnaoState: Uttar PradeshTelephone: (05121 525202

Contact Person: A.K.Diwedi, SecretaryTwo Key Persons: A.K.Diwedi, Secretary

Nisha Devi, MemberEstablished in: 1982Registered in: 1986Staff Strength: 8 + 4 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Unnoo)Target Groups: Women, Children, Rural and Urban Population, disable/

handicop, slums,Types of Activities: Awareness generation, education, training, research

and surveys, campaign /activism, fieldimplementation-,

Themes: Environment, development, income generation, healthand nutrition, education, protected areas, water andsanitation


(22) Name of the NGO: VINOBA SEWA ASHRAMAddress: Village: Bartara, PO Gurri

PIN: 242 306District: ShahjahanpurState: Uttar PradeshTelephone: 05842 816337

Contact Person: Ramesh Srivastav, Co-ordinatorTwo Key Persons: Vimla Behn, Director

Surendra Nautiyal, TrainerEstablished in: 1976Registered in: 1980Staff Strength: 50+ 20 HonoraryGeographical Area of Operation: NationalActive in: Uttar Pradesh (Shohiahanpur)Target Groups: Women, Children, Rural Population, policy makers,

Govemment of uttar Pradesh. Public Works Department, Lucknow, India 12-20Project Co-ordinoting Consultants (PCC) Services for Uttor Prodesh State Roads Project

ResettlemeAt Action Plan (Phase ll) DHV Consultants BV

Types of Activities: Awareness generation, education, training, researchand surveys. campaign /activism, field implementation,technical assistance, policy advocacy /advise

Themes: Environment, development, income generation, healthand nutrition, education, rural technology, enterprisedevelopment, agriculture, micro-credit, Uvestockmanagement.


Govemment of Uttar Pradesh. Public Works Department, Lucknow. India 12-21Project Co-ordinating Consultonts (PCCj Services for Ultar Prodesh State Roads Project

Annex 14

Reseftement Act6on Plan (Phase 11) DHV Consultonts BVAugust 2003

ANNEX 14.1

PROPOSED UTrAR PRADESH STATE ROAD PROJECTCONSULTANCY FOR IMPACT EVALUATION OF IMPLEMENTATION OF RESETTLEMENT

ACTION PLAN - PHASE 11 ROADS

DRAFT TERMS OF REFERENCE

BACKGROUND OF THE PROJECT

The Government of India has requested the assistance of the World Bank (IBRD) for theimprovement of State Highways and Major District Roads in the State of Uttar Pradesh.

The aim of the project is to improve the performance of the State's road-transport sector. Theproject will improve road conditions and capocity of the state rood network along withdevelopment of in-house capabilities of the Public Works Department (PWD) to plan, developand maintain the Uttar Pradesh road network.

Based on the results of the strategic options study conducted in 1996, the Government ofUttar Pradesh has identified 2724 kms of high priority roads covering State Highways andMajor Districts Roads. Of this, about 1000 kms were identified for improvement with assistancefrom the World Bank. Improvements to these roads consist mainly of upgrading consisting of,strengthening, widening and minor realignment. These roads will be improved in two phases:

Phase I . .. 374 KmsPhase 11 ... 626 Kms

The 374 kms of roads under Phase - I pass through 10 districts of Uttar Pradesh. Map of theproject roads is placed at Appendix-i.

Most of the road improvement will be confined to public land i.e. the existing Right of Way(ROW) which is controlled by the PWD. However, road improvement includes realignment ofthe road at some locations, which will involve expropriotion of land from the currentowners/users. The project improvement will also necessitate the eviction of squotters andremoval of agricultural encroachments from within the ROW. Expropriation of land, eviction ofsquatters and removal of agricultural encroachments may cause social disruption and'economic loss for project affected persons (PAPs) and their families. It is therefore importantthat disturbances and losses of PAPs due to project are minimised through proper plonning.

It is against this background that PWD has carried out a social assessment of, Project AffectedPersons (PAPs) on 374 kms of project roads under Phase-i and prepared a ResettlementAction Plan. The encroachers and titleholders of various types of properties were identified inthe social assessment and a detailed Action Plan was prepared for the resettlement andrehabilitation of displaced persons. The R&R policy containing entitlement packages forvarious categories of PAPs was prepared and approved by the GOUP. To keep the negativeimpact to a minimum, vorious measures were undertaken such as redesigning of projectroads where large numbers of people are likely to be affected and avoidance of commonproperties from possible impact. These measures have considerably reduced the number ofaffected families. The total number of affected families is 1282. The RAP prepared fullycomplies with the requirements of the Government of India and the World Bank. Successfulimplementation of the RAP' is an important part of the overall project.

Govemment of UHtar Prodesh. Public Works Department, Lucknow, India 14-1Project Co-ordinating Consultants (Pcc) Services for UHtar Pradesh State Roads Project

Resettlement Action Pan (Phose °1) DHV Consuttants BVAugust 2003

The UPPWD has already appointed reputed NGOs for impleenentotion of the RAP underaualitv based lumo sum contracts. Two NGOs were contracted to implement the RAP inindividual packages. For this the packages are grouped into the following:-

Name and lenoth of road |Si. No. Name Length Dltcts

(km) .1 Pilibhit - Khutar (3) 72.807 Pflibhit. ShahJahanpur2 Bangarmau - Lucknow (4B) 73.229 Lucknow. Unnao

3 Sitopur-Baharaich (6) 88.336 Sitapur, Baharaich4 Azamgaih - Phephna (7B) 100.929 Azomgarh. Mau,Ballia

5 Gorakhpur- Shahgonj (1OA) 109.656 Gorakhpur. Ambedkar Nagar,._____ Azamgorh, Jaunpur

6 Moradabod - Bazpur (I 1) 36.335 Morodabad, Rampur7 Deoria- Ballia (16) 109.447 Deoria, Ballia

Total 590.739 15

Bypass on route IOA 11.68 Azamgarh

The position of families affected is as below:

ROUTE- COt _. ].___________________ _ 'PAPs- ,PAFs . PDFsMoradabad-Bazpur (11) 2128 588 50Sitapur - Baharaich (6) 6324 1929 153Lucknow- Bangarmau (4A) 2136 687 165Pilibhit - Khutar (3) 362 105 21Gorakhpur-Shohgani (IOA) 7852 2111 651Azamqorh - Phephna (7B) 1838 541 107Deoria - Ballia ( 16) 2055 577 114TOTAL 22695 6538 1261

Gaurabadshahpur (18) 829 258 0Bangarmau (4A) 283 87 0Budhanpur (1OA) 5270 1410 0Ahiraula (IOA) 1975 500 0TOTAL 8357 2255 0

The RAP includes a provision for mid-term and post-project monitoring and evaluation byexternal consultants. The RAP implementation has already been initiated. Therefore, UPPWDrequires services of reputed consultancy firm for monitoring and evaluation of, RAPimplementation. The scope of work for independent monitoring and evaluation consultantwill be:

Scope of work

2 Annual, Mid Term and End Term Evaluation of R&R implementation progress andachievement of projected R&R objectives as laid out in the Rehabilitation ActionPlan prepared for State Roads Project by Social Assessment Consultant.

e Formulation of necessary measures to resolve problems and improve R&Rimplementation

i Evaluation to be carried out against specific and measurable indicotors to indicateachievement of physical targets and fulfilment of program objectives for UPSRP.

Govemment of Uttar Pradesh, Public Works Deportment. Lucknow. India 14-2Project Co-ordinoting Consultants (PCC) Services for Uttor Pradesh Stote Roads Project

Resettlement Action Plan (Phose 11) DHV Consultants BVAugust 2003

These indicators should cover

a3 Organization performanceo Community rnobilization and participationo Financial progresso Grievance redresso Performance of rehabilitation activitieso Women's developmento Impacts of training programsO The progress of LA and adequacy of compensationO Availability of support services

To determine whether the goals of R&R viz., restoration or increase of PAP riving stondardsare achieved through evaluating:

0 The application of R&R policy0 The functioning of the R&R institutional set-up0 The timely delivery of entitlements under the R&R policy0 The functioning of consultative and participatory arrangements0 The operation of designed economic activities, and0 The functioning of the grievance redress mechanism.

Tasks To be Carried Out by the Impact Evaluation ConsuNtants

The firm selected for the assignments shall be responsible to.

0 Submit an inception report within three weeks: on signing up of the contract,including a work plan for the whole contract period, staffing and personneldeployment plan.

0 Prepare both qualitative and quantitative questionnaires for annual, mid term andend term evaluation and shall submit the same to PWD.

0 Prepare and submit Annual and Mid Term Evaluation reports to the PWD.0 Submit o End Term Evoluation report at the end of the contract period.

Reporting in writing as well as photographs, videotapes, etc., taken during the assignmentshall be submitted in support of the reports. Accounts reports both on expenditure onadministration as well as training and other heads shall be submitted with the quorteriy andthe completion reports.

Condition of Services

The firm shall ensure that the RAP is implemented in an effective and proper manner. Theprime responsibility of the firm shall be to assess whether each and every eligible PAP hasreceive appropriate and justified entitlement and that, at the end of the project R&R services,the eligible PAPs have improved (or at least restored) their previous standard of living.

All documents created, generated or collected during the period of contract, in carrying outthe services under this assignment will be the property of the UPPWD. The firm without explicitpermission of the UPPWD shall disclose no information gathered or generated during and incarrying out this assignment.

Timeframe for Services

The firm will be initially contracted for first annual evaluation. Agreement may be extendeddepending upon the quality of services provided by the firm.

Govemment of UHtar Pradesh, Public Works Departrnent, Lucknow. India 14-3Project Co-ordinating Consultonts (PCC) Services for uttar Pradesh Stote Roads Project

ResettMement Action Plan (Phose 11) DHV Consultants BVAugust 2003

Payment Schedule

SL No. Payment Schedule Corrntac Value

i On aword of the assignment 20%2 On submission of Inception report ,25%3 On submission of draft annual evoluation report 35%4 On submission of final report 15%

Team for the Assignment

The consultants are free to recommend a team commensurate with the requirements of theproject, subject to the following conditions,

0 That the proposal should accompany a personnel deployment schedule, clearlyindicating whether the deployment is home-office based or in the field.

0 That the consultants must propose at least one woman as part of the key personnel.The person-month deployment of the woman key personnel shall constitute at least33% of the person-month deployment of all key professionals in the assignment. Theproposed woman key person shall be available to work at site for at least 50% of theduration of the contract.

21 That the woman key persons, if selected for the contract, may be replaced duringthe period of contract, only with woman key persons of equivalent qualificationsand experience, with the prior approval of the concemed Superintending Engineerof UPPWD.

E0 That the consultants will depute a 'technical/professional' team to work at the site,which will consist at least 33% of women members. Junior support personnel andadministrative staff will not be considered as 'technical/professional' members.

Data to be provided by the client

Client will provide to the Consultants the copies of census data, Resettlement Action Plan,Land Acquisition Plan etc. collected/prepared by the design consultants/social experts.

Government of Uttar Pradesh, Public Works Department. Lucknow. India 14-4Project Co-ordinating Consultants (PCC) Services for Uttar Pradesh Stote Roads Project

DHV ConsulHants BV

ANNEX 14.2

Logical Framework of IndicatorsProject Objectively OVI OVI Target Means of VerIficatlon Inputs CrHtlcal Outcomne andObjective verMflable Baseline Value Assumptions ImpactsIndicators Value Midterm/Proj

(OVI) ectCompletion

1. PAFs a) Improve/ Income Improve/Mai a) Mid term and final a) Replacement value a) Availability of a) Number of PAPsshall Maintain levels of nt-ain evaluation by external for the lost property economic regoined theirimprove or levels of PAPs at baseline agency b) Economic opportunities previous incomeat least income Baseline income level b) Monthly progress report rehabilitation for non-form b) Number of PAPsregain their of PAPs as by NGO package IG activities have increasedprevious against c) Monthly Progress report b) Availability of incomestandards of inflation by SDO governmentliving . schemesearning b) Improve Baseline Maintain/imp a) Mid term and final a) Replacement value Availability of Restoring thecapacity. maintain value ro-ve income evaluation by external for loss of land for allotment economic status ofProduction previous levels of PAPs agency productive ossets of plots the affectedlevels. levels of as against b) Monthly progress report b) Purchase of people.

productive the inflation by NGO alternativeassets c) Monthly Progress report agriculturol

by SDO plot/shopsc) Purchase of

productive assetsIG schemes

cj Improve Baseline Maintain / a) Mid term and final a) Allotment of Avoilability of Better housingmain values Improve evaluation by external residential plots land for allotmentprevious baseline agency b) Replacement of plotslevels of value b) Monthly progress report value for thedwelling by NGO structures

c) Monthly Progress report c) Salvaging ofby SDO materiols

d) Purchase of.______________________ ._________ ._ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ building _m aterials ___________bil in_mte a l

Govemrnment oa Uttar Pradesh, Public Works Deportment, Luckniow. IndiaProject Co-ordinating Consultants IPCC) Services for Uttar Pradesh Stote Roads Project

DHV Consultants BV

d) Baseline Maintain/ a) Mid term and final a) Relocation Cooperation CommunityEnhanceme values improve evaluation by extemal b) Infrastructure from the developmentnt of baseline agency facilities at communitycommunity value b) Monthly progress report resettlementresources by NGO site

c) Monthly Progress report c) Increasing theby SDO capacity of the

existing facilities2. Number of Baseline Maintain/Imp a) Monthly report a) R&R policy in a) Skills a) EmpowermeParticipat litigation information rove the b) Mid-term evaluation local longuage availoble nt of theory and on mechanism b) Participation in for comi7rutfitydecision grievances participator for meeting at partition to makemaking y process consultation district level during informedprocess committees, impleme decisionsinstituion with NGOs in ntation b) Timelyalisation the grievance b) Understa participotion

redressal nding ofcommittees the R&R

c) Collective/grou policyp basedincomegeneration/micro-enterprisedevelopmentplan

d) Process ofselection ofplots

e) PAPs opting forself relocation

3. Enhance Improve Baseline Minimise a) Monthly report a) Economic Community Improvement ofvulnerable p4evious information social and b) Mid-term evaluation rehabilitation Support to be socio-economicpeople living living economic programme vulnerable status of PAPsstandard to standards disparities dovetailing withalleviate govemmentpoverty povertywidening alleviationthe scope of programmes

Government of uttar Pradesh. Public Works Department, Lucknow. india 2Project Co-ordinating Consultants (PCCJ Services for uttar Pradesh Stote Roads Project

economic b) Number of Epsopportunitie move the courts. c) Participation in

decisionmaking

d) Allotment of._________ __________ ________ __ _.. agriculture land

4. Women Improveme Baseline Minimise a) Monthly report a) Joint banknt in information social and b) Mid-term evoluation accounteconomic economic b) Joint allotmentand social disparities ofstatus plot/ownership

of house/shop5. Improved Baseline Benefits to Benefits to the community a) Community Collective Development to theCommunity facilities Information the facilities decision making communitydevelopme community restored to address needsnt b) Village

Developmentcommittee

c) Women'sgroupformation

d) Communitymanaged

__________.____.___ facilities ._._.6. Number of Baseline Minimising a) Monthly report a) Peoples Scope of flexibility Number of PAPsMinimising persons Information negative b) Mid-term evaluation interaction with in the design reduced.negative affected by social c) Annual evaluation the projectsocial the project impacts d) Project completion teamimpacts report b) Problem solving

-with the people .

Govemment ot Uiter Pradesh. Public Works Department, Lucknow, India 3Project Co-ardlnoting Consultants IPCC) Services for Utlor Pradesh State Roads Project

Monitoring Format for Resettlement Sites

LayingSl.N Name of the site Chainage of plots Inftrastructure | Agency

Approach Internal Drinking Community responsible Construction o 3alance amountFr TO Roads Roads Electricity water _Sewerage Hall for houses/shops to be paid by PA

___ 1 _

3 = . = ________ ___

_ _

41 t - ________ ___ ___ _______ _ - -=______

;_ 6 ______ _ __ _ __ ____ X v___ __ _ _ . 7* _____==___

_

9 ___=__=______ ______ = .____~1' -= -_ ___ -

12 _________ = = = ____ _ ____

13 _____ _ = =___ __ ___ _____ __ ___ _______

21 - _ - _ __

12;- _ _ _ -_ __

18* ___= '__.._

2 19 _ _________ _ --20 - ___-__ _ _ _- - -C__

31

-t 21 l l 1____1

4 12 _ _ _ _ _ _ __

_ _ _ _ _ _2 35 _ _ _ _ _ _ __ _ _ _ _

2 4 _ __1_ _ _

257 1 _ _ _ _ _

2 6 _ _ _ _ _ _ _ _ _ _ _ __ _ _ _

127 _ _ _

2 81 3 _ _ _ _ __ _ _ _ _ _ _ _ _ _ _ _ _ _2 9'1 _ _ _ _ _ __ _ _ _ _ _ _ _ _ _3 015 1 _ _ _ _ _ _ _ _ __ _ _ _ _ _ _ _ _ _316 1 _ _ _ _ _ __ _ _ _ __ _ _3 217 1 _ _ _ __ _ _ _ _ _ _ _ _ _ _ _ __ _ _ _ _ _ _ _ _ _ _

3 3 _ _ _ __9_ _ _ _ _ __ _ _ _2 40 1_ __ _ _ _ _ _ _ _ _ __ _ _ _ _ _

SQUATTERS/ENCROACHERS/KIOSK OWNERSPack age: Name of the Village: BlockfTehasil District Chainage:

C~~~~~~~~~~~~~ 0

ES S c ou _

_, _ __- _ _ _ _ __ __ ----- __ ____~~~~~~~~~~~~~~~~~is , ~Name of m * 2 .U).C; 0 0 - 0 a P 1 9 Assistance for0~the head c E ' .2 % ofthe *0 ' E aS of the c CL~ ~~~~~ toaltoE R tLsiesNo. ~~famlIy ~ ~ U) acquired a. ~z S E 0as E 0 B 0S~BsnsNo. .fam_l_ Io U) a cqu ir _ _ = = - co _ _ =disruption

21 I_ _ _ ____ ______

31 =

51

-9 _ =4___== = == =

1011 _ _ _ _ _

12 _ _13_ _

14_ _

21s ___ = _ = = _

16 _ _ _

17_ _

18 _ _ _ _

191

Type of Effect1 Residential, S: Squatter Type of Structure2 Commercial E: Encroacher I Permanent (Brick wall and RCC roof3 Residential cum Commercial K: Kiosk owner 2 Semi Permnanent (Brick wall and tinlZinc/Asbestos roof)4 Others 3 Temporary (mud wall or dry stone masonary and thatched or plastic sheet roof)

0~~~~~~~~

I mount Disbursed for acquisition of land

No. of PAPs

Amount Disbursed for acquisition of stru,

No. of PAPs

_mount Disbursed for acquisition of tree-

No. of PAPs

Amount Disbursed for acquisition of Other propertes

No. of PAPs

amount Disbursed for acquisition ofOther properties

No. of PAPs

Amount Disbursed for productive assets-agriculture o

No. of PAPs o

[mount Disbursed for productive assets- sbusiness

_No. of PAPs

mount Disbursed for house X

construction grant E

0.No. of PAPs in

Fees pid sed ConSultant allo s

moNo. of PAPs

A mount Disbursed for ERG

_No. of PAPs

A mount paid for relocation of CPRs

LNo. of CPRs relocated

Amount disbursed for extension of_development progrwammes

Amount disbursed for tratining andcapacity building of NHAI staff

jAmount disbursed for training and_lcapacity building of PAPs

_ No. of PAPS trained

Fees paid to NGO for Implementation of_ RAP

_ Fees paid to M&E Consultants

_ mount spent on Workshops and smnr

r <~~~~~~~~r

No. of cases referred toGRC

No. of cases settled by OGRC 0zNo. of cases pending with zGRC ;

verage time taken for 0settlement of cases O

No. of GRC meetings

__ Number of PAPs moved to r-_ __ __ __ _ _ curt C

No. of pending cases wihthe court

No. of cases setted by the

No. of Village levelmeetings

No. of DLC moeetngs

Monitoring Format for Agriculture Land Affected FamiliesPackage:Name of the VlllageName of the Village PanchayatName of the BlocklTehasilN4110 0I thIe I)I*IhIl;J

Chanag .N'4 N. 9Mt "!.85$ \Transitionalz K -+ -0-

Chainage ~~~~~~~~~~ ~l Status of__an Acquisition a AllowanceE L x E 00~~~211 to U0 o( E .3.0 z 0 SI 0c i a '2 p - 0 3 o o o So* _ , _ o

i~ F To ~ i. - - - r o -. 2 c: E245 7 9 mo E E~

__3

__4

__7

__8

1 0

12

Status of Land Acqulsitlon*I Preparation of plans and Schedules and submnission to LAO2 Preliminary survey to determine exact portion of land required and filing of objections tuls 3(a)3 Publication of preliminary notification uls 4 In gazette and newspaper4 Hearing of objetons6 Declaration of precise boundaries In newspapers u/sS6 Order from State Govermnment to possess land uIsB7 Individual notices sent to affected persons uLs 7, land Is marked and plans prepared8 Valuation and compensation set uls 8 and uIls99 Payment of compensation and possession of land uIsii

Monitoring Forrntte fo.- Families losing Properties other than Land and Structures

PackageName of the villageName of the village PanchayatName of the BlockJTehasilName of the DistrictName of the R&R CoordinatorName of the Implementing NGO

Chainage:

Compensation to If compensation to If to be replaced If not, target AgencyType of be paid or to be be paid, amount Amount by PA, Whether date for responsible

SI-No. Name of the PAP Effect replaced by PA paid so far Balance replaced replacement for

12

13_

4

16.

1819

50 __ _ _ _ _ _ _ _ __ _ __ _ _

21

123

14_

16

-27 _28 _

1 920 21

12 _ _ _ _ _ _ _

13 _ __ . __ _ ___

17 __ __

2324 Losngirigtin ni

26Others27 _ _ _ _ _ _ _

28 _ _ _ _ _ _ _

29 _ _ _ _ _ _ __ _ _ _ _

3334 _ _ _ _ __ _ _ _

37_ __ _

Type of Effect1 Losing Handpump2 Losing sitting place3 Losing Tree4 Losing Irrigation unit5 Others

Structure Affected Families (Residential, Commercial and Residential cum Commercial)Packae Name of the Vil ge: BlockIrehasil = District ICHAINAGE

* 0-Z ao E~~~~~~~~~~~~~~~' -- R0* E 0c 'aC:9 4

ro~~~ _=_ = ========

C3 E1 S '50 I~~ * 0 = -. a a = _ 0: a-z ~Em c

a 0

-16~~~~~ .- = = ==

* 2 5 -0 .. e~~~~~~~~00 j=

0 Co~~~0 17r o _ X* X. - ._ _ _ 2 _aEvi Fr lTo z .5 0 _ ar>i -o - -a i u E 0 I

79. == _ = = -= _ = = - _ _ =-20- -= -== -= -_ = - - -=_ - _ - =

21 Reidnta3

-

14 -Ot-hets-

- -

15

Type of Etnectur

1 Permanent (BriCt wall and RCC roof2 Semi Permanent (Bricke wall and tin/Zint tAsbestos roof)3 Temporary (mud wail or dry stone masonary and thatched or plastic sheet roof)

Documents

Resettlement Action Plan Phase II (Final) Annexes