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THESSALONIKI INTERNATIONAL STUDENT UNITED NATIONS 2015
14 th EDITION-SESSION OF THE INTERNATIONAL LAW COMMISSION
Anniversary Agenda: Regulating Military use of OuterSpace.
Common papers created by participants form the followingGreek, French and Turkish universities during the proceedingsof a conference.
Ecole Polytechnique de Lausanne, Yeditepe Universitesi,National & Kapodistrian University of Athens-Faculties of Lawand Political Sciences, Aristotle University of Thessaloniki -Faculties of Law and Political Sciences, Democritus Universityof Thrace-Faculty of Law, Panteion University of Social &Political Sciences, University of Piraeus.
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TABLE OF CONTEXTSFIRST CHAPTER: Summary of the Commission ’ s Work: p.2.
SECOND CHAPTER: Defining boundaries between air and outer space: p.2.
-State’s Sovereignty: p.2.
-Delimitation of outer space: p.3.
-The sea analogy :p .4.
-The existing criteria of delimitation: p. 5.
-The Spatial approach: p.6
-The Karman Proposal:p.6.
-The Spatial approach and sub-orbital flights: p.7
-The functional approach: p.7
-The diplomatic approach: p. 7
-The legal regime of mesospace: p.8.
-THIRD CHAPTER:Responsibility vs Liability:p 10.
-Space law as a part of general international law:p.12
-Responsibility and Liability as related to environmental aspect:p.12
-Possible problems created:p.13
-FOURTH CHAPTER:MILITARISATION vs WEAPONIZATION: p14
-Peaceful purposes and non-aggressive and non-military approach: p 15
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-The notion of Responsibility & Liability: p.16.
-FIFTH CHAPTER: Outer space Warfare: p.18.
-Types of Warfare: p.19.
-Legal Aspects of Cyber Attack: p.20.
-Espionnage: p.20
-Dual Use of Weapons: p 22
-Measures for the prevention of Space Warfare:p 23.
-SIXTH CHAPTER:The law of War on Outer Space:p.24.
-Jus ad bellum: p.25.
-The law of armed conflict: p 25.
-SEVENTH CHAPTER: Space Debris.p.28
-Legal Status of Copuos guidelines: p.30.
-Precationary Measures: p.31.
-Removal of the existing space debris….p.31
-Conclusion:p.32.
FIRST CHAPTER: Summary of the Commission ’ s work
The International Law Commission (hereinafter ILC) declared
its 14th session opened at 15th of April 2015 which lasted for 5
consecutive days. During this session, the following sub-
topics which fell directly under the general scope were
thoroughly discussed. The commissioners, participating from 18
countries, debated upon the delimitation of outer space, the
differences between the notions of militarization and
weaponization and the possible extensions of the definition
concerning cyber-attacks. Furthermore, the importance of the
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non-military use of outer space was highlighted whilst special
emphasis was given to the environmental aspects as well.
SECOND CHAPTER: Defining boundaries between air & outer space.
-State’s sovereignty
A fundamental notion of international law is state
sovereignty, which requires a definition of state territory
and its boundaries. Specifically, a State in order to be
considered as sovereign must comply to the following criteria:
a permanent population, a defined territory, government, and
capacity to enter into relations with other States1. This is
clearly codified in the Montevideo Convention of 19332, which
include principles of customary international law.
The modern concept of State sovereignty is often traced back
to the Treaty of Westphalia3 which laid down the basic
principles for the recognition of a State as sovereign;
territorial integrity, border inviolability, the supremacy of
the State and a supreme law-making body within the territory.
Sovereignty is the basis for the doctrines of responsibility,
nationality and jurisdiction.4 Article 2(2) of the Charter of
1 Montevideo Convention on Rights and Duties of States of 1933, enacted:1933-12-26 & entered in force: since 1934-12-26, Article 1.2 Montevideo Convention, op cit. article 3.3 Stephen Krasner, Sovereignty: Organized Hypocrisy (Princeton: PrincetonUniversity Press,1999),20.See also Benedict Kingsbury, "Review of StephenKrasner, Sovereignty: Organized Hypocrisy, "The American Journal ofInternational Law 94 vol. (2000):591–595.See also Andreas Osiander : TheStates System of Europe,1640-1990:Peacemaking and the Conditions ofInternational Stability (Oxford: Oxford University Press,1994)4 Chinkin, C. (1998) International Law and Human Rights. In T. Evans (ed.),Human Rights Fifty Years On: A Reappraisal, Manchester: ManchesterUniversity Press. See also Crawford, J. (1995) Prospects for an InternationalCriminal Court. In M. D. A. Freeman and R. Halson (Eds), Current LegalProblems 1995, 48, pt. 2, collected papers, Oxford: Oxford University
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the United Nations recognizes that all States are equal and
sovereign because they are all politically independent.5
Accordingly, on an international level it is found that
sovereign States generally refrain from interfering with the
domestic affairs of another State. Whichever political regime
and social institutions a State may have is a matter for it
within its own territorial boundaries.6
-Delimitation of outer-space.
At the end of the First World War though, the international
community realized the need to extend sovereignty to airspace
as well. Customary rules were established recognizing
exclusive State sovereignty over the airspace above their
territory, without any right of innocent passage. These
customary rules were later codified by article 1 of the 1944
Chicago Convention on international Civil Aviation.7 In its
second Article the definition of territory is stated as
follows: “Territory is land areas and territorial waters adjacent thereto under the
sovereignty, suzerainty, protection or mandate of a state.”
However, at that time, no upper boundaries were defined: it
was unclear where airspace ended and outer space begun. During
the Cold War, the need to define the boundaries between
airspace and outer space became apparent. States recognized
Press. See also Crawford, J. and Marks, S. (1998) The Global DemocracyDeficit: An Essay on International Law and Its Limits. In D. Archibugi etal. (Eds), Re-Imagining Political Community: Studies in CosmopolitanDemocracy, Cambridge: Polity Press. See also Dinstein, Y. (1993) Rules ofWar. In J. Krieger (ed.), The Oxford Companion to Politics of the World,Oxford: Oxford University Press.5 Chapter of the United Nations as signed in San Fransisco, 1946 andaccessed through the United Nations Treaty collection.6 H. Steinberger, ‘Sovereignty’, in Max Planck Institute for ComparativePublic Law and International Law, Encyclopaedia for Public InternationalLaw, vol. 10 (North Holland, 1987) p.4147 The Convention entered into force on 4 April 1947.Status: 191 parties.
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that outer space is a global common, as underlined in article
I of the 1967 Outer Space Treaty 8(hereinafter OST). Article II
of the same treaty provides that: “Outer space […] is not subject to
national appropriation by claim of sovereignty”. Furthermore, an
increasing number of hybrid vehicles have been developed in
recent years and have challenged the perception of the
separation between airspace and outer space.9 For example,
suborbital planes are designed to reach outer space for a few
minutes before returning to airspace. Currently there are
three major approaches concerning the delimitation10: the
spatial, the functional and the diplomatic approach, which are
all based on scientific principles.
In order to establish their sovereignty, States tried to
delimit not only the boundaries of their land but also the
Sea, and accordingly the airspace. Concerning the land
boundaries, they have been modified through the years with
several conventions between the nations.
It has to be underlined that every coastal State enjoys
jurisdiction over the oceans and seas, the limits of which are
defined by international conventions and national regulations
must confirm to international law. The law of the sea, in its
essence, divides the seas into zones and specifies the rights
and duties of States and ships flying their flags in those
zones. Maritime boundary delimitation can arguably be viewed
8 The Outer Space Treaty, the Magna Charta of international space law, wasopened for signature by the three depository Governments (the RussianFederation, the United Kingdom and the United States of America) in January1967, and it entered into force in October 1967.9 Indicatively, mentioned the drones, unarmed vehicles, space buses etc.10 U.N. Doc. A AC.105 430 at 4 (1989). Not all states believe, however, thatthere is a need for the legal definition of the boundary between air spaceand outer space.
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as an essential precursor to the full realization of the
resource potential of national maritime zones and the peaceful
management of the oceans and seas. With regard to the seabed
resources, which could prove crucial to the well-being and
political stability of coastal States, extensive overlapping
claims forestall development while maritime boundaries remain
unsettled.11
-The sea analogy.
The delimitation of the exclusive economic
zone/continental shelf with the opposite or adjacent coasts
shell be effected by agreement on the basis of international
law, as referred to in Article 38 of the Statute of the
International Court of Justice, in order to achieve an
equitable solution. As far as the maritime boundaries are
concerned though; the 1982 UNCLOS12 delimits the Sea and the
rights of States over the sea in the following way:
- The territorial sea can be delimited up to 12 nautical miles
from the baseline. The coastal State has exclusive sovereignty
in this zone. However, under Article 24 of the aforementioned
Convention it has the obligation not to hamper the innocent
passage of foreign ships through the territorial sea13. 11 Prescott V and Schofield C. The maritime political boundaries of the world.2005. P. 216.12 Concluded in New York, 1982 and came into force as a binding treaty in1994.13 Article 24 of the UNCLOS states that: “the coastal State shall nothamper the innocent passage of foreign ships through the territorial seaexcept in accordance with this Convention. In particular, in theapplication of this Convention or of any laws or regulations adopted inconformity with this Convention, the coastal State shall not:(a) imposerequirements on foreign ships which have the practical effect of denying orimpairing the right of innocent passage; or (b) discriminate inform or infact against the ships of any State or against ships carrying cargoes to,from or on behalf of any State.” It is further stated in para. 2 of thatthe coastal State shall give appropriate publicity to any danger tonavigation, of which it has knowledge, within its territorial sea.
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- Under Article 33 of the UNCLOS the contiguous zone may
extend up to 24 nautical miles from the baselines of a State.
The coastal State may exercise control in order to prevent
“infringement of its customs, immigration, fiscal or sanitary regulations within its
territory.’’14 Furthermore, it has the right to punish
infringement of the aforementioned regulations15.
- The Exclusive Economic Zone can extend up to 200 nautical
miles from the baseline. Under Article 56 of the UNCLOS, the
coastal State has sovereign rights for the purpose of
exploring and exploiting, conserving and managing natural
resources to the seabed or its subsoil. It further establishes
jurisdiction of the State on the use of artificial islands and
installations within the Exclusive Economic Zone, the
protection and preservation of the marine environment and
marine scientific research16.
In the High Seas there is no State sovereignty and under
Article 141 it should be only used for peaceful purposes. The
High Seas is a global common. Any ship navigating through the
High Seas is subject to the law of its flag State17In airspace,
under Article 1 of the 1944 Chicago Convention on
International Civil Aviation States have complete and
exclusive jurisdiction over the airspace above its territory.14 Article 33 UNCLOS declared that: In a zone of the high seas contiguousto its territorial sea, the coastal statemay exercise the control necessary to: (a) Prevent infringement of itscustoms, fiscal, immigration or sanitaryregulations within its territory or territorial sea; (b) Punishinfringement of the above regulations committed within its territory orterritorial sea.15 T. Hillier, Sourcebook on Public International Law, Cavendish publishingLtd. 1998,p. 369. 16 M. Shaw, International Law, Cambridge 6th edition 2008, p.564-565. 17 A. Aust, Handbook of International Law, Cambridge University Press, New York(3rd ed. 2010), 125, I. Brownlie, Principles of Public International Law,Oxford, Clarendon Press, (3nd edition 1979) 365.
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Any aircraft flying above the territory of a State is subject
to the law of the latter by virtue of the customary
territoriality principle. There is also international air
space, which is the air space above the High Seas or any land
outside the territory of any State such as the Antarctica. In
international air space there is no sovereignty. An aircraft
flying in it is subject to the laws of the State of Registry.
-The existing criteria of delimitation.
Finally, the Outer Space is also a global common, not subject
to any kind of national appropriation or claim of sovereignty
under the provisions of the OST. In order to delimit the
boundaries of outer space, scholars have proposed the
following three approaches, the spatial, the functional and
the diplomatic one18:
-The Spatial approach.
The spatial approach attempts to establish the altitude of
the lower boundary of outer space, and thus the upper limit of
airspace. For this purpose, four different criteria are used:
- Two of them rely on the delimitation between the
different layers of the atmosphere. The first criterium
equates national airspace with the end of the
atmosphere, meaning state sovereignty ends where the
atmosphere ends. Meanwhile, the second one proposes to
use an arbitrarily chosen layer of the atmosphere as
the upper limit of airspace. However, since LEO is
included in residual atmosphere, it would be included
18 Chia-Jui Cheng, The Use of Air and Outer Space Cooperation, Netherlands: KluwerLaw International, (1998), 265.
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in airspace and not in outer space. Regarding
delimitation on the basis of layers, the altitude of
atmospheric layers depends on weather conditions and on
atmospheric heating and cooling; therefore they do not
constitute a reliable limit19.
- The third criterium suggests that the highest altitude
a plane can be flown at should be used to separate
airspace and outer space. However, it does not give an
accurate estimation of this altitude.
-The Karman Proposal.
The fourth criterium, also known as the Karman proposal,
sets the limit at an altitude of precisely one hundred
kilometers above sea level. This criterium roughly corresponds
to the highest altitude a plane can be flown at as estimated
by Von Karman in the 1950’s. It is also slightly below the
lowest possible orbit altitude, making the criterium even more
relevant.
Another criterium that has been proposed is the one of
“effective control” which states that sovereignty should
extend as far as a state can enforce that sovereignty20.
However, it was rejected because sovereignty of different
states would extend to different heights since more
technologically advanced states would be able to exercise
control up to a higher altitude than less developed states.
Furthermore, space objects move extremely fast and, with the
exception of geostationary satellites, do not stay above the
same country for a long period of time.19 R.L.Bridge, International Law and Military Activities in Outer Space, Akron Law Review vol 13:4, 651-65220 F.Lyall, P.B. Larsen, Space Law: A Treatise, Ashgate 2000, 165.
10
In the end, the Karman proposal represents the most
appropriate criterium to define the boundary between outer
space and airspace because it establishes an accurate
demarcation point and it fits the problem at hand. Therefore,
any further mention of the spatial approach will refer to the
Karman proposal.
-Spatial approach and sub-orbital flights.
However, the spatial approach does not provide an adequate
solution on the problematic of suborbital flights. It does not
cover the dual use of hybrid planes, able to operate both in
airspace and in outer space. Therefore, a more accurate
delimitation of outer space boundaries would be achieved by
combining elements of the spatial approach with the functional
approach. If the Karman line is used as a general limit of
space boundaries whereas in cases of suborbital flights, it
should be examined under the given circumstances and in
accordance with the functional approach, whether a flight is
conducted through airspace or outer space.
- The functional approach
The functional approach does not use any demarcation points
of the boundaries of airspace and outer space like the spatial
approach21. It rather distinguishes the activities of vehicles
by the nature of their mission. The immediate advantage of
this approach when compared to the previously studied spatial
21 F. G. von der Dunk, National Space Legislation in Europe: Issues of Authorisationof Private Space Activities in the Light of Developments in European SpaceCooperation, Martinus Nijhoff Publishers, 2011, 267-268.
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approach is that it solves the problem of vehicles that can
operate as both aircrafts and spacecrafts.
The activities of spacecrafts must in any case be considered
as “space activities”. Thus, even if a spacecraft launched
never reaches space, its activity is in any case regulated by
space law. However, it does not establish a general rule as to
what a “space activity” or “space flight” is. Thus, each
activity requires to be examined separately. This intensifies
the risk of reaching contradictory decisions on similar cases.
This is considered to be the main disadvantage of the
functional approach.
- The diplomatic approach
The diplomatic approach consists in defining airspace
activities as activities taking place in the area navigable by
aircrafts, and space activities as missions taking place in
the area satellites can be put into orbit in22. There are two
main issues with this approach. The first one derives from the
fact that the density of the atmosphere varies with time and
seasons, and thus the boundary as well. The second one is that
the diplomatic approach defines an in-between zone, which is
unregulated. The height which can be reached by vehicles that
depend on the reaction of the air to maintain flight is lower
than the lowest altitude an object can be placed into orbit at
without falling back to Earth. The transition area is called
22 Rosenfled, Where Airspace ends and Outer Space begins, 7 J. Space L. 137, 141(1979).
12
the mesospace or mesosphere and cannot be submitted to either
space law or air law.
For the above mentioned reasons it can be concluded that the
particular approach does not establish a precise criterium for
the delimitation of outer space boundaries thus leaving
ambiguity on whether air or space law do apply.
-The legal regime of mesospace
Distinguished scholars argue that with the leaping progress
of technology the upper limit of the airspace does not
correspond to the lower limit of outer space. There is an
intermediate zone between these two, the mesospace23. Several
scholars have underlined that there is uncertainty on whether
air law or space law is applicable in the aforementioned zone,
thus proposing the establishment of a legal regime applicable
only in mesospace including a right of innocent passage for
spacecrafts24. The ILC proposes that the law applicable in
mesospace should be defined taking into consideration a
combination of the spatial approach with the functional one.
Firstly, the most adequate demarcation point of the
boundaries between airspace and outer space is the Von Karman
Line of 100km above the surface of the Earth25. According to
this delimitation, any activity under said limit is regulated
23 P.P.C. Haanappel, The Law and Policy of Airspace and Outer Space: A Comparativeapproach, 26-27. 24 P.P.C. Haanappel, Air Space, Outer Space and Mesospace in Proceedings of the 19th
Colloquim of the Law of Outer Space (1977) Rothman and Co, 160-163. 25 I.H.P.D. Vershoor, V.Kopal, An Introduction to Space Law, Kluwer Law International (2008) 17
13
by the rules of air law, whereas any activity taking place
above said limit is subject to space law and the five UN Space
treaties26. However, the Von Karman Line as a general rule of
delimitation of space boundaries does not resolve the problem
of mesospace, the area that cannot be defined neither as
airspace nor as Outer space. Therefore, it remains rather
unclear on whether air law or space law is applicable to
activities conducted in this specific area, such as suborbital
flights. A sub-orbital flight is a flight up to a very high
altitude. However, the vehicle is not put into orbit27.
Recognising that, the functional approach could provide
an adequate solution to the problem of the legal regime of
mesospace. Under this approach, in order to define the law
applicable to activities taking place in mesospace, one should
take into consideration the nature of said activities.
However, since no adequate definition of the term “space
activity” exists, a more precise criterium to decide whether
an activity is regulated by air or space law is, to examine
whether said activity is conducted by an aircraft or a space
object.
26 The Outer Space Treaty, formally the Treaty on Principles Governing theActivities of States in the Exploration and Use of Outer Space, including the Moonand other Celestial Bodies, entered into force on 10 October 1967, 610 U.N.T.S. 205[hereinafter OST]; The Rescue Agreement, formally the Agreement on the Rescue ofAstronauts, the Return of Astronauts and the Return of Objects Launched into OuterSpace, entered into force on December 3, 1968, 672 UNTS 119, (Hereinafter ARRA);The Registration Convention, formally the Convention on the Registration of ObjectsLaunched into Outer Space, entered into force on 15 September 1976, 1023 U.N.T.S.15; The Liability Convention, formally the Convention on International Liabilityfor Damage Caused by Space Objects, entered into force on 1 September 1972, 961U.N.T.S. 187[hereinafter LIAB]; Agreement Governing the Activities of States onthe Moon and other Celestial Bodies, entered into force on 11 July 1984, 1363 UNTS3. 27 R. Abeyratne, Air Navigation Law( 2012), Springer, 231.
14
On the one hand, if the object flying in mesospace falls
under the notion of aircraft, the 1944 Chicago Convention on
International Civil Aviation along with other rules of air law
apply. Annex 7 of the Chicago Convention defines aircraft as
“any machine that can derive support in the atmosphere from
the reactions of the air other than reactions of the air
against the Earth’s surface28.
On the other hand, if an activity is conducted by a space
object, the activity will be regulated by the 5 UN space
treaties and international customary space law. There is no
specific definition of space object in Outer Space Treaties,
however all scholars seem to rather agree that the definition
proposed by Prof. Kopal and later by Prof. Cheng is the most
accurate one. Professor Gorove stated that a space object is
“any object that human beings launch into outer space
including its component parts and fragments thereof”29.
A vivid example of the use of the aforementioned approach
in order to define whether suborbital flights are subject to
air law or space law is ‘’SpaceShipOne’’, which does not
operate as an aircraft when it is launched in mesospace and
therefore air law cannot apply. It should be considered as a
space object.30
Finally, the customary rule of innocent passage of space
objects through the airspace of States is also applicable in
the area of mesospace. The right of innocent passage firstly
28 Annex 7 is binding upon any State Party to the 1944 Chicago Convention under theprovisions of Article 37 of said legal instrument. 29 F.Lyall, P.B. Larsen, Space Law: A Treatise, Ashgate 2000, 81; Stephen Gorove,Toward a Clarification of The Term ″Space Object″- An International Legal and Policy Imperative?, Journal ofSpace Law, vol.21, n.1 (1993)30 R. Abeyratne, Air Navigation Law, Springer 2012, 231.
15
appeared in customary maritime law and relied on the fact that
a vessel could navigate through the territorial Sea of a State
without the permission of the coastal State31. Later, this has
evolved as an instant customary rule of space law. There is no
need for the launching State of an object to ask the
permission of every State, through the national airspace of
which, the object is launched32. This rule of customary nature
is also applicable to mesospace.
Therefore, the conclusion is that the Von Karman line
should be adopted as a rule of delimitation of the boundaries
between air space and outer space. However, in cases where
there is ambiguity on the law applicable, the functional
approach could be used to define the applicability of air law
or space law, taking into consideration whether an activity is
conducted by an aircraft or a space object respectively.
THIRD CHAPTER: RESPONSIBILITY VS LIABILITY.
-Introductory comments.
The differentiation between the terms ‘responsibility’ and
‘liability’ is of special importance in respect of the wording
of the authentic Treaty languages (hereinafter Outer Space
Treaty33 and Liability Convention34) that use the same term for31 M.Shaw, International Law, Cambridge 6th edition 2008, 557-558. 32 B. Cheng, United Nations Resolutions On Outer Space: "Instant" InternationalCustomary Law?, 5 Indian J. Int'l l. 36, (1965). V.S. Vereshchetin, G. Danilenko,Custom as a Source of International Law of Outer Space, 1-35 at 25, 33 Treaty on Principles Governing the Activities of States in theExploration and Use of Outer Space, including the Moon and Other CelestialBodies, adopted by the General Assembly 19 December 1966(resolution2222(XXI), opened for signature 27 January 1967 in London, Moscow andWashington D.C. ,entered into force 10 October 1967, depositaries: RussianFederation, United Kingdom of Great Britain and Northern Ireland and UnitedStates of America (Hereinafter OST)34 Convention on International Liability for Damage Caused by Space Objects,adopted by the General Assembly 29 November 1971(resolution 2777 (XXVI),
16
the two different concepts of ‘liability’ and
‘responsibility’. This is the case in the French legal system
(‘responsabilité’ in both articles) and Spanish
(‘responsabilidad’ in both articles) texts35, which are equally
authentic according to article XVII para. 1.
Possible methods of interpretation and application of
successive treaty provisions are contained in Articles 30
through 32 of the Vienna Convention on the Law of Treaties36,
whereas the principles relating to responsibility and
liability are contained in the corpus juris spatialis. While a number
of opinions were expressed as to the application of successive
treaties, the regime which found its expression in Article 30
of the VCLT can be summarized as follows:
1) If a later treaty says it is subject to, or not
incompatible with, another, earlier treaty, the other treaty
will prevail;
2) As between two parties of a treaty and a later,
inconsistent treaty, the earlier treaty will apply only to the
extent that it is not incompatible with the later treaty;
3) As between a party to both treaties and a party to only one
treaty, the treaty to which both are parties shall apply.
The mere fact that there was a difference between the
provisions of a later treaty and those of an earlier treaty
did not necessarily mean that there existed an incompatibility
between them. The meaning of the ‘earlier’ and ‘later’ treatyopened for signature 29 March 1972 in London, Moscow and Washington D.C. ,entered into force 1 Sept. 1972, depositaries: Russian Federation, UnitedKingdom of Great Britain and Northern Ireland and United States of America(Hereinafter LIAB)35 Cocosl, Cologne Commentary on Space Law, Volume 1, 2009, p. 103-12336 Vienna Convention on the Law of Treaties, opened for signature on 23 May1969, entered into force on 27 January 1980, 1155 U.N.T.S 33.
17
is to be determined by the date of adoption of the text and
not by the date of its entry into force37. Furthermore,
Articles 31 and 32 VCLT provide the set of rules for the
interpretation of the treaty.
More specifically, Article 31 VCLT sets out the rule of
interpretation of the treaty itself. It is based on what is
presumed to be the authentic expression of the intentions of
the parties and that, in consequence, is the starting point of
interpretation. In particular, the base is the elucidation of
the meaning of the text, not an investigation ab initio into the
intentions of the parties38. Article 32 defines the
relationship between the treaty and supplementary means of
interpretation, including the travaux préparatoires.
Therefore two reasons39 concerning the means of
interpretation can be identified in article 32. First, whereas
the elements in article 31 ‘all relate to the agreement
between the parties at the time when or after it received
authentic expression in the text, the travaux préparatoires does
not. Second, in many instances the travaux themselves are
“incomplete or misleading”.
-Space law as a part of general international law.
Having identified the various possible ways in which
sequences of treaties can create conflict or divergence inter se,
and having outlined the means of application and
interpretation of treaties, we now turn to a particular
37 Ian Brownlie, Principles of Public International Law, 1979, ThirdEdition, Oxford: Clarendon Press, 111-11238 Mark E. Villiger, Commentary on the 1969 Vienna Convention on the Law ofTreaties, Martinus Nijhoff Publishers, 2009, 415-44939 Tim Hillier, Sourcebook on Public International Law, 1998, 141-144
18
sequence of treaties: the corpus juris spatialis. As the name
suggests, the corpus, while comprised of five individual
treaties, is generally regarded as a single body of law. The
relationship between treaties is one between a primary treaty
of comprehensive general treatment (the Outer Space Treaty)
and those providing more specific treatment of a general issue
(each of the subsequent treaties, including the Liability
Convention).While each specific treaty relates back to an
issue generally covered under the Outer Space Treaty, the
content between the more specific treaties often overlaps as
well40.
As discussed above, the application of successive
treaties is a fairly mechanical task. In the case of the Outer
Space Treaty and Liability Convention succession is determined
by Article XXIII para.1 LIAB, which provides that ‘the
provisions of this Convention shall not affect other
international agreements in force insofar as relations between
the States Parties to such agreements are concerned’. Thus, in
case of conflict, the provisions of the Outer Space Treaty
should prevail41.
-Responsibility & Liability as related to environmental
activities.
The protection of the environment consists of two
perspectives: restoration of the existing damage and
prevention of future one. States are expected to restore the
violation caused by a space object under their supervision,40 Malcolm N. Shaw, International Law, 2008, Sixth Edition, CambridgeUniversity Press, 93-9841 Draft Articles on the Law of Treaties with Commentary, 1966, available atthe UN documentation collection.
19
due to the responsibility declared in Art.9 OST. Co-operation
among states is proposed according to the aforementioned
neighboring principle. However, regarding second perspective
of the environmental protection, states cannot be obliged to
co-operate. Such a promotion of co-operation is however highly
encouraged, therefore guidelines can be proposed and expected
to be implemented on a voluntary basis.
In the case of Advisory Opinion on responsibilities and obligation of
States sponsoring and entities with respect to activities in the Area, the Judges
of ITLOS recognized that the precautionary approach has been
incorporated into a growing number of international and other
instruments, many of which reflect the formulation of
Principle 15 of the Rio Declaration. This has initiated a
trend towards making this approach part of customary
international law. The Chamber also remarked that this
approach ‘is also an integral part of the general obligation
of due diligence, applicable even outside the scope of the mining
regulations adopted by the International Seabed Authority’.
An important aspect which needs to be taken under
consideration when discussing over space activities is the
environmental one. State responsibility in cases of harmful
consequences on the environment is declared in Art.9 OST. In
the respective article the ratio is to avoid harmful
contamination and changes in the environment of the Earth.
Art.6 OST declares State responsibility in case of breach of
an international obligation, however in the specific case of
environmental problems; applicable is Art.9 as lex specialis. As
it has already been mentioned, liability of the launching
20
State occurs when this breach of international obligation
results in damage.
-Possible problems created.
The harm of environment is a serious consequence of space
activities, causing numerous problems. The States are
responsible for these problems, such as the creation of space
debris, radioactive ways or contamination of the Earth.
According to the Principle 21 of the Stockholm Declaration of
1972, states have a responsibility to ensure that activities
within their control do not cause damage to the environment of
areas beyond the limits of national jurisdiction. ILC has in
the past been in favor of considering damage to the
environment beyond national jurisdiction.
As outer space is declared as a res communis (Art.1 OST),
each State shall be responsible for its own objects. This
thought can be established upon the notion provided by a
subsidiary source of public international law, immediately
applied to environmental activities, the principle of good
neighborhood. This means that damage caused by a space object,
under the authorization of a particular State, is not to be
considered as damage limited to the territory of the
respective State, but in a broader area, probably affecting
the neighboring states as well. Therefore, this principle
encourages States to co-operate on a bilateral or a
multilateral basis for a joint protection of the environment.
An example to clarify the distinction between the
responsibility and liability is the question of space debris.42
42
21
A State bears responsibility from the moment of creation of
the space debris produced by a space operation it supervises,
whereas from the moment that space debris will cause damage,
the respective State is liable.
In the Advisory Opinion on responsibilities and
obligation of States sponsoring and entities with respect to
activities in the Area, the Judges of ITLOS recognized that
the precautionary approach has been incorporated into a
growing number of international and other instruments, many of
which reflect the formulation of Principle 15 of the Rio
Declaration.43 This has initiated a trend towards making this
approach part of customary international law. The Chamber also
remarked that this approach ‘is also an integral part of the general
obligation of due diligence, applicable even outside the scope of the mining
regulations adopted by the International Seabed Authority’.
The protection of the environment consists of two
perspectives: restoration of the existing damage and
prevention of future one. States are expected to restore the
violation caused by a space object under their supervision,
due to the responsibility declared in Art.9 OST. Co-operation
among states is proposed according to the aforementioned
principle. However, regarding second perspective of the
environmental protection, states cannot be obliged to co-
operate. Such a promotion of co-operation is however highly
encouraged, therefore guidelines can be proposed and expected
to be implemented on a voluntary basis.
43 Rio Declaration on the protection of environment, June 1992, accessible at the UN documentation collection.
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FOURTH CHAPTER: Militarization vs Weaponization.
In general, weaponization of space concerns the placement
in orbit of space-based devices of destructive capacity. It is
esteemed to be a very specific notion as far as the use of
weapons is perceived in extra-atmosphere’s space. There are
currently, certain weapon treaties which have direct
application to military activities in outer space and
chronologically are as follows: Nuclear Test Ban Treaty44,Anti-
Ballistic Missile Treaty (hereinafter ABM Treaty45), and
Interim Strategic Arms Limitation Talks (hereinafter Interim
SALT)46 .
-Militarization; weaponization: definitions.
Militarization on the other hand, is a more general notion
concerning military activities. It lies on the fact that space
has been militarized since the very beginning of space
launches namely Sputnik I launched by the Soviets in 195747.
Most of satellites and other man-made objects into space are
handled by military personnel. Weaponization of space could
end up in a general warfare between Earth and Space. Thus, the
OST –known as the constitution of space law- clearly prohibits (under
the provisions of the article IV) the placement into orbit44 Treaty Banning Nuclear Weapon Tests in the Atmosphere, in Outer Space,and Under Water, Aug. 5, 1963, 14 U.S.T. 1313, T.I.A.S. No. 5433, 480U.N.T.S. 43 (effective Oct. 10, 1963).45 Treaty With the Union of Soviet Socialist Republics on the Limitation ofAnti-Ballistic Missile Systems, May 26, 1972, 23 U.S.T. 3435, T.I.A.S. No.7503 (effective Oct. 3, 1972).46 Interim Agreement With the Union of Soviet Socialist Republics onCertain Measures with Respect to the Limitation of Strategic Offensive Armswith Protocol, May 26, 1972. 23 U.S.T. 3462, T.I.A.S. No. 7504 (effectiveOct. 3, 1972). Note: By its terms the Interim Agreement expired in October1977. Both parties, however, made unilateral declarations of their intentto continue to be bound by the Interim Agreement pending conclusion of SALTII negotiations.47 Provost, Law of Outer Space - Summarized, 19 CLEV. STATE L. REV. 595, 599(1970)
23
around the Earth “any objects carrying nuclear weapons or any other kinds of
weapons of mass destruction”.
-Peaceful approaches, non-aggressive, non-military
approach.
On the other hand, peaceful purposes are being promoted in
outer space. Such peaceful purposes are the exploration and
use of outer space for the sake of all countries as it is
referred at the Article I of the OST (irrespective of whether
they are developed, developing or least-developed). It is
argued that the term “peaceful purposes” (mentioned in Art.
4§2 of the OST) should be subject to the non-aggressive approach
and not the non-military approach. The militarization of space is
the placement and development of military technology in outer
space48, whereas the weaponization49 consists on the placement
in orbit of space-based devices that have a destructive
capacity. Both incidents in outer space are connected with the
terms of responsibility and liability in outer space.
Article VI of the Outer Space Treaty50 establishes an
international responsibility for national activities
(sentences 1 and 2) and activities of international
organizations (sentence 3).
-The notions of Responsibility & Liability:
48 Galloway, International Institutions to ensure peaceful uses of OuterSpace, (1984), 303-323.49 Gopalakrishnan & Bhaskaranarayana,Peace in Space: A pragmatic approach, IndianSpace Research Organization, (2009), 7-1250 Treaty on Principles Governing the Activities of States in theExploration and Use of Outer Space, including the Moon and Other CelestialBodies, adopted by the General Assembly 19 December 1966(resolution2222(XXI), opened for signature 27 January 1967 in London, Moscow andWashington D.C. ,entered into force 10 October 1967, depositaries: RussianFederation, United Kingdom of Great Britain and Northern Ireland and UnitedStates of America (Hereinafter OST)
24
Responsibility shall be borne especially for assuring that
such activities that are carried out in conformity with the
other provisions set forth in the Outer Space Treaty, in
particular with the principles enshrined in Articles II-XII.
Therefore, Article VI OST limits the freedom of exploration
and use of outer space, as established by article I paragraph
2.
International state responsibility in space law arises in
case of activities being in violation of primary legal
obligations51. The second criterion necessary for state
responsibility is also included in the aforementioned article:
the question of accountability. States are directly
responsible for non-state activities, instead of merely due
care, as no difference is made in respect of the kind of
responsibility to be applicable in the case of ‘governmental
agencies’ on the one, respectively ‘non-governmental entities’
on the other hand.
Responsibility can arise for the appropriate state to the
extent that those activities that fall under its jurisdiction,
for which authorization and continuing supervision as provided
for by Article VI OST are a sort of minimum requirements. The
third element of analysis is the consequences of State
responsibility. A lacuna exists in Article VI concerning this
issue; therefore general international law gives the
explanation. In particular, there is the doctrine of
reparation: whenever the violation of space law invokes the
responsibility of a State, this responsibility can only be
taken care of by restitutio in integrum, compensation and/or satisfaction.51 Lyall Larsen, Space Law: A treatise, (2009), 499-532.
25
Actually, the right form of reparation depends on the content
of the primary rule violated and the extent of the violation52.
On the contrary, as to the necessary criteria for space
liability, damage is the only, nor breach of an international
obligation (objective fault), nor subjective fault in the
sense of intent or negligence are necessary to invoke
liability - in respect of damage on the earth or to an
aircraft53. States are internationally liable for damage to
other States, their property or persons, as far as caused by
the former States' space objects. Article III of the Liability
Convention54 says that liability exists ‘only if the damage is
due to the fault of a State or the fault of persons for whom
it is responsible’. However, in case of ‘shared’ fault, for
instance in accidents in outer space, the liability exists to
the extent of the share. Liability under Article III becomes a
measure of quantity instead of a qualitative principle55.
Likewise, the absolute liability of Article II of the
Liability Convention can be exonerated and changed into
liability based on fault when it can be established under
Article VI para. 1 LIAB that ‘the damage has resulted either
wholly or partially from gross negligence or from an act or
omission done with the intent to cause damage on the part of a
52 Chia-Jui Cheng, The Use of Air and Outer Space Cooperation, (1998), 160-161.53 Frans von der Dunk, Liability Versus Responsibility in Space Law:Misconception or Misconstruction? , 1991, University of Nebraska-Lincoln,page 364.54 Convention on International Liability for Damage Caused by Space Objects,adopted by the General Assembly 29 November 1971(resolution 2777 (XXVI),opened for signature 29 March 1972 in London, Moscow and Washington D.C. ,entered into force 1 Sept. 1972, depositaries: Russian Federation, UnitedKingdom of Great Britain and Northern Ireland and United States of America(Hereinafter LIAB) 55 Ph. Diedericks-Verschoor, V. Kopal, An introduction to space law, (2008), 32-40,S. Gorove, Studies in Space Law: its Challenges and Prospects, (1977).
26
claimant state or of natural or juridical persons it
represents’. As a consequence, the State found liable for the
damage will have to pay for it, ‘in accordance with
international law and the principles of justice and equity, in
order to provide such reparation in respect of the damage as
will restore the person, State or international organization
to the condition which would have existed if the damage had
not occurred’. This formula presupposes full compensation for
the damage. The term ‘due care’ seems to be not really
appropriate.
The origin of international liability derives from Roman
law56, as evidenced by the Latin maxim: sic utere tuo ut alienum non
laedas, which means ‘use your property in such a way as not to
harm others’. This concept of liability is based on
restrictive enjoyment of one's own property, or limited and
regulated use of proprietary rights subject to the prevention
of harm to one's neighbors. The theory of international
liability finds expression in State practice, as exemplified
in the Trail Smelter Case57, the Lake Lanoux Arbitration58, the Corfu Channel
Case59 and the Settlement of Gut Dam Claims60. In those cases, the
primary rule, which provides that a State must refrain from
harming its neighbors, received further application with far
wider implications. A State must not only refrain from harming
56 Christol internatiοnal liability for damage caused by space objects(1980) 74 AM.J.INT’L.L, p.359.57 Trail Smelter Case (United States v. Canada), (1938 and 1941), VolumeIII, pp. 1905-1982.58 Lake Lanoux Arbitration (France v. Spain), (1957), 12 R.I.A.A. 281, 24I.L.R. 101, Arbitral Tribunal.59 Corfu Channel Case (United Kindgom of Great Britain and Northern Irelandv. Albania), (1949).60 Settlement of Gut Dam Claims (Canada v. United States of America),(1968), Lake Ontario Claims Tribunal.
27
or hurting neighboring States, but also prevent harm in the
territories of neighboring States. The ILC also reviewed a
study prepared by the Secretariat that surveyed State practice
relevant to international liability for injurious consequences
arising out of acts not prohibited by international law61.
Summarizing, responsibility of States for national
activities must be strictly differentiated from the liability
of States for damages caused by a space object according to
article VII: Responsibility is borne for activities, whereas
liability is given for damages caused by space objects.
Responsibility is attributed to the appropriate State, whereas
liability is attributed to the State(s) involved in the
launching of a space object.
Space law is applicable to outer space and the
relationship between general public international law and
space law is considered to be as a lex specialis. Outer space
treaties, Declaration on the principles governing the outer
space62 and the Charter of the United Nations63 promote the
peaceful purposes of the use of outer space for scientific
research and also prohibit any use of force or threat of use
of force, as it is a res communis.
FIFTH CHAPTER: OUTERSPACE WARFARE.
Concerning the non-aggressive, once again by employing
linguistics it is realized that the absence of the tendency
61 J. Pfeifer, “International Liability for Damage Caused by Space Objects”,German Journal Of Air and Space Law, vol.30, issue 3, 1981, pp.215-25762 Treaty on Principles Governing the Activities of States in theExploration and Use of Outer Space, Including the Moon and Other CelestialBodies,Jan. 27, 1967, 18 U.S.T. 2410, 610 U.N. TS. 20563 Charter of the United Nations, 24 October 1945, 1 UNTS XVI
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toward the participation in aggression and comparative
readiness, is meant. This term includes the possibility to
apply military activities in outer space lawfully as long as
those activities do not aim at direct attack in the UN’s
definition of aggression. Therefore, from a political locus
standi permits among other things almost all present
activities in outer space with the respective results. This is
because all military activities in outer space are permissible
unless specifically prohibited by treaty or customary
international law.
The most efficient approach to adopt is the non-
aggressive and not the non-military as it is concluded by
state practice. Peaceful purpose is nothing more than the
disposed to peace and not contentious or quarrelsome which
will be marked by freedom from strife or disorder, completely
untroubled by conflict, agitation or commotion of or relating
to a state or time of peace and of course devoid of violence
or force. In political terms, we are talking about ‘non-
military’ and ‘non aggressive use’64.
Modern technology can provide us and will continue to
provide us with many types of warfare considering the fast
paces of technological development. In any case we find that a
space warfare is indeed feasible but it is prohibited by the
Art.2§ 4 of the Charter of the United Nations and the Art. IV
of the Outer Space Treaty.
-Types and examples of warfare.
64 http://legal.un.org./avl/ha/da/da.html
29
It would be really useful to enumerate types and examples of
warfare in space. However, the list is not exhaustive because
another type of warfare may appear in the near future.
Therefore, we should mention the following types of space
warfare. First of all, the primary distinction that should be
made is the place of conduct, namely space-to-space warfare,
ground-to-space warfare and space-to-ground warfare.
Space-to-space warfare can be conducted for instance in
cases of attacks among satellites or kinetic weapons
to satellites (either among them or against
satellites).
Ground-to-space warfare has to do mainly with inter-
continental ballistic missiles or also anti-
satellite missiles against a target.
Space-to-ground warfare can include cases of laser
beams from space stations to targets on earth. As far as
cyber-attack is concerned, there is no definition widely
accepted. However, both NATO (in Tallin Manual65) concerning
the international codification of this notion and Yale
University66 (which represents the private codification of
international law) have proposed definitions for cyber -
attack: “Cyber- attack is a cyber -operation, whether offensive or defensive,
which is reasonably accepted to cause injury of death to persons or damage or
destruction to objects.” According to Yale jurists, “Cyber- attack is an
attack on or through “cyber space”. It is another word for Information
65 Tallin Manual on the International Law Applicable to cyber warfare, NATO,published by Cambridge University Press in 2013.66 The law of cyber-attack, Oona A. Hathaway, Rebecca Crootof, Philip Levitz, Haley Nix, Aileen Nowlan, William Perdue, Julia Spiegel Available at :http://www.law.yale.edu/documents/pdf/cglc/LawOfCyberAttack.pdf
30
Warfare or Information Operations. Information Operations are
defined as those actions which aim to affect an adversary’s
information and information systems, while defending one’s own
information and information systems. It also includes actions
in a non-combatant situation which are taken to protect one’s
own information or influence target information”.
-Legal Aspects of Cyber-Attack.
First of all, when a cyber-attack occurs both its purpose .It
is undeniable –even if from the term “attack”- that the
purpose of the attack is an aggressive one.
Concerning the results of a cyber-attack and its escalation,
it should be considered as an armed conflict, which could even
have a devastating impact on a whole nation, as happened in
Estonia in 2007. This is because of the fact that to spot a
cyber- attacker who attempts to send a virus to millions of
computers from all the normal cross-border data flows in
combination with telecommunications satellites would be like
picking out a single person with more luggage than usual from
the thousands of passengers that pass through an airport
daily! It could be argued that the effects of such an assault
are potentially just as disastrous as a conventional attack.
Since article 2 (4) of the UN Charter is already at our
disposal, the next step is the Article 51 of the Charter to be
invoked, as far as the inherent right to self-defense of States
is concerned.
31
For this purpose, the “Definition of Aggression”, which
was adopted by the GA through Resolution 331467, is of great
significance. Nevertheless, the “Definition of Aggression”
itself cannot illustrate the circumstances under which the
right to self-defense can be exercised. On the contrary, in
order for a cyber-attack to fall within the meaning of “armed
attack” in Article 51, it needs “to be commensurate with the use of
weapons by a State, not to be justified as either self-defense or collective security and
not to be de minimus in scope or effect”68. Therefore, by analogy to some
kinds of weapons, cyber-attack is often referred to as a
“weapon” in the field of Information Warfare. Besides,
irrespective of whether a satellite is attacked by an ASAT
weapon or a computer virus, the effect – the crippling of the
satellite- is the same. As a result, cyber-attack could be
indeed considered as an armed attack.
Nevertheless, it is often argued that cyber-attack does
not constitute an armed attack. In particular, a great many
publicists are of the opinion that neither the type of the
attack nor the effects are the same on every occasion. For
instance, a cyber-attack against a national banking system
would undoubtedly result in many problems especially the
clients’ service, but under no circumstances would it have a
direct effect on the civil population, so as to invoke norms
by international humanitarian law.
67 http://legal.un.org/avl/ha/da/da.html68
32
All things considered, if the effects are not widely
escalated, a cyber-attack should not considered to be an
armed-attack. However, when a cyber-attack has a profound
effect on the civil population which happens in most of the
cases, it is indeed an armed-attack. The cyber-attack in
Estonia is a case in point. Another episode involved cyber -
attack is the so called “Titan Rain” series of cyber -attacks
on several US computer systems ongoing since 200369.
-Espionage.
In terms of espionage, it could not be any solid definition as
this field is vastly developing. But in general, espionage or,
casually, spying involves a “spy ring”, government and
company/firm or individual obtaining information
considered secret or confidential without the permission of
the holder of the information. Espionage is
inherently clandestine, as it is taken for granted that it is
unwelcome and in many cases illegal and punishable by law. It
is a subset of "intelligence gathering", which otherwise may be69 Cyber Attacks, Self-Defense and the Problem of Attribution,Nicholas Tsagourias, University of Sheffield. Faculty of Law, July24, 2012, Journal of Conflict & Security Law (2012), Vol. 17 No. 2,229–244 Available by : http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2538271
33
conducted from public sources and using perfectly legal and
ethical means. It is crucial to distinguish espionage from
"intelligence" gathering, as the latter does not necessarily
involve espionage, but often collates open-source
information.70
The Hague Convention of 1907 addresses the status of
wartime spies, specifically within "Laws and Customs of War on Land"
(Hague IV); October 18, 1907: CHAPTER II Spies”. Article 29 states that a
person is considered a spy who, acts clandestinely or on false
pretenses, infiltrates enemy lines with the intention of
acquiring intelligence about the enemy and communicate it to
the belligerent during times of war. Interception of data
could also happen in cyber space by using telecommunications
satellites. The method of interception is about the same
regarding the aforementioned espionage.
-Dual Use Weapons.
In terms of the dual use of weapons, there are some which can
be converted from peaceful to aggressive ones, such as
telecommunications satellites or satellites for scientific
purposes to weapons. In that case, the state of registry
should be considered responsible on the grounds of state
responsibility and liability. For this purpose, the Convention
on Registration of Objects Launched into Outer Space71 and
especially the Articles II and III should be invoked.
70 Harvard Journal on International Security, http://belfercenter.ksg.harvard.edu/project/58/quarterly_journal.html71 Convention on Registration of Objects Launched into Outer Space, 1974, 18U.S.T. 2410,610 U.N. TS. 205, Art II,III
34
In the light of the foregoing, in the event of armed
conflicts attention should be drawn to the losses that occur.
In that case attention should be drawn to the applicable law,
namely both International Humanitarian Law (hereinafter IHL)
and International Human Rights Law (hereinafter IHRL).IHRL
applies during armed conflicts, as the ICJ decided in the
Nuclear Weapons Advisory Opinion,72 whereas the IHL, as lex
specialis, determines any arbitrary deprivation of the right to
life. IHL, on the other hand, applies to both international
and certain domestic armed conflicts.
-Measures for the prevention of space warfare
In order for this thorny problem to be tackled, some
general measures for the prevention of space warfare can be
proposed. Over the past few years, scientists have proposed
many measures both from a technological and legal viewpoint.
Nevertheless, it is often argued that those measures should be
implemented in conjunction with general public international
law and international space law. Deterrence could be
analogically applicable to space law. In particular,
deterrence is the strategy intended to dissuade an adversary
from taking an action not yet started or to prevent them from
doing something that another state desires73. The concept of72 International Court of Justice, Advisory Opinion regarding the legality of the threat or use of nuclear weapons, 8th July 1996 Available by : http://www.icj-cij.org/docket/index.php?sum=498&code=unan&p1=3&p2=4&case=95&k=e1&p3=573 https://books.google.gr/books?id=HS8sBQAAQBAJ&pg=PT65&lpg=PT65&dq=deterrence+is+the+strategy+intended+to+
35
deterrence is based on three principles deriving from public
international law: proportionality, reciprocity and coercive
credibility.
Also, article IV of the OST should be interpreted in
conjunction with article 2(4) of the charter of the UN.
Attention should be drawn to the non-weaponisation principle
which is being crystallized by the article in question.
Furthermore, the precautionary principle might as well be
applied to space law. According to the principle in question,
during military operations, constant care must be taken to
spare the civilian population, civilians and civilian objects.
All feasible precautions must be taken to avoid, and in any
event to minimize, incidental loss of civilian life, injury to
civilians and damage to civilian objects.74
Since the already existing treaties are non-mandatory for
many States, amendments may be proved to be useful. For
instance, there is the “Convention on Cybercrime”, also known asthe Budapest Convention on Cybercrime or the Budapest Convention75. It is
the first international treaty seeking to
dissuade+an+adversary+from+taking+an+action+not+yet+started+or+to+prevent+them+from+doing+something+that+another+state+desires&source=bl&ots=DbdofWD5Z5&sig=ijFappSimuYaMLqP-7Sp07FQfsM&hl=el&sa=X&ei=_mEzVeOnC6OC7gajyIGACQ&ved=0CCcQ6AEwAQ#v=onepage&q=deterrence%20is%20the%20strategy%20intended%20to%20dissuade%20an%20adversary%20from%20taking%20an%20action%20not%20yet%20started%20or%20to%20prevent%20them%20from%20doing%20something%20that%20another%20state%20desires&f=false 74 https://www.icrc.org/customary-ihl/eng/docs/v1_cha_chapter5_rule15?OpenDocument&highlight=precautionary75 The Convention on Cybercrime, also known as the Budapest Convention on Cybercrime or the Budapest Convention, was drawn up by the Council of Europe in Strasbourg, France, with the active participation of the Council of Europe's observer states Canada and Japan. It was opened for signature in Budapest, on 23 November 2001 and it entered into force on 1 July 2004 Available by: http://conventions.coe.int/Treaty/en/Treaties/Html/185.htm
36
address Internet and cyber-crime by harmonizing
national legislative improving investigative techniques, and
increasing cooperation among nations. Via the possible amendments
on treaties such as the Budapest Convention the framework should be
stricter in order to combat cyber- crime during space warfare.
SIXTH CHAPTER :The Law of War in Outer Space
It is a fact that outer space has become another field of
military operations, following land, sea and air. The effects
of a possible space combat, even if it seems unlikely, could
be multi-dimensional. In this chapter we will examine the
effects which could be caused due to a war in space and the
legal framework that can be applied in order to regulate space
warfare.
It is evident that military activities occurring in outer
space is not an area outside the field of international law76.
To date, there have been five international treaties adopted
by States regarding space law. Many provisions of these
treaties regulate in a limited manner certain aspects of
militarization and space warfare in outer space.
More specifically, par. 1 of Article IV of the “Outer
Space Treaty”77 states that: “States Parties to the Treaty undertake not to
place in orbit around the earth any objects carrying nuclear weapons or any other
kinds of weapons of mass destruction, install such weapons on celestial bodies, or
station such weapons in outer space in any other manner.” 76 Space Warfare: Strategy, Principles and Policy, John J. Klein, Routledge, 2012, page 1177 Treaty on Principles Governing the Activities of States in the Exploration and Use of Outer Space, including the Moon and Other Celestial Bodies, signed 27 January 1967, entered into force 10 October 1967
37
In addition, par. 2 prohibits the establishment of
military bases and the testing of any types of weapons on the
Moon and other celestial bodies, stating that they “shall be used
[...] exclusively for peaceful purposes”. At the same time, the treaty
does not prohibit the use of military personnel for scientific
research or for any other peaceful purpose. The context of
“peaceful purposes” has been the subject of extensive
discussion regarding its meaning78 in the theory of
international space law.
The “Moon Agreement”79 of 1979 also contains provisions
related to military activities. However, it is of concern that
as of 2015 it has been ratified only by 16 States, meaning
that it does not have a significant effect in the activities
of States in outer space. In par. 2 of Article III it
prohibits any threat or use of force or any other hostile act
or threat of hostile act on the moon or the use the moon “in
order to commit any such act or to engage in any such threat in relation to the
earth, the moon, spacecraft, the personnel of spacecraft or man- made space
objects”.
-Jus ad bellum
Engaging in war is not permitted under international law,
except in cases where certain criteria are fulfilled. These
criteria, which have to be consulted before entering war, are
78 International Law and Military Operations in Space, Michael N. Schmitt, page 10179 The Agreement Governing the Activities of States on the Moon and Other Celestial Bodies, signed on 18th December 1979, entered into force 11th July 1984
38
derived from Articles 2(4) and 51 of the Chapter of the United
Nations. Article 2 prohibits the threat or the use of force
against the “territorial integrity or political independence”
of another State, whereas Article 51 allows the initiation the
use of such force in the case of self-defense against an
“armed attack”. Article III of the ‘Outer Space Treaty’
clearly states that: ‘’States Parties to the Treaty shall carry on activities in
the exploration and use of outer space […] in accordance with international law,
including the Charter of the United Nations.[…]’’. The most crucial
articles, regarding military activities in outer space and
celestial bodies, are the aforementioned Articles 2(4) and 51
of the UN Charter. There is no doubt that these Articles are
applicable to the military activities in outer space80.
-Law of Armed Conflict
The principles of international humanitarian law, as an
integral part of international law, are applied in the case of
military use of outer space. As it is usually stated, space is
now the fourth operational arena for military forces,
alongside land, sea and air. After all, Space warfare is a
topic that has been heavily discussed by scholars since the
earliest days of the space age81. It is a reality that the way
States operate in outer space bears great resemblance to their
activities on Earth. However, is it possible to use the
principles or even the provisions that govern the Law of Armed
Conflict into Space Law?80 Akron Law Review, Volume 13, Issue 4, International Law and MilitaryActivities in Outer Space, Robert. L. Bridge, 1980, pages 659-66081 Space Warfare and Defense: A Historical Encyclopedia and Research Guide, Bert Chapman, 2008, page 356
39
The principles of international humanitarian law have put
a number of certain legal constraints in the conduct of armed
conflict. These regulations set minimum international
standards which States have to respect. The beginning was made
with the Hague Peace Conferences of 1899 and 1907, which
introduced many important Conventions related to the conduct
of warfare. These Conventions still remain in force today.
Moreover, greater progress in this field of international law
was made with the four Geneva Conventions of 194982, which were
strengthened by the 1977 Additional Protocols.
Combat in space is not regulated directly, as there are
no specific principles concerning space warfare, let alone
treaties. However, the aforementioned conventional and
customary principles can be a source which could be applied in
similar space activities. In this context, the so called
‘Martens Clause’83, proposed at the 1897 Hague Conference, is
of great importance. The clause states that: “Until a more complete
code of the laws of war has been issued, the high contracting parties deem it
expedient to declare that, in cases not included in the Regulations adopted by them,
the inhabitants and the belligerents remain under the protection and the rule of the
principles of the law of nations, as they result from the usages established among
civilized peoples, from the laws of humanity, and the dictates of the public
conscience”. This clause found its way into the preamble of the
82 The Geneva Conventions include four treaties, as well as three additional protocols, which establish the standards of the law of armed conflict. 83 This clause so named for the Russian delegate who articulated and proposed its inclusion, was inserted into the preamble of the 1899 Second Convention and the 1907 Fourth Convention.53
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Second 1899 Convention and many other war related conventions
afterwards. Due to the dynamic nature of the clause, it can
operate as a way to set limits in space combat.
A number of principles have also been established
regarding the conduct of warfare, complementing the above
treaties84. These are the principle of military necessity, the
principle of proportionality and the principle of distinction.
Military necessity implies that an attack is lawful when there
is a connection between the attack and the suppression of the
enemy’s military capability. Distinction means that those
engaged in an armed conflict must distinguish between
combatants and non-combatants/civilians and not make
deliberate attacks against the latter. Proportionality means
that the extent of military force used and any damage
inflicted upon civilians and civilian property must not be
disproportionate to the expected military advantage.
It is a fact that establishing legal principles is a hard
task when there is little or even absence of State practice.
To date, there has been no reported incident of actual combat
in space. That was the case with warfare in airspace as well,
since in early 1900s it was of question what would be the
future of air warfare. Taking this under consideration,
setting legal limitations to space warfare should be done in a
tentative manner.
It is a general proposition of international law that the
international responsibilities of each State are not
84 The final frontier: The laws of armed conflict and space warfare: J.Maogoto and S. Freeland, pages 15-18
41
implemented only in specific geographical areas, except in
cases where this is clearly stated. As a result, this means
that the law of armed conflict can be applied to space warfare
as well. However, in order to make such an application, strong
legal argumentation is required. There has to be a basis
through which this application is made.
The absence of a system of prohibitions based on a
treaty, in regards to space warfare is evident. However, as
mentioned, Article III of the OST provides such a basis85. This
article applies restrictions of general international law to
activities conducted in outer space. This includes of course
the jus in bello. Moreover, the use of the doctrine expressed
in the Marten’s clause can be used to regulate means of space
warfare not yet known or established.
In that context, taking into account the current absence
of actual space warfare examples and the lack of a coherent
regulatory framework, the ILC believes that the three
customary principles of “jus in bello” can be applied into
space warfare, should space combat ever occur86. What this
means in real terms is that a State invoking Article 51 of UN
Charter in order to defend itself from an armed attack, can
conduct armed attacks in outer space legally only if these
attack respect the three principles. For example, if an attack
targets civilian satellites with no strategic importance, this
attack would not be considered necessary in a military sense,
while also acting contrary to the principle of distinction. In85 Targeting in Outer Space: Legal Aspects of operational military actions in space, P.J. Blount, Harvard Law School National Security Journal, 201286 http://www.space4peace.org/slaw/lawofwar.htm#threeb
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addition, should an attack create an unmanageable amount of
space debris, that attack would be deemed unlawful as
disproportionate.
To conclude, due to the unique nature of space, the
existing principles of the law of armed conflict and
regulations of the existing treaties cannot be considered as
sufficient. Instead, more specific regulation is required in
order to form a framework that would prevent outer space from
becoming yet another field of military and war operations.
However, until this regulatory framework is created, outer
space cannot be a military arena with no restrictions.
Consequently, Article III serves to this day the legal basis
in which space warfare can be regulated.
SEVENTH CHAPTER:SPACE DEBRIS
Currently, about 22,000 large pieces of space debris
circling the globe, are posing a serious threat to functioning
satellites and spacecrafts and occasionally jeopardizing the
lives of the astronaut inhabitants of the International Space
Station. Space debris is defined as all man-made objects,
including elements and fragments in Earth orbit or re-entering
the atmosphere, that are non-functional. Unfortunately, no
State has a concrete plan for cleaning the already existing
space debris and preventing the upcoming. If effective
measures are not taken immediately, the international
community will face severe consequences, such as the
limitation of the outer space use.
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On 22 December 2007, the UN General Assembly, by resolution
Res. 62/21787, approved the seven voluntary guidelines of the
Committee on the Peaceful Uses of Outer Space (COPUOS)88
regarding the mitigation of space debris. These seven
guidelines are applicable to mission planning and operation of
spacecrafts and orbital stages. In order to delimit space
debris, the enforcement of the COPUOS guidelines seems
necessary. They should be taken into account for all the
phases of spacecraft and launch vehicle orbital stage, due to
the fact that there are many problems that can arise. For
example, there are dual-use objects even a vehicle used in
sub-orbital flights that can collide both during the launching
and the return and consequently create huge amounts of space
debris.
Specifically, the first guideline suggests the limitation
of the debris during normal operations. Space systems should
be designed so as to avoid releasing debris. Minimization of
the potential for break-ups89 during operational phases is a
crucial issue mentioned in the second guideline. A spacecraft
or orbital stage should be periodically monitored to detect
malfunctions that could lead to a break-up or loss of control
function and since a malfunction is detected recovery measures
are necessary. Guideline number three aims to limit the
87http://www.unoosa.org/pdf/gares/ARES_62_217E.pdf 88 COPUOS is the primary international forum for the development of laws andprinciples governing activities in outer space. 89 A break-up is any event that generates fragments, which are released into Earth orbit, such as an explosion caused by the chemical or thermal energy from propellants, pyrotechnics etc.
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probability of accidental collision in orbit, which should be
estimated and delimited during the system’s launch phase and
orbital lifetime. Mission controllers should screen the
predicted post-launch orbit for potential collisions in order
to avoid as much damage as it is possible. Certainly,
according to Art. VI of the Outer Space Treaty90 a State is
always responsible for the monitoring of its outer space
activities. Furthermore, the adjustment of launch time since a
large object approaches should also be considered for the
avoidance of a possible collision. For example, if a vehicle,
which is an object of dual-use, crashes while descending, then
a difficulty related to its legal status occurs.
Apart from the aforementioned guidelines, the avoidance
of intentional destruction, even self-destruction, and other
harmful activities is essential and predicted in fourth
guideline.Even if intentional break-ups are conducted, they
should be at sufficiently low altitudes so that orbital
fragments are short lived. The fifth guideline aims to
minimize potential for post-mission break-ups resulting from
stored energy. In order to limit accidental break-ups
resulting from stored energy, when on-board sources of stored
energy are no longer required for mission operations or post-
mission disposal, they should be depleted or made safe.
Residual propellants, batteries, high-pressure vessels, self-
destructive devices, flywheels and momentum wheels are basic
sources of stored energy. Additionally, the sixth guideline
proposes the limitation of the long-term presence of90op.cit,see footnote 1
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spacecraft and launch vehicle orbital stages in the low-Earth
orbit (LEO) region after the end of their mission. LEO region
is a spherical region that extends from the Earth’s surface up
to an altitude of 2,000 km .As long as guideline seven is
concerned, the limitation of the long-term interference of
spacecraft and launch vehicle orbital stages with the
geosynchronous Earth orbit (GEO) region after the end of their
mission is of great importance. GEO region is a segment of the
spherical shell defined by a lower altitude (geostationary
altitude minus 200 km), an upper altitude (geostationary
altitude plus 200 km), a latitude from -15 degrees to +15
degrees and a geostationary altitude ( 35,786 km).
-Legal status of COPUO’s Guidelines.
COPUOS guidelines are not legally binding under
international law; it is a matter of soft law. They could be
applied by international organizations, non-governmental
entities, individual States and States acting jointly. It is
evident that mitigating space debris is more a matter of
voluntary practice by the States rather than legal duty. At
this point it is extremely important to clarify the definition
of soft law. Soft law refers to rules that are neither
strictly binding in nature nor completely lacking legal
significance. French scholar Prosper91 Weil in his article of a
cornerstone content, “Towards Relative Normativity in
International Law”, believes that before the use of the
91http://heinonline.org/HOL/LandingPage?handle=hein.journals/ ajil77&div=36&id=&pag
46
adjectives “soft and “hard”, we should first ensure that we
have a stricto sensu law and since we have a normative act it
is possible to discuss upon the softness or strictness of the
context.(International Investment law and soft law, Andrea K.
Bjorklund, August Reinisch)
Nevertheless, should the creation of space debris be
considered a “potentially harmful interference”, then Art. IX
of the Outer Space Treaty92 could be applicable. The context
of “potentially harmful interference”93 is of course subject
to interpretation. Regarding this context, harmful
interference is an interference which endangers the
functioning of a radionavigation service or of other services
or serious degrades, obstructs or repeatedly interrupts a
radiocommunication service operating in accordance with the
Radio Regulations. Unfortunately, State practice does not seem
eager to consider the creation of space debris, as a breach of
any international obligation under the OST. A framework could
be created towards that direction in order for a soft and in
continue customary law to be established.
It appears that the current legal framework concerning the
elimination of space debris is inadequate. An effective legal
framework would have to be twofold, in regards both to the
removal of existing space debris, as well to the prevention of
new ones. 92op.cit,see footnote 1 93http://www.itu.int/net/about/basic-texts/constitution/annex.aspx
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-Precautionary measures
As far as prevention is concerned, state practice has
shown some effective measures in order to combat the issue.
More specifically, the Swiss Space Center94 currently plans to
launch a janitor satellite into space to grab an aging
Satellite, pulling it to a fiery death in the Earth’s
atmosphere. Such an act would prevent the aging satellites
from transforming into space debris. Moreover, Guideline 3
provides, as it has already been mentioned, a precautionary
measure for the prevention of collision between satellites,
thus preventing the creation of debris. Other solutions
include satellite servicing and repair and satellite recycling
in orbit. This practice should be our compass in creating a
legal framework, where States are obliged to retrieve their
satellites, before transforming to space debris. In that
sense, the States would bear international responsibility for
the aforementioned act.
-Removal of the existing space debris
Nevertheless, taking into account the fact that the
existing amount of space debris poses a serious threat to
environmental stability, the cleaning of the current debris
should be regulated, too, even if it is not a cost-effective
investment. In that direction, initiatives such as the Inter-
Agency Space Debris Coordination95 should be enhanced. This
94http://space.epfl.ch/page-39439-en.html95http://www.iadc-online.org/
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intergovernmental agency, where and almost all National Space
Agencies participate, deals with the coordination of efforts
that deal with the addresses of debris in orbit around the
earth. The creation of a legal framework within Agencies of
such kind, can promote transparency and cooperation between
all States, leading to the expansion of appropriate and
affordable strategies for the mitigation of space debris.
Understanding the current environmental trends of sharing
information and coordination, there is a need to establish a
debris mitigation mechanism. Mitigation techniques can include
physical contact between debris and a spacecraft in the form
of “catcher” spacecrafts, equipped with catching devices, like
a net or a robotic arm, that will intercept or catch the
debris. In addition, although still in concept stage, the
Space Debris Elimination System by NASA96 provides an example
of the use of different technologies, such as Laser Broom,
Sail Away and catching devices. The Sail Away technique uses a
vehicle that flies around space and attaches solar sails to
pieces of debris. Solar sails capture the physical pressure of
sunlight and create extra drag that would slow the junk’s
motion, causing it to fall into the Earth’s atmosphere.
Additionally, electromagnetic deflection, a technique used by
the International Space Station, sends a beam of electrons to
deflect debris towards the Earth. Of course, having in mind
the absolute necessity in removing space debris, these
techniques should not be left just to the good will of States,
96http://www.nasa.gov/directorates/spacetech/niac/ gregory_space_debris_elimination.html
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but instead there should be an intergovernmental legal
framework guiding them.
-Conclusion.
In the spirit of international cooperation States and
international organizations should support a collaborative
space situational awareness. Maximizing the benefits of space
debris mitigation initiatives should be a key priority, due to
the increased need to address the existing problem.
International community should also prevent the cascading of
derelict collisions from increasing exponentially over the
next decades.
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