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Accepted Manuscript Prolotherapy for refractory rotator cuff disease: retrospective case-control study of one year follow-up Doo-Hyung Lee, MD, PhD, Kyu-Sung Kwack, MD, PhD, Ueon Woo Rah, MD, PhD, Seung-Hyun Yoon, MD, PhD PII: S0003-9993(15)00594-8 DOI: 10.1016/j.apmr.2015.07.011 Reference: YAPMR 56258 To appear in: ARCHIVES OF PHYSICAL MEDICINE AND REHABILITATION Received Date: 19 July 2015 Accepted Date: 21 July 2015 Please cite this article as: Lee D-H, Kwack K-S, Rah UW, Yoon S-H, Prolotherapy for refractory rotator cuff disease: retrospective case-control study of one year follow-up, ARCHIVES OF PHYSICAL MEDICINE AND REHABILITATION (2015), doi: 10.1016/j.apmr.2015.07.011. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

Prolotherapy for Refractory Rotator Cuff Disease: Retrospective Case-Control Study of 1-Year Follow-Up

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Accepted Manuscript

Prolotherapy for refractory rotator cuff disease: retrospective case-control study ofone year follow-up

Doo-Hyung Lee, MD, PhD, Kyu-Sung Kwack, MD, PhD, Ueon Woo Rah, MD, PhD,Seung-Hyun Yoon, MD, PhD

PII: S0003-9993(15)00594-8

DOI: 10.1016/j.apmr.2015.07.011

Reference: YAPMR 56258

To appear in: ARCHIVES OF PHYSICAL MEDICINE AND REHABILITATION

Received Date: 19 July 2015

Accepted Date: 21 July 2015

Please cite this article as: Lee D-H, Kwack K-S, Rah UW, Yoon S-H, Prolotherapy for refractory rotatorcuff disease: retrospective case-control study of one year follow-up, ARCHIVES OF PHYSICALMEDICINE AND REHABILITATION (2015), doi: 10.1016/j.apmr.2015.07.011.

This is a PDF file of an unedited manuscript that has been accepted for publication. As a service toour customers we are providing this early version of the manuscript. The manuscript will undergocopyediting, typesetting, and review of the resulting proof before it is published in its final form. Pleasenote that during the production process errors may be discovered which could affect the content, and alllegal disclaimers that apply to the journal pertain.

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Running title: Prolotherapy for rotator cuff disease

Title: Prolotherapy for refractory rotator cuff disease: retrospective case-control study of one

year follow-up

Authors: Doo-Hyung Lee, MD, PhD, Kyu-Sung Kwack, MD, PhD, Ueon Woo Rah, MD,

PhD, Seung-Hyun Yoon, MD, PhD

Affiliation: Department of Orthopedic Surgery (D.H. Lee), Radiology (K.S. Kwack), and

Physical Medicine and Rehabilitation (U.W. Rah, S.H. Yoon), Ajou University School of

Medicine and Ajou University Hospital, Suwon, Republic of Korea

Acknowledgement: The authors thank Aeree Park, MA, for the translation of the manuscript.

Written permission has been obtained from her.

Conflicts of interest: none.

Corresponding author: Seung-Hyun Yoon, MD, PhD, Department of Physical Medicine and

Rehabilitation, Ajou University School of Medicine and Ajou University Hospital, Worldcup-

ro 164, Yeongtong-gu, Suwon 443-721, Republic of Korea, e-mail: [email protected],

Telephone: +82-31-219-5279 or +82-10-2389-1970

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Title: Prolotherapy for refractory rotator cuff disease: retrospective case-control study of one 1

year follow-up 2

Objective: To determine the efficacy of prolotherapy for refractory rotator cuff disease. 3

Design: Retrospective case-control study 4

Setting: University-affiliated tertiary-care hospital. 5

Participants: One hundred fifty-one patients with non-traumatic refractory rotator cuff 6

disease that was unresponsive to 3 month-long aggressive conservative treatments. Sixty-7

three patients received prolotherapies with 16.5% dextrose 10 ml solution (treatment group), 8

and 63 continued conservative treatment (control group). 9

Interventions: Not applicable. 10

Main Outcome Measure: Visual analog scale of the average shoulder pain level for the past 11

one week (VAS-week), Shoulder Pain and Disability Index (SPADI), isometric strength of 12

shoulder abductor, active range of motion of shoulder (AROM), maximal tear size on 13

ultrasonography and numbers of analgesic ingestion per day. 14

Results: Over the one year follow-up, 57 patients in treatment group and 53 in control group 15

were analyzed. There was no significant difference between two groups in age, sex, shoulder 16

dominance, duration of symptoms, and ultrasonographic findings at pretreatment. Average 17

numbers of injection in treatment group are 4.8±1.3. Compared with the control group, VAS-18

week, SPADI, isometric strength of shoulder abductor, and AROM of flexion, abduction, and 19

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external rotation showed significant improvement in the treatment group. There were no 20

adverse events. 21

Conclusions: To our knowledge, this is the first study to assess the efficacy of prolotherapy 22

in rotator cuff disease. Prolotherapy showed improvement in pain, disability, isometric 23

strength, and AROM in patients with refractory chronic rotator cuff disease. The result 24

suggests positive outcomes, but one should still take cautions in directly interpreting it as a 25

green light, considering the limitations of this non-randomized retrospective study. In order to 26

show the efficacy of prolotherapy, further studies on prospective randomized controlled trials 27

will be required. 28

Key Words: prolotherapy; rotator cuff; tendinopathy; shoulder pain; shoulder impingement 29

syndrome 30

31

List of abbreviations: 32

AROM, active range of motion of shoulder 33

SPADI, Shoulder Pain and Disability Index 34

NSAIDs, nonsteroidal anti-inflammatory drugs 35

VAS, visual analogue scale 36

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Prolotherapy is an injection therapy for chronic painful musculoskeletal conditions. It 37

involves the injection of small volumes of an irritant agent, most commonly a hyperosmolar 38

dextrose solution, at multiple painful tendon and ligament insertions where they connect to 39

bone over several treatment sessions.1 The injection of an irritant solution initiates an 40

inflammatory cascade at the site of injection, which causes fibroblast proliferation and 41

subsequent collagen synthesis, resulting in a stronger tendon or ligament.2 Although many 42

different solutions have been used throughout the past 100 years that prolotherapy has been in 43

practice,1 the most commonly studied and reported agents are hyperosmolar dextrose, phenol-44

glycerine-glucose, and morrhuate sodium.3 Phenol-glycerine-glucose is no longer used, but it 45

was included in the majority of the earlier published trials. Hyperosmolar dextrose appears to 46

be the most commonly used agent today, with morrhuate sodium used slightly less often.4 47

There is promising recent evidence for prolotherapy with hyperosmolar dextrose in treating 48

painful tendinopathies. It has been used clinically for multiple tendinopathies and has been 49

studied for the treatment of lateral epicondylitis5, 6, Achilles tendinopathy7, 8, plantar fasciitis9, 50

and hip adductor tendinopathy10. But there are few studies that report the efficacy of 51

prolotherapy for rotator cuff disease. The aim of this study is to evaluate the efficacy of 52

prolotherapy as a therapeutic option for non-traumatic chronic refractory rotator cuff disease. 53

54

Methods 55

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Subjects 56

This is a retrospective case-control study. After the Institutional Review Board approval, a 57

retrospective review of the medical records of patients who were diagnosed with non-58

traumatic chronic rotator cuff disease (tendinosis, partial and full thickness tear) between 59

January 2009 and August 2014, were reviewed. They were outpatients at rehabilitation and 60

orthopedic clinics of the university hospital. All patients underwent a standardized history, 61

physical examination and ultrasonographic evaluation. We also carried out an active and 62

passive range of motion, painful arc/impingement test, resisted test, strength of muscles, and 63

checked for tenderness and/or swelling of the lesion in the affected shoulder. Inclusion 64

criteria included: (1) duration of symptoms >3 months, (2) >40 years of age, (3) having a 65

painful arc, positive impingement test or resisted test, and (4) correlation between physical 66

examination and ultrasonography or magnetic resonance imaging. Exclusion criteria included: 67

(1) presence of other obvious shoulder pathology, such as a fracture, rheumatic diseases, or 68

adhesive capsulitis, (2) referred pain from the neck suggestive of cervical radiculopathy, (3) 69

prior surgery to either the shoulder or neck region, (4) active inflammation on 70

ultrasonography; fluid in biceps tendon sheath and/or subacromial bursa, (5) calcific 71

tendinitis, (6) recent history of trauma at shoulder. 72

Ultrasonography was performed by a board certified physiatrist (lead author) with over 9 73

years of experience in musculoskeletal rehabilitation and ultrasound-guided injections, and a 74

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musculoskeletal radiologist (co-author) with ultrasound equipment (HD 11XE; Logiq P6)a,b 75

using 10- to 13-MHz linear array transducer. Rotator cuff tendon pathologies were described 76

as follows: tendinosis, partial-thickness tear, or full-thickness tear. When a rotator cuff tear 77

was detected on ultrasonographic examination, its type (full- or partial-thickness), location, 78

and size were recorded. Decisions regarding imaging interpretation were based on the 79

findings of previously published studies.11 Long- and short-axis scans from the rotator cuff, 80

subacromial bursa, and biceps tendon were obtained. 81

Eight hundred sixteen patients were diagnosed to have rotator cuff disease and underwent 82

conservative treatment for at least 3 months before the prolotherapy (Fig). We prescribed 83

analgesics including NSAIDs, acetaminophen/tramadol, opioids, tricyclic antidepressants, 84

and fentanyl patch. They also had institutional flexibility and strengthening exercise of 85

shoulder girdle and rotator cuff with physical therapists one or two times a week for 4-8 86

weeks, and were educated to have same exercise at home.12, 13 Patients who could not 87

accommodate regular exercise at the hospital were given education by physical therapists at 88

each outpatient follow-up and educational leaflets. Also for oral analgesics, if the VAS-week 89

score was ≥5, ultrasonography-guided suprascapular nerve block with triamcinolone 90

acetonide 10mg and 1% lidocaine 9cc were given. 91

In case of periarticular inflammation such as increased fluid in subacromial bursa or biceps 92

tendon sheath, or definite impingement on dynamic ultrasound examination, 93

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ultrasonography-guided subacromial corticosteroid injection with triamcinolone acetonide 94

20mg and 1% lidocaine 3cc were administered up to a maximum of 2 shots. Because 95

corticosteroid injection may lead to temporary weakening of the tendon,14 patients were 96

refrained from rotator cuff strengthening exercises for 3 weeks and allowed only flexibility 97

exercises. After 4 weeks, they started the rotator cuff progressive strengthening exercises. 98

Despite conservative treatments, if the patients still complained of continued shoulder pains 99

with score ≥5 on a visual analog scale of the average shoulder pain level for the past one 100

week (VAS-week), we recommended prolotherapy and explained its indications and 101

complications. Patients were free to choose either the prolotherapy or other treatment options. 102

Among 151 patients with refractory rotator cuff disease, 63 opted for prolotherapy (treatment 103

group) and 88 for some other treatments. Reasons for opting other treatments included needle 104

phobia (43 patients, 48.9%), cumbersome visits and number of shots (18 patients, 20.5%), not 105

enough clinical results to guarantee efficacy (11 patients, 12.5%), concerns about having 106

more pain after prolotherapy (5 patients, 5.7%), financial burden (2 patients, 2.3%), and no 107

response or uncharted/unknown (9 patients, 10.2%). 108

Same numbers of patients as treatment group were willing to take conservative treatment 109

without prolotherapy were selected as control group matching demographic characteristics. 110

The two groups were then compared in terms of the treatment efficacy. 111

Prolotherapy injection 112

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Participants sat in an upright position and the arms were positioned behind their backs with 113

internal rotation and hyperextension of shoulder and the elbow bent for longitudinal 114

supraspinatus view. Ultrasonography was used to locate and mark the pressure pain site that 115

overlaps with the rotator cuff disease. Next, an indirect injection technique was applied; 116

ultrasonography was used to establish the puncture site and the depth of the target but not to 117

guide the advancement of the needle.11 The lead author injected 16.5% dextrose 10 ml 118

solution (mixture of 20% DW 8cc and 1% lidocaine 2 ml) with a 25 gauge 3.5 cm needle into 119

8 to 12 points of supraspinatus (and subscapularis) tendon(s). After prolotherapy, the patients 120

were asked to avoid NSAIDs so that it would not interfere with the healing process. First 121

injection was administered at week 0, 2nd at week 2, 3rd at week 5, and every 4 weeks 122

thereafter. Injection was dropped when (1) the level of pain reduced to ≥1/2 compared to pre-123

injection, (2) patients reached maximum 8 rounds of shots, (3) patients wanted to withdraw 124

from the treatment. 125

Outcome Measurements 126

VAS-week, Shoulder Pain and Disability Index score (SPADI), isometric strength of shoulder 127

abductor, active range of motion (AROM), maximum tear size on ultrasonography and 128

numbers of analgesic ingestion per day were compared for pre-, and 1 year post-injection. All 129

outcome measurements were evaluated by the lead author. 130

A VAS-week with 0cm labeled “no pain” and 10cm labeled “the worst imaginable pain” was 131

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used to assess pain. The patient answered the question “With respect to the worst pain you 132

have experienced in your life, what was the average level of your shoulder pain in the last 1 133

week?” by placing a mark somewhere along the line. SPADI is a self-reporting questionnaire 134

for patients with shoulder pain, which consists of 13 questions that are divided into 2 domains: 135

pain (5 items) and disability (8 items).15 Each domain score is equally weighted and added to 136

obtain a total percentage score between the ranges of 0 (best) to 100 (worst). AROM was 137

measured by using a goniometer for forward flexion, internal rotation, external rotation, and 138

abduction of the shoulder in a standing position. Patients were asked to move their shoulders 139

slowly, and the angle at onset of pain was measured 3 times to record the median value. 140

Forward flexion and abduction were measured with the palm down. External and internal 141

rotations were measured in 90° abduction of the shoulder and 90° flexion of the elbow 142

position. Isometric strength of shoulder abductor was measured by using a digital handheld 143

dynamometer (MicroFet2)c. The patient is tested at 90° of abduction in the scapula plane with 144

the thumb down. The author put the transducer pad on top of the patient’s elbow and asked 145

the patient to raise his/her arm with as much force as possible. The force was measured 3 146

times to record the median value. In case of partial and full thickness tear on ultrasonography, 147

we measured the maximal tear size on longitudinal and transverse views. A straight line was 148

used to visualize the distance between the margins of the cuff tear on the transverse and 149

longitudinal view.16 150

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Numbers of analgesic ingestion per day were measured based on the average number of 151

analgesics patients have taken per day during the past one week. 152

Statistical Analysis 153

After normality test, within and between group comparisons were conducted at baseline and 154

one year follow-up using the paired and independent t-test. Significance was accepted for P 155

values of less than 0.05. Statistical analyses were performed by SPSS statistical software 156

Version 22d. 157

158

Results 159

The average numbers of injection were 4.8±1.3 at final analysis of 57 patients with refractory 160

rotator cuff disease (treatment group); 3 times in 7 patients, 4 in 21, 5 in 14, 6 in 8, 7 in 5, 8 161

in 2. Prolotherapy was applied at different sites; supraspintus tendon only in 48 patients, 162

supraspintus and subscapularis tendons in 5, supraspintus and biceps tendons in 2, 163

supraspintus, subscapularis and biceps tendons in 2. Initial ultrasonography found rotator cuff 164

tendinosis, partial-thickness tear and full-thickness tear in 31, 17 and 9 patients, respectively 165

(Table 1). Control group included 53 patients who could continue conservative treatment 166

without prolotherapy and had baseline characteristics similar to that of the treatment group. 167

There were no statistical differences between the two groups in baseline characteristics, 168

including age, sex, dominancy of shoulder, duration of symptoms, and ultrasonographic 169

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findings of rotator cuff lesion. 170

In within-group comparison, the control group showed improvement in VAS-week, SPADI, 171

isometric strength and AROM; decrease in the number of analgesic ingestion; and increase in 172

the maximal tear size, while the treatment group showed improvement in VAS-week, SPADI, 173

isometric strength, AROM; decrease in the number of analgesic ingestion; and no change in 174

the maximal tear size. In between-group comparison, the treatment group showed 175

improvement in VAS-week, SPADI, isometric strength, and AROM of flexion, abduction, 176

and external rotation compared to the control group. There were no differences in the number 177

of analgesics taken and maximal tear size (Table 2). There were no adverse events reported 178

such as bleeding, infection, cellulitis, or septic joint. 179

180

Discussion 181

To our best knowledge, this is the first study to evaluate the efficacy of prolotherapy in 182

rotator cuff disease. In this retrospective study of minimum 1 year follow-up, prolotherapy 183

was used (4.8 times on average) to treat patients who had chronic refractory rotator cuff 184

disease but failed conservative treatments. The treatment group showed improvement in 185

VAS-week, SPADI, isometric strength of shoulder abductor, and AROM of flexion, abduction, 186

and external rotation compared to the control group. The result showed improvement not only 187

in subjective outcome measurements but also objective functional outcomes such as isometric 188

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strength and AROM. In the treatment group, the tendon tear size reduced, although not 189

statistically significant, in post- compared to pre-treatment. 190

The treatment of rotator cuff disease revolves around controlling pain, as pain is the limiting 191

factor for activity. If the rotator cuff disease is chronic or degenerative, nonoperative and 192

conservative management including exercise, physical modalities (therapeutic ultrasound, 193

low-intensity laser, and transcutaneous electrical nerve stimulation), oral analgesics, and 194

corticosteroid injection were performed as primary treatment.17 Despite the developments 195

made in conservative management, overuse rotator cuff disease often remain difficult to 196

manage successfully in the longer term. Through long-term follow-up, this study has shown 197

the potential usefulness of prolotherapy—despite it being a conservative therapy—in some 198

patients with chronic pain. 199

Despite its long history and broad use as a form of complementary treatment, the mode of 200

action for hyperosmolar dextrose is unclear. Although there are controversies over its optimal 201

indications, many studies have reported the use and efficacy of prolotherapy for various 202

musculoskeletal conditions, particularly in the treatment of chronic low back pain. Recent 203

studies have also examined its use in the treatment of refractory tendinopathies, particularly 204

for lateral epicondylitis5, 6 and Achilles tendinopathy7, 8. Two systematic reviews concluded 205

that moderate evidence exists to support the use of prolotherapy injections in the management 206

of pain in lateral epicondylitis.18, 19 Given the similar pathologic findings of tendinopathies in 207

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different anatomic locations, the researchers believe that it is reasonable to try prolotherapy 208

for other, less studied tendinopathies when first-line treatments fail.20 209

It showed the efficacy of prolotherapy over the year by enrolling quite a number of chronic 210

rotator cuff disease patients with no progress in pain despite 3 month-long aggressive 211

conservative treatments. 212

Study Limitations 213

The greatest limitation of this study lies in the fact that it is a retrospective study and that the 214

group allocation was not randomized. Patients chose to take the therapy according to their 215

own will, and no randomization process was involved. Therefore, the study has low validity 216

of the statistical tests used to demonstrate significance, and fails to minimize confounding 217

and potential biases. 218

219

Conclusions 220

This study looked into the option of prolotherapy as an alternative treatment for rotator cuff 221

disease. Although the authors believe prolotherapy can be an option for patients with 222

refractory chronic rotator cuff disease who showed no response to other treatments, one must 223

take cautionary steps in interpreting the result, considering the limitations of this study. Even 224

though the study suggests positive outcomes after prolotherapy, more evidence is required 225

before applying it directly in clinical practices. In order to show the efficacy of prolotherapy, 226

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further studies on prospective randomized controlled trials will be required to overcome the 227

limitations mentioned in the discussions. 228

229

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REFERENCES 230

1. Rabago D, Slattengren A, Zgierska A. Prolotherapy in primary care practice. Prim 231

Care 2010;37:65-80. 232

2. Liu YK, Tipton CM, Matthes RD, Bedford TG, Maynard JA, Walmer HC. An in situ 233

study of the influence of a sclerosing solution in rabbit medial collateral ligaments and its 234

junction strength. Connect Tissue Res 1983;11:95-102. 235

3. Dagenais S, Ogunseitan O, Haldeman S, Wooley JR, Newcomb RL. Side effects and 236

adverse events related to intraligamentous injection of sclerosing solutions (prolotherapy) for 237

back and neck pain: a survey of practitioners. Arch Phys Med Rehabil 2006;87:909-13. 238

4. Jensen KT, Rabago DP, Best TM, Patterson JJ, Vanderby R. Response of knee 239

ligaments to prolotherapy in a rat injury model. Am J Sports Med 2008;36:1347-57. 240

5. Scarpone M, Rabago DP, Zgierska A, Arbogast G, Snell E. The efficacy of 241

prolotherapy for lateral epicondylosis: a pilot study. Clin J Sport Med 2008;18:248-54. 242

6. Carayannopoulos A, Borg-Stein J, Sokolof J, Meleger A, Rosenberg D. Prolotherapy 243

versus corticosteroid injections for the treatment of lateral epicondylosis: a randomized 244

controlled trial. PM R 2011;3:706-15. 245

7. Maxwell NJ, Ryan MB, Taunton JE, Gillies JH, Wong AD. Sonographically guided 246

intratendinous injection of hyperosmolar dextrose to treat chronic tendinosis of the Achilles 247

tendon: a pilot study. AJR Am J Roentgenol 2007;189:W215-20. 248

8. Yelland MJ, Sweeting KR, Lyftogt JA, Ng SK, Scuffham PA, Evans KA. 249

Prolotherapy injections and eccentric loading exercises for painful Achilles tendinosis: a 250

randomised trial. Br J Sports Med 2011;45:421-8. 251

9. Ryan MB, Wong A, Gillies J, Wong J, Taunton J. Sonographically guided 252

intratendinous injections of hyperosmolar dextrose/lidocaine: a pilot study for the treatment 253

of chronic plantar fasciitis. Br J Sports Med 2009;43:303-6. 254

10. Topol GA, Reeves KD, Hassanein KM. Efficacy of dextrose prolotherapy in elite 255

male kicking-sport athletes with chronic groin pain. Arch Phys Med Rehabil 2005;86:697-256

702. 257

11. Bianchi S, Martinoli C, Baert A, Derchi L, Rizzatto G, Valle M et al. Ultrasound of 258

the musculoskeletal system. Berlin Heidelberg: Springer Verlag; 2007. 259

12. Kuhn JE, Dunn WR, Sanders R, An Q, Baumgarten KM, Bishop JY et al. 260

Effectiveness of physical therapy in treating atraumatic full-thickness rotator cuff tears: a 261

multicenter prospective cohort study. J Shoulder Elbow Surg 2013;22:1371-9. 262

13. Krischak G, Gebhard F, Reichel H, Friemert B, Schneider F, Fisser C et al. A 263

prospective randomized controlled trial comparing occupational therapy with home-based 264

exercises in conservative treatment of rotator cuff tears. J Shoulder Elbow Surg 265

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2013;22:1173-9. 266

14. Hong JY, Yoon SH, Moon do J, Kwack KS, Joen B, Lee HY. Comparison of high- 267

and low-dose corticosteroid in subacromial injection for periarticular shoulder disorder: a 268

randomized, triple-blind, placebo-controlled trial. Arch Phys Med Rehabil 2011;92:1951-60. 269

15. Roach KE, Budiman-Mak E, Songsiridej N, Lertratanakul Y. Development of a 270

shoulder pain and disability index. Arthritis Care Res 1991;4:143-9. 271

16. Moosmayer S, Heir S, Smith HJ. Sonography of the rotator cuff in painful shoulders 272

performed without knowledge of clinical information: results from 58 sonographic 273

examinations with surgical correlation. J Clin Ultrasound 2007;35:20-6. 274

17. Rees JD, Maffulli N, Cook J. Management of tendinopathy. Am J Sports Med 275

2009;37:1855-67. 276

18. Rabago D, Best TM, Zgierska AE, Zeisig E, Ryan M, Crane D. A systematic review 277

of four injection therapies for lateral epicondylosis: prolotherapy, polidocanol, whole blood 278

and platelet-rich plasma. Br J Sports Med 2009;43:471-81. 279

19. Coombes BK, Bisset L, Vicenzino B. Efficacy and safety of corticosteroid injections 280

and other injections for management of tendinopathy: a systematic review of randomised 281

controlled trials. Lancet 2010;376:1751-67. 282

20. Distel LM, Best TM. Prolotherapy: a clinical review of its role in treating chronic 283

musculoskeletal pain. PM R 2011;3:S78-81. 284

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Suppliers 285

a. Philips Ultrasound Inc, Bothell, WA. 286

b. GE Healthcare Ltd, Seongnam, South Korea 287

c. Hoggan Health Industries, West Jordan, UT 288

d. IBM Inc, Armonk, NY. 289

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Fig. Flow diagram indicating progress of subjects through the study. 290

Abbreviation: PDRN, polydeoxyribonucleotide; ESWT, extracorporeal shock wave therapy. 291

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Table 1: Baseline Characteristics of Patients

Note. Values are expressed as n except age, duration of symptoms, and numbers of injection,

which are expressed as mean ± standard deviation.

* Independent t-test for between-group comparison (P<.05).

†χ

2 test for between-group comparison (P<.05).

Treatment group (n=57) Control group (n=53) P value

Age, yr 54.1±7.8 55.8±6.6 .23*

Sex, men:women 23:34 17:36 .90*

Shoulder affected, dominant:nondominant 35:22 28:25 .36†

Duration of symptoms, months 13.2±3.1 14.0±2.5 .17*

Numbers of injection 4.8±1.3

Prolotherapy injection locations

Supraspintus tendon only 48

Supraspintus and subscapularis tendons 5

Supraspintus and biceps tendons 2

Supraspintus, subscapularis and biceps tendons 2

Ultrasonographic finding of rotator cuff lesion .33†

Tendinosis 31 36

Partial-thickness tear 17 12

Full-thickness tear 9 5

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Table 2: Changes of outcome measurements after prolotherapy 1

Treatment group (n=57) Control group (n=53) P value*

VAS-week score

Month 0 6.3±1.0 6.1±1.2 .32

Month 12 2.7±1.0 4.6±1.4 <.001

SPADI score

Month 0 69.4±9.2 67.6±9.4 .30

Month 12 43.8±11.6 51.1±14.4 .004

Isometric strength of abductor, kgf

Month 0 9.1±4.0 10.4±3.6 .09

Month 12 14.1±3.9 11.8±4.0 .003

Flexion

Month 0 158.5±13.5 153.0±15.9 .05

Month 12 169.1±11.7 163.1±16.9 .03

Abduction

Month 0 140.1±24.2 142.5±23.8 .60

Month 12 165.5±16.7 153.1±27.1 .005

Internal rotation

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Month 0 42.1±18.4 41.8±17.1 .93

Month 12 58.3±19.8 54.9±19.6 .36

External rotation

Month 0 77.4±13.5 74.0±16.5 .25

Month 12 86.8±13.9 81.0±14.1 .03

Maximal tear size, mm

Month 0 3.4±1.5 2.8±0.9 .06

Month 12 3.1±1.3 3.0±0.9 .77

No. of analgesic ingestion, per day

Month 0 2.8±0.9 2.8±1.0 .86

Month 12 0.6±0.8 0.8±1.0 .22

Note. Values are expressed as mean ± standard deviation. 2

Abbreviations: VAS, visual analogue scale; SPADI, Shoulder Pain and Disability Index. 3

* Independent t-test for between-group comparison (P<.05). 4

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ACCEPTED MANUSCRIPT Diagnosis of rotator cuff disease, n=816

Analyzed, n=57

Pain improved, n=582

Arthroscopic surgery, n=16

Loss of follow-up, n=67

Institutional exercise, n=259

Oral and topical analgesics, n=495

Suprascapular nerve block, n=382

Subacromial corticosteroid injection, n=244

(Duplicated counts for multiple treatments)

Allocated to treatment group, n=63

- Received prolotherapy

Pain continued or recurred, n=151

(refractory rotator cuff disease)

Analyzed, n=53

Corticosteroid injection, n=2

Prolotherapy with PDRN, n=2

Treatment at other clinics, n=6

Arthroscopic surgery, n=4

Acupuncture or herbal medicine, n=1

ESWT, n=1

Allocated to control group, n=63

- Continued conservative treatment

Corticosteroid injection, n=2

Treatment at other clinics, n=4

Arthroscopic surgery, n=3

ESWT, n=1