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SYMPOSIUM
How Nemo Finds Home: The Neuroecology of Dispersal and ofPopulation Connectivity in Larvae of Marine FishesJeffrey M. Leis,1,* Ulrike Siebeck† and Danielle L. Dixson‡
*Ichthyology, Australian Museum, 6 College St, Sydney, NSW 2010, Australia; †ARC Centre of Excellence in Vision
Research, Sensory Neurobiology Group, School of Biomedical Science, University of Queensland, St Lucia, QLD 4072,
Australia; ‡ARC Centre of Excellence for Coral Reef Studies, School of Marine and Tropical Biology, James Cook
University, Townsville, QLD 4811, Australia
From the symposium ‘‘Neuroecology: Neural Determinants of Ecological Processes from Individuals to Ecosystems’’
presented at the annual meeting of the Society for Integrative and Comparative Biology, January 3–7, 2011, at Salt Lake
City, Utah.
1E-mail: [email protected]
Synopsis Nearly all demersal teleost marine fishes have pelagic larval stages lasting from several days to several weeks,
during which time they are subject to dispersal. Fish larvae have considerable swimming abilities, and swim in an
oriented manner in the sea. Thus, they can influence their dispersal and thereby, the connectivity of their populations.
However, the sensory cues marine fish larvae use for orientation in the pelagic environment remain unclear. We review
current understanding of these cues and how sensory abilities of larvae develop and are used to achieve orientation with
particular emphasis on coral-reef fishes. The use of sound is best understood; it travels well underwater with little
attenuation, and is current-independent but location-dependent, so species that primarily utilize sound for orientation
will have location-dependent orientation. Larvae of many species and families can hear over a range of �100–1000 Hz,
and can distinguish among sounds. They can localize sources of sounds, but the means by which they do so is unclear.
Larvae can hear during much of their pelagic larval phase, and ontogenetically, hearing sensitivity, and frequency range
improve dramatically. Species differ in sensitivity to sound and in the rate of improvement in hearing during ontogeny.
Due to large differences among-species within families, no significant differences in hearing sensitivity among families
have been identified. Thus, distances over which larvae can detect a given sound vary among species and greatly increase
ontogenetically. Olfactory cues are current-dependent and location-dependent, so species that primarily utilize olfactory
cues will have location-dependent orientation, but must be able to swim upstream to locate sources of odor. Larvae can
detect odors (e.g., predators, conspecifics), during most of their pelagic phase, and at least on small scales, can localize
sources of odors in shallow water, although whether they can do this in pelagic environments is unknown. Little is known
of the ontogeny of olfactory ability or the range over which larvae can localize sources of odors. Imprinting on an odor
has been shown in one species of reef-fish. Celestial cues are current- and location-independent, so species that primarily
utilize them will have location-independent orientation that can apply over broad scales. Use of sun compass or polarized
light for orientation by fish larvae is implied by some behaviors, but has not been proven. Use of neither magnetic fields
nor direction of waves for orientation has been shown in marine fish larvae. We highlight research priorities in this area.
Introduction
Nemo, the cartoon clownfish had a problem in
common with most coral reef fishes—finding
home—but in the real ocean, it is the larval
life-history stage that is adrift in the big blue
ocean, and subject to dispersal. The challenges
larvae face in finding a reef home are greater than
those overcome by Nemo, and the consequences of
getting it wrong, more severe. For example, although
Sydney Harbour lacks coral reefs, larvae of coral-reef
fishes do settle there each summer, but unlike Nemo,
few survive the experience. How larvae avoid such
errors is still largely unknown, but swimming and
orientation abilities are part of the answer.
Integrative and Comparative Biology, volume 51, number 5, pp. 826–843
doi:10.1093/icb/icr004
Advanced Access publication May 11, 2011
� The Author 2011. Published by Oxford University Press on behalf of the Society for Integrative and Comparative Biology. All rights reserved.
For permissions please email: [email protected].
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Orientation in the pelagic environment is a chal-
lenge for any animal. The water column within
which the animal lives is itself moving, this move-
ment often varies with depth, and because of the
paucity of detectable reference points external to
the moving water, such movement is difficult for
the animal to detect. The pelagic environment is rel-
atively featureless and many cues that are useful for
orientation above water are diminished or modified
by seawater. These difficulties increase for larval
stages of marine animals that as adults live in close
association with the bottom (i.e., are demersal) due
to the very small size of the larvae and incomplete
development of sensory organs and swimming struc-
tures. Yet, the larvae must detect and move to de-
mersal settlement habitat from the pelagic
environment if they are to complete their life
cycles; there is no opportunity to learn from parents
or experience—each larva has only one chance to
settle.
Until the late 1990s, it was generally assumed that
larval dispersal of marine fishes is essentially a phys-
ical process (Roberts 1997), and that the tiny larvae
simply go where currents take them. Their behavioral
and sensory abilities were considered too feeble to
significantly alter dispersal outcomes (Williams
et al. 1984); i.e., they were regarded as passive plank-
ton. As a corollary, dispersal and population connec-
tivity would operate over very large spatial scales.
This traditional paradigm has been overturned by
demonstrations that larvae of warm-water marine
fishes have well-developed behavioral and sensory
abilities (reviewed by Leis 2006), and that dispersal
often operates at smaller scales than expected from
physical processes alone (Jones et al. 2009; Leis et al.
submitted for publication). Yet, much remains un-
known, especially about abilities of larvae to orient
during their pelagic stage and the sensory cues they
use (Arvedlund and Kavanagh 2009). At the end of
the pelagic stage, larvae must find appropriate habi-
tat, and make a dangerous ecological transition from
pelagic to demersal habitat (Kaufman et al. 1992).
Orientation behavior is thus intimately involved in
both dispersal and settlement (Montgomery et al.
2001; Montgomery et al. 2006). We now know fish
larvae are far from passive drifters. A wide taxonom-
ic range of larval fishes can swim at speeds similar to
the currents they occupy, and can do so for extended
periods and for most of their pelagic larval duration
(PLD) (Leis 2006; Fisher and Leis 2009; Leis 2010).
We also know that, somehow, these larvae can orient
within moving ocean waters so that they are not
simply swimming randomly. Research has concen-
trated on discovering and quantifying the abilities
of larvae, and the sensory cues that larvae use to
orient remain poorly understood (Kingsford et al.
2002; Arvedlund and Kavanagh 2009). We are just
beginning to understand what cues and what senses
larvae use to achieve the orientation documented in
laboratory and field studies. Further, how these sen-
sory systems operate to detect and use the cue is not
always entirely clear. So, when considering how
swimming abilities of larvae are applied, we need
to ask; what sensory abilities are brought to bear
by the larvae, how they are used, how they change
ontogenetically, and how they work. Nearly every
aspect of the behavior of fish larvae examined so
far has produced surprising evidence of the sophis-
tication and range of abilities, revolutionizing our
view of what larval fishes can do (Leis 2006), but
how dispersing larvae determine the direction they
will swim (orientation), how this varies spatially and
what cues they use, are all largely unknown.
The pelagic larval stage lasting from days to
months, found in almost all marine teleost fishes is
the single life-history trait that most distinguishes
marine fishes from terrestrial vertebrates. Larvae are
subject to dispersal (Fuiman and Werner 2002), and
in fish species that are demersal as adults, dispersal
of larvae typically sets the spatial scale of population
connectivity (Cowen and Sponaugle 2009). Larvae
and adults of marine fishes differ in appearance, hab-
itat, diet, and the challenges they face (Leis and
McCormick 2002). Not only must larvae survive
and grow from a few millimeters to a few centime-
ters, they must also develop morphologically and be-
haviorally. Behaviors of larvae enable survival in the
pelagic environment and facilitate arrival at appro-
priate locations during a narrow interval of time
when larvae are capable of settlement.
A major challenge in marine ecology today is de-
lineating the spatial scale of population connectivity,
and for coral-reef fishes this is largely determined by
dispersal of larvae (Cowen et al. 2007; Cowen and
Sponaugle 2009). Why is connectivity significant?
First, knowing the scale of connectivity and how it
is determined is essential to comprehending the key
issues of how populations of marine animals with
complex life cycles operate both demographically
and genetically. Second, the spatial scale of connec-
tivity is the natural geographic scale of population
units, and hence the scale over which fisheries must
be managed. Third, knowing the spatial scale of pop-
ulation connectivity is required for informed design
and management of marine protected areas. In short,
managers of living marine resources must know
about connectivity. Knowing how larvae orient is a
prerequisite for understanding, measuring and
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predicting demographic (ecological) connectivity,
and may also be relevant to genetic (evolutionary)
connectivity (Leis et al. submitted for publication).
Yet, how fish larvae orient and the sensory cues they
use for directing their considerable swimming abili-
ties constitute the largest gap in our knowledge of
the behavior of larvae.
Neuroecology synthesizes neuroethological and
ecological principles, including both the neural
basis for behavior and the role of that behavior in
establishing population dynamics, community struc-
ture and ecosystem function (Zimmer and Derby
2007). Dispersal of larvae in the sea integrates over
days to months swimming abilities and physiology,
sensory abilities, feeding (and associated growth and
survival), and the ontogeny of all of these, in com-
bination with physical oceanography. The outcomes
of dispersal directly impact both demographic and
genetic population connectivity, and affects species
composition and interactions in demersal ecosys-
tems. In this overlap of disciplines, dispersal of
larvae is a good example of what neuroecology
seeks to address.
We assess current knowledge of the ontogeny of
sensory abilities in larval fishes, with emphasis on
those used for orientation that is relevant to dispers-
al: sound, sight and smell. We also aim to point out
particular gaps and to stimulate further research.
Our focus is on teleost fishes that live as adults in
close association with the bottom with emphasis
on coral reefs. The patterns of orientation pro-
vide strong clues about the sensory systems and
cues used by larvae. During the day, larvae of
many pomacentridae damselfishes have location-
independent orientation (Leis and Carson-Ewart
2003; Leis et al. 2007), which implies the use of
location-independent stimuli, such as celestial cues
or the earth’s magnetic field. In contrast, orientation
by larvae of other species is location-dependent (Leis
and Carson-Ewart 2003), implying the use of
location-dependent cues, such as sound or dissolved
chemicals emanating from a reef or shoreline, or
wave direction.
Sound and hearing
Jacques Cousteau called his famous 1953 book about
life underwater ‘‘the Silent World’’, but the title re-
flects the limitations of the human ear underwater
rather than reality. The sea is actually a very noisy
place because sound travels so well under water
(faster and with less attenuation than in air) and
there are many sources of sound ranging from break-
ing waves to singing whales. In particular, many
underwater habitats such as reefs are the source of
a wide variety of physically and biologically generat-
ed sounds from infrasound to ultrasound; these
sounds are location-dependent. Further, the spread
of sound is essentially independent of currents, so
it spreads in all directions from a source. It is there-
fore an ideal cue for any animal capable of detecting
it. The ‘‘soundscapes’’ associated with different hab-
itats are significantly different (Kennedy et al. 2010;
Radford et al. 2010a) which opens the possibility that
larvae may be able to detect these differences and
find specific habitats using sound. Not only do un-
derwater soundscapes vary spatially, they also vary
temporally, with strong diel, lunar and seasonal dif-
ferences in quantity and quality of sound (Cato 1978;
Cato 1992; McCauley and Cato 2000). These tempo-
ral variations may provide larvae with information
on the appropriate time to approach or avoid a
site for settlement, but they may also make it
harder for a larva to detect it.
Fish have well-developed ears, although there is
little external manifestation of them. Each fish ear
contains three otoliths (ear stones) in contact with
pads of sensory hair cells. The otolith is primarily
calcium carbonate, so is much denser than the rest
of the fish. Hence, when sound induces movement,
the fish itself moves differently from the otolith, and
the hair cells are stimulated. These, in turn stimulate
the auditory nerve. Larval fishes have otoliths within
a day or two of hatching, and as detailed below, they
can hear for much, if not all, of their PLD. This has
been determined by several approaches: Observation
of behavior of larvae in the field, use of electrophys-
iological techniques in the laboratory, and measure-
ment of responses of heart-rate to sound in the
laboratory. A detailed examination of hearing in
fishes is presented by Popper et al. (2003) and
Higgs et al. (2006), but it is worth noting the
caveat of Montgomery et al. (2006) that there may
be undiscovered means of hearing.
There is no consensus on the role of the gas-filled
swim bladder in so-called ‘‘hearing generalists’’, i.e.,
fish without a mechanical connection between the
swim bladder and the ear (Popper et al. 2003).
Such species constitute the large majority of demersal
teleost fishes. Sound pressure waves cause the swim-
bladder to vibrate and thus induce particle motion.
Some investigators argue such motion is detected by
the combination of otolith and hair cells in the ear,
whereas others point out that experimental deflation
of the swim bladder does not always lead to a de-
crease in sensitivity, contrary to expectations if the
swim bladder were involved in hearing (Yan et al.
2000; Lugi et al. 2003).
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The lateral-line system is generally considered not
to be involved in hearing; rather, it detects vibrations
in the ‘‘near-field’’, or within a few body lengths of
the fish (Popper et al. 2003). However, if
sound-induced vibration of the swim bladder is de-
tectable by the ear, it may also be detectable by the
hair cells of the lateral line, even without a latero-
physic connection, a possibility that has not yet been
evaluated.
In a field experiment, settlement-stage pomacen-
tridae larvae changed their behavior in the presence
of broadcast reef sounds, and behaved differently
when reef sounds were broadcast than when a mix
of pure tones (a white noise) was broadcast (Leis
et al. 2002). This study confirmed that fish larvae
could hear and that they could distinguish a
biologically-generated sound with ecological signifi-
cance from an ecologically meaningless, artificial
sound. In fact, the larvae seemed to ignore the
white noise, although it was within the frequency
range that fish can detect.
The electrophysiological technique, auditory brain-
stem response (ABR), can determine what frequen-
cies and intensities of sound are detected by fishes,
and results are typically shown as ‘‘audiograms’’
(Higgs et al. 2006). For each frequency, audiograms
depict the lowest intensity (in decibels) that provides
an ABR response from a fish under test (for brevity,
we use decibels here, but all values are in fact deci-
bels re 1 mPa as is the convention for underwater
sound). Audiograms for larval marine fishes have
now been published for at least 12 demersal species
from six families of perciform fishes (Egner and
Mann 2005; Wright et al. 2005, 2008, 2010, 2011).
Typically, these show greatest sensitivity at low fre-
quencies (100 Hz), a second area of increased sensi-
tivity at 500–700 Hz, and a substantial decrease in
sensitivity at above 1000 Hz. So, the most relevant
sounds for larval fishes are apparently those between
100 and 1000 Hz. Sensitivity differed significantly
among larvae of different species; within families,
reef-associated species had more sensitive hearing
than did nonreef species (Wright et al. 2011).
Audiograms from ABR usually depict hearing that
is 10–30 dB less sensitive than hearing measured by
behavioral means, usually conditioning (Gorga et al.
1988; Kojima et al. 2005). The reasons for this ‘‘ABR
gap’’ are not entirely clear. It could be related to the
fact that ABR uses very short bursts of pure tones,
whereas behavioral conditioning tends to use sounds
of longer duration (D. Cato, personal communica-
tion), or it is possible that ABR is insufficiently sen-
sitive to detect very small nerve impulses (D. Higgs,
personal communication). Montgomery et al. (2006)
suggest the reason for the ABR gap is that ‘‘electro-
physiology typically relies on the response properties
of single nerve fibres, whereas the central nervous
system has access to a population of inputs and
can improve signal detection through ensemble av-
eraging’’. Regardless of the reason, it may be neces-
sary to ‘‘correct’’ ABR data by 10–30 dB, although
the lack of behaviorally-derived audiograms for
larvae of any marine fish makes determining the ap-
propriate magnitude of the correction problematical.
Further, any correction may vary among species or
ontogenetic stages. No behavior-based audiograms
for fish larvae exist, because by the time one can
train a fish larva via conventional conditioning tech-
niques, it will likely no longer be a larva, but rather a
metamorphosed juvenile. This also explains the em-
phasis on electrophysiological methods.
The measurements of hearing ability discussed so
far, were conducted on larvae ready to settle i.e.,
larvae of �15–25 mm in standard length (SL). It is
important to know when larvae can hear and how
hearing ability changes during development, yet mea-
suring hearing in smaller larvae is particularly diffi-
cult. To date, only one study has examined hearing
in larvae of marine demersal species smaller (and
younger) than settlement stage. Use of ABR technol-
ogy showed that larvae as small as could be tested
(ca 9 mm) responded to sound, and their audio-
grams were of similar shape to those of conspecific
settlement-stage larvae (Wright et al. 2011). As ex-
pected, hearing of smaller larvae was less sensitive
than that of larger larvae, by as much as 25 dB,
and in some species, the smaller larvae could not
hear the higher frequencies tested. For example, in
the serranid Epinephelus coioides, the maximum fre-
quency that elicited an ABR response increased from
600 Hz in larvae 9–13 mm SL to 2000 Hz in larvae
of 24–28 mm SL. Hearing sensitivity for 100 Hz
increased at a rate of 0.6–3.2 dB/mm increase in
size (mean¼ 1.48, SE¼ 0.59) in the four marine spe-
cies tested (families Carangidae, Polynemidae and
Serranidae). This unique study provides the only in-
formation on the development of hearing abilities in
larvae of marine fishes.
Using a different approach, Simpson et al. (2005b)
demonstrated a response to sound by embryos inside
the demersal eggs of a damselfish (Pomacentridae).
They noted an increase in heart rate when sounds
were played to the embryos. Whether this is hearing
in the normal sense is questionable, but it is clear
that sounds were detected by the embryos. This
result implies that fish larvae may be able to hear
for the entire PLD, and possibly before they hatch.
The latter opens up the possibility of acoustic
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imprinting—settlement-stage larvae may learn, and
later home in on, a natal acoustic signature in
much the same way as salmon home on an olfactory
signature of a natal stream. This possibility is
strengthened by the finding that settlement-stage
larvae of reef-fish are influenced by, and can retain
information from, recent acoustic experiences
(Simpson et al. 2010).
It is clear that fish larvae of several families of
tropical, perciform fishes can hear, but ability to
hear is only part of the story. To be detectable, a
sound must not only be within a certain frequency
range and of a minimum strength, but it must also
be louder than background ‘‘noise’’ within that fre-
quency range, which underwater can be considerable.
Many considerations of hearing in larval fishes
ignore this fact. Further, the ability to hear a
sound does not necessarily mean that a larva will
respond to the sound. There are likely to be ontoge-
netic factors involved in whether a larva responds
and, as detailed below, there are also temporal fac-
tors (perhaps lunar or diel) that influence the re-
sponse both qualitatively and quantitatively.
Field experiments have demonstrated that
settlement-stage larvae can use hearing for orienta-
tion and can find the source of the sound (localiza-
tion) (reviewed by Montgomery et al. 2006;
Arvedlund and Kavanagh 2009). The evidence
comes from three types of field approaches: (1)
Light-traps that broadcast sounds, (2) patch reefs
that broadcast sounds, and (3) binary-choice
chambers.
The first typically involves comparing catches of
larvae at night from light-traps with and without
speakers broadcasting what are thought to be
biologically-relevant sounds (usually recordings of
reef noises). In most cases and for larvae of most
demersal taxa tested, the ‘‘noisy’’ light traps captured
more larvae than did the silent ones (Tolimieri et al.
2000; Leis et al. 2003; Simpson et al. 2004), demon-
strating an attraction to sound, although alternative
interpretations of the results have been offered (e.g.,
Higgs 2005). These studies demonstrated the attrac-
tiveness of reef sounds to a wide range of tropical
species, and to a temperate species of tripterygiid
blenny, again mostly Perciform taxa, but including
some Tetradontiform species. Montgomery et al.
(2006) noted that although these field experiments
demonstrated an attraction to sound, they did not
determine if the larvae are able to sort out the 180o
ambiguity inherent in the problem of localizing a
source of sound. That is, half the larvae may have
swum away from the sound source, even if the other
half swam toward it and contributed to the higher
catches. Papers by Simpson et al. (2005a, 2008) used
a similar protocol with similar results, but instead of
light-traps, used patch reefs upon which larvae can
settle. This approach disposes of Higgs’ alternative
interpretation of the results from light-traps as no
lights were involved. In contrast, one light-trap
study found that larvae of six families of reef
fishes, most of which had been attracted by reef
sounds in previous work, were captured in larger
numbers by the silent light-traps (Heenan et al.
2008). This study confirms that settlement-stage
larvae can hear, but the authors could only speculate
about why larvae might have avoided the reef sounds
they broadcast. Clearly, we do not fully understand
the role of reef sounds in the settlement of reef-fish
larvae.
The actual frequencies to which the larvae respond
are unclear. One of the patch-reef studies (Simpson
et al. 2008) contrasted the attractiveness of
‘‘high-frequency’’ reef sounds (570–2000 Hz) to
‘‘low-frequency’’ reef sounds (5570 Hz), and found
most reef-fish families tested settled in higher num-
bers with high-frequency sounds. Combined with re-
sults of the ABR studies that showed larval-fish had
poor sensitivity to frequencies 41000 Hz, these re-
sults indicate that sounds between 570 and 1000 Hz
are likely to be the most attractive to settlement-stage
fish larvae.
A final class of studies, in contrast, clearly dem-
onstrated that larvae can resolve the 180o ambiguity
and truly localize the direction to a sound source,
and swim toward it. These studies utilize binary-
choice chambers, a linear arrangement of three seg-
ments with constricted return passages between
them. One end of the chamber points toward a
sound source (a reef or a speaker), while the other
end points away from the source. Larvae are intro-
duced into the central segment, and the chamber is
subsequently checked to see whether larvae have
moved from the central segment, and in which di-
rection. The initial study of this sort used a reef as
the ‘‘test target’’ and found that larvae of the two
tested families (Pomacentridae and Apogonidae)
swam toward the reef at night (Stobutzki and
Bellwood 1998). Stobutzki and Bellwood (1998)
argued that sound was the reef-based cue likely to
have been responsible for their results, but could not
demonstrate this as the reef was the source of other
cues as well. Subsequent work with binary-choice
chambers used a speaker to broadcast reef sounds,
and the taxa used were tripterygiids or pomacentrids
(Tolimieri et al. 2002; Tolimieri et al. 2004; Leis and
Lockett 2005). All three studies found that larvae
moved toward the sound at night, in contrast to
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daytime, when larvae either moved away from the
sound or had no preference, thus clearly demonstrat-
ing the localization of underwater sound, and a diel
change in sound-related behavior. However, not all
pomacentridae species made a significant choice at
night in the study that looked at individual species
(Leis and Lockett 2005)—the other studies analyzed
results at the familial level. Unfortunately, no exper-
iments have attempted to assess ontogenetic influ-
ences on localization of sound, and it is likely that
both the ability to respond to sound and the moti-
vation to do so have a strong ontogenetic
component.
These field experiments show clearly that larval
fishes, like adult fishes, can localize underwater
sound sources, but how larvae, or even adult fish,
do this is unclear, although several possibilities
have been put forward. As noted by Higgs et al.
(2006), the acoustic cues used by terrestrial verte-
brates for localization of sound (acoustic differences
in timing and intensity, and pinna filtering) do not
apply to fishes. This is because the small distance
between the left and right ears in fishes (particularly
larvae) and the very high speed of sound underwater,
result in minimal binaural differences in fishes; also
fishes lack external ears for filtering by the pinna.
The most often mentioned means by which fish
larvae might be able to localize a sound source in-
volves the differential orientation of the pads of hair
cells in the ear—these are inherently directional in
their response to otolith movement, so, if they are
orientated differently, there is potential for detecting
direction of a sound source. Unfortunately, when
does the hair-cell orientation develop in larvae of
marine fishes is unknown (Higgs 2005). A study of
the structural development of the ear of larval
marine fishes may provide important clues about
the means and the ontogeny of the ability to localize
sound. For example, Gagliano et al. (2008) reported
evidence suggesting that pomacentridae larvae with
left–right asymmetry in otolith shape had lower sur-
vival and greater difficulty in detecting suitable hab-
itats for settlement than did larvae with symmetrical
otoliths, presumably because they would not have
been as able to localize reef sounds. Some models
for sound localization involve comparing sensory
inputs from the particle motion (assumed to be the
salient cue for otolithic hearing) and the pressure
induced by sound waves moving through water
(Higgs et al. 2006). It is frequently argued that the
gas bladder found in most fishes (including the
larvae of taxa in which it is absent in adults, e.g.,
tripterygiids and gobiids) is involved, particularly in
the context of converting pressure to particle motion,
and that fish can resolve the previously mentioned
180o ambiguity by comparing sound reradiated from
the swim bladder with sound directly reaching the
inner ear. If the swim bladder is involved in hearing,
sensitivity should decrease if the swim bladder is de-
flated. Yet, the expected decrease does not occur in
all fish species (Yan et al. 2000; Lugi et al. 2003),
raising questions about the role of the swim bladder
in hearing. An alternative model for localization in-
volves comparing inputs from the left and right ears
via interconnections of nerves in the dorsal zone of
the descending octaval nucleus of the brain
(Edds-Walton and Fay 2002). In part, this model
relies on the fact that the auditory organs on the
left side of the head are not parallel to those on
the right side. In contrast, Sand (2002) argued that
a fish need not be able to localize the source of a
sound from a distance, but instead, can be ‘‘guided’’
to it if the fish can maintain a constant angle be-
tween its body axis and the axis of the particle
motion. Opportunities for research in this area are
many.
A very important issue when considering the role
that behavior of larvae may play in dispersal is the
distance over which a larva can detect a sound cue.
This has been the subject of some debate. Most at-
tempts to answer this question have been theoretical
rather than experimental, and based on the assump-
tions that sound emanates from a point source and
that it spreads in an idealized way, either spherically
or cylindrically. These attempts have used ABR au-
diograms which, as noted above, is made problem-
atical by the ‘‘behavioral correction’’ issue. Egner and
Mann (2005) used ABR data from postsettlement
pomacentridae juveniles and assumed spherical
spreading of sound to estimate that a reef in the
Great Barrier Reef could be heard by larvae from
no more than 1 km. Mann et al. (2007) extended
the argument and concluded, based on the hearing
ability of an adult eleotrid that detection of reef
sounds by larvae 41 km from the reef was unlikely.
These attempts used uncorrected ABR data in their
calculations. Wright et al. (2005, 2008, 2010) took a
similar approach, but attempted to correct the ABR
data, and concluded that pomacentridae, serranid
and lutjanid larvae would be capable of detecting
sounds from a reef 5–6 km away. However, all
these attempts made the unrealistic assumptions
that a reef is a point source for sound, and that
sound spreads spherically. By examining the ratio
of sound levels at varying distances from the
source expected under spherical and cylindrical
models of sound spreading, Wright et al. (2011),
avoided many problematical assumptions and
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concluded that detection ranges increased ontogenet-
ically 1.5–10 times with spherical spreading, and an
impressive 2.4–100 times assuming cylindrical
spreading. Reefs, however, actually constitute a wall
of sound, rather than a point source, and because of
this, sound levels remain relatively constant within a
radius about equal to the length of the reef wall of
sound, after which cylindrical spreading seems to
apply, at least in relatively shallow water (Radford
et al. 2010b; D. Cato, personal communication).
This means that reef sounds should be detectable
by larvae from greater distances than had been
thought previously, and that large reefs should be
detectable from a greater range than small ones. It
also means that attempts to calculate the distance
from which sound from a reef can be detected, or
to depict changes in sound strength with distance
from a point source like a speaker (Leis et al.
2002), are unlikely to be relevant to sound emanat-
ing from a reef wall of sound.
The oceans are becoming increasingly noisy from
anthropogenic sound (Malakoff 2010). This increase
in background noise must make it increasingly diffi-
cult for marine animals to detect sounds generated
by conspecifics, or environmental sounds used for
orientation, because such sound cues may be insuf-
ficiently above background to be detected. Such
masking has until now been primarily of concern
for communication between marine mammals
(Clark et al. 2009) but, if fish larvae do use sound
to find settlement habitat, anthropogenic noise pol-
lution may potentially reduce recruitment of larvae
to reefs (Simpson et al. 2005a, 2008). Similarly, if
biogenic sound from a reef is used for orientation
by larvae, such sounds may be greatly decreased by
overfishing, coral-bleaching or the other means
whereby humans are damaging reef ecosystems.
This, too, has the potential to decrease recruitment
to reefs. On the positive side, it may be possible for
managers to broadcast reef sound to attract larvae to
damaged reefs (Simpson et al. 2008).
We have a greater empirical understanding of the
hearing abilities of larval fishes in a neuroecological
context than for any other sensory modality, yet
there are still huge gaps. To date, research, especially
field work, has concentrated on one family of reef
fishes—the Pomacentridae. We have little idea of
how hearing abilities of larvae in other families, let
alone orders other than Perciformes, compare. The
large majority of the field work on hearing in fish
larvae has been done at one location: Lizard Island
on the Great Barrier Reef. Is this location represen-
tative of what happens elsewhere? We do not fully
comprehend how fishes (adult or larval) localize
sources of sound, and this impedes our ability to
understand if, or how, larvae use sound to find
sites for settlement. No field experiments have
tested whether the intensity of sound detected by a
fish larva will influence its orientation. For example,
is a larva that is near its limits of acoustic detection
for reef sounds as likely to swim toward that reef as a
larva located much closer to a reef? Are there unsus-
pected sound receptors or transmitters that allow
larvae to use sound in ways we currently do not
think possible?
In the 1990s, when one of us first began to
wonder if fish larvae could use sounds from reefs
to find appropriate sites for settlement, he was ad-
vised by a physiologist to read a text book on fishes
in order to find out why this would not be possible.
Fish larvae continue to surprise us with their capa-
bilities and the way they do things. We should not
let theoretical arguments about the function of sen-
sory systems we do not fully understand deter us
from directly investigating just what these little
fishes can do. It is clear that we do not yet fully
understand how hearing works in fishes, and there
may be surprises in store as we try to find out. Nor
should we restrict our attention to fishes.
Crustaceans can respond to sounds (e.g., Lovell
et al. 2005) and larvae of marine crustaceans react
to sound in ways that indicate they, too, may be able
to use sound as a sensory cue for orientation
(Stanley et al. 2010).
Chemical signals and olfaction
Marine waters vary strongly in chemical composition
on both large and small spatial scales. Multiple
sources of chemical cues potentially used for naviga-
tional information by larvae exist in the seemingly
featureless pelagic environment (Kingsford et al.
2002). Controlled by physics, chemistry and biology,
chemical signals have a restricted lifetime. Once re-
leased into the environment, signals decline below
detectable levels due to mixing, diffusion, absorption,
photolysis, chemical transformation, and their uptake
and breakdown by organisms (Atema 1995). Thus,
olfactory cues are location-dependent. Temporal
scales tend to follow spatial scales, with small mole-
cules dissipating quickly as a result of molecular dif-
fusion, while larger molecules or compounds released
from a larger source can remain for days, weeks, or
months (e.g., an oil slick from a whale carcass, ter-
restrial runoff during a wet season) (Atema 1995).
This has been demonstrated in field studies in which
fish larvae in a current chose upstream sites for
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settlement and ignored downstream sites (Elliott
et al. 1995; Lecchini et al. 2005).
Longevity and temporal patterns of signals are im-
portant aspects in use of chemical signals by larval
fishes. The speed at which larvae can recognize sig-
nals and process information depends on the fre-
quency of encounter with the patches of chemicals
and the concentration of the chemical cue
(Vergassola et al. 2007). In order to detect chemical
signals, larval olfactory receptors must recognize
them against the background of other chemical com-
pounds present in the water column. Recognition of
signals is a complex process requiring larvae to have
not only specificity and diversity in receptors, but
also ability to recognize intensity and time-course
of signals being detected; this would allow a receptor
to distinguish between a true signal and background
molecules (Atema 1995). The receptor organ deter-
mines, which chemicals will be detected and pro-
cessed as useful information, compared to those
ignored as background odors. As a result, the same
suite of dissolved chemicals can provide different in-
formation for different species due to differences in
the fine-tuning of the olfactory receptors.
In larval fishes, the olfactory system functions by
binding the odorant substance to a receptor in the
olfactory epithelium. The epithelium then relays the
information to the central nervous system (Hino
et al. 2009). The degree of olfactory discrimination
fish are able to process is high. In most teleosts, the
olfactory epithelium lies in a pit that opens to the
external environment via the incurrent nare, with
water exiting through the excurrent nare. Water con-
taining an olfactory stimulus is taken through the
incurrent nare and released via the excurrent nare
in distinct pulses that correlate to jaw movements
(Atema et al. 2002). The olfactory epithelium con-
tains several types of cells, but only three are consid-
ered to be receptors: (1) Ciliated receptor cells, (2)
mircovillous receptor cells, and (3) crypt cells.
Thommesen (1983) provided evidence that in adult
salmonoid fishes, microvillous cells are specific to
amino acid recognition whereas ciliated receptor
cells are specific to bile salts. A correlation between
density of receptor cells and olfactory acuity in larval
fishes has not been experimentally confirmed (Zeiske
et al. 1992), but it is plausible to assume that a
higher density of receptor cells is correlated with a
higher olfactory ability (Lara 2008). Due to the small
size of larval fishes, no lesion experiments have been
conducted to determine whether responses to odors
are based on olfaction rather than on taste. The fully
developed olfactory system found in most larval
coral-reef fish at settlement suggests that selection
of settlement sites would be mitigated by olfac-
tion rather than gustation which has been experi-
mentally shown in adult fish to be used primarily
in food detection and in assessing palatability
(Atema 1980).
Unlike the wave-like transmission of auditory and
visual signals, chemical signals disperse through the
environment by molecular diffusion and advection.
The factors influencing the distribution of chemical
stimuli vary both spatially and temporally (Atema
1988). At small spatial scales (less than millimeters)
and for brief periods (seconds), passive diffusion
governs dispersal; however, at larger scales, dispersal
of a chemical cue requires fluid motion, and is
current-dependent. Although diffusion gradients are
largely predictable, the behavior of chemical stimuli
in currents is less so (Atema 1988). Variation in the
concentration of chemical cues has the potential to
influence the number of larvae that successfully
settle. This variation may be temporal (e.g., between
years or seasons), or caused by stochastic events
(such as storms), or spatial, and it will also have a
species-dependent component depending on the bi-
ology of the organisms releasing odors.
Because the distribution of chemical cues is de-
pendent on movement of water, oceanographic fea-
tures such as currents, upwelling, and tides will not
only influence the concentrations of chemical stimuli
but also the directional information that the chemi-
cals provide, as well as, differences in temperature
and salinity, oceanographic features are likely to con-
tain unique chemical signatures that include
by-products of organisms (nutrients, amino acids
and monosaccharides) and the lipids and proteins
arising from decomposition (Kingsford et al. 2002).
The odor cues from the organisms that characterize
specific communities can be distributed via oceano-
graphic features. For example, the lagoons of coral
reefs contain high concentrations of mucous and dis-
solved organic compounds from corals and other
associated organisms (Davies and Hughes 1983).
This material can be transported out of the lagoon
in turbid plumes that are tens of meters–kilometers
long (Booth et al. 2000). Atema et al. (2002) sug-
gested that in larval apogonids, the recognition and
preference for odors emanating from lagoons, could
be used to retain the larvae within a reef’s tidal
odors, or olfactory halo during the PLD. It is also
plausible that larval reef fish use chemical gradients
of lagoon odor to locate reefs for settlement.
Wolanski (1994) demonstrated that ebb-tide waters
from the continental shelf of the Great Barrier Reef
and lagoons in other coral reef systems may generate
gradients in chemical concentration that larvae in the
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Coral sea may detect and to which they may behav-
iorally respond. Plumes generated by rivers and es-
tuaries may also produce a clear chemical signature
to which larvae may respond. These features may
disperse kilometers and even tens of kilometers
into mainstream currents (Grimes and Kingsford
1996).
The exact mechanism used by larvae for orienta-
tion or settlement-site selection with olfactory cues is
unknown, especially whilst in the pelagic environ-
ment where there are few features to assist in orien-
tation. As olfactory cues are current-dependent,
locating the source of a cue would require movement
upstream. In terrestrial systems and in shallow aquat-
ic systems the earth’s surface can be used as a refer-
ence, providing directional information and
simplifying the search for an upstream source of a
cue. In contrast, it is difficult for a larva in the pe-
lagic environment to determine it is even in a cur-
rent, let alone which direction is upstream, without
an external reference (e.g., a view of the bottom, or
the ability to detect the earth’s magnetic field). This
makes location of the source of any odor more chal-
lenging for a pelagic animal than for one living in
shallow water. Most experiments on orientation of
larval fish using olfactory cues have taken place in
shallow water over a reef or in the laboratory, and
may not be particularly relevant to orientation in the
pelagic environment. Concentration gradients have
been identified as a plausible means of navigating
through the environment. Odor plumes do not pro-
duce simple concentration gradients; instead they are
turbulent and extremely patchy (Moore and Atema
1991). However, the detection of a particular odor
might trigger changes in behavior, for example a
change in speed or in search pattern that could in-
crease the likelihood of encountering the source of
the odor without tracking a gradient or swimming
upstream.
Most marine organisms are thought to use a com-
bination of chemical information and flow to locate
distant sources of odors. A great deal of research on
tracking plumes has been conducted on marine in-
vertebrates and elasmobranchs. Sharks use chemotro-
potaxis, tracking plumes by comparing gradients in
chemical concentration through their bilateral olfac-
tory receptors (Sheldon 1911; Fraenkel and Gunn
1940), chemically stimulated rheotaxis, i.e., the reac-
tion to swim upstream regardless of the actual loca-
tion of the odor (Hodgson and Mathewson 1971),
and the inability to locate an odor source in stagnant
water (Kleerekoper et al. 1975) have all been
recorded. Gardiner and Atema (2007) showed the
importance of other senses in conjunction with the
olfactory stimulus in the location of sources. To
locate a food source, the smooth dogfish shark,
Mustelus canis, requires the lateral line to detect
flow fields, and olfactory sensors. Although no sim-
ilar mechanisms for orientation have been discovered
in larval fishes, it is likely that the same principles
apply, and that a suite of cues are required for
orientation.
Alternatively, the use of ‘‘infotaxis’’ has been sug-
gested as a means of tracking odors in dilute, patchy
media, where there would be infrequent, sporadic
encounters with the odor cue followed by no detect-
able signal (Vergassola et al. 2007). Vergassola et al.
(2007) developed an algorithm that explains how or-
ganisms may locate sources in dilute media or when
signals are weak. In this type of search pattern, in-
formation plays the same role that concentration
plays in chemotaxis. The searcher uses the history
of its encounters with odors to make informed de-
cisions on the direction to move. The searcher
chooses the direction of movement that locally max-
imizes the rate of information to be gained. Patterns
produced are similar to those naturally shown in
moths and birds, but the context of the search pat-
tern can be applied more broadly to any olfactory
search situation in which the demands of exploring
the environment and maximizing the information
received need to be balanced. This is clearly the
case in the settling of larval fish which have a
finite time in the pelagic environment.
Larval fishes possess the necessary sensory organs
for chemotaxis and behave in ways indicating that
chemotaxis is used for orientation. Traditionally,
olfactory cues were thought to provide information
on a micro-habitat (millimeters–meters) settlement
selection scale (Kingsford et al. 2002). These cues
play an important role for larval fish in the recogni-
tion of microhabitats for settlement (Sweatman 1983;
Elliott et al. 1995; Atema et al. 2002), of food
(Dempsey 1978; Knutsen 1992; Døving et al. 1994;
Batty and Hoyt 1995; Kolkovski et al. 1997), of con-
specifics (Sweatman 1983, Sweatman 1988, Ben-Tzvi
et al. 2010) and of chemical cues associated with
recognition of predators (Dixson et al. 2010).
Sweatman (1988) showed that not only are damsel-
fish, Dascyllus aruanus, attracted to the olfactory cues
of conspecifics, but that other species use chemical
cues to avoid settlement sites occupied by
D. aruanus. Chromis viridis choose settlement sites
based on the olfactory cues of corals known to
have positive settlement histories, indicating that se-
lection of settlement sites could be based on
water-borne cues originating from the coral itself,
and that these varied among individual coral
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colonies (Ben-Tzvi et al. 2010). Microhabitat selec-
tion in anemonefishes is well established; larvae are
attracted to species-specific anemone odor (Elliott
et al. 1995; Arvedlund and Nielsen 1996; Arvedlund
et al. 1999; Dixson et al. 2008). A field experiment
with C. viridis larvae suggested that larvae 4.8 m from
potential settlement sites relied more on olfactory
cues for selecting a coral patch upon which to
settle, than did larvae at smaller distances (Lecchini
et al. 2005).
Settlement habitats are often characterized by spe-
cific organisms. For example, corals characterize
coral reefs; like-wise seagrasses for seagrass beds.
Due to differences in characteristic organisms, it is
likely that specific chemical signatures of habitat
types could allow the detection of chemical cues
for habitat recognition at distances greater than
olfactory cues are traditionally expected to be
useful (Kingsford et al. 2002). Arvedlund and
Takemura (2006) found that not only do
settlement-stage spangled emperor fish, Lethrinus
nebulosus, possess the necessary sensory-organ mor-
phology for using olfactory cues in selection of set-
tlement sites, but laboratory-based behavioral tests
confirmed that olfactory cues were used by these
larvae to choose seagrass beds rather than rubble.
Apogonid larvae in a choice chamber were attracted
to the olfactory cues of the location (lagoon water or
ocean water) to which they were acclimated (Atema
et al. 2002), which suggests that once settlement
stage is reached larvae may be able to return to
natal reefs by actively remaining within the reef-odor
plume. Both apogonid and pomacentrid larvae could
distinguish between chemical cues in water from the
reef where they were collected from, cues in water
from other reefs within a 10 km radius of the
‘‘home’’ reef (Gerlach et al. 2007). This indicates
that chemical cues may be useful for settlement on
a much larger scale than previously expected, with
reefs themselves showing distinct chemical signatures
to which larvae can recognize and respond. Further,
evidence for reef-based signatures was provided by
choice-chamber experiments demonstrating that
newly settled anemonefish, Amphiprion percula
could distinguish between the reefs upon which
they settled from other reefs where suitable habitat
was present (Dixson et al. 2008). In addition, juve-
nile A. percula, which are closely associated with reefs
on vegetated off-shore islands in Papua New Guinea,
used olfactory cues produced by the islands to iden-
tify potential settlement sites (Dixson et al. 2008);
they were able to distinguish water from reefs
which surround islands, from water from reefs
where no islands were present. Islands themselves
are a potential source of many olfactory water-borne
cues that would not emanate from reefs without is-
lands. Elevated concentrations of organic material
from the lush tropical rainforest vegetation on the
islands could extend some distance, and naive larval
A. percula strongly and positively responded to the
olfactory cues produced by terrestrial vegetation
(Dixson et al. 2008). This research provides further
evidence that olfactory cues are potentially useful in
identification of settlement sites at distances greater
than previously expected.
Although olfactory capabilities during the latter
portion of the larval phase have been researched in
laboratory settings (Arvedlund et al. 1999; Atema
et al. 2002; Wright et al. 2005; Arvedlund and
Takemura 2006; Gerlach et al. 2007; Wright et al.
2008; Dixson et al. 2010), few studies have been con-
ducted in the field (Sweatman 1988; Elliott et al.
1995, Lecchini et al. 2005; Ben-Tzvi et al. 2010).
Sensory information available to larvae for behavioral
choices, such as the specific chemical cues or the
concentrations of them required for larvae to recog-
nize and respond is poorly understood. Fish larvae
are fragile, and only a limited number of marine fish
species can be reared in captivity, so research has
concentrated on the latter part of the larval period.
It is clear that late-stage larvae of a few species have
well-developed olfactory systems capable of distin-
guishing between different associated habitats (e.g.,
live coral, conspecifics, and symbionts) and that
this does influence the location of their final settle-
ment site. Little research has been conducted on che-
motaxis throughout the entire larval stage; the small
amount that has examined early larvae has tended to
document morphological development (Arvedlund
et al. 1999; Lara 2008) rather than behavior and abil-
ity. The development of the olfactory system of 14
species of parrotfishes (Scaridae) and wrasses
(Labridae) have been described (Lara 2008).
Settlement-stage scarids had incomplete formation
of the olfactory pit and low density of receptor
cells, whereas all labrid species examined had com-
plete and well developed olfactory organs at settle-
ment (Lara 2008). This morphological variation has
not been correlated with olfactory ability or behav-
ior. In the only study on the behavioral response of
newly hatched larvae of coral-reef fish larvae to an
olfactory cue, newly hatched A. percula larvae in a
two-channel choice-chamber were capable of innate
recognition of predators through olfactory cues alone
(Dixson et al. 2010). This demonstrates that use of
olfactory cues is likely throughout the entire pelagic
larval stage, at least for species that hatch relatively
well-developed from demersal eggs. However,
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additional research is required to identify the chem-
ical cues used and the behavioral responses that their
recognition generates. Larvae from pelagic eggs are
generally less developed at hatching, and might not
have functioning olfactory systems soon after hatch-
ing. As the larvae of demersal fishes are in the water
column from weeks to months, a full understanding
of marine connectivity will not be achieved until re-
searchers consider the ontogeny of olfactory abilities
throughout the larval period.
Variation in the presence and concentrations of
chemical stimuli and the likelihood that natal envi-
ronments have unique chemical signatures could
allow pre-settlement larvae to use chemical cues to
find specific habitats. Although, never proven in
coral reef systems, the use of chemical cues in rec-
ognition of natal settlement sites has been suggested,
particularly if a greater proportion of recruits return
to natal reefs than would be expected if larvae were
passively drifting (Jones et al. 2005; Almany et al.
2007). Recognition of natal settlement sites through
olfactory cues requires larvae to imprint on the odor
associated with their natal reefs. Chemical imprinting
by anemonefish in the laboratory fulfils all of the
requirements for ecological imprinting (Arvedlund
et al. 1999); however, this mechanism of learning
has not been demonstrated to occur in the sea. For
imprinting to occur, the ‘‘sensitive phase’’ would
need to take place during the embryonic period
and to be stimulated by chemical cues diffusing
across the membrane of an egg being incubated on
the reef, or immediately after hatching, in the brief
time before larvae are exported. Settling anemonefish
larvae, A. melanopus, which had been incubated near
the anemone Entacmaea quadricolor, used olfactory
rather than visual cues to recognize anemones at set-
tlement (Arvedlund et al. 1999). Further, the larvae
significantly preferred this anemone, compared to
other host anemone species. This provides evidence
that embryos are capable of learning a chemical cue
and responding to it at a later stage (Arvedlund and
Nielsen 1996). Many fish have strong microhabitat
associations and these have a complex influence on
recruitment patterns (Sale et al. 1984; McCormick
and Makey 1997). Imprinting on chemical cues is
one mechanism which could help to explain strong
site attachments and self-recruitment in many spe-
cies. Although the possibility of imprinting on chem-
ical cues exists, the influence it plays in natural
systems remains unknown.
One of the biggest challenges in chemical ecology
is gaining comprehension of the complete chemical
picture; this includes not only the characterization of
the specific chemicals and the behavioral reaction
they induce in the larval fishes, but also an under-
standing of the ecologically relevant concentrations
at which the chemicals are useful as cues. Although
the use of olfactory cues for orientation and for lo-
cating sites for settlement is well documented in
larval fishes, in no case is it known what substance
is being used by the larvae. Further, the research thus
far has been conducted in the laboratory or in shal-
low water over reefs, and nothing is known of the
possible use of olfactory cues by larvae in the pelagic
environment where most of the larval phase takes
place.
Light and vision
Vision clearly plays a role in orientation of fish
larvae, but direct use of vision is limited by the clar-
ity of sea water to a few tens of meters, and is there-
fore not of great use for orientation at larger scales.
However, if fish larvae can utilize cues like polarized
light or a solar compass, then vision can be used for
orientation over very large scales, and the cues would
be location-independent.
Many animals use polarized light or a solar com-
pass for orientation and recent studies suggest that
such visual cues may also be used by larval damsel-
fish (e.g., Chromis atripectoralis) at a time when they
must find suitable habitat for settlement. (Leis and
Carson-Ewart 2003; C.B. Paris et al. manuscript in
preparation). This idea is supported by the fact that
juveniles of damselfishes, including the sister species
of C. atripectoralis, possess ‘‘the most complex polar-
ization sensitivity recorded for any vertebrate’’
(Hawryshyn et al. 2003). Although polarized light
will not assist larvae to locate a particular reef, it
can enable them to orient in a particular direction,
and this is helpful in counteracting a prevailing cur-
rent, or, e.g., assisting a larva in the Coral Sea to find
the Great Barrier Reef to the west. Research is re-
quired to directly examine the visual cues available to
larval fish and to determine how these cues are de-
tected and used for orientation. Here, we briefly de-
scribe the underwater light field to show what visual
cues are available to dispersing fish larvae in the
pelagic environment; then we review current knowl-
edge on polarization detection in fishes.
The underwater light spectrum is variable and de-
pends on the depth and quality (amount and type of
particulate matter and dissolved organic material) of
the water (Jerlov 1976). Attenuation of light in water
depends on wavelength-specific scattering and ab-
sorption processes. As a consequence, water acts as
a monochromator and, depending on the type of
water, light may penetrate to depths of a few to
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several 100 m (e.g., turbid waters transmit green or
even yellow light to just a few meters at most while
the clearest oceanic waters best transmit blue light to
several 100 m). However, the visibility of any object
(e.g., landmark) is limited to a maximum of tens of
meters as detection is only possible if sufficient con-
trast exists between the object and background. With
increasing distance from an object, the amount of
scattered light (veiling light) increases and thus, the
contrast between object and background decreases
until it falls below the detection threshold of the
observer (Jerlov 1976). Orientation via visual land-
mark is thus very limited underwater and most likely
not available to larval fish during their pelagic phase,
except as they approach settlement habitat.
The sun radiates unpolarized light; however,
during its passage, light becomes partially linearly
polarized due to scattering in the atmosphere and
water column, and also due to refraction at the wa-
ter’s surface (Horvath and Varju 2004; Sabbah et al.
2005). The overall polarization pattern is variable
and depends on a range of variables, such as
depth, quality of the water and, importantly, the po-
sition of the sun (Horvath and Varju 2004; Sabbah
et al. 2005; Waterman 2006). Seen from below the
water’s surface, the world above is compressed into
Snell’s window (cone with 978). As a consequence,
the overall underwater polarization pattern is com-
plex and consists, at least at relatively shallow depths,
of two components, the distorted polarization pat-
tern of the sky seen through Snell’s window and the
polarization pattern outside Snell’s window caused
by underwater scattering of sunlight. The resulting
overall polarization pattern is ubiquitous and forms
a sphere around the observer (Hawryshyn 1992).
With increasing depth, the visibility of the sky’s
polarization pattern decreases until at 10–15 m
(depending on the water quality) the two patterns
become indistinguishable (Shashar et al. 2004).
Navigation based on the sky’s polarization pattern,
well-known for terrestrial invertebrates, is thus pre-
dicted to be restricted to relatively shallow depths.
However, any animal sensitive to e-vector (electric
field component of light) orientation is potentially
able to use the overall underwater polarization pat-
tern as a sun compass even when a direct view of the
sun is obscured (for detailed reviews of underwater
polarization, see Jerlov 1976; Horvath and Varju
2004; Sabbah et al. 2005; Waterman 2006). The
depth at which larval fishes swim during their pelagic
phase depends on the species and time of day, but
the larvae of many species (e.g., damselfish) are
found at relatively shallow depths (Leis 1991) so
that orientation using sky polarization, and with a
sun compass, is possible.
Sensitivity to polarization has been shown for
adults or juveniles of several fish species of at least
three orders (e.g., Clupeiformes: Novales Flamarique
and Hawryshyn 1998; Novales Flamarique and
Harosi 2002; Perciformes: Hawryshyn et al. 2002;
Hawryshyn et al. 2003; Mussi et al. 2005; and
Salmoniformes: Kawamura et al. 1981; Hawryshyn
et al. 1990) using a range of techniques including
behavioral conditioning, electrophysiology and
innate orientation behavior. Thus, polarization sen-
sitivity is wide-spread in fishes, and given that the
retinal structures involved differ among taxa (see
below), it seems it has evolved in teleosts more
than once.
Many animals, including fishes, orient themselves
using polarization cues; however, the biological func-
tion of this behavior is largely unclear. Exceptions
are the shore-escape responses shown to be depen-
dent on polarization cues for Daphnia (Schwind
1999) and grass-shrimp (Goddard and Forward
1991). Also, there is evidence from studies of fish
migrations for the use of celestial cues for orienta-
tion. The anadromous sockeye salmon fry (Quinn
1980) and smolts (Quinn and Brannon 1982) use
both a celestial and a magnetic compass during
their fresh-water migrations. There is some evidence
for sun-compass orientation in the white bass,
Roccus chrysops (Moronidae), two species of
sunfish (Lepomis macrochirus and L. gibbosus,
Centrarchidae), and the carachid, Cheirodon pulcher
(Hasler et al. 1958; Levin et al. 1992). As mentioned
above, the swimming behavior of some reef-fish
larvae is also highly suggestive of the use of celestial
cues for orientation (Leis and Carson-Ewart 2003;
Leis et al. 2007) but, aside from salmon, the nature
of the visual cues used by the fish was not investi-
gated further.
The mechanism for detection of polarization is
well understood for invertebrates, but it is still
unclear how sensitivity to polarization is achieved
in vertebrates. At least two receptors sensitive to dif-
ferent e-vector orientations are required to detect
polarization patterns. In invertebrates, the
visual-pigment molecules responsible for the absorp-
tion of light lie parallel to each other within micro-
villi that are oriented perpendicular to incident light.
The microvilli of different photoreceptors have dif-
ferent orientations (e.g., perpendicular to each other
in the bee) and thus, sensitivity to polarization is
achieved when the signals of the different photore-
ceptors are compared and translated into different
intensities. In vertebrates, on the other hand, the
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pigment molecules appear to be oriented randomly
relative to the incident axial light so that it is unclear
how sensitivity is achieved. Three mechanisms are
currently discussed in the literature (for detailed
review see Hawryshyn 2010):
(1) The mechanism in anchovies (Engraulidae) is
best understood. Anchovies have a specialized
retina in which the disc membranes of the
cone outer segments are tilted so that mem-
brane stacks parallel the long axis of the pho-
toreceptors (Fineran and Nicol 1978). In
anchovies, bilobed and long cones (both are
maximally sensitive to 500 nm light) have mem-
brane stacks perpendicular to each other and
are sensitive to vertically and horizontally po-
larized light, respectively (for details see Novales
Flamarique and Hawryshyn 1998).
(2) Sensitivity to polarization may also be achieved
by internal reflection within double cones (red/
green sensitive) onto neighboring single cones
that are UV-sensitive, as has been suggested for
some cyprinids and salmonids (Novales
Flamarique et al. 1998). In these fishes, double
cones are arranged in a square mosaic with UV
corner cones and a blue,
polarization-insensitive, central cone.
(3) More recently, studies using microspectropho-
tometry suggested that individual cones may be
polarization-sensitive based on the tilted optical
geometry of the cones (but not rods) of coho
salmon, Onchorhynchus kisutch (Roberts et al.
2004) and goldfish, Cassius auratus
(Cyprinidae) (Roberts and Needham 2007).
Possibly, the latter two mechanisms work to-
gether in maximizing polarization contrast
(Hawryshyn 2010).
The retina of larval fish changes rapidly during
early development. At hatching, the eyes are generally
relatively undeveloped and lack visual pigment.
However, by the time ‘‘typical’’ teleost larvae feed
for the first time (�2 days after hatching) their
eyes are functional. Their retinae initially contain
cones of a single morphological photoreceptor type
(Blaxter 1986; Shand et al. 1999) with rods and other
cone types developing later, at about the time of
settlement (Evans and Fernald 1990; Shand 1993).
In spotted sandbass, Paralabrax maculatofasciatus
(Serranidae) larvae, e.g., double cones do not differ-
entiate until 14 days after hatching, or about
mid-way through the pelagic phase (Pena and
Dumas 2007). If double cones, arranged in a
square mosaic, are indeed required for sensitivity to
polarization, then it would be expected that larvae
are only able to use this cue as a compass relatively
late during their pelagic phase, which may coincide
with the start of the search for a reef to settle upon.
In salmon, ontogenetic changes take place in the dis-
tribution of retinal cells sensitive to polarized light
(Hawryshyn 2010), which serves as a warning about
the possibility of such changes in reef fishes.
Integration and future directions
In most animals, including larval marine fishes, ori-
entation depends on more than one sensory mode
(Kingsford et al. 2002). We need to move toward an
understanding of the role of all sensory modes in
orientation by larval fish, and how they might inter-
act with and complement each other. It is important
to do this for a range of larval developmental stages
and also to address the neglected areas of spatial
variation in, and social effects on, orientation. A
broad, integrated view of the role of different sensory
modalities in orientation of larval fish will lead to a
better understanding of dispersal and population
connectivity and to improved ability to model
these processes.
How does Nemo find home? Almost certainly,
marine fish larvae use a variety of cues and senses
that come into play during different portions of the
pelagic phase, and at different distances from the reef
home. Hypothetically, celestial visual cues might be
used early in development to maintain a general po-
sition or counteract an average current direction.
Reef-based sound and hearing may be used as settle-
ment competency approaches, and at greater dis-
tances from the reef, whereas dissolved scents and
olfaction might come into play after sound has as-
sisted the larva to reach the general vicinity of the
reef. It is also possible that cues and senses interact
more directly, e.g., detection of a particular scent
may induce the larva to respond to sound in a dif-
ferent way, or, in the absence of appropriate sound
cues, celestial cues may take precedence. We have
not yet begun to scratch the surface of these possible
interactions.
We have not included consideration of a magnetic
sense here simply because nothing is known about it
in larvae of marine fishes. However, as a magnetic
sense is widely distributed in fishes (e.g., rockfish,
tuna, and salmon), there is no reason to expect it
will not exist in marine fish larvae. This is clearly a
fruitful area for research.
Future research in all areas must emphasize just
how the cues that the larvae can demonstrably detect
are actually used for orientation. The fact that we are
838 J. M. Leis et al.
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not entirely sure how sound is localized by fishes in
the ocean, or how a pelagic animal can use olfaction
to locate a reef, makes it difficult to investigate these
senses in the context of orientation in larval stages.
Some priority research areas include answering the
following questions:
(1) Over what spatial scales can location-dependent
cues be detected?
(2) What taxonomic similarities and differences
exist in sensory abilities?
(3) What portion of the variety of
location-dependent and location-independent
sensory cues available in the marine environ-
ment do larvae respond to physiologically and
behaviorally and how does this change ontoge-
netically over the full period of larval
development?
(4) What level of cue strength above background
‘‘noise’’ (or smell or light) is required for de-
tectability and response?
(5) What relationships are there between structure
and function of sensory organs? Can function
be predicted by structure and state of
development?
(6) How do larvae localize sound and olfactory cues
in the pelagic environment?
(7) Does knowledge of sensory sensitivity enable
prediction of behavioral response?
(8) Do habitat-unique sounds or odors enable
homing to natal locations, and if such homing
based on location-dependent cues exists, is it
hard-wired, or capable of being imprinted? If
natal homing exists, is it present only in species
that incubate their eggs on the reef, or can it
occur in species that spawn pelagic eggs?
(9) Can field experiments test for differences in
location-independent orientation behavior of
larvae between cloudy and sunny days? This
could indicate what portions of the underwater
light field are used for orientation, and
(10) If location-independent cues are used for orien-
tation, how are they applied, and what are the
selective advantages? Further, over just what
spatial scales are these apparently location-
independent cues actually independent of
location?
At present, we know by far the most about sound
as an orientation cue for marine larval fishes, but
there are still large gaps that are important to fill.
We know a little about olfaction as a sensory cue,
mostly in shallow-water situations and at small
scales. We know almost nothing about the use of
polarized light as a cue for orientation. The use of
other cues, such as wave direction or magnetic fields
has been speculated upon, but there are no hard
data. It will be essential to test in the sea the
things learned in the laboratory, and this is especially
challenging with small organisms such as larvae that
live in pelagic environments.
Acknowledgments
We thank Chuck Derby and Dick Zimmer for invit-
ing our participation in the symposium, and sup-
porting travel. Dennis Higgs and Bruce Munday
constructively criticized portions of the manuscript,
Jackie Webb provided insightful discussions, and
Suzanne Bullock provided editorial assistance. We
also thank the National Science Foundation, Biologi-
cal Bulletin, the Society for Integrative and Com-
parative Biology and its Divisions of Neurobiology,
Animal Behavior, and Ecology and Evolution, and
the American Microscopical Society for support of
the symposium.
Funding
The Australian Museum; the Australian Research
Commission Discovery grant (DP110100695) to
J.M.L. and U.S.; National Science Foundation
grant (IOS-1036742, IOS-0614685) to C.D. Derby.
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