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ORIGINAL PAPER
Herbivory on Handroanthus ochraceus (Bignoniaceae)along a successional gradient in a tropical dry forest
Jhonathan O. Silva • Mario M. Espırito-Santo •
Geraldo A. Melo
Received: 23 August 2010 / Accepted: 16 September 2011 / Published online: 15 October 2011
� Springer Science+Business Media B.V. 2011
Abstract This study determined the temporal patterns of
herbivory on Handroanthus ochraceus (Cham.) Mattos
(Bignoniaceae) along a successional gradient in a seasonally
dry tropical forest (SDTF) in southeastern Brazil. We
assessed the diversity of free-feeding herbivore insects (sap-
suckers and leaf-chewers), leaf herbivory rates, leaf nitrogen
content, phenolic compounds, and spider abundance through
the rainy season in three different successional stages (early,
intermediate, and late). Sampling was conducted in
December, at the beginning of the rainy season (with fully
expanded young leaves), February (mid-aged leaves), and
April, at the end of rainy season (old leaves). Fifteen
reproductive trees of H. ochraceus were sampled per suc-
cessional stage in each month of sampling. Herbivore
diversity was highest in the early stage of succession, but
herbivory rates were highest in the intermediate and late
stages. This result was probably related to differences in
herbivore community composition and leaf quality across
successional stages. The highest herbivore abundance was
found in April in the early successional stage. In addition, we
found low levels of herbivory in the intermediate and late
successional stages in the second half of the rainy season.
For each successional stage, leaf nitrogen content decreased
through the rainy season, whereas the concentration of
phenolic compounds increased. For the intermediate and
late successional stages, the temporal changes that took
place as the rainy season progressed corroborated the fol-
lowing hypotheses postulated for SDTFs: (1) both the
abundance of chewing insects and herbivory rates
decreased, (2) the abundance of natural enemies (i.e., spi-
ders) increased, and (3) leaf quality decreased. These results
suggest that the described herbivory patterns are robust for
advanced successional stages (intermediate and late) of the
SDTFs, but may not apply to early successional stages of
these forests.
Keywords Chemical defenses � Deciduous forest �Herbivores � Insects � Natural regeneration
Introduction
The intensity of herbivore damage to their host plants is
influenced by many bottom-up and top-down factors
(Rhoades 1979; Mattson 1980; Price 1997; Stiling and
Moon 2005). These factors vary with time and across space
according to changes in habitat conditions, such as those
observed during ecological succession. The successional
process in tropical forests is characterized by an increase in
ecosystem structural complexity, with a reduction in the
amount of light reaching lower strata and enhanced plant
competition for soil nutrients (Davidson 1993; Poorter
et al. 2004; Pezzini et al. 2008; Madeira et al. 2009). The
availability of these resources is severely limiting to plant
metabolism, affecting the growth rates and palatability of
plants to herbivores (Mattson 1980; Bryant et al. 1983;
Coley et al. 1985; Herms and Mattson 1992).
The resource availability hypothesis (Coley et al. 1985)
predicts that plants in early successional stages, with light
Handling Editor: Gimme Walter.
J. O. Silva (&) � M. M. Espırito-Santo � G. A. Melo
Departamento de Biologia Geral, Centro de Ciencias Biologicas
e da Saude, Universidade Estadual de Montes Claros, CP 126,
Montes Claros, MG 39401-089, Brazil
e-mail: [email protected]
J. O. Silva
Departamento de Ecologia, Instituto de Ciencias Biologicas,
Universidade de Brasılia, Brasılia, DF, Brazil
123
Arthropod-Plant Interactions (2012) 6:45–57
DOI 10.1007/s11829-011-9160-5
readily available but nutrient availability low, have ele-
vated rates of carbon fixation and low investment in
chemical defenses. The hypothesis suggests that plants in
early successional stages grow faster and more easily
replace tissues lost to herbivores than their advanced suc-
cessional counterparts. This phenotypic outcome may
result from inherent differences among species (Poorter
et al. 2004) and/or plastic responses of the plants to dif-
ferent environmental conditions (Bryant et al. 1983; Coley
et al. 1985; Herms and Mattson 1992). According to pre-
dictions of the resource availability hypothesis, trees of the
same species occurring in different successional habitats
are likely to differ in their chemical defense levels and
herbivory rates, with early successional individuals suf-
fering higher damage from herbivores because of their
lower phenolic and higher nitrogen leaf content.
In addition to the effects of host plant quality change,
insect herbivore performance is also affected by modifi-
cations in forest structural complexity along the succession
(Brown and Ewel 1987; Kalacska et al. 2004; Lewinsohn
et al. 2005; Madeira et al. 2009). Advanced forest suc-
cessional stages harbor higher plant richness and more
vertical strata, providing higher niche diversity and better
microclimatic conditions (Basset et al. 2003) for both
herbivores and their natural enemies, such as parasitoids
and predators (Ernest 1989; Lewinsohn et al. 2005). Her-
bivores thus possibly suffer stronger top-down influences
in more complex, late successional habitats. Anyway, the
strength of herbivore–natural enemy interaction also
depends on intrinsic species traits (Sanders et al. 2008) and
probably varies between different insect herbivore guilds.
Though many studies have addressed herbivory patterns
along successional gradients (Ernest 1989; Davidson 1993;
Siemann et al. 1999; Gruner and Polhemus 2003), practi-
cally nothing is known about this process in seasonally dry
tropical forests (SDTFs) (Quesada et al. 2009). In this
vegetation type, most plant species lose all their leaves
during the dry season and this short lifespan may be
associated with low investment in chemical defenses and
high herbivory rates (Dirzo and Boege 2008). Some
authors have argued that the more constant selection
pressure imposed by herbivores in the perennial vegetation
of wet forests have resulted in plants in these environments
evolving stronger chemical resistance to leaf herbivory
(Stanton 1975; Dirzo and Domınguez 1995; Coley and
Barone 1996; Dirzo and Boege 2008). Other distinctive
characteristics that may affect herbivory patterns across
successional stages in SDTFs are the strong synchroniza-
tion in resource production (i.e., young tissue) and the
limited resource availability through the year (Mendonca
2001), since plants are leafless during the entire dry season
(5–6 months). Differences in the timing of leaf production
between successional stages have already been reported
(Pezzini et al. 2008) and may have profound effects on
herbivores in seasonal environments.
A consequence of the strong seasonality in leaf pro-
duction in SDTFs is that herbivory is concentrated in the
rainy season, though insect herbivore damage rates may
vary significantly during this period (Janzen 1981; Filip
et al. 1995). Several studies reported a peak of folivore
activity during the first half of the rainy season, followed
by a decrease in herbivory rates toward the end of this
period (Janzen 1981; Filip et al. 1995; Boege 2004). This
pattern is attributed to synchronization between herbivore
attack and host plant production of new, highly nutritious
tissues (Janzen and Waterman 1984; Filip et al. 1995;
Boege 2005) and to a possible temporal escape from nat-
ural enemies (Dirzo and Domınguez 1995). Some studies
demonstrated a reduction in plant water and nitrogen
content and/or an increased phenolic concentration with
leaf age as the rainy season progressed, thus reducing tissue
palatability and herbivore consumption rates (Boege 2004;
Boege 2005). Also, natural enemy abundance may lag
herbivore density, with lower predation rates early in the
rainy season, followed by an intensification of predation
rates during the second half of this season.
In this study, we investigated leaf chemistry, spider
abundance, herbivore diversity, and the level of herbivory
on Handroanthus ochraceus (Cham.) Mattos (Bignonia-
ceae) over time and across a successional gradient in a
SDTF in southeastern Brazil. The following questions were
addressed: (1) How do herbivore diversity and leaf damage
vary over time and across early, intermediate and late
successional stages? (2) How do spider abundance and leaf
chemistry change over time and across early, intermediate
and late successional stages?
Materials and methods
Study area and system
This study was conducted in the Mata Seca State Park, a
conservation unit of restricted use created in 2000 with
10,281.44 ha located in Manga, Minas Gerais, between
14�4803600–14�5605900S and 43�5501200–44�0401200W. Its
climate is considered tropical semiarid (Koppen’s classifi-
cation) and is characterized by dry winters. The average
temperature in the region is 24�C, with an average annual
precipitation of 871 mm (Antunes 1994). The original
vegetation of the park is seasonally dry tropical forests,
growing on plain and nutrient-rich soils (IEF 2000). The dry
season extends from May to October (Fig. 1) when most
trees lose 90–100% of their leaves (Pezzini et al. 2008).
About 1,525 ha of the park are covered with abandoned
pasture fields in different stages of regeneration, and the
46 J. O. Silva et al.
123
remaining area is a mosaic of secondary and primary dry
forests (IEF 2000; Madeira et al. 2009). Our samples were
taken in forest fragments categorized as early, intermedi-
ate, and late successional stages. The early successional
fragment was used as pasture for at least 20 years and
abandoned in 2000. It is characterized by herbaceous–
shrubby vegetation with sparse trees forming a discontin-
uous canopy up to four meters in height. The intermediate
successional fragment was used as pasture for an unknown
period and abandoned at the late 1980s. It has two vertical
strata: the first is composed of 10–12 m tall deciduous trees
and the second comprises a dense understory with many
young trees and abundant lianas. The late successional
fragment has no records of clear-cutting for the last
50 years (Madeira et al. 2009) and is also characterized by
two strata. The first stratum is composed of deciduous trees
that form a closed canopy 18–20 m high. The second
stratum comprises a sparse understory of low liana density.
Handroanthus ochraceus (Bignoniaceae), commonly
known in Brazil as ‘‘ipe-amarelo,’’ is a perennial species
reaching up to 20 m and found from Argentina to Mexico
(Gentry 1992). It was previously known as Tabebuia
ochracea (Cham.) (Grose and Olmstead 2007). This tree
occurs in all successional stages in the park, where it is
ranked the third species in Importance Value Index (IVI—
combines density, basal area and frequency; see Madeira
et al. 2009). In SDTF ecosystems, H. ochraceus individuals
usually flush their leaves in November (the beginning
of the rainy season), reaching full expansion in
December (Pezzini et al. 2008). Leaves fall between May
and September (dry season), and flowering and fruiting
usually occur at the end of the dry season (Pezzini et al.
2008). In the Brazilian Cerrado, some studies have been
conducted with various Handroanthus species, especially
on H. ochraceus (Ribeiro and Brown 1999; Ribeiro and
Brown 2006). However, little is known about this species
in deciduous forests, a vegetation type where it is among
the most abundant tree species (Sullivan 2000; Madeira
et al. 2009; Moreira et al. 2009). Since it occurs along the
entire successional gradient, H. ochraceus allows the
evaluation of the effects of forest succession on insect
herbivore richness and abundance and intensity of herbiv-
ory using a single host plant, eliminating possible idio-
syncrasies of multiple host species comparisons.
Arthropod and leaf sampling
Sampling was initiated at the beginning of the rainy season,
in December 2007, when leaves were newly formed, fol-
lowed by collections in February and April, representing
the middle and the end of the rainy season, respectively. In
each successional stage, sampling took place in three plots
(50 m 9 20 m) at least 200 m apart from each other.
Based on the plant–herbivore interactions literature, this
distance is considered long enough to avoid pseudo-repli-
cation between plots (see Fernandes et al. 2004; Santos
et al. 2011). The floristic composition of each plot has been
characterized (see Madeira et al. 2009). For each succes-
sional stage, 15 H. ochraceus trees were randomly marked
(five per plot), all at least 10 m from each other. Tree
height was 3.91 ± 0.150 m in the early stage and
8.37 ± 0.645 m in the late stage and all were reproductive
trees. Also, a cohort of leaves from different branches was
arbitrarily marked at crown height of each individual in
December. Nine leaves from this cohort were removed per
sampling period, totaling 27 leaves per tree. Leaves were
carefully removed at the base of their petioles to avoid the
rupture of the leaf blade and consequent phenolic oxida-
tion. They were immediately photographed in the field
against a white board with one centimeter marks as scale
reference to quantify leaf damage. Photography of leaves in
situ and across time was not possible, as any manipulation
caused them to detach. Leaves were stored individually in
dark paper bags for transport to the laboratory.
The percentage of leaf damage was calculated per plant
using the software ImageJ (Rasband 2006). Each image
was processed through a binary conversion (black/white),
with the scale set to centimeters (distance calibration). In
this way, it was possible to determine the number of pixels
present in one centimeter (cm) and extrapolate to the
picture area (cm2). Then, we calculated the total leaf area
and the area removed by herbivores. The percentage of leaf
damage was obtained by [(removed area/total area)9100]
and averaged per plant.
The free-feeding insects were collected by beating three
branches of each sampled tree (each about 40 cm long) with
an entomological umbrella (see Campos et al. 2006; Neves
et al. 2010a). The sampled shoots were similar in size and
0
20
40
60
80
100
120
140
160
180
200
0
5
10
15
20
25
30
35"2007-2008"
Historical
Temperature
Tot
al r
ainf
all (
mm
)
Mea
n te
mpe
ratu
re (
°C)
Aug Sept Oct Nov Dec Jan Feb Mar Apr Jun JulMay
Fig. 1 Monthly total rainfall during 2007–2008 (filled circle),
historical average precipitation (open circle), and monthly average
temperature (filled triangle) during 1939–2006 in the study site. Data
from Mocambinho Meteorological Station, 15 km from Mata Seca
State Park
Leaf herbivory in a tropical dry forest 47
123
were situated in different places of the crown, to homogenize
the effects of the different microclimatic conditions
across the canopy. The insects were grouped into two guilds
(sap-sucking and chewing) (Moran and Southwood 1982),
separated into morphospecies and identified at the family
level. We considered as part of the sap-sucking guild all
adult and juvenile Hemiptera (Auchenorryncha, Sternor-
ryncha, and Heteroptera). The chewing guild was composed
by adult and juvenile Coleoptera, Orthoptera, Phasmida, and
juveniles of Lepidoptera (Borror et al. 2002). Among the
predatory arthropods, only spider abundance was quantified,
due to the limited efficacy of the entomological umbrella to
collect other predators. All the insects and spiders collected
from the three shoots were grouped per plant for statistical
analyses. Throughout the text, we used the term ‘‘insect
diversity’’ to refer to insect richness and abundance.
Leaf chemistry
To evaluate tree foliage quality, we quantified two types of
leaf secondary metabolites: total phenolics and tannins, as
these are important herbivory deterrents in SDTFs (Boege
2004; Boege 2005; Dirzo and Boege 2008). To assess plant
nutritional quality, we quantified leaf nitrogen content,
since this nutrient is considered the most limiting for her-
bivorous insects (Mattson 1980; Stiling and Moon 2005).
Also, there are several quantification methods for these
compounds that are quick, relatively inexpensive, and
widely used in ecological studies (see Cornelissen and
Fernandes 2001; Boege 2005; Silva et al. 2009).
For each sampling period, nine leaves per plant were dried
at 70�C for 96 h. Since a single leaf usually did not provide
enough dry matter for all chemical analyses, we haphazardly
allocated three leaves to each of three subsamples. The total
phenolic content was determined through the Folin-Dennis
assay (Swain and Hillis 1959), using quercetin as standard.
The same extracts were used to quantify condensed and
hydrolyzable tannins with the radial diffusion method (Ha-
german 1987) and tannic acid as standard. Leaf nitrogen
content was determined with the same dry leaves, digested
using the micro-kjeldahl method, followed by the distillation
and titration of the resulting solution (Allen et al. 1974).
Total phenolic and nitrogen contents from the three subs-
amples were averaged per plant for statistical analyses. No
tannins were recorded in H. ochraceus leaves (with the
detection level of the radial diffusion method); so, this var-
iable was not included in further analyses.
Statistical analyses
We calculated two types of herbivory indicators: (1) the
mean percentage of leaf damage per plant at each interval
and (2) the herbivory increment, given by the difference in
the percentage of leaf damage between two subsequent
periods (December–February and February–April) for each
individual tree, determined through the subtraction of the
average percentage of leaf damage in a given period by the
previous one. To calculate the herbivory increment during
the first period (from leaf production to December), we
assumed that the percentage of leaf damage at leaf pro-
duction was zero. Thus, for the first period, both herbivory
indicators had the same values. This analysis allowed us to
assess at which point of the rainy season periods leaf
consumption was highest.
To verify the effects of the successional stages and time on
the mean percentage of leaf damage, herbivory increment, leaf
total phenolic and nitrogen contents, richness and abundance
of herbivore insects, and spider abundance, we adjusted a
linear mixed-effect model (LME) for each of these response
variables (Crawley 2002). These analyses were employed
because the data were obtained repeatedly from the same
plants at different times and the temporal autocorrelation
generated by consecutive counting violates the assumption of
sampling independence. Assuming independence when it is
not true would inflate the error degrees of freedom and could
lead to spurious significance (Type I error) (Crawley 2002).
To overcome this problem, the data were grouped by plant and
the error variances were calculated for each different group.
The response is thus not the individual measure, but the
sequence of measures in an individual (Crawley 2002). The
resulting groups were treated as a random effect, whereas the
successional stage, sampling date, and the interaction between
successional stage-sampling date were used as explanatory
variables (fixed effects).
To test for the effects of predator abundance and leaf
chemistry on herbivore diversity and herbivory increment,
we also used LME. In this case, spider abundance, phenolic
and leaf nitrogen contents, and the interactions between
these factors with the successional stage were used as
explanatory variables. Herbivore abundance and herbivory
increment were log-transformed to meet normality and
used as response variables. All LME models were com-
pared with null models, and minimal adequate models were
adjusted with the removal of the nonsignificant terms.
Finally, the junction of nonsignificant categorical groups
(amalgamation) was performed by contrast analyses. All
model construction and analyses were conducted using the
software R.2.10 (The R Development Core Team 2009).
Results
Herbivore diversity and predator abundance
We sampled 825 free-feeding herbivore insects distributed
across 104 morphospecies. The chewing guild was
48 J. O. Silva et al.
123
composed of 453 individuals (60 morphospecies), whereas
372 individuals (44 morphospecies) were sap-sucking
insects. Most herbivores were collected in the early suc-
cessional stage: 404 individuals (47 morphospecies), fol-
lowed by the intermediate and late stages, with 224 and
197 individuals belonging to 58 and 45 morphospecies,
respectively (Table 1). Among the chewing insects, the
most abundant species was Oedionychus sp.1 (Coleoptera:
Chrysomelidae), which dominated the samples, especially
in the early successional stage, where its abundance
increased substantially through the rainy season. The pro-
portion of orthopteroid herbivores (Orthoptera and Phas-
mida) declined through the rainy season in the intermediate
and late successional stages, whereas their abundance
increased in the early successional stage (Table 1). Among
the sap-sucking insects, immature stage individuals were
most abundant, particularly in the early and intermediate
forests but with contrasting temporal patterns between
these successional stages. Among the adult sap-sucking
insects, the most common morphospecies were Rhabdot-
alebra sp. 1 (Homoptera: Cicadellidae) and Tingis stecoma
(Hemiptera: Tingidae), particularly in the early succes-
sional stage where they increased in abundance through the
rainy season (Table 1).
As a whole, the average abundance and richness of
chewing insects per tree were significantly higher in the
early successional stages than in the later stages
(‘‘Appendix’’). In the intermediate and late stages, both the
abundance and richness of this guild decreased in the first
half of the rainy season (December–February), but no sig-
nificant changes were observed in the second half (Febru-
ary–April). The same pattern was observed for the early
stage during the first half of the rainy season, but the
abundance and richness of chewing insects increased sig-
nificantly at the end of this period (‘‘Appendix’’; Fig. 2a, b).
The spatial and temporal patterns of abundance and
richness of sap-sucking bugs were quite different from
those of the chewing insects. The abundance of sap-suck-
ing insects was lower in early succession vegetation, but
increased strongly in April. A steady, significant increase
in the abundance of this guild was evident through the
rainy season in both the early and late stages of succession,
but no temporal variation was observed in the intermediate
stage (‘‘Appendix’’; Fig. 3a). As a whole, sap-sucking bug
richness did not vary between successional stages
(‘‘Appendix’’), and no clear temporal pattern was observed
through the rainy season (Fig. 3b). The richness of sap-
sucking bugs increased steadily from December to April in
the early stage of succession, decreased slightly in the
intermediate stage, and remained constant in the late stage
(‘‘Appendix’’; Fig. 3ab).
A total of 163 spiders were collected on H. ochraceus.
The abundance of these predators did not vary significantly
between successional stages, but showed a marked increase
as the rainy season progressed (‘‘Appendix’’; Fig. 4). In
early succession, the highest increase occurred from
Table 1 Free-feeding herbivorous insects associated with Handroanthus ochraceus through the rainy season in three successional stages (early,
intermediate, and late) in a tropical dry forest, Minas Gerais, Brazil
Taxonomic group Successional stage
Early Intermediate Late
December February April December February April December February April
Chewing insects
Chrysomelidae 11 (8) 08 (7) 06 (5) 11 (7) 08 (5) 04 (4) 08 (6) 05 (4) 03 (2)
Oedionychus sp. 1 08 20 93 03 07 05 02 01 07
Curculionidae 08 (5) 01 (1) 07 (4) 13 (8) 06 (2) 05 (7) 05 (4) 06 (3) 03 (2)
Orthopteroids 14 (2) 15 (3) 29 (8) 13 (4) 11 (3) 04 (3) 39 (8) 12 (5) 06 (3)
Other 11 (19) 05 (5) 05 (3) 04 (4) 02 (2) 03 (3) 02 (2) 03 (2) 11 (9)
Total chewing individuals 52 (35) 49 (17) 140(21) 44 (24) 34 (12) 21 (18) 56 (21) 27 (15) 30 (17)
Sap-sucking insects
Cicadellidae 00 03 (2) 04 (3) 00 00 05 (2) 01 (1) 00 00
Rhabdotalebra sp.1 04 09 23 00 00 07 00 00 02
Tingidae 00 00 04 (3) 00 01 (1) 01 (1) 00 00 13 (4)
Tingis stecoma 01 10 18 01 00 01 04 09 05
Immature stages 09 (5) 08 (6) 34 (12) 22 (14) 24 (8) 04 (3) 06 (5) 07 (2) 12 (8)
Other 03 (2) 05 (4) 28 (18) 25 (16) 16 (11) 18 (13) 12 (7) 05 (5) 08 (07)
Total sap-sucking individuals 17 (9) 35 (14) 111(38) 48 (31) 41 (20) 36 (21) 23 (14) 21 (8) 40 (21)
Total 69 84 251 92 75 57 79 48 70
The number of morphospecies is given in brackets
Leaf herbivory in a tropical dry forest 49
123
February to April (second half), whereas in the interme-
diate and late stages, a huge increment in spider abundance
took place during the first half of the rainy season (Fig. 4).
Leaf damage
The mean percentage of leaf damage per plant was higher
in intermediate and late successional stages than in the
early stage (‘‘Appendix’’; Fig. 5a). The herbivory incre-
ment varied through the season and between successional
stages (‘‘Appendix’’; Fig. 5b). In the early successional
stage, a higher herbivory increment was detected from
February to April, whereas in the intermediate and late
0
2
4
6
8
10
12
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
(a)
(b)
a a
b
a a
b
bb
c
d
bc
bb
c
a
b
c
Early
Intermediate
Late
Che
win
g ab
unda
nce
Che
win
g ric
hnes
s
December February April
Fig. 2 Mean a abundance and b richness of chewing insects
(±standard error) per tree on Handroanthus ochraceus through the
rainy season in three successional stages: early, intermediate, and late
(n = 15 per stage). Different letters above the bars represent
statistically different means
0
2
4
6
8
10
12
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
5
(a)
(b)
a
b
c cb
c
d
b
e
a
b
c c cc c
c
d
Sap
-suc
king
abu
ndan
ceS
ap-s
ucki
ng r
ichn
ess
EarlyIntermediateLate
December February April
Fig. 3 Mean a abundance and b richness of sap-sucking insects
(±standard error) per tree on Handroanthus ochraceus through the
rainy season in three successional stages: early, intermediate, and late
(n = 15 per stage). Different letters above the bars represent
statistically different means
a
a a
a
bb
b
b b
0
0.5
1
1.5
2
2.5
3 Early
Intermediate
Late
Spi
der
abun
danc
e
December February April
Fig. 4 Mean abundance of spiders (±standard error) per tree on
Handroanthus ochraceus through the rainy season in three succes-
sional stages: early, intermediate, and late (n = 15 per stage).
Different letters above the bars represent statistically different means
0
2
4
6
8
10
12
0
2
4
6
8
10
12
14(a)
(b)
a aa
b
c
c c
d
e
Her
bivo
ry in
crem
ent (
%)
Leaf
dam
age
(%)
December February April
December -February February -April
a
b
c c c
a
Early
Intermediate
Late
Fig. 5 a Mean percentage of leaf damage and b herbivory increment
(±standard error) per tree on Handroanthus ochraceus through the
rainy season as assessed in each of three successional stages: early,
intermediate, and late (n = 15 per stage). Different letters above the
bars represent statistically different means
50 J. O. Silva et al.
123
successional stages, a higher herbivory increment was
recorded between December and February (Fig. 5b).
Leaf chemistry
The concentration of phenolic compounds in H. ochraceus
did not differ between successional stages, but showed a
significant increase through the rainy season (‘‘Appendix’’;
Fig. 6a). In general, leaves in all successional stages had
low phenolic concentrations in December but these were
significantly higher in February and April (Fig. 6a). The
leaf nitrogen content differed between successional stages,
as follows: early \ intermediate \ late (‘‘Appendix’’;
Fig. 6b). Moreover, the nitrogen content decreased signif-
icantly during the rainy season for all stages (‘‘Appendix’’;
Fig. 6b).
Plant defense and predator effects
The abundance and richness of chewing insects showed a
significant relationship with leaf nitrogen content, but these
variables were not correlated with concentration of phe-
nolic compounds and predator abundance (‘‘Appendix’’).
The sap-sucking insect abundance showed no significant
relationship with the tested variables, whereas the richness
of these organisms was negatively correlated with spider
abundance (‘‘Appendix’’). Herbivory increment was posi-
tively correlated with leaf nitrogen content and concen-
tration of phenolic compounds, but this variable was not
correlated with abundance of chewing insects and spiders
(‘‘Appendix’’).
Discussion
Insect community composition
The composition of herbivore families found on H. ochraceus
corroborates the diversity patterns described in other studies
conducted in tropical forests, with sap-sucking cicadellids
and folivorous chrysomelids being the most abundant canopy
herbivorous insects (Basset et al. 2001; Campos et al. 2006;
Varanda and Pais 2006; Neves et al. 2010a). The most
abundant herbivore species recorded here, such as Oedio-
nychus sp.1, Rhabdotalebra sp. 1 and T. stecoma, were also
dominant on H. ochraceus individuals in the Brazilian
Cerrado (Ribeiro and Pimenta 1991; Ribeiro et al. 1994)
and on T. aurea in the Cerrado and Pantanal (Ribeiro
1998). The Rhabdotalebra individuals are common on
fully expanded, mature leaves of H. ochraceus, apparently
because of their lower trichome density that facilitates
herbivore locomotion and feeding (Ribeiro et al. 1994).
Thus, H. ochraceus in the SDTF we studied seems to
support a widely distributed fauna of oligophagous free-
feeding herbivores that are commonly associated with
congeneric plants in other Brazilian vegetation types.
Rainy season patterns
In general, the temporal patterns of insect diversity and leaf
damage in H. ochraceus partially corroborated the
hypotheses and mechanisms proposed for SDTFs by Janzen
(1981); there was a decrease in the abundance and richness
of chewing insects and in leaf damage through the rainy
season in the intermediate and late stages, coupled with an
increase in predator abundance and a decrease in leaf
quality. However, trends were contradictory for chewing
diversity and leaf damage in the early successional stage
(Fig. 7a, b).
The hypothetical higher insect diversity early in the
rainy season in SDTFs is based on two different processes:
(i) escape from predation, since predator response to insect
proliferation lags in time and (ii) synchronization with the
plant production of highly nutritious, young tissues.
Indeed, the abundance of spiders conformed to this pre-
diction for all successional stages, peaking in the middle of
the rainy season, in February, and may have influenced the
reduction in chewing insect diversity in the intermediate
and late stages of succession. Though we have partial
0
5
10
15
20
25(a)
0
0.5
1
1.5
2
2.5
3(b)
EarlyIntermediate
Late
Phe
nolic
com
poun
ds (
µg/m
L)N
itrog
en c
onte
nt (
%)
December February April
a a a
b b
b
b bb
ab
c
da a
d dd
Fig. 6 a Mean concentration (±standard error) of phenolic com-
pounds (lg/ml) and b nitrogen content (% dry weight) per tree in
Handroanthus ochraceus leaves through the rainy season in three
successional stages: early, intermediate, and late (n = 15 per stage).
Different letters above the bars represent statistically different means
Leaf herbivory in a tropical dry forest 51
123
evidence to corroborate the importance of the top-down
control mechanism, a more precise understanding of
predator effects on temporal patterns of herbivore diversity
will only be achieved through exclusion experiments. If
spiders really affect herbivore populations through time, an
experimental approach would also help clarify whether
such effects vary across the early and advanced succes-
sional stages.
Alternatively, the decline in the abundance of chewing
insects in the intermediate and late successional stages
could be a consequence of the decrease in leaf nitrogen
content observed through the rainy season. In plants with
seasonal growth cycles, peak nitrogen concentrations occur
whenever the cells of a plant tissue or organ are rapidly
expanding in number and size (Mattson 1980; Bryant et al.
1983). As soon as tissue growth begins to wane, nitrogen
levels drop sharply (Herms and Mattson 1992), with a
gradual decline in its concentrations during the course of a
growing season until tissue senescence (Mattson 1980).
Since chewing insects are ‘‘early-season feeders’’ highly
adjusted and limited by leaf nitrogen levels, life cycles that
synchronized with the highest availability of young leaves
were probably selected positively in SDTFs. Thus, our data
also provide partial support to the bottom-up control
mechanism driving temporal variations in herbivore
diversity in SDTFs.
Why chewing insect diversity and herbivory increment
showed opposite trends in the early successional stage is
unclear, since the rainy season increase in spider abun-
dance and decrease in leaf nitrogen were detected for all
stages (Fig. 7). These variations could have been caused by
changes in the herbivore community composition in the
early successional stage in April, with an increase in the
proportion of large orthopteroids usually able to feed on
low-quality tissues (Novotny et al. 2003). Thus, early
successional stages might be more prone to insect out-
breaks (loss of stability) (Ludwig et al. 1997; Swanson
et al. 2011), possibly due to a lower diversity of predators
other than spiders. In fact, Neves et al. (2010b) and Leite
et al. (2008) found lower richness and abundance of
predatory ants and birds, respectively, in the early stage
plots in the Mata Seca State Park. Therefore, advanced
successional stages are probably more buffered against
swings in insect herbivore’s population size due to erratic
temporal distribution of precipitation in SDTFs.
The temporal patterns of abundance and richness of sap-
sucking insects were totally different from chewing insects,
and the only clear trend was the progressive increase in sap-
sucking abundance observed at the early and late succes-
sional stages. This result also contradicts those obtained by
Novotny and Basset (1998), who found a higher abundance
of sap-sucking insects early in the rainy season in several
Ficus (Moraceae) species in a lowland rain forest of New
Guinea. Apparently, the insect abundance in this guild was
not affected by temporal variations in spider abundance and
plant quality, which was reinforced by its lack of significant
relationship with all the explanatory variables tested.
However, it is necessary to confirm these temporal and
successional trends across consecutive years, since climatic
factors are key drivers of insect diversity (Tauber et al.
1986; Wolda 1988; Didham and Springate 2003), and the
intra- and interannual distribution of rain is very unpre-
dictable in semiarid regions such as the one studied here
(Antunes 1994; Pezzini et al. 2008).
Successional patterns
Successional comparisons showed that the early stage
differed from intermediate and late stages for most vari-
ables tested on H. ochraceus. Spider abundance and the
concentration of phenolic compounds did not conform to
this pattern, showing no successional trends (Table 2).
Insect herbivore diversity was higher in the early stage,
whereas herbivory levels were greater in advanced stages.
Nitrogen content was the only variable that increased
gradually along the successional gradient, differing
between the three stages (Table 2).
Despite an increase of up to 92 times in the structural
complexity (Holdridge complexity index) from early to late
Fig. 7 Rainy season patterns of leaf damage, plant defenses, and
abundance of chewing insects and spiders associated with Handro-anthus ochraceus in a early and b intermediate, and late successional
stages in a tropical dry forest. Linear and exponential curves were
plotted based on parameters estimated from the analyses of linear
mixed-effect models
52 J. O. Silva et al.
123
stage plots in the Mata Seca State Park (Madeira et al.
2009), insect herbivore diversity on H. ochraceus was
generally higher in the earliest successional stage studied.
Thus, the increase expected in general forest insect diver-
sity because of higher niche availability or better micro-
climatic conditions in advanced, more complex succes-
sional stages may not be reflected in the fauna associated
with single plant species in those forests. It has also been
proposed that herbivores suffer higher rates of predation in
more complex habitats, because they are expected to har-
bor a higher diversity of natural enemies (Siemann et al.
1999; Sanders et al. 2008; Silva et al. 2010). However, no
statistical differences in spider abundance were observed
between successional stages (except for February, see
Fig. 4). It is possible that other natural enemies not con-
sidered here (e.g., birds and parasitoids) may contribute to
the lower herbivore abundance in intermediate and late
stages, and this deserves further investigation. Before
robust generalizations are made, however, the highest
herbivore abundances recorded on H. ochraceus in the
early successional stages need support from interannual
comparisons using multiple host plant species.
The greatest insect diversity, recorded in the early suc-
cessional stage, was not associated with relatively higher
leaf herbivory levels, and the mean percentage of leaf
damage was consistently greater in intermediate and late
stages. Indeed, no relationship was found between herbivory
increment and the abundance of chewing insects. Several
studies have recorded such an absence of spatial linkage
between the herbivore diversity and herbivory rates (Ernest
1989; Campos et al. 2006; Varanda and Pais 2006). No
mechanistic explanation has been provided, but is probably
related to herbivore diversity being influenced by several
diffuse factors such as climatic variables (temperature, air
humidity, wind speed, and insolation) and complex multi-
trophic interactions (interspecific competition, predation,
parasitism, mutualisms), whereas their consumption rates
are proximately controlled by plant quality (Strong et al.
1984; Didham and Springate 2003; Stiling and Moon 2005).
According to the resource availability hypothesis, it was
expected that individuals of H. ochraceus in the early stage
would have lower phenolic and higher nitrogen leaf con-
tents, thus suffering higher damage from herbivores than in
advanced stages (Coley et al. 1985). However, the opposite
successional patterns were observed (Table 2). In the
present study, herbivory increment was positively corre-
lated with foliar nitrogen content at the plant level, and
plants in the intermediate and late stages have both higher
mean percentage of leaf damage and nitrogen content than
in the early stage. Thus, the unexpected herbivory increase
in H. ochraceus individuals along the successional gradient
is likely a consequence of their increased foliar nitrogen.
Other studies have found a strong positive relationship
between insect herbivory and leaf nitrogen content in dif-
ferent ecosystems, including SDTFs (Mattson 1980; Filip
et al. 1995; Cornelissen and Fernandes 2001; Boege 2004;
Boege 2005; Stiling and Moon 2005; Barret and Stiling
2007). The inverse successional pattern of leaf nitrogen
content observed for H. ochraceus is probably a conse-
quence of the higher soil nutrient content (N, P, K-base
saturation) observed in advanced compared to the early
successional stages at the Mata Seca State Park (unpub-
lished data).
Leaf phenolic concentration did not differ in plants
across the different successional stages, and this result
contradicts the resource availability hypothesis and also
other studies in that they detected an increase in plant
defenses as forest succession progresses (Cates and Orians
1975; Bryant et al. 1983; Davidson 1993; Poorter et al.
2004). It is likely that this classic successional pattern,
typical of tropical rain and temperate forests, does not
apply to STDFs. However, such differences are consistent
with soil nutrient richness and also leaf longevity in the
studied forest. Pezzini (2008) reported that leaf fall is lower
for individuals of H. ochraceus in the early successional
stage, increasing gradually in advanced stages, a pattern
observed for the whole tree community. Thus, the longer-
lived leaves of H. ochraceus, produced under limited
nutrient availability, probably accumulate high levels of
carbon-based compounds. Although phenolic compounds
are well known for their reduction in foliage digestibility,
their effects depend on the specific response of each her-
bivore species and on the type of compound produced
(Close and McArthur 2002). If fact, there was a positive
relationship between herbivory increment and the
concentration of phenolic compounds in individuals of
H. ochraceus, suggesting that these chemicals may have a
limited defensive effect against herbivores in this host
species. Alternatively, phenolic compounds may be
involved in protection against photodamage and/or were
produced as an induced defense (Close and McArthur
2002; Boege 2004). Experimental manipulations are
Table 2 Successional trends for several variables assessed on
Handroanthus ochraceus in a tropical dry forest at the north of Minas
Gerais, Brazil
Variable Successional gradient
1. Richness and abundance of chewing
insects
Early [ intermediate = late
2. Abundance of sap-sucking insects Early [ intermediate = late
3. Richness of sap-sucking insects Early = intermediate = late
4. Leaf damage (%) Early \ intermediate = late
5. Spider abundance Early = intermediate = late
6. Phenolic compounds Early = intermediate = late
7. Nitrogen content Early \ intermediate \ late
Leaf herbivory in a tropical dry forest 53
123
therefore required to verify the production of phenolics as
induced defenses and their role in herbivory deterrence on
H. ochraceus in SDTFs.
Conclusion
This is one of the first studies to investigate temporal
patterns of herbivory along a successional gradient in
SDTFs, including insect herbivore diversity, natural ene-
mies, leaf damage, and plant chemistry. Our results indicate
that rainy season variations can be markedly different from
early to intermediate and late successional forests. Also, the
successional trends detected in the present study did not
corroborate those predicted by the resource availability
hypothesis. The reasons for such a pattern deserve further
investigation, but most hypotheses and theories in herbi-
vore–host plant interactions in tropical wet and temperate
forests were based on studies conducted in intermediate and
old-growth forests (Coley and Barone 1996). Thus, most of
the temporal patterns described in the literature may not
apply to early successional ecosystems, and successional
models in general may be revisited for the poorly studied
SDTFs (see Quesada et al. 2009). Understanding herbivory
variations across time and space in complex environments
such as tropical forests is a difficult task, and long-term
studies with experimental approaches are necessary to
confirm whether such variations are idiosyncratic or deter-
mined by bottom-up and top-down mechanisms.
Acknowledgments We are very grateful to M Fagundes, SP Ribeiro
and FS Neves for their valuable comments on the early versions of
this manuscript. We also thank RA Andrade, KN Oliveira, SF
Magalhaes and A Mendes for field assistance, and SP Ribeiro for
insect identification. Logistical support was provided by the Instituto
Estadual de Florestas (IEF), and the financial support was provided by
Conselho Nacional de Pesquisa—CNPq (474508-07), Fundacao de
Amparo a Pesquisa de Minas Gerais-FAPEMIG (CRA-2288/07 and
CRA APQ-3042-5.03/07), and the Inter-American Institute for Global
Change Research (IAI-CRN II-021). We gratefully acknowledge
FAPEMIG for a MSc scholarship to JO Silva and a research schol-
arship to MM Espırito-Santo. This study was in partial fulfillment of
requirements for the Master degree at Universidade Estadual de
Montes Claros.
Appendix
See Table 3.
Table 3 Analyses of variance of the linear mixed-effect models
constructed to test the effects of successional stage and temporal
variations in the abundance and richness of chewing and sap-sucking
insects, spider abundance, leaf phenolic and nitrogen contents, mean
percentage of leaf damage, and herbivory increment on Handroanthusochraceus (n = 15 per successional stage)
Response variable Explanatory variable nunDF denDF F P
Abundance of chewing insects Intercept 1 88 305.461 \0.0001
Successional stage 2 42 43.521 <0.0001*
Time 2 87 22.670 0.0001*
Spider abundance 1 88 6.718 0.0756
Nitrogen content 1 88 10.816 0.0107*
Phenolic compounds 1 88 2.558 0.3157
Successional stage 9 time 4 85 11.101 0.0296*
Successional stage 9 nitrogen 2 87 9.473 0.0388*
Richness of chewing insects Intercept 1 88 236.745 \0.0001
Successional stage 2 42 19.538 0.0295*
Time 2 87 23.670 0.0028*
Spider abundance 1 88 12.236 0.1657
Nitrogen content 1 88 45.564 0.0005*
Phenolic compounds 2 88 0.501 0.7895
Successional stage 9 nitrogen 4 85 28.194 0.001*
Abundance of sap-sucking insects Intercept 1 88 228.308 \0.0001
Successional stage 2 42 11.785 0.0005*
Time 2 87 15.133 0.0003*
Spider abundance 1 88 3.684 0.1784
Nitrogen content 1 88 2.945 0.2742
Phenolic compounds 1 88 1.378 0.3789
Successional stage 9 time 4 85 9.716 0.0001*
54 J. O. Silva et al.
123
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