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Handbook of Clinical Neurology, Vol. 83 (3rd series)Parkinson’s disease and related disorders, Part IW.C. Koller, E. Melamed, Editors# 2007 Elsevier B.V. All rights reserved
Chapter 2
Functional neurochemistry of the basal ganglia
PERSHIA SAMADI 1,2 , CLAUDE ROUILLARD 2, PAUL J. BE DARD 2 AND THE RE SE DI PAOLO 1*
1Centre de Recherche en Endocrinologie Moleculaire et Oncologique, CHUL, Faculte de Pharmacie, and
2Centre de Recherche en Neurosciences, CHUL, Faculte de Medicine,Universite Laval, Quebec, Canada
Proper execution of voluntary movements results from
the correct processing of feedback loops involving the
cortex, thalamus and basal ganglia (BG). The BG
include a subset of subcortical structures involved in a
variety of processes including motor behavior and also
motor learning and memory process (Graybiel et al.,
1994; Graybiel, 1998; Packard and Knowlton, 2002).
The BG are located in the basal telencephalon and
consist of interconnected structures. The dorsal divisionof the BG is associated with motor and associative func-
tions and consists of the striatum, including the caudate
nucleus and putamen; the globus pallidus or pallidum
which comprises the internal (GPi) and external (GPe)
regions; the subthalamic nucleus (STN); and the substan-
tia nigra divided into two main parts, the pars compacta
(SNc) and pars reticulata (SNr). The ventral division of
the BG is associated with limbic functions and consists
of the ventral striatum and nucleus accumbens, the ven-
tral pallidum and ventral tegmental area (Blandini et al.,
2000; Bolam et al., 2000; Parent et al., 2000).
2.1. Functional basal ganglia circuit
The striatum, the input structure of the BG, receives
two major inputs:
1. a massive excitatory glutamatergic projection from
m
e
*Co
Cen
654-
ost areas of the cerebral cortex organized in a
ighly topographical manner, and
h2. a dopaminergic projection from the SNc (Parent
t al., 1995b, 2000; Smith et al., 1998; Bolam
t al., 2000).
eThe striatum also receives glutamatergic inputs from
the amygdala, the hippocampus and the centromedian–
rrespondence to: Dr The re se Di Paolo, Molecular Endocrinolo
ter (CHUL), 2705 Laurier Boulevard, Que bec PQ, G1V 4G2,
2296; Fax: 418-654-2761.
parafascicular thalamic complex (Parent et al., 2000;
Smith et al., 2004) and serotoninergic afferents from
the raphe and caudal linear nuclei (Parent et al.,
1995b; Blandini et al., 2000). In addition, the activity
of the BG components in controlling movements is
modulated by the pedunculopontine nucleus (PPN)
(Delwaide et al., 2000; Parent et al., 2000).
The mammalian striatum has two anatomical com-
partments: the striosomes (patches) and the matrix
with distinct chemical compositions and connections
(Graybiel et al., 2000; Prensa and Parent, 2001; Lev-
esque et al., 2004). High densities of m opioid receptor
binding and low levels of acetylcholinesterase staining
define striosomes, while the matrix has high levels of
the Ca2þ-binding protein, calbindin (Graybiel and
Ragsdale, 1978). Striosomes express a higher density
of gamma-aminobutyric acid (GABA)A receptor com-
pared to the matrix (Waldvogel et al., 1999). The areas
of cortex associated with the limbic system innervate
striosomes whereas the neocortical inputs to the matrix
originate from the association and sensorimotor cor-
tices, which innervate medial and lateral parts of the
striatum, respectively (Graybiel et al., 2000). It has
been suggested that the balance of activity between
the matrix and striosomal compartments has an impor-
tant role in the modulation of BG motor functions
(Graybiel et al., 2000).
The principal output nuclei of the BG are SNr and
GPi (Parent and Hazrati, 1995a, b; Parent et al.,
2000). These nuclei, SNr and GPi, tonically inhibit the
ventral anterior and ventral lateral (VA/VL) motor
nuclei of the thalamus, thereby reducing excitatory
thalamic innervation of cortical motor areas (Alexander
and Crutcher, 1990). Movement occurs when the
gy and Oncology Research Center, Laval University Medical
Canada. E-mail: [email protected], Tel: 418-
DI
thalamus is disinhibited, facilitating excitation of corti-
cal motor areas and resulting in increased motor output
to the brainstem and spinal cord (Pollack, 2001).
According to the current model for the organization
of the BG, the cortical information is received by stria-
tal medium spiny neurons. These neurons relay this
information to the SNr and GPi via direct and indirect
pathways. In the direct pathway, GABA containing
medium spiny neurons project directly to the output
nuclei (SNr-GPi). These striatonigral neurons also
express dopamine D1 receptors, the neuropeptides sub-
stance P (SP) and dynorphin (Dyn). Stimulation of the
direct pathway inhibits the target neurons in SNr-GPi,
thus facilitating the thalamocortical activity by disinhi-
bition of the thalamus. This facilitatory action of the
direct pathway is modulated by the indirect pathway.
In the indirect pathway, the GABAergic medium spiny
neurons project indirectly to the output nuclei via a
complex network interconnecting the GPe and STN.
These GABAergic medium spiny neurons express
dopamine D2 receptors and the neuropeptide
enkephalin (Enk) and project directly to the GPe (stria-
topallidal neurons). The GPe sends GABAergic projec-
tions to the STN or sends direct projections to the
SNr-GPi (Alexander and Crutcher, 1990; Wichmann
and DeLong, 1996; Bolam et al., 2000; Parent et al.,
2000; Hornykiewicz, 2001). The segregation of the
striatonigral (direct) and striatopallidal (indirect) path-
ways is not complete; indeed, striatonigral neurons give
minor axon collaterals to the globus pallidus (GPe in
primates) (Kawaguchi et al., 1990). A subpopulation
of GPe neurons sends an inhibitory feedback selectively
to the striatal GABAergic interneurons. Cortical input is
also received by these inhibitory interneurons, which in
turn innervate medium spiny neurons. Thus, by syn-
chronizing the activity of medium spiny neurons, these
neurons are in the position to modulate the flow of
cortical information through the BG (Bolam et al.,
2000).
Disinhibition of STN by pallidal projection neurons
leads to glutamate-mediated excitation of the output
nuclei. Consequently, inhibitory control over the thala-
mus increases and motor activity decreases. The STN
sends projection neurons to GPe and output nuclei of
the BG. Besides inhibitory GABAergic neurons from
GPe, the STN also receives inhibitory projections from
ventral pallidum and nucleus accumbens, excitatory
input from PPN, parafascicular nucleus of the thala-
mus, the sensory motor cortex and dopaminergic
inputs from SNc. In the current models of BG circui-
try, the STN holds a strategic position in the circuitry
(Alexander and Crutcher, 1990; Wichmann and
DeLong, 1996; Smith et al., 1998; Bolam et al.,
2000; Parent et al., 2000; Hornykiewicz, 2001).
20 P. SAMA
Voluntary movement is mediated by a balanced
activity of the direct and indirect pathways. In con-
trast, imbalance in the activity of these two pathways
and the resulting alterations in the output nuclei are
thought to account for the hypo- and hyperkinetic fea-
tures of BG disorders (Bedard et al., 1999; Parent
et al., 2000). The major connections of the BG struc-
tures are summarized in Fig. 2.1.
2.2. Chemical transmission systems in thebasal ganglia
More than 99% of all synapse in the brain use chemi-
cal transmission, referred to as fast and slow synaptic
transmission (Greengard, 2001). Neuronal activity in
the BG is under the control of different neurotransmit-
ter systems that regulate the duration and intensity of
cellular communications.
In recent years, it has become clear that information
exchange at the synapse is bi-directional. In classical
anterogade signaling neuronal information coded by
the action potential is transmitted through a chemical
synapse in the anterograde direction by release of neu-
rotransmitters, neuropeptides and neuromodulators
from the presynaptic terminal. The transmitter mole-
cules then diffuse across the synaptic cleft and bind
to their receptors on the postsynaptic cell membrane.
This in turn activates the receptors, leading to immedi-
ate changes in membrane potential as well as long-term
structural and metabolic changes in the postsynaptic
cell. This form of transmission has the important prop-
erty of amplification and, by the discharge of just one
synaptic vesicle, several thousand molecules of trans-
mitter stored in that vesicle are released. Because of
the rapid dynamic of synthesis and release, much of
the small transmitter molecules in the neuron must be
synthesized at the terminal. In contrast, the protein
precursors of neuroactive peptides are only synthe-
sized in the cell body where they are packaged in
dense-core vesicles and transported anterogradely
from the cell body to the terminals. The co-release of
several neuroactive substances on to appropriate post-
synaptic receptors allows an extraordinary diversity
of information to be transferred in a single synaptic
action (Kandel et al., 2000). In recently discovered
retrograde signaling, the postsynaptic cell provides a
variety of retrograde signals either constitutively or
triggered by synaptic activity on the postsynaptic neu-
ron. The retrograde signaling could occur through: (1)
signaling by membrane-permeant factors; (2) signaling
by secreted factors; and (3) signaling by membrane-
bound factors. The retrograde signaling is now recog-
nized as a mechanism of synaptic regulation in the
brain where it plays a critical role in the differentiation
ET AL.
Cerebral cortex
ThalamusStriatum
D2/A2AEnk
D1/A1Dyn, SP
SNr/GPi
PPN
GPe SNc
DADA
DA
Brainstem andspinal cord
Raphe nuclei
STN
5-HTDAGluGABAGlu and/orACh
++
++
+
+ + + +
5-HT
+
+
-
-
--
-
-
-
Fig. 2.1. Major circuits of the basal ganglia. GPi, internal globus pallidus; GPe, external globus pallidus; PPN, pedonculopon-
tine tegmental nucleus; STN, subthalamic nucleus; SNc, substantia nigra pars compacta; SNr, substantia nigra pars reticulata;
5-HT, serotonin; DA, dopamine; Glu, glutamate; GABA, gamma-aminobutyric acid; ACh, acetylcholine; Enk, enkephalin;
Dyn, dynorphin; SP, substance P.
FUNCTIONAL NEUROCHEMISTRY OF THE BASAL GANGLIA 21
and maintenance of presynaptic cells, as well as in the
formation, maturation and plasticity of the synapse
(Fitzsimonds and Poo, 1998; Tao and Poo, 2001;
Alger, 2002).
Transmitters are removed from the synaptic cleft by
three different mechanisms: diffusion, enzymatic
degradation and reuptake by specific neurotransmitter
transporters (Kandel et al., 2000).
The processing and storage of motor information in
the BG depend on the signal transduction induced by
different neurotransmitters and neuromodulators.
Table 2.1 summarizes the most important of these che-
mical messengers in the BG.
2.3. Dopamine
The mesostriatal dopaminergic pathway is composed
of: (1) the dorsal part, corresponding to the dopami-
nergic nigrostriatal projection of the SNc; and (2) theventral part, corresponding to the dopaminergic neu-
rons of the ventral tegmental area, which terminates
in the ventral striatum (Parent et al., 1995b). The role
of dopamine as the main neurotransmitter in the func-
tional organization of the BG is drawn from the severe
motor disturbances resulting from the degeneration of
the nigrostriatal pathway in Parkinson’s disease (PD)
(Marsden, 1984). Dopaminergic innervation of the
STN and GPi originating from the SNc has been also
demonstrated (Cossette et al., 1999).
Dopaminergic and glutamatergic systems interact
closely at the level of medium spiny neurons. Dopami-
nergic nigrostriatal neurons synapse mainly on to the
necks of dendritic spines of medium spiny projection
neurons (Smith and Bolam, 1990b; Hanley and Bolam,
1997) whereas glutamatergic cortical afferents synapse
specifically on the head of the same dendritic spines
(Smith et al., 1994). These findings suggest that gluta-
mate activates medium spiny neurons while dopamine
released from the nigrostriatal terminal acts on dopa-
mine receptors within the synapse and extrasynaptic
sites to modulate striatal glutamatergic input (Starr,
1995; Yung et al., 1995; Pollack, 2001). In addition,
recent studies suggest that dopamine may also modu-
late striatal interneuron activity. Since the activity of
medium spiny neurons is also finely regulated by
interneurons, by modulating the activity of these inter-
neurons dopamine exerts an indirect but potent control
on the striatal output neurons (Bracci et al., 2002; Cen-
tonze et al., 2003b). Therefore, dopamine, by provid-
ing strong modulation of striatal neuronal activity,
plays an important role in the control of the whole
BG circuitry and ensures voluntary movements.
Table 2.1
Major neurotransmitters and neuromodulators in the basal ganglia and their receptors
Neurotransmitter/neuro-
modulator Ionotropic receptor Metabotropic receptor
Dopamine D1, D2, D3, D4, D5
Glutamate NMDA
subunits:
AMPA
subunits:
Kainate
subunits: Group I Group II Group III
NR1 GluR1 GluR5 mGluR1 mGluR2 mGluR4
NR2A GluR2 GluR6 mGluR5 mGluR3 mGluR6
NR2B GluR3 GluR7 mGluR7
NR2C GluR4 KA1 mGluR8
NR2D KA2
NR3A
GABA GABAA, GABAC GABAH(GABABR1 - GABABR2)
Acetylcholine Nicotinic Muscaritic (M1, M2, M3, M4, M5)
Adenosine A1, A2A, A2B, A3
Cannabinoid CB1, CB2, CB3?
Serotonin 5-HT3
5-HT1A, B, D, E, F; 5-HT2A, B, C,
5HT4; 5-HT5A, B; 5-HT6; 5-HT7
Neurokinins (NKs)
(Substance P/NK-1,
Substance K/NK-2,
Neuromedin K/NK-3)
NK-1R (SPR),
NK-2R (SKR),
NK-3R (NKR)
Opioids (Enlephalin;
Dynorphin) m, k, d
Neurotensin NTS1, NTS2, NTS3
Neuropeptide Y (NPY) NPYRs (6 known receptors)
Somatostatin (SOM) SSTRs (5 known receptors)
Angiotensin AT1, AT2, AT3
Cholecystokinin CCKAR, CCKBR
22 P. SAMADI ET AL.
2.3.1. Dopamine biosynthesis, reuptake and
degradation
The precursors of dopamine, phenylalanine and tyro-
sine, but not dopamine itself, are able to cross the
blood–brain barrier. The biosynthesis of dopamine
takes place within the cytosol of nerve terminals in
two steps. First, tyrosine is converted to levodopa
(l-dihydroxyphenylalanine) by the enzyme tyrosine
hydroxylase, which is present in catecholamine-
containing neurons. Then, dopamine is synthesized
from decarboxylation of levodopa by the enzyme
dopa-decarboxylase, also known as aromatic amino
acid decarboxylase (AADC). Dopamine is finally
degraded by the activity of monoamine oxidase
(MAO) and aldehyde dehydrogenase to dihydroxyphe-
nylacetic acid (DOPAC). Dopamine can also be
metabolized by the enzymatic activity of catechol-O-methyltransferase to form 3-methoxytryptamine. DOPAC
and 3-methoxytryptamine are then degraded to form
homovanillic acid (Webster, 2001b; von Bohlen und
Halbach and Dermietzel, 2002). The summary of the
synthesis, transport and degradation of dopamine is
illustrated in Fig. 2.2.
Glial cell
DA
DA
DA
3-MT
HVA
L-DOPA
Tyrosine
CO
MT
DA
AADC
DAT
TH
VMAT2
Presynapticdopaminergic terminal
DOPAC
CO
MTM
AO
HVA
3-MT
DOPAC
CO
MT
MAO
COMT
Fig. 2.2. Schematic illustration of the synthesis, release, transport and degradation of dopamine in dopaminergic nerve
terminals. TH, tyrosine hydroxylase; L-DOPA, L-dihydroxyphenylalanine; AADC, amino acid decarboxylase; DA,
dopamine; MAO, monoamine oxidase; COMT, catechol-O-methyl transferase; DOPAC, 3,4-dihydroxyphenylacetic acid;
3-MT, 3-methoxytyramine; HVA, homovanillic acid; DAT, membrane dopamine transporter; VMAT2, vesicular monoamine
transporter 2.
FUNCTIONAL NEUROCHEMISTRY OF THE BASAL GANGLIA 23
The dopamine transporters, which are key factors in
the control of extracellular dopamine concentrations,
can be classified into two main families: (1) the mono-
amine vesicular transporter (VMAT2) and (2) plasma
membrane transporter (dopamine transporter (DAT)).
VMAT2 is distinct from VMAT1 in the adrenal
medulla and is responsible for packaging dopamine
and other monoamines from cytoplasm into synaptic
vesicles. Reduction of VMAT2 binding in the nigros-
triatal system has been demonstrated in animal models
of PD (Vander Borght et al., 1995; Kilbourn et al.,
2000), and has also been reported in patients with
PD (Frey et al., 1996). The vesicular monoamine
uptake, including dopamine, involves the exchange of
lumenal Hþ for cytoplasmic transmitters by Hþ-ATPase located in the vesicular membrane (Piccini,
2003).
DAT is responsible for the uptake of dopamine
from the extracellular space into the cytoplasm (Pic-
cini, 2003). Like other monoamine transporters, DAT
is a transmembrane protein, containing 12 putative
domains. The mechanism by which DAT mediates
dopamine uptake involves sequential binding and
cotransport of two Naþ ions and one Cl� ion generated
by the plasma membrane Naþ/Kþ-ATPase (Torres
et al., 2003). DAT functions are regulated by presynaptic
receptors, protein kinases and membrane trafficking and
changes in DAT levels can clearly alter motor
activity (Marshall and Grosset, 2003; Schenk et al.,
200; Uhl, 2003). Agents that alter protein kinase C
(PKC), inositol triphosphate (PI3) kinase and mitogen
and signal-regulated kinase (MEK1 and 2) alter DAT
function (Vrindavanam et al., 1996; Carvelli et al.,
2002; Uhl, 2003). Transporters can also function in
reverse and they possess channel-like activity (Torres
et al., 2003).
Since PD is a progressive neurodegenerative disease,
neuroimaging techniques that reflect the conversion of
levodopa to dopamine through aromatic AADC,
VMAT2 and DAT, can be used to evaluate the status
of the nigrostriatal dopaminergic system (Brooks
et al., 2003). Furthermore, DAT and VMAT2 localiza-
tion provides markers for presynaptic dopaminergic loss
in parkinsonism and allows parkinsonism to be differen-
tiated from other movement disorders without presy-
naptic dopaminergic loss, such as essential tremor,
DI
vascular pseudoparkinsonism and psychogenic parkin-
sonism (Marshall and Grosset, 2003).
2.3.2. Receptors and signal transduction
Dopamine receptors belong to the seven transmembrane-
like G-protein-coupled receptor superfamily. According
to the similarity of a-subunits, G-proteins are divided
into four main families: Gas/olf, Gai/o, Gaq/11 and
Ga12/13. Each family preferentially regulates specific
classes of effector molecules, for example Gas/olf andGai/o are positively and negatively coupled to adenylyl
cyclase, respectively (Cabrera-Vera et al., 2003). To date,
five distinct dopamine receptors subtypes (D1–D5) have
been isolated and characterized (Missale et al., 1998).
These receptors are classified into two main families:
D1-like (D1 and D5) and D2-like (D2–D4) dopamine
receptors, based on positive (D1) or negative (D2)
coupling to adenylyl cyclase and the regulation of intra-
cellular cyclic adenosine monophosphate (cAMP) levels
(Kebabian and Calne, 1979; Missale et al., 1998). Dopa-
mine, through activation of D1-like receptors and
cAMP-dependent protein kinase A (PKA) phosphory-
lates a key component of dopaminergic signaling in med-
ium spiny neurons, the dopamine- and cAMP-regulated
phosphoprotein (DARPP-32) at threonine 34 (Thr-34).
The phosphorylation converts DARPP-32 from an inac-
tive molecule into an inhibitor of protein phosphatase-
1 (PP-1), which controls the state of phosphorylation
and activity of numerous physiologically important
effectors, including transcription factors such as cAMP
response element-binding protein (CREB), fos-family,
ion channels and ionotropic receptors. Conversely,
activation of D2-like receptors counteracts the effect
of D1-like receptors on phosphorylation of DARPP-
32 at Thr-34 by activating PP-2B and by reducing
cAMP levels (Nishi et al., 1997; Greengard, 2001).
D1-like receptors could also act on inositol phosphate
production and mobilization of intracellular Ca2þ
(Undie et al., 1994). On the other hand, D2-like recep-
tors suppress N-type Ca2þ currents (Yan et al., 1997).
Although D1 and D2 receptors in the striatum
appear to be largely segregated, there is evidence of
co-localization of D1 and D2 receptors on medium
spiny neurons (Surmeier et al., 1996; Aizman et al.,
2000), the collateralization of striatofugal axons
(Parent et al., 1995a, 2000), and the presence of D2
receptors on striatal interneurons (Betarbet et al.,
1997). D1 receptors may be exclusively localized on
postsynaptic elements in striatal medium spiny neu-
rons (Hersch et al., 1995; Caille et al., 1996), while
D2 receptors are reported to be localized on pre- and
postsynaptic elements, including corticostriatal term-
inals (Hersch et al., 1995; Wang and Pickel, 2002).
24 P. SAMA
Recent studies revealed that dopamine selectively inhi-
bits particular subsets of corticostriatal afferents via
activation of D2 receptors on glutamatergic presynap-
tic terminals (Bamford et al., 2004). Inactivation of
L-type voltage-dependent Ca2þ channels is a main
mechanism involved in the D2 receptor-mediated inhi-
bition of striatopallidal neuronal activity (Hernandez-
Lopez et al., 2000).
GABAergic interneurons which have dense arbori-
zation and contact several striatal neurons, including
interneurons themselves, also express D2 receptors
(Delle Donne et al., 1997). It has been shown that
D2 receptors cause presynaptic inhibition of both
GABAergic and cholinergic interneurons (Pisani
et al., 2000).
By a mechanism of alternative splicing, the D2
receptor genes encode two isoforms, D2L and D2S
(Usiello et al., 2000). These two isoforms have different
functions in vivo; D2S is principally a D2 presynaptic
autoreceptor, while D2L acts mainly at postsynaptic
sites (Usiello et al., 2000). The D3 receptor has a higher
expression in nucleus accumbens while is less
expressed in the dorsal striatum (Levesque et al.,
1992; Missale et al., 1998). Moderate levels of D4
receptor expression in dorsal striatum with greater
abundance in striosome than in matrix has been shown
(Rivera et al., 2002b). It has been reported that D4
receptors are located on corticostriatal projections to
the dorsal and ventral striatum (Tarazi et al., 1998).
The expression of D5 receptor in the striatum has been
demonstrated (Yan and Surmeier, 1997; Rivera et al.,
2002a) and is reported to be preferentially expressed
in striatal interneurons (Rivera et al., 2002a).
A variety of G-proteins, ion channels and second
messenger systems modulated by dopamine receptor
activation can induce both immediate and long-term
changes in cell physiology (Sealfon and Olanow,
2000). Dopamine D1 and D2 receptors on striatal med-
ium spiny neurons serve to modulate glutamate-
mediated activity (Calabresi et al., 2000a). The D1
receptor activation produces different effects on Ca2þ
currents, reducing N- and P-type but enhancing L-type
conductances (Surmeier et al., 1995). Dopamine
potentiates NMDA-induced currents in medium spiny
neurons by enhancement of L-type Ca2þ conductances
and the cAMP-dependent PKA and PKC cascades
(Smart, 1997; Cepeda et al., 1998). Recently, it has been
reported that the D1 and D5 dopamine receptor activa-
tion induces long-term potentiation (LTP) and long-term
depression (LTD) in distinct subtypes of striatal neurons
and could exert distinct roles in motor activity and cor-
ticostriatal synaptic plasticity (Centonze et al., 2003a).
According to these studies, while LTP induction
requires the stimulation of the D1-PKA pathway in the
ET AL.
TR
medium spiny neurons, LTD depends on the activation
of D5-PKA signaling in a neuronal subtype other than
medium spiny neurons (Centonze et al., 2003a).
The homo- and heterodimerization of G-protein-
coupled receptor can generate numerous possibilities
in the regulation of their function (Bouvier, 2001).
Dopamine D2 receptor homodimerization (Lee et al.,
2003) and also heterodimerization of D2/D3 (Maggio
et al., 2003), dopamine/somatostatin (Rocheville et al.,
2000) and dopamine/adenosine (Franco et al., 2000)
receptor families have been shown. These receptor
homo- and heterodimerizations might be involved in
the development of neuronal plasticity contributing to
learning and memory (Franco et al., 2000).
2.4. Glutamate
The striatum receives glutamatergic projections from
the cortex and the thalamus. The corticostriatal affer-
ents are the main extrinsic pathways of the BG and
they are highly topographic and impose a functional
compartmentation of striatal regions. The STN is the
principal intrinsic glutamatergic structure of these
brain nuclei. Despite its relatively small size,
the STN is currently considered as one of the main
driving forces of the BG (Parent et al., 1995b; Parent,
2002).
FUNCTIONAL NEUROCHEMIS
Glu
Glu
Gln
Glu VGLUT
Presynapticglutamatergic terminal
Glucose
Glutaminase
Fig. 2.3. Schematic representation of the biosynthesis, release, tr
terminal. Glu, glutamate; Gln, glutamine; EAAT, excitatory amin
2.4.1. Glutamate biosynthesis and reuptake
L-glutamic acid or glutamate is the most abundant exci-
tatory neurotransmitter in the brain. Glutamate cannot
cross the blood–brain barrier and therefore it is synthe-
sized locally from glucose via pyruvate, the Krebs cycle,
the transmission of a-oxoglutamate or by deamination
of glutamine in nerve terminals. Glutamate is then accu-
mulated in synaptic vesicles (Dickenson, 2001; von
Bohlen und Halbach and Dermietzel, 2002). After
release, the high-affinity membrane transporters
remove glutamate from the synapse into the nerve
terminals or into the adjacent glial cells. The imported
glutamate in glial cells is converted to glutamine by glu-
tamine synthetase. Glutamine is then released from the
glial cells by glutamine transporter for subsequent
uptake by glutamate nerve terminals. Glutamine is then
transformed into glutamate by neuronal mitochondrial
glutaminase (Dickenson, 2001; von Bohlen und
Halbach and Dermietzel, 2002). The summary of the
synthesis, transport and degradation of glutamate is illu-
strated in Fig. 2.3.
The storage of glutamate in synaptic vesicles
requires the presence of vesicular glutamate transpor-
ter (VGLUT), which is independent of Naþ and Kþ
and requires Hþ-ATPase exchange (Danbolt, 2001;
Montana et al., 2004). Three isoforms of VGLUT have
Y OF THE BASAL GANGLIA 25
Glial cell
Glu
Gln
Glutam
ine
synthase
EAAT
EAA
T
ansport and degradation of glutamate in glutamatergic nerve
o acid transporter; VGLUT, vesicular glutamate transporter.
DI
been identified in glutamatergic neurons and also in
subpopulations of GABAergic, cholinergic and monoa-
minergic neurons (Bai et al., 2001; Fremeau et al.,
2002; Gras et al., 2002; Dal Bo et al., 2004). The
cotransmission of glutamate in dopamine neurons may
provide novel insight into pathophysiological processes
that underlie PD (Plaitakis and Shashidharan, 2000; Dal
Bo et al., 2004). Furthermore the glial cells, astrocytes,
could modulate synaptic transmission by releasing glu-
tamate in a Ca2þ-dependent manner (Kang et al.,
1998) and recent studies suggest that VGLUTs also
play a functional role in exocytotic glutamate release
from astrocytes (Montana et al., 2004).
The only rapid way to remove the glutamate
released from nerve terminals by exocytosis is the
reuptake of glutamate from the extracellular space.
Until now, a family of five high-affinity uptakes of
the excitatory amino acid transporters (EAATs) have
been identified (Danbolt, 2001). These cytoplasmic
membrane transporters are located presynaptically in
glutamatergic nerve terminals, postsynaptically in den-
drites and spines and extrasynaptically in glial cells.
The EAATs termed EAAT1–EAAT5 cotransport Naþ
and Hþ into the cells in the exchange of Kþ and they
are also called Naþ- and Kþ-coupled glutamate trans-
porters. In addition, postsynaptic glutamate transpor-
ters have a relatively high associated Cl� channel
activity (Danbolt, 2001). In the rat striatum, glutamate
aspartate transporter (GLAST, EAAT1) and GLT1
(EAAT2) are expressed in astrocytes and EAAC
(EAAT3) in neurons (Danbolt, 2001). A lesion of glu-
tamatergic corticostriatal projection has been shown to
downregulate the GLT1 and GLAST (Levy et al.,
1995a). However, nigrostriatal denervation in the rat
model of PD does not affect GLT1 mRNA expression,
although chronic levodopa treatment increases GLT1
mRNA and protein expression in this model. This
effect is suggested to be a compensatory mechanism
involving astrocytes in order to prevent neurotoxic
overactivity of glutamate (Lievens et al., 2001; Robe-
let et al., 2004). Furthermore, it has recently been
shown that the inhibitory influence of A2A receptor
activation on glutamate uptake may be one of the
putative mechanisms responsible for the neuropro-
tective effects of A2A receptor antagonists in the
striatum (Popoli et al., 2002; Pintor et al., 2004).
Accordingly, all these results indicate the important
role of glutamate transporters in neurodegenerative
processes that underlie PD.
2.4.2. Receptors and signal transduction
Glutamate receptors (GluRs) are classified into two
main groups of ionotropic or metabotropic receptors
26 P. SAMA
based on their structure and mechanisms of action
(Stone and Addae, 2002).
ET AL.
2.4.2.1. The ionotropic glutamate receptors
These receptors are ligand-gated ion channels (Glu-sen-
sitive) and open on activation, allowing the influx of
Naþ, Kþ and/or Ca2þ, which subsequently mediate fast
excitatory synaptic transmission. Three subtypes of
ionotropic glutamate receptors have been identified:
N-methyl-d-aspartate (NMDA), a-amino-3-hydroxy-5-
methyl-4-isoxazole propionic acid (AMPA) and kainate
(Dingledine and McBain, 1999; Dickenson, 2001; von
Bohlen und Halbach and Dermietzel, 2002). The NMDAreceptors consist of a combination of at least four sub-
units belonging to three families: NMDA R1 (NR1),
NMDA R2 (NR2A, NR2B, NR2C and NR2D) and
NR3A (Mori andMishina, 1995; Das et al., 1998; Laube
et al., 1998). NR1 subunits are ubiquitous to all NMDA
receptors and are necessary for their function. In addi-
tion to the conventional agonist-binding site occupied
by glutamate, the binding of glycine at a co-agonist
site is required for receptor activation (Kleckner and
Dingledine, 1988). Additionally, unlike the non-NMDA
receptor channels, NMDA receptor channels are physio-
logically blocked by Mg2þ at resting membrane
potential and the NMDA channel opening requires simul-
taneous occurrence of neurotransmitter binding and mem-
brane depolarization. In addition, the receptor is highly
permeable to Ca2þ, a well-known second messenger able
to activate multiple signaling cascades and long-lasting
changes in regulation of gene expression (Ghosh and
Greenberg, 1995; Finkbeiner and Greenberg, 1998).
These unique properties of NMDA receptors indicate
their important physiological functions such as synaptic
plasticity and synapse formation, which determine learn-
ing and memory (Yamakura and Shimoji, 1999). TheAMPA receptors are hetero-oligomeric proteins made of
the subunits GluR1–GluR4. Each receptor complex is
thought to contain four subunits (Rosenmund et al.,
1998). Finally, the kainate receptors are heteromeric
combinations of the high-affinity kainite-binding
subunits (GluR5–7 and Kainate1–2) (Hollmann and Hei-
nemann, 1994). The AMPA and kainate receptors have
permeability to Naþ and Kþ and, based on the RNA-
editing sites, some of them are permeable to Ca2þ
(Gu et al., 1996). Striatal ionotropic glutamate receptors
could regulate mitogen-activated protein kinase
(MAPK) cascades that contribute to the development
of neuroplasticity (Wang et al., 2004). Electrical
or chemical stimulation of corticostriatal pathways
induce phosphorylation of ERK1/2, which is one of
the MAPK subfamilies in striatal neurons involved in
response to glutamate (Sgambato et al., 1998). Activation
TR
of all three subtypes of ionotropic glutamate receptors is
believed to possess the ability to phosphorylate ERK1/2
(Wang et al., 2004). Pharmacological activation of
NMDA receptors strongly increases ERK1/2 activation
in striatal neurons and this effect is sensitive to NMDA
receptor antagonists (Perkinton et al., 2002; Mao et al.,
2004). The NMDA receptor is believed to initiate its acti-
vation of ERK1/2 via Ca2þ influx since the absence or
low concentrations of extracellular Ca2þ impair NMDA
activation of ERK1/2 (Perkinton et al., 2002). Ca2þ-cal-modulin-dependent protein kinase II (CAMKII),
a major Ca2þ-sensitive kinase, relays Ca2þ signals in
the postsynaptic NMDA receptor complex (Wang et al.,
2004). Interestingly, more recent studies reveal that the
CAMKII hyperphosphorylated state plays a causal role
in the pathophysiology of parkinsonian motor disability
and in the maladaptive striatal plasticity after dopamine
denervation (Picconi et al., 2004).
FUNCTIONAL NEUROCHEMIS
2.4.2.2. The metabotropic glutamate receptors
The metabotropic glutamate receptors (mGluRs)
belong to G-protein-coupled receptor family 3, which
also includes GABAB receptors. These receptors mod-
ulate excitatory synaptic transmission by at least two
mechanisms: first, an inhibition of glutamate release
from afferent nerve terminals, and second, a regulation
of the activity of voltage-dependent ion channels or
ionotropic glutamate receptors (particularly NMDA
receptors) at postsynaptic sites (Picconi et al., 2002).
The mGlu receptors are classified into three groups.
Group I, including mGluR1 and 5, are positively
linked to the activation of phospholipase C and PI3hydrolysis via Gq. Their activation leads to an increase
in intracellular Ca2þ levels, stimulation of PKC,
potentiation of L-type voltage-dependent Ca2þ chan-
nels and inhibition of Kþ conductances that generally
mediate postsynaptic excitatory effect (Conn and Pin,
1997; Gubellini et al., 2004). Group II (mGluR2, 3)and group III (mGluR4, 6–8) mGlu receptors are
negatively coupled to adenylyl cyclase via Gi/Go, or
pertusis toxin-sensitive G-protein, respectively. Their
activation inhibits the formation of cAMP and also
exerts an inhibitory action on L-N and P/Q type of
voltage-dependent Ca2þ channels and activates
hyperpolarizing Kþ conductance. In addition, pharma-
cological blockade of mGluR1 or mGluR5, or pharma-
cological activation of mGluR2/3 or mGluR4/7/8,
produces neuroprotection shown in a variety of central
nervous system (CNS) disorder models (Bruno et al.,
2001). These receptors are generally found presynapti-
cally where they exert an inhibitory action on the release
of glutamate and other neurotransmitters (Cartmell and
Schoepp, 2000; Gubellini et al., 2004).
Furthermore, mGlu receptors also have the potential
to regulate the MAPK pathway. It has been shown that
intracaudate injection of a group I mGlu receptor ago-
nist upregulates ERK1/2 phosphorylation (Choe and
Wang, 2001). However, currently there are no available
data regarding the influence of group II and III mGlu
receptors on striatal MAPK cascades (Wang et al.,
2004). The interaction between mGlu receptors and
other G-protein-coupled receptors, in particular dopa-
mine, adenosine and muscarinic acetylcholine recep-
tors, has also been demonstrated (Pin and Acher,
2002; Moldrich and Beart, 2003; Gubellini et al., 2004).
Y OF THE BASAL GANGLIA 27
2.4.2.3. Glutamate receptors in the BG
NR1 subunit mRNA is expressed in the striatum, STN
and SNc, whereas in globus pallidus (GPe, GPi and
ventral pallidum) and SNr the mRNA expression of
NR1 subunit is less intense (Ravenscroft and Brotchie,
2000). Although all striatal neurons express NMDAR2
receptors, their subunit expressions are different
among various neuronal populations. NR2B mRNA
is expressed prominently over all striatal neurons (cau-
date and putamen). NR2A mRNA is of relatively
lower abundance in the striatum. While no labeling
for NR2A is observed on somatostatinergic and choli-
nergic interneurons, it is expressed over glutamic acid
decarboxylase (GAD) 67 immunoreactive neurons.
NR2D mRNA expression has been observed strongly
in the globus pallidus (GPe and GPi) and moderately
in the striatum. NR2C mRNA is expressed weakly all
over striatal neurons, except for a moderate expression
in cholinergic interneurons (Kosinski et al., 1998;
Kuppenbender et al., 2000; Smith et al., 2001). As
the NMDA receptor complex represents a key molecu-
lar element in motor abnormalities in PD, the pattern
of NMDA receptor expression should be considered
for therapeutic approaches targeting specific NMDA
receptor subtypes in PD.
In the human striatum, which is enriched in AMPA
receptors, both striatal output projection neurons and
large interneurons express GluR1, GluR2 and GluR3
subunits. However, the GluR4 subunit expression is
restricted to a small population of large and medium-
sized neurons (Bernard et al., 1996; Tomiyama et al.,
1997; Smith et al., 2001). AMPA and NMDA receptor
subunits are also expressed at subthalamopallidal glu-
tamatergic synapses in the globus pallidus (Clarke
and Bolam, 1998).
In the monkey striatum kainate receptors (GluR6/7
and kainate-2) are expressed intracellularly in presy-
naptic glutamatergic terminals and may control gluta-
mate release from the thalamus and cerebral cortex.
Postsynaptic kainate receptors are also expressed in
DI
dendrite and spine throughout the striatum (Charara
et al., 1999; Kieval et al., 2001). On the other hand,
more than 60% of pre- and postsynaptic plasma mem-
brane kainate receptors are expressed extrasynaptically
(Kieval et al., 2001). The roles of kainate receptors in
the striatum and the exact mechanism by which kainic
acid has toxic effects on striatal projection neurons are
still poorly understood. However, it has been demon-
strated that the activation of presynaptic kainate recep-
tors like postsynaptic kainate receptors may lead to
increased Naþ and Ca2þ conductances and conse-
quently to the depolarization of nerve terminals. This
could facilitate the opening of voltage-dependent Ca2þ
channels and potentiate glutamate release with excito-
toxic effects (Perkinton and Sihra, 1999). Other studies
have demonstrated that kainate receptors in the monkey
striatum could downregulate GABAergic synaptic
transmission indirectly via release of adenosine (acting
on A2A receptors) (Chergui et al., 2000). Since kainate
receptors are also expressed extrasynaptically and their
metabotropic-like functions have also been reported
(Rodriguez-Moreno and Lerma, 1998), it was suggested
that these receptors probably mediate slow modulatory
effects rather than fast synaptic transmission (Kieval
et al., 2001). Recent studies reveal that the density of
kainate receptors is increased in the striatum of 6-
hydroxydopamine (6-OHDA) rats (Tarazi et al., 2000).
Interestingly, AMPA and kainate receptor antagonists,
but not NMDA antagonists, are known to protect dopa-
minergic terminals of rat striatum against 1-methyl-4-
phenylpyridinium ion (MPPþ) toxicity. Further investi-gations in animal models of PD are needed to clarify
the role of these receptors in PD.
The group I mGlu receptors, mGluR1 and mGluR5,
are expressed by striatal medium spiny neurons and by
subpopulations of interneurons, including cholinergic
interneurons (Testa et al., 1994, 1995, 1998; Smith
et al., 2000; Pisani et al., 2001). Recent studies demon-
strated the presynaptic localization of mGluR5 at
dopaminergic synapses and also in glutamatergic term-
inals, preferentially in thalamostriatal over corticos-
triatal afferents (Paquet and Smith, 2003). The
localization of group I mGlu receptors not only at glu-
tamatergic but also at GABAergic striatal synapses in
GPe, GPi and SNr has been shown (Hanson and Smith,
1999). Since mGlu receptors have high affinity for
glutamate, a small amount of spilled-over neurotrans-
mitter could be one of the sources that activate these
receptors. Other possibilities are extrasynaptic diffu-
sion of glutamate released from astrocytes or, under
certain circumstances, glutamate released from striatal
terminals (Smith et al., 2001). At GABAergic
synapses, these postsynaptic mGlu receptors could reg-
ulate GABA currents in pallidal or SNr neurons either
28 P. SAMA
by changing membrane excitability through modulation
of Ca2þ and Kþ channels (Conn and Pin, 1997) or via
direct physical interactions with GABAA or GABAB
receptors (Smith et al., 2001). At STN synapses in
GPe and GPi, activation of presynaptic mGluR1 and 5
by glutamate released from overactive STN could lead
to increased activity of BG output nuclei through var-
ious mechanisms, including potentiation of ionotropic
glutamatergic transmission and reduction of Kþ con-
ductances (Smith et al., 2001). Therefore, antagonists
of group I mGlu receptors has been suggested as a
potential target to reduce the overactivity of pallidal
neurons generated by STN in PD (Pisani et al., 1997;
Ossowska et al., 2002; Picconi et al., 2002). Activation
of mGluR5 (group I) could reduce striatal dopamine
uptake by phosphorylation of the transporter through
activation of CAMKII and PKC (Page et al., 2001).
This regulatory interaction demonstrates that the two
glutamatergic and dopaminergic systems interact
closely in the striatum and glutamate can potentially
regulate dopaminergic transmission.
Group II and III mGlu receptors are mostly found
presynaptically on corticostriatal glutamatergic term-
inals. Furthermore, regarding the high expression of
group II mGluRs in STN neurons and the inhibitory
action of these receptors on glutamate release, the
selective agonists of group II mGlu receptors could
have a beneficial effect in PD by reducing the hyperac-
tivity of excitatory corticostriatal and subthalamopalli-
dal neurons that is developed after dopaminergic
denervation (Rouse et al., 2000; Ossowska et al.,
2002). Accordingly, the alleviation of akinesia after
activation of group III mGluRs in reserpine-treated rats
has been demonstrated (MacInnes et al., 2004).
Although pallidal neurons do not express group II mGlu
receptor mRNA, the mGluR4 and mGluR7 (group III)
are expressed in GABAergic striatopallidal neurons
(Bradley et al., 1999). The group III mGluRs at striato-
pallidal synapses are thought to play a role in modulat-
ing GABAergic transmission at these synapses (Smith
et al., 2000) and the selective agonist of these receptors
could be a target to reduce the parkinsonian syndrome
by attenuation of overactivity of the striato-GPe path-
way. The mGluR2/3 also promote the synthesis and
release of neurotrophic factors in astrocytes (Bruno
et al., 2001). Indeed, these results suggest that appropri-
ate therapeutic interventions with mGlu receptors may
alleviate the symptoms of PD and also delay the pro-
gress of neurodegeneration in this movement disorder.
2.5. Gamma-aminobutyric acid
The amino acid GABA is the main inhibitory neuro-
transmitter in the CNS, including the BG. The principal
ET AL.
TR
neurons in the striatum, i.e. about 77–97.7%, are med-
ium spiny projection neurons, which utilize GABA as
a transmitter (Tepper et al., 2004). These GABAergic
medium spiny neurons are innervated by glutamatergic,
dopaminergic and GABAergic afferent fibers and the
interaction between these inputs at the striatal level
plays an important role in the regulation of the BG
function and in the pathophysiology of PD. The remain-
ing neurons in the striatum are various types of inter-
neurons thought to play an important role in the
processing of information in the striatum. These inter-
neurons have been classified, based on cell diameters,
neurochemistry and physiology, into one population of
large cholinergic interneurons and at least three types
of medium GABAergic interneurons (Kawaguchi et
al., 1995). The two types of GABAergic interneurons
colocalize the Ca2þ-binding protein, parvalbumin or
calretinin and the third class contains somatostatin,
neuropeptide Y, the enzyme nicotinamide adenine
dinucleotide phosphatase (NADPH-d) or nitric oxide
synthase (NOS) (Kawaguchi et al., 1995; Cicchetti
et al., 2000). NOS-containing neurons receive synaptic
inputs from parvalbuminergic interneurons and
innervate striatal output neurons (Morello et al., 1997).
Calretinin interneurons seem to modulate striatal local
circuits in response to inputs from striatal and cortical
neurons (Figueredo-Cardenas et al., 1997). Moreover,
GABA is also the transmitter utilized by GPe and the
output nuclei of the BG (SNr-GPi).
A recent study revealed that in primates, but not in
rodents, GABA is synthesized more in striosome than
in matrix (Levesque et al., 2004). Accordingly, it was
suggested that GABA may have a greater inhibitory
effect on the processing of limbic information than
sensorimotor information which is processed in the
striosome and matrix, respectively (Levesque et al.,
2004).
2.5.1. GABA biosynthesis, transport and
degradation
GABA is synthesized by decarboxylation of gluta-
mate, a reaction catalyzed by the enzyme GAD (Olsen
and Delorey, 1999). GAD exists in two different iso-
forms, termed GAD65 and GAD67, which differ in
their size, cofactor association and subcellular distribu-
tion (Augood et al., 1995). The majority of medium
spiny neurons highly express GAD65 mRNA while
the GABAergic interneurons are preferentially
enriched in GAD67 mRNA (Mercugliano et al.,
1992). Within nerve terminals, GABA, like other neu-
rotransmitters, is stored in synaptic vesicles before its
release into the synaptic cleft (McIntire et al., 1997).
The storage of GABA into vesicles is dependent on
FUNCTIONAL NEUROCHEMIS
the vesicular GABA transporter containing 520 amino
acids with 10 transmembrane domains (McIntire et al.,
1997; Jin et al., 2003). The transport of GABA into
secretory vesicles relies on the electrochemical proton
gradient created by the Hþ-ATPase (Takamori et al.,
2000; Piccini, 2003).
Specific high-affinity Naþ/Cl�-dependent transpor-ters in both GABAergic and glial cells regulate the
maintenance of the extracellular levels of GABA
(Masson et al., 1999). Four distinct genes encoding
GABA transporters (GATs) have been identified
(Conti et al., 2004). These transporters mediate GABA
uptake, terminating GABA’s action and regulating
GABA’s diffusion to neighboring synapses. In the rat
BG, the globus pallidus, STN and substantia nigra
show high expression of GAT-1 mRNA and also dense
labeling for GAT-1 protein, whereas the dorsal stria-
tum, caudate and putamen show moderate and light
labeling for GAT-1 mRNA and protein, respectively
(Yasumi et al., 1997). The expression of GAT-1 pro-
tein by GABAergic interneurons, containing GAD67
mRNA, is also shown in dorsal striatum (Augood
et al., 1995). Another study in the monkey BG demon-
strates dense labeling of GAT-1 in GPe and GPi, mod-
erate labeling in STN and substantia nigra and low
labeling in the dorsal striatum (Wang and Ong,
1999). Interestingly, the human glutamatergic STN
neurons, coexpressing parvalbumin and/or calretinin,
are also enriched in mRNA encoding GAT-1. This
indicates that the STN neurons may be able to accu-
mulate synaptically released GABA via interaction
with this brain specific high-affinity GABA uptake
protein, in the vicinity of their terminal projections.
This effect may be considered as a potential non-dopa-
minergic target for therapy in PD (Augood et al.,
1999). Expression of GATs, as for glutamate transpor-
ters, is regulated by different factors, including phos-
phorylation of the transporter protein by PKA and
PKC, transcription and activity-dependent trafficking
of transporter protein between the cytosol and plasma
membrane (Bernstein and Quick, 1999; Schousboe,
2003).
GABA is inactivated by transamination with alpha-
ketoglutarate. This reaction is catalyzed by the mito-
chondrial enzyme 4-aminobutyrate aminotransferase
(GABA transaminase; GABA-T). In this process the
amino group from GABA is transferred on to alpha-
ketoglutarate, producing glutamate and succinic acid
semialdehyde. The latter is further metabolized to form
succinic acid, which is an intermediate of the Krebs
cycle. The glutamate formed from the degeneration of
GABA is then converted into glutamine by the cytosolic
enzyme glutamine synthetase. GABA-T is also present
in the mitochondria of glial cells and glial glutamine
Y OF THE BASAL GANGLIA 29
Glial cell
GABA
GABA
GABA
Glu
Gln
Glu
Gln
Glutaminesynthase
GABA
GAD65
GAD67
GAT
Glutam
inase
VGAT
PresynapticGABAergic terminal
GABA-T
GA
T
GAB
A-T
KREBSCYCLE
KREBSCYCLE
Fig. 2.4. Diagram showing the synthesis, release, transport and degradation of GABA in a GABAergic nerve terminal. GABA-
T, GABA transaminase; Gln, glutamine; Glu, glutamate; GAT, GABA membrane transporter; VGAT, vesicular GABA trans-
porter; GAD, glutamic acid decarboxylase isoforms 65 and 67.
30 P. SAMADI ET AL.
is an important precursor for both glutamatergic and
GABAergic neurons (Olsen and Delorey, 1999; Farrant,
2001; von Bohlen und Halbach and Dermietzel, 2002).
A summary of the synthesis, transport and degradation
of GABA is illustrated in Fig. 2.4.
2.5.2. Receptors and signal transduction
Three types of receptors, termed GABAA, GABAB and
GABAC, mediate the effect of GABA in the CNS.
Although GABAA and GABAB are present in the
BG, there is no evidence for the existence of GABAC
in these structures. The fast inhibitory synaptic trans-
mission results from the stimulation of ionotropic
chloride-gated GABAA and GABAC receptor channels
(Macdonald and Olsen, 1994; Johnston, 1996).
GABAA receptors are defined by their sensitivity to
the antagonist bicuculline whereas GABAC receptors
are insensitive to this antagonist. These ionotropic
GABA receptors are composed of a heteromeric struc-
ture consisting of five subunits assembled from a
group of 18 different subunits, which have been char-
acterized in mammalian brain (Barnard et al., 1998;
Waldvogel et al., 2004). The GABAA receptor pos-
sesses three different binding sites. The first one binds
GABA, the second one is a specific binding site for
benzodiazepines and the third binding site is specific
for barbiturates. The two latter sites seem to be absent
from the GABAC receptor (Mehta and Ticku, 1999;
Smith et al., 2001).
Metabotropic GABAB receptors belong to the family
of G-protein-coupled receptors and mediate slow inhibi-
tory synaptic transmission via an increase in Kþ currents
(Bettler et al., 1998; Galvan et al., 2004). Activation of
GABAB receptor via G-protein can also reduce Ca2þ
conductance and inhibit adenylyl cyclase (Bormann,
1988; Smith et al., 2000). Functional GABAB receptors
are heterodimers of GABABR1 subunit and GABABR2
subunit. This heterodimerization is important in receptor
folding and transport to the cell surface and is also neces-
sary for agonist binding to GABAB receptors (Jones
et al., 1998; White et al., 1998).
GABA-mediated inhibition in the striatum arises
from axon collaterals of spiny projection neurons
(Parent and Hazrati, 1995a; Wu et al., 2000; Tunstall
et al., 2002), GABAergic interneurons (Bolam et al.,
2000; Cicchetti et al., 2000), GPe (Kita et al., 1999)
and SNr (Hanley and Bolam, 1997). Activation of spiny
neurons rarely triggers synaptic transmission in other
nearby neurons (Tunstall et al., 2002) whereas action
TR
potentials evoked by interneurons are capable of produ-
cing stronger GABA-mediated synaptic transmission in
spiny neurons (Koos and Tepper, 1999). Hence, it was
suggested that most of the strong inhibition of medium
spiny neurons is principally controlled by GABAergic
interneurons even though there are many times more
collateral synapses with medium spiny neurons than
interneurons (Kita, 1993; Tepper et al., 2004).
A recent study reports that dopamine plays a critical
role in the modulation of striatal interneurons activity
through postsynaptic dopamine D5 receptors and presy-
naptic dopamine D2 receptors located on GABAergic
nerve terminals (Centonze et al., 2003b). This
study demonstrates that both isoforms of dopamine D2
receptors, D2L and D2S, are involved in the presynaptic
inhibition of dopamine on GABA transmission. More
recently, it has been demonstrated that GABAA receptor
stimulation is able to rescue the locomotor deficits of
the dopamine D2 R�/� mice, suggesting that this recep-
tor interacts with GABAA receptors to control the motor
circuits in the BG (An et al., 2004). In addition, the
dopamine D5 receptor physically interacts with the
ionotropic GABAA receptor. In cells coexpressing the
two receptors, the D5-mediated stimulation of adenylyl
cyclase was inhibited by GABAA, while the GABA-
induced chloride current was decreased by the activa-
tion of the dopamine receptor, indicating reciprocal
receptor cross-talk (Liu et al., 2000).
The inhibitory postsynaptic potential induced by the
collateral of the medium spiny neurons could attenuate
or block the transient effects of nearby corticostriatal
or thalamostriatal excitatory postsynaptic potentials.
Therefore, these axon collaterals, by attenuating gluta-
mate-mediated excitatory postsynaptic potentials, may
play an important role in Ca2þ-dependent changes in
the synaptic efficacy of corticostriatal or thalamostriatal
synapses. It seems that GABAB receptors are involved
in the presynaptic regulation of glutamate release
(Calabresi et al., 1991, 2000a; Tepper et al., 2004).
Activation of GABAA receptors by synaptically
released GABA causes a fast membrane depolarization
in striatal neurons via chloride conductance. The
synaptic depolarizing effect of this inhibitory transmit-
ter is due to the high resting potential of medium spiny
neurons (–80 mV) (Calabresi et al., 2000a). In addi-
tion, synaptically released GABA exerts a feedback
control on its own release in the striatum via presynap-
tic GABAB receptors and it may also be able to reduce
GABA-mediated depolarizing synaptic potentials
(Calabresi et al., 1991). Accordingly, it was suggested
that feedback inhibition by axon collaterals also plays
a significant role in the information-processing opera-
tion of the striatum (Tunstall et al., 2002). However,
the functional role of this feedback inhibition by axon
FUNCTIONAL NEUROCHEMIS
collaterals in the striatum is complex and remains to
be better clarified (Tepper et al., 2004).
Y OF THE BASAL GANGLIA 31
2.5.2.1. GABAA receptors in the BG
The distribution of GABAA receptors in the BG of
human and monkey in normal and parkinsonian condi-
tions has been reported using benzodiazepine-binding
studies with GABAA receptor. These studies demon-
strated that GABAA/benzodiazepine receptors are dis-
tributed in caudate and putamen according to the
patch and matrix compartments (Waldvogel et al.,
1998, 1999). In human BG, GABAA receptors are
found in highest concentrations on the GABAergic
interneurons of the striatum and on the output neurons
of the globus pallidus and SNr (Waldvogel et al.,
2004). It has been suggested that presynaptic GABAA
receptors in the globus pallidus may be involved in the
modulation of release of GABA (Waldvogel et al.,
1998; Smith et al., 2001). In 1-methyl-4-phenyl-1,2,3,6-
tetrahydropyridine (MPTP) parkinsonian monkeys, the
density of GABAA/benzodiazepine-binding sites is
decreased in the medial anterior part of the caudate and
putamen and it remains unchanged after treatment with
pulsatile or continuous dopamine D1 receptor agonist
(Calon et al., 1999). In dorsal striatum, GABAA/benzo-
diazepine-binding sites remained reduced in parkinsonian
monkeys treated with long-acting dopamine D2 receptor
agonist, but was not significantly lower than untreated
MPTP monkeys (Calon et al., 1999). The effects of the
GABAA receptor are suggested to be postsynaptic and
are thought to be mediated by striatal interneurons con-
taining parvalbumin (Koos and Tepper, 1999) or by a
striatonigral feedback loop (Smolders et al., 1995).
The density of GABAA/benzodiazepine-binding
sites in the globus pallidus is lower than in the striatum
and is more important in GPe than in GPi (Waldvogel
et al., 1998, 1999). After MPTP treatment in the pri-
mate animal model of PD, the density of GABAA/ben-
zodiazepine-binding sites is increased and decreased,
respectively, in GPi and GPe (Robertson et al., 1990;
Calon et al., 1995, 1999). The current model of BG
circuitry is consistent with the hypoactivity of the
striatonigral and hyperactivity of striatopallidal path-
ways after degeneration of dopaminergic nigrostriatal
neurons in PD. Interestingly, cabergoline, the long-
acting dopamine D2 agonist, but not SKF 82958, the
dopamine D1 agonist, could reverse the increased level
of GABAA/benzodiazepine-binding in GPi of MPTP
monkeys (Calon et al., 1999). The pattern of GABAA
receptor expression in the SNr is similar to that in the
GPi and treatment with MPTP in monkeys increases
the level of GABAA/benzodiazepine-binding sites in
the SNr (Smith et al., 2001).
DI
STN neurons also demonstrate strong immunoreac-
tivity for GABAA receptor subunits in rats and mon-
keys (Smith et al., 2001). Indeed, infusion of the
GABAA receptor agonist, muscimol, into the STN
has a beneficial effect in the symptomatic relief in
patients with advanced PD (Levy et al., 2001).
32 P. SAMA
2.5.2.2. GABAB receptors in the BG
GABAB receptors are expressed by most neurons in
the BG. Both the R1 and R2 subunits of the GABAB
are distributed throughout the monkey and human stria-
tum. Most striatal interneurons containing parvalbumin
or calretinin, 50% of those containing neuropeptide Y
and 80% of cholinergic interneurons express GABAB
receptor and generally these interneurons are more
strongly labeled than medium spiny neurons (Charara
et al., 2000; Waldvogel et al., 2004). These GABAB
receptors are located at a presynaptic location to med-
ium spiny neurons either on GABAergic terminals or
on GABAergic interneurons (Nisenbaum et al., 1993;
Waldvogel et al., 2004). In addition GABAB receptors
are also located on glutamatergic terminals in the stria-
tum and it has been suggested that these presynaptic
GABAB receptors could modulate the release of gluta-
mate and dopamine (Nisenbaum et al., 1992, 1993;
Smith et al., 2000; Waldvogel et al., 2004). In monkeys,
following treatment with MPTP and dopaminergic
agents, no changes in the density of GABAB receptors
were seen in the striatum (Calon et al., 2000c).
GABAB R1 and GABAB R2 are also localized over
90% of the neurons of the globus pallidus, SNr and
SNc (Waldvogel et al., 2004). In the substantia nigra,
dopaminergic neurons in the SNc were more intensely
labeled for GABAB receptors than GABAergic neu-
rons in the SNr (Charara et al., 2000) and it has been
shown that the release of dopamine is modulated by
GABA receptors (Waldvogel et al., 2004). Moreover,
in MPTP monkeys a significant decrease in GABAB
receptors is seen in SNc, suggesting that SNc neurons
express GABAB receptors, whereas no change is seen
in the SNr of these parkinsonian monkeys (Calon
et al., 2000c). There is also evidence that GABAB
receptors can control the release of glutamate as well
as GABA in the SNr (Shen and Johnson, 1997). In
the globus pallidus, the postsynaptic GABAB receptors
may also be involved in modulating synaptic transmis-
sion in addition to the GABAA-mediated inhibitory
effect (Smith et al., 2000). Furthermore, localization
of the presynaptic GABAB receptors in GPe and GPi
has been demonstrated (Smith et al., 2000). Consistent
with these morphological results, functional studies
showed that activation of GABAB receptors in the
globus pallidus reduces the release of GABA and glu-
tamate by activating presynaptic auto- and hetero-
receptors and hyperpolarizes pallidal neurons by
activating postsynaptic receptors (Chen et al., 2002,
2004a). In MPTP parkinsonian monkeys, the level of
GABAB receptors is significantly increased in the
GPi. However, no changes have been seen in the
GPe (Calon et al., 2000c).
GABAB receptors are also expressed by subthala-
mic terminals and glutamatergic afferents to STN neu-
rons (Charara et al., 2000; Galvan et al., 2004). It is
thought that GABAB receptor stimulation could modu-
late the postsynaptic response to glutamate through
presynaptic receptors (Chen et al., 2004a). In addition,
GABAB receptors may control the activity of STN
neurons by presynaptic inhibition of neurotransmitter
release from extrinsic and/or intrinsic glutamatergic
terminals (Smith et al., 2001). Electrophysiological
studies demonstrated that GABAB receptors modulate
glutamate release in the STN (Shen and Johnson,
2001). Therefore, therapeutic agents such as GABAB
receptor agonists could have beneficial effects in PD
by attenuating the hyperactivity of STN neurons.
Indeed, the application of baclofen was found to
decrease the evoked synaptic currents mediated by
glutamate in the SNr (Shen and Johnson, 1997).
Because GABAB R1 and GABAB R2 need to dimer-
ize to form a functional receptor, it is expected that
these two subtypes display a similar pattern of distribu-
tion. Recent studies in the primate BG demonstrate that
the distribution of GABAB R2 is largely consistent with
that of GABAB R1. However, there are some excep-
tions. For example, low expression levels of GABAB
R2 compared with GABAB R1 are found in the stria-
tum, or a larger proportion of presynaptic elements
labeled for GABAB R1 than GABAB R2 are found in
the globus pallidus and substantia nigra. This raises
the hypothesis that other mechanisms may relay the for-
mation of functional GABAB receptors in specific
regions of BG (Charara et al., 2004).
2.6. Acetylcholine
Striatal cholinergic interneurons, also called tonically
active neurons, fire tonically and do not exhibit long
periods of silence (Zhou et al., 2002). These neurons
are indispensable in controlling striatal neuronal activ-
ity and extrapyramidal motor movement. Evidence
indicates that the imbalance between dopaminergic
and cholinergic systems is one of the neurochemical
bases that play a fundamental role for movement
abnormalities observed in PD (Di Chiara et al., 1994;
Kaneko et al., 2000; Saka et al., 2002).
The almost exclusive source of acetylcholine in the
striatum originates from interneurons (Parent et al.,
ET AL.
TR
1995b). Nevertheless, a large proportion of BG neu-
rons appear to receive a prominent cholinergic input
from the upper-brainstem neurons (Parent et al.,
1995b). The cholinergic interneurons, which account
for <2% of the entire striatal neuronal population,
are distinguished from the medium spiny neurons by
their large somata and extensive dendritic and axonal
arbors. Moreover, the density of cholinergic varicos-
ities is high (Izzo and Bolam, 1988; Smith and Bolam,
1990a; Contant et al., 1996). Furthermore, the high
and precisely overlapping distribution of acetylcho-
line, dopamine, tyrosine hydroxylase and enzymes
involved in the synthesis and degradation of acetylcho-
line in the striatum ensure that the cholinergic and
dopaminergic systems are positioned to interact within
this structure (Zhou et al., 2001). These anatomical
characteristics suggest that these interneurons may be
important for integrating diverse synaptic inputs and
they exert a strong and direct influence on BG output
structures (Calabresi et al., 2000b; Kaneko et al.,
2000; Ragozzino, 2003).
2.6.1. Acetylcholine synthesis, transport and
degradation
Acetylcholine is synthesized in nerve terminals from
its precursor choline and acetylcoenzyme A. Choline
used in acetylcholine synthesis is thought to come
from two sources: the main source is derived from
metabolization of acetylcholine by acetylcholine ester-
ase and the other source is the breakdown of phospha-
tidylcholine, which may be stimulated by locally
released acetylcholine (Webster, 2001a). Choline is
then taken up into the cholinergic neurons by a high-
affinity Naþ-dependent choline uptake system (Taylor
and Brown, 1999; Webster, 2001a). The choline levels
in the brain and plasma seem to be relatively stable at
5–10 mM (Lockman and Allen, 2002). The reaction of
choline with mitochondrial-bound acetylcoenzyme A
is catalyzed by the cytoplasmic enzyme choline acetyl-
transferase (ChAT) present in the presynaptic terminal
of cholinergic neurons (Webster, 2001a; Sarter and
Parikh, 2005). ChAT itself is synthesized in the rough
endoplasmic reticulum of the cell body and transported
to the axon terminal. The rate of acetylcholine synth-
esis is controlled by the capacity of choline transporter
to transport choline into presynaptic terminals
(Lockman and Allen, 2002; Sarter and Parikh, 2005).
Moreover, the choline transporter is also highly regu-
lated and the cellular mechanisms that modulate its
capacity show considerable plasticity. Choline trans-
porters are localized predominantly onto synaptic vesi-
cles that are immunopositive for the vesicular
acetylcholine transporter (VAChT). VAChT transports
FUNCTIONAL NEUROCHEMIS
acetylcholine into storage vesicles following its synth-
esis. Interestingly, the gene encoding the vesicular
transporter is located within an intron of the ChAT
gene, suggesting a mechanism for co-regulation of
gene expression for ChAT and VAChT. Acetylcholine
uptake in the vesicle is driven by a proton-pumping
ATPase (Hþ exchange) (Taylor and Brown, 1999;
Webster, 2001a). In response to an action potential,
acetylcholine is released by exocytosis into the synaptic
cleft and could act on two distinct receptors. Acetylcho-
line is metabolized by membrane-bound acetylcholine
esterase, also called true or specific cholinesterase to
distinguish it from butyrylcholinesterase, a pseudo- or
non-specific plasma cholinesterase (Webster, 2001a).
The summary of the synthesis, transport and degrada-
tion of acetylcholine is illustrated in Fig. 2.5.
2.6.2. Receptors and signal transduction
The actions of acetylcholine are the results of fast or
slow synaptic transmission mediated by nicotinic and
muscarinic receptors, respectively.
Y OF THE BASAL GANGLIA 33
2.6.2.1. Nicotinic acetylcholine receptors
Nicotinic acetylcholine receptors (nAChRs) consist of
transmembrane proteins and are members of a super-
family of ligand-gated ion channels (Karlin and Aka-
bas, 1995). nAChRs are constituted by five spanning
subunits forming a cylinder-like structure in the mem-
brane around the central ion channel which is perme-
able to Naþ, Kþ and Ca2þ (Taylor and Brown, 1999;
Webster, 2001a). Neuronal nAChRs are composed of
a and b subunits. Five types of a subunits (a2–a6)and three types of b subunit (b2–b4) constitute a- andb-type heteromeric nAChRs, whereas a7 subunits con-stitute homomeric nAChRs. Multiple receptor sub-
types are localized in the striatum and substantia
nigra, including a4b2, a6b2, a4a6b2 and others. How-
ever, a6 receptor subtypes are selectively localized to
the nigrostriatal pathway (Quik, 2004).
nAChRs are located mainly presynaptically, modu-
lating synaptic activity by regulation of neurotransmit-
ter release (Wonnacott, 1997; MacDermott et al.,
1999; Zhou et al., 2001). a7nAChR is expressed at glu-
tamatergic terminals in the striatum (Nomikos et al.,
2000) and its activation stimulates the release of gluta-
mate from corticostriatal terminals (Marchi et al.,
2002). Glutamate, through the activation of ionotropic
GluRs at dopaminergic terminals, could stimulate
dopamine release. Other subtypes of nAChR could
also directly modulate dopamine release from nigros-
triatal dopaminergic terminals (Hamada et al., 2004).
Moreover, electrophysiological studies indicate the
ACh
AChVAChT
Presynapticacetylcholinergic terminal
Choline
Choline
AChE
Acetic acid
ACh CoA
Ac-CoA
ChATChAT
Fig. 2.5. Schematic representation of biosynthesis, release, transport and degradation of acetylcholine in acetylcholinergic
nerve terminals. ACh, acetylcholine; ChAT, choline acetyltransferase; CoA, coenzyme A; Ac-CoA, acetylcoenzyme A; AchE,
acetylcholine esterase; VAChT, vesicular acetylcholine transporter.
34 P. SAMADI ET AL.
presence of nAChRs on the striatal GABAergic inter-
neurons. It was hypothesized that activation of these
nAChRs could reduce the inhibitory effect of striatal
projection neurons and cause some disinhibition of
output nuclei of the BG (Zhou et al., 2003).
Nicotine at low concentrations mainly activates, at
dopaminergic terminals, high-affinity b2-containingnAChRs with rapid desensitization properties (Picciotto,
2003; Hamada et al., 2004). However, nicotine at high
concentration could activate both high-affinity and
low-affinity (a7) nAChRs in the striatum. This latter,
localized at glutamatergic terminals, is less susceptible
to desensitization and their activation results in longer-
lasting actions of nicotine (Hamada et al., 2004).
Furthermore, it has been shown that nicotine at these
low and high concentrations by activation of dopamine
D2 and D1 receptors might differentially regulate
the state of phosphorylation of DARPP-32 at Thr-34
(Hamada et al., 2004). These differential effects of
nicotine in the two major outputs of the striatum could
contribute to a better understanding of the modulatory
effect of the cholinergic system in PD.
In PD, most reports indicate a reduction in nicotine
binding in caudate and putamen in parallel with the
decline in dopaminergic markers (Court et al., 2000a,
b; Quik and Kulak, 2002; Pimlott et al., 2004). More-
over, reduced nicotine binding has also been demon-
strated in the substantia nigra in PD, highlighting the
loss of dopaminergic neurons projecting to the striatum
(Perry et al., 1995; Pimlott et al., 2004). Studies in ani-
mal models of PD also show that a decline in nAChRs
is paralleled by a decrease in nicotine-evoked dopamine
release (Quik et al., 2003b). Accordingly, it was sug-
gested that drugs targeting the subtypes of nAChR that
decline with nigrostriatal degeneration might be useful
in treating PD (Quik, 2004). Additionally, co-
administration of an nAChR agonist with a low dose
of levodopa improves parkinsonian syndrome similar
to a high dose of levodopa, while the involuntary move-
ments are reduced (Schneider et al., 1998). Levodopa
treatment has been reported to decrease nAChR expres-
sion in unlesioned animals, but not in animals with
severe nigrostriatal damage, suggesting that levodopa
affects nAChRs associated with dopaminergic terminals
(Quik et al., 2003a). This effect may be relevant to the
reduction of the effectiveness of levodopa with time in
parkinsonian patients (Quik et al., 2003a). Furthermore,
it has been reported that acetylcholine, through both
nicotinic and muscarinic receptor activation, may regu-
late striatal dopaminergic transmission, in part by mod-
ulating DAT availability (Tsukada et al., 2001). The
effects of nAChR activation on dopamine transport
function appear to be mediated in part through PKC
(Gulley and Zahniser, 2003).
Some evidence also suggests that nicotine has a neu-
roprotective efficacy against nigrostriatal damage in the
TR
long term. This effect could result from nicotine-evoked
dopamine release, which competes with toxins for entry
into neurons via the same uptake system (Di Monte,
2003; Quik, 2004). The neuroprotective effect of nico-
tine could also be through a variety of neuronal
mechanisms ranging from the inhibition of apoptosis
and/or production of growth factors such as fibroblast
growth factor (Belluardo et al., 2000; Roceri et al.,
2001), reduction of superoxide anion generation in
brain mitochondria (Cormier et al., 2003) and antioxi-
dant action (Newman et al., 2002). More recently, it
was reported that a nicotine neuroprotection effect
might result from negative regulation of microglia acti-
vation through a7nAChRs (Shytle et al., 2004).
FUNCTIONAL NEUROCHEMIS
2.6.2.2. Muscarinic acetylcholine receptors
Muscarinic acetylcholine receptors (mAChRs) belong
to the seven transmembrane G-protein coupled receptor
family. Molecular cloning has identified five distinct
mAChRs: M1–M5 (Caulfield and Birdsall, 1998). M1,
M3 and M5 receptors, also called M1-like mAChRs,
couple to similar G-proteins (Gq family) that activate
phospholipases and metabolize intracellular Ca2þ (Zhou
et al., 2003). M2 and M4 receptors, also called M2-like
mAChRs, by coupling to G-proteins of the Gi/Go
family, can inhibit adenylyl cyclase and reduce the level
of cAMP and neuronal activity by inhibiting different
classes of Ca2þ channels (Zhou et al., 2003). Striatal
medium spiny neurons express primarily M1 and M4
mAChRs. The main population of M1 receptors is
expressed with striatopallidal neurons that also express
dopamine D2 receptors (Ince et al., 1997; Kayadjanian
et al., 1999) while M4 receptors and dopamine D1 recep-
tors are coexpressed on striatonigral neurons (Ince et al.,
1997; Bernard et al., 1999; Santiago and Potter, 2001).
The coexpression of dopamine D1 receptors with M4
mAChRs on striatal medium spiny neurons and their
opposing action on cAMP formation may have a regula-
tory action on medium spiny neurons (Zhou et al., 2003).
The M2 and M4 receptors are also present on the soma-
todendritic areas and the axon terminals of striatal choli-
nergic interneurons (Bernard et al., 1998). The presence
of muscarinic receptors on striatal afferents has also been
reported, for example, M5 receptor mRNA is detectable
in dopaminergic neurons of SNc, suggesting that M5
receptors are located on dopaminergic nerve terminals
(Zhang et al., 2002b). M3 receptor is expressed at a
low level in a subset of GABAergic nerve terminals in
the striatum (Zhang et al., 2002b).
Acetylcholine could regulate the release of dopamine,
GABA and glutamate in the striatum via presynaptic
mechanisms (Sugita et al., 1991). Recently, it has been
shown that mAChRs are involved in the regulation of
striatal dopamine release. M3 receptors located on
GABAergic nerve terminals inhibit dopamine release
by stimulating GABA release, whereas activation of
M4 and M5 receptors facilitates this release (Zhang
et al., 2002b). While the M4 and M2 mAChRs are
involved in the autoinhibition of striatal acetylcholine
release (Zhang et al., 2002a) presynaptic M1 or M1/M2
receptors have been reported to reduce GABAergic
inputs in the striatum (Calabresi et al., 2000b). More-
over, activation of presynaptic M2 receptors could
reduce the release of glutamate from corticostriatal
neurons (Calabresi et al., 2000b). Both striatal medium
spiny neurons and cholinergic interneurons receive glu-
tamatergic inputs from cortex and thalamus. The fact
that striatal projection neurons are the main target of
cholinergic interneurons suggests that these interneurons
mediate the processing input from the cortex to the med-
ium spiny neurons (Calabresi et al., 2000b).
It was suggested that M1 receptors located at postsy-
naptic sites on medium spiny neurons might modulate
postsynaptic glutamate receptors. Indeed, activation of
cholinergic transmission in the striatum has been shown
to influence LTP at corticostriatal synapses (Calabresi
et al., 1998, 2000b). The M1-like mAChR antagonist
pirenzepine blocks the induction of striatal LTP,
whereas it is significantly enhanced by methoctramine
(Calabresi et al., 1999a). Accordingly, activation of
mAChRs in the striatum influences corticostriatal
synaptic plasticity and may facilitate long-term changes
in striatal output patterns that enable the shifting of
behavioral strategies (Ragozzino, 2003).
Striatal acetylcholine release is under a complex reg-
ulation involving dopaminergic, glutamatergic and
GABAergic inputs (Koos and Tepper, 2002). Activation
of dopamine D5 receptor, expressed on all cholinergic
interneurons (Rivera et al., 2002a), could depolarize
these interneurons while activation of dopamine D2
receptors inhibits acetylcholine release (Centonze
et al., 2003b; Zhou et al., 2003). Indeed, in neurolep-
tic-induced parkinsonism, since dopamine D2 receptors
are blocked, dopamine excitation of cholinergic inter-
neurons could increase acetylcholine release (Zhou
et al., 2003). This potential mechanism may, in part,
explain the efficacy of antimuscarinic drugs in parkin-
sonism induced by neuroleptic (Zhou et al., 2003).
The mGlu2 receptors are also expressed on cholinergic
interneurons and their activation, interfering with N-
type Ca2þ channel, reduces the activity of cholinergic
interneurons and could lead to a decreased acetylcho-
line release in the striatum (Pisani et al., 2002, 2003).
According to the hyperactivity of cholinergic interneur-
ons in PD and dopamine and glutamate modulation of
synaptic plasticity in the striatal cholinergic interneur-
ons, careful management of these interneurons may be
Y OF THE BASAL GANGLIA 35
DI
helpful in the treatment of PD. Indeed, pharmacological
enhancement of muscarinic receptors can induce a par-
kinsonian syndrome, whereas antimuscarinic drugs pre-
sented one of the earliest therapies in PD (Carlsson,
2002).
The recognition that striatal cholinergic interneur-
ons play a significant role in BG circuitry by modify-
ing the excitability of striatal output neurons could
present an alternative intervention for drug develop-
ments targeting AchRs in the treatment of PD.
2.7. Serotonin (5-HT)
Serotonergic afferents to the BG principally originate
from the dorsal raphe nuclei (Parent, 1996). Although
all the core structures of the BG in primates receive a
significant serotonergic input, the densities and patterns
of innervation vary markedly from one structure to
another (Lavoie and Parent, 1990). The dorsal raphe–
striatal projection is mainly ipsilateral and arborizes pro-
fusely within the entire caudate–putamen complex, but
slightly more heavily in the ventrocaudal region (Lavoie
and Parent, 1990; Parent, 1996). Surprisingly, only 10–
15% of 5-HT varicosities exhibit a typical synaptic
junction in the striatum of rats (Arluison and De La
Manche, 1980; Soghomonian et al., 1989). This sug-
gests that the effects of 5-HT in the striatum are exerted
on a multiplicity of cellular target sites in addition to the
restricted number of dendritic spines and shaft synapti-
cally contacted by 5-HT terminals. Interestingly, dorsal
raphe neurons projecting to the striatum also send axon
collaterals to the substantia nigra. The 5-HT afferent
input from the dorsal raphe nucleus to midbrain dopa-
mine neurons is one of the most prominent (Dray
et al., 1976; Fibiger and Miller, 1977; Wirtshafter
et al., 1987; Lavoie and Parent, 1990; Vertes, 1991).
In summary, anatomical data on the 5-HT connectivity
within BG indicate that 5-HT is in a position to modu-
late BG function by interacting with dopamine systems
both at the level of substantia nigra where dopamine
neurons are found and at the level of their main target
structure, i.e. the striatum. It is thus likely that 5-HT
receptors play a role in regulating the appropriate selec-
tion of voluntary movement by the BG, and abnormal-
ities in 5-HT transmission may contribute to the
neural mechanisms of PD and complications associated
with long-term treatment with levodopa (Hornykiewicz,
1998; Nicholson and Brotchie, 2002).
2.7.1. Serotonin biosynthesis, transport, release
and degradation
The neurotransmitter 5-HT is synthesized from the
amino acid tryptophan in two biochemical steps. The
36 P. SAMA
primary source of tryptophan is dietary protein. The
entry of tryptophan into brain is not only related to
its concentration in blood, but is also a function of
its concentration in relation to the concentrations
of other neutral amino acids. The initial step in the
synthesis of 5-HT is the conversion of l-tryptophan to
5-hydroxytryptophan (5-HTP) by the enzyme trypto-
phan hydroxylase. This enzyme is only found in brain
cells that synthesize 5-HT (serotonergic neurons); its
distribution in brain is similar to that of 5-HT itself.
The conversion of tryptophan to 5-HTP is the rate-limit-
ing step in the 5-HT metabolic pathway. Therefore,
inhibition of this initial step by an enzyme inhibitor
such as para-chlorophenylalanine results in a marked
and long-lasting depletion of the content of 5-HT in
brain. The second enzyme involved in the synthesis of
5-HT is AADC, which converts 5-HTP to 5-HT. This
second enzyme, AADC, is the same for both catechola-
mines and 5-HT. Under appropriate conditions, the
synthesis of brain 5-HT in rats can be enhanced by
the consumption of a high-carbohydrate, low-protein
meal. Administration of an amino acid mixture lacking
tryptophan has been used to deplete 5-HT temporarily
in human studies (Frazer and Hensler, 1993; Meyer
and Quenzer, 2005).
As with other biogenic amine transmitters, 5-HT is
stored primarily in vesicles and is released by an exo-
cytotic mechanism. As expected for a classical neuro-
transmitter, 5-HT terminals make the usual specialized
synaptic contacts with target neurons and release 5-HT
following nerve stimulation. However, there are
numerous areas of the mammalian CNS where 5-HT
is released and no evidence for synaptic specialization
can be found. In this case, it is believed that 5-HT can
diffuse over distances as great as several hundred
microns (Jacobs and Amiztia, 1992) and may act as a
neuromodulator, i.e. adjusting or tuning ongoing
synaptic activity. As previously mentioned, a low per-
centage of 5-HT exhibits typical synaptic junctions in
the striatum of rats (Arluison and De La Manche,
1980; Soghomonian et al., 1989), suggesting a diffuse
and less specific effect of 5-HT on striatal neurons.
5-HT is transported into synaptic vesicles using the
same vesicular transporter, VMAT2, found in dopami-
nergic and noradrenergic neurons. As with catechola-
mines, storage of 5-HT in vesicles plays a critical
role in protecting the transmitter from enzymatic
breakdown in the nerve terminal. Consequently, the
VMAT blocker reserpine depletes 5-HT neurons of
5-HT, just as it depletes catecholamines in dopaminer-
gic and noradrenergic neurons (Frazer and Hensler,
1993; Meyer and Quenzer, 2005).
The rate of 5-HT release is dependent on the firing
rate of 5-HT neurons in the raphe nuclei. 5-HT release
ET AL.
TR
is inhibited by the somatodendritic 5-HT1A autorecep-
tors and by presynaptic 5-H1B or 5-HT1D, depending
on the species, located on terminals of 5-HT neurons.
Release of 5-HT can be directly stimulated by a family
of drugs based on the structure of amphetamine. These
compounds include para-chloroamphetamine, fenflur-
amine and the recreational and abused drug 3,4-methy-
lenedioxymethamphetamine (MDMA). Synaptic effects
of 5-HT are terminated by binding of the neurotrans-
mitter molecules to a specific transporter, the 5-HT
transporter (5-HTT) (Frazer and Hensler, 1993; Meyer
and Quenzer, 2005). 5-HTTs are located on 5-HT neu-
rons and terminals. The 5-HTT turns out to be a key
target for drug action. Examples include antidepressant
drugs known as selective serotonin reuptake inhibitors
(SSRIs) and other non-selective drugs such as cocaine
and MDMA that also influence the dopamine transpor-
ter. Glial cells also appear to be able to take up 5-HT
by a high-affinity transport system.
The primary catabolic pathway for 5-HT is oxida-
tive deamination by the enzyme MAO which yields
to the formation of the metabolite 5-hydroxyindoleace-
tic acid. The level of 5-hydroxyindoleacetic acid in the
brains of animals or in the cerebrospinal fluid of
humans or animals is often used as a measure of the
activity of 5-HT neurons (Frazer and Hensler, 1993;
Meyer and Quenzer, 2005).
2.7.2. Receptors and signal transduction
5-HT neurotransmission is mediated by at least 14
structurally and pharmacologically distinct 5-HT recep-
tor subtypes categorized into seven distinct families
(5-HT1–5-HT7) on the basis of their molecular biology,
signal transduction mechanisms and pharmacology.
Some of these receptor subtypes fall within groups,
such as the large family of 5-HT1 receptors (5-HT1A,
1B, 1D, 1E, 1F) and the smaller 5-HT2 receptor family
(5-HT2A, 2B, 2C). The remaining 5-HT receptor subtypes
are designated as 5-HT3, 5-HT4, 5-HT5A, 5B, 5-HT6 and
5-HT7. All of the 5-HT receptors are metabotropic,
except for the 5-HT3 receptor, which is an excitatory
ionotropic receptor (Barnes and Sharp, 1999).
Many of these 5-HT receptor subtypes are distributed
in low to high density in the BG. Although 5-HT1A
receptors are found in low density in the caudate puta-
men of primates (Frechilla et al., 2001), they may
modulate BG function by an effect outside the BG.
These somotadendritic autoreceptors are located on
neurons of the dorsal raphe that send prominent effer-
ents to the BG and therefore control 5-HT release in
those structures. 5-HT1B sites have predominantly
been found on terminals of 5-HT neurons in the stria-
tum and on GABAergic striatal output neurons in the
FUNCTIONAL NEUROCHEMIS
globus pallidus and substantia nigra (Maroteaux
et al., 1992; Boschert et al., 1994; Doucet et al.,
1995; Riad et al., 2000), suggesting a role for these
receptors in the modulation of dopamine neurotrans-
mission and GABA release. The 5-HT1E receptor
subtype (McAllister et al., 1992) is also found at high
density in the striatum, where it is thought to be
located postsynaptically (Barone et al., 1993; Barnes
and Sharp, 1999). 5-HT2A and 5-HT2C receptor sub-
types are found in moderate to high densities in the
caudate nucleus and output regions of the BG such
as the globus pallidus and substantia nigra pars reticu-
lata (Barnes and Sharp, 1999). They have been shown
to modulate striatal dopamine release both in vivo and
in vitro (Benloucif and Galloway, 1991; Benloucif
et al., 1993). In rodent models of PD, 5-HT2C receptors
play a key role in controlling BG outputs (Nicholson
and Brotchie, 2002), since antagonists increase loco-
motion and enhance the behavioral response to dopa-
mine agonists (Fox and Brotchie, 2000). The 5-HT4
and 5-HT6 receptor subtypes are positively coupled to
adenylate cyclase and found in high densities in the
caudate nucleus (Barnes and Sharp, 1999), although their
functional role is still unknown.
2.8. Neuropeptides
In addition to the classical neurotransmitters described
above, the BG contains a great diversity of neuroactive
peptides (Graybiel, 1990; Parent et al., 1995b); they
are listed in Table 2.1. Unlike classical neurotransmit-
ters, there is no mechanism for reuptake and recycling
of neuropeptides after receptor activation (Dockray,
1995). Their action is terminated by internalization
and degradation of receptor-bound peptide or mainly
by metabolism by proteolytic enzymes (Konkoy and
Davis, 1996).
Replacement of neuropeptides after release is
dependent on new synthesis in nerve cell body and
axonal transport. This is a relatively slow process com-
pared to classical neurotransmitters that are synthe-
sized locally in nerve terminals and replaced by
reuptake mechanisms. Repeated or prolonged stimula-
tion will therefore more easily exhaust neuropeptide
release.
Many neuropeptides identified in the brain have
their highest concentration in the BG and their related
structures. In the BG the principal site of synthesis is
the striatum (Graybiel, 1986).
Neuropeptides are involved in fast and slow synap-
tic transmission (Graybiel, 1990). They can exert their
biological effects as neurotransmitters, neuromodula-
tors or neurotrophic-like factors (Graybiel, 1990; Chen
et al., 2004b).
Y OF THE BASAL GANGLIA 37
DI
The neuropeptides that have been mostly investi-
gated in the BG are the neurokinin peptide SP and
the opioid peptides Enk and Dyn (Parent et al., 1995b).
2.8.1. Neurokinins
Neurokinins are a group of neuropeptides including SP
(or neurokinin-1, NK-1), substance K (SK or neurokinin-
2, NK-2 or neurokinin A) and neuromedin K (NK or neu-
rokinin-3, NK-3 or neurokinin-B) (Chen et al., 2004b).
Their biological functions are mediated by three distinct
receptors, the SP receptor (SPR or NK-1 receptor, NK
or NK-1R), the SK receptor (SKR or NK-2R) and the
NK receptor (NKR or NK-3R), respectively. These
receptors are coupled to Gi proteins and modulate
intracellular signaling cascades such as adenylate
cyclase, calcium and potassium channel activity (Chen
et al., 2004b). Pharmacological studies indicate that SP,
neurokinin-A and neurokinin-B preferentially interact
with NK-1R, NK-2R and NK-3R, respectively (Arenas
et al., 1991; Glowinski and Beaujouan, 1993; Khawaja
and Rogers, 1996; Chen et al., 2004b).
The neurokinins SP, neurokinin-A and neurokinin-
B possess a common carboxy-terminal sequence Phe-
X-Leu-Met-NH2 that accounts for their biological
properties (Chen et al., 2004b). The neurokinins are
synthesized from the expression of the preprotachyki-
nin genes A and B (PPT-A gene and PPT-B gene).
The PPT-A gene generates alpha-, beta- and gamma-
PPT-A mRNAs whereas the PPT-B gene generates
PPT-B mRNA. SP is produced from alpha-, beta- or
gamma-PPT-A mRNAs whereas neurokinin-A is pro-
duced from beta- or gamma-PPT-A mRNAs and neu-
rokinin-B from PPT-B mRNA (Chen et al., 2004b).
SP is the most abundant in the CNS, followed by
neurokinin-A and neurokinin-B. They are abundant
in the BG and their molar ratio is relatively constant
in the striatum–substantia nigra system. The distribu-
tion of these neurokinins and their receptors is well
documented by binding, in situ hybridization and
immunocytochemical studies (Chen et al., 2004b). In
the rat caudate putamen and substantia nigra the three
neurokinins were found concentrated in the synaptoso-
mal fraction and in fractions containing heavy synaptic
vesicles (Diez-Guerra et al., 1988). This localization in
vesicles is consistent with a role of neurotransmitter
and neuromodulator for neurokinins. In situ hybridiza-
tion and immunohistochemistry further confirmed the
localization of all three neurokinins in the striatum,
globus pallidus and substantia nigra (Inagaki and Par-
ent, 1984; Bolam et al., 1986; Hokfelt et al., 1991;
Manley et al., 1994; Lee et al., 1997; Chen et al.,
2004b). The spiny neurons of the direct output path-
way of the striatum express SP, Dyn and dopamine
38 P. SAMA
D1 receptors, whereas spiny neurons of the indirect
pathway express Enk and D2 receptors (Fig. 2.1). SP
is important in mediating the functions of the direct
striatonigral pathway (Emson et al., 1977; Jessell
et al., 1978; Chen et al., 2004b).
In situ hybridization and immunohistochemical stu-
dies also show the abundant distribution of neurokinin
receptors in the BG of mammals mostly localized to
neuronal cell bodies and dendrites (Chen et al.,
2004b). Double-labeling methods have shown that
neurons of the neostriatum and the substantia nigra
display distinct subclasses of neurokinin receptors
(Chen et al., 2004b). About two-thirds of substantia
dopamine neurons are found to display NK-3R but
not NK-1R immunoreactivity, whereas in the neostria-
tum NK-1R immunoreactivity is found (Chen et al.,
1998). In the neostriatum, NK-1R immunoreactivity
was detected in large and medium-sized aspiny neu-
rons and virtually all NR-1R-immunoreactive neurons
contained ChAT or somatostatin (Kaneko et al.,
1993, 2000). These results suggest that different neu-
rokinins and their receptors have distinct functional
roles in the BG. The distribution of SP and its receptor
SPR does not match in some brain regions (Shults
et al., 1984; Nakaya et al., 1994). This has been
explained by the fact that, in contrast to more ‘clas-
sical’ synapses, where the receptor immediately
apposes the site of neurotransmitter storage and
release, much of the surface of SPR-expressing neu-
rons can be targeted by SP that diffuses a considerable
distance from its site of release (Chen et al., 2004b).
Numerous studies show that neurokinins affect the
physiology of neurons in the BG. They are involved
in the firing and neurotransmitter release of striatal
and substantia nigra neurons (Otsuka and Yoshioka,
1993; Khawaja and Rogers, 1996; Chen et al.,
2004b). NK-1, NK-2 and NK-3 receptor activation
by specific agonists are shown to increase striatal
dopamine and acetylcholine release (Glowinski et al.,
1993). Furthermore, 5-HT metabolism is shown to be
increased with SP and a selective NK-3 ligand (Humpel
et al., 1991; Humpel and Saria, 1993). Neurokinins
were also shown to play a role in the neuroprotection
of dopamine neurons. There is evidence that neuroki-
nins may play a role in neuroprotection of neurons
through antiglutamate excitotoxicity (Arenas et al.,
1993; Sanberg et al., 1993; Wenk et al., 1995, 1997;
Calvo et al., 1996; Chen et al., 2004b). Furthermore,
neurokinins have been suggested to have activity to
promote neuronal cell growth that is analogous to
neurotrophic factors (Barker, 1986, 1991, 1996;
Iwasaki et al., 1989; Barker and Larner, 1992; Barker
et al., 1993). A decrease of SP and SPR is observed
in the striatum and substantia nigra of postmortem
ET AL.
TR
PD brains (Tenovuo et al., 1984, 1990; Levy et al.,
1995b). This decrease is also observed in 6-OHDA rats
and MPTP-lesioned monkeys (Arai et al., 1987; Perez-
Otano et al., 1992).
2.8.2. Endorphins
Endogenous opioids or endorphins form a complex
family generated from three genes encoding precursors
(Akil et al., 1998). The first to be characterized was
proopiomelanocortin, the common protein precursor
for b-endorphin as well as the stress hormone adreno-
corticotropic hormone (Nakanishi et al., 1979). The
other two opioid precursors are proenkephalin and pro-
dynorphin. Proenkephalin encodes multiple copies of
Met-enkephalin, a heptapeptide and octapeptide, and
one copy of Leu-enkephalin. Prodynorphin encodes
three opioid peptides of various lengths that all begin
with the Leu-enkephalin sequence: dynorphin-A,
dynorphin-B and neo-endorphin (Akil et al., 1998).
There are three major classes of opioid receptors: m,k and d. All three receptors belong to the superfamily
of G-protein-coupled receptors and share significant
sequence homology, with 61% identity at the amino
acid level (Akil et al., 1998). All three opioid receptors
inhibit adenylate cyclase. An orderly pattern of asso-
ciation between the three families of endogenous
ligands and the three opiate receptors is not observed.
Although proenkephalin products are generally asso-
ciated with d receptors and prodynorphin with kreceptors, a fair amount of ‘cross-talk’ exists (Mansour
et al., 1995). The k-receptor exhibits the greatest
degree of selectivity across endogenous ligands, with
1000-fold more affinity for dynorphin-A (1–7) than
Leu-enkephalin. m and d receptors only have a 10-fold
difference between the least and most preferred
ligands, with a majority of endogenous ligands exhi-
biting greater affinity towards d than m receptors (Akil
et al., 1998). Hence, high-affinity interactions are pos-
sible between each precursor family and each of the
three receptors. The only exception is the lack of high
affinity of proopiomelanocortin peptides for the kreceptor.
The striatum is among the brain regions with the
highest levels of opioid peptides and receptors (Steiner
and Gerfen, 1998). Both direct and indirect striatal
output pathways use the inhibitory neurotransmitter
GABA (Kita and Kitai, 1988), but differ in the neuro-
peptides they express (Fig. 2.1). Striatonigral neurons
generally contain Dyn and SP, whereas striatopallidal
neurons express Enk (Brownstein et al., 1977; Vincent
et al., 1982; Beckstead and Kersey, 1985; Gerfen and
Young, 1988; Reiner and Anderson, 1990; Curran
and Watson, 1995; Le Moine and Bloch, 1995). DA
FUNCTIONAL NEUROCHEMIS
regulates in opposite direction the expression of neuro-
peptides in the direct and indirect output pathways of
the striatum. For example, dopamine depletion leads
to a decrease in SP and Dyn expression in striatonigral
neurons and an increase in Enk expression (Young
et al., 1986; Voorn et al., 1987; Gerfen et al., 1990,
1991; Li et al., 1990; Engber et al., 1992). This effect
can be reversed, respectively, by D1 agonists for the
striatonigral neurons and by D2 agonists for the striato-
pallidal neurons (Gerfen et al., 1990; Engber et al.,
1992). Consistent with these observations, D1 receptor
knockout mice have decreased expression of SP and
Dyn, whereas D2 receptor knockout mice show mostly
increased expression of Enk (Drago et al., 1994; Xu
et al., 1994; Baik et al., 1995). Postmortem studies in
tissue from patients with idiopathic PD have been gen-
erally less conclusive than those in animal models.
Expression of preproenkephalin (PPE) in the brain of
levodopa-treated PD patients was shown to be either
unaltered (Levy et al., 1995b) or increased in the cau-
date nucleus and the putamen (Nisbet et al., 1995).
Met-enkephalin and SP were found to be subnormal
in PD BG (Fernandez et al., 1996). Studies in human
brains have often not taken into account the develop-
ment of motor complications following levodopa ther-
apy. Indeed, several lines of evidence suggest that
alteration of neuropeptides may be linked to the patho-
genesis of levodopa-induced dyskinesias (Henry and
Brotchie, 1996; Brotchie, 1998; Calon et al., 2000a,
b). In situ hybridization studies in parkinsonian mon-
keys (Morissette et al., 1997) and human PD patients
(Calon et al., 2002) suggest that an increased expres-
sion of PPE mRNA is associated with levodopa-
induced dyskinesias. Increased striatal prodynorphin
(also called preproenkephalin-B) expression was also
observed to be associated with dyskinesias in PD
(Henry et al., 2003). Recent behavioral results pro-
posed that the increased production of opioids in
the two major striatal output pathways might have a
protective role as a compensatory mechanism, which
attempts to attenuate the changes in synaptic transmis-
sion caused by the lack of striatal dopamine as well
as by the abnormal stimulation of dopamine receptors
in PD leading to dyskinesias (Samadi et al., 2003,
2004). Data on Enk and Dyn suggest that both opioid
peptides function, at least in part, as autoregulatory
mechanisms to modulate the pathways they are con-
tained in. The synthesis of both neuropeptides is
upregulated by chronic drug/treatment and/or lesions
that activate these pathways. These changes in gene
regulation are likely adaptive responses in the neurons
in order to restore homeostasis by counteracting
perturbations produced by the drug exposure and/or
lesion.
Y OF THE BASAL GANGLIA 39
DI
2.8.3. Neurotensin
Neurotensin (NT) is a tridecapeptide with widespread
distribution in the brain, suggesting that it may
play an important role as a neurotransmitter or neuro-
modulator (Jennes et al., 1982; Zahm et al., 1985).
One species of proneurotensin mRNA exists in the
brain, the product of a single gene which gives
rise to NT and a related peptide neuromedin N
(Kislauskis et al., 1988). Three NT receptors, NTS1,
NTS2 and NTS3, have been cloned to date (Vincent
et al., 1999; Kitabgi, 2002). Most of the known
central effects of NT are mediated through NTS1
(Kitabgi, 2002). NTS1 belongs to the family of G-pro-
tein-coupled receptors with seven transmembrane
domains.
Unlike Dyn and Enk, which are expressed through-
out the caudate putamen at relatively high levels, NT
expression is segregated in dorsomedial and ventrome-
dial subregions of the striatum (White, 1987; Zahm
and Heimer, 1988). Moderate to abundant levels of
NT receptors were observed in the rat striatum,
whereas NT receptor mRNA was not observed (Elde
et al., 1990). This is consistent with lesion studies in
rats suggesting localization of NT-binding sites on
dendrites and axon terminals of nigrostriatal dopami-
nergic neurons (Goedert et al., 1984). In primates the
effect of MPTP on NT-binding sites suggests only par-
tial localization of NT receptors on nigrostriatal dopa-
minergic projections (Goulet et al., 1999). Several
lines of evidence suggest an interaction between NT
and central dopaminergic systems, mainly the nigros-
triatal and mesolimbic DA pathways (Palacios and
Kuhar, 1981; Rostene et al., 1992, 1997; Azzi et al.,
1994; Lambert et al., 1995; Fernandez et al., 1996).
Experimental observations suggest that proneurotensin
mRNA and peptide abundance in the striatum and
accumbens are under tonic inhibitory control by mid-
brain dopaminergic neurons (Angulo and McEwen,
1994). Conversely, neurotensin exerts effects on dopa-
minergic systems of the midbrain and striatum, facili-
tating dopamine release and motor activation in
midbrain and inhibiting amphetamine activation of
motor activity when infused into the accumbens
(Angulo and McEwen, 1994). Depletion of NT recep-
tors in PD and in animal models of this disease has
been reported for the substantia nigra and the striatum
(Sadoul et al., 1984; Uhl et al., 1984; Waters et al.,
1987; Chinaglia et al., 1990; Goulet et al., 1999).
The NT content in the caudate and putamen was
reported to be decreased in the caudate and putamen
(Bissette et al., 1985; Fernandez et al., 1995) of PD
patients and increased in the substantia nigra (Fer-
nandez et al., 1995, 1996).
40 P. SAMA
2.8.4. Other neuropeptides
Other peptides present in the BG, such as neuropeptide
Y, somatostatin, cholecystokinin and angiotensin, are
listed in Table 2.1.
Neuropeptide Y is the most abundant and widely
distributed neuropeptide in mammalian brain (Kask
et al., 2002; Balasubramaniam, 2003). It exhibits a
wide spectrum of central activities mediated by at least
6 G-protein-coupled receptors. Neuropeptide Y and
somatostatin are found in the striatum where they co-
localized in a specific subset of interneurons which
also express NADPH-d (Smith et al., 1985; Smith
and Parent, 1986; Desjardins and Parent, 1992). Neu-
ropeptide Y receptors are also found in moderate to
high concentrations in the striatum (Desjardins and
Parent, 1992). Neuropeptide Y levels are unaltered in
PD (Allen et al., 1985).
The striatum contains the largest number of soma-
tostatinergic neurons in the BG (Johansson et al.,
1984; Chesselet et al., 1995). The actions of somatos-
tatin are mediated by 5 G-protein-coupled receptors
that are widely distributed with high concentrations
in the striatum (Hoyer et al., 1994; Patel, 1999). Soma-
tostatin mRNA is decreased in the striatum after lesion
of the dopaminergic nigrostriatal pathway (Graybiel,
1990; Soghomonian and Chesselet, 1991; Chesselet
et al., 1995). In PD both cerebrospinal fluid and neo-
cortical somatostatin levels have been found to be
decreased, whereas in the BG they remain normal
(Leake and Ferrier, 1993).
The biochemical pathways of the renin–angiotensin
system lead to the formation of angiotensin peptides of
different lengths and the tissue level of octapeptide
angiotensin II is high in the BG (Wright and Harding,
1997). There are three angiotensin receptor subtypes
identified in the mammalian brain (AT1, AT2 and
AT3), the AT2 and AT3 receptors are present in BG
structures such as the caudate putamen, the globus pal-
lidus and the substantia nigra (Wright and Harding,
1997). There is no report of altered angiotensin con-
centrations or its receptors in PD (Graybiel, 1986;
Leake and Ferrier, 1993).
Cholecystokinin levels, a neuropeptide found in the
gut and the brain, are reported to be decreased in the
cerebrospinal fluid and BG but not in the neocortex
of patients with PD (Studler et al., 1982; Verbanck
et al., 1984; Graybiel, 1986; Leake and Ferrier,
1993). Cholecystokinin and dopamine coexist in some
neurons of the ventral midbrain tegmentum and this
peptide has been implicated in dopaminergic regula-
tion (Hokfelt et al., 1980). Two cholecystokinin recep-
tors have been cloned and sequenced in humans
(CCKAR and CCKBR) (Wei and Hemmings, 1999).
ET AL.
TR
A recent study suggests that the cholecystokinin sys-
tem may influence the development of hallucinations
in PD subjects (Goldman et al., 2004).
Most other neuropeptides (such as corticotropin,
arginine vasopressin, galanin, a-melanocyte-stimulat-
ing hormone, vasoactive intestinal peptide) show mini-
mum changes in either the cerebrospinal fluid or the
brain of patients with PD (Graybiel, 1986; Leake and
Ferrier, 1993).
2.9. Adenosine
Purine and purine nucleotides are present in all cells.
Adenosine, a ‘purinergic messenger’ that regulates
many physiological processes, is released from all
cells, including neurons and glia (Dunwiddie and
Masino, 2001; Ribeiro et al., 2002). In the BG, adeno-
sine interacts closely with dopamine and plays an
important role in the function of striatal GABAergic
efferent neurons (Ferre et al., 2004). The role of ade-
nosine in modulating excitatory glutamatergic trans-
mission is also demonstrated (Ferre et al., 2002;
Domenici et al., 2004). Recently adenosine has
received more attention because its interaction with
dopamine and glutamate could have important impli-
cations for the development of therapeutic strategies
of BG disorders, such as PD.
2.9.1. Synthesis, transport and degradation
Adenosine is neither stored in synaptic vesicles nor
released as a classical neurotransmitter and there is
no evidence for synapses where the primary transmit-
ter is adenosine. Therefore, adenosine belongs to the
group of neuromodulators and influences synaptic
transmission as an extracellular signal molecule
(Ribeiro et al., 2002).
The extracellular adenosine which is produced from
dephosphorylation of adenine nucleotide AMP, by
ecto-50-nucleotidase, is the last step in the catalysis
of extracellular adenine nucleotides such as adenosine
triphosphate. Another potential source of extracellular
adenosine is cAMP. The latter can be released from
neurons and converted into AMP and then adenosine
by phosphodiesterases and ecto-50-nucleotidase, respec-tively (Svenningsson et al., 1999). Finally, the release
of adenosine from cells via transporters is another source
of extracellular adenosine (Lindskog et al., 1999).
Regulation of adenosine levels in the extracellular
space is prominently mediated by facilitated diffusion
nucleoside transporters (Cass et al., 1998). These
transporters are passive and they do not depend on
adenosine triphosphate or ionic gradients to transport
adenosine (Dunwiddie and Masino, 2001). The direc-
FUNCTIONAL NEUROCHEMIS
tion of the transport (release or reuptake) is dependent
on the gradient concentration of adenosine across cel-
lular membrane. The existence of an active transport
mechanism for adenosine, which depends on the Naþ
gradient to provide energy for transport, has also been
demonstrated; however their role in the regulation of
extracellular adenosine concentration is unclear (Dun-
widdie and Masino, 2001). Adenosine metabolic trans-
formation to inosine by adenosine deaminase is an
alternative pathway for regulating extracellular adeno-
sine concentrations (Dunwiddie and Masino, 2001).
The intracellular production of adenosine is mediated
either via dephosphorylation of AMP by 50-nucleosi-dases or by hydrolysis of S-adenosyl-homocysteine
(Svenningsson et al., 1999). Intracellularly, adenosine
can be converted to AMP by phosphorylation via
adenosine kinase or degraded to inosine by adenosine
deaminase (Lloyd and Fredholm, 1995; Svenningsson
et al., 1999).
2.9.2. Receptors and signal transduction
Neuromodulatory effects of adenosine are mediated
through activation of four G-protein-coupled receptor
subtypes: the A1, A2A, A2B and A3 receptors (Fred-
holm et al., 2001). The A1 and A3 receptors usually
couple to inhibitory G-proteins (Gi and Go), whereas
A2A and A2B receptors couple to stimulatory G-pro-
teins (Gs) (Ribeiro et al., 2002). Among adenosine
receptors the subtypes A1 and A2A are the main recep-
tors localized in the BG and more precisely in the
striatum (Ferre et al., 1997).
The A1 receptors are highly expressed in the CNS
at both the pre- and postsynaptic sites. These receptors
are present in the striatonigral as well as in striatopal-
lidal GABAergic and corticostriatal glutamatergic
neurons (Ferre et al., 1997). These anatomical locali-
zations indicate that A1 receptors exist in both D1
and D2-containing neurons (Ferre et al., 1997). Activa-
tion of A1 receptor can cause inhibition of adenylyl
cyclase and some voltage-dependent Ca2þ channels,
as well as activation of Kþ channels, phospholipase
C and phospholipase D (Ribeiro et al., 2002). A1
receptor stimulation is linked to inhibition of the neu-
rotransmitter release, most prominently the excitatory
glutamatergic transmission (Dunwiddie and Masino,
2001). In the striatum activation of A1 receptors at
corticostriatal terminals inhibits glutamate release
(Svenningsson et al., 1999). The adenosine A1 receptor
may also control the function of GABAergic inter-
neurons indirectly, by inhibiting their glutamatergic
input, a process relevant during hypoxia (Ribeiro
et al., 2002). Another action of A1 receptors is hyper-
polarization of the resting membrane potential and
Y OF THE BASAL GANGLIA 41
DI
reduction of excitability and firing rate (Dunwiddie
and Masino, 2001).
Besides its direct neuromodulatory effects, adenosine
has also receptor–receptor interaction with dopamine in
the CNS, including BG (Franco et al., 2000). Dopamine
via D1 receptor activation increases the activity of A1
receptors by potentiating NMDA-mediated adenosine
release (Harvey and Lacey, 1997). Adenosine A1 and
dopamine D1 receptor interaction may involve the forma-
tion of A1/D1 heterodimers leading to the reduction of
D1 receptors in the high-affinity state or uncoupling
of D1 receptors to the G-protein (Fuxe et al., 1998).
A2A receptors are mainly coupled to Golf, a protein
abundant in the striatum which activates adenylyl
cyclase (Kull et al., 2000). Stimulation of A2A recep-
tors by increasing the activity of this enzyme enhances
the phosphorylation of DARPP-32 at Thr-34 while
decreasing the phosphorylation of DARPP-32 at Thr-
75 (Lindskog et al., 2002). The phosphorylation of
DARPP-32 at Thr-34 and Thr-75 converts this protein
into an inhibitor of PP-1 and of PKA, respectively
(Greengard, 2001). In contrast to A2A agonism, A2A
blockade, by phosphorylation of DARPP-32 at Thr-
75, decreases PKA activation and therefore relieves
the DARPP-32-mediated inhibition of PP-1. PP-1
activity decreases the hyperphosphorylation state of
target proteins, including glutamatergic receptor subu-
nits and transcription factors, such as c-fos, occurring
after dopaminergic denervation in PD (Ribeiro et al.,
2002; Chase et al., 2003; Ferre et al., 2004).
A2A receptors are abundant in the striatum and they
modulate the input and/or output activity of GABAer-
gic medium spiny projection neurons (Hettinger et al.,
2001; Rosin et al., 2003). A2A receptors are mainly
found at postsynaptic sites of striatopallidal GABAer-
gic neurons, which also express dopamine D2 recep-
tors. However, presynaptic and glial A2A receptors
are also present in the striatum (Rosin et al., 2003).
The presynaptic localization of A2A receptors at gluta-
matergic corticostriatal terminals suggests that these
receptors could modulate the glutamatergic cortical
input by stimulating glutamate release (Rosin et al.,
2003). The presence of pre- and postsynaptic A2A
receptors on corticostriatal glutamatergic and striato-
pallidal GABAergic neurons, respectively, suggests
that these receptors may increase the excitability of
medium spiny neurons and, in this manner, play an
important role in the regulation of synaptic plasticity
(Svenningsson and Fredholm, 2003). Presynaptic A2A
receptors located on the terminals of striatal axon col-
laterals (Hettinger et al., 2001) and cholinergic inter-
neurons (Jin et al., 1993) could also modulate
GABAergic and cholinergic inputs to medium spiny
neurons (Rosin et al., 2003; Mori and Shindou, 2003).
42 P. SAMA
Furthermore, A2A receptors are also expressed pre-
synaptically in the GPe at striatopallidal GABAergic
terminals where they may enhance the release of
GABA (Mori and Shindou, 2003; Rosin et al., 2003).
This directly suppresses the excitability of GPe projec-
tion neurons, resulting in disinhibition of STN and its
overactivity, leading to parkinsonian syndrome.
All these results suggest that adenosine transmis-
sion plays an important role in the modulation of
motor function and adenosine A2A antagonists, by
reducing excessive striatopallidal and STN neuronal
activity, could be considered as a novel approach in
PD therapy (Kase, 2001; Chase et al., 2003; Mori
and Shindou, 2003). Accordingly, several behavioral
studies in animal models and in parkinsonian patients
have demonstrated the beneficial effect of A2A recep-
tor antagonism in the treatment of PD and its related
motor complications (Grondin et al., 1999; Kanda
et al., 2000; Morelli and Pinna, 2001; Fredduzzi
et al., 2002; Chase et al., 2003; Calon et al., 2004).
2.9.3. Adenosine and dopamine receptor
heterodimerization
The anatomic localization of dopamine and adenosine
receptor subtypes in striatal projection neurons sup-
ports the existence of functional interactions between
dopamine and adenosine receptors (Franco et al.,
2000). Dopamine D1 and adenosine A1 receptors can
interact with each other to form the heteromer D1/A1.
This heteromerization is essential for the desensitization
and receptor trafficking of D1 receptor agonist-induced
accumulation of cAMP in combined pretreatment with
D1 and A1 receptor agonists. This antagonistic mechan-
ism may contribute to the D1/A1 functional antagonism
found in the brain and offers a basis for the design of a
novel agent to treat PD based on the pharmacological
properties of the D1–A1 heteromeric complex (Gines
et al., 2000).
A2A receptor agonist-induced reduction of D2
receptor affinity involves conformational changes in
the binding site of D2 receptors and is caused by the
A2A–D2 heteromeric receptor complex (Salim et al.,
2000). Striatal A2A receptor seems to be involved in
the increased striatal expression of c-fos when D2
receptor signaling is interrupted (Pinna et al., 1999).
It has been suggested that the antiparkinsonian action
of A2A antagonists results from blocking the action
of A2A–D2 receptor interaction, leading to the
enhancement of D2 receptor signaling and blockade
of increased A2A receptor signaling in the denervated
striatum (Salim et al., 2000).
Recent experiments using optical sectioning
techniques found that A2A and mGluR5 are also
ET AL.
TR
co-localized in rat striatal cultures (Fuxe et al., 2003).
A2A receptor-induced phosphorylation of DARPP-32
at Thr-34 via an extracellular signal-regulated kinase
(ERK) pathway and induction of c-fos expression are
prominently increased in striatopallidal neurons only
when A2A and mGluR5 are co-activated (Ferre et al.,
2002; Nishi et al., 2003). This mechanism can take
place after the overactivity of glutamatergic transmis-
sion, which can induce adenosine release (Ferre and
Fuxe, 2000; Nash and Brotchie, 2000). A recent study
also showed that the mGluR5-mediated effect in the
striatum is abolished by blockade of A2A receptors
(Domenici et al., 2004). Additionally, it has been
demonstrated that A2A and mGluR5 could synergisti-
cally reduce the affinity of D2 receptors in the striatum
(Ferre et al., 1999). Interestingly, chronic but not acute
treatment with an mGluR5 antagonist can reverse par-
kinsonian symptoms in a rat model of PD (Breysse
et al., 2002). This effect may be caused by desensitiza-
tion of the A2A–mGluR5 heteromeric complex, leading
to removal of the blockade of D2 receptor-induced sig-
naling effect (Fuxe et al., 2003). According to all these
results, it has been suggested that the striatal A2A–D2–
mGluR5 multimeric receptor complexes may be
involved in striatal plasticity and could be relevant for
the management of PD (Ferre et al., 2002; Fuxe et al.,
2003).
2.9.4. Neuroprotection by A2A receptor antagonists
Striatal A2A receptor stimulation by increasing the
release of GABA in the GPe reduces the activity of
the GABAergic projection from the GPe to the STN
and leads to disinhibition of the STN. Since STN pro-
jects to SNc, enhanced release of glutamate from STN
can exert an excitotoxic effect on the dopaminergic
nigrostriatal neurons and, conversely, A2A antagonists
may protect dopaminergic neurons from degeneration
(Blandini et al., 2000; Schwarzschild et al., 2003).
The stimulation of striatal glutamate release by
mGluR5 agonists also involves A2A receptors (Pintor
et al., 2000). According to the positive regulation of
striatal glutamate outflow by A2A receptor activation,
one of the other mechanisms responsible for the neuro-
protective effects of A2A receptor antagonists could be
the modulation of striatal glutamate release. In agree-
ment with this hypothesis, blockade of striatal A2A
receptor reduced quinolinic acid-induced excitotoxi-
city in the rat striatum (Popoli et al., 2002). In addi-
tion, deficient A2A receptor mice were shown to be
more resistant to MPTP-induced dopaminergic degen-
eration (Chen et al., 2001). Moreover, activation of
A2A receptors in cultured glial cells from the cortex
and brainstem increased extracellular glutamate levels,
FUNCTIONAL NEUROCHEMIS
while A2A antagonists reduced glutamate efflux (Li
et al., 2001; Nishizaki et al., 2002). It has been sug-
gested that A2A receptor regulation of glial GLT1
may be implicated in this effect (Schwarzschild
et al., 2003). Interestingly, more recently it has been
shown that A2A receptor antagonists prevent the
increase in striatal glutamate levels by removal of
the inhibitory influence exerted by A2A receptors on
glutamate uptake (Pintor et al., 2004).
Nevertheless, a recent study suggests that, whereas
presynaptic A2A receptor activation by facilitation of
glutamate release has excitotoxic effects, postsynaptic
A2A receptor stimulation by induction of trophic
factors and inhibition of NMDA effects is potentially
beneficial (Tebano et al., 2004). According to the
results of this study, it has been suggested that the
neuroprotective potential of A2A antagonists is mainly
evident in models of neurodegenerative diseases in
which presynaptic mechanisms play a prominent role
(Tebano et al., 2004).
In conclusion, A2A receptor antagonists, based on
their application in the improvement of parkinsonian
symptoms and their neuroprotective effects, seem to
be promising therapeutic candidates in PD.
Y OF THE BASAL GANGLIA 43
2.10. Endocannabinoids
The principal psychoactive component of Cannabissativa (for example, marijuana and hashish) is �9-tet-
rahydrocannabinol (�9-THC) (Matsuda et al., 1990).
�9-THC exerts a large number of effects in the CNS,
including analgesia (Richardson et al., 1998), cata-
lepsy (Compton et al., 1996), impairment of learning
and memory (Mallet and Beninger, 1998) and positive
reinforcement (Martellotta et al., 1998).
Two endogenous ligands for cannabinoid receptors,
termed endocannabinoids, have been identified in the
brain (Kreitzer and Regehr, 2002). Endocannabinoids
have been shown to be involved in the retrograde reg-
ulation of synaptic transmission at a variety of brain
synapses. Furthermore, a close interaction between
dopamine and endocannabinoids in motor function
has also been suggested (Beltramo et al., 2000; Mesch-
ler and Howlett, 2001). The mechanism of action of
these retrograde signals is of interest, especially in
association with activity-dependent synaptic plasticity
related to the processing and storage of motor informa-
tion in the BG.
2.10.1. Brain synthesis of endocannabinoids
Unlike neurotransmitters and neuropeptides, which are
released from synaptic terminals via vesicle secretion,
DI
endocannabinoids are produced and released on
demand (Piomelli, 2003).
Anandamide was the first molecule isolated and
characterized as an endocannabinoid (Devane et al.,
1992). Anandamide is synthesized from the cleavage
of phospholipid precursor, N-arachidonoylphosphati-dylethanolamine (NAPE) by phospholipase D (PLD)
(Di Marzo et al., 1994):
44 P. SAMA
PhosphatidylethanolamineN-acyltransferse
NAPE
PLDAnandamide
A second endocannabinoid, 2-arachidonylglycerol,
is formed through a distinct biosynthetic pathway,
involving phospholipases and diacylglycerol lipase,
from phosphatidylinositol (Sugiura et al., 1995; Stella
et al., 1997):
PI
PLC
PLA12-AG
1,2 DAG
Lyso-PI Lvso-PLC
DAG lipase
PLC, phospholipase C
PLA1, phospholipase A1
The formation of these endocannabinoids can be
initiated by postsynaptic membrane depolarization,
which opens voltage-gated Ca2þ channels. The
increase in the concentration of intracellular Ca2þ then
activates enzymes involved in the synthesis of endo-
cannabinoids from lipid precursor (Alger, 2002; Wil-
son and Nicoll, 2002). Endocannabinoid synthesis
can also be triggered by activation of G-protein-
coupled receptors. For example, the dopamine D2
receptor agonist quinpirole causes an increase in ana-
ndamide levels in the rat striatum, which is prevented
by the dopamine D2 receptor antagonist raclopride
(Giuffrida et al., 1999). Activation of group I mGluRs
and also muscarinic acetylcholine receptors could
enhance the release of endocannabinoids (Alger,
2002; Wilson and Nicoll, 2002).
2.10.2. Release, diffusion and uptake
of endocannabinoids
Physiological experiments have shown that endo-
cannabinoids could leave postsynaptic cells to acti-
vate cannabinoid receptors on adjacent presynaptic
axon terminals (Wilson and Nicoll, 2002; Piomelli,
2003). Extracellular lipid-binding proteins such as
lipocalins, which are expressed at high levels in
the brain, may help to deliver endocannabinoids
to their cellular targets (Piomelli, 2003). Recently,
it has been shown that postsynaptic transport
mechanisms are responsible for the release of endo-
cannabinoid from striatal medium spiny neurons
(Ronesi et al., 2004).
How far are the endocannabinoid molecules able to
travel from their point of release to affect other cells?
In dorsolateral striatum, physiological activation of
cells does not cause spread of endocannabinoids to
nearby cells unless endocannabinoid uptake is inhib-
ited by the transport inhibitor AM-404 (Gerdeman
et al., 2002). Therefore, it has been suggested that
endocannabinoids are quite local signals, but condi-
tions that favor their synaptic synthesis and release
with a reduction in endocannabinoid uptake may
induce their diffusion to neighboring cells (Alger,
2002; Wilson and Nicoll, 2002). After having been
released into the extracellular space, two mechanisms
could attenuate endocannabinoid signaling in the
brain: first, transport of endocannabinoid into cells,
which is not mediated by transmembrane Naþ gradi-
ents but by specific transport protein present in both
neurons and glial cells (Beltramo et al., 1997; Pio-
melli, 2003). Indeed, an antagonist of this transporter,
AM-404, potentiates the effect of exogenous ananda-
mide on cultured neuron (Beltramo et al., 1997). Sec-
ond, after being removed from the extracellular
space, endocannabinoids are degraded by intracellular
enzymes. Anandamide is catalyzed (broken) to arachi-
donic acid and ethanolamine by fatty acid amine
hydrolase (FAAH) (Wilson and Nicoll, 2002; Piomelli,
2003).
ET AL.
2.10.3. Receptors, signal transduction and function
Two forms of cannabinoid receptor, CB1R and CB2R,
which belong to the family of G-protein-coupled
receptors, have been cloned (Matsuda et al., 1990;
Onaivi et al., 2002). Brain endocannabinoids, ananda-
mide and 2-arachidonylglycerol, exert most of their
action in the brain via CB1R. CB1R is one of the most
abundant neuromodulatory receptors in the brain and
is expressed at high levels in the BG (Matsuda et al.,
1990; Herkenham et al., 1990; Wilson and Nicoll,
2002). CB2R is enriched in immune tissues but absent
from the brain (Munro et al., 1993). New data demon-
strate that brains of CB1R-deficient mice have still
significant binding with a synthetic cannabinoid ago-
nist (Breivogel et al., 2001). These data may suggest
TR
the existence of a third cannabinoid receptor (Wilson
and Nicoll, 2002).
In the striatum CB1Rs are twice as numerous as
dopamine D1 receptors (Herkenham et al., 1991b)
and 12 times as numerous as m opioid receptors (Sim
et al., 1996). They are expressed by three distinct
neuronal elements:
1. 89.3% of GABAergic striatal projection neurons in
FUNCTIONAL NEUROCHEMIS
matrix and 56.4% of medium spiny neurons in
patch are labeled for CB1R (Fusco et al., 2004).
2. Local circuit of GABAergic interneurons also
expresses CB1Rs (Hohmann and Herkenham,
2000). Recent studies demonstrate that 86.5% of
parvalbumin interneurons, which mediate a feed-
forward inhibition on striatal projection neurons,
contain CB1Rs. One-third (30.4%) of NOS-con-
taining neurons and one-third (39.2%) of striatal
cholinergic interneurons are also labeled for
CB1Rs (Fusco et al., 2004).
3. CB1Rs are also localized in glutamatergic corti-
costriatal terminals (Gerdeman and Lovinger,
2001, Huang et al., 2001, Piomelli, 2003). CB1Rs
are also abundant in the globus pallidus and the
SNr, the output nuclei of the BG (Herkenham
et al., 1991a; Piomelli, 2003).
The activation of CB1Rs causes inhibition of both N-
type and P/Q-type Ca2þ channels which are known to reg-
ulate neurotransmitter release (Pertwee, 1997; Twitchell
et al., 1997; Huang et al., 2001), and stimulation of G-
protein-coupled inward-rectifying Kþ channels (Henry
and Chavkin, 1995). Inhibition of adenylyl cyclase and
consequent decrease in cAMP concentration, stimulation
of A-type Kþ currents (Childers and Deadwyler, 1996)
and activation of kinases that phosphorylate tyrosine,
serine and threonine residues in proteins (Piomelli,
2003) also contribute to CB1R-mediated signaling.
Depolarization-induced suppression of inhibition
and of excitation are the most convincing examples
of rapid retrograde signaling in the brain produced by
endocannabinoids (Alger, 2002). A transient depolari-
zation of a postsynaptic cell elicits Ca2þ-dependentendocannabinoid production. The endocannabinoid
could then activate CB1Rs on inhibitory terminals to
reduce GABA release from postsynaptic axons (Alger,
2002; Kreitzer and Regehr, 2002; Wilson and Nicoll,
2002). It has been found that CB1R activation could
inhibit GABAergic responses evoked by local stimula-
tion of the striatum (Szabo et al., 1998). In addition,
local administration of cannabinoid agonists in the
striatum inhibits GABA release and affects motor
behaviors (Romero et al., 2002). The expression of
CB1Rs on striatal parvalbumin and NOS GABAergic
interneurons as well as cholinergic interneurons
demonstrates the involvement of endocannabinoid
(anandamide) in the modulation of motor activity.
Interestingly, the ability of cannabinoids to inhibit
the release of acetylcholine has been demonstrated in
hippocampus and prefrontal cortex both in vivo and
in vitro (Schlicker and Kathmann, 2001). However, if
locally released anandamide has access to these striatal
interneurons or this endocannabinoid primarily acts on
medium spiny neurons and corticostriatal afferents is
not yet clearly known (Piomelli, 2003). Anandamide
via activation of CB1Rs can also mediate the inhibi-
tion of glutamatergic transmission in the striatum
(Gerdeman and Lovinger, 2001) and SNr (Szabo
et al., 2000). However, whether such effects reflect
the existence of regional depolarization-induced sup-
pression of excitation phenomenon is an important
question to be addressed (Piomelli, 2003).
The release of anandamide from medium spiny
neurons is stimulated by membrane depolarization,
increase in the intracellular Ca2þ levels and also
dopamine D2 receptor activation (Giuffrida et al.,
1999). More recently, it has been shown that ananda-
mide release is involved in the induction of a long-
lasting form of plasticity, LTD of excitatory transmis-
sion in the striatum (Gerdeman et al., 2002). Striatal
LTD is expressed as a decreased probability of gluta-
mate release at corticostriatal synapse (Choi and
Lovinger, 1997). LTD is absent in the striatum of
CB1R-deficient mice and is blocked by a CB1R-
antagonist (Gerdeman et al., 2002). Furthermore,
recent studies reveal that CB1R activation is neces-
sary for induction, but not the maintenance, of striatal
LTD since CB1R-antagonists reverse agonist-induced
synaptic depression but do not alter established LTD
(Ronesi et al., 2004). This transient action interacts
with another putative presynaptic signal to estab-
lished LTD.
As previously reported, increased activity of corti-
costriatal neurons in PD reflects the loss of dopamine
D2 receptor-mediated control of glutamatergic trans-
mission (Cepeda et al., 2001). Recent studies have
revealed that CB1R activation reduces the release of
glutamate in the striatum via an indirect pathway
involving inhibition of glutamate transport function.
This results in an increase in the extracellular gluta-
mate concentration, which activates the presynaptic
mGluRs. Finally, the latter mediates reduction of
glutamate release and depression of corticostriatal
synaptic transmission (Brown et al., 2003). Interest-
ingly, dopamine D2 and CB1Rs share the same effect
in the negative regulation of corticostriatal inputs
(Meschler and Howlett, 2001).
After dopamine denervation in 6-OHDA lesioned
rats, increased levels of anandamide are paralleled by
Y OF THE BASAL GANGLIA 45
DI
an abnormal downregulation of anandamide mem-
brane transporter and FAAH activity, without changes
in the level of CB1R and anandamide binding to this
receptor (Gubellini et al., 2002). However, these
changes in endocannabinoid system as a compensatory
mechanism, trying to control abnormal overactivity of
glutamatergic transmission in the striatum, seem not to
be sufficient (Gubellini et al., 2002; Maccarrone et al.,
2003). Recently, it has been shown that further
increase of anandamide by inhibition of its degradation
and blockade of FAAH restores the normal corticos-
triatal function (Maccarrone et al., 2003). In addition,
depression of striatal glutamatergic activity produced
by FAAH blockade was much stronger than in sham-
operated and levodopa-treated lesioned rats. Therefore,
inhibition of FAAH may be beneficial to decrease
abnormal synaptic transmission in PD (Maccarrone
et al., 2003). Moreover, the beneficial effect of the
CB1R agonist nabilone to decrease levodopa-induced
dyskinesias in the parkinsonian MPTP monkeys and
parkinsonian patients has also been reported (Sieradzan
et al., 2001; Fox et al., 2002). Dopamine D1 receptor
activation of adenylyl cyclase can be blocked by CB1R
stimulation (Meschler and Howlett, 2001). Therefore,
this beneficial effect of CB1R activation to improve
levodopa-induced dyskinesias could be explained by
reduction of both overactive glutamatergic transmission
in the striatum and enhanced signaling by dopamine
D1 receptor (Brotchie, 2003).
CB1R activation could also affect motor activity by
modulating both inhibitory and excitatory input to SNr-
GPi from striatum and STN, respectively (Sanudo-Pena
et al., 1999). Finally, CB1R activation of the endocannabi-
noid system could provide an on-demand protective cas-
cade against excitotoxicity and may become a promising
therapeutic target for the treatment of neurodegenerative
diseases (Marsicano et al., 2003).
Together, these results suggest that endocannabi-
noid signaling provides a mechanism for regulating
synaptic strength in the BG, which are involved in
movement control and in pathologies such as PD.
46 P. SAMA
2.11. Other putative neurotransmitters in thebasal ganglia
2.11.1. Nitric oxide and carbon monoxide
Nitric oxide (NO) is formed in neurons through the
oxidation of the amino acid arginine by the enzyme
NOS, a Ca2þ-calmodulin-dependent enzyme, in
response to glutamate acting through NMDA receptors
and requiring an influx of Ca2þ ions (Kandel, 2000b).
The half-life of NO is considered to be less than a few
seconds. However, it is not a polar molecule and
therefore can easily penetrate neuronal membranes to
diffuse to adjacent neurons (Ohkuma and Katsura,
2001).
The major action of NO, as a gaseous messenger,
is to stimulate the production of cyclic guanosine
monophosphate (cGMP) by the intracellular enzyme
guanylyl cyclase. Two forms of guanylyl cyclase,
the enzyme that converts GTP to cGMP, have been
identified. One form is a membrane protein with an
extracellular receptor domain and an intracellular
catalytic domain that synthesized cGMA. cGMP is
a freely diffusible cytoplasmic second messenger
that activates protein kinases (Kandel, 2000b). It
has been reported that NO can also stimulate the
release of various types of neurotransmitter, such
as dopamine, glutamate, acetylcholine and GABA
(Ohkuma and Katsura, 2001). The mechanisms for
the NO-induced release of neurotransmitters are not
well understood; however, this can be mediated via both
Ca2þ-dependent and -independent processes (Ohkuma
and Katsura, 2001). A part of Ca2þ-dependent releaseof neurotransmitters by NO is due to the opening of vol-
tage-dependent Ca2þ channels followed by increased
Ca2þ influx subsequent to neuronal membrane depolari-
zation induced by NO (Ohkuma and Katsura, 2001).
Furthermore, NO shows cytotoxic effects and plays a
role in various neurological diseases, which are caused
by excessive production of NO (Ohkuma and Katsura,
2001). Accordingly, it has been reported that 7-nitroin-
dazole, a relatively selective inhibitor of the neuronal
NOS, can protect against MPTP-induced neurotoxicity
in experimental animals (Hantraye et al., 1996). A recent
study also suggests that the protective effect of NOS
inhibitor may be partly produced by the reduction of
neuronally derived NO and peroxynitrite caused by
MPTP (Watanabe et al., 2004). Therefore, the neuronal
NOS inhibitors may have therapeutic efficiency in
neurodegenerative diseases such as PD (Watanabe
et al., 2004).
Recent pharmacological and genetic experiments
have identified NO as one of the possible retrograde
messengers involved in synaptic plasticity (Kandel,
2000a). Striatal NOS-positive interneurons represent
the main source of NO in the striatum (Centonze
et al., 1999). It has been suggested that dopamine sti-
mulates NO production by activating D1 receptors
located on striatal NOS-positive neurons. NO, in turn,
might cooperate with postsynaptic D2 receptors to
induce striatal LTD (Calabresi et al., 1999b; Centonze
et al., 2003c). Therefore, these interneurons, by receiv-
ing direct cortical inputs and innervating the medium
spiny neurons, mediate feed-forward processing of
the cortical input to the striatal projection neurons
(Centonze et al., 1999).
ET AL.
TR
Carbon monoxide (CO) is also considered as a gas-
eous neurotransmitter (Deutch and Roth, 2003). CO is
produced endogenously by the NADPH-dependent
enzymatic peroxidation of microsomal membrane
lipids and by heme oxygenase (HO) enzymes (Riedl
et al., 1999). The brain contains the two isoforms of
HO, the oxidative stress-inducible HO-1 and the con-
stitutive HO-2. In PD prominent annular HO-1 immu-
noreactivity is found in cytoplasmic Lewy bodies
(Schipper, 2004).
2.11.2. Cytokines and growth factors
The cytokine (‘cell movement factor’) family is a
group of secreted proteins that mediate diverse biolo-
gical responses such as changes in the immune system
(interleukins), tumor cytotoxicity (tumor necrotic fac-
tors) and inhibition of viral replication or cell growth
(interferons) (Oppenheim and Johnson, 2003). Many
cytokines important for the development and mainte-
nance of peripheral organs are also widely expressed
in the nervous system, although their role in the brain
has yet to be defined. The neuropoietic cytokines, cili-
ary neurotrophic factor and leukemia inhibitory factor,
possess widespread neurotrophic activity (Oppenheim
and Johnson, 2003). Cytokines and growth factors
have been grouped into families based on their protein
sequences and receptor usage rather than on their bio-
logical properties.
The growth factor family is a group of proteins that
support the growth, development, plasticity, differen-
tiation and maintenance of neurons. Growth factors
are stored and released from neurons, suggesting that
they may also act as neurotransmitters (Oppenheim
and Johnson, 2003).
Representative members of the neurotrophic factor
family (also called neurotrophin or nerve-feeding
factors) include nerve growth factor, brain-derived
nerve growth factor (BDNF), neurotrophins or
nerve-feeding factors (NT-3, NT4/5 and NT-6). The
neurotrophins act through high- and low-affinity
receptors. There are three tyrosine receptor kinase
or trk receptors – trkA, trkB and trkC – accounting
for most of the biological responses of neurons to
neurotrophins. Each member of the neurotrophin
family binds with one or more of the trk receptors.
All neurotrophins bind p75LNTR or the low-affinity
neurotrophin receptor; this receptor lacks a cytoplas-
mic kinase domain. p75LNTR can facilitate ligand
binding to, and enhance signaling through, trkA and
independently initiate signaling. Splice variants of
trks lacking signaling capabilities are also present
and they may modulate neurotrophin activity by lim-
iting access of full-length receptors to their ligand
FUNCTIONAL NEUROCHEMIS
(Huang and Reichardt, 2001; Oppenheim and John-
son, 2003).
Neurotrophins and their receptors are present in the
BG and have a specific striatal distribution. The recep-
tor for BDNF, trkB, is the most abundant and is mainly
found in medium-sized spiny projecting neurons,
whereas these neurons contain lower levels of the trkC
receptor for NT-3 (Merlio et al., 1992). In contrast, the
high-affinity receptor for nerve growth factor, trkA, is
restricted to cholinergic interneurons (Holtzman et al.,
1995). In agreement with their receptor distribution,
BDNF and NT-3 have trophic effects on GABAergic
projecting neurons (Mizuno et al., 1994; Ventimiglia
et al., 1995; Ivkovic et al., 1997) and nerve growth
factor on striatal cholinergic neurons (Martinez et al.,
1985; Mobley et al., 1985). Striatal neurotrophins
and their receptors were shown to be regulated by
ionotropic and metabotropic glutamate receptor ago-
nists (Alberch et al., 2002). In the substantia nigra a
partial 6-OHDA lesion of dopaminergic neurons
increases BDNF mRNA levels in the subtantia nigra
pars reticulata (Aliaga et al., 2000).
Representative members of the tissue growth factor
family includes glial-derived neurotrophic factors
(GDNF), insulin-like growth factors (IGF), tumor
growth factors, epidermal growth factors and platelet-
derived growth factors (Oppenheim and Johnson,
2003). Because knowledge of the basic cellular biology
of each growth factor is still incomplete, those more
concerned with the BG will be discussed briefly. GDNF
signals through the receptor tyrosine kinase Ret (Jing
et al., 1996). GDNF family ligands are potent survival
factors of midbrain dopamine neurons (Saarma, 2000).
Intracerebral injections of GDNF can provide almost
complete protection of nigral dopamine neurons against
6-OHDA or MPTP-induced damage, promote axonal
sprouting and regrowth of lesioned dopamine neurons
and stimulate dopamine turnover and function in neu-
rons spared from the lesion (Bjorklund et al., 1997;
Gash et al., 1998). Five PD patients receiving GDNF
showed significant clinical improvement and reduction
of dyskinesias without side-effects (Gill et al., 2003).
Furthermore, GDNF was shown by positron emission
tomography to increase dopamine storage significantly
in the putamen, suggesting a direct GDNF effect on
dopamine function (Behrstock and Svendsen, 2004).
The main source of IGF-I is the liver but the brain
also synthesizes this peptide. Furthermore, systemic
IGF-I enters the brain, thus both locally synthesized
and peripheral IGF-I may affect brain function (Car-
dona-Gomez et al., 2001). IGF-I acts through the
IGF-IR, a member of the growth factor tyrosine kinase
receptor family that signals through PI3 kinase and
MAPK cascade (LeRoith et al., 1993). IGF-I was
Y OF THE BASAL GANGLIA 47
CorticostriatalNerve terminal
Glutamate
Dopamine
Endogenous
opioids
Endogenousopioids
Opioid receptor
Opioidreceptor
Adenosine
NMDAreceptor
cAMP signaling cascade
Ca2+
ATP
ATPcAMP
cAMP
-
D2
GsAc A2a
+
-
+
-
-
Protein kinase activation
CREB-PFos-P
Motor behavior
IEG
Short termresponses
LOG
Long-term adaptiveresponses
DARPP-32 phosphorylation
PP-1 inhibition
-
CorticostriatalNerve terminal
Protein kinase activation
Synapticvesicle
Synapticvesicle
CREB-PFos-P
Motor behavior
Glutamate
Acetylcholine
M2 or M3mACh receptor
Opioid receptor
Adenosine
NMDAreceptor
IEG
Short termresponses
LOG
Long-term adaptiveresponses
DARPP-32 phosphorylation
PP-1 inhibition
cAMP signalingcascade
Ca2+
ATP
ATP
cAMP
cAMP
-
D1
Gs
A1
+
+-
- Opioidreceptor
Gi Ac
GABAergic striato-pallidal neuron
GABAergic striato-nigral neuron
-Acetylcholine
M2 or M3mACh receptor
M1 mAChreceptor
-
Ca2+
PP-2B-
+
PP-2B-
+
M1 mAChreceptor
Ca2+ +
m Opioidreceptor
Gi
Ac
Ac
-
48
P.SAMADIETAL.
TR
shown to protect striatal neurons against quinolinic
acid toxicity (Alexi et al., 1999) and dopaminergic
nigral neurons against 6-OHDA (Guan et al., 2000).
Interestingly, IGF-I was shown to interact with estro-
gens in the brain and this has been implicated in neu-
roprotection (Cardona-Gomez et al., 2001).
FUNCTIONAL NEUROCHEMIS
2.12. Functional integrationof neurotransmitters
Acquisition of motor or procedural learning is implicit
and memory is reflected by a progressive reduction of
the response time or the error rate over repeated expo-
sure to the procedure (Dujardin and Laurent, 2003).
The striatum, the largest input structure of the BG
circuit that receives afferents from all regions of the
cerebral cortex, is a part of the motor learning system
of the mammalian brain (Graybiel, 2004). A functional
deficit in this system induced by the loss of nigrostria-
tal neurons in PD contributes to the neurological disor-
ders seen in parkinsonian patients. In humans, the
dorsal striatum is essential not just for motor learning
but also for acquiring the gradual, incremental learning
of stimulus–response association that is the character-
istic of implicit or habit learning (Knowlton et al.,
1996). In humans and in other animals, habit learning
can be dissociated from explicit learning and from
affect-related learning mediated by the hippocampal–
medial temporal cortical systems and limbic struc-
tures, respectively (Graybiel, 1998). Lesions of the
dorsal striatum in rats and in monkeys lead to the
selective impairment of the stimulus–response (habit)
learning without affecting spatial task, a form of expli-
cit memory (Packard and McGaugh, 1992; Fernandez-
Ruiz et al., 2001). In addition, in patients with PD,
impaired performance of stimulus–response learning
but entirely normal declarative memory has also been
demonstrated (Knowlton et al., 1996).
In cellular transduction pathways, long-term storage
of implicit memory involves the cAMP, PKA, MAPK
and CREB pathways (Kandel et al., 2000; Kandel,
Fig. 2.6. For full color version, see plate section. Interaction of d
the striatum and possible sequence of events leading to motor b
between its kinases and phosphatases. In the striatum DARPP-32
pathways (Greengard, 2001). Increase in the level of cyclic adeno
kinases and phosphorylation of dopamine- and cAMP-regulated
phosphorylation converts DARPP-32 from an inactive molecule
trols the state of phosphorylation and activity of numerous physi
such as cAMP-response element-binding protein (CREB) and fos
onset genes (LOG), following activation of transcription factors, m
responsible for adaptive synaptic plasticity leading to motor lear
2001). cAMP mediates many intracellular events that
are involved in long-term cellular adaptation, includ-
ing phosphorylation of DARPP-32 at Thr-34 in striatal
output neurons and consequently regulation of activity
of transcription factors such as CREB and fos-family
(Greengard, 2001).
Dopamine and glutamate, as well as their interac-
tions, are key elements in the control of the neuronal
plasticity in the corticobasal ganglia circuit affecting
motor learning (Canales et al., 2002). Some of the
changes occurring during learning involve altering
the parameters of corticostriatal transmission (Gray-
biel, 1998). When corticostriatal excitation and dopa-
minergic activation are temporally coordinated, they
trigger intracellular signaling that leads to short- and
long-term changes in gene expression and also long-
lasting enhancement of synaptic strength in medium
spiny neurons (Fig. 2.6) (Wickens et al., 1996; Kelley
et al., 2003). Accordingly, recent studies have pro-
posed that learning and memory of habitual move-
ments involve the relative balance between dopamine
and glutamate receptor signaling that determines
which intracellular cascades will be activated in which
striatal output neurons (Gerfen et al., 2002).
More recently it has been demonstrated that dopa-
mine, by filtering less active inputs, via activation of
presynaptic D2 receptors, reinforces particular subsets
of corticostriatal afferents (Bamford et al., 2004). On
the other hand, activation of NMDARs recruits dopa-
mine D1 receptors to the plasma membrane and thus
increases D1-like receptor signaling pathway (Scott
et al., 2002; Pei et al., 2004). This D1–NMDA interac-
tion plays an essential role in the control of learning-
related plasticity (Kelley et al., 2003). In addition to
dopamine and glutamate receptors, striatal cholinergic
receptors also have a significant role in triggering the
intracellular changes responsible for corticostriatal
synaptic plasticity (Calabresi et al., 2000b; Ragozzino,
2003). Indeed, the release of acetylcholine in different
neuronal systems provides a marker of activation of
those systems during learning (Chang and Gold, 2003).
Furthermore, GABAergic interneurons, including
Y OF THE BASAL GANGLIA 49
opamine, adenosine, glutamate, acetylcholine and opioids in
ehavior. The phosphorylation state of a protein is a balance
plays a key role in the interactions amongst various signaling
sine monophosphate (cAMP) causes the activation of protein
phosphoprotein (DARPP-32) at threonine 34 (Thr-34). The
into an inhibitor of protein phosphatase-1 (PP-1), which con-
ologically important effectors, including transcription factors
-family. Modification of immediate early genes (IEG) or late-
ay trigger the short- and long-term adaptive changes that are
ning. Modified from Samadi et al. (2003).
DI ET AL.
NOS-containing neurons, by modulating the activity of
medium spiny neurons in response to cortical inputs,
also play an important role in the expression of synap-
tic plasticity at corticostriatal synapses (Centonze
et al., 1999, 2003c).
Therefore, the striatum, by processing the informa-
tion flow from various inputs and sending output to
targets that generate behaviors (Grace, 2000), plays a
key role in adaptive plasticity in corticobasal ganglia
as well as in pathological responses in PD.
50 P. SAMA
Acknowledgments
The authors would like to thank Laurent Gregoire for
helping in the management of the references in the text
and Gilles Chabot for preparing the figures. This work
is supported by grants from the Canadian Institutes of
Health Research (CIHR) to TDP, PJB and CR. PS
holds a fellowship from CIHR-RX&D.
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