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While widely recognized as the father of political
economy and market economics, clichés abound of Adam Smith
as “the preacher of self-interest, religious apologist for
unrestricted capitalism, or patron saint of the greedy
executive or financier.”1 While the astute scholar
recognizes the philosophical complexities of Smith,
nevertheless he is still widely perceived as a thinker who
employed reason to preach a gospel of efficiency, keeping
moral philosophy and religion at an arm’s length. Indeed,
modern economics in general has become completely
secularized, with mathematical models and psychological
insights used to account for people’s economic decision-
making, a role that in centuries prior was left for the
philosopher or priest.
However, to completely secularize Smith and remove him
from any religious context is to fail to recognize the
society influences under which he wrote. As a Scotsman,
Smith was a faithful member of the Scottish Presbyterian
Church his entire life, and was familiar with Calvinist
theology and British Scientific Natural Philosophy.
Furthermore, Smith’s religious convictions were certainly
not in name alone: while it remains unclear exactly what his
personal religious beliefs were, Calvinist ideas on the
nature of God, providence, and natural law pervade his
thinking. While he avoids theological controversies and 1 Oslington, Paul. Adam Smith as Theologian. (New York: Routledge, 2011.
Print.) 10
1
presents some dissenting ideas, Smith’s ideas cannot be
untwined from this way of seeing the world.
This marriage between Smith and Calvinist theology,
however, is not necessary an unhappy one, imposed on him by
the society in which he lived. Rather, the interplay between
freedom and law in Calvinist thought naturally lends itself
to the idea of a competitive market economy. Historically,
this is exemplified through the economic vibrancy of another
group steeped in Calvinist thought: New England Puritans.
Establishing colonies in the New World, Puritans structured
their society around beliefs in God’s providence and man’s
character very similar to Smith’s own. While sometimes
restrained by theocratic meddling, New England nevertheless
developed a flourishing, indeed almost Smithian economy, a
connection that would be incomplete without an exploration
of their shared religious and intellectual heritage.
The personal religious views of Adam Smith are never
made entirely clear in his writings, and Smith made a point
of avoiding discussing specific Christians theological
issues that could be seen as controversial. When Smith took
his Chair at the University of Glasgow in 1751, he signed
the Calvinist Westminister Confession before the Glasgow
Presbytery and took an Oath of Faith, in which he espoused
orthodox Calvinist beliefs, and there is no evidence that
this was not a sincere confession.2 While he was often
2 Oslington, 4
2
critical of ‘superstitious’ religious practices and overly
charismatic religious practices, this is more of an attack
on sectarianism, specifically Roman Catholicism and
Methodism, than on orthodox Scottish Presbyterianism or on
religion in general. Indeed, “any interpreter who takes
criticism of religious practices as evidence of a lack of
faith or commitment has little experience of churches.
Usually, the opposite is true.”3
While publicly adhering to the Scottish Presbyterian
Church, Smith was also influenced by less orthodox religious
thinking. David Hume, an avowed atheist who’s moral theory
replaced morals with utilitarian goals, was counted by Smith
as a intimate friend and confidant, though Smith critiqued
Hume’s working throughout A Theory of Moral Sentiments. Smith also
discusses Stoicism extensively, and his thinking is
profoundly influenced by its individualism view of virtue,
particularly that “to the Stoical wise man, all the events
of human life must be in a great measure indifferent.”4 This
Stoic belief clearly influenced the development of Smith’s
spectator mechanism.
More so than both of these schools of thought, British
Scientific Natural Theology was largely internalized by
Smith, as well as by the majority of his intellectual
contemporaries. Natural theology, based on the works of
3 Oslington, 54 Smith, Adam. The Theory of Moral Sentiments. (Oxford: Clarendon, 1976. Print.) 277.21
3
Bacon, Newton, and others “thought knowledge of God through
the study of nature, and a favourite (sic) metaphor of the
natural theologians was the two books written by God for our
benefit: Nature and Scriptures.”5 In essence, Natural
theology looked to science and nature to revere and learn
about the nature of God. God’s existence was presupposed,
which is a position Smith seems to hold, evidenced to by his
constant references to divine order. While many of the early
Natural theologians held orthodox Christian views, by the
time Smith wrote many intellectuals promoting Natural
philosophy were more properly defined as deists. Deists
believe in the existence of God as the creator of the
universe and the setter of the natural order, but disavow
religious superstition, often including Christian teachings
about the nature of Jesus. Smith seems to believe in a
creator God, who gave the world order and instilled humanity
with a sense of right and wrong. These beliefs, combined
with his silence on almost all issues of specifically
Christian dogma, have led many to infer that Smith is a
deist. This claim is plausible, if unprovable.
Even if Smith is a deist, that does not prevent
Calvinist thought from being a major, indeed even the
primary religious influence on his work. Calvinist thought
in fact has many connections to Natural theology, and on
many issues come to similar conclusions. Calvinist thought
5 Oslington, 9
4
is based on the theological writing of John Calvin, a French
theologian and pastor prominent in the early 16th century
during the heyday of the Protestant Reformation. Calvin did
most of his ministry in Geneva, and churches based on his
work spread throughout Europe, particularly in Scotland,
where is became the established Church. Calvin’s most
important contribution to Protestant theology was his
writings on election. Calvin believed that God created the
universe and has complete providence over it, and that God’s
revelation could be seen through the natural world, but more
importantly through the Bible. Despite God’s perfect
creation, man’s sin corrupted God’s perfect plan for the
universe, separating man from God as the just punishment for
rebellion. This idea correlates with those of Natural
theologians including Smith that God created the universe
and assigned rules and principles that govern it. Smith in
particular believed that man possesses an innate knowledge
of right and wrong. Additionally, Smith’s contention in “the
necessity of justice to the existence of society”6
correlates with Calvin’s idea that God justly punishing sin
in necessary for the existence and order of the universe.
Calvin contended that salvation from the punishment of
sin comes to humanity through the grace of God to those he
elects to be his followers, and is not due to moral works.
There are many Biblical passages used to support this
6 Smith, 89.9
5
position, though the clearest explications are in the
Epistle of Ephesians, such as Ephesians 1:5-8, which says
“He destined us in love to be his sons through Jesus Christ,
according to the purpose of his will, to the praise of his
glorious grace which he freely bestowed on us in the
Beloved. In him we have redemption through his blood, the
forgiveness of our trespasses, according to the riches of
his grace which he lavished upon us.”7 Similarly, Ephesians
2:8-10 states “For by grace you have been saved through
faith; and this is not of your own doing, it is the gift of
God- not because of works, least any man should boast. For
we are his workmanship, created in Christ Jesus for good
works, which God prepared beforehand, that we should walk in
them.”8 Since salvation is a free gift of God and does not
depend on man’s moral accomplishments, Calvinists are
therefore free from perfect adherence to Christian moral
law, since no immoral actions can compromise the salvation
the believer received undeservedly by being elected by God.
However, this does not mean moral laxity should result.
Rather, because a believer is elected and saved by God, and
therefore filled with the spirit of God, they should
willingly and with joy follow God’s commandments, which is
indeed evidence of their election as explained in Galatians
5. Eventually, God will come to judge the world, drawing his7 Nelson, Thomas, and Wayne A. Meeks. The Holy Bible: Revised Standard Version.
(New York: World Bible Publ. 1973. Print.) Ephesians 1:5-88 RSV, Ephesians 2:8-10
6
elect to himself and condemning those that did not follow
him. Calvinist societies were typically theocracies,
governed by strict laws where individuals demonstrated they
were God’s elect through diligently and with joy going about
their work and lives.
Though the theological distinctiveness of Calvinism
rests on the types of doctrinal intricacies that Smith
actively avoided, nevertheless the Calvinist view of God
created a worldview that shaped the intellectual climate in
which Smith wrote. Scottish society was imbued with the
Calvinist ideas of God’s omnipresence and the role of
religion in civil society which, when separated from the
more ‘Christian’ aspects of Calvin’s worked and combined
with the influence of British Scientific Natural Philosophy,
produced what may be called a ‘moderate Calvinism.’ This
moderate Calvinism is described as
“The dominant theology of moderate intellectuals in the
era of the Scottish
Enlightenment… The role of God as a creator and
sustainer of the world is emphasized. The signs of the
divine presence are evident in the natural world; in
this respect, the design argument is widely assumed to
be valid. The beneficial role of religion in civil
society is stressed. Religion contributes to social
order and harmony. When purged of irrational fanaticism
and intolerance, faith exercises a cohesive function
7
through the moral direction and focus it offers human
life. As benevolent and wise, God has ordered the world
so that its moral and scientific laws contribute to
human welfare. The prospect of an eschatological state
in which virtue and felicity coincide, moreover,
provides further moral motivation.”9
Smith seems to fit this description perfectly.
While there are many parallels between Calvinist and
Smithian thinking, the Calvinist idea of ‘Christian freedom’
most affected Smith’s views on economic development.
Christian freedom is the idea that because Christians are
elected and saved by the grace of God, they are free from
having to follow moral law in order to merit salvation, but
out of gratefulness to God and transformation of their heart
by the Holy Spirit willingly and joyfully follow God’s law.
Similarly, while Smith argues for the importance of law for
securing property rights and establishing justice necessary
for the preservation of society, he nevertheless claims
“[General moral rules] are upon occasions commonly
cited as the ultimate
foundations of what is just and unjust in human
conduct; and this circumstance seems to have misled
several very eminent authors, to draw up their systems
in such a manner, as if they had supposed that the
original judgments of mankind with regard to right and
9 Fergusson in Oslington, 7
8
wrong, were formed like the decisions of a court of
judicatory, by considering first the general rule, and
then, secondly, whether the particular action under
consideration fell properly within its
comprehension.”10
Essentially, Smith contends that feelings of right and wrong
are inherent within people, rather than derived from law in
a society. Therefore, being a moral and virtuous person does
not require perfectly following the law. Indeed, men are
free from the necessity of following the law for the sake of
being virtuous, just as the Calvinist is free form the
necessity of following the law to receive salvation from
God.11
True morality and virtue, according to Smith, comes
through the spectator-mechanism. By considering the view of
an impartial spectator, man can see what is good and
virtuous without having to blindly follow the laws of
society. However, by Smith’s own admission the spectator
mechanism is imperfect. To this end, Smith tells his parable
of the man who sees a stranger on the street who is in deep
mourning because he has just lost his father. In an ideal
world, this man would see the stranger through the lens of
an impartial spectator, and recognize the great pain and
sorrow of the stranger and come to sympathize with him.
However, in reality we do not have time to go through the 10 Smith, 160.1111 Blosser in Oslington, 50
9
process of seeing every situation through the perspective of
an impartial spectator and acting accordingly, and neither
are we often inclined to for the sake of a stranger.
However, we still recognize the importance of responding
appropriately in this situation, and
“thus we all, Smith argues, learn over time to lay down
general rules to guide our
behavior, and in effect these rules as shortcuts.
Instead of always going through the impartial
spectator, we can simply refer to the rule we created.
We are not, therefore, beholden to these rules as if
they were divine laws or right and wrong; rather, we
turn to them to guide our daily judgments.”12
Even though we do not have to follow societal laws and
rules, we willingly submit to them because they create
convenient shortcuts for interpreting complex moral
situations. Similarly, according to Calvin though Christians
do not need to follow Biblical law in order to receive
salvation, they recognize the importance of following the
law in order to honor and worship God, which brings peace
and joy to the believer. In both cases, though there is an
authority greater than laws, it is still in the best
interest of the individual to submit to and follow the law.
When humans are not forced to follow law, but freely
submit to it according to their own will and interest,
12 Blosser in Oslington, 52
10
freedom abounds and society can prosper. For Calvin,
“Christian freedom has both a restrictive and an instructive
side. On its restrictive side, we are freed from the anxiety
produced by demands for proper ritual performances (and)
religious superstitions… On its instructive side, we are
freed for the end God intends for us.”13 Because of their
election, Christians are free from the obligation of
following Christian moral law. Out of gratitude towards God,
Christians will then willingly follow the law, because
through following the law they can best “glorify God, and
enjoy him forever,” which according to the Westminister Shorter
Catechism is “the chief end of man,”14 and therefore the
ultimate goal and in the best interest of Christians.
Similarly, even though Smith believes people are not
necessarily bound by society’s laws and morals, they
willingly submit to them because it best serves their self-
interest. Smith’s sees laws as an attempt to bring about
proper moral sentiment and and will lead society to
flourish. Therefore, even though laws are artificial, it is
in the best interest of every individual to follow them,
because if everyone follows the laws society will be best
suited for the flourishing of the individual. Just like
Calvin, Smith believes when we willingly submit to the law
we bring about our own good. Smith explains “by acting
according to the dictates of our moral faculties, we 13 Blosser in Oslington, 5214 Blosser in Oslington, 56
11
necessarily pursue the most effectual means for promoting
the happiness of mankind, and may therefore be said, in some
sense, to co-operate with the Deity, and to advance as far
as in our power the plan of Providence.”15 Submitting to our
natural moral sentiments that are reflected in law is the
natural and best state for society, just as Calvin contends
submitting to God’s moral law is the original and natural
state of all people. Indeed, in many ways the calling of the
Calvinist and the Smithian is the same.
Despite the numerous parallels between Smith and
Calvin, there is of course one stark difference: Smith’s
world is distinctively nontheocentric. Calvin believes that
humans are made for God; the greatest purpose and joy of our
life comes from worshiping God and brining him glory. Smith,
however, contends we are made for society. When everyone in
society has correct moral sentiment, and is therefore
following the intent of the Creator, we create a society
that flourishes and prospers in the way it was meant to.
Thus, while the most fundamental goal of the Calvinist is
spiritual, Smith focuses on the moral and material. However
while different, these goals are not incompatible. As the
Calvinist seeks to live a life that glorifies God, he
dutifully goes about his about his work, seeking his own
benefit and respecting moral law. In the process of pursuing
this life, he will almost certainly become the productive
15 Smith, 166.7
12
member of society envisioned by Smith. Smith desires people
to have good moral sentiment, accept their position in life,
and work hard for their own best interest. This is exactly
the life lived by the devout Calvinist, who adds the
dimension of being devoted to following God.
MERT STARTS WRITING:
Having established a number of parallels between
Calvinist belief and Smithian moral and economic principles,
we can now evaluate the extent to which they inform
Puritanism and more specifically shaped the development of
early Puritan societies in New England during the 17th
century. First we must begin by generally defining what is
meant by “Smithian economic principles” as is outlined in
Adam Smith’s The Wealth of Nations. Next we will look at the
doctrinal beliefs of the major Puritan sects finding that to
a large extent there is adherence to core Calvinist belief
systems. I will then illustrate the abstract potentiality
for the doctrinal views of Puritanism to encourage the
development of societies and economic systems in line with
Smithian ideals. And finally, I will identify distinct
traces of Smithin economic principles found in the evolution
and organization of the unusually prosperous Puritan
colonies in New England.
Adam Smith’s Wealth of Nations looked foremost to
challenge the prevailing contemporary view that gold and
13
silver constituted wealth. Smith criticized the mercantilist
model which directed public policy measures towards
maximizing exports while minimizing imports; or in effect
the hording of currency. Instead Smith stated that true
wealth could only be measured by the goods and services
produced by a nation, or the gross national product. In
turn, he suggested that efforts of the government be
centered around expanding domestic production if promoting
maximum prosperity was the intended aim16.
How then could this be achieved? The basic principle
from which Smith’s argument proceeds is simple; the division
of labor. If individuals were allowed to exist in a society
where there was free exchange of goods and provision of
services, inevitably each man (and nation) would specialize
in those activities which they were most suited to. Most
importantly this process would be entirely automatic guided
by an “invisible hand”; profit-seeking industries would
naturally emerge to accommodate the needs of the public. In
turn this increased specialization would increase human
productivity enormously. People would develop their skills,
employ labor-saving machinery and exchange their specialist
products with others increasing the net surplus of
productivity across the whole population. The growth of
capital would in turn allow for greater investment into
16 De Marchi, Niel. “Adam Smith and Natural Liberty.” Perkins Link Seminar 2, Durham, NC. Lecture.
14
technology which in turn would provide for even greater
technological advancement and efficiency17.
What then would this translate to in terms of tangible
public policy recommendations? Governments would need to
first and foremost allow for the market, both domestic and
global, to operate as unhindered as possible. Smith stated
that legislators would be misguided in thinking that
intervention could produce greater production increases than
the free activity of individuals. Next, government would
have to cultivate an environment which reassures investors
that their capital will remain safe. This would take the
form of maintaining rule of law and providing assurance of
adequate defense from invaders. Furthermore, in a tempering
of his endorsement of laissez-faire policies, the government
should also undertake efforts to build infrastructure,
public works and promote education; increasing the ease with
which trade could occur alongside investments in human
capital. In collecting the necessary taxes for the above,
rates should be set proportional to the people’s ability to
pay with caution taken to avoid undue accumulation of
debt.18
Having broadly identified Smithian economic principles,
we can now turn our attention to various Puritan groups and
to extent to which their particular doctrinal beliefs fall
in line with the development of such an economic system. To 17 “Adam Smith and Natural Liberty”18 “Adam Smith and Natural Liberty”
15
begin with we must look at defining Puritanism itself; which
religious groups fell under this designation and what
distinct characteristics did they exhibit? In An Introduction to
Puritan Theology, Edward Hindson simply states that “Puritans
were Calvinists”19. On the other hand while Max Weber finds
Calvinism as most totally embodying the “capitalist spirit”
he expands his definition to include three other distinct
Protestant groups, Pietism, Methodism and Baptists, as
belonging to this tradition20. I will therefore focus my
discussion on Calvinism while including a brief explanation
for the variances of the remaining groups.
The four main branches of “ascetic Protestantism” all
contain similar ethical requirements for its adherents
although they differ in dogmatic structure. When we look at
the influence of the psychological sanctions of Puritanism
which, originating in religious belief and the practice of
religion, we find that they gave a direction to practical
conduct which provided for the economic prosperity.
The main tenant of Calvinism is the belief in
predestination and by extension the existence of two groups
within Mankind: those who are saved under the grace of God
and those who are not. Earthly standards of justice become
meaningless and insulting; those who are saved invariably 19 Hindson, Edward E. Introduction to Puritan Theology: A Reader. (Grand Rapids:
Baker Book House, 1976. Print.) 2220 Weber, Max. The Protestant Ethic and the Spirit of Capitalism. (New York: Taylor &
Francis, 2005. University of Minnesota. Web. 22 Apr. 2014.) 51-52
16
embody virtue in their actions. This produced a general
rejection of indulgence in sensual and emotional elements of
culture; these were not means to salvation and therefore
unbecoming of someone who was saved. Furthermore this
doctrine had a deep psychological and isolating impact; each
person had to follow his path alone to meet his destiny. No
one was there to help him nor did there exist a means to
attain God’s grace if He had decided to deny it; church
sacraments had no relevance. While interaction with the
celestial was thus carried out in spiritual isolation,
social organization persisted as labor became understood as
demonstrating the impersonal social usefulness believed to
be required by God. 21
While doctrinal dogma thus stated that the Chosen were
determined at birth, nevertheless psychological mechanisms
arose amongst Calvinist societies to identify those who were
in a state of grace. The first was an active demonstration
of absolute belief in the fact that one was saved through
the avoidance of all evil temptation, and secondly, through
the economic activity22. While the former seems somewhat
self-evident and universal of all Christian doctrine, the
elevation of worldly activity to this degree of importance
seems at first to be somewhat unusual.
The explanation for this come in the form of the
somewhat novel idea of a religious “calling”, first 21 Weber, 53-7922 Weber, 53-79
17
developed by Luther during the Reformation. This referred to
an idea that worldly activity had a larger religious
significance and that people had a duty to fulfill the
obligations imposed upon them by their position of the
world. This “moral justification of worldly activity”
provided not only a religious basis, but a need for in the
case of Puritan doctrine, for the accumulation of wealth.
Humans were seen as the vessel that God worked through to
demonstrate the grace of an individual. Thus faith was shown
in objective results, and activity that increased the Glory
of God were seen as a sign of being chosen. This created an
expectation of self-control with little sympathy for
weakness; a life of works contributing to the greater of
good of society was seen as the greatest virtue. This
culminated in an attitude in which a neighbor’s sins, given
that he was seen as acting as a vessel of God, evoked hatred
because he was disgracing his Creator. This worked manifold,
firstly, virtuous worldly behavior greatly elevated itself
in importance, resulting in a Christianization of societal
norms. Next, within this society in which the importance of
worldly virtue was drastically magnified, virtue came also
to correspond directly with the accumulation of material
wealth.
Before advancing to the larger societal consequences of
Puritanism it’s important to also touch upon the other three
branches: Pietisim, Methodism and Baptists. Pietism is
18
perhaps most closely linked to Calvinism, adherents also
believed in predestination and tried to live a life freed
from all the temptations of the world and in all its details
dictated by God’s will. There was however greater emphasis
on the emotional side of religion than with Calvinism and
they believed in the methodical development of one’s grace
in terms of the law and that God gives signs to those in
states who waited. Pietism thus left some room for human
activity as being doctrinally relevant. Methodism went even
further in combining the emotional and ascetic arriving at a
“methodical systemic nature of conduct”. Doing good works
were seen as the only means of knowing one’s state of grace
and actively experiencing the feeling of grace was seen as
necessary for salvation. Thus one looked explicitly at
conduct in assessing ones state of Grace. Baptists were
probably most separated from Calvinism in that they believed
in the idea of a unified believers’ church; a community of
only true believers rather than one of predestined Chosen
individuals. One achieved grace through individual
revelation; one simply had to wait for the Spirit and while
avoiding sinful attachments to the world. While based on
different foundation than Calvinism, Baptists still rejected
all idolatry of the flesh as a distraction, devalued
sacraments as a means to salvations, and had a comparable
19
interest in economic occupations (increased by their
rejection of political involvement).23
The most important commonalities of the Puritans faith
was the conception of the state of religious grace as a
status which marks off its possessor from the degradation of
the flesh from the world. This was a state that could not be
achieved from magical sacraments or good work, but only
through particular kinds of conduct. Individuals thus had an
incentive to methodically supervise his own state of grace
and practice asceticism; this in turn meant planning one’s
whole life systematically in accordance with God’s will.24
Now we can trace the connection between Puritan faith
and material success. While they remained suspicious of
wealth as a dangerous temptation, possessions were only
objectionable to the extent that they encouraged the risk of
relaxation in place of activity which promoted God’s glory.
There was thus a great moral objection to relaxation,
idleness and distraction from the pursuit of a righteous
life. Wasting time was seen as one of the the worst of sins
as it was understood as time lost promoting God’s will; even
if significant amounts of wealth has already been
accumulated. Hard and continual mental and bodily labor was
seen as the ideal as an end in and of itself. Puritanism
thus opposed spontaneous and wasteful enjoyment of life and
its opportunities. As a doctrine it rejected spending money 23 Weber, 80-10124 Weber, 50-101
20
on entertainment that did not serve God’s glory and there
was an ethical duty to hold and increase their possessions.
Combined with a condemnation dishonesty and impulsive greed
in activity, we can see clearly that Puritanism
fundamentally favored the development of rational bourgeois
economic life.25
Having illustrated the most prominent Puritan sects and
their general theological leanings we can begin to trace the
economic development of the New England colonists. From its
conception, we can see that Puritan belief had a hand in
directing the development of the colonies. The initial
willingness to even migrate to the New World reflects a
desire to adhere to underlying Puritan doctrine. The need to
live a life which demonstrated the glory of God, both
materially and morally, was the primary motivation for the
initial waves of colonization. Puritan congregations, who
had often times found their economic opportunities limited
due to their beliefs, desired the opportunity to prosper
within a model Christian community. Thus the readiness of
the Puritans to submit to harsh realities, leave ancestral
homes and their desire to lead exemplary Christian lives,
allowed in actuality for the very existence and growth of
the colonies26.
25 Weber, 102-12226 Bremer, Francis J. The Puritan Experiment: New England Society from Bradford to
Edwards. (New York: St. Martin’s, 1976. Print.) 31
21
While it is difficult to generalize the development of
the varied settlements of New England, we can nevertheless
examine certain specific developments which reflect larger
trends in colonial organization. Often initial investment
for a settlement, as seen specifically with Plymouth, was
done in conjunction with prospectors who established
companies which exercised ownership of all claimed land.
This created systems of “enforced communism” whereby no
single individual had ownership over the individual products
of his toil; all profits would be redistributed to
shareholders at the end of the fiscal calendar. This system
proved deeply unpopular amongst Puritan settlers who found
it fundamentally conflicted with their individual religious
mandate. In the case of Plymouth and elsewhere, settlers
were seen consistently buying out of these arrangements
preferring to incur huge personal debts rather than toil
under a collectivist economic system27. In this way we see
even in the initial steps taken by colonists the underlying
Puritan pursuit of individual self-expression helped pave
the way for a Smithian economic system.
Another relevant anecdote which demonstrated the
proclivity of Puritan pursuits to bring colonial society
closer to one envisioned by Smith was on the issue of the
commons; a collective owned space present in many early
settlements. Initially many towns included a central area
27 Bremer, 34-35
22
which was owned by all. Any trees found within this region
was allowed to be felled for personal use by members of the
settlement. However, as the lumber industry became
increasingly lucrative it became clear that colonists were
beginning to clear far greater amounts of lumber than
personal use would have merited. As a result these commons
were soon sold to private citizens and removed from
existence. In this way we seen the pursuit of Puritan aims
resulting in the strengthening private property rights and
moving colonial society towards one which did not
inefficiently expend government assets. This is in turn very
much in line with Smithian recommendations on the topic.28
While the above two examples above represent more
general consequences of an individual driven shaping social
ordering, we can find even clearer examples of the direct
effects of Puritanism in shaping the development of Colonial
society when we examine the sermons delivered by religious
leaders of the time. Looking more specifically at those
found in Connecticut from 1690-1765 we find that they urged
adherents to be “industrious and seek wealth”. Pastors would
proclaim the importance of “keeping accounts straight,
buying and selling with care and watching the success and
failures of others so as to discover the way to
prosperity”29. In this we see Puritan doctrine taking the 28 Bushman, Richard L. From Puritan to Yankee: Character and the Social Order in
Connecticut, 1690-1765. (Cambridge: Harvard UP, 1867. Print.) 2229 Bushman, 22
23
form of encouraging colonists to take individual
responsibility for their financial endeavors. There is no
mention of moral obligations to help one another or to seek
refuge in the alms of the Church. Taken even further we see
this same pastor declare, “A diligent man is raraely an
indigent man…would a man rise by his business? I say let him
rise to business…was not wealth a sing of divine favor?”30
Inequality is thus underlined as being a part of God’s
design. The best way to serve the greater society, as
alluded to Smith’s Theory of Moral Sentiments, is to achieve
personal success to serve both as a model to others and
virtuously enrich society as a whole.
We find further evidence of such thinking through a
quote of one particular pastor, who remains unnamed, and who
is quoted as proclaiming to his congregation, “Let there be
no Drone in the Hive, every man is to take some fair way
that the whole Hive may be better for him.31” We see then
the religious imperative to find a personal calling in the
world through the pursuit of useful work; this was how man
was to serve God. In this we see a clear and unambiguous
reproduction and endorsement of two key Smithian principles;
the first of the larger societal benefits of individually
driven economy activity, and secondly of the importance of a
specialization of labor in achieving this prosperity.
30 Bushman, 2331 Bushman, 23
24
Further evidence of the overlap of Smithian economic
principle with Puritan doctrine can be seen in another
sermon which took place during this same time period. The
pastor in question is quoted as stating that an “occupation
is an ordinance of God for safeguards against the
Temptations of the Devil”. He further continues to underline
the virtue of work as providing an “outlet for psychic
energies” denied elsewhere in Puritan moral code;
unproductive diversion was seen as preventing a relapse into
sin. This served to reinforce the prevailing notion that the
“pleasures of watching an estate grow…were ample
compensation for the hours missed in the ale house.32” We
see here Puritans embodying the idealized Smithian
hypothesis for ensuring the increasing prosperity of
society; reinvestment of surplus goods into productive
activity to further increase its yield.
We see additionally that this religiously sanctioned
pursuit of surplus as a means in and of itself permeated
through all levels of colonial society having significant
effect on the prevailing social norms of the time.
Connecticut Puritans as “farmers… could grow most things
they needed but were not content with this lot, they wanted
to trade in order to improve their living conditions and
raising their standing in the community.33” This did not
32 Bushman, 2333 Bushman, 25
25
merely extend to the farmer class as “virtually everyone
yearned for luxuries beyond the bare essentials34.”
A deeper examination of Puritan ideas demonstrates this
phenomenon went further than simply a doctrinal
encouragement of seeking surplus and acquiring wealth as a
means to demonstrate their grace under God. While Puritans
rejected fashions that were ‘immodest’ their doctrine also
stated individuals should dress according to their station
in life. Thus it became a demonstration of social status and
virtue to acquire and clothe oneself in expensive clothing,
and paintings from the era demonstrate that “even middle-
class individuals were seen dressed in fineries35”. Not only
did this Puritan pursuit further encourage the development
of specialization of trade but also simply further motivated
economic productivity.
In addition to encouraging free trade within
settlements, we can also find examples of Puritan colonists
explicitly rejecting attempts to level restrictions on
regional and international economy trade. A number of such
occurrences of resistance can be found in early colonial
history. One prominent case can be found in the actions of
the colonists in 1668 in response the town of Northampton,
Massachusetts attempted to impose to duties on all imports.
This law was met with such opposition in all parts of the
Commonwealth that a petition was circulated and the act was 34 Bushman, 2635 Bremer, 34-35
26
soon rescinded. This response is very much in line with
keeping with the ideal Smithian economy which rejects
attempts by government officials to infringe upon economic
liberty36. Another example can be found in resistance to
regular attempts by Britain to impose upon the colonies the
restriction of only having one port from which to engage in
trade. The colonists simply ignored any such attempts at
regulation.37 One last example can be found in the failure
of price controls. A number of attempts were made in the
early Colonial period in Connecticut to keep the prices of
certain goods and services low to allow the poor to provide
for their basic needs. These attempts went unheeded and soon
attempts were abandoned38.
Having identified elements of Puritan doctrine giving
way to the development of a society along Smithian economic
principles, what then were the tangible results for New
England? Literature on the topic states that, “Transatlantic
visitors constantly remarked about the few signs of poverty
in the colonies.” Further, that the “typical colonial
household was able to maintain its very high material
standard of living [even] in the face of a population boom;
36 Trumbull, James Russell, and Seth Pomeroy. History of Northampton,
Massachusetts, from its Settlement in 1654. (Northampton: Press of Gazette
Printing, 1898. Print.) 195-19737 Perkins, Edwin J. The Economy of Colonial America. (New York: Columbia UP,
1980. Print.) 1338 Bushman, 24
27
this was a notable achievement that had rarely if ever
achieved by any other society”. Next, that “given existing
technology and the availability of natural resources this
commercial-agricultural society was probably functioning at
near optimum efficiency”. And, “by the mid-18th century if
not earlier, the typical white household in the mainland
colonies was almost certainly the highest standard of living
anywhere around the globe.39” Curiously this same text
states that “in comparison with the economies of its more
regulated European counterparts, colonial North America was
a much closer approximation of the open, free-market society
advocated by Adam Smith”. We find then a level of
independent confirmation both of the validity of our
observations that Puritans indeed did oversee the creation
of an economy truly among Smithian ideals and additionally,
and additionally in reaffirming its unmitigated success in
bringing prosperity to the Puritan colonists.
39 Perkins, 14
28
Work Cited
Bremer, Francis J. The Puritan Experiment: New England Society from
Bradford to Edwards. New York: St. Martin’s, 1976. Print.
Bushman, Richard L. From Puritan to Yankee: Character and the Social
Order in Connecticut, 1690-1765. Cambridge: Harvard UP, 1867. Print
De Marchi, Niel. “Adam Smith and Natural Liberty.” Perkins
Link Seminar 2, Durham, NC. Lecture.
Hindson, Edward E. Introduction to Puritan Theology: A Reader. Grand
Rapids: Baker Book House, 1976. Print.
Nelson, Thomas, and Wayne A. Meeks. The Holy Bible: Revised
Standard Version. New York: World Bible Publ. 1973. Print
Oslington, Paul. Adam Smith as Theologian. New York: Routledge,
2011. Print.
29
Perkins, Edwin J. The Economy of Colonial America. New York:
Columbia UP, 1980. Print.
Smith, Adam. The Theory of Moral Sentiments. Oxford: Clarendon,
1976. Print.
Trumbull, James Russell, and Seth Pomeroy. History of
Northampton, Massachussetts, from its Settlement in 1654. Northampton:
Press of Gazette Printing, 1898. Print.
Weber, Max. The Protestant Ethic and the Spirit of Capitalism. New York:
Taylor & Francis, 2005. University of Minnesota. Web. 22
Apr. 2014.
-introduce Puritans and their theological leanings
-Weber and the Protestant Work Ethic
-look at development of New England Purtian society,
particularly the economic system. Show the influence of
Protestant thought, particularly the parts shared with
Smith, on the economic development.
-Think about how the Puritans just wanted to live simple
lives and honor God with their professions- ie. They each go
about working hard and pursuing their own best interest
(Smith)
-See if you can show the NE economy developed along Smithian
lines.
30
-Maybe talk about how when Smith was alive (mid 1700’s) the
Puritans were breaking free of theocracy and the economy was
really expanding- same type of progressive thinking as
Smith?
Some quotes on Puritans:
Puritans- “Thus Puritanism became a doctrinal movement. It involved a rediscovery of God’s sovereignty and Christ’s all-sufficiency. It, like the Continental Reformation, was arevival of Augustinianism and Biblical theology. At the coreof Puritan sentiment was an intense disgust from the Roman Catholic emphasis on man’s ability to merit his own salvation.”- Hindson 18
“Thus Puritanism touched men of God in many denominations and became the basis of modern-day evangelicalism.”- Hindson18
“A seventeenth-century contemporary of the Puritans described them as ones who honored God above all else and who believed that the best Christians should be the best husbands, wives, parents, children, masters, and servants, so that the doctrine of God might be glorified and not blasphemed.”- Hindson 19
“The key to Puritan devotion was discipline. The Christian life is a disciplined life, not a happy-go-lucky one.”- Hindson 21
-Strong emphasis on law- comes from belief in scripture- Connection to Smith’s beliefs in natural law, and JUSTICE asthe basis of society. Idea of justice (God’s need for justice) the same.
31
“Thus the Puritans emphasized the practical use of the law; to restrain sin, to lead men to Christ, and to direct the believer’s conduct. In this they closely followed the teaching of Calvin, who had urged that the law be preached to show the sinner his great failure and need to encourage the believer to strive for holiness and integrity.”- Hindson22
Sources: The Puritan Experiment: New England Society from Bradford to Edwards By Francis J. Bremer
http://www.d.umn.edu/cla/faculty/jhamlin/1095/The%20Protestant%20Ethic%20and%20the%20Spirit%20of%20Capitalism.pdf
32