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ICICI Prudential Mutual Fund Annexure A Significant Accounting Policies and Notes forming part of the Financial Statements for the year/period ended March 31, 2017

I. Significant Accounting Policies

1. The financial statements are prepared on the accrual basis of accounting, under the historical cost convention, as modified for investments, which are „marked-

to-market‟. The significant accounting policies, which are in accordance with the SEBI Regulations and have been approved by the Boards of Directors of the AMC and the Trustee, are stated below.

2. Investment Accounting

Transactions for purchase and sale of investments are recorded on trade date. The cost of investments includes all costs incurred in acquiring the investments and incidental to acquisition of investments e.g. brokerage, transaction costs, CCIL charges and any other charges customarily included in the broker‟s note. The cost is net of front-end fees and incentives. In case of devolvement, the cost is net of underwriting commission earned. In case of physical gold, the acquisition cost includes various levies like customs duty, stamp duty, Octroi, if applicable, and Value Added Tax (VAT). Investments in Foreign securities are accounted at the exchange rate prevailing on the date of accounting the trade. Differences in exchange rate till settlement are recognised as foreign exchange gain /loss.

Bonus shares and right entitlements are recognized on the respective ex-dates on the principal stock exchange where shares are traded.

3. Valuation of Investments

All investments are stated at their market / fair value at the balance sheet date.

For the purpose of the financial statements, the Fund marks all investments to market and carries investments in the Balance Sheet at the market value.

Unrealised gain, if any, arising out of appreciation of the investments, is transferred to Unrealised Reserve at the portfolio level.

a. Equity and Equity Related Securities

i. Traded securities are valued at the last quoted closing price on the principal stock exchange. If no trade is reported on the principal stock exchange on a

particular valuation date, traded securities are valued at the last quoted closing price on any other recognised stock exchange.

ii. When a security is not traded on any stock exchange on a particular valuation day, the value at which it was traded on the selected stock exchange or any other stock exchange, as the case may be, on the earliest previous day is used provided such date is not more than thirty days prior to the valuation date.

iii. When a security is not traded on any stock exchange for a period of thirty days prior to the valuation date, the security is considered as „non-traded‟

security. When trading in an equity/equity related security in a month, is both, less than Rs. 5 lacs and the total volume are less than 50,000 shares, it is considered as a thinly traded security. Non-traded/Thinly traded/Unlisted securities are valued at fair value by the Asset Management Company („AMC‟) in accordance with the provisions of the SEBI Regulations.

iv. American Depository Receipts and Global Depository Receipts are valued based on the closing prices at the Overseas Stock Exchange on which the

respective securities are listed (applying prevailing foreign currency exchange rate).

v. Equity/Index derivatives, where traded, are valued at the last quoted closing price. Non Traded futures and options are valued based on settlement price / any other equivalent price provided by the respective stock exchange. In case of futures and options, change in the marked to market value of the contract is treated as unrealised gain/loss.

vi. Foreign securities are valued based on the last quoted closing prices at the Overseas Stock Exchange on which the respective securities are listed.

However, the AMC shall select the appropriate stock exchange at the time of launch of a scheme in case a security is listed on more than one stock exchange and the reasons for the selection will be recorded in writing. Any subsequent change in the reference stock exchange used for valuation will be necessarily backed by reasons for such change being recorded in writing by the AMC. However, in case of extreme volatility in other markets post the closure of the relevant markets, the AMC shall value the security at suitable fair value.

b. Debt and Money Market Securities (including Sovereign Securities)

Securities with residual maturity upto 60 days as on the date of valuation are valued based on price/yield to maturity (in case of discounted securities) derived from trades done by schemes managed by the AMC. If there are no trades done by schemes managed by the AMC for the said security then the securities are valued on the basis of amortized cost based on purchase price or last traded market price, which includes discount / premium accrued on a straight line basis over the period to maturity as long as the valuation is within a ±0.10% band of the price derived as per the reference yields provided by the Rating Agencies (CRISIL and ICRA). In case the amortized value is outside the above band, the YTM of the security is adjusted to bring the price within the ±0.10% band. Securities with residual maturity of over 60 days as on the date of valuation are valued using the simple average of prices released by CRISIL & ICRA, as suggested by AMFI.

c. Other Securities

i. Investment in gold is valued at the AM fixing price of gold quoted on the London Bullion Market Association [LBMA] declared in US Dollars as increased by

premium and fixing charges and by converting it into Indian Rupees at the RBI reference rate, as increased by custom duty for import of gold, octroi charges

and value added tax (VAT) as applicable, in accordance with the guidelines issued by SEBI.

ii. Units of fund domiciled outside India are valued on the basis of latest available NAV of such fund. Foreign currency is converted into Indian Rupees as per RBI reference rate.

iii. Units of unlisted mutual fund schemes and units of listed mutual fund schemes which are not traded are valued at the last declared NAV on AMFI website

as on the valuation date. Traded mutual fund units are valued at the last quoted closing price.

iv. Traded equity linked debentures are valued at weighted average traded price on stock exchange. Non traded equity linked debentures are valued on the basis of the quotation received from the issuer.

v. Interest Rate Swap (IRS) / Forward Rate Agreements (FRA) with residual maturity period of more than 60 days are valued at net present value on the basis of expected future cash flows. Future cash flows is computed daily based as per terms of contract and discounted by suitable Overnight Indexed Swap (OIS) rates available on Reuters/ Bloomberg/ any other agency as approved by valuation Committee. IRS/ FRA with residual maturity of upto 60 days are considered for amortisation.

vi. An investment is regarded as non-performing, if interest/principal amount has not been received or has remained outstanding for one quarter from the day such income/installment has fallen due. Such securities are valued as per guidelines stated in SEBI Regulations.


d. Cash and Cash Equivalents

Cash and Cash equivalents include balances in bank in current accounts, deposit placed with scheduled banks (with original maturity of upto three months)

and collateralized lending. 4. Income Recognition

a. Dividend income is accrued on ex-dividend date. Dividend income on foreign securities is recognised net of applicable taxes withheld in the respective

countries. Dividend income on foreign securities is translated into Indian rupees at the rate of exchange prevalent on ex-dividend date. b. Profit or loss on sale of investments is arrived at by applying weighted average cost on trade date.

c. Interest on debentures and other fixed income investments is recognised on accrual basis.

d. Income on non-performing assets (NPAs) is recognised on cash basis.

e. Other income of miscellaneous nature is accounted for when there is certainty of receipt.

5. Income Equalisation Reserve and Unit Premium Reserve

a. Open ended Scheme:

In case of open-ended scheme, when units are purchased / sold by the Scheme at NAV based price, amount representing unrealised appreciation per unit and unit premium reserve per unit is transferred to Unit Premium Reserve.

The balance amount of the purchase/sale price after reducing the face value of unit is transferred to Income Equalisation account and the net balance in this account is credited or debited to the Revenue Account at the year end. Distributable surplus per unit is arrived after excluding both unit premium reserve and unrealised appreciation from net asset value (NAV).

b. Close-Ended Scheme

In case of a close-ended scheme, accounting for Income Equalisation is not required under SEBI Regulation. The difference between face value and net asset value (NAV) of the units repurchased is credited/debited to “Unit Premium Reserve”. During the year, pursuant to roll over (extension of maturity date) of few schemes, the unit holders were given an option to either redeem their existing holdings on maturity or roll-over. Consequent to redemption from certain investors, difference between redemption proceeds and face value i.e. realised gain has been adjusted against „Retained Surplus‟.

6. Foreign currency transactions

a. Initial recognition

Foreign currency transactions are recorded in the reporting currency, by applying to the foreign currency amount, the exchange rate between the reporting currency and the foreign currency at the date of the transaction.

b. Conversion

Foreign currency monetary items are reported using an exchange rate prevalent on the valuation date / date of the transaction. Foreign currency non-monetary items are reported using an exchange rate prevailing on the fair valuation date.

c. Exchange Differences

Exchange differences arising on the settlement of monetary items or on reporting monetary items of the scheme at rates different from those at which they were initially recorded during the year, or reported in previous financial statements, are recognised as income or as expenses in the year in which they arise.

7. Provisions

Provision is made by charge to the Revenue Account, in respect of:

a. Non Performing Debt Securities as per the Guidelines prescribed by SEBI Regulation. b. Interest Outstanding for more than one quarter beyond the due date.

c. Securities where the certificates are not traceable for a protracted period.

d. Assets other than investments, which in the opinion of the Trustees have suffered substantial impairment in their value.

8. Entry and Exit Load

a. No entry load is charged on applications received for fresh purchase of units after August 1, 2009.

b. Exit load collected (after reducing applicable service tax) is credited as income to the scheme.

c. Unutilised amount of load collected upto September 30, 2012, is carried forward to subsequent years unless the same is considered excess by the

Trustees. In the event, if the load is considered excess by the Trustees, the same is recognised as income of the scheme. 9. Historical Per unit Statistics forms a part of Annual Financial statements.

II. Notes Forming Part of the Financial Statements

Wherever the Scheme has Plans/Options, a consolidated Balance Sheet and Revenue Account is prepared for all the plans/ options under each scheme.

1. Net Asset Value Per Unit (NAV)

The statement showing Net Asset Value (NAV) per is disclosed in Annexure I.

2. The Cost and Market/Fair Value of investments

The statement showing Cost and Market / Fair Value of investments including unrealised appreciation / depreciation in the value of Investments is disclosed in Annexure II.

3. Industry-wise classification of investment


The Statement showing Industry-wise classification of investment is disclosed in Annexure III.

4. The Aggregate value of purchase and sale of investments during the year/period as a percentage of average NAV

The Aggregate value of purchase and sale of investments during the year/period as a percentage of average Net assets are disclosed as mentioned in below Annexures:

Security Type Annexure Reference

Equity Securities Annexure IVa

Other than Equity securities Annexure IVb

Total Annexure IVc

5. Load

During the year, load balance has been utilized for meeting distribution expenses, commission to agents and publicity expenses. Details of utilizations have been disclosed in Annexure V.

6. Management fees

Management fees are paid on the basis of terms of the Scheme Information Document to ICICI Prudential Asset Management Company Limited. Management fees are computed after adjusting for units held by AMC and interscheme investments, if any. In respect of Debt and Liquid schemes the management fee is not charged on amount invested in short term deposits of scheduled commercial banks.

The Statement showing Scheme wise management fees paid is provided in Annexure VI.

7. Income and Expenditure as a % of Average Net Asset Value

The Statement showing the total income and expenditure as a percentage of the average daily Net Assets during the financial year/ period is disclosed in Annexure VII.

(Total Income includes profit/loss on sale of investments, profit/loss inter-scheme transfers, interest on borrowing and excludes net change in unrealised appreciation in value of investments. Total expenditure excludes net change in unrealised depreciation in value of investments).

8. Movement in Unit Capital

The Statement of movement in Unit Capital during the year / period is disclosed in Annexure VIII.

9. Related Party disclosure

Name of the Party Relationship

ICICI Bank Limited Sponsor

ICICI Prudential Asset Management Company Limited Scheme‟s Asset Manager

ICICI Prudential Trust Limited Trustee of the Fund

a. Details of investment management fees paid to ICICI Prudential Asset Management Company Limited and receivable/payable as at March 31, 2017 has

been disclosed in Annexure VI. b. Details of charges paid to associates / related parties are given in Annexure XIII.

c. Details of investments made during the year by the Trustee Company, Sponsor and Asset Management Company in the Schemes of Mutual Fund and outstanding balance as on March 31, 2017 has been disclosed in Annexure IX.

d. Details of transactions with related party as a counterparty has been disclosed in Annexure IX. e. Details of trusteeship fees paid to ICICI Prudential Trust Limited and outstanding as at March 31, 2017 has been disclosed in Annexure IX. f. Details of purchase and sale of securities between Schemes have been disclosed in Annexure IX.

10. Disclosure under Regulation 25 (11) of SEBI (Mutual Funds) Regulations, 1996.

Annexure X – Table A shows Investments made by the Schemes of ICICI Prudential Mutual Fund in companies or their subsidiaries that have invested more

than 5% of the net assets of any scheme during the year ended March 31, 2017. Annexure X – Table B shows Investments made by the Schemes of ICICI Prudential Mutual Fund in companies or their subsidiaries that have invested more

than 5% of the net assets of any scheme in the previous year. (Excluding companies disclosed under Table A.)

11. Investments made by schemes in Sponsor/Associates/ Group companies are given in Annexure XI.

12. Investors holding units in scheme over 25% of the Net Assets Value are given below:

Scheme Name

As at March 31, 2017 As at March 31, 2016

No. of Investors

Aggregate Holding (%)

No. of Investors

Aggregate Holding (%)

ICICI Prudential Nifty 100 iWIN ETF (Formerly ICICI Prudential Nifty 100 ETF) 1 89.4 1 96.6

ICICI Prudential Fixed Maturity Plan-Series 67-740 Days Plan H 1 55.22

-

-

ICICI Prudential Fixed Maturity Plan-Series 68-369 Days Plan K 1 43.01

-

-

ICICI Prudential Fixed Maturity Plan-Series 68-745 Days Plan H

-

- 1 25.57

ICICI Prudential Fixed Maturity Plan-Series 69-369 Days Plan J 1 81.75

-

-

ICICI Prudential Fixed Maturity Plan-Series 69-698 Days Plan B 1 81.74

-

-

ICICI Prudential Fixed Maturity Plan-Series 70-367 Days Plan C 1 91.7

-

-

ICICI Prudential Fixed Maturity Plan-Series 70-367 Days Plan N 2 66.85

-

-

ICICI Prudential Fixed Maturity Plan-Series 71-505 Days Plan H 1 26.81 1 26.81

ICICI Prudential Fixed Maturity Plan-Series 71-525 Days Plan D

-

- 1 25.01

ICICI Prudential Fixed Maturity Plan-Series 72-366 Days Plan C 1 70.15

-

-

ICICI Prudential Fixed Maturity Plan-Series 72-366 Days Plan K 2 84.31


- -

ICICI Prudential Fixed Maturity Plan-Series 72-366 Days Plan M 2 90.56

-

-

ICICI Prudential Fixed Maturity Plan-Series 72-368 Days Plan A 2 98.23

-

-

ICICI Prudential Fixed Maturity Plan-Series 72-368 Days Plan D 2 70.91

-

-

ICICI Prudential Fixed Maturity Plan-Series 72-370 Days Plan G 1 40.34

-

-

ICICI Prudential Fixed Maturity Plan-Series 72-483 Days Plan J 1 28.65 1 28.65

ICICI Prudential Fixed Maturity Plan-Series 72-500 Days Plan E 1 35.8 1 35.8

ICICI Prudential Fixed Maturity Plan-Series 72-525 Days Plan B 1 28.09 1 28.08

ICICI Prudential Fixed Maturity Plan-Series 72-785 Days Plan O 1 35.56

-

-

ICICI Prudential Fixed Maturity Plan Series 74 - 367 Days Plan Z 1 26.15 1 26.15

ICICI Prudential Fixed Maturity Plan-Series 74-368 Days Plan H 1 29.59 1 29.6

ICICI Prudential Fixed Maturity Plan-Series 74-368 Days Plan J 1 29.79 1 29.78

ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan K 1 25.94 1 25.93

ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan L 1 52.34 1 52.33

ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan T 1 26.99 1 26.99

ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan V 1 27.45 1 27.44

ICICI Prudential Fixed Maturity Plan Corporate Bond Series A - 750 Days 1 26.17

-

-

ICICI Prudential Short Term Gilt Fund

-

- 1 31.98

ICICI Prudential Gilt Fund - Treasury Plan - PF Option 1 57.92

-

-

ICICI Prudential Gold iWIN ETF (Formerly ICICI Prudential Gold Exchange Traded Fund) 1 51.07 1 52.14

ICICI Prudential Midcap Select iWIN ETF (Formerly ICICI Prudential Midcap Select ETF) 1 85.68

-

-

ICICI Prudential Multiple Yield Fund - Series 3 - Plan C 1 60.73

-

-

ICICI Prudential Nifty iWIN ETF (Formerly ICICI Prudential Nifty ETF)

-

- 1 25.82

ICICI Prudential NV20 iWIN ETF (Formerly ICICI Prudential NV20 ETF) 1 91.99

-

-

ICICI Prudential Sensex iWIN ETF (Formerly ICICI Prudential Sensex ETF) 1 49.8 1 70.28

ICICI Prudential Value Fund - Series 3 1 25.34

-

-

13. Disclosure as required under Regulation 25(8):

a. Subscription by schemes (excluding Secondary Market Purchases) in the issues lead managed by the associate company is given in Annexure XIIa.

b. Subscription to any issue of equity or debt on private placement basis where the sponsor or its associate companies have acted as arranger or manager is given in Annexure XIIb.

c. Underwriting obligations taken by the scheme in respect of issues of securities of associate companies and devolvement is Nil (PY: Nil) d. Charges paid to associates / related parties are given in Annexure XIII.

14. Disclosure for derivative transactions as required by SEBI circular Cir/IMD/DF/11/2010 dated August 18, 2010, has been made in Annexure XIV.

15. Aggregate fair value of non-traded investments valued in good faith has been disclosed in Annexure XV.

16. In order to meet temporary liquidity needs for the purpose of redemption of units, the Schemes, in accordance with the Regulation 44(2) of SEBI (Mutual Funds) Regulations, 1996, borrows amount which is within the regulatory limit of 20% of the previous day's net assets of the Scheme. The cost of borrowing is charged to the respective Schemes/Asset Management Company based on the policy approved by the Board of Trustees and has been disclosed under Revenue Account as Interest on loan. Interest on loan is not considered as part of recurring expenses. Details of borrowings by the Schemes have been disclosed in Annexure XVI.

17. A complete list of investments of the Schemes is provided in Annexure XVII.

18. Other income includes exit load income, compensation received from AMC, provision for expenses written back which are no longer required etc.

19. Government securities include investments of Face Value Rs. 48,750,000,000 placed as collateral with the Clearing Corporation of India Ltd.

20. The scheme code along with scheme name, allotment date and type is given in Annexure XVIII.

21. Details of Credit Default Swaps transactions for all the scheme of ICICI Prudential Mutual Fund during the current year is Nil (PY: Nil).

22. The schemes operate in one segment only viz. to primarily generate attractive returns based on the scheme‟s investment objective. Further, the scheme does not have any geographical segments.

23. Unclaimed Dividend & Unclaimed Redemption as at 31st March 2017 :

This disclosure has been carried out for all the schemes and the amount is set aside at a pool level.

Particulars Count

Amount (Rs. In Lakhs)

Unclaimed Dividend 1,51,126

4,052.70

Unclaimed Redemption 41,880

5,135.67


24. Movement of Investor Education Fund balance for ICICI Prudential Mutual Fund during the Financial Year ended March 31, 2017 is as follows:

Amount (Rs. in Lakhs)

Particulars 2016-17 2015-16

Opening Balance - 1,963.33

Accretion to Investor Education & Awareness Fund including income earned on investment

4,428.13 3,500.82

Less: Uitilisation towards investor education and awareness initiatives 2,186.78 5,464.15

Less: Amount contributed to AMFI 2,201.00 -

Closing Balance 40.35 -

25. Previous year/period figures are regrouped wherever necessary. There are no previous year figures for schemes launched during the year. Previous year figures for scheme launched last year is not comparable.

26. The audited results for the year ended March 31, 2017 have been placed by ICICI Prudential Asset Management Company Limited and approved by the Trustees in the meeting of the Board of Directors of ICICI Prudential Trust Limited.

As per our Report of even date

For and on behalf of ICICI Prudential Asset Management Company Ltd.

For S.R. Batliboi & Co. LLP

Sd/-

Sd/-

ICAI Firm Registration No: 301003E/E300005

Nimesh Shah

Sankaran Naren

Chartered Accountants

Managing Director

Director

Sd/-

Sd/- Sd/- Sd/-

Viren H. Mehta Kayzad Eghlim Rahul Goswami Rahul Bhuskute

Partner Fund manager Fund manager Fund manager

Membership No. 48749

Sd/- Sd/- Sd/-

Place: Mumbai Manish Banthia Rohan Maru Manish Gunwani

Fund manager Fund manager Fund manager

Sd/- Sd/- Sd/-

Vinay Sharma Mrinal Singh George Joseph


Sd/- Sd/- Sd/-

Ihab Dalwai Atul Patel Rajat Chandak


Sd/- Sd/- Sd/-

Chandni Gupta Anuj Tagra Nikhil Kabra


Sd/- Sd/- Sd/-

Mittul Kalawadia Chintan Haria Ashwin Jain


For and on behalf of ICICI Prudential Trust Ltd.

Sd/-

Sd/-

Lakshman Kumar Mylavarapu M. N. Gopinath

Director

Director

Place: Mumbai

Annexure IX

referred in Notes

to the Financial

Statements

( ` in Lakhs) ( ` in Lakhs)

Buying Scheme Selling Scheme 2016-17 Selling Scheme Buying Scheme 2016-17

ICICI Prudential Banking and Financial Services Fund ICICI Prudential Focused Bluechip Equity Fund 7.90

ICICI Prudential Advisor series Long Term Savings

Plan ICICI Prudential Value Discovery Fund 14.37

ICICI Prudential Liquid Plan 17,420.75 ICICI Prudential Ultra Short Term Plan 5.00

ICICI Prudential Money Market Fund 9,975.53 ICICI Prudential Balanced Fund ICICI Prudential Flexible Income Plan 9,916.47

ICICI Prudential Balanced Fund ICICI Prudential Balanced Advantage Fund 12,497.74 ICICI Prudential Liquid Plan 20,388.85

ICICI Prudential Flexible Income Plan 39,518.28 ICICI Prudential Corporate Bond Fund 7,085.03

ICICI Prudential Focused Bluechip Equity Fund 587.36

ICICI Prudential Regular Income Fund (Income is

not assured and is subject to availability of

distributable surplus) 1,014.89

ICICI Prudential Long Term Gilt Fund 99.04 ICICI Prudential Multicap Fund 73.07

ICICI Prudential Short Term Gilt Fund 1,571.71 ICICI Prudential Regular Savings Fund 7,085.03

ICICI Prudential Liquid Plan 161,697.82 ICICI Prudential Value Fund - Series 11 97.00

ICICI Prudential Corporate Bond Fund 2,472.67 ICICI Prudential Banking & PSU Debt Fund

ICICI Prudential Capital Protection Oriented

Fund Series X - Plan A - 1235 Days 85.53

ICICI Prudential Dynamic Bond Fund 520.58


Fund Series X - Plan B - 1375 Days 7,635.94

ICICI Prudential Regular Savings Fund 8,781.82


Fund Series XI - Plan B - 1222 Days 948.60

ICICI Prudential Exports and Other Services

Fund 918.95


Fund Series XI - Plan C - 1255 Days 3,023.12

ICICI Prudential Short Term Plan 5,119.50


Fund Series XI - Plan D - 1247 Days 4,174.48

ICICI Prudential Money Market Fund 41,399.06


Fund Series IV - Plan E - 36 Months 530.42

ICICI Prudential Value Fund - Series 1 1,089.69


Fund Series IV - Plan F - 60 Months 205.43



Fund Series IV - Plan G - 60 Months 308.15

ICICI Prudential Banking & PSU Debt Fund ICICI Prudential Dynamic Plan 498.80


Fund Series V - Plan A - 5 Year Plan 159.79

ICICI Prudential Equity - Arbitrage Fund 7,840.01


Fund Series V - Plan C - 1825 Days 332.45

ICICI Prudential Balanced Advantage Fund 7,465.06


Fund Series VI - Plan C - 1825 Days 72.70

ICICI Prudential Flexible Income Plan 9,691.95


Fund Series VII - Plan A - 1285 Days 254.75



Fund Series VII - Plan B - 1285 Days 152.85

ICICI Prudential Long Term Gilt Fund 6,403.23


Fund Series VII - Plan G - 1285 Days 178.48

ICICI Prudential Short Term Gilt Fund 3,188.01


Fund Series VIII 1115 Days Plan F 326.24

ICICI Prudential Gilt Fund - Treasury Plan - PF

Option 2,140.93


Fund Series VIII 1290 Days Plan I 95.87

ICICI Prudential Top 100 Fund 997.61


Fund Series VIII - 1284 Days Plan J 170.44

ICICI Prudential Income Opportunities Fund 2,328.56


Fund Series IX - Plan C - 1195 Days 228.37

ICICI Prudential Liquid Plan 55,175.98


Fund Series IX - Plan F - 1120 Days 648.90

ICICI Prudential Dynamic Bond Fund 1,341.83 ICICI Prudential Equity - Arbitrage Fund 10,038.52

ICICI Prudential Money Market Fund 23,993.42 ICICI Prudential Balanced Advantage Fund 36,957.44

ICICI Prudential Ultra Short Term Plan 7,096.31

ICICI Prudential Fixed Maturity Plan-Series 68-

369 Days Plan K 360.76

ICICI Prudential Blended Plan - Plan B

ICICI Prudential MIP 25 (Monthly income is not

assured and is subject to availability of



366 Days Plan A 87.46



366 Days Plan C 2,390.12

ICICI Prudential Business Cycle Fund Series 1 ICICI Prudential Value Discovery Fund 417.76


368 Days Plan D 3,386.01



370 Days Plan G 199.18


Fund 223.73


409 Days Plan S 238.79



830 Days Plan J 333.55

ICICI Prudential Capital Protection Oriented Fund

Series X - Plan A - 1235 Days ICICI Prudential Banking & PSU Debt Fund 85.53


780 Days Plan E 905.36

ICICI Prudential Savings Fund 306.82

ICICI Prudential Fixed Maturity Plan-Series 75 -

1352 Days Plan E 238.79

ICICI Prudential Short Term Plan 691.02


1100 Days Plan G 345.76

ICICI Prudential Ultra Short Term Plan 108.37


1103 Days Plan F 511.81


Series X - Plan B - 1375 Days ICICI Prudential Banking & PSU Debt Fund 7,635.94

ICICI Prudential Fixed Maturity Plan Series 76 -

1134 Days Plan Y 457.06




1135 Days Plan Z 457.06

ICICI Prudential Multiple Yield Fund Series 11 -

1387 Days Plan C 112.44


1129 Days Plan W 1,120.98



1130 Days Plan D 217.49


Series XI - Plan A - 2056 Days ICICI Prudential Income Opportunities Fund 1,015.15


1132 Days Plan A 543.73




1134 Days Plan H 315.36



1144 Days Plan T 1,475.01


Series XI - Plan B - 1222 Days ICICI Prudential Banking & PSU Debt Fund 948.60


1151 Days Plan S 157.27



1130 Days Plan T 515.72


Series XI - Plan C - 1255 Days ICICI Prudential Banking & PSU Debt Fund 3,023.12


1168 Days Plan J 324.02



1170 Days Plan I 324.02


Series XI - Plan D - 1247 Days ICICI Prudential Banking & PSU Debt Fund 4,174.48


1104 Days Plan P 216.01



1106 Days Plan M 216.01


Series III - Plan B - 60 Months ICICI Prudential Flexible Income Plan 706.52


1118 Days Plan K 309.97



1120 Days Plan J 215.35

Statement showing Interscheme Trasaction between Scheme of ICICI Prudential Mutual Fund

Annexure IX

referred in Notes

to the Financial

Statements





Series III - Plan E - 60 Months ICICI Prudential Flexible Income Plan 1,391.09


1130 Days Plan E 209.43


Series III - Plan G - 60 Months


Fund Series III - Plan E - 60 Months 102.64


1404 Days Plan T 402.41


1103 Days Plan F 107.53


1187 Days Plan G 453.59


Series III - Plan H - 60 Months ICICI Prudential Flexible Income Plan 336.61


1194 Days Plan F 4,429.00


Series IV - Plan A - 60 Months




1233 Days Plan O 1,394.19


Series IV - Plan C - 60 Months ICICI Prudential Flexible Income Plan 320.83


1245 Days Plan L 913.33


Series IV - Plan E - 36 Months ICICI Prudential Banking & PSU Debt Fund 530.42


1253 Days Plan J 1,921.02


369 Days Plan K 53.83 ICICI Prudential Flexible Income Plan 53,804.22

ICICI Prudential Flexible Income Plan 161.48 ICICI Prudential Savings Fund 8,632.71


ICICI Prudential Interval Fund – Annual Interval

Plan-I 262.73


Series IV - Plan F - 60 Months ICICI Prudential Banking & PSU Debt Fund 205.43

ICICI Prudential Interval Fund - Series VII -

Annual Interval Plan - C 611.50


Fund Series VII - Plan H - 1284 Days 104.86 ICICI Prudential Liquid Plan 69,951.28

ICICI Prudential Multiple Yield Fund - Series 4 -

1825 Days - Plan B 54.64


1825 Days Plan B 83.08


Series IV - Plan G - 60 Months ICICI Prudential Banking & PSU Debt Fund 308.15


1427 Days Plan A 1,192.51


Series IV - Plan H - 36 Months ICICI Prudential Flexible Income Plan 1,020.01


1394 Days Plan B 1,057.61



1387 Days Plan C 950.69


Series V - Plan A - 5 Year Plan ICICI Prudential Banking & PSU Debt Fund 159.79


1361 Days Plan D 1,557.49


Series V - Plan B - 1100 Days ICICI Prudential Liquid Plan 11,052.41


1825 Days - Plan A 110.58



1100 Days - Plan A 499.33


Series V - Plan C - 1825 Days ICICI Prudential Banking & PSU Debt Fund 332.45


1825 Days Plan C 101.57


Series V - Plan D - 1100 Days ICICI Prudential Savings Fund 697.89


1338 Days Plan D 237.97

ICICI Prudential Liquid Plan 1,697.98 ICICI Prudential Money Market Fund 58,546.17

ICICI Prudential Long Term Plan 848.27 ICICI Prudential Ultra Short Term Plan 36,704.69

ICICI Prudential Ultra Short Term Plan 1,934.64 ICICI Prudential Blended Plan - Plan A ICICI Prudential Equity - Arbitrage Fund 20,690.34


Series V - Plan E - 1100 Days ICICI Prudential Savings Fund 322.10 ICICI Prudential Blended Plan - Plan B


366 Days Plan M 254.51



368 Days Plan D 113.12

ICICI Prudential Long Term Plan 377.01





378 Days Plan O 47.13


Series V - Plan F - 1100 Days ICICI Prudential Flexible Income Plan 295.75




ICICI Prudential Fixed Maturity Plan Corporate

Bond Series A - 750 Days 1,120.01

ICICI Prudential Long Term Plan 282.76 ICICI Prudential Flexible Income Plan 12,196.91


Series VI - Plan A - 1825 Days ICICI Prudential Ultra Short Term Plan 231.19


1427 Days Plan A 1,279.47


Series VI - Plan B - 1100 Days ICICI Prudential Flexible Income Plan 471.08 ICICI Prudential Ultra Short Term Plan 953.06


Series VI - Plan C - 1825 Days ICICI Prudential Banking & PSU Debt Fund 72.70 ICICI Prudential Business Cycle Fund Series 1 ICICI Prudential Dividend Yield Equity Fund 155.36

ICICI Prudential Flexible Income Plan 161.92 ICICI Prudential Multicap Fund 216.39


Series VI - Plan D - 1100 Days ICICI Prudential Flexible Income Plan 469.96 ICICI Prudential Business Cycle Fund Series 2 ICICI Prudential Value Discovery Fund 10.90


Series VI - Plan E - 1100 Days


Fund Series VI - Plan D - 1100 Days 48.09 ICICI Prudential Infrastructure Fund 341.57


Series VII - Plan A - 1285 Days ICICI Prudential Banking & PSU Debt Fund 254.75 ICICI Prudential Business Cycle Fund Series 3 ICICI Prudential Dividend Yield Equity Fund 36.83



Series X - Plan A - 1235 Days


Fund Series X - Plan B - 1375 Days 52.03


Series VII - Plan B - 1285 Days ICICI Prudential Banking & PSU Debt Fund 152.85


Series III - Plan E - 60 Months


Fund Series III - Plan G - 60 Months 102.64



Fund Series VIII 1103 Days Plan B 140.46


Series VII - Plan D - 1822 Days




1100 Days Plan T 307.92



Series IV - Plan E - 36 Months ICICI Prudential Liquid Plan 21.63


Series VII - Plan E - 1284 Days




1100 Days - Plan B 32.65


Series VII - Plan F - 1288 Days




Series IV - Plan F - 60 Months


1825 Days - Plan C 100.97


Series VII - Plan G - 1285 Days ICICI Prudential Banking & PSU Debt Fund 178.48


Series V - Plan A - 5 Year Plan


Fund Series IX - Plan E - 1325 Days 110.44

ICICI Prudential Flexible Income Plan 481.25


Series V - Plan D - 1100 Days


1100 Days Plan N 194.23


Series VIII - Plan A - 1300 Days ICICI Prudential Ultra Short Term Plan 323.60


1100 Days Plan R 679.80


Series VIII 1103 Days Plan B


Fund Series III - Plan E - 60 Months 140.46


Series V - Plan E - 1100 Days


1140 Days Plan E 388.46


Series VIII 1103 Days Plan C ICICI Prudential Flexible Income Plan 220.12


Series V - Plan F - 1100 Days


1140 Days Plan E 291.34


Series VIII 1107 Days Plan E


Fund Series IX - Plan A - 1101 Days 75.96


Series VI - Plan D - 1100 Days


Fund Series VI - Plan E - 1100 Days 48.09


Series VIII 1115 Days Plan F ICICI Prudential Banking & PSU Debt Fund 326.24


Series VII - Plan A - 1285 Days


Fund Series VII - Plan E - 1284 Days 107.74



Series VII - Plan B - 1285 Days


Fund Series VII - Plan F - 1288 Days 107.50


Series VIII 1101 Days Plan G ICICI Prudential Flexible Income Plan 160.42


Series VII - Plan G - 1285 Days


Fund Series IX - Plan B - 1103 Days 54.11


Series VIII 1290 Days Plan I ICICI Prudential Banking & PSU Debt Fund 95.87


Series VII - Plan H - 1284 Days




Series VIII - 1284 Days Plan J ICICI Prudential Banking & PSU Debt Fund 170.44


Series VIII 1115 Days Plan F


Fund Series IV - Plan A - 60 Months 520.02


Series IX - Plan A - 1101 Days ICICI Prudential Flexible Income Plan 566.16


Series IX - Plan A - 1101 Days


Fund Series VIII 1107 Days Plan E 75.96


Series IX - Plan B - 1103 Days




Fund Series IX - Plan B - 1103 Days 210.85


Fund Series IX - Plan A - 1101 Days 210.85 ICICI Prudential Value Discovery Fund ICICI Prudential Business Cycle Fund Series 1 417.76


Series IX - Plan C - 1195 Days ICICI Prudential Banking & PSU Debt Fund 228.37 ICICI Prudential Business Cycle Fund Series 2 417.76

ICICI Prudential Ultra Short Term Plan 924.76 ICICI Prudential Business Cycle Fund Series 3 29.76

Annexure IX

referred in Notes

to the Financial

Statements





Series IX - Plan E - 1325 Days


Fund Series V - Plan A - 5 Year Plan 110.44 ICICI Prudential Dynamic Plan 3,611.84



1093 Days Plan F 1,203.99


Series IX - Plan F - 1120 Days ICICI Prudential Banking & PSU Debt Fund 648.90 ICICI Prudential Growth Fund - Series 2 698.85

ICICI Prudential Flexible Income Plan 762.13 ICICI Prudential Liquid Plan 39,573.44

ICICI Prudential Ultra Short Term Plan 1,159.23 ICICI Prudential Multicap Fund 7,212.27

ICICI Prudential Capital Protection Oriented Fund -

Series V - 60 Months


368 Days Plan G 0.99 ICICI Prudential India Recovery Fund - Series 1 507.12


369 Days Plan I 25.82 ICICI Prudential India Recovery Fund - Series 2 359.79

ICICI Prudential Liquid Plan 2,460.53 ICICI Prudential India Recovery Fund - Series 3 179.04

ICICI Prudential Value Discovery Fund

ICICI Prudential Advisor series Long Term

Savings Plan 14.37 ICICI Prudential Money Market Fund 13,621.15

ICICI Prudential Business Cycle Fund Series 2 10.90

ICICI Prudential Long Term Equity Fund (Tax

Saving) 5,099.06

ICICI Prudential Dynamic Plan 120.00 ICICI Prudential Value Fund Series 8 1,133.92


370 Days Plan G 508.83 ICICI Prudential Value Fund - Series 9 346.91

ICICI Prudential Flexible Income Plan 41,395.96 ICICI Prudential Dynamic Plan ICICI Prudential Banking & PSU Debt Fund 498.80

ICICI Prudential Savings Fund 7.52 ICICI Prudential Value Discovery Fund 120.00

ICICI Prudential Indo Asia Equity Fund 299.58 ICICI Prudential Equity - Arbitrage Fund 4,973.79

ICICI Prudential Liquid Plan 285,763.61 ICICI Prudential Balanced Advantage Fund 4,973.79

ICICI Prudential Advisor series - Moderate Plan 9.75 ICICI Prudential Flexible Income Plan 3,127.60

ICICI Prudential Nifty iWIN ETF (Formerly ICICI

Prudential Nifty ETF) 30.68 ICICI Prudential Savings Fund 10,468.70

ICICI Prudential Short Term Plan 7,140.98 ICICI Prudential Focused Bluechip Equity Fund 7,492.61

ICICI Prudential Sensex iWIN ETF (Formerly

ICICI Prudential Sensex ETF) 1.00 ICICI Prudential Liquid Plan 29,860.52

ICICI Prudential Money Market Fund 55,961.11 ICICI Prudential Value Fund - Series 11 200.00

ICICI Prudential Ultra Short Term Plan 12,140.06 ICICI Prudential Equity - Arbitrage Fund ICICI Prudential Banking & PSU Debt Fund 7,840.01

ICICI Prudential Value Fund - Series 1 684.77 ICICI Prudential Dynamic Plan 19,793.30

ICICI Prudential Value Fund - Series 2 889.77 ICICI Prudential Balanced Advantage Fund 55,737.55

ICICI Prudential Value Fund - Series 4 1.39


1104 Days Plan P 2,578.00

ICICI Prudential Value Fund Series 8 158.91


1106 Days Plan M 2,975.78

ICICI Prudential Dividend Yield Equity Fund ICICI Prudential Business Cycle Fund Series 1 155.36


1118 Days Plan K 2,215.63



1404 Days Plan T 1,384.78

ICICI Prudential India Recovery Fund - Series 3 171.01 ICICI Prudential Flexible Income Plan 66,515.04

ICICI Prudential Dynamic Plan ICICI Prudential Value Discovery Fund 3,611.84 ICICI Prudential Savings Fund 15,818.58

ICICI Prudential Equity - Arbitrage Fund 19,793.30 ICICI Prudential Focused Bluechip Equity Fund 14,951.51

ICICI Prudential Balanced Advantage Fund 2,684.47 ICICI Prudential Income Opportunities Fund 28,220.93

ICICI Prudential Flexible Income Plan 14,040.21 ICICI Prudential Liquid Plan 55,454.91

ICICI Prudential Savings Fund 4,845.37 ICICI Prudential Money Market Fund 9,884.59

ICICI Prudential Focused Bluechip Equity Fund 3.00 ICICI Prudential Ultra Short Term Plan 7,278.58

ICICI Prudential Top 100 Fund 998.39 ICICI Prudential Balanced Advantage Fund ICICI Prudential Balanced Fund 12,497.74

ICICI Prudential Liquid Plan 247,593.89 ICICI Prudential Banking & PSU Debt Fund 7,465.06

ICICI Prudential Money Market Fund 42,338.48 ICICI Prudential Dynamic Plan 2,684.47


Saving) 4,991.94 ICICI Prudential Equity - Arbitrage Fund 9,350.41

ICICI Prudential Value Fund - Series 3 254.14


1218 Days Plan A 3,619.54

ICICI Prudential Equity - Arbitrage Fund ICICI Prudential Banking & PSU Debt Fund 10,038.52 ICICI Prudential Flexible Income Plan 16,859.46

ICICI Prudential Blended Plan - Plan A 20,690.34 ICICI Prudential Liquid Plan 272,690.56

ICICI Prudential Dynamic Plan 4,973.79 ICICI Prudential Corporate Bond Fund 17,437.70





ICICI Prudential Flexible Income Plan 33,074.97 ICICI Prudential Regular Savings Fund 26,310.80

ICICI Prudential Savings Fund 40,773.79 ICICI Prudential Short Term Plan 48,430.64

ICICI Prudential Nifty Index Fund 15.00 ICICI Prudential Money Market Fund 61,737.64

ICICI Prudential Liquid Plan 132,052.31 ICICI Prudential Ultra Short Term Plan 15,701.39

ICICI Prudential Money Market Fund 17,462.04 ICICI Prudential Equity Income Fund ICICI Prudential Savings Fund 1,027.54




distributable surplus) 302.20

ICICI Prudential Value Fund - Series 1 200.00 ICICI Prudential Income Plan 347.34

ICICI Prudential Balanced Advantage Fund ICICI Prudential Banking & PSU Debt Fund 36,957.44 ICICI Prudential Long Term Plan 1,081.69

ICICI Prudential Dynamic Plan 4,973.79 ICICI Prudential Short Term Plan 1,836.68

ICICI Prudential Equity - Arbitrage Fund 55,737.55 ICICI Prudential Midcap Fund ICICI Prudential Multicap Fund 1,187.95


ICICI Prudential Fixed Maturity Plan-Series 68-368

Days Plan G


Fund - Series V - 60 Months 0.99

ICICI Prudential Savings Fund 8,396.06 ICICI Prudential Liquid Plan 10.78

ICICI Prudential Focused Bluechip Equity Fund 11,829.80


Days Plan I


Fund - Series V - 60 Months 25.82

ICICI Prudential Long Term Gilt Fund 979.44



ICICI Prudential Gilt Fund - Investment Plan - PF

Option 1,049.57


Days Plan K



ICICI Prudential Short Term Gilt Fund 538.56


Days Plan J ICICI Prudential Ultra Short Term Plan 99.42

ICICI Prudential Growth Fund - Series 4 49.99


Days Plan F ICICI Prudential Liquid Plan 0.51





Days Plan H



ICICI Prudential Income Plan 27,359.00


Days Plan G


366 Days Plan I 49.69



Days Plan B



ICICI Prudential Liquid Plan 1,218,773.11


Days Plan F ICICI Prudential Short Term Plan 951.91

ICICI Prudential Corporate Bond Fund 5,216.33


Days Plan G ICICI Prudential Value Discovery Fund 508.83

ICICI Prudential Long Term Plan 28,993.66


Days Plan B



ICICI Prudential Constant Maturity Gilt Fund 47.39


Days Plan H



ICICI Prudential Dynamic Bond Fund 1,614.67


Days Plan L


1103 Days Plan F 53.68

ICICI Prudential Monthly Income Plan (Monthly

income is not assured and is subject to

availability of distributable surplus) 313.82


Days Plan C




Prudential Nifty ETF) 3.72


Days Plan D ICICI Prudential Interval Fund VI - Plan A 47.10

ICICI Prudential Multicap Fund 3,993.95

ICICI Prudential Fixed Maturity Plan-Series 75 - 1100

Days Plan H





Days Plan U ICICI Prudential Corporate Bond Fund 42.82


ICICI Prudential Fixed Maturity Plan Series 77 - 1129

Days Plan W


1825 Days - Plan B 54.46

ICICI Prudential Money Market Fund 364,670.44 ICICI Prudential Ultra Short Term Plan 32.50



Days Plan S


1129 Days Plan W 27.61



Days Plan V


1127 Days Plan R 50.75

Annexure IX

referred in Notes

to the Financial

Statements




ICICI Prudential Equity Income Fund ICICI Prudential Flexible Income Plan 2,547.81


Days Plan A ICICI Prudential Corporate Bond Fund 2,677.36

ICICI Prudential Liquid Plan 45.75 ICICI Prudential Flexible Income Plan ICICI Prudential Balanced Fund 39,518.28

ICICI Prudential Short Term Plan 2,760.06 ICICI Prudential Banking & PSU Debt Fund 9,691.95

ICICI Prudential Midcap Fund ICICI Prudential Focused Bluechip Equity Fund 20.00


Fund Series III - Plan B - 60 Months 706.52



Fund Series III - Plan E - 60 Months 1,391.09


Fund 1,210.75


Fund Series III - Plan H - 60 Months 336.61


Days Plan H ICICI Prudential Flexible Income Plan 801.32


Fund Series IV - Plan C - 60 Months 320.83




ICICI Prudential Liquid Plan 197.61


Fund Series IV - Plan H - 36 Months 1,020.01



Fund Series V - Plan F - 1100 Days 295.75


Days Plan G ICICI Prudential Money Market Fund 1,695.44


Fund Series VI - Plan B - 1100 Days 471.08


Days Plan K ICICI Prudential Banking & PSU Debt Fund 360.76


Fund Series VI - Plan C - 1825 Days 161.92



Fund Series VI - Plan D - 1100 Days 469.96






Fund Series VIII 1103 Days Plan C 220.12






Fund Series VIII 1101 Days Plan G 160.42


Days Plan L ICICI Prudential Savings Fund 2,966.66


Fund Series IX - Plan A - 1101 Days 566.16



Fund Series IX - Plan F - 1120 Days 762.13


Days Plan F ICICI Prudential Savings Fund 1,012.69 ICICI Prudential Value Discovery Fund 41,395.96

ICICI Prudential Liquid Plan 494.55 ICICI Prudential Dynamic Plan 14,040.21


Days Plan H ICICI Prudential Flexible Income Plan 546.35 ICICI Prudential Equity - Arbitrage Fund 33,074.97

ICICI Prudential Savings Fund 234.21 ICICI Prudential Balanced Advantage Fund 155,239.34

ICICI Prudential Ultra Short Term Plan 220.33 ICICI Prudential Equity Income Fund 2,547.81


Days Plan J




740 Days Plan H 801.32




369 Days Plan K 1,040.44









1092 Days Plan L 3,009.56


Days Plan L ICICI Prudential Flexible Income Plan 3,009.56


1093 Days Plan F 2,007.12






369 Days Plan J 1,275.77





Days Plan F ICICI Prudential Value Discovery Fund 1,203.99


1285 Days Plan T 591.51



367 Days Plan C 1,471.23






745 Days Plan P 148.86


Days Plan H ICICI Prudential Ultra Short Term Plan 418.87


1095 Days Plan O 1,161.99


Days Plan I ICICI Prudential Ultra Short Term Plan 523.58


366 Days Plan C 1,531.03


Days Plan A ICICI Prudential Banking & PSU Debt Fund 87.46


369 Days Plan E 2,016.70










ICICI Prudential Money Market Fund 996.60


1075 Days Plan Q 2,180.50



1092 Days Plan F 3,164.25


Days Plan J ICICI Prudential Flexible Income Plan 1,275.77


366 Days Plan C 3,713.42



366 Days Plan K 2,777.69








Days Plan K ICICI Prudential Savings Fund 494.00


368 Days Plan A 4,781.94



368 Days Plan D 7,149.85


Days Plan E ICICI Prudential Liquid Plan 4,537.00


370 Days Plan G 1,384.58


Days Plan D ICICI Prudential Liquid Plan 148.37


425 Days Plan N 542.21



440 Days Plan L 394.34


Days Plan B




483 Days Plan J 5,779.30








ICICI Prudential Savings Fund 2,966.66


785 Days Plan O 4,047.45



823 Days Plan H 3,185.59



1140 Days Plan E 1,584.81




Annexure IX

referred in Notes

to the Financial

Statements





Days Plan H ICICI Prudential Savings Fund 1,210.29


830 Days Plan J 3,097.69


Days Plan T ICICI Prudential Flexible Income Plan 591.51


367 Days Plan D 4,055.01





Days Plan B ICICI Prudential Savings Fund 247.00


367 Days Plan Z 97.47





Days Plan I










368 Days Plan Y 48.73


Days Plan C ICICI Prudential Flexible Income Plan 1,471.23


369 Days Plan F 2,070.27









369 Days Plan T 351.23


Days Plan N ICICI Prudential Liquid Plan 4,219.55


370 Days Plan Q 94.18


Days Plan K ICICI Prudential Liquid Plan 695.52


780 Days Plan E 7,600.52



1100 Days Plan F 389.87


Days Plan M ICICI Prudential Liquid Plan 645.59


1100 Days Plan H 193.91



1100 Days Plan I 529.68


Days Plan E ICICI Prudential Savings Fund 247.00


1100 Days Plan J 429.42



1100 Days Plan N 1,473.32


Days Plan L ICICI Prudential Liquid Plan 993.19


1100 Days Plan O 571.29


Days Plan S ICICI Prudential Flexible Income Plan 345.05


1100 Days Plan R 1,950.92



1100 Days Plan T 471.01


Days Plan D ICICI Prudential Liquid Plan 1,422.18


1103 Days Plan P 1,091.56


Days Plan A ICICI Prudential Liquid Plan 1,326.50


1352 Days Plan E 187.10


Days Plan G ICICI Prudential Liquid Plan 1,346.12


1100 Days Plan D 240.36


Days Plan P ICICI Prudential Flexible Income Plan 148.86


1100 Days Plan G 142.33



1100 Days Plan T 474.43



1108 Days Plan V 644.43


Days Plan O ICICI Prudential Flexible Income Plan 1,161.99


1120 Days Plan U 202.88



1127 Days Plan W 220.12



1132 Days Plan P 456.48



1142 Days Plan M 189.77


Days Plan C ICICI Prudential Flexible Income Plan 1,531.03


1155 Days Plan K 1,350.92



1129 Days Plan W 912.31


Days Plan E ICICI Prudential Flexible Income Plan 2,016.70


1151 Days Plan S 215.48



1102 Days Plan Z 1,319.15



1115 Days Plan X 903.02




1127 Days Plan R 888.63


Days Plan H ICICI Prudential Flexible Income Plan 588.77


1130 Days Plan T 301.01



1135 Days Plan W 401.34


Days Plan D ICICI Prudential Flexible Income Plan 196.26


1150 Days Plan N 903.02



1156 Days Plan U 603.69


Days Plan B ICICI Prudential Flexible Income Plan 475.56


1168 Days Plan J 501.68


Days Plan Q ICICI Prudential Flexible Income Plan 2,180.50


1170 Days Plan I 802.68



1185 Days Plan F 602.01



1190 Days Plan C 716.37


Days Plan F ICICI Prudential Flexible Income Plan 3,164.25


1190 Days Plan E 602.01



1212 Days Plan A 971.94



1281 Days Plan V 2,151.98






1105 Days Plan B 1,144.89



1106 Days Plan M 200.67


Days Plan C ICICI Prudential Banking & PSU Debt Fund 2,390.12


1118 Days Plan K 1,153.49



1120 Days Plan J 4,088.05



1130 Days Plan E 616.29



1218 Days Plan A 3,512.30


Days Plan K ICICI Prudential Flexible Income Plan 2,777.69


1233 Days Plan O 1,011.80




ICICI Prudential Liquid Plan 4,005.50 ICICI Prudential Savings Fund 54,786.57

ICICI Prudential Ultra Short Term Plan 1,591.09 ICICI Prudential Focused Bluechip Equity Fund 27,955.29


Days Plan M ICICI Prudential Blended Plan - Plan B 254.51 ICICI Prudential Income Opportunities Fund 39,628.30



Plan-I 712.73



Plan-II 113.79



Plan-III 389.45



Plan-IV 1,643.58


Days Plan R ICICI Prudential Flexible Income Plan 67.89 ICICI Prudential Interval Fund VI - Plan A 742.32


ICICI Prudential Interval Fund - Series VI -

Annual Interval Plan - D 3,334.32



Annual Interval Plan - C 3,012.47

ICICI Prudential Ultra Short Term Plan 108.14 ICICI Prudential Liquid Plan 1,556,378.03

Annexure IX

referred in Notes

to the Financial

Statements





Days Plan A ICICI Prudential Flexible Income Plan 4,781.94 ICICI Prudential Corporate Bond Fund 20,224.46



1825 Days - Plan D 176.09



1100 Days - Plan B 983.17


Days Plan D ICICI Prudential Banking & PSU Debt Fund 3,386.01


1100 Days - Plan D 698.46



1100 Days - Plan A 296.05



1825 Days Plan C 528.95



1100 Days Plan F 845.67


Days Plan G ICICI Prudential Banking & PSU Debt Fund 199.18


1825 Days Plan B 161.92


407 Days Plan C 99.95


1825 Days Plan E 161.92



1100 Days Plan F 235.51






1101 Days Plan E 240.36



1103 Days Plan F 403.78


Days Plan S ICICI Prudential Banking & PSU Debt Fund 238.79


1140 Days Plan A 440.23

ICICI Prudential Ultra Short Term Plan 720.09 ICICI Prudential Money Market Fund 310,280.79


Days Plan N ICICI Prudential Flexible Income Plan 542.21 ICICI Prudential Ultra Short Term Plan 15,419.32

ICICI Prudential Liquid Plan 494.05 ICICI Prudential Savings Fund




Days Plan L ICICI Prudential Flexible Income Plan 394.34


Fund Series XI - Plan C - 1255 Days 502.71



Fund Series XI - Plan D - 1247 Days 804.33


Days Plan J




Fund Series V - Plan D - 1100 Days 697.89



Fund Series V - Plan E - 1100 Days 322.10

ICICI Prudential Savings Fund 281.93 ICICI Prudential Value Discovery Fund 7.52


Days Plan E ICICI Prudential Flexible Income Plan 637.83 ICICI Prudential Dynamic Plan 4,845.37

ICICI Prudential Savings Fund 187.95 ICICI Prudential Equity - Arbitrage Fund 40,773.79


Days Plan B ICICI Prudential Flexible Income Plan 98.13 ICICI Prudential Balanced Advantage Fund 8,396.06





Days Plan O ICICI Prudential Flexible Income Plan 4,047.45





704 Days Plan L 2,966.66



745 Days Plan F 1,012.69





Days Plan H ICICI Prudential Flexible Income Plan 3,185.59





1092 Days Plan L 442.30




ICICI Prudential Regular Savings Fund 881.01







Days Plan L ICICI Prudential Liquid Plan 3,469.29


698 Days Plan B 2,966.66


Days Plan E




1095 Days Plan H 1,210.29















Days Plan A ICICI Prudential Liquid Plan 3,976.72


1095 Days Plan O 295.93


Days Plan B ICICI Prudential Liquid Plan 7,055.35







Days Plan D ICICI Prudential Blended Plan - Plan B 113.12


1092 Days Plan F 1,407.51



366 Days Plan K 2,261.07


Days Plan M ICICI Prudential Blended Plan - Plan B 207.38




Days Plan R ICICI Prudential Liquid Plan 447.21







Days Plan H ICICI Prudential Liquid Plan 547.42




Days Plan P ICICI Prudential Liquid Plan 5,536.68







Days Plan S ICICI Prudential Income Opportunities Fund 3,484.19








823 Days Plan H 2,569.48


Days Plan T ICICI Prudential Liquid Plan 3,428.74




Days Plan Q ICICI Prudential Liquid Plan 5,391.71


367 Days Plan D 1,033.75





Days Plan N ICICI Prudential Liquid Plan 6,251.66





1100 Days Plan O 469.45


Days Plan O ICICI Prudential Blended Plan - Plan B 47.13


1103 Days Plan P 469.45



1100 Days Plan G 657.26



1102 Days Plan Z 261.14


Days Plan K ICICI Prudential Liquid Plan 895.93


1127 Days Plan R 854.89



1135 Days Plan W 971.92



1281 Days Plan V 2,303.70

Annexure IX

referred in Notes

to the Financial

Statements





Days Plan I





1105 Days Plan B 431.25



1130 Days Plan E 206.02


Days Plan G ICICI Prudential Flexible Income Plan 189.77


1225 Days Plan T 1,110.80



1227 Days Plan Q 2,150.52


Days Plan F





1231 Days Plan P 1,207.05



1233 Days Plan O 2,636.31



1245 Days Plan L 1,713.85


Days Plan C ICICI Prudential Income Opportunities Fund 3,190.52


Bond Series A - 750 Days 939.41

ICICI Prudential Liquid Plan 13,062.12 ICICI Prudential Flexible Income Plan 50,669.73


Days Plan J ICICI Prudential Banking & PSU Debt Fund 333.55 ICICI Prudential Income Opportunities Fund 4,853.13



Plan-II 41.32



Plan-III 134.24



Plan-IV 260.09


Days Plan G ICICI Prudential Blended Plan - Plan B 94.26 ICICI Prudential Interval Fund VI - Plan A 319.17



Annual Interval Plan - D 467.73


Days Plan C ICICI Prudential Liquid Plan 547.02 ICICI Prudential Liquid Plan 158,409.56


Days Plan D ICICI Prudential Flexible Income Plan 4,055.01


1394 Days Plan B 1,304.72



1387 Days Plan C 316.32


Days Plan N ICICI Prudential Flexible Income Plan 324.26


1100 Days Plan F 638.10





Days Plan Z ICICI Prudential Flexible Income Plan 97.47 ICICI Prudential Money Market Fund 104,528.30


Days Plan H ICICI Prudential Flexible Income Plan 93.91 ICICI Prudential Ultra Short Term Plan 9,584.27


Days Plan J ICICI Prudential Flexible Income Plan 539.70 ICICI Prudential Focused Bluechip Equity Fund

ICICI Prudential Banking and Financial Services

Fund 7.90


Days Plan R ICICI Prudential Flexible Income Plan 192.31 ICICI Prudential Balanced Fund 587.36


Days Plan Y ICICI Prudential Flexible Income Plan 48.73 ICICI Prudential Banking & PSU Debt Fund 545.00


Days Plan B ICICI Prudential Liquid Plan 4,765.07 ICICI Prudential Dynamic Plan 3.00


Days Plan F ICICI Prudential Flexible Income Plan 2,070.27 ICICI Prudential Balanced Advantage Fund 11,829.80

ICICI Prudential Liquid Plan 3,211.86 ICICI Prudential Midcap Fund 20.00


Days Plan I ICICI Prudential Flexible Income Plan 490.64 ICICI Prudential Flexible Income Plan 255.39


Days Plan K ICICI Prudential Flexible Income Plan 950.68 ICICI Prudential Savings Fund 10,315.54

ICICI Prudential Savings Fund 187.95 ICICI Prudential Top 100 Fund 23.00







Days Plan T ICICI Prudential Flexible Income Plan 351.23 ICICI Prudential Infrastructure Fund 82.34


Days Plan A ICICI Prudential Liquid Plan 895.93 ICICI Prudential Liquid Plan 19,695.90


Days Plan Q ICICI Prudential Flexible Income Plan 94.18 ICICI Prudential Long Term Plan 37.00


Days Plan S ICICI Prudential Liquid Plan 49.28





Days Plan E ICICI Prudential Banking & PSU Debt Fund 905.36


Prudential Nifty ETF) 88.52

ICICI Prudential Flexible Income Plan 7,600.52 ICICI Prudential Multicap Fund 348.38

ICICI Prudential Savings Fund 729.97 ICICI Prudential Regular Savings Fund 28.90

ICICI Prudential Liquid Plan 1,787.06 ICICI Prudential Short Term Plan 2.00

ICICI Prudential Money Market Fund 317.29 ICICI Prudential Money Market Fund 30,360.71

ICICI Prudential Fixed Maturity Plan-Series 74-9 Years

Plan U ICICI Prudential Dynamic Bond Fund 102.32 ICICI Prudential Child Care Plan-Gift Plan





Days Plan F ICICI Prudential Flexible Income Plan 389.87 ICICI Prudential Short Term Plan 524.54


Days Plan G ICICI Prudential Corporate Bond Fund 974.81 ICICI Prudential Long Term Gilt Fund ICICI Prudential Balanced Fund 99.04

ICICI Prudential Regular Savings Fund 201.88 ICICI Prudential Banking & PSU Debt Fund 6,403.23

ICICI Prudential Ultra Short Term Plan 553.10 ICICI Prudential Balanced Advantage Fund 979.44


Days Plan H ICICI Prudential Flexible Income Plan 193.91 ICICI Prudential Flexible Income Plan 8,611.30


Days Plan I ICICI Prudential Flexible Income Plan 529.68


Option 5,807.51

ICICI Prudential Corporate Bond Fund 935.16 ICICI Prudential Short Term Gilt Fund 414.15



Option 536.12


Days Plan J ICICI Prudential Flexible Income Plan 429.42





Days Plan N


Fund Series V - Plan D - 1100 Days 194.23 ICICI Prudential Income Plan 570.83

ICICI Prudential Flexible Income Plan 1,473.32 ICICI Prudential Liquid Plan 9,858.43


Days Plan O ICICI Prudential Flexible Income Plan 571.29 ICICI Prudential Long Term Plan 3,799.36

ICICI Prudential Savings Fund 469.45 ICICI Prudential Constant Maturity Gilt Fund 438.53


Days Plan Q ICICI Prudential Regular Savings Fund 354.78 ICICI Prudential Dynamic Bond Fund 101.60


Days Plan R


Fund Series V - Plan D - 1100 Days 679.80 ICICI Prudential Short Term Plan 1,610.23



Option ICICI Prudential Balanced Advantage Fund 1,049.57


Days Plan T ICICI Prudential Flexible Income Plan 471.01 ICICI Prudential Flexible Income Plan 5,767.58


Days Plan L ICICI Prudential Regular Savings Fund 688.12 ICICI Prudential Long Term Gilt Fund 531.23


Days Plan P ICICI Prudential Flexible Income Plan 1,091.56


Option 309.32






Days Plan U ICICI Prudential Corporate Bond Fund 6,581.35 ICICI Prudential Income Plan 403.04

ICICI Prudential Regular Savings Fund 1,223.06 ICICI Prudential Long Term Plan 1,532.93


Days Plan E ICICI Prudential Banking & PSU Debt Fund 238.79 ICICI Prudential Short Term Plan 4,730.98

ICICI Prudential Flexible Income Plan 187.10 ICICI Prudential Short Term Gilt Fund ICICI Prudential Balanced Fund 1,571.71


Days Plan D ICICI Prudential Flexible Income Plan 240.36 ICICI Prudential Banking & PSU Debt Fund 3,188.01


Days Plan G ICICI Prudential Banking & PSU Debt Fund 345.76 ICICI Prudential Balanced Advantage Fund 538.56


1821 Days Plan H 54.40 ICICI Prudential Flexible Income Plan 2,110.21



Option 205.63

ICICI Prudential Savings Fund 657.26 ICICI Prudential Constant Maturity Gilt Fund 107.06

ICICI Prudential Regular Savings Fund 201.88 ICICI Prudential Short Term Plan 720.82

ICICI Prudential Ultra Short Term Plan 1,801.01 ICICI Prudential Ultra Short Term Plan 500.54

Annexure IX

referred in Notes

to the Financial

Statements





Days Plan T


Fund Series III - Plan E - 60 Months 307.92 ICICI Prudential Gilt Fund - Treasury Plan - PF Option ICICI Prudential Banking & PSU Debt Fund 2,140.93

ICICI Prudential Flexible Income Plan 474.43 ICICI Prudential Constant Maturity Gilt Fund 262.33

ICICI Prudential Ultra Short Term Plan 1,272.67 ICICI Prudential Short Term Plan 3,858.63


Days Plan F ICICI Prudential Banking & PSU Debt Fund 511.81 ICICI Prudential Ultra Short Term Plan 8,310.77


1120 Days Plan L 53.68 ICICI Prudential Top 100 Fund ICICI Prudential Banking & PSU Debt Fund 997.61

ICICI Prudential Ultra Short Term Plan 663.53 ICICI Prudential Dynamic Plan 998.39


Days Plan V ICICI Prudential Flexible Income Plan 644.43 ICICI Prudential Growth Fund - Series 1


Fund 1,163.09

ICICI Prudential Ultra Short Term Plan 1,997.99 ICICI Prudential Growth Fund - Series 4 ICICI Prudential Balanced Advantage Fund 49.99


Days Plan U ICICI Prudential Flexible Income Plan 202.88


assured and is subject to availability of distributable

surplus) ICICI Prudential Blended Plan - Plan B 3,563.22

ICICI Prudential Ultra Short Term Plan 801.13 ICICI Prudential Balanced Advantage Fund 2,524.91

ICICI Prudential Fixed Maturity Plan Series 76 -1127

Days Plan W ICICI Prudential Flexible Income Plan 220.12







Days Plan P ICICI Prudential Flexible Income Plan 456.48 ICICI Prudential Flexible Income Plan 12,017.93

ICICI Prudential Ultra Short Term Plan 1,403.18 ICICI Prudential Savings Fund 97.10


Days Plan Y ICICI Prudential Banking & PSU Debt Fund 457.06 ICICI Prudential Income Plan 538.69

ICICI Prudential Ultra Short Term Plan 411.48 ICICI Prudential Liquid Plan 3,480.13


Days Plan Z ICICI Prudential Banking & PSU Debt Fund 457.06 ICICI Prudential Long Term Plan 527.74






Days Plan M ICICI Prudential Flexible Income Plan 189.77 ICICI Prudential Short Term Plan 14,977.01



Days Plan K ICICI Prudential Flexible Income Plan 1,350.92 ICICI Prudential Indo Asia Equity Fund ICICI Prudential Value Discovery Fund 299.58

ICICI Prudential Ultra Short Term Plan 1,635.67 ICICI Prudential Income Plan ICICI Prudential Balanced Advantage Fund 27,359.00


Days Plan H ICICI Prudential Corporate Bond Fund 2,559.13 ICICI Prudential Flexible Income Plan 12,591.07


Days Plan M ICICI Prudential Corporate Bond Fund 961.26 ICICI Prudential Long Term Gilt Fund 535.61



Option 692.94


Days Plan W ICICI Prudential Banking & PSU Debt Fund 1,120.98





1151 Days Plan S 27.61 ICICI Prudential Liquid Plan 4,967.42

ICICI Prudential Flexible Income Plan 912.31 ICICI Prudential Long Term Plan 2,431.01


Days Plan D ICICI Prudential Banking & PSU Debt Fund 217.49 ICICI Prudential Constant Maturity Gilt Fund 187.97

ICICI Prudential Ultra Short Term Plan 185.17 ICICI Prudential Dynamic Bond Fund 503.77


Days Plan A ICICI Prudential Banking & PSU Debt Fund 543.73 ICICI Prudential Short Term Plan 47,253.83



Days Plan H ICICI Prudential Banking & PSU Debt Fund 315.36 ICICI Prudential Income Opportunities Fund ICICI Prudential Banking & PSU Debt Fund 2,328.56


Days Plan T ICICI Prudential Banking & PSU Debt Fund 1,475.01


Fund Series XI - Plan A - 2056 Days 1,015.15


Days Plan S ICICI Prudential Banking & PSU Debt Fund 157.27 ICICI Prudential Balanced Advantage Fund 7,473.47



369 Days Plan S 3,484.19


Days Plan C ICICI Prudential Ultra Short Term Plan 721.09


392 Days Plan F 5,574.70


Days Plan Z ICICI Prudential Flexible Income Plan 1,319.15


407 Days Plan C 3,190.52

ICICI Prudential Savings Fund 261.14 ICICI Prudential Flexible Income Plan 3,090.84

ICICI Prudential Ultra Short Term Plan 1,066.87 ICICI Prudential Savings Fund 6,484.23


Days Plan X ICICI Prudential Flexible Income Plan 903.02 ICICI Prudential Liquid Plan 15,281.34



Days Plan R


1281 Days Plan V 50.75 ICICI Prudential Value Fund - Series 1 4,993.04

ICICI Prudential Flexible Income Plan 888.63 ICICI Prudential Value Fund - Series 2 2,496.52

ICICI Prudential Savings Fund 854.89 ICICI Prudential Nifty Index Fund ICICI Prudential Equity - Arbitrage Fund 15.00

ICICI Prudential Regular Savings Fund 660.06 ICICI Prudential Liquid Plan


Fund 17,420.75

ICICI Prudential Ultra Short Term Plan 725.58 ICICI Prudential Balanced Fund 161,697.82


Days Plan T ICICI Prudential Banking & PSU Debt Fund 515.72 ICICI Prudential Banking & PSU Debt Fund 55,175.98



Fund Series IV - Plan E - 36 Months 15,082.08



Fund Series IV - Plan H - 36 Months 1,017.71


Days Plan W ICICI Prudential Flexible Income Plan 401.34


Fund Series V - Plan B - 1100 Days 11,052.41



Fund Series V - Plan D - 1100 Days 1,697.98



Fund Series V - Plan E - 1100 Days 2,081.70


Days Plan N ICICI Prudential Flexible Income Plan 903.02


Fund Series V - Plan F - 1100 Days 1,281.33



Fund - Series V - 60 Months 2,460.53


Days Plan U ICICI Prudential Flexible Income Plan 603.69 ICICI Prudential Value Discovery Fund 285,763.61

ICICI Prudential Ultra Short Term Plan 810.90 ICICI Prudential Dynamic Plan 247,593.89


Days Plan J ICICI Prudential Banking & PSU Debt Fund 324.02 ICICI Prudential Equity - Arbitrage Fund 132,052.31

ICICI Prudential Flexible Income Plan 501.68 ICICI Prudential Balanced Advantage Fund 1,218,773.11


Days Plan I ICICI Prudential Banking & PSU Debt Fund 324.02 ICICI Prudential Equity Income Fund 45.75

ICICI Prudential Flexible Income Plan 802.68 ICICI Prudential Midcap Fund 18,467.63





Days Plan F ICICI Prudential Flexible Income Plan 602.01





1092 Days Plan L 593.46


Days Plan C ICICI Prudential Flexible Income Plan 716.37


1093 Days Plan F 2,435.78





Days Plan E ICICI Prudential Flexible Income Plan 602.01


433 Days Plan E 4,537.00





Days Plan A ICICI Prudential Flexible Income Plan 971.94


1285 Days Plan T 2,078.37





Days Plan V ICICI Prudential Flexible Income Plan 2,151.98





367 Days Plan N 4,219.55




Annexure IX

referred in Notes

to the Financial

Statements





Days Plan L ICICI Prudential Liquid Plan 1,193.41







Days Plan K ICICI Prudential Flexible Income Plan 549.27





540 Days Plan S 2,323.04



742 Days Plan D 1,422.18



745 Days Plan A 1,326.50


Days Plan M ICICI Prudential Liquid Plan 2,156.35


745 Days Plan G 1,346.12





Days Plan O ICICI Prudential Corporate Bond Fund 7,069.54


1095 Days Plan O 1,632.75



366 Days Plan C 5,337.02


Days Plan P ICICI Prudential Banking & PSU Debt Fund 216.01


369 Days Plan E 2,542.92






1075 Days Plan Q 12,639.07



1092 Days Plan F 12,677.42


Days Plan B ICICI Prudential Flexible Income Plan 1,144.89


366 Days Plan C 6,570.21



366 Days Plan K 4,005.50





Days Plan M ICICI Prudential Banking & PSU Debt Fund 216.01





368 Days Plan A 8,944.93



368 Days Plan D 9,955.17


Days Plan K ICICI Prudential Banking & PSU Debt Fund 309.97


370 Days Plan G 1,843.50











Days Plan J ICICI Prudential Banking & PSU Debt Fund 215.35


1120 Days Plan L 3,469.29



1140 Days Plan E 3,253.92



366 Days Plan A 3,976.72



366 Days Plan B 7,055.35


Days Plan E ICICI Prudential Banking & PSU Debt Fund 209.43


368 Days Plan D 2,586.59









369 Days Plan P 5,536.68



369 Days Plan S 1,815.19


Days Plan D ICICI Prudential Corporate Bond Fund 1,422.77


369 Days Plan T 3,428.74





376 Days Plan Q 5,391.71



378 Days Plan N 6,251.66


Days Plan A ICICI Prudential Balanced Advantage Fund 3,619.54


378 Days Plan O 1,820.78






390 Days Plan I 5,344.43





392 Days Plan F 3,657.38



407 Days Plan C 13,062.12


Days Plan T ICICI Prudential Banking & PSU Debt Fund 402.41





1092 Days Plan G 597.29











369 Days Plan B 4,765.07



369 Days Plan F 3,211.86


Days Plan A ICICI Prudential Corporate Bond Fund 1,606.25







Days Plan S ICICI Prudential Corporate Bond Fund 843.22





780 Days Plan E 1,787.06


Days Plan R ICICI Prudential Corporate Bond Fund 8,708.03


188 Days Plan L 1,193.41



95 Days Plan K 14,037.06


Days Plan N ICICI Prudential Corporate Bond Fund 5,412.27


95 Days Plan M 2,156.35



Bond Series A - 750 Days 543.46


Days Plan I ICICI Prudential Corporate Bond Fund 5,602.05 ICICI Prudential Flexible Income Plan 156,547.77

ICICI Prudential Regular Savings Fund 1,763.25 ICICI Prudential Savings Fund 119,432.60


Days Plan G ICICI Prudential Banking & PSU Debt Fund 453.59 ICICI Prudential Focused Bluechip Equity Fund 420,431.38


1775 Days Plan A 54.22 ICICI Prudential Top 100 Fund 9,480.32

ICICI Prudential Short Term Plan 2,173.55 ICICI Prudential Growth Fund - Series 1 5,983.61


Days Plan F ICICI Prudential Banking & PSU Debt Fund 4,429.00 ICICI Prudential Income Opportunities Fund 52,320.53

ICICI Prudential Ultra Short Term Plan 5,374.97 ICICI Prudential Infrastructure Fund 22,964.83


Days Plan T ICICI Prudential Savings Fund 1,110.80


Plan-IV 4,085.19


ICICI Prudential Interval Fund-II Quarterly

Interval Plan – A 1,184.33


Days Plan Q ICICI Prudential Savings Fund 2,150.52


Interval Plan – F 149.69


ICICI Prudential Interval Fund – Quarterly

Interval Plan-III 338.87

ICICI Prudential Ultra Short Term Plan 5,200.59 ICICI Prudential Corporate Bond Fund 2,544.68


Days Plan P ICICI Prudential Savings Fund 1,207.05 ICICI Prudential Long Term Plan 7,419.20



1100 Days - Plan A 2,371.18


Days Plan O ICICI Prudential Banking & PSU Debt Fund 1,394.19


1100 Days - Plan B 8,254.49



1100 Days - Plan D 5,136.77



1100 Days - Plan A 5,460.67



1125 Days Plan B 1,986.04



1100 Days Plan E 744.06

Annexure IX

referred in Notes

to the Financial

Statements





Days Plan L ICICI Prudential Banking & PSU Debt Fund 913.33


1100 Days Plan F 689.95

ICICI Prudential Savings Fund 1,713.85 ICICI Prudential Multicap Fund 18,450.05



Fund 10,480.10


Days Plan D ICICI Prudential Corporate Bond Fund 4,160.23 ICICI Prudential Short Term Plan 61,967.95



distributable surplus) 955.84 ICICI Prudential Money Market Fund 676,218.56

ICICI Prudential Regular Savings Fund 3,893.15 ICICI Prudential Select Large Cap Fund 4,986.34


Days Plan J ICICI Prudential Banking & PSU Debt Fund 1,921.02


Saving) 13,068.19

ICICI Prudential Ultra Short Term Plan 2,532.35 ICICI Prudential Ultra Short Term Plan 24,634.52

ICICI Prudential Fixed Maturity Plan Corporate Bond -

Series B - 1100 Days ICICI Prudential Corporate Bond Fund 1,123.60 ICICI Prudential Corporate Bond Fund ICICI Prudential Balanced Fund 2,472.67

ICICI Prudential Regular Savings Fund 1,947.41 ICICI Prudential Balanced Advantage Fund 5,216.33

ICICI Prudential Fixed Maturity Plan Corporate Bond

Series A - 750 Days ICICI Prudential Blended Plan - Plan B 1,120.01


823 Days Plan H 7,326.21



1100 Days Plan G 974.81



1100 Days Plan I 935.16



1246 Days Plan U 6,581.35



1185 Days Plan H 2,559.13

ICICI Prudential Flexible Income Plan ICICI Prudential Balanced Fund 9,916.47


1100 Days Plan M 961.26

ICICI Prudential Banking & PSU Debt Fund 53,804.22


1104 Days Plan O 7,069.54

ICICI Prudential Blended Plan - Plan B 12,196.91


1140 Days Plan D 1,422.77

ICICI Prudential Dynamic Plan 3,127.60


1218 Days Plan A 5,235.21



1100 Days Plan A 1,606.25



1125 Days Plan S 843.22



1138 Days Plan R 8,708.03



1150 Days Plan N 5,412.27



1170 Days Plan I 5,602.05


Option 5,767.58


1248 Days Plan D 4,160.23

ICICI Prudential Short Term Gilt Fund 2,110.21


Bond - Series B - 1100 Days 1,123.60



distributable surplus) 12,017.93 ICICI Prudential Flexible Income Plan 39,439.21

ICICI Prudential Income Plan 12,591.07 ICICI Prudential Savings Fund 11,220.91

ICICI Prudential Income Opportunities Fund 3,090.84 ICICI Prudential Liquid Plan 5,120.89







1427 Days Plan A 2,529.16

ICICI Prudential Long Term Plan 8,331.40 ICICI Prudential Regular Savings Fund 28,715.34

ICICI Prudential Dynamic Bond Fund 6,427.41 ICICI Prudential Long Term Plan


Fund Series V - Plan D - 1100 Days 848.27











Saving) 6,210.69 ICICI Prudential Flexible Income Plan 8,331.40

ICICI Prudential Ultra Short Term Plan 145,990.16 ICICI Prudential Savings Fund 5,051.33





ICICI Prudential Savings Fund ICICI Prudential Banking & PSU Debt Fund 8,632.71 ICICI Prudential Liquid Plan 9,858.43



1125 Days Plan B 329.88



1100 Days Plan E 282.76

ICICI Prudential Equity Income Fund 1,027.54


1100 Days Plan F 235.63

ICICI Prudential Flexible Income Plan 54,786.57 ICICI Prudential Short Term Plan 21,568.40

ICICI Prudential Focused Bluechip Equity Fund 10,315.54 ICICI Prudential Money Market Fund 15,833.76



distributable surplus) 97.10 ICICI Prudential Constant Maturity Gilt Fund ICICI Prudential Balanced Advantage Fund 47.39

ICICI Prudential Income Opportunities Fund 6,484.23 ICICI Prudential Income Plan 621.60

ICICI Prudential Liquid Plan 119,432.60 ICICI Prudential Long Term Plan 565.77

ICICI Prudential Corporate Bond Fund 11,220.91 ICICI Prudential Short Term Plan 134.90

ICICI Prudential Long Term Plan 5,051.33 ICICI Prudential Dynamic Bond Fund ICICI Prudential Balanced Fund 520.58

ICICI Prudential Regular Savings Fund 3,105.33 ICICI Prudential Banking & PSU Debt Fund 1,341.83

ICICI Prudential Short Term Plan 8,583.19 ICICI Prudential Balanced Advantage Fund 1,614.67



Years Plan U 102.32



1170 Days Plan I 216.34

ICICI Prudential Focused Bluechip Equity Fund ICICI Prudential Dynamic Plan 7,492.61





1404 Days Plan T 521.97



1233 Days Plan O 2,078.68


ICICI Prudential Money Market Fund 182,428.40 ICICI Prudential Long Term Gilt Fund 1,563.90

ICICI Prudential Child Care Plan-Gift Plan


Fund 586.17


Option 1,037.90

ICICI Prudential Long Term Gilt Fund


Option 531.23 ICICI Prudential Short Term Gilt Fund 492.00

ICICI Prudential Income Plan 535.61


Option 520.51

ICICI Prudential Dynamic Bond Fund 1,563.90 ICICI Prudential Income Plan 742.07



availability of distributable surplus) 201.72 ICICI Prudential Long Term Plan 1,752.23


Option ICICI Prudential Long Term Gilt Fund 5,807.51 ICICI Prudential Short Term Plan 3,096.82

ICICI Prudential Dynamic Bond Fund 1,037.90 ICICI Prudential Ultra Short Term Plan 3,166.42

ICICI Prudential Short Term Gilt Fund ICICI Prudential Long Term Gilt Fund 414.15


income is not assured and is subject to availability of

distributable surplus) ICICI Prudential Balanced Advantage Fund 313.82

ICICI Prudential Dynamic Bond Fund 492.00 ICICI Prudential Long Term Gilt Fund 201.72



Option 106.01

ICICI Prudential Gilt Fund - Treasury Plan - PF Option ICICI Prudential Long Term Gilt Fund 536.12





Option 309.32 ICICI Prudential Income Plan 535.32


ICICI Prudential Regular Income Fund (Income is not


surplus)


1140 Days Plan D 934.52



1218 Days Plan A 434.61



1248 Days Plan D 955.84



availability of distributable surplus) 106.01 ICICI Prudential Flexible Income Plan 1,650.00

ICICI Prudential Top 100 Fund ICICI Prudential Focused Bluechip Equity Fund 23.00 ICICI Prudential Corporate Bond Fund 10,290.89

ICICI Prudential Liquid Plan 9,480.32 ICICI Prudential Regular Savings Fund 5,811.17

ICICI Prudential Value Fund - Series 2 644.71 ICICI Prudential Advisor series - Moderate Plan ICICI Prudential Value Discovery Fund 9.75

Annexure IX

referred in Notes

to the Financial

Statements




ICICI Prudential Growth Fund - Series 1 ICICI Prudential Liquid Plan 5,983.61

ICICI Prudential Multiple Yield Fund Series 10 -1775

Days Plan A


Fund Series XI - Plan A - 2056 Days 21.59

ICICI Prudential Growth Fund - Series 2 ICICI Prudential Value Discovery Fund 698.85



ICICI Prudential Technology Fund 457.56



ICICI Prudential Growth Fund - Series 5 ICICI Prudential Technology Fund 121.55



ICICI Prudential Growth Fund - Series 6 ICICI Prudential Technology Fund 182.32


Days Plan B


1825 Days - Plan C 82.53

ICICI Prudential Growth Fund - Series 8


Fund 51.68


Days Plan A



ICICI Prudential MIP 25 (Monthly income is not assured

and is subject to availability of distributable surplus) ICICI Prudential Equity Income Fund 302.20


1825 Days Plan B 110.59



Days Plan B



ICICI Prudential Child Care Plan-Gift Plan 538.36







Option 196.25


1387 Days Plan C 213.38



Days Plan C


Fund Series X - Plan B - 1375 Days 112.44



1427 Days Plan A 213.71



availability of distributable surplus) 1,252.51

ICICI Prudential Multiple Yield Fund - Series 3 - Plan

D




ICICI Prudential Multiple Yield Fund - Series 4 - 1825

Days - Plan A


1825 Days - Plan D 54.71

ICICI Prudential Indo Asia Equity Fund ICICI Prudential Value Fund - Series 2 575.15


Days - Plan B



ICICI Prudential Income Plan ICICI Prudential Equity Income Fund 347.34

ICICI Prudential Multiple Yield Fund Series 6 - 1825

Days Plan C





Days Plan F ICICI Prudential Ultra Short Term Plan 32.06


Option 403.04


Days Plan A


Fund Series VII - Plan D - 1822 Days 53.45





Days Plan F


Fund Series III - Plan G - 60 Months 107.53



Prudential Nifty ETF) ICICI Prudential Value Discovery Fund 30.68

ICICI Prudential Dynamic Bond Fund 742.07 ICICI Prudential Balanced Advantage Fund 3.72



availability of distributable surplus) 535.32 ICICI Prudential Multicap Fund ICICI Prudential Balanced Advantage Fund 3,993.95

ICICI Prudential Short Term Plan 21,349.70 ICICI Prudential India Recovery Fund - Series 2 ICICI Prudential Multicap Fund 204.33

ICICI Prudential Income Opportunities Fund ICICI Prudential Equity - Arbitrage Fund 28,220.93 ICICI Prudential India Recovery Fund - Series 3 ICICI Prudential Dividend Yield Equity Fund 171.01

ICICI Prudential Flexible Income Plan 39,628.30 ICICI Prudential Regular Savings Fund ICICI Prudential Balanced Fund 8,781.82

ICICI Prudential Savings Fund 4,853.13 ICICI Prudential Balanced Advantage Fund 1,342.37






1100 Days Plan G 201.88



1100 Days Plan I 403.75



1100 Days Plan Q 354.78

ICICI Prudential Infrastructure Fund ICICI Prudential Business Cycle Fund Series 2 341.57


1103 Days Plan L 688.12



1246 Days Plan U 1,223.06



1100 Days Plan G 201.88



1100 Days Plan M 1,672.77



1127 Days Plan R 660.06

ICICI Prudential Interval Fund – Annual Interval Plan-I ICICI Prudential Banking & PSU Debt Fund 262.73


1281 Days Plan V 4,541.22



1104 Days Plan O 4,793.39



1140 Days Plan D 6,777.77



1218 Days Plan A 27,324.41

ICICI Prudential Interval Fund – Annual Interval Plan-II ICICI Prudential Flexible Income Plan 113.79


1100 Days Plan A 1,900.58



1125 Days Plan S 366.57



1138 Days Plan R 4,479.22

ICICI Prudential Interval Fund – Annual Interval Plan-III ICICI Prudential Flexible Income Plan 389.45


1150 Days Plan N 1,693.48



1170 Days Plan I 1,763.25



1248 Days Plan D 3,893.15

ICICI Prudential Interval Fund – Annual Interval Plan-IV ICICI Prudential Flexible Income Plan 1,643.58


Bond - Series B - 1100 Days 1,947.41

ICICI Prudential Savings Fund 260.09 ICICI Prudential Savings Fund 3,105.33

ICICI Prudential Liquid Plan 4,085.19 ICICI Prudential Corporate Bond Fund 75,472.48





ICICI Prudential Interval Fund – Quarterly Interval Plan-

I ICICI Prudential Money Market Fund 695.48 ICICI Prudential Exports and Other Services Fund ICICI Prudential Balanced Fund 918.95

ICICI Prudential Interval Fund-II Quarterly Interval Plan

– A ICICI Prudential Liquid Plan 1,184.33 ICICI Prudential Business Cycle Fund Series 2 223.73

ICICI Prudential Money Market Fund 527.53 ICICI Prudential Midcap Fund 1,210.75


– B ICICI Prudential Money Market Fund 248.39 ICICI Prudential Child Care Plan-Gift Plan 586.17


– C ICICI Prudential Money Market Fund 148.83 ICICI Prudential Growth Fund - Series 8 51.68


– D ICICI Prudential Money Market Fund 1,286.49 ICICI Prudential Multicap Fund 952.00


– F ICICI Prudential Liquid Plan 149.69


Saving) 439.21

ICICI Prudential Interval Fund – Quarterly Interval Plan-

III ICICI Prudential Liquid Plan 338.87 ICICI Prudential Value Fund Series 8 147.28

ICICI Prudential Interval Fund VI - Plan A


367 Days Plan D 47.10 ICICI Prudential Short Term Plan ICICI Prudential Balanced Fund 5,119.50






Fund Series XI - Plan A - 2056 Days 895.47



Fund Series XI - Plan B - 1222 Days 383.72



Fund Series III - Plan B - 60 Months 144.31

ICICI Prudential Interval Fund - Series VI - Annual

Interval Plan - D ICICI Prudential Flexible Income Plan 3,334.32


Fund Series VII - Plan D - 1822 Days 161.57

ICICI Prudential Savings Fund 467.73 ICICI Prudential Value Discovery Fund 7,140.98

ICICI Prudential Money Market Fund 148.44 ICICI Prudential Balanced Advantage Fund 43,468.87

ICICI Prudential Ultra Short Term Plan 936.32 ICICI Prudential Equity Income Fund 2,760.06

ICICI Prudential Interval Fund - Series VII - Annual

Interval Plan - C ICICI Prudential Banking & PSU Debt Fund 611.50












ICICI Prudential Liquid Plan ICICI Prudential Balanced Fund 20,388.85





1092 Days Plan F 951.99





ICICI Prudential Value Discovery Fund 39,573.44





1187 Days Plan G 2,173.55



1227 Days Plan Q 1,273.96

ICICI Prudential Balanced Advantage Fund 272,690.56 ICICI Prudential Flexible Income Plan 26,204.75


368 Days Plan G 10.78 ICICI Prudential Savings Fund 8,583.19

Annexure IX

referred in Notes

to the Financial

Statements





1093 Days Plan F 0.51 ICICI Prudential Short Term Gilt Fund 564.61

ICICI Prudential Flexible Income Plan 1,556,378.03




ICICI Prudential Savings Fund 158,409.56 ICICI Prudential Income Plan 21,349.70

ICICI Prudential Focused Bluechip Equity Fund 19,695.90 ICICI Prudential Income Opportunities Fund 10,509.25



Plan-I 707.97





Plan-II 20.70



Plan-III 72.44

ICICI Prudential Income Opportunities Fund 15,281.34 ICICI Prudential Liquid Plan 56,354.30

ICICI Prudential Corporate Bond Fund 5,120.89 ICICI Prudential Long Term Plan 5,277.92




ICICI Prudential Short Term Plan 56,354.30 ICICI Prudential Money Market Fund 3,486.39

ICICI Prudential Money Market Fund 455,190.43 ICICI Prudential Ultra Short Term Plan 2,396.42


ICICI Prudential Sensex iWIN ETF (Formerly ICICI

Prudential Sensex ETF) ICICI Prudential Value Discovery Fund 1.00

ICICI Prudential Corporate Bond Fund ICICI Prudential Balanced Fund 7,085.03 ICICI Prudential Money Market Fund


Fund 9,975.53

ICICI Prudential Balanced Advantage Fund 17,437.70 ICICI Prudential Balanced Fund 41,399.06


1246 Days Plan U 42.82 ICICI Prudential Banking & PSU Debt Fund 23,993.42


1218 Days Plan A 2,677.36 ICICI Prudential Value Discovery Fund 55,961.11

ICICI Prudential Flexible Income Plan 20,224.46 ICICI Prudential Dynamic Plan 42,338.48

ICICI Prudential Liquid Plan 2,544.68 ICICI Prudential Equity - Arbitrage Fund 17,462.04



distributable surplus) 10,290.89 ICICI Prudential Balanced Advantage Fund 364,670.44



368 Days Plan G 1,695.44



369 Days Plan K 3,986.41

ICICI Prudential Long Term Plan ICICI Prudential Equity Income Fund 1,081.69


704 Days Plan L 2,965.51



1093 Days Plan F 5,394.75





Option 1,532.93


693 Days Plan D 2,570.11





698 Days Plan B 2,273.56












1095 Days Plan O 691.40



1075 Days Plan Q 2,343.84

ICICI Prudential Constant Maturity Gilt Fund ICICI Prudential Long Term Gilt Fund 438.53


1092 Days Plan F 1,181.40





Option 262.33






ICICI Prudential Dynamic Bond Fund ICICI Prudential Long Term Gilt Fund 101.60





369 Days Plan P 1,088.20

ICICI Prudential Monthly Income Plan (Monthly income

is not assured and is subject to availability of

distributable surplus) ICICI Prudential Focused Bluechip Equity Fund 6.00


369 Days Plan S 1,233.39





376 Days Plan Q 1,578.74

ICICI Prudential Regular Income Fund (Income is not


surplus) ICICI Prudential Balanced Fund 1,014.89


378 Days Plan N 1,384.74












188 Days Plan L 1,313.11


Days Plan A




95 Days Plan K 7,059.69


Days Plan B ICICI Prudential Banking & PSU Debt Fund 83.08




1427 Days Plan A 110.59 ICICI Prudential Flexible Income Plan 112,120.05


1394 Days Plan B 98.50 ICICI Prudential Savings Fund 3,457.56


Days Plan A ICICI Prudential Banking & PSU Debt Fund 1,192.51 ICICI Prudential Focused Bluechip Equity Fund 182,428.40

ICICI Prudential Blended Plan - Plan B 1,279.47 ICICI Prudential Income Opportunities Fund 7,970.26



Plan-IV 796.67



ICICI Prudential Interval Fund – Quarterly

Interval Plan-I 695.48


1387 Days Plan C 213.71


Interval Plan – A 527.53



Interval Plan – B 248.39


Days Plan B ICICI Prudential Banking & PSU Debt Fund 1,057.61


Interval Plan – C 148.83



Interval Plan – D 1,286.49


1775 Days Plan A 53.53 ICICI Prudential Interval Fund VI - Plan A 149.03


Days Plan C ICICI Prudential Banking & PSU Debt Fund 950.69







1394 Days Plan B 213.38 ICICI Prudential Liquid Plan 455,190.43

ICICI Prudential Ultra Short Term Plan 2,114.69 ICICI Prudential Corporate Bond Fund 9,998.22


Days Plan D ICICI Prudential Banking & PSU Debt Fund 1,557.49






Plan B 497.41

ICICI Prudential Multiple Yield Fund - Series 3 - Plan B ICICI Prudential Money Market Fund 497.41


1100 Days - Plan B 1,394.39


Days - Plan A ICICI Prudential Banking & PSU Debt Fund 110.58 ICICI Prudential Multicap Fund 2,462.39

ICICI Prudential Ultra Short Term Plan 593.26 ICICI Prudential Short Term Plan 40,304.34


Days - Plan B


1129 Days Plan W 54.46 ICICI Prudential Ultra Short Term Plan 31,355.57

ICICI Prudential Ultra Short Term Plan 323.60 ICICI Prudential Long Term Equity Fund (Tax Saving) ICICI Prudential Dynamic Plan 4,991.94


Days - Plan D ICICI Prudential Flexible Income Plan 176.09 ICICI Prudential Flexible Income Plan 6,210.69


1825 Days - Plan A 54.71 ICICI Prudential Technology Fund ICICI Prudential Growth Fund - Series 2 457.56


Days - Plan A ICICI Prudential Banking & PSU Debt Fund 499.33 ICICI Prudential Growth Fund - Series 5 121.55

ICICI Prudential Liquid Plan 2,371.18 ICICI Prudential Growth Fund - Series 6 182.32


Days - Plan B


Fund Series IV - Plan E - 36 Months 32.65 ICICI Prudential Ultra Short Term Plan ICICI Prudential Banking & PSU Debt Fund 7,096.31

ICICI Prudential Flexible Income Plan 983.17 ICICI Prudential Blended Plan - Plan B 2,365.44






Fund Series X - Plan B - 1375 Days 1,597.67


Days - Plan C




Fund Series V - Plan B - 1100 Days 1,263.61

Annexure IX

referred in Notes

to the Financial

Statements







Fund Series V - Plan D - 1100 Days 1,934.64


Days - Plan D ICICI Prudential Flexible Income Plan 698.46





Fund Series VI - Plan A - 1825 Days 231.19


Days - Plan A ICICI Prudential Flexible Income Plan 296.05








Fund Series VIII - Plan A - 1300 Days 323.60


Days Plan B ICICI Prudential Liquid Plan 1,986.04


Fund Series IX - Plan C - 1195 Days 924.76



Fund Series IX - Plan E - 1325 Days 50.67



Fund Series IX - Plan F - 1120 Days 1,159.23


Days Plan C ICICI Prudential Banking & PSU Debt Fund 101.57 ICICI Prudential Value Discovery Fund 12,140.06

ICICI Prudential Flexible Income Plan 528.95 ICICI Prudential Equity - Arbitrage Fund 25,387.33


Days Plan D


1825 Days Plan C 53.08 ICICI Prudential Balanced Advantage Fund 23,767.30


Days Plan E ICICI Prudential Liquid Plan 744.06















1092 Days Plan L 973.97



1821 Days Plan H 418.87


Days Plan A


Plan D 0.85


1821 Days Plan I 523.58


Days Plan B ICICI Prudential Flexible Income Plan 161.92




Days Plan D ICICI Prudential Banking & PSU Debt Fund 237.97
















1092 Days Plan F 1,609.95



366 Days Plan K 1,591.09






Days Plan D ICICI Prudential Ultra Short Term Plan 327.68

















823 Days Plan H 4,954.79


Prudential Nifty ETF) ICICI Prudential Focused Bluechip Equity Fund 88.52


1140 Days Plan E 2,071.38

ICICI Prudential Multicap Fund ICICI Prudential Balanced Fund 73.07





391 Days Plan G 3,282.45



1100 Days Plan G 553.10

ICICI Prudential Midcap Fund 1,187.95


1100 Days Plan G 1,801.01



1100 Days Plan T 1,272.67



1103 Days Plan F 663.53

ICICI Prudential India Recovery Fund - Series 2 204.33


1108 Days Plan V 1,997.99


Fund 952.00


1120 Days Plan U 801.13



1127 Days Plan W 415.90



1132 Days Plan P 1,403.18

ICICI Prudential India Recovery Fund - Series 1 ICICI Prudential Value Discovery Fund 507.12


1134 Days Plan Y 411.48



1135 Days Plan Z 308.61



1142 Days Plan M 853.11

ICICI Prudential Regular Savings Fund ICICI Prudential Balanced Fund 7,085.03


1155 Days Plan K 1,635.67



1130 Days Plan D 185.17



1132 Days Plan A 185.17



1473 Days Plan C 721.09





1102 Days Plan Z 1,066.87

ICICI Prudential Exports and Other Services Fund ICICI Prudential Growth Fund - Series 1 1,163.09


1115 Days Plan X 874.81



1127 Days Plan R 725.58

ICICI Prudential Short Term Plan ICICI Prudential Balanced Advantage Fund 48,430.64


1130 Days Plan T 349.93

ICICI Prudential Equity Income Fund 1,836.68


1135 Days Plan W 291.60


1092 Days Plan F 951.91


1150 Days Plan N 408.25



1156 Days Plan U 810.90

ICICI Prudential Child Care Plan-Gift Plan 524.54


1185 Days Plan F 174.96



1190 Days Plan C 881.43


Option 4,730.98


1190 Days Plan E 349.93



1212 Days Plan A 583.21


Option 3,858.63







1104 Days Plan P 465.82



1105 Days Plan B 917.79



1118 Days Plan K 616.78



1120 Days Plan J 4,844.75



1130 Days Plan E 1,001.89



1404 Days Plan T 399.80



1194 Days Plan F 5,374.97

ICICI Prudential Money Market Fund ICICI Prudential Banking & PSU Debt Fund 58,546.17


1225 Days Plan T 5,224.13



1227 Days Plan Q 5,200.59



1231 Days Plan P 6,739.12



1233 Days Plan O 4,677.92



1245 Days Plan L 1,374.72



1253 Days Plan J 2,532.35

Annexure IX

referred in Notes

to the Financial

Statements




ICICI Prudential Focused Bluechip Equity Fund 30,360.71





distributable surplus) 3,957.50 ICICI Prudential Flexible Income Plan 145,990.16

ICICI Prudential Income Plan 12,361.38 ICICI Prudential Savings Fund 41,237.07

ICICI Prudential Income Opportunities Fund 29,414.20 ICICI Prudential Income Opportunities Fund 12,322.70



Plan-I 266.39

ICICI Prudential Long Term Plan 15,833.76 ICICI Prudential Interval Fund VI - Plan A 239.83







ICICI Prudential Select Large Cap Fund ICICI Prudential Liquid Plan 4,986.34 ICICI Prudential Liquid Plan 204,222.10

ICICI Prudential Long Term Equity Fund (Tax Saving) ICICI Prudential Value Discovery Fund 5,099.06





1387 Days Plan C 2,114.69


Fund 439.21


1361 Days Plan D 335.77

ICICI Prudential Ultra Short Term Plan

ICICI Prudential Advisor series Long Term

Savings Plan 5.00


1825 Days - Plan A 593.26



1825 Days - Plan B 323.60

ICICI Prudential Blended Plan - Plan B 953.06


1100 Days - Plan A 584.87






1338 Days Plan D 323.60




1822 Days Plan D 327.68


1129 Days Plan W 32.50


1103 Days Plan F 211.67

ICICI Prudential Flexible Income Plan 15,419.32 ICICI Prudential Money Market Fund 41,749.96

ICICI Prudential Savings Fund 9,584.27 ICICI Prudential Value Fund - Series 1 ICICI Prudential Balanced Fund 1,089.69

ICICI Prudential Short Term Gilt Fund 500.54 ICICI Prudential Value Discovery Fund 684.77


Option 8,310.77 ICICI Prudential Equity - Arbitrage Fund 200.00


ICICI Prudential Dynamic Bond Fund 3,166.42 ICICI Prudential Infrastructure Fund 2,274.90


1100 Days Plan F 32.06 ICICI Prudential Value Fund - Series 9 1,089.43

ICICI Prudential Short Term Plan 2,396.42 ICICI Prudential Value Fund - Series 2 ICICI Prudential Value Discovery Fund 889.77


ICICI Prudential Value Fund - Series 1 ICICI Prudential Income Opportunities Fund 4,993.04 ICICI Prudential Top 100 Fund 644.71

ICICI Prudential Value Fund - Series 11 ICICI Prudential Balanced Fund 97.00 ICICI Prudential Indo Asia Equity Fund 575.15

ICICI Prudential Dynamic Plan 200.00 ICICI Prudential Multicap Fund 1,823.17

ICICI Prudential Value Fund - Series 2 ICICI Prudential Income Opportunities Fund 2,496.52 ICICI Prudential Value Fund - Series 3 ICICI Prudential Balanced Fund 4,733.88

ICICI Prudential Value Fund Series 8 ICICI Prudential Value Discovery Fund 1,133.92 ICICI Prudential Dynamic Plan 254.14


Fund 147.28 ICICI Prudential Infrastructure Fund 1,728.06

ICICI Prudential Value Fund - Series 9 ICICI Prudential Value Discovery Fund 346.91 ICICI Prudential Value Fund - Series 4 ICICI Prudential Value Discovery Fund 1.39ICICI Prudential Value Fund - Series 1 1,089.43 ICICI Prudential Value Fund Series 8 ICICI Prudential Value Discovery Fund 158.91

All the schemes other than those disclosed above do not have any Interscheme transactions during the Financial year ended March 31, 2017

Companies which had invested more than 5% of the

net assets of the respective schemes

Schemes in which

companies have invested

more than 5% of the net

assets

Investments made by

schemes of ICICI Prudential

Mutual Fund in the Company/

Subsidiary

Nature of Investment Aggregate Purchase for the

period April 01, 2015 to

March 31, 2017 under

regulation 25 (11)

Outstanding as at March

31, 2017 at Market Value

(including accrual of

discount) Aditya Birla Chemicals (India) Ltd. LIQUID Bonds/Debentures/Money Market Instruments 35,494.38 -

Asian Paints Ltd. F73366B CNX100 Equity Shares 9.53 38.86

F761103F EQDINO 3,779.86 1,429.90

F781190E EQUITY1 150.17 -

F78188L FMCG 714.95 272.36

F791106M INDEX 306.18 369.03

INTAIV MIP 167.28 170.69

INTVIIC MIP5 177.99 180.35

NIFETF 1,200.80 1,384.84

RECOVERY4 104.09 -

RECOVERY5 374.70 405.38

SPICE 72.45 9.89

VALUE5 809.00 966.15

FMCG - 272.36

Bajaj Auto Ltd. BLENDB BUSINESS2 Equity Shares 987.35 -

F68704L CNX100 8.59 30.64

F69693D EQDINO 10,550.49 1,851.60

F69698B EQDWTO 2,587.45 -

F70540S FOCUS 15,451.72 -

F71480L GIFT 675.60 -

F71505H GROWTH8 515.40 -

F71525D INDEX 254.85 290.95

F71547B NIFETF 986.03 1,091.77

F72409S NV20ETF 31.54 18.63

F72425N POWER 7,486.65 3,436.48

F72440L RECOVERY4 89.82 -

F72483J RECOVERY5 549.46 -

F72500E SPICE 50.93 7.86

F72525B TAX 13,197.13 5,820.05

F73391G

F751100F

F751100H

F751100J

F751100N

F751100O

F751100R

F751100T

F751103P

F761100D

F761100G

F761100T

F761103F

F761108V

F761120U

F761127W

F761134Y

F761135Z

F771129W

F771130D

F771132A

F771134H

F771144T

F771151S

F771473C

F781190C

F781212A

F791104P

F791106M

F791118K

F791120J

F791404T

F801194F

F801187G

F801253J

F801245L

F801233O

F801231P

F801227Q

F801225T

F801216U

Bank of India ULTRA CAPITA3A36 Bonds/Debentures/Money Market Instruments 2,052.30 -

CAPITA3C36 2,443.21 -

CAPITA3D36 2,345.48 -

F643YI 2,782.67 -

F69698B 1,978.66 -

F70540S 1,868.55 -

F71480L 840.85 -

F72425N 1,307.98 -

F72440L 1,121.13 -

F73407C 4,204.23 -

F74369I 93.95 -

F74370A 187.90 -

LIQUID 40,548.76 -

SHTERM 2,466.48 -

SWEEP 17,730.68 -

CNX100 Equity Shares 0.35 -

EQDINO 387.84 -

NIFJUN 12.60 -

BHARTI INFRATEL LIMITED INCDIV BALCD Equity Shares 1,439.97 1,629.50

CNX100 7.34 13.55

DYNMIC 2,785.02 3,187.45

EQDINO 1,426.90 1,626.89

FOCUS 3,188.03 3,553.38

GROWTH 2,302.64 2,607.20

INDEX 182.14 128.70

NIFETF 666.69 482.96

NIFJUN 101.02 -

Birla Corporation Ltd. F70372L DISCO Equity Shares - 17,154.51

F7895M - -

Bosch Ltd. F751100N BUSINESS2 Equity Shares 716.95 732.82

F761100G CNX100 4.24 16.84

F761100T EQDWTO 15,949.94 14,931.65

F761127W GIFT 1,187.13 1,130.28

F761135Z INDEX 196.04 158.80

F761142M NIFETF 644.86 596.08

F771130D NIFJUN 4.71 -

F771132A RECOVERY5 516.10 536.47

F771134H TAX 12,192.37 11,588.35

F771151S

F781168J

F781170I

F781185F

F781190E

F781212A

Britannia Industries Ltd F761155K BALCD Equity Shares 72.18 85.63

F771132A CNX100 15.72 15.93

F771134H DYNMIC 4,560.21 5,225.01

F771473C EQDINO 2,677.66 1,855.70

F781190C EQDWTO 29,138.06 32,714.17

F781212A FMCG 808.20 1,225.84

FOCUS 19,583.97 20,787.55

GIFT 1,072.87 1,227.66

GROWTH 3,139.20 3,602.32

GROWTH1 1,120.28 1,301.72

IMPL 1,340.05 1,426.53

MIDETF 40.52 -

MIP 247.47 258.65

NIFJUN 255.42 168.63

POWER 1,276.98 1,319.84

RECOVERY4 252.77 290.03

RIGHT 315.65 314.49

STUDY 85.03 101.22

VALUE4 1,390.85 1,541.75

VALUE9 1,644.09 1,923.18

CAPITA11B 42.42 -

VALUE11 639.30 686.20

Disclosure under Regulation 25(11) of the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996: Annexure X referred in Notes to the Financial

TABLE A: Investments made by the Schemes of ICICI Prudential Mutual Fund in Companies or their subsidiaries that have invested more than 5% of the net assets of any Scheme during the period ended March 31,

2017.

` in Lakhs



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

BSE LTD. F801233O BALCD Equity Shares 61.33 -

BUSINESS1 49.05 -

DIVYLD 313.14 342.18

DYNMIC 61.33 -

GROWTH 2,572.05 2,942.73

GROWTH3 1,503.32 1,823.47

GROWTH5 16.35 -

GROWTH6 16.35 -

GROWTH8 340.79 413.37

INFRA 1,488.25 1,547.11

RECOVERY1 55.58 67.42

RECOVERY2 70.09 85.02

RECOVERY3 29.77 36.11

VALUE1 52.54 63.73

VALUE6 1,042.25 1,264.22

VALUE10 27.51 -

Cairn India Ltd. BANPSU CNX100 Equity Shares 0.25 -

BLENDB DYNMIC 1,319.47 -

F68368G EQDINO 13,242.85 2,012.49

F68369I INDEX 41.66 -

F72483J NIFETF 100.55 -

F73391G NIFJUN 80.30 -

F73407C TAX 4,818.51 -

F74367D VALUE1 646.70 -

F74369F

F751100R

F751103P

F761100G

F761103F

F761132P

F761155K

FLEXI

INTVIC

SWEEP

Dr. Reddys Laboratories Ltd. BLENDA BALCD Equity Shares 1,683.22 -

BLENDB CAPITA3A36 134.62 -

CAPITA3C36 139.40 -

CAPITA6A 32.79 -

CAPITA6B 52.85 -

CAPITA6C 33.29 -

CAPITA6D 148.02 -

CAPITA6E 83.52 -

CAPITA7A 106.78 -

CAPITA8B 28.92 -

CAPITA8D 78.62 -

CNX100 8.08 25.59

DYNMIC 716.46 -

EQDINO 22,754.57 2,453.35

EQDWTO 12,741.60 9,398.70

EQUITY1 39.19 -

FOCUS 30,733.43 11,585.97

GIFT 246.31 -

INDEX 301.17 242.86

MIP 636.26 -

MULTIPLE5B 93.38 -

MULTIPLE7B 26.36 -

NIFETF 1,116.64 911.29

POWER 655.92 -

RECOVERY4 69.39 -

SERVE 2,952.74 -

SPICE 53.35 6.82

STUDY 185.15 -

TAX 3,885.08 -

EQTYINC - 232.54

MULTIPLE4A - 138.04

MULTIPLE4B - 88.92

MULTIPLE4D - 50.09

EICHER MOTORS LIMITED F68368G BUSINESS1 Equity Shares 678.49 -

F72366K CAPITA3B60 311.19 -

F72368A CAPITA3D36 249.27 -

F72368D CAPITA3E60 440.92 -

F73368D CAPITA3F36 112.38 -

F74369B CAPITA3G60 124.16 -

F74369K CAPITA3H60 184.97 -

F74369T CAPITA4A60 246.25 -

F74370X CAPITA4C60 146.60 -

F751100N CAPITA4D60 391.73 -

F751100T CAPITA4E36 405.10 -

F761132P CAPITA4F60 427.55 -

F761142M CAPITA4G60 387.59 -

F761155K CAPITA4H36 300.05 -

F781150N CAPITA5A 202.31 -

F781170I CAPITA5B 213.93 -

F781190E CAPITA5C 206.14 -

F781212A CAPITA5D 340.00 -

INTVIIC CAPITA5E 222.85 -

F801233O CAPITA5F 123.05 -

F801227Q CNX100 10.32 27.38

EQDINO 15,931.51 8,219.98

EQDWTO 12,314.84 -

FOCUS 2,987.91 -

IMPL 945.18 -

INDEX 246.03 260.22

MIP 176.58 -

MULTIPLE3A 148.03 -

MULTIPLE3B 237.81 -

MULTIPLE3C 116.52 -

MULTIPLE3D 124.48 -

MULTIPLE4A 340.95 -

MULTIPLE4B 219.66 -

MULTIPLE4C 205.50 -

MULTIPLE4D 123.68 -

MULTIPLE4E 157.90 -

MULTIPLE5A 469.73 -

MULTIPLE5B 253.41 -

MULTIPLE5C 155.03 -

MULTIPLE5D 137.21 -

MULTIPLE6A 168.25 -

MULTIPLE6B 165.86 -

MULTIPLE6C 230.65 -

MULTIPLE6D 111.90 -

MULTIPLE6E 176.68 -

MULTIPLE6F 211.23 -

NIFETF 895.60 975.91

NIFJUN 96.21 -

STUDY 64.21 -

Entertainment Network (India) Ltd BANPSU Bonds/Debentures/Money Market Instruments 13,995.06 -

LIQUID 10,914.48 -

SWEEP 3,965.40 -

BUSINESS2 Equity Shares 370.42 448.47

POWER 2,039.81 2,607.81

VALUE8 3.90 -



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

Grasim Industries Ltd. INTVIC BALCD Equity Shares 5,942.66 -

INTVID BUSINESS2 365.09 -

INTVIIC BUSINESS3 118.27 -

MATGILT CNX100 6.89 27.14

F801194F DYNMIC 6,256.41 -

F801253J EQDINO 13,188.95 -

F801245L EQDWTO 8,135.10 -

EQTYINC 1,606.80 -

ESTAR 3,474.43 -

FOCUS 10,413.91 -

GIFT 912.08 -

GROWTH 1,099.58 -

IMPL 1,290.71 -

INASIA 1,236.75 -

INDEX 191.03 257.63

INFRA 2,886.36 -

NIFETF 740.05 966.81

RECOVERY2 1,797.61 -

RECOVERY5 327.91 -

RECOVERY7 205.00 -

TARGET 4,359.56 -

TAX 4,980.92 -

VALUE1 1,191.42 -

VALUE2 144.58 -

VALUE3 758.01 -

VALUE5 737.89 -

VALUE6 686.10 -

VALUE7 62.57 -

HCL Technologies Ltd. BALCD Equity Shares 30,589.07 16,792.84

BUSINESS2 402.19 -

BUSINESS3 61.89 69.01

CAPITA10A 299.87 355.83

CAPITA10B 378.39 457.67

CAPITA3B60 308.01 325.06

CAPITA3E60 436.43 460.58

CAPITA3G60 122.28 129.93

CAPITA3H60 156.78 166.58

CAPITA4A60 243.14 256.59

CAPITA4C60 144.71 152.71

CAPITA4D60 384.78 406.07

CAPITA4E36 438.29 -

CAPITA4F60 338.75 357.49

CAPITA4G60 353.05 372.58

CAPITA4H36 298.48 -

CAPITA5A 200.18 211.25

CAPITA5B 264.17 -

CAPITA5C 174.66 185.59

CAPITA5D 336.76 -

CAPITA5E 190.18 202.07

CAPITA5F 121.61 129.21

CAPITA6C 80.34 92.94

CAPITA7A 151.86 161.36

CAPITA7B 64.21 74.52

CAPITA7D 17.15 88.99

CAPITA7E 31.95 30.76

CAPITA7F 81.45 86.53

CAPITA7G 130.26 138.33

CAPITA7H 59.69 57.47

CAPITA8A 92.75 89.29

CAPITA8B 84.64 82.10

CAPITA8C 45.98 53.36

CAPITA8D 78.64 73.94

CAPITA8E 101.31 93.79

CAPITA8F 580.27 530.53

CAPITA8I 45.25 42.15

CAPITA9B 161.39 159.43

CAPITA9D 167.29 174.56

CAPITA9E 165.38 177.49

CAPITA9F 56.36 59.30

CNX100 11.44 39.65

DISCO 34,715.84 32,448.13

DIVYLD 1,098.05 1,176.56

DYNMIC 40,439.17 15,452.05

EQDINO 36,235.04 -

EQDWTO 29,578.93 39,213.92

EQTYINC 869.48 557.06

EQUITY1 413.81 -

FOCUS 30,719.53 22,451.81

GIFT 2,208.18 -

GROWTH 8,334.14 4,807.29

GROWTH1 2,898.62 3,063.50

GROWTH2 861.14 2,461.47

GROWTH3 288.65 2,080.51

GROWTH4 559.18 996.81

GROWTH5 258.30 788.70

GROWTH6 441.73 951.58

GROWTH7 74.36 552.56

GROWTH8 1,236.94 -

IMPL 606.04 -

INASIA 1,014.98 -

INDEX 362.23 376.52

MIP5 658.16 673.56

MULTIPL10A 345.96 349.16

MULTIPL10B 194.89 210.58

MULTIPL11B 164.33 186.00

MULTIPLE3B 185.17 -

MULTIPLE3C 114.99 -

MULTIPLE3D 105.76 -

MULTIPLE4A 263.74 280.23

MULTIPLE4B 169.82 180.44

MULTIPLE4C 185.05 -

MULTIPLE4D 95.61 101.58

MULTIPLE4E 134.34 -

MULTIPLE5A 398.36 -

MULTIPLE5B 269.63 -

MULTIPLE5C 120.58 128.12

MULTIPLE5D 136.01 -

MULTIPLE6A 143.42 -

MULTIPLE6B 140.68 149.48

MULTIPLE6C 179.65 190.88

MULTIPLE6D 110.05 116.14

MULTIPLE6E 174.45 185.36

MULTIPLE6F 179.85 191.10

MULTIPLE7B 65.19 65.08

MULTIPLE7C 80.76 76.92

MULTIPLE7D 49.11 47.22

MULTIPLE7E 31.21 30.01

MULTIPLE7F 106.63 101.52


NIFETF 1,310.92 1,412.94

NV20ETF 38.31 24.11

POWER 17,991.68 3,366.54

RECOVERY4 222.42 241.16

RECOVERY5 362.48 -

RECOVERY7 177.38 201.19

SERVE 4,832.47 4,198.20

STUDY 93.01 99.72

TARGET 2,963.05 4,054.87

TAX 38,228.76 -

TECH 3,834.79 3,577.17



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

VALUE1 285.98 -

VALUE2 2,731.56 796.07

VALUE3 1,373.57 349.49

VALUE5 2,307.12 1,921.53

VALUE6 758.99 892.05

VALUE7 68.73 -

VALUE9 1,843.73 2,072.85

MULTIPL11C 75.72 81.84

MULTIPL11D 56.88 64.94

VALUE11 501.38 523.14

CAPITA7C - 120.03

CAPITA7E - 30.76

CAPITA7H - 57.47

CAPITA8A - 89.29

CAPITA8B - 82.10

CAPITA8D - 73.94

CAPITA8E - 93.79

CAPITA8F - 530.53

CAPITA8I - 42.15

GROWTH3 - 2,080.51

MULTIPLE7C - 76.92

MULTIPLE7D - 47.22

MULTIPLE7E - 30.01

MULTIPLE7F - 101.52

MULTIPLE8A - 88.82

MULTIPLE8C - 58.19

MULTIPLE8D - 87.48

MULTIPLE8E - 94.18

TECH - 3,577.17

Hero MotoCorp Ltd. BLENDB BUSINESS1 Equity Shares 647.82 -

F71366C CAPITA8B 55.26 -

CNX100 11.57 33.06

DISCO 3,470.54 -

DIVYLD 116.47 -

DYNMIC 8,660.06 -

EQDINO 15,604.65 2,912.64

EQDWTO 9,745.66 -

EQTYINC 266.28 -

ESTAR 3,470.54 -

FOCUS 11,577.78 -

GROWTH 3,815.14 -

IMPL 642.88 -

INDEX 278.65 314.01

NIFETF 1,074.77 1,178.30

NV20ETF 34.29 20.10

POWER 7,724.09 3,369.77



SPICE 57.66 8.54

TARGET 784.79 -

TAX 11,911.32 5,861.50

Hindalco Industries Ltd. LNGTEM BALCD Bonds/Debentures/Money Market Instruments 10,948.64 10,524.45

MEDIUM BANPSU 2,116.94 -

EQDWTO 58,057.72 45,591.55

EQTYINC 2,742.73 2,630.74

LIQUID 15,307.56 -

LNGFLT 2,227.16 2,106.57

REGULAR 8,908.63 8,426.28

STUDY 757.89 737.30

BALCD Equity Shares 18,639.42 18,900.01

BUSINESS3 25.02 -

CNX100 4.97 20.07

DISCO 22,014.46 22,343.24

DYNMIC 20,337.21 11,703.00

EQDINO 9,703.83 8,984.00

EQDWTO 3,616.91 3,719.73

ESTAR 2,423.86 2,402.05

FOCUS 24,439.28 24,906.79

GROWTH 3,290.99 2,047.82

INDEX 106.85 190.55

NIFETF 454.54 715.06

SPICE 0.60 -

TARGET 763.37 811.62

VALUE1 335.06 -

VALUE3 296.67 -

VALUE6 66.62 -

VALUE7 38.64 -

Hindustan Media Ventures Ltd F67740H LIQUID Bonds/Debentures/Money Market Instruments 3,438.70 -

F70367N

F781150N

F781168J

F781170I

F791106M

F791118K

F791120J

Hindustan Zinc Ltd. BANPSU FLEXI Bonds/Debentures/Money Market Instruments 50,335.72 -

BLENDB FLOAT 4,840.92 -

F68368G LIQUID 302,969.93 148,488.09

F68369I SWEEP 17,319.82 -

F68745J BUSINESS1 Equity Shares 725.51 -

F69366G BUSINESS2 626.92 -

F70367C BUSINESS3 38.13 16.46

F70367N CNX100 5.02 5.88

F70540S DYNMIC 5,111.26 -

F71366C EQDINO 7,179.91 -

F71369E EQDWTO 4,569.05 -

F71505H EQTYINC 319.51 868.71

F71525D FOCUS 4,138.35 -

F71547B GROWTH 2,669.68 -

F72366C GROWTH8 103.61 -

F72368A NIFJUN 57.75 62.24

F72368D TARGET 276.09 -

F72409S TAX 1,416.87 -

F72483J VALUE1 733.68 -

F72500E VALUE3 542.25 -

F72525B EQTYINC - 868.71

F73369S

F73369T

F73376Q

F73391G

F73392F

F73407C

F74367D

F74368J

F74369B

F74369F

F74369I

F74369K

F74369T

F74370X

F751100F

F751100H

F751100J

F751100N

F751100O

F751100R

F751100T

F751103P

F761100G

F761100T



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

F761103F

F761120U

F761132P

F761134Y

F761135Z

F761142M

F761155K

F771105N

F771129W

F771130D

F771132A

F771134H

F771144T

F771151S

F771473C

F781135W

F781150N

F781168J

F781170I

F781185F

F781190C

F781190E

INCDIV

INTA1

INTAIV

INTVIC

LIQUID

ULTRA

HT MEDIA LIMITED F71525D LIQUID Bonds/Debentures/Money Market Instruments 5,445.18 -

F781150N INASIA Equity Shares 43.07 43.85

F781168J

F781170I

F791106M

F791118K

F791120J

ICICI BANK LIMITED LIQUID BALCD Bonds/Debentures/Money Market Instruments 42,145.95 41,585.74

SWEEP BANPSU 21,374.25 9,435.78

CAPITA8F 326.24 305.65

CAPITA9C 228.37 213.95

EQDWTO 81,311.77 67,981.62

EQTYINC 8,531.81 8,517.56

F771130D 217.49 203.77

F771132A 543.73 509.41

F771134H 315.36 295.46

IMPL 6,254.88 993.24

INCDIV 30,209.94 -

INCOPP 13,058.89 13,175.62

LNGFLT 25,090.75 25,051.65

LNGTEM 14,034.25 -

MEDIUM 6,017.70 -

MIP 501.46 496.62

SHTERM 44,730.84 9,067.10

ULTRA 37,131.89 35,756.64

BAFIN Equity Shares 7,098.42 15,029.78

BALCD 62,304.61 60,907.00

BUSINESS1 1,384.68 1,520.25

BUSINESS2 2,138.47 1,129.14

CAPITA10B 373.09 424.22

CAPITA3C36 228.26 -

CAPITA3E60 88.98 452.50

CAPITA4F60 117.48 350.69

CAPITA5A 64.63 207.85

CAPITA8C 38.68 33.99

CAPITA8D 107.17 102.37

CAPITA8E 49.87 43.87

CAPITA8F 424.64 407.99

CAPITA8G 59.97 55.41

CAPITA8H 30.70 28.78

CAPITA8I 44.92 43.12

CAPITA9B 158.91 164.01

CAPITA9C 276.98 289.31

CAPITA9D 169.21 207.27

CAPITA9E 111.95 139.88

CNX100 35.99 129.44

DISCO 61,669.46 93,423.62

DYNMIC 66,012.77 48,448.75

EQDINO 39,604.60 21,615.06

EQDWTO 26,901.51 46,379.07

EQTYINC 6,920.18 6,335.75

EQUITY1 238.38 -

FOCUS 44,817.49 89,474.09

GIFT 4,081.97 1,813.62

GROWTH 15,089.65 15,226.75

GROWTH1 6,249.58 5,051.12

GROWTH2 1,990.66 3,038.91

GROWTH3 191.10 2,087.91

GROWTH4 1,223.23 1,249.91

GROWTH5 605.30 1,238.16

GROWTH6 889.10 1,599.24

GROWTH7 927.46 867.30

GROWTH8 1,226.98 -

IMPL 978.78 944.61

INASIA 1,429.46 1,405.01

INDEX 1,094.28 1,229.06

INFRA 14,794.85 11,803.53

MIP 170.38 -

MULTIPL10A 222.89 235.89

MULTIPL10B 161.53 190.02

MULTIPLE3A 26.30 -

MULTIPLE3B 50.92 -

MULTIPLE3C 48.59 -

MULTIPLE4A 87.65 273.73

MULTIPLE4B 56.34 176.29

MULTIPLE4C 55.25 -

MULTIPLE7F 51.36 147.05

MULTIPLE8C 43.03 140.57


NIFETF 4,187.14 4,612.23

NV20ETF 124.81 78.67

POWER 32,792.48 5,854.64

RECOVERY1 808.63 900.81

RECOVERY2 1,879.22 1,760.52

RECOVERY3 736.87 741.37

RECOVERY4 289.73 218.49

RECOVERY5 1,131.57 504.42

RECOVERY7 409.80 387.64

SERVE 2,184.67 2,570.98

SPICE 227.60 32.52

STUDY 44.19 47.90

TARGET 4,175.63 5,861.01

TAX 68,178.33 9,256.73

VALUE1 4,914.76 1,287.40

VALUE2 2,891.34 1,493.48

VALUE3 3,451.91 380.03

VALUE4 33.06 989.57

VALUE5 2,812.67 3,574.07

VALUE6 2,027.12 1,802.68

VALUE7 164.31 107.77

VALUE9 2,438.40 2,432.17

CAPITA11A 39.79 41.88



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

MULTIPL11D 28.38 29.84

VALUE10 1,006.61 1,052.23

VALUE11 630.04 642.34

CAPITA3B60 - 309.35

CAPITA3G60 - 119.52

CAPITA3H60 - 157.87

CAPITA4A60 - 170.17

CAPITA4C60 - 129.11

CAPITA4D60 - 354.06

CAPITA4G60 - 246.15

CAPITA5C - 166.44

CAPITA5E - 181.59

CAPITA5F - 83.16

CAPITA6A - 91.53

CAPITA6B - 88.79

CAPITA6C - 97.24

CAPITA6D - 147.19

CAPITA6E - 166.38

CAPITA6F - 91.99

CAPITA6G - 101.29

CAPITA6H - 132.22

CAPITA7A - 114.20

CAPITA7B - 103.90

CAPITA7D - 61.43

CAPITA7E - 71.58

CAPITA7F - 77.85

CAPITA7G - 109.35

CAPITA7H - 108.75

CAPITA8C - 33.99

CAPITA8E - 43.87

CAPITA8F - 407.99

CAPITA8G - 55.41

CAPITA8H - 28.78

CAPITA8I - 43.12

DIVYLD - 1,000.11

GROWTH3 - 2,087.91

MULTIPLE4D - 100.68

MULTIPLE5C - 125.50

MULTIPLE6B - 106.68

MULTIPLE6C - 167.60

MULTIPLE6D - 116.35

MULTIPLE6E - 149.62

MULTIPLE6F - 175.81

MULTIPLE7A - 65.34

MULTIPLE7B - 47.30

MULTIPLE7C - 119.28

MULTIPLE7D - 133.73

MULTIPLE7E - 82.20

MULTIPLE7F - 147.05

MULTIPLE8A - 55.02

MULTIPLE8C - 140.57

MULTIPLE8F - 125.31

RIGHT - 314.49

ICICI BANK LIMITED BALCD Term Deposits 8,774.85 -

DISCO 148.00 -

DYNMIC 14,434.96 -

EQDINO 81,922.06 -

EQDWTO 59,489.40 -

EQTYINC 11,000.00 -

ESTAR 280.00 -

FOCUS 21,184.96 -

GIFT 1,196.20 -

GROWTH 1,570.00 -

INASIA 1,254.18 -

INDEX 136.80 -

INFRA 9,755.56 -

POWER 4,736.00 -

VALUE1 544.00 -

VALUE2 305.00 -

VALUE3 220.00 -

ICICI HOME FINANCE COMPANY LIMITED BANPSU Bonds/Debentures/Money Market Instruments 10,534.90 10,479.45

CAPITA9F 269.16 254.36

EQDWTO 2,759.26 -

F781102Z 324.89 305.23

F781115X 2,983.44 2,848.78

F781130T 1,225.10 1,170.04

F781135W 1,274.60 1,220.91

F781150N 1,689.87 1,627.88

F781156U 852.66 813.94

F781168J 1,289.06 1,241.25

F781170I 1,896.10 1,831.36

F781185F 2,316.16 2,238.33

F781190C 1,981.82 1,917.84

F781190E 2,314.20 2,238.33

F781212A 3,086.87 3,001.39

F791105B 270.74 254.36

F791120J 215.35 203.48

F791130E 201.71 203.48

LIQUID 2,774.21 -

SHTERM 2,620.94 -

ULTRA 24,576.10 3,505.02

BANPSU - 10,479.45

ULTRA - 3,505.02

ICICI PRUDENTIAL LIFE INSURANCE CO LTD LIQUID BALCD Equity Shares 771.05 882.78

CNX100 5.61 5.73

DISCO 2,965.61 -

DYNMIC 771.05 882.78

EQDWTO 3,379.40 -

FOCUS 1,773.31 -

NIFJUN 59.88 60.66

VALUE3 243.73 279.04

IDBI Bank Ltd. INDEX BANPSU Bonds/Debentures/Money Market Instruments 12,280.40 -

CAPITA3F36 498.87 -

CAPITA5B 1,263.61 -

CAPITAL560 397.50 -

EQDWTO 105,271.35 10,930.10

F633YM 5,402.42 -

F653YA 348.00 -

F67745K 494.81 -

F68369K 1,991.78 -

F68704L 499.10 -

F691092L 498.55 -

F691093F 1,142.51 -

F69366A 497.95 -

F70745G 149.14 -

F70745P 499.52 -

F71369E 786.90 -

F72366C 490.25 -

F72366M 280.50 -

F72366T 487.47 -

F72367R 430.10 -

F72368A 784.40 -

F72368D 784.40 -

F72368P 139.28 -

F72370G 174.36 -

F72425N 464.26 -

F72440L 394.62 -

F72483J 286.13 -

F72785O 496.24 -

F72823H 2,662.86 -



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

F73366A 509.13 -

F73366B 1,203.39 -

F73368D 1,018.25 -

F73368M 601.70 -

F73369S 1,378.84 -

F73369T 659.24 -

F73376Q 1,671.32 -

F73378N 1,392.77 -

F73378O 441.04 -

F73383K 255.34 -

F73390I 1,207.06 -

F73392F 2,205.55 -

F74367Z 56.10 -

F74369B 3,809.66 -

F74369F 2,939.05 -

F78188L 347.72 -

F7895K 5,394.94 -

F7895M 685.85 -

FLEXI 129,076.00 -

FLOAT 23,882.28 -

INCDIV 4,703.89 152.34

INCOPP 15,297.54 -

INTQ1 254.17 -

INTQ2A 496.43 -

INTQ2B 105.24 -

INTQ2C 137.01 -

INTVIA 159.70 -

INTVIC 837.66 -

INTVID 468.96 -

INTVIIC 926.06 -

LIQUID 402,789.12 -

LNGTEM 7,065.35 -

MULTIPLE2F 497.85 -

MULTIPLE4C 494.84 -

MULTIPLE4E 396.35 -

MULTIPLE5A 198.46 -

MULTIPLE5B 496.67 -

MULTIPLE6A 584.87 -

MULTIPLE6B 97.48 -

REGULAR 524.53 519.99

SHTERM 9,407.17 -

SWEEP 283,160.80 -

ULTRA 26,863.14 -

IIFL Wealth Finance Ltd F691821I EQDINO Bonds/Debentures/Money Market Instruments 496.97 -

F691093F 1,002.04 -

LIQUID 74,141.96 19,853.93

SWEEP 29,478.13 9,884.21

INDIA INFOLINE FINANCE LTD GILTPF BANPSU Bonds/Debentures/Money Market Instruments 2,608.33 -

SWEEP EQDINO 5,246.58 -

EQDWTO 7,479.54 -

FLEXI 23,741.45 22,156.17

FLOAT 40,693.54 40,773.54

LIQUID 810,327.31 -

SHTERM 19,451.39 2,521.12

SWEEP 335,549.72 -

ULTRA 2,706.76 -

MEDIUM - 8,148.90

INDIABULLS HOUSING FINANCE LTD GILTIN BAFIN Bonds/Debentures/Money Market Instruments 9,975.53 -

SWEEP BALCD 19,951.06 -

BANPSU 4,422.96 9,640.41

EQDINO 10,958.40 -

EQDWTO 11,463.18 -

F67740H 111.45 110.25

F68369K 82.30 86.58

F68745H 123.23 129.86

F68745J 123.23 129.86

F69366A 30.86 32.47

F721075Q 271.61 250.57

F721092F 1,407.51 1,302.94

F72483J 5,730.00 5,756.28

F72785O 690.16 631.42

F72823H 2,743.30 2,971.06

F73830J 331.04 301.38

F74367N 150.00 150.69

F74368R 401.15 401.83

F74369T 1,203.46 1,205.50

F74370Q 300.86 301.38

F74780E 772.42 703.21

F771105N 1,600.00 1,616.49

F791104O 1,275.55 1,339.04

F791218A 3,466.67 3,755.83

FCB750A 506.86 501.13

FLEXI 259,106.49 121,141.96

FLOAT 31,528.33 19,816.22

INTA2 71.96 -

INTA3 308.40 -

INTAIV 1,339.51 -

LIQUID 196,273.39 28,688.58

REGULAR 2,000.00 -

SWEEP 94,875.64 -

ULTRA 2,136.27 -

F801100A 333.95 348.37

F72483J - 5,756.28

F74367N - 150.69

F74368R - 401.83

F74369T - 1,205.50

F74370Q - 301.38

F751352E - 342.45

F771105N - 1,616.49

FCB1100B - 805.77

CNX100 Equity Shares 9.71 25.81

EQDINO 8,434.12 10,695.88

INDEX 243.39 245.04

MIDETF 62.07 59.95

NIFETF 913.98 919.56

NIFJUN 222.14 -

INFINA FINANCE PRIVATE LTD. F72366C F7895M Bonds/Debentures/Money Market Instruments 683.96 -

F73378N LIQUID 253,296.46 3,941.21

F73383K LNGFLT 4,984.71 -

MIP5 996.94 -

REGULAR 5,981.65 -

SWEEP 36,013.92 2,487.51

Infosys Ltd. GILTIN BALCD Equity Shares 33,705.25 30,876.72

F801194F BUSINESS2 1,119.18 737.01

F801187G CAPITA6A - 102.31

F801253J CAPITA6B - 98.75

CAPITA6C - 103.74

CAPITA6D - 138.45

CAPITA6E - 113.92

CAPITA6F - 129.21

CAPITA6G - 103.23

CAPITA6H - 123.45

CAPITA7A - 139.56

CAPITA7D - 47.72

CAPITA8G 53.50 47.90

CAPITA8J 75.42 72.22

CNX100 43.81 164.05

DISCO 89,168.96 87,909.60

DIVYLD 259.90 1,079.70

DYNMIC 53,236.18 29,062.93



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

EQDINO 35,240.63 -

EQDWTO 68,107.52 44,489.11

EQTYINC 3,958.83 4,876.03

EQUITY1 404.64 -

FOCUS 39,054.38 56,626.93

GIFT 2,970.11 -

GROWTH 12,926.95 10,295.85

GROWTH1 1,752.78 1,914.78

GROWTH2 1,499.94 2,528.67

GROWTH4 465.96 842.20

GROWTH5 - -

GROWTH8 714.78 351.81

IMPL 351.26 747.94

INASIA 1,198.88 -

INDEX 1,629.93 1,557.69

MULTIPL10A 339.52 328.49

MULTIPL11A 237.30 224.57

MULTIPL11B 164.92 162.27

MULTIPLE7A - 110.32

MULTIPLE7B - 73.36

MULTIPLE7C - 77.86

MULTIPLE7D - 117.68

NIFETF 5,996.40 5,845.44

NV20ETF 176.38 99.78

POWER 14,386.53 12,163.87

RECOVERY4 67.23 -

RECOVERY5 589.13 375.66

RECOVERY7 204.41 173.81

RIGHT - 128.83

SERVE 1,338.34 -

SPICE 274.09 41.17

TARGET 4,373.13 5,186.53

TAX 42,776.04 24,848.12

TECH 4,274.02 8,481.31

VALUE1 - -

VALUE2 607.15 663.94

VALUE5 1,486.41 1,476.88

VALUE6 702.34 675.50

VALUE7 58.16 63.38

VALUE8 2,583.26 -

CAPITA11A 60.43 61.94

MULTIPL11C 76.58 75.68

VALUE10 875.05 926.06

VALUE11 508.00 -

CAPITA11D 134.93 136.35

CAPITA11C 89.05 89.96

CAPITA11E 72.62 72.95

CAPITA6A - 102.31

CAPITA6B - 98.75

CAPITA6C - 103.74

CAPITA6D - 138.45

CAPITA6E - 113.92

CAPITA6F - 129.21

CAPITA6G - 103.23

CAPITA6H - 123.45

CAPITA7A - 139.56

CAPITA7D - 47.72

CAPITA8G - 47.90

IMPL - 747.94

MULTIPLE7A - 110.32

MULTIPLE7B - 73.36

MULTIPLE7C - 77.86

MULTIPLE7D - 117.68

RIGHT - 128.83

INOX Leisure Ltd. ESTAR Equity Shares 1,164.30 1,428.97

GROWTH2 397.42 1,239.36

GROWTH4 214.18 690.84

GROWTH5 23.39 502.05

GROWTH6 443.01 560.76

POWER 35.41 -

SERVE 1,165.86 1,213.28

VALUE10 420.93 548.33

INOX WIND LIMITED LIQUID Bonds/Debentures/Money Market Instruments 9,869.14 -

SWEEP 29,496.24 -

Intellect Design Arena Ltd F72366M EQDWTO Equity Shares 1,976.57 -

VALUE8 242.83 -

INTERGLOBE AVIATION LTD. FLOAT BALCD Equity Shares 7,113.07 1,534.71

CNX100 3.74 3.96

DIVYLD 168.69 170.81

DYNMIC 6,546.87 -

EQDWTO 6,129.10 983.25

FOCUS 15,987.54 16,815.41

GROWTH 2,464.67 -

NIFJUN 39.63 42.00

POWER 334.44 -

RECOVERY4 113.22 125.12

SERVE 420.35 -

VALUE3 184.00 201.34

VALUE11 390.91 446.85

ITC Ltd. F781130T BALCD Equity Shares 41,849.03 15,160.10

F781135W CAPITA3B60 - 284.17

F781150N CAPITA3E60 - 258.71

F781168J CAPITA3G60 - 112.87

F781170I CAPITA3H60 - 108.74

F791104P CAPITA4A60 138.94 179.74

INCOPP CAPITA4C60 - 85.69

MEDIUM CAPITA4D60 - 303.69

ULTRA CAPITA4G60 196.25 273.35

CAPITA4H36 192.94 -

CAPITA5A - 157.98

CAPITA5C - 161.08

CAPITA5D 278.52 -

CAPITA5E 125.17 153.02

CAPITA5F 60.42 73.87

CAPITA6A - 46.74

CAPITA6B - -

CAPITA6C - -

CAPITA6D - -

CAPITA6E - -

CAPITA6F - -

CAPITA6G - -

CAPITA6H - 142.48

CAPITA7A - -

CAPITA7B - -

CAPITA7D - -

CAPITA7E - -

CAPITA7F - -

CAPITA7H 117.38 -

CAPITA8A - -

CAPITA8C 51.65 -

CAPITA8D 78.99 -

CAPITA8E 99.69 -

CAPITA8F 410.08 -

CAPITA8G 51.62 -

CAPITA8J 62.41 -

CAPITA9A 369.77 -

CAPITA9C 275.33 -

CAPITAL560 344.73 -

CNX100 49.06 191.07

DIVYLD 642.97 -



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

DYNMIC 43,170.03 8,447.86

EQDINO 25,053.28 18,425.80

EQDWTO 29,653.33 28,923.70

EQTYINC 6,499.35 3,495.79

EQUITY1 376.78 -

FMCG 888.34 9,553.74

FOCUS 37,949.78 51,134.15

GIFT 1,956.34 -

GROWTH 9,003.76 4,466.33

IMPL 887.16 1,064.59

INDEX 1,429.19 1,814.25

MIP 165.42 -

MIP5 459.05 457.45

MULTIPL10A 339.06 -

MULTIPLE4A - 181.70

MULTIPLE4B - 117.00


MULTIPLE4E 55.40 -

MULTIPLE5A 263.66 -

MULTIPLE5B 266.82 -


MULTIPLE5D 134.78 -

MULTIPLE6A 89.48 -

MULTIPLE6B - -

MULTIPLE6C 57.80 124.26


MULTIPLE6F 178.19 167.01

MULTIPLE7A - -

MULTIPLE7B - 38.13

MULTIPLE7C - -

MULTIPLE7D - -

MULTIPLE7E 31.79 -

MULTIPLE7F - -

MULTIPLE8A - -

MULTIPLE8C - -

NIFETF 5,576.13 6,808.22

POWER 4,249.31 -

RECOVERY1 453.45 -

RECOVERY2 862.17 -

RECOVERY4 75.85 -

SPICE 275.97 47.79

TARGET 3,530.00 -

TAX 10,816.68 8,513.01

VALUE2 1,048.40 -

VALUE3 2,033.32 560.60

VALUE7 33.35 -

CAPITA11A 59.67 71.37

VALUE11 407.56 395.22

JUST DIAL F68369K EQDWTO Equity Shares 3,513.05 -

F69433E GROWTH2 1,696.75 -

F791106M GROWTH4 608.22 -

F791120J GROWTH5 556.30 -

GROWTH6 692.58 -

GROWTH8 483.50 -

VALUE8 1,283.68 -

KAVERI SEED COMPANY LIMITED F801150N BALCD Equity Shares 2,039.28 -

BUSINESS2 643.41 -

EQDINO 1,052.69 125.60

EQTYINC 289.35 -

GROWTH1 452.27 1,300.96

GROWTH2 31.54 589.22

GROWTH7 126.88 390.74

GROWTH8 325.89 -

POWER 3,807.21 -

VALUE8 1,136.46 -

KOTAK MAHINDRA PRIME LIMITED BANPSU Bonds/Debentures/Money Market Instruments 25,876.69 -

DYNMIC 9,923.19 -

EQDINO 20,080.66 -

EQDWTO 74,446.02 -

F653YA 282.27 -

F68369K 365.71 352.09

F68745H 125.21 120.72

F68745J 125.21 120.72

F69366A 94.04 90.54

F69369J 368.76 352.09

F69698B 189.61 181.08

F70367C 431.97 412.45

F70540S 1,261.75 1,485.99

F71480L 210.00 210.51

F71505H 2,520.00 2,531.69

F71525D 1,080.00 1,085.01

F72425N 630.87 742.99

F72440L 756.49 -

F72483J 1,000.00 1,004.47

F72500E 2,700.00 2,712.08

F73368R 292.51 -

F73369S 1,300.00 1,301.16

F73369T 620.00 620.55

F73376Q 1,560.00 1,561.38

F73378N 1,300.00 1,300.89

F73378O 420.00 420.37

F73383K 250.00 250.22

F73392F 2,160.00 2,161.48

F73407C 3,096.20 3,641.74

F74367N 496.91 -

F74368H 400.00 401.85

F74369B 2,790.00 2,796.77

F74370A 463.98 -

F781150N 1,702.25 1,901.13

F781168J 1,207.86 1,349.45

F781170I 894.43 999.27

F781190C 1,845.82 2,073.63

FLEXI 79,571.54 130.78

FLOAT 2,260.30 -

INCOPP 10,288.32 -

INTA1 263.17 251.50

LIQUID 584,383.77 22,677.93

LNGFLT 9,998.22 -

MIP5 8,498.49 -

SWEEP 150,810.39 -

ULTRA 19,684.38 -

F70540S - 1,485.99

F71480L - 210.51

F71505H - 2,531.69

F71525D - 1,085.01

F72425N - 742.99

F72483J - 1,004.47

F72500E - 2,712.08

F73368D - 1,186.28

F73369S - 1,301.16

F73369T - 620.55

F73376Q - 1,561.38

F73378N - 1,300.89

F73378O - 420.37

F73383K - 250.22

F73392F - 2,161.48

F73407C - 3,641.74

F741092G - 701.18

F74368H - 401.85

F74369B - 2,796.77

F751100N - 4,448.36

F761100D - 100.95

F761100T - 3,757.44



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

Kotak Securities Ltd F72409S BANPSU Bonds/Debentures/Money Market Instruments 9,997.96 -

DYNMIC 24,925.75 -

EQDWTO 29,928.03 -

FLEXI 2,494.87 -

LIQUID 89,012.37 -

SWEEP 93,835.84 9,898.66

LIC Housing Finance Ltd. BALCD Bonds/Debentures/Money Market Instruments 7,500.00 -

BANPSU 55,313.54 9,139.47

CAPITA10A 1,164.73 1,139.66

CAPITA10B 1,481.04 1,437.10

CAPITA3B60 144.31 927.46

CAPITA4E36 108.92 -

CAPITA4F60 271.68 1,276.62

CAPITA4G60 607.44 1,628.76

CAPITA5C 119.39 636.07

CAPITA6C 20.49 538.56

CAPITA7G 178.48 656.92

CAPITA8A 931.50 880.90

CAPITA8B 132.41 132.05

CAPITA8C 376.86 345.37

CAPITA8D 501.61 506.27

CAPITA8E 1,038.89 1,017.72

CAPITA8F 3,034.28 3,038.59

CAPITA8G 524.08 508.86

CAPITA8I 163.91 162.99

CAPITA8J 236.84 183.73

CAPITA9A 41.49 41.15

CAPITA9B 477.12 473.22

CAPITA9C 2,008.22 2,027.13

CAPITA9D 1,555.55 1,554.22

CAPITA9E 522.51 515.11

CAPITA9F 178.48 152.31

CAPITAL560 1,085.21 -

EQDINO 11,459.89 -

EQDWTO 5,517.54 -

EQTYINC 3,000.00 -

F633YM 76.04 -

F68368G 505.98 -

F68369K 321.92 292.62

F68704L 1,977.05 -

F68745F 980.64 -

F69366A 88.80 80.72

F69369J 388.55 383.44

F69693D 2,367.87 -

F69698B 2,364.70 181.63

F70367C 409.00 403.62

F70540S 600.00 601.14

F70742D 329.86 -

F70745A 273.72 -

F70745G 661.20 -

F70745P 309.31 -

F71366C 750.44 -

F71480L 600.00 601.14

F71505H 1,304.10 1,205.38

F71525D 550.72 552.45

F71547B 1,400.00 1,406.28

F72366C 591.30 -

F72366K 1,011.77 953.52

F72366M 160.56 150.56

F72368A 752.57 -

F72368D 1,075.10 -

F72370G 470.94 200.74

F72409S 238.79 239.49

F72483J 3,389.54 3,112.90

F72500E 710.06 702.91

F72525B 1,195.72 1,184.46

F72823H 1,064.44 -

F731120L 75.22 -

F73391G 2,569.90 2,538.48

F741092G 32.24 -

F74367D 8,300.00 8,337.21

F74367N 328.02 301.25

F74367Z 162.54 160.67

F74368H 200.00 200.90

F74368J 1,300.00 1,305.83

F74368R 91.29 90.37

F74368Y 162.54 100.42

F74369B 1,400.00 1,402.65

F74369F 3,800.00 3,807.20

F74369I 760.86 763.39

F74369K 1,810.30 1,666.91

F74369L 10.14 10.04

F74370Q 50.72 50.21

F74370S 201.65 200.38

F74370V 302.39 301.34

F74370X 1,198.77 883.66

F751100H 135.55 1,138.61

F751100O 239.82 2,755.50

F751352E 238.79 239.49

F761134Y 2,680.05 2,522.06

F771100L 519.79 508.86

F771129W 2,224.80 2,057.48

F771130D 2,696.70 2,531.33

F771144T 2,215.82 2,057.48

F771151S 1,438.65 1,337.36

F771473C 2,138.36 2,104.31

F781102Z 217.05 203.74

F781185F 1,008.28 1,013.22

F781190E 905.07 912.21

F781212A 2,104.82 2,128.49

F791105B 195.35 183.36

F791106M 576.82 571.13

F791118K 629.26 623.05

F791404T 395.96 389.25

FLEXI 76,854.93 2,552.83

FLOAT 18,188.47 4,096.55

IMPL 9,500.00 -

INCDIV 10,000.00 -

INCOPP 40,399.49 27,630.07

INTA1 2,184.35 252.26

INTAIV 54.17 -

LIQUID 67,188.18 28,806.42

MIP 1,500.00 -

MULTIPL10A 2,286.41 2,260.41

MULTIPLE6C 30.73 960.59


MULTIPLE7D 237.97 203.07

MULTIPLE9A 568.04 534.89

REGULAR 3,012.31 -

SHTERM 87,826.52 43,244.32

STUDY 1,000.00 -

SWEEP 9,492.14 -

ULTRA 89,751.07 72,601.57

MULTIPL11C 471.99 461.01

MULTIPL11D 211.82 204.89

CAPITA11B 383.72 359.90

F801194F 2,047.54 1,937.77

F801233O 1,011.80 1,010.54

F801245L 483.21 478.04

F801253J 1,945.59 1,922.11



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

F801187G 2,009.86 2,002.85

CAPITA11D 539.56 512.18

CAPITA11C 323.11 307.34

F801227Q 1,273.96 1,182.54

CAPITA3E60 - 948.50

CAPITA3H60 - 568.44

CAPITA4A60 - 1,161.60

CAPITA4D60 - 1,537.39

CAPITA5A - 713.42

CAPITA6A - 515.06

CAPITA6C - 538.56

CAPITA6E - 1,002.90

CAPITA6F - 1,005.29

CAPITA6G - 1,008.07

CAPITA6H - 1,108.87

CAPITA7A - 1,015.39

CAPITA7B - 1,009.23

CAPITA7C - 506.27

CAPITA7D - 515.11

CAPITA7E - 506.27

CAPITA7F - 506.27

CAPITA7H - 1,017.72

CAPITA8A - 880.90

CAPITA8B - 132.05

CAPITA8C - 345.37

CAPITA8D - 506.27

CAPITA8E - 1,017.72

CAPITA8F - 3,038.59

CAPITA8G - 508.86

CAPITA8I - 162.99

CAPITA8J - 183.73

F691821H - 992.28

F691821I - 1,516.59

F70540S - 601.14

F71480L - 601.14

F71505H - 1,205.38

F71525D - 552.45

F71547B - 1,406.28

F72483J - 3,112.90

F72500E - 702.91

F72525B - 1,184.46

F73391G - 2,538.48

F74367D - 8,337.21

F74367N - 301.25

F74367Z - 160.67

F74368H - 200.90

F74368J - 1,305.83

F74368R - 90.37

F74368Y - 100.42

F74369B - 1,402.65

F74369F - 3,807.20

F74369I - 763.39

F74369K - 1,666.91

F74369L - 10.04

F74370Q - 50.21

F74370S - 200.38

F74370V - 301.34

F74370X - 883.66

F751100F - 1,009.10

F751100J - 1,009.04

F751100N - 4,342.22

F751100R - 4,138.70

F751103P - 2,928.47

F761100G - 3,948.76

F761103F - 3,130.44

F761134Y - 2,522.06

F771100L - 508.86

F771129W - 2,057.48

F771130D - 2,531.33

F771144T - 2,057.48

F771151S - 1,337.36

MULTIPLE4A - 812.64

MULTIPLE4B - 857.85

MULTIPLE4D - 202.18

MULTIPLE5C - 515.06

MULTIPLE6C - 960.59

MULTIPLE6D - 91.83

MULTIPLE7C - 519.21

MULTIPLE7E - 519.28

MULTIPLE7F - 1,008.07

MULTIPLE8A - 519.28

MULTIPLE8C - 1,009.03

MULTIPLE8D - 415.62

MULTIPLE8E - 201.96

MULTIPLE8F - 1,009.03

MULTIPLE9A - 534.89


BUSINESS1 870.81 -

BUSINESS2 387.72 -

CNX100 3.56 15.04

EQDINO 8,811.43 7,796.18

EQDWTO 9,393.04 9,050.47

GIFT 1,855.42 626.51

GROWTH3 1,320.39 778.55

GROWTH5 555.10 -

GROWTH6 684.54 -

MIDETF 44.75 37.04

NIFJUN 149.63 159.19

POWER 8,192.74 3,451.02

TAX 12,925.60 6,485.18

MAHANAGAR GAS LIMITED F7895K BUSINESS1 Equity Shares 294.62 -

BUSINESS3 10.59 -

DIVYLD 1,031.30 488.83

EQDWTO 828.64 -

ESTAR 6.38 -

RECOVERY7 6.53 -

VALUE1 457.93 -

Mahindra CIE Automotive Ltd. F78188L BUSINESS1 Equity Shares 1,281.85 -

F7895M POWER 2,982.70 3,262.97

TAX 3,800.85 6,662.30

Maruti Suzuki India Ltd. BANPSU BALCD Equity Shares 8,371.62 -

F68745H BUSINESS1 2,199.75 663.11

F74367D BUSINESS2 855.83 -

F74369F CAPITA10B 377.67 502.55

F751100H CAPITA3D36 237.18 -

F751100O CAPITA3E60 103.67 120.31

F751100R CAPITA3F36 53.55 -

F751103P CAPITA3H60 112.06 127.95

F761100G CAPITA4F60 221.46 364.85

F761100T CAPITA4G60 197.87 325.99

F761103F CAPITA5A 189.02 193.40

F761155K CAPITA5F 35.93 -

INCDIV CAPITA8F 298.40 305.60

INCOPP CAPITA8H 33.77 34.47

INTVIC CAPITA8I 12.26 17.69

ULTRA CAPITA8J 35.77 51.61

CAPITAL560 341.97 -

CNX100 16.71 64.19

DISCO 41,004.24 -

DYNMIC 8,557.11 -



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

EQDINO 29,260.92 22,748.37

EQDWTO 33,159.22 36,019.97

EQTYINC 814.70 499.30

EQUITY1 280.51 -

FOCUS 32,099.68 45,436.46

GIFT 1,200.81 -

GROWTH 1,520.71 -

GROWTH1 1,409.91 2,031.02

GROWTH3 1,198.52 1,443.59

GROWTH4 492.58 732.59

GROWTH7 413.31 515.79

GROWTH8 517.85 -

IMPL 1,012.28 1,773.31

INDEX 430.82 609.75

MIP 661.67 404.38



MULTIPLE5C 79.77 116.16


NIFETF 1,773.14 2,287.95

POWER 10,342.67 -



RECOVERY3 521.80 -

RECOVERY4 215.50 253.62

RECOVERY5 678.27 -

RECOVERY7 213.08 307.76

RIGHT 231.37 315.46

SPICE 102.76 16.15

STUDY 276.18 117.97

TARGET 5,494.25 -

TAX 21,313.99 -

VALUE1 920.22 863.01

VALUE2 1,144.43 635.26

VALUE4 1,036.37 945.13

VALUE5 979.43 1,410.86

VALUE6 649.76 936.28

VALUE7 48.01 -

CAPITA11A 60.17 60.58

Monte Carlo Fashions Ltd. F72370G SWEEP Bonds/Debentures/Money Market Instruments 19,614.74 -

Motherson Sumi Systems Ltd. FLOAT BALCD Equity Shares 5,435.91 -

BUSINESS1 1,195.04 1,400.91

CAPITA10A 114.83 132.36

CAPITA3A36 - -

CAPITA3B60 76.58 547.94

CAPITA3C36 - -

CAPITA3D36 - -

CAPITA3E60 43.92 582.19

CAPITA3F36 - -

CAPITA3G60 61.09 228.90

CAPITA3H60 48.34 271.69

CAPITA4A60 84.85 325.61

CAPITA4C60 30.37 220.70

CAPITA4D60 78.94 586.81

CAPITA4E36 - -

CAPITA4F60 - 460.10

CAPITA4G60 1.46 370.22

CAPITA4H36 92.25 -

CAPITA5A 42.60 304.25

CAPITA5B 81.89 -

CAPITA5C 43.28 310.59

CAPITA5D 111.88 -

CAPITA5E 63.22 273.34

CAPITA5F 82.50 221.39

CAPITA6A 43.96 113.85

CAPITA6B 46.25 126.58

CAPITA6C 38.28 92.00

CAPITA6D 70.18 177.34

CAPITA6E 90.22 100.67

CAPITA6F 143.25 124.95

CAPITA6G 156.90 136.68

CAPITA6H 144.83 164.31

CAPITA7A 124.04 147.06

CAPITA7B 73.01 81.47

CAPITA7C 69.36 82.24

CAPITA7D 45.95 54.48

CAPITA7E 56.31 66.77

CAPITA7F 66.60 78.97

CAPITA7G 66.85 74.60

CAPITA7H 66.58 74.29

CAPITA8B 31.56 36.38

CAPITA8C 66.94 78.97

CAPITA8D 37.80 43.57

CAPITA8E 56.17 62.67

CAPITA8F 309.89 345.79

CAPITA8G 33.00 36.82

CAPITA8H 38.89 44.12

CAPITA8I 55.06 66.64

CAPITA8J 59.00 69.96

CAPITA9A 478.35 404.43

CAPITA9B 202.62 168.97

CAPITA9D 145.25 163.91

CAPITA9E 66.81 77.00

CAPITA9F 29.68 33.12

CAPITAL560 - -

CNX100 5.34 15.51

DYNMIC 481.17 -

EQDINO 3,805.70 -

EQDWTO 41,382.82 50,103.69

EQTYINC 658.48 743.80

EQUITY1 425.20 -

ESTAR - -

FOCUS 10,920.94 34,583.56

GIFT 1,313.46 -

GROWTH1 3,219.95 1,504.03

GROWTH3 653.93 1,172.16

GROWTH4 942.93 744.68

GROWTH6 559.96 629.92

GROWTH7 754.02 436.25

GROWTH8 672.74 -

IMPL 1,463.41 1,769.63

INASIA - -

MIP - 497.86

MULTIPL11A 124.71 151.20

MULTIPL11B 202.41 238.34

MULTIPLE3A - -

MULTIPLE3B - -



MULTIPLE4A - 368.91

MULTIPLE4B - 237.45

MULTIPLE4C - -

MULTIPLE4D - 134.03

MULTIPLE4E - -

MULTIPLE5A - -

MULTIPLE5B - -

MULTIPLE5C - 165.42

MULTIPLE5D - -

MULTIPLE6A - -

MULTIPLE6B - 122.81



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

MULTIPLE6C - 245.42

MULTIPLE6D - 151.56

MULTIPLE6E - 154.37

MULTIPLE6F - 191.59

MULTIPLE7A 21.40 71.21







MULTIPLE8F 37.89 43.58

NIFJUN 151.45 164.18

RECOVERY1 1,155.46 1,404.03

RECOVERY2 1,046.87 1,287.67

RECOVERY3 570.77 738.67

RECOVERY4 229.78 238.55

RECOVERY5 260.04 -

RIGHT - 540.66

SERVE 2,173.97 3,268.16

STUDY - 182.08

TAX 10,960.68 3,187.08

VALUE1 1,534.18 777.15

VALUE2 2,462.90 740.47

VALUE4 1,607.16 1,320.77

VALUE5 1,663.59 959.50

VALUE6 1,257.45 1,030.28

VALUE7 101.91 53.55

MULTIPL11C 82.15 99.59

MULTIPL11D 57.14 74.71

CAPITA11B 40.69 48.95

VALUE10 683.47 764.65

VALUE11 1,074.67 1,165.05

CAPITA11D 136.41 143.04

CAPITA11C 45.62 46.49

CAPITA4F60 - 460.10

MIP - 497.86

MULTIPLE4A - 368.91

MULTIPLE4B - 237.45

MULTIPLE4D - 134.03

MULTIPLE5C - 165.42

MULTIPLE6B - 122.81

MULTIPLE6C - 245.42

MULTIPLE6D - 151.56

MULTIPLE6E - 154.37

MULTIPLE6F - 191.59

RECOVERY1 - 1,404.03

RECOVERY3 - 738.67

RIGHT - 540.66

STUDY - 182.08

VALUE2 - 740.47

MRF LIMITED F751100J CNX100 Equity Shares 6.83 -

GROWTH8 355.06 -

MIDETF 24.40 29.15

NIFJUN 82.32 -

POWER 2,721.89 -

RECOVERY5 381.87 -

VALUE8 1,320.58 -

MULTI COMMODITY EXCHANGE OF INDIA LIMITED F801187G BAFIN Equity Shares 1,817.07 1,745.96

F801253J RECOVERY3 624.97 761.28

TAX 5,222.74 -

VALUE8 2,581.36 -

RECOVERY3 - 761.28

NATIONAL BANK FOR AGRICULTURE AND RURAL DEVELOPMEFLEXI BALCD Bonds/Debentures/Money Market Instruments 24,986.44 -

LIQUID BANPSU 61,855.15 1,042.88

SWEEP CAPITA10B 358.61 359.28

CAPITA4A60 54.00 50.84

CAPITA4F60 54.64 50.83

CAPITA5D 697.89 -

CAPITA5E 322.10 -

CAPITA6C 161.92 152.44

CAPITA7A 377.53 355.78

CAPITA7B 622.55 589.60

CAPITA7C 41.61 40.67

CAPITA8A 323.60 304.95

CAPITA8C 220.12 203.30

CAPITA8D 515.61 506.98

CAPITA8E 927.03 874.45

CAPITA8F 5,696.03 5,541.59

CAPITA8G 510.48 507.21

CAPITA8H 520.36 506.98

CAPITA8I 442.63 511.64

CAPITA8J 627.65 724.58

CAPITA9B 54.11 50.70

CAPITA9C 2,900.00 2,948.22

CAPITA9F 306.27 304.87

DISCO 9,986.59 -

DYNMIC 9,986.59 -

EQDINO 2,675.38 -

EQDWTO 234,224.50 -

ESTAR 7,489.94 -

F68369K 144.35 146.00

F68745H 48.29 48.94

F68745J 112.83 114.24

F691092L 552.39 -

F691821H 1,480.51 669.55

F691821I 2,129.71 913.71

F70540S 259.26 -

F71480L 315.82 -

F72366K 1,865.80 -

F72366M 426.98 173.34

F72366T 559.70 -

F72367R 797.68 54.48

F72368P 138.89 -

F72370G 330.10 -

F72409S 4,648.96 4,677.31

F72425N 462.96 -

F72440L 370.37 -

F72500E 95.59 -

F72525B 63.73 -

F731120L 845.77 -

F731140E 580.44 -

F73366A 148.62 -

F73366B 1,201.56 -

F73368D 306.59 -

F73368M 207.38 -

F73369P 731.72 -

F73369S 1,621.47 -

F73369T 763.40 -

F73376Q 1,666.66 -

F73378N 1,582.36 -

F73378O 463.80 -

F73383K 259.26 -

F73390I 1,300.44 -

F73391G 2,752.13 2,717.16

F73392F 2,489.28 -

F73407C 4,695.64 -

F741092G 348.89 -

F741092P 157.41 -

F74367C 148.15 -



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

F74367D 4,344.11 -

F74367N 157.91 -

F74367Z 97.47 97.87

F74368Y 48.73 48.94

F74369F 2,865.26 -

F74370A 315.17 -

F74780E 957.98 959.15

F751100F 389.87 391.49

F751100O 48.12 283.56

F751352E 187.10 172.81

F761100G 2,533.88 2,237.08

F761100T 1,704.90 2,182.92

F761103F 663.53 666.38

F761108V 1,078.79 1,090.03

F761120U 801.13 805.10

F761127W 409.70 393.70

F761132P 940.26 945.16

F761134Y 2,889.74 3,084.69

F761135Z 2,302.88 2,308.15

F761142M 1,042.88 1,047.17

F761155K 2,322.94 3,264.14

F771100L 516.27 508.40

F771105N 1,707.72 1,525.21

F771129W 4,561.44 4,422.91

F771130D 2,543.55 2,542.02

F771132A 2,137.63 1,665.12

F771134H 2,200.00 2,232.06

F771151S 215.48 202.91

F781115X 2,095.43 2,294.81

F781130T 1,092.94 1,197.80

F781135W 1,129.12 1,242.16

F781150N 1,813.53 1,829.25

F781156U 1,007.50 1,006.09

F781168J 1,209.02 1,219.50

F781170I 1,497.17 1,524.37

F781185F 1,641.71 1,827.76

F781190C 1,804.11 1,841.54

F781190E 2,034.51 2,105.73

F781212A 2,017.97 2,265.44

F7895K 549.27 -

F791105B 258.12 254.06

F791118K 616.78 608.94

F791120J 1,433.19 1,420.87

F791130E 202.37 202.98

FCB750A 566.65 -

FLEXI 680,990.75 185,306.43

FLOAT 47,680.09 12,821.29

FOCUS 76,611.20 -

INCOPP 15,313.34 12,375.66

INFRA 2,496.65 -

INTVIA 150.71 -

INTVIC 1,026.98 -

INTVIIC 929.13 -

INTVMA 32.56 -

LIQUID 1,605,390.62 207,823.85

LNGFLT 5,000.00 5,035.51

MULTIPL10A 2,373.88 2,312.93

MULTIPL10B 10.61 10.33

MULTIPL11A 1,433.10 1,414.60

MULTIPL11B 1,057.61 1,032.56

MULTIPLE4A 811.49 843.77

MULTIPLE4B 585.95 508.21

MULTIPLE4D 207.30 193.15

MULTIPLE6C 528.95 497.96

MULTIPLE7B 161.92 152.44

MULTIPLE7D 469.23 508.67

MULTIPLE7E 161.92 152.44

MULTIPLE7F 53.68 -


MULTIPLE8F 211.67 277.92

MULTIPLE9A 440.23 406.61

SHTERM 82,722.68 5,074.52

SWEEP 606,668.37 49,526.41

TAX 8,673.98 -

ULTRA 201,763.58 49,897.83

CAPITA11A 21.59 20.65

MULTIPL11C 478.70 464.65

MULTIPL11D 324.80 309.77

CAPITA11B 165.71 153.98

F801245L 108.95 103.26

CAPITA11D 326.84 309.77

CAPITA11C 217.90 206.51

CAPITA3E60 - 114.21

CAPITA3G60 - 508.26

CAPITA3H60 - 508.26

CAPITA4G60 - 401.88

CAPITA6B - 904.47

CAPITA6D - 602.98

CAPITA7C - 40.67

CAPITA7F - 204.55

CAPITA7G - 963.25

CAPITA8D - 506.98

CAPITA8E - 874.45

CAPITA8F - 5,541.59

CAPITA8G - 507.21

CAPITA8H - 506.98

CAPITA8I - 511.64

CAPITA8J - 724.58

F72409S - 4,677.31

F751100J - 117.45

F751100N - 97.87

F761135Z - 2,308.15

F771100L - 508.40

F771105N - 1,525.21

F771129W - 4,422.91

F771130D - 2,542.02

F771132A - 1,665.12

F771134H - 2,232.06

MULTIPLE5C - 311.41

MULTIPLE7A - 502.48

NIRCHEM CEMENT LTD. LIQUID BALCD Bonds/Debentures/Money Market Instruments 15,000.00 -

EQDWTO 15,000.00 -

FLEXI 5,130.85 5,062.27

FLOAT 9,000.00 9,079.89

LNGFLT 14,199.63 7,738.83

LNGTEM 5,112.22 -

MIP5 9,145.86 5,036.51

REGULAR 17,313.01 17,147.32

SHTERM 4,062.49 4,024.06

F801100A 358.24 354.36

Nucleus Software Exports Ltd. F74369T TECH Equity Shares - 1,003.28

F72368A - -

Panatone Finvest Ltd. FLEXI Bonds/Debentures/Money Market Instruments 12,439.99 -

LIQUID 20,094.60 -

Persistent Systems Ltd. F72368A DIVYLD Equity Shares 402.84 375.51

ESTAR 1,546.20 1,943.42

GROWTH2 457.56 448.51

GROWTH4 542.05 511.97

GROWTH5 429.56 412.87

GROWTH6 579.21 557.18

SERVE 335.54 -

VALUE3 622.62 -

DISCO - 7,716.54

ESTAR - 1,943.42



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

Pidilite Industries Ltd. F73366A CNX100 Equity Shares 8.80 8.63

F73368D FMCG 499.84 1,308.16

F73369S MIDETF 26.92 -

NIFJUN 103.26 91.41

PNB HOUSING FINANCE LIMITED FOCUS Bonds/Debentures/Money Market Instruments 49,953.26 -

LIQUID 174,724.33 -

SWEEP 29,549.46 -


DIVYLD 581.05 626.07

Promont Hillside Private Limited F751100G Bonds/Debentures/Money Market Instruments 201.88 214.72

F751100I 403.75 429.43

F751103L 180.63 192.11

F761100G 201.88 214.72

FCB1100B 414.38 440.73

MIP5 15,895.13 10,170.72

REGULAR 11,000.00 10,939.17

Punjab National Bank SWEEP BANPSU Bonds/Debentures/Money Market Instruments 2,656.33 -

LIQUID 2,478.00 -

MULTIPLE3A 490.87 -


CAPITA10A 105.16 -

CNX100 2.27 8.97

DISCO 30,694.10 -

DIVYLD 411.89 -

EQDINO 13,203.43 -

ESTAR 5,068.95 -

FOCUS 4,853.32 -

GROWTH2 378.14 -

GROWTH7 281.57 -

INDEX 40.00 -

MIP 83.41 -

NIFETF 95.03 -

NIFJUN 87.77 94.90

NV20ETF 6.44 -

RECOVERY4 101.93 -

RECOVERY7 131.22 -

TARGET 3,792.64 -

VALUE2 376.37 -

VALUE4 164.00 -

RALLIS INDIA LIMITED LIQUID Bonds/Debentures/Money Market Instruments 4,908.03 -

BUSINESS1 Equity Shares 485.12 -

BUSINESS2 703.26 -

DIVYLD 190.66 525.06

DYNMIC 7,246.11 2,572.06

ESTAR 1,418.83 1,819.48

GIFT 1,067.71 -

GROWTH 1,069.23 2,144.35

GROWTH2 118.04 1,141.43

GROWTH4 301.21 587.81

GROWTH6 57.66 560.87

POWER 3,233.13 3,390.19

TAX 5,248.87 5,228.61

VALUE1 1,521.85 1,648.11

VALUE5 42.42 1,116.37

VALUE6 525.94 657.56

VALUE7 31.39 -

VALUE8 1,005.84 -

DIVYLD - 525.06

GROWTH - 2,144.35

GROWTH2 - 1,141.43

GROWTH4 - 587.81

GROWTH5 - 275.63

GROWTH6 - 560.87

VALUE4 - 607.82

VALUE5 - 1,116.37

VALUE6 - 657.56

RELIANCE GAS TRANSPORTATION LIMITED SWEEP F771473C Bonds/Debentures/Money Market Instruments 1,420.63 1,354.10

F781102Z 261.14 249.99

F781115X 2,470.13 2,395.72

F781127R 908.80 874.96

F781130T 1,024.31 989.54

F781135W 971.92 937.46

F781150N 1,694.31 1,666.59

F781156U 858.56 833.29

F781168J 1,236.45 1,218.69

F781170I 1,841.42 1,822.83

F781185F 1,476.86 1,458.26

F781190E 1,683.47 1,666.59

F791105B 217.62 208.32

FLOAT 24,513.45 13,325.33

SHTERM 10,729.84 7,441.41

ULTRA 3,399.21 -

BANPSU 4,698.28 4,783.77

F771473C - 1,354.10

IMPL - 1,520.17

LNGFLT - 2,870.26

MIP - 2,657.65

STUDY - 531.53

Reliance Industries Ltd. BANPSU LIQUID Bonds/Debentures/Money Market Instruments 98,885.90 -

BLENDA SWEEP 19,969.08 -

BLENDB BALCD Equity Shares 55,189.83 -

EQDINO BUSINESS2 1,151.98 -

EQTYINC CAPITA10A 206.57 -

F71366C CAPITA6A 40.36 -

F71369E CNX100 38.02 175.49

F71505H DISCO 2,621.19 -

F72366K DYNMIC 72,335.98 -

F72368A EQDINO 8,521.38 12,819.33

F72368D EQDWTO 39,967.26 12,433.78

F72409S EQTYINC 5,046.64 4,441.05

F72483J EQUITY1 280.78 -

F72500E FOCUS 27,614.82 29,959.95

F72525B GROWTH 19,311.77 -

F73366B GROWTH1 1,180.48 -

F73368D GROWTH7 353.57 -

F73369P GROWTH8 273.69 -

F73378N INDEX 1,252.78 1,666.32

F73390I INFRA 10,972.88 -

F73391G MIP5 1,944.82 2,020.98

F73392F MULTIPL11A 254.34 338.88

F73407C MULTIPL11B 172.67 217.24

F751100N NIFETF 4,733.87 6,253.06

F751100O NV20ETF 145.21 106.70

F751100R POWER 2,614.96 -

F751100T RECOVERY4 135.49 -

F751103P RECOVERY5 295.62 -

F761100G RECOVERY7 207.26 -

F761100T SPICE 232.51 44.21

F761108V TARGET 1,882.83 -

F761120U VALUE1 3,937.61 573.77

F761127W VALUE2 1,298.99 -

F761132P VALUE3 5,435.38 -

F761134Y VALUE4 664.61 -

F761135Z VALUE11 384.79 -

F761142M

F761155K

F771105N

F771129W

F771130D

F771132A



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

F771134H

F771144T

F771151S

F771473C

F781115X

F781130T

F781135W

F781150N

F781156U

F781168J

F781170I

F781185F

F781190C

F781190E

F781212A

GILTIN

GILTTR

INCDIV

LIQUID

LNGTEM

SHTERM

SWEEP

ULTRA

LNGFLT

REGULAR

RELIANCE JIO INFOCOMM LIMITED BANPSU Bonds/Debentures/Money Market Instruments 27,799.21 15,352.41

CAPITA10B 1,063.83 1,035.88

CAPITA8F 4,200.00 4,261.98

CAPITA9B 853.68 842.25

EQDINO 7,399.83 -

EQDWTO 69,950.94 -

F691821H 800.00 811.81

F691821I 1,300.00 1,319.19

F791105B 152.67 151.90

F791130E 203.56 202.53

FLEXI 23,198.08 12,303.55

FLOAT 9,998.00 -

FOCUS 24,990.88 -

INCOPP 12,484.63 -

LIQUID 474,735.46 -

SWEEP 119,127.41 -

ULTRA 37,798.70 34,393.13

CAPITA8F - 4,261.98

F691821H - 811.81

F691821I - 1,319.19

RELIANCE PORTS & TERMINAL LTD BANPSU BANPSU Bonds/Debentures/Money Market Instruments 9,701.71 6,620.55

F7895K IMPL 1,002.18 988.07

GILTIN INCDIV 9,019.60 3,952.27

GILTTR LIQUID 298,668.30 -

SWEEP LNGFLT 4,052.89 3,952.27

ULTRA LNGTEM 10,204.41 6,992.67

MEDIUM 7,516.34 7,410.50

SWEEP 99,556.10 -

Reliance Retail Ltd. FLEXI Bonds/Debentures/Money Market Instruments 34,971.19 -

LIQUID 90,030.24 -

SWEEP 28,918.14 -

RELIANCE UTILITIES AND POWER PRIVATE LIMITED BANPSU IMPL Bonds/Debentures/Money Market Instruments 6,419.50 6,186.67

F7895K INCDIV 14,666.66 6,962.18

GILTTR LNGFLT 17,520.67 16,653.36

INCOPP LNGTEM 10,696.83 6,702.23

MEDIUM MIP 2,139.83 2,062.22

ULTRA REGULAR 10,202.39 9,669.69

SHTERM 21,876.89 31,041.61

RSPL Ltd. F771100M SWEEP Bonds/Debentures/Money Market Instruments 14,786.61 9,909.14

STATE BANK OF BIKANER & JAIPUR F7895M Bonds/Debentures/Money Market Instruments 499.13 -

FLEXI 7,396.89 -

LIQUID 2,499.17 -

SWEEP 7,958.56 -

STATE BANK OF HYDERABAD EQDWTO Bonds/Debentures/Money Market Instruments 34,659.49 -

F71369E 198.46 -

F72366C 490.34 -

F72366M 191.89 -

F72368A 980.69 -

F72368D 784.55 -

FLEXI 52,581.85 -

LIQUID 34,554.56 -

SWEEP 11,386.24 -

ULTRA 24,009.21 -

State Bank of India LIQUID BALCD Bonds/Debentures/Money Market Instruments 35,535.25 34,817.64

SWEEP BANPSU 60,668.64 49,662.19

EQDWTO 66,633.75 65,887.05

EQTYINC 2,547.81 2,479.17

FLEXI 60,346.43 -

LNGFLT 9,173.22 8,925.02

MEDIUM 2,588.63 2,533.79

ULTRA 17,895.07 17,736.50


BALCD 32,914.03 18,235.08

BUSINESS1 1,472.15 1,574.66

BUSINESS2 1,413.41 816.27

CAPITA10A 113.08 -

CAPITA3B60 103.12 103.29

CAPITA3G60 82.46 85.72

CAPITA4A60 69.65 69.76

CAPITA4D60 238.86 260.20

CAPITA4G60 101.27 101.44

CAPITA6A 40.95 -

CAPITA9F 58.80 -

CNX100 20.51 75.15

DISCO 14,513.50 -

DYNMIC 18,287.95 5,868.84

EQDINO 23,005.87 10,069.49

EQDWTO 16,146.95 23,485.67

EQTYINC 1,699.69 2,050.87

FOCUS 59,875.26 49,493.72

GROWTH 18,012.72 8,802.00

GROWTH1 2,417.40 2,605.56

GROWTH2 2,196.26 995.98

GROWTH3 1,371.61 -

GROWTH4 1,108.08 392.26

GROWTH5 882.11 -

GROWTH6 1,135.83 -

GROWTH7 519.29 562.77

GROWTH8 322.20 -

IMPL 1,043.53 1,089.49

INDEX 541.19 713.55

INFRA 999.64 1,153.56

MULTIPL10A 125.87 147.09

MULTIPL11A 233.57 301.35

MULTIPL11B 168.80 184.05

MULTIPLE4A 174.88 188.37

MULTIPLE4B 112.49 121.16


NIFETF 2,096.92 2,677.69

NV20ETF 60.79 44.50

POWER 8,628.41 5,001.63

RECOVERY1 1,353.34 1,540.19

RECOVERY2 1,734.71 1,936.75

RECOVERY3 728.69 815.58

RECOVERY4 147.98 207.72



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

RECOVERY5 345.94 -

RECOVERY7 188.87 211.51

RIGHT 178.30 274.43

SPICE 109.21 18.36

STUDY 84.33 107.38

TARGET 1,013.91 -

TAX 12,831.20 13,558.04

VALUE1 1,327.39 1,416.28

VALUE2 1,165.70 616.14

VALUE3 1,301.12 401.00

VALUE4 865.75 1,114.92

VALUE5 1,322.11 1,435.21

VALUE6 657.29 720.04

VALUE7 95.16 41.37

MULTIPL11C 77.15 88.50

VALUE10 413.01 456.03

VALUE11 631.01 694.92

CAPITA3B60 - 103.29

CAPITA3G60 - 85.72

CAPITA4A60 - 69.76

CAPITA4G60 - 101.44

MIP - 443.62

MULTIPLE4A - 188.37

MULTIPLE4B - 121.16

MULTIPLE4D - 68.50

STATE BANK OF MYSORE F69693D Bonds/Debentures/Money Market Instruments 1,147.26 -

F69698B 2,992.85 -

F74368Y 448.93 -

F74370X 399.05 -

FLEXI 4,944.73 -

LIQUID 9,906.52 -

STATE BANK OF PATIALA EQDWTO Bonds/Debentures/Money Market Instruments 29,471.92 -

F691093F 1,004.11 -

F69369J 96.15 -

F69372K 355.75 -

F70366B 249.99 -

F70367C 673.04 -

F70368J 201.91 -

F70369E 249.99 -

F70745P 148.86 -

F71366C 780.59 -

F71369E 96.15 -

FLEXI 89,960.85 -

INCOPP - 10,320.75

LIQUID 158,951.75 -

MULTIPLE5B 983.17 -

SWEEP 29,525.70 -

ULTRA 14,457.47 -

STRIDES SHASUN LTD BANPSU EQDINO Equity Shares 4,179.74 576.71

SUN TV NETWORK LIMITED F72440L EQDINO Equity Shares 2,634.05 2,798.90

F781190E

F791104P

F791120J

Syndicate Bank BANPSU F673YF Bonds/Debentures/Money Market Instruments 546.84 -

SHTERM F67740H 797.92 -

ULTRA F70742D 495.76 -

F72785O 795.41 -

F72823H 3,295.39 -

F73391G 699.02 -

F761100T 499.30 -

F761108V 1,348.11 -

F781127R 848.81 -

F781156U 798.88 -

F781281V 2,196.92 -

FLEXI 497.61 -

LIQUID 152,471.82 -

LNGFLT 12,482.53 -

REGULAR 7,489.52 -

EQDINO Equity Shares 310.51 -

LIQUID Term Deposits 150,000.00 -

TATA ADVANCED MATERIAL LTD. F781127R Bonds/Debentures/Money Market Instruments 50.75 50.79

F781281V 2,303.70 2,285.48

F791105B 213.63 213.31

F791130E 206.02 203.15

FLOAT 7,500.00 4,865.53

TATA CAPITAL FINANCIAL SERVICES LIMITED BANPSU Bonds/Debentures/Money Market Instruments 5,578.04 -

DISCO 60,954.63 -

DYNMIC 9,491.38 -

EQDINO 31,248.33 20,146.22

EQDWTO 66,787.28 -

F67740H 121.65 -

F68369K 365.77 332.41

F68745H 132.76 120.88

F68745J 132.76 120.88

F69366A 88.67 80.58

F70540S 600.00 601.43

F711095O 351.37 -

F71480L 300.00 300.72

F71505H 1,280.00 1,285.83

F71525D 550.00 552.51

F71547B 1,200.00 1,205.47

F72785O 540.14 -

F73830J 303.00 301.15

F74367D 8,210.00 8,247.41

F74368H 260.00 261.18

F74369B 1,390.00 1,393.32

F74369F 5,510.00 5,523.16

F74369I 1,200.00 1,205.47

F74780E 707.01 702.69

F751100J 10.23 10.07

F751100N 307.02 302.19

F751100O 286.55 282.05

F751100R 163.74 161.17

F761100D 71.64 70.51

F761103F 184.21 181.32

F761134Y 3,035.45 2,834.76

F761135Z 1,518.44 1,417.38

FCB750A 553.36 -

FLEXI 142,392.40 10,856.59

FLOAT 54,952.32 22,446.29

FOCUS 18,975.17 -

INCOPP 9,950.55 -

INTVID 529.11 -

LIQUID 548,192.66 93,661.92

LNGFLT 1,089.82 50.62

MULTIPL11A 1,400.00 1,406.53

SWEEP 152,352.64 22,358.54

ULTRA 2,751.79 -

MULTIPL11C 101.98 100.47

F70540S - 601.43

F71480L - 300.72

F71505H - 1,285.83

F71525D - 552.51

F71547B - 1,205.47

F74367D - 8,247.41

F74368H - 261.18

F74369B - 1,393.32

F74369F - 5,523.16

F74369I - 1,205.47

F761134Y - 2,834.76

F761135Z - 1,417.38

MULTIPLE4D - 455.59



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

TATA CAPITAL HOUSING FINANCE LTD DISCO Bonds/Debentures/Money Market Instruments 24,953.59 -

EQDINO 19,666.16 -

EQDWTO 9,906.57 -

F721075Q 1,005.18 1,015.61

F721092F 1,426.16 1,444.50

F72366C 221.45 224.03

F72368D 467.50 472.96

F72425N 500.00 500.46

F73369S 2,150.00 2,152.12

F73369T 630.00 630.62

F73376Q 1,550.00 1,551.53

F73378N 2,100.00 2,101.51

F73378O 420.00 420.41

F73383K 400.00 400.39

F73390I 1,200.00 1,201.09

F73392F 3,350.00 3,352.41

F73407C 7,000.00 7,006.38

F7895M 684.12 -

FLEXI 95,768.90 20,045.56

FLOAT 14,558.40 -

FOCUS 64,743.10 -

INCOPP 9,833.08 -

LIQUID 208,389.63 61,073.04

SWEEP 72,940.46 13,417.10

F72425N - 500.46

F731140E - 5,448.70

F73368D - 900.64

F73369S - 2,152.12

F73369T - 630.62

F73376Q - 1,551.53

F73378N - 2,101.51

F73378O - 420.41

F73383K - 400.39

F73390I - 1,201.09

F73392F - 3,352.41

F73407C - 7,006.38

F741092P - 560.90

TATA CAPITAL LIMITED LIQUID Bonds/Debentures/Money Market Instruments 44,286.79 9,858.26

Tata Chemicals Ltd. LIQUID Bonds/Debentures/Money Market Instruments 9,838.67 -


CNX100 0.09 -

DYNMIC 26,642.04 31,733.75

EQDINO 9,622.15 2,424.94

EQDWTO 3,589.62 9,047.22

EQTYINC 2,461.13 3,045.42

ESTAR 3,585.09 4,409.01

GROWTH 6,921.29 9,336.86

INASIA 1,387.11 1,778.68

MIDETF 23.38 20.86

NIFJUN 26.55 -

POWER 3,867.04 3,989.79

RECOVERY7 232.94 269.44

VALUE3 1,962.83 598.75

VALUE5 1,295.09 1,845.53

VALUE6 1,276.14 1,221.81

VALUE7 92.24 67.99

VALUE8 1,581.77 -

VALUE9 2,004.37 2,238.24

DIVYLD - 805.35

GROWTH4 - 764.06

VALUE4 - 711.14

Tata Communications Ltd. LIQUID Bonds/Debentures/Money Market Instruments 49,674.53 -

SWEEP 19,985.42 -

BALCD Equity Shares 4,951.83 -

DYNMIC 1,333.58 -

EQDINO 3,478.91 4,377.07

INFRA 1,630.37 -

POWER 2,624.07 -

VALUE7 31.57 -

Tata Consultancy Services Ltd. LIQUID BUSINESS2 Equity Shares 864.11 942.69

CNX100 31.09 103.89

EQDINO 16,457.60 4,906.16

EQDWTO 13,488.07 -

FOCUS 9,627.98 -

GROWTH8 366.17 364.72

INDEX 977.71 986.53

NIFETF 3,565.59 3,702.05

NV20ETF 123.82 63.20

POWER 9,539.61 6,148.15

RECOVERY5 207.11 205.39

SPICE 172.06 26.16

TAX 23,343.86 19,211.00

TECH 7,378.45 -

Tata Global Beverages Ltd. BANPSU Bonds/Debentures/Money Market Instruments 908.04 -

F70742D 462.99 -

F70745A 565.64 -

F70745G 462.83 -

F70745P 220.83 -

F72367R 350.10 -

FLEXI 9,489.77 -

FLOAT 236.33 -

INTA2 58.31 -

INTA3 221.57 -

INTAIV 1,039.18 -

LIQUID 7,387.07 -

LNGFLT 170.34 -

BUSINESS2 Equity Shares 423.51 -

CNX100 0.20 -

EQDINO 5,014.12 5,494.32

EQDWTO 8,181.89 -

EQTYINC 127.10 367.34

GROWTH 986.00 -

GROWTH8 181.16 -

NIFJUN 20.45 -

POWER 2,218.97 -

TAX 3,992.61 -

VALUE2 107.66 -

VALUE5 66.10 -

VALUE6 220.05 -

VALUE7 21.93 -

TATA HOUSING DEVELOPMENT COMPANY LTD. F781127R Bonds/Debentures/Money Market Instruments 862.06 869.88

F781281V 2,243.03 2,251.45

F791140D 934.52 910.81

F791218A 2,449.69 2,404.96

FLEXI 15,693.53 -

LIQUID 16,917.96 497.06

LNGFLT 30,496.37 11,282.01

MIP5 5,000.00 3,796.77

REGULAR 26,642.84 5,001.97

SWEEP 4,961.82 -

F801248D 403.85 400.51

F801170I 902.29 891.12

F801125S 194.03 190.07

F801150N 811.29 800.31

F801138R 1,476.70 1,450.57

TATA INTERNATIONAL LIMITED EQDWTO Bonds/Debentures/Money Market Instruments 15,030.58 15,001.46



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

Tata Motors Ltd. EQDINO Bonds/Debentures/Money Market Instruments 5,004.38 5,032.60

F691092L 530.81 -

F751246U 1,243.62 1,224.01

F761185H 907.86 1,377.01

F771100M 961.26 918.01

FLEXI 38,324.59 3,570.04

FLOAT 17,878.45 10,926.36

LIQUID 96,020.25 4,926.20

LNGTEM 10,664.19 -

MEDIUM 2,610.30 -

MULTIPL10A 180.07 168.99

MULTIPL11B 1,085.37 1,053.05

SHTERM 10,756.24 10,105.46

SWEEP 10,305.79 -

MULTIPL11D 270.10 253.49

F751352E - 448.80

LNGFLT - 622.21

MULTIPLE7A - 502.13

REGULAR - 2,680.57


BUSINESS2 1,348.44 871.15

CAPITA6C 35.97 -

CAPITA6E 80.44 45.68

CAPITA6F 106.94 56.64

CAPITA6G 134.63 79.53

CAPITA6H 68.61 104.12

CAPITA7C 12.58 91.45

CAPITA7D 6.81 35.32

CAPITA7F 54.14 40.65

CAPITA7G 100.32 67.23

CAPITA7H 79.87 97.06

CAPITA8A 27.10 75.85

CAPITA8B 45.44 30.74

CAPITA8C 51.42 24.29

CAPITA8D 83.87 55.25

CAPITA8E 83.80 54.76

CAPITA8F 568.66 367.90

CAPITA8G 37.97 25.68

CAPITA8H 67.19 51.09

CAPITA8I 49.81 37.25

CAPITA8J 44.25 36.01

CAPITA9A 201.28 202.66

CAPITA9D 120.06 89.51

CNX100 42.05 81.74

DISCO 42,770.97 22,622.35

DIVYLD 1,451.59 -

DYNMIC 75,896.39 15,797.26

EQDINO 24,375.13 639.92

EQDWTO 37,646.27 17,872.12

EQTYINC 4,160.40 3,261.57

EQUITY1 116.81 -

FOCUS 39,433.35 39,444.13

GIFT 3,769.18 1,762.53

GROWTH 17,793.62 5,882.40

GROWTH1 2,427.15 582.31

GROWTH2 2,020.42 1,831.94

GROWTH4 711.70 634.87

GROWTH5 404.30 615.78

GROWTH6 689.92 940.23

GROWTH7 527.07 -

GROWTH8 608.99 352.65

IMPL 1,468.92 -

INASIA 1,010.65 -

INDEX 755.91 776.08

MIP 99.75 96.90

MULTIPL10B 66.19 44.52












NIFETF 2,953.03 2,912.33

POWER 9,179.26 4,388.41

RECOVERY1 794.27 -


RECOVERY5 696.91 -

RIGHT 157.65 152.80

SPICE 138.05 18.21

TARGET 2,727.27 2,994.04

TAX 21,922.38 12,598.15

VALUE1 3,891.95 -

VALUE2 2,822.21 489.14

VALUE3 3,370.79 302.02

VALUE4 663.64 -

VALUE5 - -

VALUE6 431.44 -

VALUE7 46.34 -

VALUE8 1,428.99 1,451.36

MULTIPL11D 28.50 28.70

CAPITA11B 27.71 27.78

CAPITA11D 134.89 135.53

CAPITA11C 92.09 90.37

CAPITA11E 73.51 72.78

CAPITA6E - 45.68

CAPITA6F - 56.64

CAPITA7C - 91.45

CAPITA7D - 35.32

CAPITA8C - 24.29

CAPITA8F - 367.90

CAPITA8G - 25.68

MULTIPLE7A - 17.32

MULTIPLE7D - 21.88

MULTIPLE7F - 25.95

MULTIPLE8A - 25.81

MULTIPLE8C - 35.86

MULTIPLE8F - 32.18

Tata Power Company Ltd. FLEXI Bonds/Debentures/Money Market Instruments 143,025.68 -

FLOAT 41,660.20 15,176.61

LIQUID 159,861.70 9,910.26

LNGFLT 12,758.76 -

SWEEP 60,507.68 9,910.26

ULTRA 24,921.95 -

MULTIPLE8E - 505.41


BUSINESS1 582.81 -

BUSINESS3 88.18 95.85

CNX100 3.24 13.15

DYNMIC 11,036.96 12,600.94

EQDINO 11,913.52 6,936.17

EQDWTO 5,105.98 -

EQTYINC 1,331.44 1,462.76

FOCUS 447.48 -

GROWTH 1,568.48 1,713.46

INDEX 94.01 124.85

INFRA 6,184.88 7,495.95

MIDETF 27.17 32.51

NIFETF 359.01 468.52

RECOVERY2 287.47 -

SPICE 0.49 -

VALUE2 820.14 679.22

VALUE3 903.03 361.40

RECOVERY1 - 788.30



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs

TATA REALTY & INFRASTRUCTURE LIMITED F7895K Bonds/Debentures/Money Market Instruments 4,895.68 -

F7895M 718.98 -

F791104O 1,299.88 1,283.84

F791140D 906.78 917.03

FLEXI 17,000.94 -

LIQUID 978.94 -

LNGFLT 19,123.66 17,209.61

MIP5 9,000.00 1,018.92

REGULAR 11,625.03 3,668.12

SWEEP 1,481.63 -

F801100A 368.06 356.62

TATA SONS LIMITED SWEEP BANPSU Bonds/Debentures/Money Market Instruments 17,342.27 11,469.29

CAPITA10A 83.21 82.27

CAPITA3B60 337.55 906.10

CAPITA3E60 742.03 1,235.61

CAPITA4A60 196.74 192.26

CAPITA6D 400.84 392.34

CAPITA6E 73.84 1,569.36

CAPITA6G 63.29 1,027.52

CAPITA7A 73.79 1,133.33

CAPITA7B 300.29 1,305.35

CAPITA7C 217.45 667.86

CAPITA7E 227.80 445.24

CAPITA8A 408.69 404.76

CAPITA8C 304.08 303.57

CAPITA8D 357.46 354.17

CAPITA8F 103.55 50.60

CAPITA8G 300.29 283.33

F691821H 51.07 50.60

F691821I 102.13 101.19

F72823H 1,617.93 -

F731120L 1,086.02 1,000.85

F73369P 543.01 500.42

F74367D 84.84 80.48

F751100N 443.03 422.52

F761120U 202.88 200.33

F761127W 95.16 91.07

F761132P 456.48 450.74

F761135Z 475.45 455.36

F761155K 355.04 350.58

F781102Z 151.64 149.98

F781115X 903.02 899.89

F781130T 301.01 299.96

F781135W 401.34 399.95

F781150N 903.02 899.89

F781156U 603.69 599.92

F781168J 501.68 499.94

F781170I 802.68 799.90

F781185F 602.01 599.92

F781190E 602.01 599.92

F791104P 539.29 514.19

F791106M 200.67 199.97

FLEXI 71,973.49 35,084.94

FLOAT 5,051.33 4,964.34

INCOPP 16,198.93 31,142.55

INTVIIC 567.88 560.92

LIQUID 32,463.62 4,703.98

LNGTEM 5,000.00 -

MULTIPLE7F 52.74 1,016.06

MULTIPLE8C 31.64 484.13

MULTIPLE8E 94.93 594.93

MULTIPLE8F 403.78 400.66

MULTIPLE9A 806.36 809.52

SHTERM 41.39 -

ULTRA 7,999.83 -

CAPITA11A 223.12 212.49

F801194F 706.03 699.96

F801233O 1,394.19 1,379.91

F801245L 403.19 399.98

F801253J 1,921.02 1,899.88

F801187G 453.59 449.97

CAPITA11D 605.07 599.96

CAPITA11C 403.38 399.98

F801227Q 1,204.28 1,202.96

F801231P 1,204.28 1,202.96

F801225T 1,156.09 1,152.84

CAPITA4A60 - 192.26

CAPITA4D60 - 607.14

CAPITA4G60 - 303.57

CAPITA5A - 825.28

CAPITA5C - 172.02

CAPITA6C - 165.41

CAPITA6F - 1,007.40

CAPITA6H - 1,006.00

CAPITA7B - 1,305.35

CAPITA7C - 667.86

CAPITA7D - 452.49

CAPITA7E - 445.24

CAPITA7F - 475.59

CAPITA7G - 880.36

CAPITA7H - 637.50

CAPITA8A - 404.76

CAPITA8C - 303.57

CAPITA8D - 354.17

CAPITA8F - 50.60

CAPITA8G - 283.33

F691821H - 50.60

F691821I - 101.19

F751100F - 1,007.40

F751100H - 1,057.70

F751100J - 503.70

F761100G - 5,078.68

MULTIPLE4A - 1,183.93

MULTIPLE4B - 50.60

MULTIPLE4D - 222.62

MULTIPLE6D - 518.55

MULTIPLE7A - 120.10

MULTIPLE7B - 514.19

MULTIPLE7D - 961.31

MULTIPLE7E - 556.59

MULTIPLE8A - 289.43

MULTIPLE8D - 174.83

MULTIPLE9A - 809.52

TATA SPONGE IRON LTD. BUSINESS1 Equity Shares 821.22 -

BUSINESS3 24.49 43.84

Tata Steel Ltd. SWEEP BALCD Bonds/Debentures/Money Market Instruments 2,194.49 657.36

BANPSU 5,369.98 -

EQDWTO 19,562.16 6,716.59

F781127R 872.98 878.33

F791218A 3,619.54 3,574.61

FLEXI 30,398.64 -

IMPL 4,361.79 5,127.42

INCDIV 11,413.32 5,127.42

LIQUID 651,388.68 59,390.07

LNGTEM 20,593.52 20,071.88

MEDIUM 1,104.15 1,026.80

MULTIPLE8A 327.24 314.51

SHTERM 46,314.82 25,469.45

SWEEP 178,469.07 39,593.38

LNGFLT - 23,007.64

MIP - 4,601.53



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs


BUSINESS1 495.79 -

BUSINESS3 47.06 61.08

CNX100 6.75 25.98

DYNMIC 29,211.00 24,135.00

EQDINO 12,700.72 12,830.17

EQDWTO 6,444.21 7,155.87

EQTYINC 3,444.42 3,808.00

FOCUS 16,202.76 19,403.13

GROWTH 6,743.69 7,723.20

GROWTH1 1,330.79 1,361.61

INASIA 1,023.36 1,032.98

INDEX 159.62 246.66

INFRA 810.59 818.05

MIP5 1,483.60 1,549.47

NIFETF 647.75 925.62

NV20ETF 19.99 15.80

RECOVERY1 813.29 1,030.43

RECOVERY2 1,001.89 1,269.58

RECOVERY3 435.82 551.80

SPICE 36.01 6.55

VALUE1 1,499.16 569.81

VALUE2 371.81 373.52

VALUE3 1,533.32 363.11

VALUE5 1,262.50 1,267.54

VALUE7 33.03 32.34

TATA VALUE HOMES LTD LNGFLT Bonds/Debentures/Money Market Instruments 11,000.00 9,862.96

REGULAR 9,000.00 9,021.00

F801248D 815.52 801.87

F801100A 362.96 360.84

The Great Eastern Shipping Company Ltd. BLENDB BANPSU Bonds/Debentures/Money Market Instruments 5,016.93 4,965.46

GILTIN INCDIV 22,321.81 21,874.31

GILTPF INCOPP 7,681.86 7,650.69

GILTTR LNGFLT 10,736.92 10,494.75

GLTRPF LNGTEM 13,263.71 12,938.71

MATGILT MEDIUM 13,743.72 13,329.98

REGULAR 2,006.32 1,986.18

SHTERM 6,203.58 6,078.45

BALCD Equity Shares 8.68 -

BUSINESS3 38.23 47.31

DISCO 1,727.67 14,449.37

DIVYLD 56.93 58.95

DYNMIC 5,921.34 20,884.94

EQDWTO 1,958.02 4,346.84

EQTYINC 45.17 387.86

GROWTH 689.11 6,724.46

INASIA 349.30 188.18

INFRA 2,832.53 3,185.32

VALUE8 733.74 -

GROWTH - 6,724.46

INASIA - 188.18

VALUE1 - 1,075.78

VALUE5 - 450.92

The Indian Hotels Company Ltd. F70540S Bonds/Debentures/Money Market Instruments 304.80 -

F721092F 951.99 952.73

F72368A 585.24 586.29

F72525B 50.80 -

F73368R 81.28 -

F74368J 71.12 -

FLOAT 719.88 146.57

LIQUID 1,397.25 1,392.45

LNGFLT 10,006.45 9,900.73

REGULAR 4,502.90 4,455.33

SHTERM 3,945.65 4,672.53

SWEEP 15,753.34 -

F701285T - 586.29

F731140E - 6,595.82

F741092G - 879.44

F741092P - 586.29

IMPL - 531.84

MIP - 1,063.68

SHTERM - 4,672.53

BALCD Equity Shares 10.88 11.42

EQDWTO 2,351.68 2,452.57

SERVE 633.83 1,766.64

TRENT LIMITED F69369J Bonds/Debentures/Money Market Instruments 326.83 339.86

F69698B 186.79 194.21

F70367C 373.52 388.41

F72823H 499.46 526.89

F731140E 2,504.29 -

F751100G 642.16 677.42

FCB1100B 321.08 338.71

FLEXI 14,148.59 8,137.26

INTA2 23.75 24.28

INTA3 61.76 63.12

INTVIIC 562.10 563.20

LIQUID 4,932.78 -

ESTAR Equity Shares 125.52 -

FMCG 511.31 724.81

IMPL 13.65 -

SERVE 1,601.28 2,398.65

VALUE11 518.35 558.20

Ultratech Cement Ltd. F69369J EQDWTO Bonds/Debentures/Money Market Instruments 46,701.79 -

F70367C F74368Y 65.92 60.54

F72366C F781281V 231.54 231.45

F72366K F791104P 465.82 462.90

F72366M F791106M 503.34 503.15

F72368D F791120J 624.14 623.91

F72370G FLEXI 994.26 -

F72409S LIQUID 221,127.69 -

F72425N SWEEP 64,142.01 -

F73369S ULTRA 1,157.69 694.35

F73369T BUSINESS1 Equity Shares 3,338.21 -

F73378O CNX100 8.60 33.39

F73390I EQDINO 614.00 -

F73391G EQDWTO 4,181.61 -

F73392F INDEX 248.79 316.95

F73407C NIFETF 964.23 1,189.29

F74367D RECOVERY1 1,106.98 -

F74368J RECOVERY2 2,094.52 -

F74369B RECOVERY3 615.23 -

F74369F CAPITA6G Bonds/Debentures/Money Market Instruments - 191.71

F771105N F74368Y - 60.54

F771134H F751100F - 2,118.91

F781190C F751100H - 1,967.56

INCDIV

Union Bank of India GILTIN EQDWTO Bonds/Debentures/Money Market Instruments 2,490.73 -

F70366I 197.61 -

F71547B 399.13 -

F72483J 99.78 -

F74368J 499.02 -

F78188L 296.41 -

FLOAT 4,940.43 -

LIQUID 89,305.96 -

MULTIPLE3C 299.07 -

MULTIPLE3D 199.38 -

POWER 497.89 -

SWEEP 34,540.04 -



Schemes in which



assets

Investments made by



Subsidiary




regulation 25 (11)




discount)



2017.

` in Lakhs


BUSINESS2 272.29 -

CNX100 0.04 -

DIVYLD 226.73 598.45

EQDINO 4,122.12 -

EQDWTO 2,175.42 5,882.90

GIFT 650.22 -

GROWTH2 862.78 1,023.16

GROWTH4 243.72 140.13

GROWTH5 316.00 18.49

GROWTH6 569.38 3.27

NIFJUN 5.93 -

RECOVERY5 380.39 396.05

TAX 6,912.01 2,200.22

VALUE8 801.10 -

VALUE10 495.28 568.16

VALUE11 264.05 275.11

GROWTH1 - 779.50

LIQUID Term Deposits 150,000.00 -

Vardhman Textiles Ltd. F73390I DISCO Bonds/Debentures/Money Market Instruments 19,866.42 -

F761108V INTQ2A 129.39 -

F771129W LIQUID 104,160.87 -

F801233O SWEEP 94,113.84 -

Voltas Ltd. F73369P BUSINESS2 Equity Shares 476.32 -

EQDINO 3,352.64 -

INFRA 2,323.03 503.44

POWER 4,236.07 -

RECOVERY3 593.23 332.92

TAX 3,960.42 4,414.67

VALUE10 548.37 683.74

RECOVERY3 - 332.92

Volvo Eicher Commercial Vehicles Limited LIQUID Bonds/Debentures/Money Market Instruments 14,763.15 -

SWEEP 7,403.11 -

All the schemes other than those disclosed above do not have any data to be disclosed

The above investments have been made on account of their high credit quality and competitive yield for investments in debt instruments and in case of equity and equity related instruments because of attractive valuation of these

companies/ in accordance with investment objective


net assets of the respective schemes during the

previous year not included in TABLE A

Schemes in which

companies have

invested more than 5%

of the net assets in the

previous year

Investments made by schemes of ICICI

Prudential Mutual Fund in the Company/

Subsidiary

Nature of Investment

Aggregated Purchase

during the period April 1,

2016 to March 31, 2017

under regulation 25 (11)




discount)

AIA ENGINEERING LIMITED F73391G DIVYLD Equity Shares 373.33 486.37

GIFT 737.62 882.84

POWER 3,379.08 4,173.08

TAX 5,617.26 6,872.02

VALUE8 1,085.54 1,404.68

Apollo Tyres Ltd. F74369I FLEXI Bonds/Debentures/Money Market Instruments 9,868.21 -

INTQ2A 129.41 -

SWEEP 19,735.05 -

BALCD Equity Shares 1,113.60 -

DYNMIC 2,055.53 2,652.92

EQDINO 6,520.85 3,744.08

EQDWTO 2,366.84 -

GROWTH 64.09 1,396.92

Bajaj Finance Ltd. BALCD Bonds/Debentures/Money Market Instruments 27,475.58 -

CAPITA4D60 750.00 773.70

CAPITA4F60 800.00 825.21

CAPITA4G60 500.00 515.76

CAPITA9B 200.00 206.30

CAPITA9D 400.00 411.73

DISCO 44,959.37 -

DYNMIC 42,273.66 -

EQDINO 4,973.79 -

EQDWTO 148,546.02 -

ESTAR 4,992.62 -

F72366C 227.03 210.29

F72368A 647.02 600.83

F72368D 551.35 510.71

F791104P 550.00 574.87

F791106M 600.00 631.59

F791118K 600.00 631.59

F791120J 1,200.00 1,273.92

F791404T 310.00 322.61

FLEXI 21,734.05 8,896.82

FLOAT 2,444.30 2,447.53

FOCUS 59,911.38 -

GROWTH 4,992.62 -

LIQUID 381,436.87 67,029.80

MULTIPL10A 300.00 307.24

MULTIPL10B 400.00 409.65

MULTIPL11A 1,400.00 1,487.33

MULTIPL11B 1,140.00 1,186.36

MULTIPLE6F 648.51 600.83

MULTIPLE7C 300.00 308.80

SERVE 5,491.88 -

SWEEP 44,329.15 -

TAX 2,496.31 -

F801194F 1,920.00 1,929.56

F801187G 2,050.00 2,060.21

F801227Q 650.00 650.81

F801231P 1,150.00 1,151.44

F801225T 1,200.00 1,200.00

CAPITA9A - 3,070.37

CAPITA9E - 671.69

F691821H - 117.29

F72409S - 4,198.37

F72483J - 1,753.14

F731120L - 1,901.97

F73369P - 2,255.74

F73369T - 1,467.97

F73376Q - 3,669.64

F73378O - 994.35

F74367Z - 185.76

F74368Y - 162.54

F74369T - 1,168.76

F74370V - 347.81

F74370X - 1,544.11

F751100H - 2,425.11

F751100J - 1,651.86

F751100O - 3,511.73

F751100R - 9,890.69

F751100T - 2,019.89

F751103P - 7,447.33

F761100D - 623.55

F761100G - 6,016.24

F761103F - 3,894.42

F771100L - 469.16

F771105N - 1,877.10

F771129W - 454.87

F771134H - 2,586.61

F771144T - 966.60

F771151S - 1,535.18

F781115X - 2,767.44

F781130T - 1,162.55

F781135W - 1,336.32


CNX100 15.16 19.58

EQDINO 904.16 -

EQDWTO 4,124.16 -

IMPL - -

MIDETF 42.04 -

NIFJUN 185.95 207.30

BAJAJ FINSERV LIMITED F72440L CNX100 Equity Shares 4.23 19.92

EQDWTO 11,858.20 45,584.78

GROWTH4 7.35 486.07

IMPL 360.80 972.84

MIDETF 43.20 49.01



NIFJUN 106.31 210.70

RECOVERY5 312.40 -

BAFIN - 4,689.64

DISCO - 47,951.28

ESTAR - 6,507.03

FOCUS - 47,832.43

GROWTH - 1,696.29

GROWTH1 - 1,720.67

GROWTH2 - 1,030.50

GROWTH3 - 2,368.55

RECOVERY1 - 1,080.79

VALUE1 - 1,290.96

VALUE2 - 863.86

VALUE5 - 1,672.23

Balkrishna Industries Ltd. F72483J DISCO Equity Shares - 20,184.83

INTQ2A - -


Statements

TABLE B: Investments made by the Schemes of ICICI Prudential Mutual Fund in Companies or their subsidiaries that have invested more than 5% of the net assets of any Scheme in the previous year

` in Lakhs




Schemes in which

companies have



previous year



Subsidiary


Aggregated Purchase


2016 to March 31, 2017





discount)


Statements


` in Lakhs

Dabur India Ltd. F74368R CAPITA9F Equity Shares 55.44 -

CNX100 3.12 12.56

EQDINO 3,463.82 -

EQDWTO 21,137.64 14,284.22

EQUITY1 15.69 -

FOCUS 1,259.14 13,774.63

MIP 40.87 -

NIFJUN 94.94 132.90

CAPITA3B60 - 224.68

CAPITA3E60 - 272.23

CAPITA3G60 - 89.16

CAPITA3H60 - 109.17

CAPITA4A60 - 151.63

CAPITA4C60 - 86.36

CAPITA4D60 - 240.05

CAPITA4F60 - 235.97

CAPITA4G60 - 210.71

CAPITA5A - 119.52

CAPITA5C - 127.30

FMCG - 495.47

MULTIPLE4A - 184.33

MULTIPLE4B - 118.71

MULTIPLE4D - 66.83

MULTIPLE6B - 102.87

MULTIPLE6D - 80.21

MULTIPLE6E - 127.38

RECOVERY4 - 74.95

STUDY - 81.54

Idea Cellular Ltd. LIQUID LIQUID Bonds/Debentures/Money Market Instruments 4,473.97 -

CNX100 Equity Shares 3.61 8.44

DYNMIC 378.73 -

EQDINO 964.46 949.50

FOCUS 2,548.17 2,533.73

GROWTH 1,051.50 -

INDEX 35.42 3.07

NIFETF 185.44 0.15

NIFJUN 89.99 89.37

POWER 1,751.20 1,743.37

IDFC Bank Ltd CAPITA5D Bonds/Debentures/Money Market Instruments 984.25 -

CAPITA5E 590.55 -

F67740H 98.80 99.24

F68745F 494.55 -

F691092L 593.46 -

F69372K 593.46 -

F69693D 148.37 -

F70366B 247.28 -

F70366I 296.73 -

F70369E 346.19 -

F70540S 691.58 694.65

F70742D 299.68 -

F70745A 199.78 -

F71369E 492.00 -

F71480L 345.79 347.33

F721075Q 838.27 846.20

F721092F 1,181.40 1,195.19

F72366C 187.20 189.15

F72366K 795.78 800.75

F72366M 169.07 170.04

F72367R 450.71 57.34

F72368A 492.16 498.00

F72368D 453.23 457.95

F72370G 165.91 167.07

F72425N 393.83 396.94

F72440L 444.59 446.56

F731120L 1,183.25 1,198.10

F731140E 1,774.61 1,095.95

F73366A 591.63 599.05

F73366B 247.67 249.60

F73368D 594.51 598.34

F73368R 148.42 149.76

F73369P 1,088.20 1,098.26

F73369S 1,233.39 1,244.99

F73369T 690.34 696.87

F73376Q 1,775.60 1,792.78

F73378N 1,384.74 1,397.78

F73378O 444.02 448.20

F73383K 276.39 278.88

F73390I 1,183.44 1,194.64

F73392F 1,486.26 1,495.85

F73407C 4,146.59 4,181.24

F741092G 396.34 398.89

F74367C 148.63 149.59

F74367D 4,725.93 4,763.32

F74369B 1,383.16 1,389.30

F74369F 3,544.32 3,175.55

F74370A 346.79 349.03

FCB750A 492.28 496.18

FLEXI 233,638.88 16,334.26

FLOAT 9,821.06 -

INTQ2A 129.44 -

LIQUID 587,974.61 96,891.94

MULTIPLE6B 492.16 498.00

MULTIPLE6E 394.48 398.21

MULTIPLE6F 393.70 -

SWEEP 265,937.30 119,614.39

ULTRA 63,824.03 -

CAPITA4A60 - 151.39

F771129W - 1,530.85

MULTIPLE4B - 857.86

MULTIPLE6D - 517.64

EQDINO Equity Shares 7,239.11 1,029.45

BALCD Term Deposits 3,400.00 -

DISCO 55,000.00 -

DYNMIC 2,600.00 -

EQDWTO 9,000.00 -

FOCUS 15,000.00 -

VALUE5 3,500.00 -

IDFC Ltd. SWEEP BALCD Equity Shares 12,019.57 12,223.98

DYNMIC 13,441.36 13,653.30

EQDINO 7,115.84 1,266.14

EQTYINC 2,950.11 3,299.65

GROWTH 5,114.16 5,140.82

GROWTH1 213.82 -

GROWTH3 1,093.43 1,090.62

INFRA 1,879.42 1,874.80

RECOVERY2 417.06 416.19

RECOVERY3 275.18 274.61

SERVE 2,512.31 2,525.42

TAX 3,739.47 -

VALUE1 837.26 835.96

VALUE3 97.09 96.94

VALUE5 440.42 -




Schemes in which

companies have



previous year



Subsidiary


Aggregated Purchase


2016 to March 31, 2017





discount)


Statements


` in Lakhs

L & T FINANCE LIMITED (Includes Investment of Family

Credit Limited) EQDINO Bonds/Debentures/Money Market Instruments 7,464.80 -

EQDWTO 62,349.18 -

FOCUS 26,441.52 -

LIQUID 334,172.18 9,893.92

SHTERM 12,486.19 -

SWEEP 57,229.15 -

F72525B - 2,008.98

F73390I - 2,202.11

F74369T - 200.90

F74370S - 200.90

F771130D - 2,433.64

F771132A - 2,332.23

F771473C - 2,093.44

FLEXI 31,443.62 -

FLOAT 3,457.56 -

ULTRA 4,939.38 -

L&T Infrastructure Finance Company Limited EQDINO Bonds/Debentures/Money Market Instruments 9,953.07 -

EQDWTO 9,967.50 -

LIQUID 82,158.08 -

SWEEP 4,944.25 -

L&T TECHNOLOGY SERVICES LTD DYNMIC Equity Shares 859.23 -

LARSEN & TOUBRO INFOTECH LTD BALCD Equity Shares 369.30 435.50

DIVYLD 220.88 234.49

EQDWTO 1,876.46 1,954.71

ESTAR 837.62 890.18

GROWTH3 721.62 730.22

GROWTH4 333.76 354.29

MIP 164.91 172.99

SERVE 1,532.44 1,643.78

TECH 2,306.97 2,426.87

VALUE10 554.36 582.84

VALUE11 376.34 389.59

Larsen & Toubro Ltd. SWEEP INCOPP Bonds/Debentures/Money Market Instruments 2,458.30 -

LIQUID 49,180.95 -

SWEEP 497.90 -


BUSINESS1 472.97 2,209.55

CAPITA9F 55.88 70.76

CNX100 25.06 103.82

DISCO 48,936.93 142,721.49

DYNMIC 12,814.46 7,874.50

EQDINO 13,122.04 13,733.13

EQDWTO 8,893.26 28,460.87

EQTYINC 2,197.24 3,087.07

EQUITY1 85.11 -

FOCUS 9,066.16 33,211.70

GROWTH 5,338.80 6,039.30

GROWTH1 1,487.21 1,574.90

IMPL 182.58 665.10

INDEX 302.93 985.76

INFRA 2,728.72 7,694.06

MIP 133.70 133.87

MIP5 340.45 2,088.32

MULTIPL10A 226.07 254.22

NIFETF 1,835.83 3,699.19

POWER 3,644.34 -

RECOVERY1 311.19 1,473.41

RECOVERY2 230.99 1,856.68

RECOVERY4 66.66 -

RECOVERY5 364.73 -

RECOVERY7 184.66 207.89

RIGHT 105.56 105.52

SPICE 154.15 25.62

TARGET 1,334.50 7,263.12

VALUE2 478.97 -

VALUE3 737.94 -

VALUE5 178.00 918.15

VALUE9 1,303.31 -

CAPITA11A 39.73 45.80

MULTIPL11C 75.66 81.20

MULTIPL11D 55.20 65.78

VALUE11 254.78 276.10

CAPITA9C - 335.45

CAPITA9D - 177.79

CAPITA9E - 148.94

GROWTH5 - 486.42

GROWTH6 - 637.68

MULTIPL10B - 260.44

MULTIPLE4A - 172.92

MULTIPLE4B - 111.41

MULTIPLE4D - 62.89

RECOVERY3 - 453.00

LUPIN LIMITED BANPSU BALCD Equity Shares 3,333.69 -

BLENDB BUSINESS2 729.86 725.61

CNX100 7.26 27.78

EQDINO 7,210.45 2,098.43

EQDWTO 10,308.07 22,585.56

EQTYINC 868.35 886.89

EQUITY1 98.68 -

FOCUS 21,738.26 27,523.07

GIFT 647.46 -

GROWTH 2,394.82 2,890.40

GROWTH4 543.10 533.63

GROWTH5 644.45 634.08

GROWTH6 820.72 806.41

GROWTH8 345.07 -

INDEX 91.56 263.71

MIP 111.85 254.47

NIFETF 561.88 989.56

POWER 8,051.85 4,091.78

RECOVERY5 345.62 335.53

SPICE 47.22 6.95

TAX 9,974.49 5,967.85

VALUE10 367.71 361.30

CAPITA11D 135.47 134.89

CAPITA11C 91.47 91.05

CAPITA11E 73.48 73.08

CAPITA6A - 30.09

CAPITA6C - 30.46

CAPITA6D - 59.74

CAPITA6G - 60.96

CAPITA7C - 32.33

CAPITA7E - 26.42

CAPITA8A - 38.10

CAPITA8C - 22.24

CAPITA8F - 241.00

CAPITA8G - 24.87

CAPITA8H - 24.31

IMPL - 517.38

MULTIPLE7C - 69.05

MULTIPLE7E - 38.72

MULTIPLE8A - 42.13

MULTIPLE8D - 40.06

MULTIPLE8F - 56.58

RIGHT - 132.96

SERVE - 1,426.73

STUDY - 57.81




Schemes in which

companies have



previous year



Subsidiary


Aggregated Purchase


2016 to March 31, 2017





discount)


Statements


` in Lakhs

MphasiS Ltd. F73390I TAX Equity Shares 86.41 5,696.67

DISCO - 13,607.26

ESTAR - 945.72

VALUE6 - 623.68

VALUE8 - 1,016.04

NABHA POWER LIMITED F68369K Bonds/Debentures/Money Market Instruments 298.79 273.59

F69366A 88.53 81.06

INTA2 20.76 20.27

INTA3 62.29 60.80

INTAIV 260.09 253.32

CAPITA6F - 686.65

CAPITA6G - 1,009.78

CAPITA6H - 909.50

CAPITA8B - 325.24

CAPITA8C - 437.04

F691821H - 30.37

F74370X - 121.17

F751100J - 30.34

F751100N - 982.90

F751100T - 1,226.09

F751352E - 121.48

F761100D - 425.58

F761108V - 1,641.54

F761120U - 1,398.35

F761132P - 2,530.87

F761142M - 1,467.90

F761155K - 354.32

FLOAT - 4,377.44

MULTIPLE7F - 778.80

MULTIPLE8C - 911.97

MULTIPLE8E - 506.65

MULTIPLE8F - 759.26

SHRIRAM CITY UNION FINANCE LTD F74367Z FLEXI Bonds/Debentures/Money Market Instruments 497.34 -

F74369T

F74370S

F74370V

F74370X

TATA MOTORS FINANCE LTD EQDWTO Bonds/Debentures/Money Market Instruments 52,866.34 -

F69698B 112.00 116.18

FLEXI 19,309.50 19,607.92

FLOAT 1,047.20 1,105.58

FOCUS 9,978.22 -

LIQUID 171,981.00 -

SHTERM - 17,048.21

ULTRA - 17,048.21

Tata Motors Finance Solutions Pvt Ltd. FLOAT Bonds/Debentures/Money Market Instruments - 27,981.55

SHTERM - 22,894.00

Wipro Ltd. SWEEP BALCD Equity Shares 11,573.44 -

CNX100 6.35 26.18

DISCO 106,353.29 141,474.09

DYNMIC 14,606.46 -

EQDINO 16,921.20 891.13

EQDWTO 5,386.15 21,442.68

EQTYINC 2,564.84 2,828.41

EQUITY1 134.87 -

FOCUS 6,875.38 21,921.76

GIFT 1,409.38 -

GROWTH 6,375.96 -

GROWTH8 581.57 -

INASIA 136.56 -

INDEX 83.74 248.54

NIFETF 474.41 932.66

NV20ETF 31.65 16.18

POWER 3,618.84 3,720.60

SPICE 38.94 6.57

TARGET 5,589.59 6,237.96

TAX 9,811.39 6,499.28

TECH 568.09 3,003.43

VALUE1 123.62 1,432.23

VALUE2 546.62 -

VALUE3 470.39 73.96

VALUE6 209.59 -

MULTIPLE7E - 87.03

MULTIPLE7F - 88.57

MULTIPLE8A - 63.58

MULTIPLE8C - 70.72

MULTIPLE8D - 25.27

MULTIPLE8F - 129.69

VALUE4 - 320.88

All the schemes other than those disclosed above do not have any data to be disclosed

The above investments have been made on account of their high credit quality and competitive yield for investments in debt instruments and in case of equity and equity related instruments because of attractive valuation of these companies/ in

accordance with investment objective

Group Name of Associate/Group Company Scheme which has invested in Associate / Group Company Cost of InvestmentMarket Value of Investment

(including accrual of discount)

Group 1 GMR Infrastructure Ltd $ ICICI Prudential Value Discovery Fund 13,227.51 11,969.46

Group 1 ICICI Bank Limited # ICICI Prudential Value Discovery Fund 76,702.02 93,423.62

Group 1 ICICI Bank Limited # ICICI Prudential Dynamic Plan 46,521.26 48,448.75

Group 1 ICICI Bank Limited # ICICI Prudential Focused Bluechip Equity Fund 75,252.24 89,474.09

Group 1 ICICI Bank Limited # ICICI Prudential Infrastructure Fund 11,452.87 11,803.53

Group 1 ICICI Bank Limited # ICICI Prudential Long Term Equity Fund (Tax Saving) 9,039.94 9,256.73

Group 1 ICICI Prudential Life Insurance Company Limited * ICICI Prudential Dynamic Plan 771.05 882.78

Group 2 Brigade Enterprises Limited $ ICICI Prudential Balanced Advantage Fund 1,727.96 1,736.89

Group 2 Brigade Enterprises Limited $ ICICI Prudential Indo Asia Equity Fund 865.82 1,143.95

Group 2 Brigade Enterprises Limited $ ICICI Prudential Multicap Fund 1,972.03 2,671.18

Group 2 Brigade Enterprises Limited $ ICICI Prudential Exports and Other Services Fund 875.80 1,377.05

Group 2 City Union Bank Ltd $ ICICI Prudential Banking and Financial Services Fund 668.19 1,770.97

Group 2 City Union Bank Ltd $

ICICI Prudential R.I.G.H.T. (Rewards of Investing & Generation of Healthy Tax-savings)

Fund 47.56 161.30

Group 2 Eastspring Investment Asian Equity Fund ^ ICICI Prudential Indo Asia Equity Fund 1,506.91 1,773.11

Group 2 GMR Infrastructure Ltd $ ICICI Prudential Equity - Arbitrage Fund 1,053.51 1,303.20

Group 2 GMR Infrastructure Ltd $ ICICI Prudential Midcap Fund 1,049.35 895.76

Group 2 ICICI Bank Limited # ICICI Prudential Banking and Financial Services Fund 14,891.11 15,029.78

Group 2 ICICI Bank Limited # ICICI Prudential Dividend Yield Equity Fund 1,056.50 1,000.11

Group 2 ICICI Bank Limited # ICICI Prudential Equity - Arbitrage Fund 21,378.80 21,615.06

Group 2 ICICI Bank Limited # ICICI Prudential Balanced Advantage Fund 113,984.30 114,360.69

Group 2 ICICI Bank Limited # ICICI Prudential Child Care Plan-Gift Plan 1,869.61 1,813.62

Group 2 ICICI Bank Limited # ICICI Prudential Top 100 Fund 14,502.69 15,226.75

Group 2 ICICI Bank Limited # ICICI Prudential Indo Asia Equity Fund 1,429.46 1,405.01

Group 2 ICICI Bank Limited # ICICI Prudential Nifty Index Fund 1,032.34 1,229.06

Group 2 ICICI Bank Limited # ICICI Prudential Multicap Fund 5,846.57 5,854.64

Group 2 ICICI Bank Limited #

ICICI Prudential R.I.G.H.T. (Rewards of Investing & Generation of Healthy Tax-savings)

Fund 256.51 314.49

Group 2 ICICI Bank Limited # ICICI Prudential Exports and Other Services Fund 2,184.67 2,570.98

Group 2 ICICI Bank Limited # ICICI Prudential Select Large Cap Fund 5,819.58 5,861.01

Group 2 ICICI Prudential Life Insurance Company Limited * ICICI Prudential Nifty Next 50 Index Fund 59.88 60.66

Group 3 Brigade Enterprises Limited $ ICICI Prudential Value Fund - Series 10 179.47 260.73

Group 3 Brigade Enterprises Limited $ ICICI Prudential Value Fund Series 8 1,177.54 1,682.47

Group 3 ICICI Bank Limited # ICICI Prudential Business Cycle Fund Series 1 1,384.68 1,520.25

Group 3 ICICI Bank Limited # ICICI Prudential Business Cycle Fund Series 2 1,155.44 1,129.14

Group 3 ICICI Bank Limited # ICICI Prudential Growth Fund - Series 1 4,786.53 5,051.12






Group 3 ICICI Bank Limited # ICICI Prudential Growth Fund - Series 7 840.06 867.30

Group 3 ICICI Bank Limited # ICICI Prudential India Recovery Fund - Series 1 808.63 900.81

Group 3 ICICI Bank Limited # ICICI Prudential India Recovery Fund - Series 2 1,879.22 1,760.52





Group 3 ICICI Bank Limited # ICICI Prudential Value Fund - Series 1 1,246.61 1,287.40


Group 3 ICICI Bank Limited # ICICI Prudential Value Fund - Series 11 630.04 642.34


Group 3 ICICI Bank Limited # ICICI Prudential Value Fund - Series 3 384.14 380.03

Group 3 ICICI Bank Limited # ICICI Prudential Value Fund - Series 4 1,046.10 989.57



Group 3 ICICI Bank Limited # ICICI Prudential Value Fund Series 7 94.92 107.77


Group 3 ICICI Prudential Life Insurance Company Limited * ICICI Prudential Value Fund - Series 3 243.73 279.04

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series X - Plan B - 1375 Days 373.09 424.22

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series XI - Plan A - 2056 Days 39.79 41.88

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series III - Plan B - 60 Months 240.05 309.35

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series III - Plan E - 60 Months 373.04 452.50

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series III - Plan G - 60 Months 94.81 119.52

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series III - Plan H - 60 Months 113.80 157.87

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IV - Plan A - 60 Months 134.75 170.17

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IV - Plan C - 60 Months 95.45 129.11

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IV - Plan D - 60 Months 252.79 354.06

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IV - Plan F - 60 Months 290.47 350.69

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IV - Plan G - 60 Months 262.72 246.15

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series V - Plan A - 5 Year Plan 174.94 207.85

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series V - Plan C - 1825 Days 134.73 166.44

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series V - Plan E - 1100 Days 167.38 181.59

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series V - Plan F - 1100 Days 88.21 83.16

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan A - 1825 Days 99.37 91.53

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan B - 1100 Days 96.39 88.79

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan C - 1825 Days 108.40 97.24

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan D - 1100 Days 162.50 147.19

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan E - 1100 Days 177.70 166.38

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan F - 1100 Days 102.49 91.99

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan G - 1100 Days 117.10 101.29

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan H - 1100 Days 150.47 132.22

Annexure XI referred in Notes to the Financial Statements

( ` in Lakhs)

Statement showing Investments made by schemes in Sponsor/Associates/Group Companies as on March 31, 2017

Group Name of Associate/Group Company Scheme which has invested in Associate / Group Company Cost of InvestmentMarket Value of Investment

(including accrual of discount)


( ` in Lakhs)


Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan A - 1285 Days 132.36 114.20

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan B - 1285 Days 128.83 103.90

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan D - 1822 Days 75.43 61.43

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan E - 1284 Days 95.71 71.58

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan F - 1288 Days 106.38 77.85

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan G - 1285 Days 130.38 109.35

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan H - 1284 Days 132.34 108.75

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1103 Days Plan C 38.68 33.99

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII - 1101 Days Plan D 107.17 102.37

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1107 Days Plan E 49.87 43.87

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1115 Days Plan F 730.24 713.64

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1101 Days Plan G 59.97 55.41

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1105 Days Plan H 30.70 28.78

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1290 Days Plan I 44.92 43.12

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IX - Plan B - 1103 Days 158.91 164.01

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IX - Plan C - 1195 Days 490.90 503.26

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IX - Plan D - 1378 Days 169.21 207.27

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IX - Plan E - 1325 Days 111.95 139.88

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 10 -1775 Days Plan A 222.89 235.89

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 10 -1825 Days Plan B 161.53 190.02

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 11 -1361 Days Plan D 28.38 29.84

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan A 239.69 273.73

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan B 134.03 176.29

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan D 68.48 100.68

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund - Series 5 - 1825 Days - Plan C 94.54 125.50

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 6 - 1125 Days Plan B 94.83 106.68

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan C 147.70 167.60

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan D 124.00 116.35

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 6 - 1100 Days Plan E 136.09 149.62

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 6 -1100 Days Plan F 185.18 175.81



Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan C 137.83 119.28


Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan E 85.83 82.20






Group 4 ICICI Home Finance Company Limited @ ICICI Prudential Capital Protection Oriented Fund Series IX - Plan F - 1120 Days 252.13 254.36

Group 5 ICICI Bank Limited # ICICI Prudential Fixed Maturity Plan Series 77 - 1130 Days Plan D 203.73 203.77

Group 5 ICICI Bank Limited # ICICI Prudential Fixed Maturity Plan Series 77 - 1132 Days Plan A 509.33 509.41

Group 5 ICICI Bank Limited # ICICI Prudential Fixed Maturity Plan Series 77 - 1134 Days Plan H 295.41 295.46

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1102 Days Plan Z 301.31 305.23

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1115 Days Plan X 2,797.30 2,848.78

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1130 Days Plan T 1,150.56 1,170.04

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1135 Days Plan W 1,198.24 1,220.91

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1150 Days Plan N 1,593.76 1,627.88

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1156 Days Plan U 799.28 813.94

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1168 Days Plan J 1,216.36 1,241.25

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1170 Days Plan I 1,790.54 1,831.36

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1185 Days Plan F 2,202.81 2,238.33

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1190 Days Plan C 1,894.55 1,917.84

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1190 Days Plan E 2,203.98 2,238.33

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1212 Days Plan A 2,968.50 3,001.39

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 79 - 1105 Days Plan B 251.09 254.36

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 79 - 1120 Days Plan J 202.82 203.48

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 79 - 1130 Days Plan E 201.09 203.48

Group 6 ICICI Bank Limited # ICICI Prudential Banking & PSU Debt Fund 9,508.61 9,435.78

Group 6 ICICI Bank Limited # ICICI Prudential Income Opportunities Fund 13,007.41 13,175.62

Group 6 ICICI Bank Limited # ICICI Prudential Corporate Bond Fund 25,010.70 25,051.65

Group 6 ICICI Bank Limited # ICICI Prudential Short Term Plan 9,071.36 9,067.10

Group 6 ICICI Bank Limited # ICICI Prudential Ultra Short Term Plan 36,027.60 35,756.64

Group 6 ICICI Home Finance Company Limited @ ICICI Prudential Banking & PSU Debt Fund 10,300.51 10,479.45

Group 6 ICICI Home Finance Company Limited @ ICICI Prudential Ultra Short Term Plan 3,445.10 3,505.02


ICICI Prudential MIP 25 (Monthly income is not assured and is subject to availability of

distributable surplus) 9.26 31.35

Group 7 ICICI Bank Limited # ICICI Prudential Balanced Fund 100,314.86 102,492.74

Group 7 ICICI Bank Limited # ICICI Prudential Equity Income Fund 14,749.70 14,853.31


ICICI Prudential MIP 25 (Monthly income is not assured and is subject to availability of

distributable surplus) 1,939.19 1,937.85


ICICI Prudential Monthly Income Plan (Monthly income is not assured and is subject to

availability of distributable surplus) 500.34 496.62

Group 7 ICICI Bank Limited # ICICI Prudential Child Care Plan-Study Plan 44.19 47.90

Group 7 ICICI Prudential Life Insurance Company Limited * ICICI Prudential Balanced Fund 771.05 882.78

Group 8 ICICI Bank Limited # ICICI Prudential Nifty 100 iWIN ETF (Formerly ICICI Prudential Nifty 100 ETF) 98.19 129.44

Group 8 ICICI Bank Limited # ICICI Prudential Nifty iWIN ETF (Formerly ICICI Prudential Nifty ETF) 4,473.82 4,612.23

Group 8 ICICI Bank Limited # ICICI Prudential NV20 iWIN ETF (Formerly ICICI Prudential NV20 ETF) 68.06 78.67

Group 8 ICICI Bank Limited # ICICI Prudential Sensex iWIN ETF (Formerly ICICI Prudential Sensex ETF) 32.65 32.52

Group 8 ICICI Prudential Life Insurance Company Limited * ICICI Prudential Nifty 100 iWIN ETF (Formerly ICICI Prudential Nifty 100 ETF) 5.61 5.73

$ The disclosure has been made as director (s) of the AMC is/ are also on the board of the aforesaid companies.

All the schemes other than those disclosed above do not have any Investments in Sponsor/Associates/Group Companies as on March 31, 2017

# The Aggregate market value of investments as on March 31, 2017 is Rs. 702,772.40 lakhs

The above investments are in normal course and are in accordance with the investment objective of relevant scheme.

@ The Aggregate market value of investments as on March 31, 2017 is Rs. 35,355.43 lakhs

* The Aggregate market value of investments as on March 31, 2017 is Rs. 2,110.99 lakhs

^ The Aggregate market value of investments as on March 31, 2017 is Rs. 1,773.11 lakhs

Group Name of Associate/Group Company Scheme which has invested in Associate / Group Company Cost of Investment

Market Value of Investment


discount)

Group 1 GMR Infrastructure Ltd $ ICICI Prudential Value Discovery Fund 13,227.51 8,677.86

Group 1 GMR Infrastructure Ltd $ ICICI Prudential Infrastructure Fund 990.72 512.61

Group 1 ICICI Bank Limited # ICICI Prudential Value Discovery Fund 72,540.68 76,308.29

Group 1 ICICI Bank Limited # ICICI Prudential Dynamic Plan 25,941.24 24,257.24

Group 1 ICICI Bank Limited # ICICI Prudential Focused Bluechip Equity Fund 60,170.75 63,863.02

Group 1 ICICI Bank Limited # ICICI Prudential Infrastructure Fund 12,401.65 13,666.93

Group 1 ICICI Bank Limited # ICICI Prudential Long Term Equity Fund (Tax Saving) 5,034.26 5,696.96

Group 2 City Union Bank Ltd $ ICICI Prudential Banking and Financial Services Fund 1,614.98 2,676.63

Group 2 City Union Bank Ltd $ ICICI Prudential Child Care Plan-Gift Plan 741.25 769.70


ICICI Prudential R.I.G.H.T. (Rewards of Investing & Generation of Healthy Tax-

savings) Fund 163.09 345.90

Group 2 Eastspring Investment Asian Equity Fund ^ ICICI Prudential Indo Asia Equity Fund 1,506.91 1,516.27

Group 2 GMR Infrastructure Ltd $ ICICI Prudential Midcap Fund 3,761.54 2,327.95

Group 2 ICICI Bank Limited # ICICI Prudential Banking and Financial Services Fund 10,065.73 8,718.90

Group 2 ICICI Bank Limited # ICICI Prudential Dividend Yield Equity Fund 2,262.61 1,830.85

Group 2 ICICI Bank Limited # ICICI Prudential Equity - Arbitrage Fund 44,000.00 44,000.00

Group 2 ICICI Bank Limited # ICICI Prudential Balanced Advantage Fund 45,927.68 40,485.77

Group 2 ICICI Bank Limited # ICICI Prudential Child Care Plan-Gift Plan 1,119.19 1,288.27

Group 2 ICICI Bank Limited # ICICI Prudential Top 100 Fund 7,435.13 6,955.83

Group 2 ICICI Bank Limited # ICICI Prudential Indo Asia Equity Fund 200.00 200.00

Group 2 ICICI Bank Limited # ICICI Prudential Nifty Index Fund 853.16 917.47

Group 2 ICICI Bank Limited # ICICI Prudential Multicap Fund 5,069.21 5,337.07


ICICI Prudential R.I.G.H.T. (Rewards of Investing & Generation of Healthy Tax-

savings) Fund 256.51 268.82

Group 2 ICICI Bank Limited # ICICI Prudential Select Large Cap Fund 5,956.52 4,952.60

Group 3 Brigade Enterprises Limited $ ICICI Prudential Value Fund Series 8 437.03 422.95

Group 3 City Union Bank Ltd $ ICICI Prudential Value Fund - Series 1 1,221.87 1,535.07









Group 3 ICICI Bank Limited # ICICI Prudential India Recovery Fund - Series 2 1,033.55 786.39





Group 3 ICICI Bank Limited # ICICI Prudential Value Fund - Series 4 1,046.10 845.88



Group 3 ICICI Bank Limited # ICICI Prudential Value Fund Series 7 49.43 47.60

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series III - Plan B - 60 Months 240.05 264.43

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series III - Plan E - 60 Months 373.04 386.80

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series III - Plan G - 60 Months 94.81 102.16

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series III - Plan H - 60 Months 113.80 134.95

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IV - Plan A - 60 Months 134.75 145.46

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IV - Plan C - 60 Months 95.45 110.36

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IV - Plan D - 60 Months 252.79 302.65

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IV - Plan F - 60 Months 290.47 299.77

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IV - Plan G - 60 Months 262.72 210.41

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series V - Plan A - 5 Year Plan 174.94 177.67

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series V - Plan C - 1825 Days 134.73 142.27

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series V - Plan D - 1100 Days 275.45 266.28

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series V - Plan E - 1100 Days 167.38 155.22

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series V - Plan F - 1100 Days 88.21 71.08

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan A - 1825 Days 99.37 78.24

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan B - 1100 Days 96.39 75.89

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan C - 1825 Days 108.40 83.12

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan D - 1100 Days 162.50 125.82

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan E - 1100 Days 177.70 142.22

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan F - 1100 Days 102.49 78.63

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan G - 1100 Days 117.10 86.58

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VI - Plan H - 1100 Days 150.47 113.02

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan A - 1285 Days 132.36 97.62

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan B - 1285 Days 128.83 88.81

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan D - 1822 Days 75.43 52.51

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan E - 1284 Days 95.71 61.19

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan F - 1288 Days 106.38 66.55

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan G - 1285 Days 130.38 93.47

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VII - Plan H - 1284 Days 132.34 92.96


( ` in Lakhs)


Group Name of Associate/Group Company Scheme which has invested in Associate / Group Company Cost of Investment

Market Value of Investment


discount)


( ` in Lakhs)


Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1103 Days Plan C 38.68 29.06

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII - 1101 Days Plan D 80.24 60.31

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1107 Days Plan E 49.87 37.50

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1115 Days Plan F 424.64 348.75

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1101 Days Plan G 59.97 47.37

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1105 Days Plan H 30.70 24.60

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series VIII 1290 Days Plan I 44.92 36.86

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IX - Plan B - 1103 Days 158.91 140.19

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IX - Plan C - 1195 Days 276.98 247.30

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IX - Plan D - 1378 Days 169.21 177.17

Group 4 ICICI Bank Limited # ICICI Prudential Capital Protection Oriented Fund Series IX - Plan E - 1325 Days 111.95 119.57



Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund - Series 3 - Plan C 125.68 118.51

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund - Series 3 - Plan D 78.62 77.80

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan A 239.69 233.99

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan B 134.03 150.69

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan D 68.48 86.06

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund - Series 5 - 1825 Days - Plan C 94.54 107.27

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 6 - 1125 Days Plan B 94.83 91.19

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan C 147.70 143.27

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan D 124.00 99.45

Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 6 - 1100 Days Plan E 136.09 127.90






Group 4 ICICI Bank Limited # ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan E 85.83 70.26






Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1115 Days Plan X 2,797.30 2,797.58

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1130 Days Plan T 1,150.56 1,149.01

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1135 Days Plan W 1,198.24 1,198.96

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1150 Days Plan N 1,593.76 1,598.62

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1156 Days Plan U 799.28 799.31

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1168 Days Plan J 1,216.36 1,218.95

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1170 Days Plan I 1,790.54 1,798.45

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1185 Days Plan F 2,202.81 2,198.10

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1190 Days Plan C 1,894.55 1,883.37

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1190 Days Plan E 2,203.98 2,198.10

Group 5 ICICI Home Finance Company Limited @ ICICI Prudential Fixed Maturity Plan-Series 78 - 1212 Days Plan A 2,968.50 2,947.45

Group 6 ICICI Home Finance Company Limited @ ICICI Prudential Banking & PSU Debt Fund 10,500.52 10,490.94

Group 6 ICICI Home Finance Company Limited @ ICICI Prudential Short Term Plan 2,621.02 2,626.42

Group 6 ICICI Home Finance Company Limited @ ICICI Prudential Ultra Short Term Plan 4,695.14 4,690.95

Group 7 City Union Bank Ltd $ ICICI Prudential Balanced Fund 2,539.99 3,284.23


ICICI Prudential MIP 25 (Monthly income is not assured and is subject to


Group 7 ICICI Bank Limited # ICICI Prudential Balanced Fund 9,758.89 9,959.90

Group 7 ICICI Bank Limited # ICICI Prudential Equity Income Fund 3,135.62 2,855.73





ICICI Prudential Monthly Income Plan (Monthly income is not assured and is

subject to availability of distributable surplus) 170.38 202.34

Group 8 ICICI Bank Limited # ICICI Prudential Nifty 100 iWIN ETF (Formerly ICICI Prudential Nifty 100 ETF) 82.54 102.68

Group 8 ICICI Bank Limited # ICICI Prudential Nifty iWIN ETF (Formerly ICICI Prudential Nifty ETF) 2,902.37 2,548.23

Group 8 ICICI Bank Limited # ICICI Prudential Sensex iWIN ETF (Formerly ICICI Prudential Sensex ETF) 31.20 26.15

$ The disclosure has been made as director (s) of the AMC is/ are also on the board of the aforesaid companies.

All the schemes other than the schemes in the above annexures have Nil Investments in Sponsor/Associates/Group Companies as on March 31, 2016

# The Aggregate market value of investments as on March 31, 2016 is Rs. 343,608.03 lakhs

@ The Aggregate market value of investments as on March 31, 2016 is Rs. 37,596.21 lakhs

^ The Aggregate market value of investments as on March 31, 2016 is Rs. 1,516.27 lakhs

The above investments are in normal course and are in accordance with the investment objective of relevant scheme.

Group Name of the Issuer Instrument Name of the Scheme Amount

Group 1 Avenue Supermarts Limited Equity Share ICICI Prudential Focused Bluechip Equity Fund 26,910.00

Group 1 Equitas Holdings Limited Equity Share ICICI Prudential Dynamic Plan 5,000.00

Group 1 Equitas Holdings Limited Equity Share ICICI Prudential Long Term Equity Fund (Tax Saving) 8,621.02

Group 1 ICICI Prudential Life Insurance Company Limited Equity Share ICICI Prudential Value Discovery Fund 29,999.97

Group 1 ICICI Prudential Life Insurance Company Limited Equity Share ICICI Prudential Dynamic Plan 7,799.90

Group 1 ICICI Prudential Life Insurance Company Limited Equity Share ICICI Prudential Focused Bluechip Equity Fund 17,938.67

Group 1 Motherson Sumi Systems Limited Equity Share ICICI Prudential Focused Bluechip Equity Fund 4,652.65

Group 1 Ujjivan Financial Services Limited Equity Share ICICI Prudential Dynamic Plan 6,399.94

Group 1 Ujjivan Financial Services Limited Equity Share ICICI Prudential Long Term Equity Fund (Tax Saving) 5,799.89

Group 2 Advanced Enzyme Technologies Limited Equity Share ICICI Prudential Midcap Fund 6,972.46

Group 2 Avenue Supermarts Limited Equity Share ICICI Prudential Equity - Arbitrage Fund 33,488.00

Group 2 Avenue Supermarts Limited Equity Share ICICI Prudential Balanced Advantage Fund 17,844.77

Group 2 Avenue Supermarts Limited Equity Share ICICI Prudential Midcap Fund 4,662.16

Group 2 Avenue Supermarts Limited Equity Share ICICI Prudential Multicap Fund 4,060.13

Group 2 Equitas Holdings Limited Equity Share ICICI Prudential Banking and Financial Services Fund 3,771.30

Group 2 Equitas Holdings Limited Equity Share ICICI Prudential Child Care Plan-Gift Plan 469.26

Group 2 Equitas Holdings Limited Equity Share ICICI Prudential Multicap Fund 2,529.99

Group 2 Equitas Holdings Limited Equity Share ICICI Prudential Exports and Other Services Fund 2,321.35

Group 2 ICICI Prudential Life Insurance Company Limited Equity Share ICICI Prudential Balanced Advantage Fund 34,185.84

Group 2 Larsen & Toubro Infotech Limited Equity Share ICICI Prudential Balanced Advantage Fund 19,104.68

Group 2 Larsen & Toubro Infotech Limited Equity Share ICICI Prudential Technology Fund 1,500.09

Group 2 Motherson Sumi Systems Limited Equity Share ICICI Prudential Balanced Advantage Fund 19,515.58

Group 2 Music Broadcast Limited Equity Share ICICI Prudential Midcap Fund 2,330.77

Group 2 Quess Corp Limited Equity Share ICICI Prudential Midcap Fund 7,035.36

Group 2 Quess Corp Limited Equity Share ICICI Prudential Child Care Plan-Gift Plan 1,682.56

Group 2 Quess Corp Limited Equity Share ICICI Prudential Top 100 Fund 2,722.76

Group 2 Quess Corp Limited Equity Share ICICI Prudential Multicap Fund 5,936.38

Group 2 RBL Bank Limited Equity Share ICICI Prudential Banking and Financial Services Fund 1,500.09

Group 2 Sheela Foam Limited Equity Share ICICI Prudential Midcap Fund 940.97

Group 2 Sheela Foam Limited Equity Share ICICI Prudential FMCG Fund 470.56

Group 2 Ujjivan Financial Services Limited Equity Share ICICI Prudential Banking and Financial Services Fund 904.20

Group 3 Advanced Enzyme Technologies Limited Equity Share ICICI Prudential Business Cycle Fund Series 1 1,738.67

Group 3 Advanced Enzyme Technologies Limited Equity Share ICICI Prudential India Recovery Fund - Series 1 1,579.25

Group 3 Advanced Enzyme Technologies Limited Equity Share ICICI Prudential India Recovery Fund - Series 2 1,977.22

Group 3 Advanced Enzyme Technologies Limited Equity Share ICICI Prudential India Recovery Fund - Series 3 846.83

Group 3 Advanced Enzyme Technologies Limited Equity Share ICICI Prudential Value Fund - Series 1 4,480.00

Group 3 Avenue Supermarts Limited Equity Share ICICI Prudential Business Cycle Fund Series 1 1,486.03

Group 3 Avenue Supermarts Limited Equity Share ICICI Prudential Business Cycle Fund Series 3 138.74

Group 3 Avenue Supermarts Limited Equity Share ICICI Prudential Growth Fund - Series 1 4,213.51

Group 3 Avenue Supermarts Limited Equity Share ICICI Prudential Growth Fund - Series 7 620.28

Group 3 Avenue Supermarts Limited Equity Share ICICI Prudential India Recovery Fund - Series 1 2,307.23



Group 3 Avenue Supermarts Limited Equity Share ICICI Prudential India Recovery Fund - Series 7 145.31

Group 3 Avenue Supermarts Limited Equity Share ICICI Prudential Value Fund - Series 1 1,896.86




Group 3 Avenue Supermarts Limited Equity Share ICICI Prudential Value Fund Series 7 76.25


Group 3 Equitas Holdings Limited Equity Share ICICI Prudential Business Cycle Fund Series 1 755.72

Group 3 Equitas Holdings Limited Equity Share ICICI Prudential Business Cycle Fund Series 2 237.75

Group 3 Equitas Holdings Limited Equity Share ICICI Prudential Growth Fund - Series 4 318.68




Group 3 Equitas Holdings Limited Equity Share ICICI Prudential India Recovery Fund - Series 1 665.43

Group 3 Equitas Holdings Limited Equity Share ICICI Prudential Value Fund Series 8 723.34

Group 3 ICICI Prudential Life Insurance Company Limited Equity Share ICICI Prudential Value Fund - Series 3 2,465.55

Group 3 Motherson Sumi Systems Limited Equity Share ICICI Prudential Business Cycle Fund Series 1 562.75

Group 3 Motherson Sumi Systems Limited Equity Share ICICI Prudential Value Fund - Series 1 1,534.18

Group 3 Quess Corp Limited Equity Share ICICI Prudential Business Cycle Fund Series 1 1,408.53

Group 3 Quess Corp Limited Equity Share ICICI Prudential Business Cycle Fund Series 3 104.56

Group 3 Quess Corp Limited Equity Share ICICI Prudential India Recovery Fund - Series 1 1,273.44

Group 3 Quess Corp Limited Equity Share ICICI Prudential India Recovery Fund - Series 2 1,595.68

Group 3 Quess Corp Limited Equity Share ICICI Prudential India Recovery Fund - Series 3 407.69

Group 3 Quess Corp Limited Equity Share ICICI Prudential Value Fund - Series 1 3,817.03

Group 3 Thyrocare Technologies Limited Equity Share ICICI Prudential Business Cycle Fund Series 1 1,053.07

Group 3 Thyrocare Technologies Limited Equity Share ICICI Prudential Growth Fund - Series 8 439.77

Group 3 Thyrocare Technologies Limited Equity Share ICICI Prudential India Recovery Fund - Series 1 944.74

Group 3 Thyrocare Technologies Limited Equity Share ICICI Prudential Value Fund - Series 6 299.95

Group 3 Ujjivan Financial Services Limited Equity Share ICICI Prudential Business Cycle Fund Series 1 549.78

Group 3 Ujjivan Financial Services Limited Equity Share ICICI Prudential Business Cycle Fund Series 2 199.92

Group 3 Ujjivan Financial Services Limited Equity Share ICICI Prudential Growth Fund - Series 8 300.03

Group 3 Ujjivan Financial Services Limited Equity Share ICICI Prudential India Recovery Fund - Series 1 699.87

Group 3 Ujjivan Financial Services Limited Equity Share ICICI Prudential Value Fund - Series 6 399.99

Group 3 Ujjivan Financial Services Limited Equity Share ICICI Prudential Value Fund Series 7 49.98

Group 3 Ujjivan Financial Services Limited Equity Share ICICI Prudential Value Fund Series 8 999.89

Group 6 Avenue Supermarts Limited Equity Share

ICICI Prudential Regular Income Fund (Income is not assured and is

subject to availability of distributable surplus) 7,499.97

Group 6 Ujjivan Financial Services Limited Equity Share


subject to availability of distributable surplus) 199.92

Group 7 Advanced Enzyme Technologies Limited Equity Share

ICICI Prudential MIP 25 (Monthly income is not assured and is subject

to availability of distributable surplus) 1,183.58

Group 7 Advanced Enzyme Technologies Limited Equity Share

ICICI Prudential Monthly Income Plan (Monthly income is not assured

and is subject to availability of distributable surplus) 495.45

Group 7 Equitas Holdings Limited Equity Share



Group 7 Equitas Holdings Limited Equity Share



Group 7 Equitas Holdings Limited Equity Share ICICI Prudential Child Care Plan-Study Plan 147.91

Group 7 ICICI Prudential Life Insurance Company Limited Equity Share ICICI Prudential Balanced Fund 7,799.90

Group 7 Quess Corp Limited Equity Share



Group 7 Quess Corp Limited Equity Share



Group 7 RBL Bank Limited Equity Share ICICI Prudential Balanced Fund 9,999.99

Group 7 Sheela Foam Limited Equity Share ICICI Prudential Balanced Fund 4,999.92

Group 7 Ujjivan Financial Services Limited Equity Share ICICI Prudential Balanced Fund 3,199.90

2016-17

Annexure XIIa referred in Notes to the Financial Statements

( ` in Lakhs)

Statement showing Subscription by scheme (excluding Secondary Market Purchases) in the

issues lead managed by the associate company

All the schemes other than the schemes in the above annexures have Nil Subsription in the issues lead managed by the associate company


Group 6 BASF India Limited Commercial Paper ICICI Prudential Liquid Plan 22,204.48

Group 6 BASF India Limited Commercial Paper ICICI Prudential Money Market Fund 56,118.27

Group 6 Century Textiles & Industries Limited Non Convertible Debenture ICICI Prudential Corporate Bond Fund 10,000.00

Group 6 Century Textiles & Industries Limited Non Convertible Debenture


subject to availability of distributable surplus) 6,000.00

Group 6 Century Textiles & Industries Limited Non Convertible Debenture ICICI Prudential Regular Savings Fund 4,000.00

Group 6 Housing Development Finance Corporation Limited Non Convertible Debenture ICICI Prudential Banking & PSU Debt Fund 20,000.00

Group 6 Housing Development Finance Corporation Limited Non Convertible Debenture ICICI Prudential Income Plan 10,000.00

Group 6 Housing Development Finance Corporation Limited Non Convertible Debenture ICICI Prudential Short Term Plan 5,000.00

Group 6 Krishak Bharati Co-Operative Limited Commercial Paper ICICI Prudential Liquid Plan 9,376.99

Group 6 LIC Housing Finance Limited Non Convertible Debenture ICICI Prudential Short Term Plan 10,000.00

Group 6 LIC Housing Finance Limited Non Convertible Debenture ICICI Prudential Ultra Short Term Plan 10,000.00

Group 6 Mcleod Russel India Limited Commercial Paper ICICI Prudential Liquid Plan 4,934.70

Group 6 Mcleod Russel India Limited Commercial Paper ICICI Prudential Money Market Fund 14,773.78

Group 6 National Bank for Agriculture And Rural Developmet Non Convertible Debenture ICICI Prudential Corporate Bond Fund 5,000.00

Group 6 National Highways Authority Of India Non Convertible Debenture ICICI Prudential Banking & PSU Debt Fund 10,000.00

Group 6 ONGC Mangalore Petro Chemicals Limited Non Convertible Debenture ICICI Prudential Banking & PSU Debt Fund 5,000.00

Group 6 ONGC Mangalore Petro Chemicals Limited Non Convertible Debenture ICICI Prudential Flexible Income Plan 2,500.00

Group 6 ONGC Mangalore Petro Chemicals Limited Non Convertible Debenture ICICI Prudential Short Term Plan 10,000.00

Group 6 ONGC Mangalore Petro Chemicals Limited Non Convertible Debenture ICICI Prudential Ultra Short Term Plan 5,000.00

Group 6 Power Finance Corporation Limited Non Convertible Debenture ICICI Prudential Flexible Income Plan 15,000.00

Group 6 Power Finance Corporation Limited Non Convertible Debenture ICICI Prudential Income Opportunities Fund 4,500.00

Group 6 Power Finance Corporation Limited Non Convertible Debenture ICICI Prudential Dynamic Bond Fund 4,500.00

Group 6 Power Finance Corporation Limited Non Convertible Debenture ICICI Prudential Regular Savings Fund 10,000.00

Group 6 Quess Corporation Limited Non Convertible Debenture ICICI Prudential Corporate Bond Fund 7,500.00

Group 6 Tata Housing Development Company Limited Non Convertible Debenture ICICI Prudential Corporate Bond Fund 15,000.00

Group 6 Tata Housing Development Company Limited Non Convertible Debenture ICICI Prudential Regular Savings Fund 5,000.00

Group 6 Transport Corporation Of India Limited Commercial Paper ICICI Prudential Money Market Fund 986.51

All the schemes other than the schemes in the above annexures have Nil Subsription to any issue of equity or debt on private placement basis where the sponsor or its associate companies have

acted as arranger or manager

Subscription to any issue of equity or debt on private placement basis where the sponsor or its

associate companies have acted as arranger or managerAnnexure XIIb referred in Notes to the Financial Statements

( ` in Lakhs)

2016-17


Group 1 Ashoka Buildcon Limited Equity Share ICICI Prudential Infrastructure Fund 2,680.00

Group 1 GMR Infrastructure Limited Equity Share ICICI Prudential Value Discovery Fund 1,681.00

Group 1 GMR Infrastructure Limited Equity Share ICICI Prudential Dynamic Plan 429.00

Group 1 Tata Motors Limited Equity Share ICICI Prudential Value Discovery Fund 743.00

Group 1 Tata Motors Limited Equity Share ICICI Prudential Dynamic Plan 102.00

Group 2 Ashoka Buildcon Limited Equity Share ICICI Prudential Midcap Fund 2,028.00

Group 2 Ashoka Buildcon Limited Equity Share ICICI Prudential Top 100 Fund 2,318.00

Group 2 Ashoka Buildcon Limited Equity Share ICICI Prudential Exports and Other Services Fund 869.00

Group 2 Manpasand Beverages Limited Equity Share ICICI Prudential Balanced Advantage Fund 3,437.00

Group 2 Manpasand Beverages Limited Equity Share ICICI Prudential FMCG Fund 937.00

Group 2 Manpasand Beverages Limited Equity Share ICICI Prudential Top 100 Fund 500.00

Group 2 Quick Heal Technologies Limited Equity Share ICICI Prudential Technology Fund 720.00

Group 2 Tata Motors Limited Equity Share ICICI Prudential Top 100 Fund 40.00

Group 2 VRL Logistics Limited Equity Share ICICI Prudential Dividend Yield Equity Fund 1,048.00

Group 2 VRL Logistics Limited Equity Share ICICI Prudential Exports and Other Services Fund 4,397.00

Group 3 Ashoka Buildcon Limited Equity Share ICICI Prudential India Recovery Fund - Series 1 869.00

Group 3 Ashoka Buildcon Limited Equity Share ICICI Prudential India Recovery Fund - Series 2 1,811.00

Group 3 Ashoka Buildcon Limited Equity Share ICICI Prudential Value Fund - Series 6 529.00

Group 3 Manpasand Beverages Limited Equity Share ICICI Prudential Growth Fund - Series 1 694.00





Group 3 Manpasand Beverages Limited Equity Share ICICI Prudential Value Fund - Series 6 585.00

Group 3 Manpasand Beverages Limited Equity Share ICICI Prudential Value Fund Series 7 33.00

Group 3 Quick Heal Technologies Limited Equity Share ICICI Prudential Growth Fund - Series 2 420.00



Group 3 Tata Motors Limited Equity Share ICICI Prudential Value Fund - Series 6 29.00

Group 3 Teamlease Services Limited Equity Share ICICI Prudential Growth Fund - Series 4 608.00




Group 3 Teamlease Services Limited Equity Share ICICI Prudential Value Fund - Series 5 1,112.00

Group 3 Teamlease Services Limited Equity Share ICICI Prudential Value Fund - Series 6 344.00

Group 3 Teamlease Services Limited Equity Share ICICI Prudential Value Fund Series 7 24.00

Group 3 VRL Logistics Limited Equity Share ICICI Prudential Growth Fund - Series 2 1,435.00

Group 3 VRL Logistics Limited Equity Share ICICI Prudential Growth Fund - Series 7 800.00

Group 3 VRL Logistics Limited Equity Share ICICI Prudential India Recovery Fund - Series 1 600.00

Group 3 VRL Logistics Limited Equity Share ICICI Prudential India Recovery Fund - Series 2 2,600.00

Group 3 VRL Logistics Limited Equity Share ICICI Prudential Value Fund - Series 6 2,072.00

Group 7 Ashoka Buildcon Limited Equity Share ICICI Prudential Balanced Fund 2,897.00

Group 7 VRL Logistics Limited Equity Share ICICI Prudential Balanced Fund 5,689.00


Group 4 HDB Financial Services Limited Zero Coupon Bond ICICI Prudential Capital Protection Oriented Fund Series VIII 1107 Days Plan E 700.00

Group 4 National Bank For Agriculture And Rural Development Non Convertible Debenture

ICICI Prudential Capital Protection Oriented Fund Series IX - Plan C - 1195

Days 2,900.00

Group 5 National Bank For Agriculture And Rural Development Non Convertible Debenture ICICI Prudential Fixed Maturity Plan-Series 69-1821 Days Plan H 1,000.00

Group 5 National Bank For Agriculture And Rural Development Non Convertible Debenture ICICI Prudential Fixed Maturity Plan-Series 69-1821 Days Plan I 1,300.00

Group 5 National Bank For Agriculture And Rural Development Non Convertible Debenture ICICI Prudential Fixed Maturity Plan Series 77 - 1134 Days Plan H 2,200.00

Group 5 National Bank For Agriculture And Rural Development Non Convertible Debenture ICICI Prudential Fixed Maturity Plan-Series 78 - 1190 Days Plan C 500.00

Group 5 Steel Authority Of India Limited Non Convertible Debenture ICICI Prudential Fixed Maturity Plan Series 77 - 1132 Days Plan A 1,500.00

Group 6 Avenue Supermarts Limited Non Convertible Debenture

ICICI Prudential Regular Income Fund (Income is not assured and is subject to


Group 6 Avenue Supermarts Limited Non Convertible Debenture ICICI Prudential Regular Savings Fund 3,500.00

Group 6 Deepak Fertilizers And Petrochemicals Corporation Commercial Paper ICICI Prudential Liquid Plan 9,859.00

Group 6 Export Import Bank Of India Non Convertible Debenture ICICI Prudential Income Opportunities Fund 8,500.00

Group 6 Housing Development Finance Corporation Limited Non Convertible Debenture ICICI Prudential Banking & PSU Debt Fund 5,000.00

Group 6 Housing Development Finance Corporation Limited Non Convertible Debenture ICICI Prudential Short Term Plan 25,000.00

Group 6 Mcleod Russel India Limited Commercial Paper ICICI Prudential Money Market Fund 4,939.00

Group 6 National Bank For Agriculture And Rural Development Non Convertible Debenture ICICI Prudential Ultra Short Term Plan 1,600.00

Group 6 Power Finance Corporation Limited Non Convertible Debenture ICICI Prudential Flexible Income Plan 20,000.00

Group 6 Power Finance Corporation Limited Non Convertible Debenture ICICI Prudential Short Term Plan 2,500.00

Group 6 Rallis India Limited Commercial Paper ICICI Prudential Liquid Plan 4,908.00

Group 6 Rural Electrification Corporation Limited Non Convertible Debenture ICICI Prudential Income Opportunities Fund 5,000.00

Group 6 Small Industries Development Bank Of India Non Convertible Debenture ICICI Prudential Flexible Income Plan 15,000.00

Group 6 Steel Authority Of India Limited Non Convertible Debenture ICICI Prudential Ultra Short Term Plan 1,000.00

Group 6 Transport Corporation Of India Limited Commercial Paper ICICI Prudential Money Market Fund 9,839.00

Group 6 Vodafone India Limited Commercial Paper ICICI Prudential Flexible Income Plan 36,917.00

Group 6 Volvo Eicher Commercial Vehicles Limited Commercial Paper ICICI Prudential Liquid Plan 2,454.00

Group 7 Power Grid Corporation Of India Limited Non Convertible Debenture



All the schemes other than the schemes in the above annexures have Nil Subsription to any issue of equity or debt on private placement basis where the sponsor or its associate companies have acted as

arranger or manager

All the schemes other than the schemes in the above annexures have Nil Subsription in the issues lead managed by the associate company

Subscription to any issue of equity or debt on private placement basis where the sponsor or its

associate companies have acted as arranger or managerAnnexure XIIb referred in Notes to the Financial Statements

( ` in Lakhs)

2015-16

Annexure XIIa referred in Notes to the Financial Statements

( ` in Lakhs)

2015-16

Statement showing Subscription by scheme (excluding Secondary Market Purchases) in the issues

lead managed by the associate company

Group Scheme Name 2016-17 2015-16

Group 1 ICICI Prudential Value Discovery Fund 87.24 69.49

Group 1 ICICI Prudential Dynamic Plan 36.40 50.54

Group 1 ICICI Prudential Focused Bluechip Equity Fund 61.15 63.94

Group 1 ICICI Prudential Infrastructure Fund 4.18 9.53

Group 1 ICICI Prudential Long Term Equity Fund (Tax Saving) 16.64 12.67

Group 2 ICICI Prudential Banking and Financial Services Fund 5.47 4.65

Group 2 ICICI Prudential Dividend Yield Equity Fund 0.57 0.80

Group 2 ICICI Prudential Equity - Arbitrage Fund 219.22 191.11

Group 2 ICICI Prudential Balanced Advantage Fund 102.70 133.48

Group 2 ICICI Prudential Midcap Fund 5.80 5.64

Group 2 ICICI Prudential FMCG Fund 0.97 1.10

Group 2 ICICI Prudential Child Care Plan-Gift Plan 0.97 1.74

Group 2 ICICI Prudential Top 100 Fund 6.47 7.64

Group 2 ICICI Prudential Indo Asia Equity Fund 0.64 3.84

Group 2 ICICI Prudential Nifty Index Fund 0.94 0.81

Group 2 ICICI Prudential Nifty Next 50 Index Fund 0.07 0.06

Group 2 ICICI Prudential Multicap Fund 4.05 4.10

Group 2 ICICI Prudential R.I.G.H.T. (Rewards of Investing & Generation of Healthy Tax-savings) Fund 0.02 0.04

Group 2 ICICI Prudential Exports and Other Services Fund 2.88 2.40

Group 2 ICICI Prudential Select Large Cap Fund 2.04 3.10

Group 2 ICICI Prudential Technology Fund 0.64 0.66

Group 2 ICICI Prudential US Bluechip Equity Fund 0.55 0.72

Group 3 ICICI Prudential Business Cycle Fund Series 1 0.50 1.67



Group 3 ICICI Prudential Growth Fund - Series 1 0.33 ^^

Group 3 ICICI Prudential Growth Fund - Series 2 0.07 0.05


Group 3 ICICI Prudential Growth Fund - Series 4 0.09 ^^





Group 3 ICICI Prudential India Recovery Fund - Series 1 0.02 0.02



Group 3 ICICI Prudential India Recovery Fund - Series 4 ^^ ^^

Group 3 ICICI Prudential India Recovery Fund - Series 5 0.25 -


Group 3 ICICI Prudential Value Fund - Series 1 1.34 0.91

Group 3 ICICI Prudential Value Fund - Series 10 0.12 -




Group 3 ICICI Prudential Value Fund - Series 4 - 0.07

Group 3 ICICI Prudential Value Fund - Series 5 0.17 ^^

Group 3 ICICI Prudential Value Fund - Series 6 - 0.30

Group 3 ICICI Prudential Value Fund Series 7 - 0.03



Group 4 ICICI Prudential Capital Protection Oriented Fund Series X - Plan A - 1235 Days 0.07 -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series X - Plan B - 1375 Days 0.08 -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan A - 2056 Days ^^ -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan B - 1222 Days ^^ -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan C - 1255 Days ^^ -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan D - 1247 Days 0.01 -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan E - 1222 Days ^^ -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan E - 1100 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan F - 1100 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan A - 1825 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan B - 1100 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan C - 1825 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan D - 1100 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan E - 1100 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan F - 1100 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan G - 1100 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan H - 1100 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan A - 1285 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan B - 1285 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan C - 1284 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan D - 1822 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan E - 1284 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan F - 1288 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan G - 1285 Days - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1103 Days Plan B - 0.01

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1103 Days Plan C - 0.01

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII - 1101 Days Plan D - 0.01

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1107 Days Plan E - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1115 Days Plan F - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1101 Days Plan G - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1105 Days Plan H - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1290 Days Plan I - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII - 1284 Days Plan J - ^^

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan A - 1101 Days - 0.02

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan B - 1103 Days - 0.07

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan C - 1195 Days - 0.01

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan D - 1378 Days - 0.03

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan E - 1325 Days - 0.02

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan F - 1120 Days ^^ -

Group 4 ICICI Prudential Interval Fund IV - Quarterly Interval Plan B - ^^

Group 4 ICICI Prudential Interval Fund – Annual Interval Plan-I - ^^

Group 4 ICICI Prudential Interval Fund – Annual Interval Plan-II - ^^

Group 4 ICICI Prudential Interval Fund – Annual Interval Plan-III - ^^

Group 4 ICICI Prudential Interval Fund – Annual Interval Plan-IV ^^ ^^

Group 4 ICICI Prudential Interval Fund Monthly Interval Plan-I ^^ ^^

Group 4 ICICI Prudential Interval Fund – Quarterly Interval Plan-I ^^ ^^

Group 4 ICICI Prudential Interval Fund – Quarterly Interval Plan-II ^^ ^^

Group 4 ICICI Prudential Interval Fund-II Quarterly Interval Plan – A - ^^

Group 4 ICICI Prudential Interval Fund-II Quarterly Interval Plan – B ^^ ^^

Group 4 ICICI Prudential Interval Fund-II Quarterly Interval Plan – C ^^ ^^

Annexure XIII referred in Notes to

the Financial Statements

ICICI Bank Limited @

Sponsor

Bank Charges (Rs. In Lakhs) **

Payments to parties associated with any of the sponsors in which AMC or its major shareholders or its subsidiaries are having a

substantial interest.

Entity

Nature of Association/ Nature of relation





Sponsor




Entity


Group 4 ICICI Prudential Interval Fund-II Quarterly Interval Plan – D ^^ ^^

Group 4 ICICI Prudential Interval Fund-II Quarterly Interval Plan – F ^^ ^^

Group 4 ICICI Prudential Interval Fund – Quarterly Interval Plan-III ^^ ^^

Group 4 ICICI Prudential Interval Fund - Series VII - Annual Interval Plan - C ^^ ^^

Group 4 ICICI Prudential Interval Fund V - Monthly Interval Plan A ^^ ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 10 -1775 Days Plan A - 0.02

Group 4 ICICI Prudential Multiple Yield Fund Series 10 -1825 Days Plan B - 0.01

Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1427 Days Plan A 0.10 -

Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1394 Days Plan B ^^ -

Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1387 Days Plan C 0.01 -

Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1361 Days Plan D ^^ -

Group 4 ICICI Prudential Multiple Yield Fund - Series 3 - Plan C 0.02 -

Group 4 ICICI Prudential Multiple Yield Fund - Series 3 - Plan D 0.01 -

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan C - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan D - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1100 Days Plan E - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 6 -1100 Days Plan F - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1100 Days Plan A - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan B - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan C - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1338 Days Plan D - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan E - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1100 Days Plan F - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1824 Days Plan A - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1103 Days Plan C - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1822 Days Plan D - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1101 Days Plan E - ^^

Group 4 ICICI Prudential Multiple Yield Fund Series 9 - 1140 Days Plan A - 0.17

Group 5 ICICI Prudential Fixed Maturity Plan-Series 67-740 Days Plan H ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 68-369 Days Plan K ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 68-745 Days Plan H ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 68-745 Days Plan J ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 69-366 Days Plan A ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 69-369 Days Plan J - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 69-698 Days Plan B - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 70-367 Days Plan C - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 70-367 Days Plan N ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 70-540 Days Plan S - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-1095 Days Plan O ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-480 Days Plan L - 0.01

Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-505 Days Plan H - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-525 Days Plan D - ^^


Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-1075 Days Plan Q ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-1092 Days Plan F ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-366 Days Plan C ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-366 Days Plan K ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-366 Days Plan M ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-367 Days Plan R ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-368 Days Plan A ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-368 Days Plan D ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-370 Days Plan G ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-409 Days Plan S - 0.01

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-425 Days Plan N - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-440 Days Plan L - 0.01


Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-500 Days Plan E - ^^


Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-785 Days Plan O ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-823 Days Plan H ^^ -


Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-369 Days Plan T - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-376 Days Plan Q - 0.01


Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-378 Days Plan O - 0.01

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-383 Days Plan K - 0.01

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-390 Days Plan I - 0.01

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-391 Days Plan G - 0.01

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-392 Days Plan F - ^^


Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-830 Days Plan J ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-1092 Days Plan P - ^^


Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-367 Days Plan D - ^^


Group 5 ICICI Prudential Fixed Maturity Plan Series 74 - 367 Days Plan Z - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-368 Days Plan H - ^^


Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-368 Days Plan R - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Series 74 - 368 Days Plan Y - ^^


Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan F - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan I - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan K - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan L - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan T - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan A - 0.01

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan Q - ^^


Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan V - ^^

Group 5 ICICI Prudential Fixed Maturity Plan -Series 74 - 370 Days Plan X - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-780 Days Plan E ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-9 Years Plan U - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan F - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan G - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan H - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan I - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan J - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan Q - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan T - ^^





Sponsor




Entity


Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1103 Days Plan L - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1103 Days Plan P - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1246 Days Plan U - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1352 Days Plan E - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 76 - 1100 Days Plan D - ^^


Group 5 ICICI Prudential Fixed Maturity Plan Series 76 -1127 Days Plan W - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Series 76 - 1134 Days Plan Y - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Series 76 - 1135 Days Plan Z - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1100 Days Plan L - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1129 Days Plan W - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1130 Days Plan D - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1132 Days Plan A - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1134 Days Plan H - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1144 Days Plan T - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1151 Days Plan S - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1473 Days Plan C - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1102 Days Plan Z ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1115 Days Plan X - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1127 Days Plan R - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1130 Days Plan T - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1135 Days Plan W - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1150 Days Plan N - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1156 Days Plan U - ^^


Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1190 Days Plan E - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1212 Days Plan A - ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1105 Days Plan B ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1118 Days Plan K ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1120 Days Plan J ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1130 Days Plan E ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1140 Days Plan D ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1218 Days Plan A ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1100 Days Plan A ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1125 Days Plan S ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1138 Days Plan R ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1150 Days Plan N ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1170 Days Plan I ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1187 Days Plan G ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1194 Days Plan F ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1216 Days Plan U ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1225 Days Plan T ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1227 Days Plan Q ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1231 Days Plan P ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1245 Days Plan L ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1248 Days Plan D ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan Corporate Bond - Series B - 1100 Days - ^^

Group 5 ICICI Prudential Fixed Maturity Plan Corporate Bond Series A - 750 Days ^^ -

Group 6 ICICI Prudential Banking & PSU Debt Fund 0.11 0.05

Group 6 ICICI Prudential Flexible Income Plan 1.55 2.05

Group 6 ICICI Prudential Savings Fund 2.68 1.70

Group 6 ICICI Prudential Long Term Gilt Fund 0.07 0.05

Group 6 ICICI Prudential Gilt Fund - Investment Plan - PF Option 0.01 0.03

Group 6 ICICI Prudential Short Term Gilt Fund 0.01 0.01

Group 6 ICICI Prudential Gilt Fund - Treasury Plan - PF Option ^^ ^^

Group 6 ICICI Prudential Income Plan 0.09 0.12

Group 6 ICICI Prudential Income Opportunities Fund 0.06 0.02

Group 6 ICICI Prudential Liquid Plan 2.39 2.61

Group 6 ICICI Prudential Corporate Bond Fund 2.09 0.86

Group 6 ICICI Prudential Long Term Plan 0.30 0.18

Group 6 ICICI Prudential Constant Maturity Gilt Fund ^^ ^^

Group 6 ICICI Prudential Dynamic Bond Fund 0.85 2.34

Group 6 ICICI Prudential Regular Income Fund (Income is not assured and is subject to availability of distributable surplus) 4.84 2.56

Group 6 ICICI Prudential Regular Savings Fund 1.59 2.70

Group 6 ICICI Prudential Short Term Plan 0.36 0.57

Group 6 ICICI Prudential Money Market Fund 0.28 0.33

Group 6 ICICI Prudential Ultra Short Term Plan 0.26 0.19

Group 7 ICICI Prudential Balanced Fund 17.25 16.36

Group 7 ICICI Prudential Equity Income Fund 16.06 20.27

Group 7 ICICI Prudential MIP 25 (Monthly income is not assured and is subject to availability of distributable surplus) 0.22 0.33

Group 7 ICICI Prudential Monthly Income Plan (Monthly income is not assured and is subject to availability of distributable surplus) 0.10 0.13

Group 7 ICICI Prudential Child Care Plan-Study Plan 0.07 0.06

Group 8 ICICI Prudential Nifty 100 iWIN ETF (Formerly ICICI Prudential Nifty 100 ETF) ^^ ^^

Group 8 ICICI Prudential Gold iWIN ETF (Formerly ICICI Prudential Gold Exchange Traded Fund) ^^ ^^

Group 8 ICICI Prudential Midcap Select iWIN ETF (Formerly ICICI Prudential Midcap Select ETF) ^^ -

Group 8 ICICI Prudential Nifty iWIN ETF (Formerly ICICI Prudential Nifty ETF) 0.01 ^^

Group 8 ICICI Prudential NV20 iWIN ETF (Formerly ICICI Prudential NV20 ETF) ^^ -

Group 8 ICICI Prudential Sensex iWIN ETF (Formerly ICICI Prudential Sensex ETF) ^^ ^^

Group 9 ICICI Prudential Advisor series Long Term Savings Plan ^^ ^^

Group 9 ICICI Prudential Advisor series - Cautious Plan ^^ ^^

Group 9 ICICI Prudential Global Stable Equity Fund 0.19 0.23

Group 9 ICICI Prudential Advisor series - Moderate Plan ^^ ^^

Group 9 ICICI Prudential Regular Gold Savings Fund 0.75 1.19

Group 9 ICICI Prudential Advisor series - Very Aggressive Plan ^^ ^^

Group 9 ICICI Prudential Advisor Series - Dynamic Accrual Plan 0.01 ^^

Value of

transaction (` in

Lakhs)

% of total value of

transaction of the

fund

Brokerage (` in

Lakhs)

% of the total

brokerage related to

scheme

Value of

transaction (`

in Lakhs)

% of total

value of

transaction of

the fund

Brokerage (`

in Lakhs)

% of the total

brokerage related

to scheme

Group Scheme Name

Group 1 ICICI Prudential Value Discovery Fund 26,646.27 2.27% 9.39 0.94% 42,993.06 4.73% 22.53 2.91%

Group 1 ICICI Prudential Dynamic Plan 76,346.83 3.49% 38.69 2.69% 49,422.86 2.76% 30.26 2.73%

Group 1 ICICI Prudential Focused Bluechip Equity Fund 77,165.75 3.81% 46.52 3.89% 58,899.33 4.72% 32.96 4.89%

Group 1 ICICI Prudential Infrastructure Fund 20,607.41 6.64% 10.31 5.09% 28,380.05 7.49% 13.53 7.09%

Group 1 ICICI Prudential Long Term Equity Fund (Tax Saving) 69,563.98 6.76% 42.41 4.90% 81,256.19 9.16% 47.93 6.71%

Group 2 ICICI Prudential Banking and Financial Services Fund 19,592.10 9.05% 11.44 8.87% 6,555.67 8.04% 3.01 7.25%

Group 2 ICICI Prudential Dividend Yield Equity Fund 6,327.61 25.01% 3.67 21.77% 3,380.87 12.03% 1.95 10.46%

Group 2 ICICI Prudential Equity - Arbitrage Fund 271,754.89 2.39% 39.27 1.95% 96,138.19 1.49% 14.32 1.23%

Group 2 ICICI Prudential Balanced Advantage Fund 162,501.82 2.81% 84.62 4.20% 70,428.19 1.91% 38.01 3.01%

Group 2 ICICI Prudential Midcap Fund 21,887.46 19.37% 12.19 14.53% 8,719.67 7.21% 5.13 5.65%

Group 2 ICICI Prudential FMCG Fund 3,615.90 22.16% 2.14 20.40% 2,517.78 15.83% 1.47 14.25%

Group 2 ICICI Prudential Child Care Plan-Gift Plan 14,741.07 12.01% 8.68 9.65% 9,583.25 9.43% 5.64 9.87%

Group 2 ICICI Prudential Top 100 Fund 26,707.15 6.64% 16.53 4.99% 20,829.72 6.22% 12.34 5.27%

Group 2 ICICI Prudential Indo Asia Equity Fund 6,026.25 12.15% 3.55 20.61% 4,507.54 7.61% 2.63 11.14%

Group 2 ICICI Prudential Nifty Index Fund 308.69 0.60% 0.06 0.54% - - - -

Group 2 ICICI Prudential Multicap Fund 70,151.78 11.08% 41.17 8.42% 21,207.73 6.39% 12.22 5.56%

Group 2 ICICI Prudential R.I.G.H.T. (Rewards of Investing & Generation of Healthy Tax-savings) Fund 1,322.70 35.22% 0.76 35.59% 808.52 33.07% 0.48 29.79%

Group 2 ICICI Prudential Exports and Other Services Fund 14,025.23 11.75% 8.13 10.10% 7,088.60 9.46% 3.99 7.19%

Group 2 ICICI Prudential Select Large Cap Fund 7,052.52 6.99% 4.10 4.34% 10,257.49 7.93% 6.06 7.19%

Group 2 ICICI Prudential Technology Fund 5,955.49 20.71% 3.49 15.21% 1,749.60 9.78% 1.04 6.45%

Group 3 ICICI Prudential Business Cycle Fund Series 1 7,294.98 14.31% 4.37 17.21% 2,727.73 3.49% 1.61 5.68%

Group 3 ICICI Prudential Business Cycle Fund Series 2 9,548.75 17.08% 5.61 14.63% 2,687.91 12.27% 1.55 13.86%

Group 3 ICICI Prudential Business Cycle Fund Series 3 363.67 9.97% 0.21 15.59% 327.63 25.84% 0.18 24.47%

Group 3 ICICI Prudential Growth Fund - Series 1 7,552.49 7.82% 4.20 6.40% 8,958.61 13.41% 5.25 11.01%








Group 3 ICICI Prudential India Recovery Fund - Series 1 3,670.75 19.94% 2.03 16.58% 3,950.04 14.23% 2.28 11.13%




Group 3 ICICI Prudential India Recovery Fund - Series 5 9,534.26 29.05% 5.65 27.44% - - - -


Group 3 ICICI Prudential Value Fund - Series 1 12,899.72 7.90% 6.85 7.50% 4,044.21 5.01% 2.37 4.51%

Group 3 ICICI Prudential Value Fund - Series 10 5,416.98 29.83% 3.18 31.44% - - - -







Group 3 ICICI Prudential Value Fund Series 7 933.12 37.62% 0.55 34.94% 752.99 34.39% 0.44 33.84%

Group 3 ICICI Prudential Value Fund Series 8 12,611.49 17.95% 7.26 14.74% 6,461.85 11.71% 3.69 11.10%


Group 4 ICICI Prudential Capital Protection Oriented Fund Series X - Plan A - 1235 Days 1,264.43 19.93% 0.75 37.86% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series X - Plan B - 1375 Days 29.87 0.38% 0.02 0.92% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan A - 2056 Days 481.34 95.21% 0.28 91.27% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan B - 1222 Days 180.63 10.49% 0.11 40.09% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan C - 1255 Days 454.79 83.28% 0.27 83.20% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan D - 1247 Days 134.68 10.17% 0.08 15.85% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan E - 1222 Days 438.93 100.00% 0.26 100.00% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan B - 60 Months - - - - 414.94 12.96% 0.25 14.47%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan E - 60 Months - - - - 482.58 14.13% 0.29 15.15%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan G - 60 Months - - - - 210.93 16.13% 0.13 16.87%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan H - 60 Months - - - - 258.36 17.46% 0.15 15.68%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan A - 60 Months 45.69 24.37% 0.03 29.91% 522.09 11.56% 0.31 23.12%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan C - 60 Months - - - - 197.02 8.26% 0.12 16.02%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan D - 60 Months - - - - 440.47 6.31% 0.26 11.87%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan F - 60 Months - - - - 726.7 21.11% 0.43 25.70%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan G - 60 Months - - - - 726.24 19.06% 0.43 22.82%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan A - 5 Year Plan 188.72 34.80% 0.11 37.05% 221.57 13.90% 0.13 13.25%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan C - 1825 Days - - - - 225.78 13.88% 0.14 12.78%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan D - 1100 Days 1,300.86 40.06% 0.77 49.59% 424.84 15.40% 0.25 12.92%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan E - 1100 Days - - - - 208.46 13.60% 0.12 11.42%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan F - 1100 Days - - - - 276.63 25.24% 0.17 21.99%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan A - 1825 Days 187.33 24.00% 0.11 21.44% 96.71 15.87% 0.06 11.65%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan B - 1100 Days 4.13 0.81% ^^ 0.64% 22.61 5.52% 0.01 4.73%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan C - 1825 Days 110.31 18.26% 0.07 15.16% 73.69 11.50% 0.04 9.28%

2015-162016-17

ICICI Securities Limited

Group Company

Entity


Value of

transaction (` in

Lakhs)

% of total value of

transaction of the

fund

Brokerage (` in

Lakhs)

% of the total

brokerage related to

scheme

Value of

transaction (`

in Lakhs)

% of total

value of

transaction of

the fund

Brokerage (`

in Lakhs)

% of the total

brokerage related

to scheme

Group Scheme Name 2015-162016-17

ICICI Securities Limited

Group Company

Entity


Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan D - 1100 Days 53.24 7.87% 0.03 6.42% 144.68 11.90% 0.09 12.51%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan E - 1100 Days 117.25 9.77% 0.07 11.66% 43.59 1.58% 0.03 3.90%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan F - 1100 Days 94.65 9.01% 0.06 10.58% 76.30 8.06% 0.05 9.57%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan G - 1100 Days 130.76 11.18% 0.08 11.85% 161.74 14.25% 0.10 15.93%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan H - 1100 Days 175.82 21.77% 0.10 26.37% 6.18 0.99% ^^ 1.94%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan A - 1285 Days 47.47 5.55% 0.03 4.36% 54.73 7.88% 0.03 6.14%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan B - 1285 Days 65.49 8.20% 0.04 6.63% 83.80 11.77% 0.05 12.35%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan C - 1284 Days 53.62 14.58% 0.03 12.87% 72.82 2.79% 0.04 12.52%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan D - 1822 Days 53.05 12.69% 0.03 10.67% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan E - 1284 Days 73.20 21.63% 0.04 16.28% 45.26 1.68% 0.03 9.72%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan F - 1288 Days 127.83 22.17% 0.08 18.62% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan G - 1285 Days 48.73 6.11% 0.03 5.36% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan H - 1284 Days 123.23 10.62% 0.07 12.22% 3.43 0.54% ^^ 0.55%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII - Plan A - 1300 Days 64.69 12.46% 0.04 8.92% 136.64 7.91% 0.08 20.35%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1103 Days Plan B 91.39 31.82% 0.05 28.02% 55.35 3.51% 0.03 9.18%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1103 Days Plan C 103.36 31.18% 0.06 24.47% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII - 1101 Days Plan D 98.86 23.16% 0.06 17.85% 52.48 2.11% 0.03 6.37%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1107 Days Plan E 88.82 18.06% 0.05 13.79% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1115 Days Plan F 232.38 10.28% 0.14 7.54% 2,318.52 21.75% 1.38 41.63%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1101 Days Plan G 21.85 8.29% 0.01 6.40% 270.71 13.21% 0.16 50.10%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1105 Days Plan H 40.46 17.84% 0.02 14.32% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1290 Days Plan I 12.50 6.08% 0.01 5.36% 179.27 14.76% 0.11 43.98%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII - 1284 Days Plan J 47.42 10.77% 0.03 8.25% 499.28 29.06% 0.29 89.21%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan A - 1101 Days 100.95 3.72% 0.06 3.63% 717.89 6.27% 0.42 24.13%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan B - 1103 Days 96.82 15.13% 0.06 14.47% 926.69 12.81% 0.54 65.62%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan C - 1195 Days 428.27 31.09% 0.26 23.23% 604.95 31.01% 0.36 31.21%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan D - 1378 Days 334.62 44.75% 0.20 36.78% 979.34 16.83% 0.58 68.86%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan E - 1325 Days 216.55 37.10% 0.13 37.56% 499.15 15.50% 0.29 46.74%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan F - 1120 Days 327.88 45.84% 0.19 46.43% - - - -

Group 4 ICICI Prudential Multiple Yield Fund Series 10 -1775 Days Plan A 274.82 19.92% 0.16 14.51% - - - -

Group 4 ICICI Prudential Multiple Yield Fund Series 10 -1825 Days Plan B 64.68 19.48% 0.04 14.25% 1,064.49 86.85% 0.62 76.40%

Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1427 Days Plan A 1,876.22 58.99% 1.10 85.13% - - - -

Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1394 Days Plan B 823.33 20.69% 0.49 53.00% - - - -

Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1387 Days Plan C 706.39 96.25% 0.42 96.23% - - - -

Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1361 Days Plan D 396.51 63.65% 0.23 87.19% - - - -

Group 4 ICICI Prudential Multiple Yield Fund - Series 3 - Plan C 341.43 53.89% 0.20 53.78% 144.23 18.84% 0.09 18.21%

Group 4 ICICI Prudential Multiple Yield Fund - Series 3 - Plan D 187.89 33.83% 0.11 33.91% 132.62 16.83% 0.08 17.21%

Group 4 ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan A 28.43 12.32% 0.02 8.26% 346.84 8.60% 0.21 10.00%

Group 4 ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan B 18.37 12.35% 0.01 8.28% 228.88 11.77% 0.14 10.38%

Group 4 ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan D 10.42 12.39% 0.01 8.31% 128.95 12.83% 0.08 10.72%

Group 4 ICICI Prudential Multiple Yield Fund - Series 5 - 1825 Days - Plan C - - - - 161.2 11.66% 0.1 11.78%

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1125 Days Plan B - - - - 180.01 14.73% 0.11 16.59%

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan C - - - - 239.71 12.77% 0.14 11.85%

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan D - - - - 191.33 22.37% 0.11 21.66%

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1100 Days Plan E 47.98 61.60% 0.03 61.66% 220.48 15.76% 0.13 15.35%

Group 4 ICICI Prudential Multiple Yield Fund Series 6 -1100 Days Plan F - - - - 223.37 12.87% 0.13 11.21%


Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan B 102.06 31.95% 0.06 30.48% 37.90 10.97% 0.02 10.28%

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan C 67.67 14.40% 0.04 10.85% 271.78 29.89% 0.16 23.51%

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1338 Days Plan D 192.31 47.54% 0.11 36.51% 71.34 23.08% 0.04 25.14%

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan E 154.92 29.75% 0.09 24.34% 70.30 14.00% 0.04 10.44%

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1100 Days Plan F 107.23 23.88% 0.06 20.12% - - - -

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1824 Days Plan A 137.93 29.87% 0.08 24.22% 208.12 35.24% 0.12 27.15%


Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1822 Days Plan D 118.96 29.63% 0.07 27.54% 189.14 27.49% 0.11 22.62%

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1101 Days Plan E 169.14 48.83% 0.10 46.83% 21.95 6.90% 0.01 6.58%

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1103 Days Plan F 173.63 37.15% 0.10 36.35% 93.73 16.59% 0.06 11.40%

Group 6 ICICI Prudential Regular Income Fund (Income is not assured and is subject to availability of distributable surplus) 13.19 0.01% 0.01 0.05% - - - -

Group 7 ICICI Prudential Balanced Fund 58,548.78 3.59% 26.83 2.51% 36,440.80 4.60% 20.92 4.99%

Group 7 ICICI Prudential Equity Income Fund 45,480.89 6.80% 11.72 6.52% 62,625.30 10.70% 14.37 9.60%

Group 7 ICICI Prudential MIP 25 (Monthly income is not assured and is subject to availability of distributable surplus) 10,454.04 10.30% 6.21 23.59% 6,279.86 8.28% 3.73 13.33%

Group 7 ICICI Prudential Monthly Income Plan (Monthly income is not assured and is subject to availability of distributable surplus) 2,672.97 17.27% 1.58 35.64% 1,531.58 14.36% 0.91 18.74%

Group 7 ICICI Prudential Child Care Plan-Study Plan 402.90 9.04% 0.24 20.63% 979.47 40.52% 0.58 40.79%


Group 1 ICICI Prudential Value Discovery Fund 13.03 32.39

Group 1 ICICI Prudential Dynamic Plan 1.69 8.38

Group 1 ICICI Prudential Focused Bluechip Equity Fund 4.22 17.63

Group 1 ICICI Prudential Infrastructure Fund 0.19 0.63

Group 1 ICICI Prudential Long Term Equity Fund (Tax Saving) 2.02 7.89

Group 2 ICICI Prudential Banking and Financial Services Fund 0.96 1.84

Group 2 ICICI Prudential Dividend Yield Equity Fund 0.05 0.06

Group 2 ICICI Prudential Equity - Arbitrage Fund 0.86 1.39

Group 2 ICICI Prudential Balanced Advantage Fund 3.74 7.55

Group 2 ICICI Prudential Midcap Fund 0.35 1.50

Group 2 ICICI Prudential FMCG Fund 0.17 0.31

Group 2 ICICI Prudential Child Care Plan-Gift Plan 0.05 0.07

Group 2 ICICI Prudential Top 100 Fund 0.47 0.93

Group 2 ICICI Prudential Indo Asia Equity Fund 0.03 0.56

Group 2 ICICI Prudential Nifty Index Fund 0.15 0.09

Group 2 ICICI Prudential Nifty Next 50 Index Fund 0.03 0.07

Group 2 ICICI Prudential Multicap Fund 0.32 0.17

Group 2 ICICI Prudential Exports and Other Services Fund 0.89 3.36

Group 2 ICICI Prudential Select Large Cap Fund 0.29 0.50

Group 2 ICICI Prudential Technology Fund 0.30 0.69

Group 2 ICICI Prudential US Bluechip Equity Fund 0.09 0.05

Group 3 ICICI Prudential India Recovery Fund - Series 3 - 0.08




Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1103 Days Plan C - 0.04

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1105 Days Plan H - 0.03

Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1427 Days Plan A ^^ -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1104 Days Plan O 0.01 -

Group 6 ICICI Prudential Banking & PSU Debt Fund 0.35 0.17

Group 6 ICICI Prudential Flexible Income Plan 2.97 3.45

Group 6 ICICI Prudential Savings Fund 4.21 3.84

Group 6 ICICI Prudential Long Term Gilt Fund 0.17 0.04

Group 6 ICICI Prudential Gilt Fund - Investment Plan - PF Option 0.03 0.10

Group 6 ICICI Prudential Short Term Gilt Fund 0.03 0.06

Group 6 ICICI Prudential Gilt Fund - Treasury Plan - PF Option 0.04 -

Group 6 ICICI Prudential Income Plan 0.05 0.18

Group 6 ICICI Prudential Income Opportunities Fund 0.13 0.08

Group 6 ICICI Prudential Liquid Plan 2.37 2.56

Group 6 ICICI Prudential Corporate Bond Fund 0.09 0.32

Group 6 ICICI Prudential Long Term Plan 1.13 2.70

Group 6 ICICI Prudential Constant Maturity Gilt Fund ^^ -

Group 6 ICICI Prudential Dynamic Bond Fund 0.23 0.16

Group 6 ICICI Prudential Regular Income Fund (Income is not assured and is subject to availability of distributable surplus) 0.05 0.86

Group 6 ICICI Prudential Regular Savings Fund 0.64 0.48

Group 6 ICICI Prudential Short Term Plan 0.53 0.31

Group 6 ICICI Prudential Money Market Fund 0.61 0.79

Group 6 ICICI Prudential Ultra Short Term Plan 0.63 0.88

Group 7 ICICI Prudential Balanced Fund 1.47 2.24

Group 7 ICICI Prudential Equity Income Fund 0.11 0.32

Group 7 ICICI Prudential MIP 25 (Monthly income is not assured and is subject to availability of distributable surplus) 0.16 0.15

Group 7 ICICI Prudential Monthly Income Plan (Monthly income is not assured and is subject to availability of distributable surplus) 0.04 0.04

Group 7 ICICI Prudential Child Care Plan-Study Plan 0.07 0.06

Group 9 ICICI Prudential Advisor series Long Term Savings Plan 0.01 -

Group 9 ICICI Prudential Global Stable Equity Fund 0.04 -

Group 9 ICICI Prudential Regular Gold Savings Fund 0.11 0.11

Group 9 ICICI Prudential Advisor Series - Dynamic Accrual Plan 0.10 -

Investor Service Charges (Rs. in Lakhs)

MF Utilities India Pvt Ltd

Employee of the AMC is director of the

Company

Entity


Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Group Scheme

Group 1 ICICI Prudential Value Discovery Fund 49,435.70 6.47% 1,130.24 7.66% 35,197.19 6.49% 799.54 7.49%



Group 1 ICICI Prudential Infrastructure Fund 671.90 1.33% 78.47 9.35% 836.73 4.94% 85.33 10.16%



Group 2 ICICI Prudential Dividend Yield Equity Fund 99.13 3.90% 12.55 10.89% 161.61 5.10% 5.98 11.14%


Group 2 ICICI Prudential Balanced Advantage Fund 335,740.14 30.25% 6,861.62 34.97% 237,658.12 30.55% 3,406.36 28.52%

Group 2 ICICI Prudential Midcap Fund 2,259.64 7.30% 60.99 6.47% 2,171.04 5.58% 37.84 5.37%

Group 2 ICICI Prudential FMCG Fund 240.01 3.65% 7.78 4.73% 384.80 5.14% 8.58 5.53%

Group 2 ICICI Prudential Child Care Plan-Gift Plan 61.62 1.34% 13.54 4.85% 52.37 1.56% 12.47 5.49%


Group 2 ICICI Prudential Indo Asia Equity Fund 656.98 40.22% 17.43 22.37% 34.70 1.84% 9.88 13.09%

Group 2 ICICI Prudential Nifty Index Fund 340.60 1.84% 2.81 5.54% 117.77 0.56% 2.64 10.49%

Group 2 ICICI Prudential Nifty Next 50 Index Fund 42.51 0.77% 0.66 6.24% 196.21 5.55% 0.47 5.93%

Group 2 ICICI Prudential Multicap Fund 7,012.48 4.61% 95.07 4.35% 531.03 1.53% 17.14 2.25%

Group 2 ICICI Prudential R.I.G.H.T. (Rewards of Investing & Generation of Healthy Tax-savings) Fund - - 3.21 13.91% - - 3.58 13.47%


Group 2 ICICI Prudential Select Large Cap Fund 2,066.60 4.55% 47.16 7.13% 3,511.57 17.38% 23.17 9.19%

Group 2 ICICI Prudential Technology Fund 124.79 1.24% 14.92 7.44% 1,580.81 8.71% 43.78 12.64%

Group 2 ICICI Prudential US Bluechip Equity Fund 202.60 5.51% 14.86 12.90% 232.62 7.99% 15.53 13.88%

Group 3 ICICI Prudential Business Cycle Fund Series 1 8.03 0.44% 19.26 6.69% 3,130.79 11.45% 49.91 12.83%


Group 3 ICICI Prudential Business Cycle Fund Series 3 - - 10.80 55.42% 662.95 51.11% 7.29 49.66%

Group 3 ICICI Prudential Growth Fund - Series 1 52.97 2.38% 87.22 79.79% 82.27 4.11% 96.72 77.64%






Group 3 ICICI Prudential Growth Fund - Series 7 - - - - 30.54 9.42% - -

Group 3 ICICI Prudential Growth Fund - Series 8 - - 16.01 89.81% 4.90 1.18% 16.09 88.98%

Group 3 ICICI Prudential India Recovery Fund - Series 1 9.56 0.83% - - 24.41 2.27% - -

Group 3 ICICI Prudential India Recovery Fund - Series 2 48.26 3.81% - - 4,539.37 14.96% 285.65 33.46%

Group 3 ICICI Prudential India Recovery Fund - Series 3 36.20 5.58% 52.27 39.99% 4,924.53 36.43% 82.13 41.07%

Group 3 ICICI Prudential India Recovery Fund - Series 4 7.07 8.02% 17.75 40.63% 1,115.75 38.40% 11.40 52.92%



Group 3 ICICI Prudential Value Fund - Series 1 110.01 1.65% 105.14 35.25% 910.31 10.09% 44.29 58.38%





Group 3 ICICI Prudential Value Fund - Series 4 - - 7.36 93.35% 11.46 0.74% 7.08 91.82%

Group 3 ICICI Prudential Value Fund - Series 5 53.06 1.20% - - 14.16 1.01% - -

Group 3 ICICI Prudential Value Fund - Series 6 - - - - - - 0.14 9.04%


Group 3 ICICI Prudential Value Fund Series 8 1,165.84 53.82% 176.45 63.31% 16,509.13 63.63% 299.69 68.33%

Group 3 ICICI Prudential Value Fund - Series 9 34.82 0.12% 0.46 0.15% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series X - Plan A - 1235 Days 4,490.59 39.93% 83.61 44.75% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series X - Plan B - 1375 Days 13,590.08 68.24% 227.95 71.28% - - - -




Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan D - 1247 Days 5,500.75 78.22% 58.49 83.24% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan E - 1222 Days 101.10 2.36% - - - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan B - 60 Months 10.82 2.97% 18.80 95.74% 294.21 64.84% 17.99 94.66%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan E - 60 Months 10.70 0.67% 16.10 93.22% 129.78 22.83% 15.86 92.31%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan G - 60 Months 36.91 22.41% - - - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan H - 60 Months 31.55 9.86% - - - - - -


Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan C - 60 Months 8.87 5.19% 9.76 92.18% - - 9.46 88.54%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan D - 60 Months 32.67 4.43% 8.74 62.48% 7.94 1.23% 8.64 61.16%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan F - 60 Months 13.68 3.40% 7.60 74.83% 6.54 1.97% 7.23 76.12%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan G - 60 Months 10.55 2.87% 6.87 76.51% 6.32 1.96% 6.80 78.75%


Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan C - 1825 Days 24.68 5.52% 6.29 83.67% 134.69 42.74% 6.22 83.99%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan D - 1100 Days 2.45 0.39% - - 18.13 3.88% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan E - 1100 Days 5.21 3.04% 3.16 87.09% 1.75 0.82% 3.10 88.85%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan F - 1100 Days 49.99 40.10% 1.53 33.77% 11.42 10.80% 1.52 34.71%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan A - 1825 Days 130.81 49.55% 4.89 89.13% 61.25 35.86% 4.77 86.79%


Entity ICICI Bank Limited @

Sponsor

2016-17 2015-16

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Group Scheme



Sponsor

2016-17 2015-16

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan C - 1825 Days 23.50 11.73% - - - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan D - 1100 Days 20.32 8.59% - - 29.35 14.81% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan E - 1100 Days 12.44 3.92% - - 11.21 3.81% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan G - 1100 Days 5.33 1.37% - - 5.50 3.06% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan B - 1285 Days 11.58 14.91% - - 83.89 9.90% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan C - 1284 Days 15.49 3.77% - - 5.28 9.96% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan D - 1822 Days 33.76 16.24% - - - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan E - 1284 Days 9.82 3.38% - - 8.21 16.70% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan G - 1285 Days 17.84 7.40% - - 46.76 25.13% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan H - 1284 Days 32.82 6.00% - - 13.40 7.34% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII - Plan A - 1300 Days 14.13 9.54% - - 20.08 16.73% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1103 Days Plan B - - 2.66 7.82% 250.36 8.70% 5.12 9.87%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1103 Days Plan C - - 2.24 5.53% 280.55 8.69% 4.84 9.03%


Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1107 Days Plan E - - 0.56 0.71% 69.36 1.34% 1.15 1.54%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1115 Days Plan F 27.98 3.09% 50.63 18.38% 5,177.77 18.19% 90.63 20.80%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1101 Days Plan G - - 2.33 5.00% 242.28 7.79% 4.23 10.97%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1105 Days Plan H - - 19.43 55.74% 2,019.52 62.68% 34.64 70.70%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1290 Days Plan I - - 3.76 10.76% 441.75 18.64% 7.50 26.00%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII - 1284 Days Plan J 22.12 19.33% 16.47 40.07% 1,777.22 52.32% 31.00 62.41%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan A - 1101 Days 22.27 2.94% 33.87 19.38% 4,423.70 23.66% 67.56 27.64%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan B - 1103 Days 10.00 1.07% 41.15 55.04% 5,673.17 68.44% 81.73 76.01%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan C - 1195 Days 18.92 3.25% 56.89 38.75% 6,558.25 44.28% 83.30 51.13%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan D - 1378 Days - - 26.90 20.71% 1,743.42 20.09% 16.85 28.29%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan E - 1325 Days 44.93 10.22% 56.77 47.02% 2,641.35 42.96% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan F - 1120 Days - - 1.40 2.64% 66.50 2.39% - -

Group 4 ICICI Prudential Interval Fund IV - Quarterly Interval Plan B - - ^^ 1.13% - - ^^ 1.41%

Group 4 ICICI Prudential Interval Fund – Annual Interval Plan-II - - ^^ 0.42% - - ^^ 0.32%

Group 4 ICICI Prudential Interval Fund – Annual Interval Plan-IV - - ^^ 0.47% - - ^^ 0.50%

Group 4 ICICI Prudential Interval Fund Monthly Interval Plan-I - - ^^ 3.53% - - ^^ 2.20%

Group 4 ICICI Prudential Interval Fund – Quarterly Interval Plan-I - - 0.01 2.47% - - ^^ 3.73%

Group 4 ICICI Prudential Interval Fund – Quarterly Interval Plan-II - - ^^ 0.01% - - ^^ 0.01%

Group 4 ICICI Prudential Interval Fund-II Quarterly Interval Plan – A - - 0.01 11.56% - - 0.01 2.13%

Group 4 ICICI Prudential Interval Fund-II Quarterly Interval Plan – B - - ^^ 2.60% - - ^^ 6.34%

Group 4 ICICI Prudential Interval Fund-II Quarterly Interval Plan – C - - ^^ 0.51% - - ^^ 0.19%

Group 4 ICICI Prudential Interval Fund-II Quarterly Interval Plan – D - - ^^ 0.16% - - ^^ 0.15%

Group 4 ICICI Prudential Interval Fund-II Quarterly Interval Plan – F - - ^^ 0.06% - - ^^ 0.29%

Group 4 ICICI Prudential Interval Fund – Quarterly Interval Plan-III - - ^^ 0.26% - - ^^ 0.06%

Group 4 ICICI Prudential Interval Fund - Series VI - Annual Interval Plan - C - - ^^ 1.30% - - - -

Group 4 ICICI Prudential Interval Fund V - Monthly Interval Plan A 5.02 20.00% ^^ 0.07% - - ^^ 0.06%

Group 4 ICICI Prudential Multiple Yield Fund Series 10 -1775 Days Plan A 60.76 9.39% 94.18 97.70% 11,153.11 95.65% 148.02 97.21%

Group 4 ICICI Prudential Multiple Yield Fund Series 10 -1825 Days Plan B 19.79 11.39% 105.15 95.06% 6,171.00 92.16% 53.16 99.80%

Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1427 Days Plan A 8,691.46 70.68% 139.04 74.22% - - - -

Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1394 Days Plan B 6,646.73 68.03% 106.70 71.73% - - - -



Group 4 ICICI Prudential Multiple Yield Fund - Series 3 - Plan C 2.34 6.07% 0.65 19.01% 6.03 5.41% 3.68 86.06%

Group 4 ICICI Prudential Multiple Yield Fund - Series 3 - Plan D - - 0.21 30.85% 27.32 16.36% - -

Group 4 ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan A 92.64 16.15% - - 54.68 11.19% - -

Group 4 ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan B 7.48 3.50% - - - - 1.71 91.12%

Group 4 ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan D 0.22 0.11% - - 2.72 3.11% - -

Group 4 ICICI Prudential Multiple Yield Fund - Series 5 - 1825 Days - Plan C 39.40 18.62% 8.41 89.12% 6.39 4.25% 8.20 87.68%

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1125 Days Plan B 2.62 1.11% 0.63 49.99% 4.82 2.35% 0.64 4.18%

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan C 79.55 24.98% 9.83 85.80% 73.92 19.33% 9.72 85.17%

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan D - - 5.02 92.11% 6.50 3.86% 4.91 92.18%


Group 4 ICICI Prudential Multiple Yield Fund Series 6 -1100 Days Plan F - - 2.43 79.87% - - 2.72 14.83%

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1100 Days Plan A - - - - 7.72 8.41% - -

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan B 30.78 29.93% - - 29.78 24.82% - -

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan C 20.76 8.73% - - 29.17 9.67% - -

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1338 Days Plan D 3.55 3.50% - - 782.06 83.37% - -

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1100 Days Plan F - - - - 355.16 70.69% - -

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1824 Days Plan A 5.70 2.55% - - 21.27 12.43% - -

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1103 Days Plan C 16.81 6.89% - - - - - -

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1822 Days Plan D 19.82 16.83% - - - - - -

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1101 Days Plan E 3.48 0.92% - - - - - -

Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1103 Days Plan F 2.13 1.86% - - 97.61 49.08% - -

Group 4 ICICI Prudential Multiple Yield Fund Series 9 - 1140 Days Plan A - - - - 420.78 6.28% 19.21 6.33%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 67-740 Days Plan H 0.69 0.04% 0.04 2.20% - - 0.75 13.06%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 68-745 Days Plan H - - - - - - 0.19 3.47%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 68-745 Days Plan J 21.13 0.78% 0.03 3.70% 24.00 0.41% 1.15 12.87%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 69-1821 Days Plan I - - - - 2.39 0.51% - -

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Group Scheme



Sponsor

2016-17 2015-16

Group 5 ICICI Prudential Fixed Maturity Plan-Series 69-698 Days Plan B - - ^^ 0.14% - - ^^ 0.20%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 70-540 Days Plan S - - 0.09 3.89% 283.49 18.10% 0.09 3.81%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-1095 Days Plan O - - 0.02 3.28% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-480 Days Plan L - - 0.16 9.85% 8.40 0.89% 0.16 9.41%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-505 Days Plan H - - 0.31 17.27% 12.39 2.81% 0.26 17.78%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-525 Days Plan D - - 0.02 1.08% 28.92 6.39% 0.02 1.10%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-547 Days Plan B - - 0.01 0.28% - - 0.02 0.86%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-1075 Days Plan Q 16.18 0.33% 0.01 1.77% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-1092 Days Plan F - - 0.07 5.10% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-366 Days Plan M - - ^^ 6.69% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-367 Days Plan R - - 0.01 35.10% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-368 Days Plan A - - ^^ 3.40% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-368 Days Plan D - - ^^ 0.99% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-370 Days Plan G - - ^^ 0.16% - - - -


Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-425 Days Plan N - - 0.03 2.68% - - 0.03 0.96%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-440 Days Plan L - - 0.06 5.01% 0.28 0.01% 0.09 6.76%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-483 Days Plan J - - 0.12 7.87% - - 0.12 7.87%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-500 Days Plan E - - - - 7.87 5.48% 0.25 8.34%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-525 Days Plan B - - - - 9.05 63.24% 0.44 8.61%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-785 Days Plan O - - 0.03 1.98% 0.29 0.12% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-823 Days Plan H 119.92 2.29% 3.94 4.42% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-369 Days Plan H - - - - 2.74 32.08% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-369 Days Plan S - - 0.02 0.77% - - 0.02 0.74%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-369 Days Plan T - - 0.01 0.32% - - 0.01 0.36%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-376 Days Plan Q 3.02 1.00% 0.37 5.95% 46.91 1.74% 0.36 5.75%


Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-378 Days Plan O - - 0.17 6.81% 34.99 3.35% 0.16 6.61%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-383 Days Plan K - - 0.12 6.67% 0.27 0.74% 0.12 6.22%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-390 Days Plan I - - 0.25 12.63% - - 0.25 12.38%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-391 Days Plan G - - 0.08 3.61% - - 0.08 3.32%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-392 Days Plan F - - 0.03 0.64% - - 0.03 0.74%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-407 Days Plan C - - 0.03 0.88% - - 0.04 1.00%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-830 Days Plan J - - 0.10 9.12% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-367 Days Plan C - - - - 3.27 1.08% ^^ 0.34%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-367 Days Plan D - - 0.09 0.72% 2.19 1.21% 0.07 0.72%


Group 5 ICICI Prudential Fixed Maturity Plan Series 74 - 367 Days Plan Z - - - - 1.08 0.71% 0.04 3.42%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-368 Days Plan H - - 0.02 2.25% - - 0.02 2.15%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-368 Days Plan J - - ^^ 0.10% 2.18 0.46% ^^ 0.25%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-368 Days Plan R - - - - - - 0.11 2.87%

Group 5 ICICI Prudential Fixed Maturity Plan Series 74 - 368 Days Plan Y - - - - - - ^^ 0.19%


Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan F - - ^^ 0.08% - - 0.01 0.18%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan I 29.58 4.11% 0.02 0.85% 7.65 0.98% 0.03 1.25%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan K - - 0.13 4.03% 4.36 5.71% 0.03 4.09%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan L - - - - - - 0.10 14.46%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan T - - - - - - ^^ 0.01%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan A - - 0.07 5.98% - - 0.07 6.23%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan Q - - - - 43.55 2.58% 0.04 2.34%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan S - - - - - - 0.01 0.74%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan V - - - - - - 0.06 5.58%

Group 5 ICICI Prudential Fixed Maturity Plan -Series 74 - 370 Days Plan X - - - - 5.44 10.13% ^^ 0.01%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-780 Days Plan E - - 0.12 4.16% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan G 48.19 17.83% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan H - - - - 0.44 0.05% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 76 - 1100 Days Plan D 8.28 100.00% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan Series 76 -1127 Days Plan W - - 0.01 14.76% 7.97 0.08% 0.01 14.50%

Group 5 ICICI Prudential Fixed Maturity Plan Series 76 - 1134 Days Plan Y - - 0.29 5.42% 264.19 1.86% 0.52 10.31%

Group 5 ICICI Prudential Fixed Maturity Plan Series 76 - 1135 Days Plan Z - - ^^ 0.07% 2.73 0.02% ^^ 0.07%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1105 Days Plan N - - - - 83.50 1.01% 0.84 4.73%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1129 Days Plan W - - - - 0.10 ^^ ^^ 0.02%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1132 Days Plan A - - 0.07 1.54% 58.07 0.49% 0.05 1.54%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1144 Days Plan T - - - - 16.00 0.15% 0.16 3.02%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1151 Days Plan S 5.42 2.33% - - 5.00 0.07% 0.05 2.18%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1473 Days Plan C - - 0.09 5.08% 25.29 0.25% 0.07 5.07%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1102 Days Plan Z 1.00 0.03% 0.01 0.10% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1115 Days Plan X - - 0.83 10.42% 278.00 1.10% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1127 Days Plan R 55.19 6.94% 1.92 2.69% 191.50 2.17% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1135 Days Plan W - - 0.23 1.81% 25.00 0.19% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1150 Days Plan N - - 0.07 0.97% 23.07 0.12% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1156 Days Plan U - - 1.92 6.29% 213.15 2.46% - -

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Group Scheme



Sponsor

2016-17 2015-16

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1168 Days Plan J - - ^^ 0.01% 0.25 ^^ - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1170 Days Plan I - - ^^ ^^ 0.05 ^^ - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1185 Days Plan F - - - - 5.00 0.04% 0.02 0.92%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1190 Days Plan E - - - - 29.50 0.25% 0.09 2.03%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1212 Days Plan A - - - - 5.20 0.03% 0.04 0.41%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1104 Days Plan O 13.55 0.10% 0.14 0.13% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1104 Days Plan P 4.00 0.08% 0.03 1.63% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1105 Days Plan B 165.00 6.49% 1.65 14.52% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1106 Days Plan M 9.75 0.13% 0.07 0.74% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1118 Days Plan K 13.01 0.17% 0.06 2.23% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1140 Days Plan D 17.20 0.18% 0.11 0.13% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1218 Days Plan A 2.40 ^^ 0.01 ^^ - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1404 Days Plan T 20.00 0.58% 0.15 4.64% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1125 Days Plan S 101.10 4.17% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1138 Days Plan R 14.25 0.10% 0.14 0.22% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1150 Days Plan N 97.70 1.04% 0.98 3.13% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1170 Days Plan I 110.80 1.14% 1.11 1.76% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1216 Days Plan U 0.05 ^^ - - - - - -


Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1245 Days Plan L 20.00 0.49% 0.02 1.78% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1253 Days Plan J 4.00 0.02% ^^ 0.09% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan Corporate Bond - Series B - 1100 Days 6.05 3.04% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan Corporate Bond Series A - 750 Days - - 0.01 1.20% - - - -

Group 6 ICICI Prudential Banking & PSU Debt Fund 5,521.89 0.42% 10.18 2.81% 6,703.84 1.63% 6.19 2.72%

Group 6 ICICI Prudential Flexible Income Plan 238,786.26 4.40% 151.56 9.89% 139,596.01 3.52% 97.29 10.66%

Group 6 ICICI Prudential Savings Fund 17,421.83 0.74% 48.35 1.04% 16,471.56 1.39% 25.36 1.03%

Group 6 ICICI Prudential Long Term Gilt Fund 773.86 0.28% 4.41 1.01% 44.15 0.03% 4.17 0.83%

Group 6 ICICI Prudential Gilt Fund - Investment Plan - PF Option 176.74 0.94% 2.32 2.15% 359.08 0.62% 2.56 1.62%

Group 6 ICICI Prudential Short Term Gilt Fund 208.69 1.54% 0.22 0.49% 90.04 0.38% 0.15 0.34%

Group 6 ICICI Prudential Gilt Fund - Treasury Plan - PF Option 1.09 0.01% 0.01 0.11% 2.25 1.09% 0.01 0.07%

Group 6 ICICI Prudential Income Plan 1,429.05 1.84% 96.10 5.65% 2,855.94 5.51% 103.83 4.53%

Group 6 ICICI Prudential Income Opportunities Fund 6,904.99 2.71% 29.36 2.79% 137.58 0.05% 0.70 0.08%

Group 6 ICICI Prudential Liquid Plan 229,090.57 0.13% 15.89 3.45% 20,419,963.05 17.08% 44.67 8.27%

Group 6 ICICI Prudential Corporate Bond Fund 130,564.19 35.30% 2,218.78 52.44% 43,798.74 29.05% 697.65 27.78%

Group 6 ICICI Prudential Long Term Plan 2,703.88 1.32% 10.38 2.19% 949.57 1.20% 2.83 1.40%

Group 6 ICICI Prudential Constant Maturity Gilt Fund 6.24 0.19% 0.04 1.79% 3.05 0.66% 0.06 3.30%

Group 6 ICICI Prudential Dynamic Bond Fund 81,575.98 51.85% 605.79 67.92% 12,876.70 11.33% 56.70 21.36%

Group 6

ICICI Prudential Regular Income Fund (Income is not assured and is subject to availability of

distributable surplus) 119,687.15 70.35% 2,262.70 78.62% 63,706.68 44.39% 835.79 54.55%

Group 6 ICICI Prudential Regular Savings Fund 6,204.71 2.01% 584.13 11.27% 41,745.05 20.83% 893.62 22.38%

Group 6 ICICI Prudential Short Term Plan 22,682.48 2.13% 137.98 4.13% 28,691.03 5.88% 217.17 11.95%

Group 6 ICICI Prudential Money Market Fund 33,146.24 0.04% 0.56 0.30% 27,466.42 0.06% 0.83 0.66%

Group 6 ICICI Prudential Ultra Short Term Plan 19,825.07 1.13% 19.31 2.62% 7,499.26 0.62% 12.37 3.10%

Group 7 ICICI Prudential Balanced Fund 94,734.18 14.00% 1,423.95 15.00% 19,794.57 14.16% 587.07 21.77%

Group 7 ICICI Prudential Equity Income Fund 53,350.72 40.51% 522.92 49.63% 3,337.68 13.13% 38.31 17.46%

Group 7

ICICI Prudential MIP 25 (Monthly income is not assured and is subject to availability of distributable

surplus) 1,137.33 4.43% 10.45 2.41% 1,461.15 4.97% - -

Group 7

ICICI Prudential Monthly Income Plan (Monthly income is not assured and is subject to availability of

distributable surplus) 498.74 10.64% 11.46 6.22% 687.09 12.04% 9.36 4.78%


Group 8 ICICI Prudential Gold iWIN ETF (Formerly ICICI Prudential Gold Exchange Traded Fund) 434.50 3.56% - - 25.47 0.62% - -

Group 8 ICICI Prudential NV20 iWIN ETF (Formerly ICICI Prudential NV20 ETF) 0.30 0.01% - - - - - -

Group 8 ICICI Prudential Sensex iWIN ETF (Formerly ICICI Prudential Sensex ETF) - - - - 3.11 2.19% - -

Group 9 ICICI Prudential Advisor series Long Term Savings Plan 3.13 3.94% 0.30 12.14% 9.07 13.15% 0.28 10.20%

Group 9 ICICI Prudential Advisor series - Cautious Plan 0.15 ^^ 0.09 0.51% 0.20 2.37% 0.09 9.95%

Group 9 ICICI Prudential Global Stable Equity Fund 25.55 0.33% 5.82 10.65% 43.74 1.60% 5.17 11.43%

Group 9 ICICI Prudential Advisor series - Moderate Plan 1.90 2.88% 0.18 9.37% 0.77 5.16% 0.18 9.74%

Group 9 ICICI Prudential Regular Gold Savings Fund 248.00 16.40% 7.37 34.78% 385.78 25.51% 8.16 39.07%

Group 9 ICICI Prudential Advisor series - Very Aggressive Plan - - 0.23 12.94% - - 0.21 11.60%

Group 9 ICICI Prudential Advisor Series - Dynamic Accrual Plan 4.45 0.16% 0.04 0.93% 10.97 1.20% 0.02 2.48%

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Group Scheme Name

Group 1 ICICI Prudential Value Discovery Fund 35,327.67 4.62% 872.51 5.92% 26,318.08 4.85% 385.75 3.61%



Group 1 ICICI Prudential Infrastructure Fund 504.68 1.00% 26.19 3.12% 535.28 3.16% 24.47 2.91%



Group 2 ICICI Prudential Dividend Yield Equity Fund 100.93 3.97% 4.56 3.95% 95.81 3.02% 2.28 4.24%


Group 2 ICICI Prudential Balanced Advantage Fund 31,156.66 2.81% 407.18 2.08% 12,532.08 1.61% 71.49 0.60%

Group 2 ICICI Prudential Midcap Fund 798.67 2.58% 21.80 2.31% 1,598.04 4.11% 16.30 2.31%

Group 2 ICICI Prudential FMCG Fund 464.96 7.08% 14.04 8.53% 467.21 6.24% 10.05 6.48%

Group 2 ICICI Prudential Child Care Plan-Gift Plan 94.05 2.05% 1.11 0.40% 40.03 1.19% 0.38 0.17%


Group 2 ICICI Prudential Indo Asia Equity Fund 47.07 2.88% 3.01 3.86% 142.17 7.55% 3.16 4.18%

Group 2 ICICI Prudential Nifty Index Fund 219.71 1.19% 3.02 5.96% 629.32 2.97% 3.22 12.78%

Group 2 ICICI Prudential Nifty Next 50 Index Fund 291.09 5.28% 1.13 10.75% 143.39 4.06% 0.74 9.46%

Group 2 ICICI Prudential Multicap Fund 6,046.61 3.98% 79.33 3.63% 151.15 0.44% 2.59 0.34%

Group 2 ICICI Prudential R.I.G.H.T. (Rewards of Investing & Generation of Healthy Tax-savings) Fund 1.71 2.74% 0.64 2.78% 4.05 3.52% 0.71 2.67%


Group 2 ICICI Prudential Select Large Cap Fund 455.50 1.00% 4.39 0.66% 116.02 0.57% 0.60 0.24%

Group 2 ICICI Prudential Technology Fund 495.08 4.90% 14.48 7.22% 656.58 3.62% 11.86 3.42%

Group 2 ICICI Prudential US Bluechip Equity Fund 263.71 7.18% 7.01 6.08% 190.53 6.54% 5.69 5.09%










Group 3 ICICI Prudential Growth Fund - Series 7 29.97 7.20% - - 13.95 4.30% - -


Group 3 ICICI Prudential India Recovery Fund - Series 1 42.06 3.63% - - 25.47 2.36% - -

Group 3 ICICI Prudential India Recovery Fund - Series 2 237.98 18.81% - - 4,956.38 16.34% 281.42 32.96%

Group 3 ICICI Prudential India Recovery Fund - Series 3 67.25 10.36% 1.54 1.18% 147.85 1.09% 0.84 0.42%

Group 3 ICICI Prudential India Recovery Fund - Series 4 23.84 27.03% 0.72 1.64% 44.93 1.55% 0.47 2.17%

Group 3 ICICI Prudential India Recovery Fund - Series 5 111.88 1.65% 1.84 1.41% - - - -

Group 3 ICICI Prudential India Recovery Fund - Series 7 199.39 4.57% 2.60 3.13% - - - -







Group 3 ICICI Prudential Value Fund - Series 5 171.36 3.86% - - 68.25 4.86% - -

Group 3 ICICI Prudential Value Fund - Series 6 - - - - - - 0.23 14.72%




Group 4 ICICI Prudential Capital Protection Oriented Fund Series X - Plan A - 1235 Days 313.64 2.79% 4.34 2.32% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series X - Plan B - 1375 Days 1,011.32 5.08% 14.33 4.48% - - - -




Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan D - 1247 Days 305.15 4.34% 2.27 3.23% - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series XI - Plan E - 1222 Days 505.51 11.80% - - - - - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan B - 60 Months 72.59 19.93% 0.82 4.18% 20.44 4.50% 0.79 4.14%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan E - 60 Months 501.38 31.60% 1.06 6.17% 17.95 3.16% 1.08 6.29%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan G - 60 Months 11.63 7.06% - - 15.03 5.26% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series III - Plan H - 60 Months 13.11 4.10% - - 27.67 30.77% - -


Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan C - 60 Months 35.95 21.06% 0.74 6.99% 29.88 17.66% 0.72 6.72%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan D - 60 Months 29.13 3.95% 4.89 34.99% 42.99 6.68% 4.96 35.09%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan F - 60 Months 44.13 10.96% 2.06 20.29% 0.91 0.27% 1.95 20.49%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IV - Plan G - 60 Months 58.43 15.87% 1.85 20.59% 23.87 7.40% 1.72 19.88%


Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan C - 1825 Days 75.31 16.84% 1.17 15.59% 19.42 6.16% 1.15 15.54%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan D - 1100 Days 8.71 1.39% - - 21.38 4.57% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan E - 1100 Days 11.38 6.63% 0.37 10.16% 43.80 20.49% 0.36 10.28%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series V - Plan F - 1100 Days 12.58 10.09% 0.50 10.99% 12.91 12.20% 0.52 11.96%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan A - 1825 Days - - 0.38 6.88% 4.69 2.74% 0.28 5.17%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan B - 1100 Days 4.28 1.86% - - 11.11 8.36% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan C - 1825 Days 61.41 30.64% - - 1.15 0.63% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan D - 1100 Days 9.79 4.14% - - 23.18 11.70% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan E - 1100 Days 76.81 24.19% - - 14.42 4.90% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan F - 1100 Days 9.52 1.61% - - 22.41 7.33% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan G - 1100 Days 40.46 10.39% - - 16.60 9.24% - -

Entity ICICI Securities Limited

Nature of Association/ Nature of relation Group Company

2016-17 2015-16

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Group Scheme Name



2016-17 2015-16

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VI - Plan H - 1100 Days 13.91 6.93% - - 5.50 2.18% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan A - 1285 Days - - - - 1.63 1.12% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan B - 1285 Days - - - - 65.25 7.70% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan C - 1284 Days 17.02 4.14% - - 10.68 20.14% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan D - 1822 Days 11.26 5.41% - - 2.79 5.25% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan E - 1284 Days 39.29 13.51% - - 2.00 4.07% 0.10 100.00%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan F - 1288 Days 89.34 44.38% - - 14.42 10.68% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan G - 1285 Days 32.12 13.32% - - 8.16 4.39% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VII - Plan H - 1284 Days 19.94 3.64% - - 2.58 1.41% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII - Plan A - 1300 Days - - - - 13.91 11.59% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1103 Days Plan B 16.76 16.40% 0.79 2.32% 86.71 3.01% 1.49 2.87%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1103 Days Plan C 13.20 10.89% 0.86 2.12% 89.94 2.79% 1.57 2.92%


Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1107 Days Plan E 33.57 25.51% 0.86 1.09% 82.25 1.59% 1.34 1.79%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1115 Days Plan F 122.04 13.49% 1.56 0.57% 224.58 0.79% 2.75 0.63%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1101 Days Plan G - - 0.77 1.66% 78.11 2.51% 1.18 3.07%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1105 Days Plan H 63.43 41.96% 0.71 2.03% 73.25 2.27% 1.06 2.17%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII 1290 Days Plan I - - 0.27 0.76% 75.55 3.19% 0.39 1.37%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series VIII - 1284 Days Plan J 38.21 33.38% 0.34 0.83% 90.76 2.67% 0.55 1.10%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan A - 1101 Days 55.45 7.32% 0.95 0.54% 70.43 0.38% 0.91 0.37%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan B - 1103 Days 128.48 13.80% 0.36 0.48% 48.16 0.58% 0.65 0.61%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan C - 1195 Days 180.15 30.90% 0.41 0.28% 99.38 0.67% 0.86 0.53%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan D - 1378 Days 2.19 2.67% 0.16 0.12% 9.92 0.11% 0.09 0.15%

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan E - 1325 Days 40.30 9.16% 0.43 0.36% 19.82 0.32% - -

Group 4 ICICI Prudential Capital Protection Oriented Fund Series IX - Plan F - 1120 Days 11.14 16.81% 1.22 2.31% 56.94 2.05% - -

Group 4 ICICI Prudential Interval Fund IV - Quarterly Interval Plan B - - 0.01 7.37% - - ^^ 6.05%

Group 4 ICICI Prudential Interval Fund – Annual Interval Plan-I 1.35 100.00% - - - - - -

Group 4 ICICI Prudential Interval Fund – Annual Interval Plan-III - - ^^ 0.60% - - ^^ 0.10%

Group 4 ICICI Prudential Interval Fund Monthly Interval Plan-I - - ^^ 0.65% - - ^^ 0.56%

Group 4 ICICI Prudential Interval Fund – Quarterly Interval Plan-I - - ^^ 0.06% - - ^^ 0.27%

Group 4 ICICI Prudential Interval Fund – Quarterly Interval Plan-II - - ^^ 0.09% - - ^^ 0.10%

Group 4 ICICI Prudential Interval Fund-II Quarterly Interval Plan – A - - ^^ 4.58% 12.30 13.33% ^^ 0.57%

Group 4 ICICI Prudential Interval Fund – Quarterly Interval Plan-III - - ^^ 1.02% - - ^^ 0.27%

Group 4 ICICI Prudential Interval Fund - Series VI - Annual Interval Plan - C - - ^^ 0.17% - - - -

Group 4 ICICI Prudential Multiple Yield Fund Series 10 -1775 Days Plan A 216.83 33.50% 0.39 0.41% 85.35 0.73% 0.85 0.56%

Group 4 ICICI Prudential Multiple Yield Fund Series 10 -1825 Days Plan B 29.19 16.80% 0.23 0.21% 16.18 0.24% 0.11 0.20%


Group 4 ICICI Prudential Multiple Yield Fund Series 11 -1394 Days Plan B 209.58 2.14% 1.31 0.88% - - - -



Group 4 ICICI Prudential Multiple Yield Fund - Series 3 - Plan C - - 0.16 4.65% 12.93 11.60% 0.58 13.46%

Group 4 ICICI Prudential Multiple Yield Fund - Series 3 - Plan D 32.59 22.62% 0.10 14.32% 1.28 0.76% - -

Group 4 ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan A 165.97 28.94% - - 63.77 13.05% - -

Group 4 ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan B 18.84 8.82% - - 8.14 6.63% 0.12 6.66%

Group 4 ICICI Prudential Multiple Yield Fund - Series 4 - 1825 Days - Plan D 29.29 15.18% - - 29.22 33.42% - -

Group 4 ICICI Prudential Multiple Yield Fund - Series 5 - 1825 Days - Plan C 32.50 15.35% 0.94 9.92% 25.67 17.07% 1.00 10.67%

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1125 Days Plan B 52.19 21.98% 0.45 35.52% 8.26 4.03% 0.44 2.88%

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan C 30.74 9.65% 1.61 14.09% 39.89 10.43% 1.65 14.50%

Group 4 ICICI Prudential Multiple Yield Fund Series 6 - 1825 Days Plan D 10.76 26.28% 0.36 6.57% 6.04 3.59% 0.34 6.45%


Group 4 ICICI Prudential Multiple Yield Fund Series 6 -1100 Days Plan F 26.02 4.95% 0.60 19.89% 25.69 14.10% 0.62 3.38%

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1100 Days Plan A 55.72 15.49% - - 17.75 19.33% - -

Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan B - - - - 11.56 9.64% - -



Group 4 ICICI Prudential Multiple Yield Fund Series 7 -1825 Days Plan E 9.24 14.68% - - 35.39 22.56% - -


Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1824 Days Plan A 90.16 40.29% - - - - - -



Group 4 ICICI Prudential Multiple Yield Fund Series 8 -1101 Days Plan E 9.01 2.38% - - 5.33 9.28% - -


Group 4 ICICI Prudential Multiple Yield Fund Series 9 - 1140 Days Plan A 7.69 4.05% - - 123.15 1.84% 5.39 1.78%


Group 5 ICICI Prudential Fixed Maturity Plan-Series 68-745 Days Plan H 0.64 0.02% 0.03 3.68% - - 0.02 0.37%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 68-745 Days Plan J 6.63 0.24% 0.02 2.17% - - 0.01 0.10%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 69-1821 Days Plan H 69.57 21.93% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 69-366 Days Plan A - - 0.01 1.01% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 69-369 Days Plan J - - - - 24.77 6.49% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 69-698 Days Plan B - - ^^ 0.65% - - 0.01 0.65%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 70-1285 Days Plan T - - - - 59.80 31.70% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 70-367 Days Plan N - - ^^ 11.19% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 70-540 Days Plan S - - - - - - ^^ 0.01%


Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-480 Days Plan L 32.24 68.49% 0.11 6.72% 2.24 0.24% 0.10 6.14%


Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-525 Days Plan D - - 0.03 2.06% - - 0.03 2.01%


Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Group Scheme Name



2016-17 2015-16

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-1075 Days Plan Q - - ^^ 0.39% 5.98 0.88% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-1092 Days Plan F 6.52 0.25% 0.01 0.51% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-366 Days Plan C - - ^^ 0.54% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-366 Days Plan K - - ^^ 0.17% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-366 Days Plan M - - ^^ 42.31% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-367 Days Plan R - - ^^ 12.45% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-368 Days Plan A - - ^^ 0.74% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-368 Days Plan D - - ^^ 8.26% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-370 Days Plan G 5.07 100.00% ^^ 0.37% - - - -



Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-440 Days Plan L 2.55 80.43% 0.04 3.21% - - 0.04 3.19%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-483 Days Plan J 34.73 9.15% 0.03 1.78% - - 0.03 1.69%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-500 Days Plan E - - - - - - 0.02 0.55%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-525 Days Plan B - - - - - - 0.10 2.05%


Group 5 ICICI Prudential Fixed Maturity Plan-Series 72-823 Days Plan H 9.27 0.18% 1.34 1.51% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-1120 Days Plan L 0.31 0.03% - - 1.01 0.74% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-366 Days Plan A - - - - 78.77 100.00% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-366 Days Plan B - - - - 140.91 100.00% - -


Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-369 Days Plan T - - 0.03 1.10% 191.11 5.98% 0.03 1.03%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-376 Days Plan Q 10.90 3.62% 0.17 2.66% 174.00 6.46% 0.16 2.52%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-378 Days Plan N 1.19 0.20% 0.15 2.77% 115.97 47.61% 0.14 2.73%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-378 Days Plan O - - 0.05 1.95% 0.57 0.05% 0.05 1.90%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-383 Days Plan K - - 0.06 3.34% - - 0.06 3.09%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-390 Days Plan I - - 0.02 0.91% - - 0.02 0.87%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-391 Days Plan G 80.19 100.00% 0.02 0.75% - - 0.02 0.67%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-392 Days Plan F - - 0.21 4.19% - - 0.19 4.13%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-407 Days Plan C - - 0.06 1.73% - - 0.06 1.69%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 73-830 Days Plan J 80.18 12.20% 0.04 3.61% 10.28 7.17% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-1092 Days Plan G 26.40 10.55% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-1092 Days Plan P 3.61 2.27% - - 2.25 3.89% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-367 Days Plan C - - 0.02 4.56% 8.83 2.91% 0.02 4.48%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-367 Days Plan D - - 0.03 0.26% - - 0.02 0.26%


Group 5 ICICI Prudential Fixed Maturity Plan Series 74 - 367 Days Plan Z - - - - 55.31 36.35% 0.06 5.19%


Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-368 Days Plan J - - 0.02 0.87% - - 0.01 0.84%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-368 Days Plan R - - - - - - 0.11 2.98%

Group 5 ICICI Prudential Fixed Maturity Plan Series 74 - 368 Days Plan Y - - - - - - 0.29 52.16%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan B - - ^^ 0.06% - - ^^ 0.09%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan F - - ^^ 0.05% - - ^^ 0.13%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan I - - 0.02 0.83% 13.62 1.75% 0.03 1.40%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan K - - 0.01 0.37% - - ^^ 0.37%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan L - - - - - - 0.01 0.84%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-369 Days Plan T - - - - - - 0.02 0.27%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan A - - 0.01 0.83% - - 0.01 0.98%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan Q - - - - - - 0.10 5.37%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan S - - - - - - 0.03 2.19%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-370 Days Plan V 3.39 100.00% - - - - 0.11 9.82%

Group 5 ICICI Prudential Fixed Maturity Plan -Series 74 - 370 Days Plan X - - - - - - 0.05 0.86%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-780 Days Plan E 8.73 1.16% 0.03 1.03% 1.14 0.54% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 74-9 Years Plan U 11.49 76.39% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan G 4.17 1.54% - - 40.19 11.09% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan H - - - - 107.98 12.05% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan I 30.56 32.68% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan J 11.11 0.88% - - 1.13 0.13% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1100 Days Plan T 11.26 100.00% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 75 - 1103 Days Plan P 11.41 66.55% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan Series 76 -1127 Days Plan W - - 0.02 30.19% 16.30 0.16% 0.02 29.65%

Group 5 ICICI Prudential Fixed Maturity Plan Series 76 - 1134 Days Plan Y - - 0.06 1.08% 51.90 0.37% 0.05 1.03%

Group 5 ICICI Prudential Fixed Maturity Plan Series 76 - 1135 Days Plan Z - - 0.09 2.14% 83.55 0.70% 0.08 2.13%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1100 Days Plan L - - - - 31.45 1.19% 0.31 1.62%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1100 Days Plan M - - - - 41.80 0.21% 0.13 0.05%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1105 Days Plan N - - - - 29.10 0.35% 0.29 1.65%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1129 Days Plan W - - - - 1.25 0.01% 0.01 0.28%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1130 Days Plan D - - 0.01 0.33% 10.10 0.08% 0.01 0.33%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1132 Days Plan A - - 0.05 1.25% 47.07 0.40% 0.04 1.25%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1134 Days Plan H - - - - 5.68 0.05% 0.06 5.37%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1144 Days Plan T - - - - 73.32 0.67% 0.73 13.86%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1151 Days Plan S - - - - 59.96 0.90% 0.60 26.13%

Group 5 ICICI Prudential Fixed Maturity Plan Series 77 - 1473 Days Plan C 0.06 100.00% 0.06 3.41% 16.97 0.17% 0.05 3.40%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1102 Days Plan Z 98.16 2.72% 0.98 9.90% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1115 Days Plan X - - 0.01 0.16% 4.35 0.02% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1127 Days Plan R 2.19 0.28% 1.35 1.89% 134.51 1.52% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1130 Days Plan T - - 0.03 0.28% 9.70 0.09% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1150 Days Plan N - - 0.07 0.94% 22.25 0.12% - -

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Value of

transaction (` in

Lakhs)

% of total value

of transaction of

the fund

Commission (`

in Lakhs)

% of the total

commission

related to scheme

Group Scheme Name



2016-17 2015-16

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1156 Days Plan U - - 1.14 3.74% 126.85 1.46% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1168 Days Plan J - - 0.01 0.17% 4.35 0.04% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1170 Days Plan I - - 0.04 0.61% 12.35 0.07% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1185 Days Plan F - - - - 10.15 0.09% 0.03 1.87%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1190 Days Plan C - - - - 13.60 0.07% 0.10 1.64%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1190 Days Plan E - - - - 8.65 0.07% 0.03 0.59%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1212 Days Plan A - - - - 59.89 0.35% 0.45 4.68%

Group 5 ICICI Prudential Fixed Maturity Plan-Series 78 - 1281 Days Plan V - - 0.40 0.23% 80.40 0.34% - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1104 Days Plan O 39.11 0.30% 0.39 0.39% - - - -


Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1105 Days Plan B 35.59 1.40% 0.36 3.13% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1106 Days Plan M 40.38 0.55% 0.30 3.07% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1118 Days Plan K 55.93 0.71% 0.39 13.84% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1120 Days Plan J 35.52 0.24% 0.20 0.97% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1130 Days Plan E 19.40 0.80% 0.19 3.44% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1140 Days Plan D 75.45 0.78% 0.33 0.39% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1218 Days Plan A 95.02 0.17% 0.48 0.09% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 79 - 1404 Days Plan T 25.15 0.73% 0.19 5.83% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1100 Days Plan A 60.61 1.64% 0.36 2.41% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1125 Days Plan S 22.65 0.93% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1138 Days Plan R 54.60 0.38% 0.55 0.83% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1150 Days Plan N 223.83 2.38% 2.24 7.18% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1170 Days Plan I 243.93 2.51% 2.31 3.66% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1187 Days Plan G 41.09 0.19% 0.04 2.18% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1194 Days Plan F 9.22 0.04% 0.01 0.13% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1225 Days Plan T 13.45 0.13% - - - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1227 Days Plan Q 7.50 0.07% 0.02 7.72% - - - -


Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1233 Days Plan O 3.05 0.02% ^^ 98.39% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1245 Days Plan L 11.67 0.29% 0.01 1.04% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1248 Days Plan D 7,728.88 86.38% 37.89 95.20% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan-Series 80 - 1253 Days Plan J 14.05 0.09% 0.01 0.32% - - - -

Group 5 ICICI Prudential Fixed Maturity Plan Corporate Bond Series A - 750 Days 42.87 5.49% 0.01 1.20% - - - -

Group 6 ICICI Prudential Banking & PSU Debt Fund 3,800.31 0.29% 5.68 1.57% 3,145.33 0.76% 1.47 0.65%

Group 6 ICICI Prudential Flexible Income Plan 36,262.73 0.67% 6.84 0.45% 20,813.72 0.52% 6.17 0.68%

Group 6 ICICI Prudential Savings Fund 33,763.62 1.44% 60.81 1.31% 14,768.69 1.24% 40.24 1.64%

Group 6 ICICI Prudential Long Term Gilt Fund 1,834.20 0.66% 10.08 2.30% 535.85 0.34% 10.66 2.13%

Group 6 ICICI Prudential Gilt Fund - Investment Plan - PF Option 136.63 0.73% 4.37 4.06% 112.83 0.20% 4.05 2.56%

Group 6 ICICI Prudential Short Term Gilt Fund 272.78 2.01% 0.86 1.93% 56.90 0.24% 0.32 0.72%

Group 6 ICICI Prudential Gilt Fund - Treasury Plan - PF Option 134.97 1.07% 0.29 2.38% 5.87 2.85% 0.04 0.30%

Group 6 ICICI Prudential Income Plan 2,290.04 2.94% 15.57 0.92% 1,001.33 1.93% 15.47 0.67%

Group 6 ICICI Prudential Income Opportunities Fund 780.86 0.31% 3.74 0.36% 1,169.37 0.43% 3.17 0.36%

Group 6 ICICI Prudential Liquid Plan 91,773.85 0.05% 11.05 2.40% 57,477.08 0.05% 5.54 1.03%

Group 6 ICICI Prudential Corporate Bond Fund 5,465.38 1.48% 28.85 0.68% 2,732.56 1.81% 0.84 0.03%

Group 6 ICICI Prudential Long Term Plan 7,566.57 3.69% 37.32 7.89% 2,478.88 3.14% 9.15 4.54%

Group 6 ICICI Prudential Constant Maturity Gilt Fund 248.30 7.63% 0.37 16.56% 25.53 5.56% 0.32 16.76%

Group 6 ICICI Prudential Dynamic Bond Fund 7,026.73 4.47% 23.48 2.63% 492.56 0.43% 2.29 0.86%

Group 6 ICICI Prudential Regular Income Fund (Income is not assured and is subject to availability of distributable surplus) 3,535.43 2.08% 52.38 1.82% 4,933.36 3.44% 24.08 1.57%

Group 6 ICICI Prudential Regular Savings Fund 2,429.88 0.79% 32.11 0.62% 2,954.89 1.47% 18.96 0.47%

Group 6 ICICI Prudential Short Term Plan 12,026.39 1.13% 26.20 0.78% 683.49 0.14% 3.16 0.17%

Group 6 ICICI Prudential Money Market Fund 4,346.63 ^^ 0.74 0.40% 2,813.52 0.01% 0.79 0.62%

Group 6 ICICI Prudential Ultra Short Term Plan 2,677.52 0.15% 1.90 0.26% 1,555.30 0.13% 2.12 0.53%

Group 7 ICICI Prudential Balanced Fund 13,592.98 2.01% 226.26 2.38% 6,059.29 4.34% 60.84 2.26%

Group 7 ICICI Prudential Equity Income Fund 8,805.71 6.69% 50.42 4.79% 264.34 1.04% 1.82 0.83%

Group 7 ICICI Prudential MIP 25 (Monthly income is not assured and is subject to availability of distributable surplus) 728.04 2.84% 9.25 2.13% 687.21 2.34% 1.68 19.10%

Group 7 ICICI Prudential Monthly Income Plan (Monthly income is not assured and is subject to availability of distributable surplus)212.21 4.53% 1.48 0.80% 137.11 2.40% 0.79 0.40%


Group 8 ICICI Prudential Gold iWIN ETF (Formerly ICICI Prudential Gold Exchange Traded Fund) 74.14 0.61% - - 23.24 0.57% - -

Group 8 ICICI Prudential Midcap Select iWIN ETF (Formerly ICICI Prudential Midcap Select ETF) 12.22 0.48% - - - - - -

Group 8 ICICI Prudential NV20 iWIN ETF (Formerly ICICI Prudential NV20 ETF) 6.18 0.23% - - - - - -

Group 9 ICICI Prudential Advisor series Long Term Savings Plan 6.69 8.43% 0.25 9.96% 11.84 17.16% 0.26 9.40%

Group 9 ICICI Prudential Advisor series - Cautious Plan 0.78 0.01% 0.01 0.07% 1.01 12.03% 0.01 1.40%

Group 9 ICICI Prudential Global Stable Equity Fund 23.01 0.29% 1.32 2.41% 47.39 1.73% 1.39 3.07%

Group 9 ICICI Prudential Advisor series - Moderate Plan 1.78 2.70% 0.07 3.56% 0.15 1.00% 0.07 3.78%

Group 9 ICICI Prudential Regular Gold Savings Fund 69.33 4.59% 0.40 1.90% 34.83 2.30% 0.36 1.71%

Group 9 ICICI Prudential Advisor series - Very Aggressive Plan - - 0.25 13.94% - - 0.26 14.51%

Group 9 ICICI Prudential Advisor Series - Dynamic Accrual Plan 236.04 8.44% 0.61 13.82% 77.09 8.41% 0.14 15.95%

Value of transaction

(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme

Group Scheme Name

Group 1 ICICI Prudential Value Discovery Fund - - ^^ ^^ 0.07 ^^ ^^ ^^

Group 1 ICICI Prudential Focused Bluechip Equity Fund - - - - - - ^^ ^^

Group 1 ICICI Prudential Long Term Equity Fund (Tax Saving) - - ^^ ^^ - - ^^ ^^

Group 2 ICICI Prudential Multicap Fund - - ^^ ^^ 0.10 ^^ ^^ ^^

Group 6 ICICI Prudential Gilt Fund - Investment Plan - PF Option - - 0.02 0.02% - - 0.02 0.01%

Group 6 ICICI Prudential Liquid Plan 2,785.00 ^^ 0.01 ^^ - - - -

Group 6 ICICI Prudential Short Term Plan - - 0.01 ^^ - - 0.01 ^^

Group 6 ICICI Prudential Money Market Fund 5,000.00 0.01% 0.05 0.03% 3,135.00 0.01% 0.01 0.01%

Group 7 ICICI Prudential Balanced Fund - - 0.01 ^^ - - 0.01 ^^


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme

Group Scheme Name

Group 1 ICICI Prudential Value Discovery Fund 2.12 ^^ 0.09 ^^ 2.36 ^^ 0.09 ^^

Group 1 ICICI Prudential Dynamic Plan 0.30 ^^ 0.02 ^^ 0.30 ^^ 0.02 ^^

Group 1 ICICI Prudential Focused Bluechip Equity Fund 0.25 ^^ 0.02 ^^ 0.50 ^^ 0.01 ^^

Group 1 ICICI Prudential Infrastructure Fund 1.03 ^^ 0.02 ^^ - - - -

Group 1 ICICI Prudential Long Term Equity Fund (Tax Saving) 4.76 ^^ 0.15 ^^ 2.70 ^^ 0.08 ^^

Group 2 ICICI Prudential Balanced Advantage Fund 18.69 ^^ 0.63 ^^ 1.33 ^^ 0.21 ^^

Group 2 ICICI Prudential Top 100 Fund 1.05 ^^ 0.03 ^^ - - ^^ ^^

Group 2 ICICI Prudential Multicap Fund 0.70 ^^ 0.02 ^^ - - - -

Group 2 ICICI Prudential Select Large Cap Fund 1.54 ^^ 0.05 0.01% 1.19 0.01% 0.04 0.02%

Group 2 ICICI Prudential Technology Fund - - ^^ ^^ 0.70 ^^ 0.02 0.01%

Group 2 ICICI Prudential US Bluechip Equity Fund 0.12 ^^ 0.01 ^^ 0.10 ^^ ^^ ^^

Group 5 ICICI Prudential Fixed Maturity Plan-Series 71-480 Days Plan L - - 0.03 2.03% - - 0.03 1.83%


Group 6 ICICI Prudential Savings Fund 1.01 ^^ 0.37 0.01% 0.25 ^^ 0.40 0.02%

Group 6 ICICI Prudential Corporate Bond Fund - - 0.69 0.02% 128.58 0.14% 2.37 0.09%

Group 6 ICICI Prudential Regular Savings Fund 241.17 0.08% 7.30 0.14% 186.04 0.09% 4.58 0.11%

Group 7 ICICI Prudential Balanced Fund 0.41 ^^ 0.01 ^^ - - ^^ ^^

Group 7 ICICI Prudential MIP 25 (Monthly income is not assured and is subject to availability of distributable surplus) 5.00 0.02% 0.13 0.03% 2.00 0.01% 0.05 0.58%

Group 7 ICICI Prudential Monthly Income Plan (Monthly income is not assured and is subject to availability of distributable surplus)- - 0.28 0.15% - - 0.25 0.13%

Group 9 ICICI Prudential Regular Gold Savings Fund - - ^^ ^^ - - ^^ ^^


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme

Group Scheme Name

Group 1 ICICI Prudential Value Discovery Fund - - - - 0.60 ^^ - -

Group 1 ICICI Prudential Dynamic Plan - - - - 1.10 ^^ 0.08 ^^

Group 1 ICICI Prudential Focused Bluechip Equity Fund - - - - 41.21 0.01% 0.69 0.01%

Group 1 ICICI Prudential Long Term Equity Fund (Tax Saving) - - - - 0.50 ^^ 0.03 ^^

Group 2 ICICI Prudential Banking and Financial Services Fund - - - - 0.25 ^^ 0.01 ^^

Group 2 ICICI Prudential Top 100 Fund - - - - 6.37 0.01% 0.10 0.01%

Group 2 ICICI Prudential Select Large Cap Fund - - - - 21.75 0.11% 0.22 0.09%

Group 2 ICICI Prudential US Bluechip Equity Fund - - - - 0.71 0.02% 0.08 0.07%

Group 6 ICICI Prudential Flexible Income Plan - - - - 1.37 ^^ ^^ ^^

Group 6 ICICI Prudential Savings Fund - - - - 0.02 ^^ ^^ ^^

Group 6 ICICI Prudential Income Plan - - - - 0.12 ^^ 0.02 ^^

Group 6 ICICI Prudential Liquid Plan - - - - 3.62 ^^ 0.01 ^^

Group 6 ICICI Prudential Dynamic Bond Fund - - - - 0.02 ^^ ^^ ^^

Group 7 ICICI Prudential MIP 25 (Monthly income is not assured and is subject to availability of distributable surplus) - - - - 0.22 ^^ 0.01 0.11%


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme

Group Scheme Name

Group 1 ICICI Prudential Dynamic Plan - - ^^ ^^ - - ^^ ^^

Group 1 ICICI Prudential Focused Bluechip Equity Fund - - ^^ ^^ - - ^^ ^^

Group 1 ICICI Prudential Long Term Equity Fund (Tax Saving) - - ^^ ^^ - - ^^ ^^

Group 2 ICICI Prudential Indo Asia Equity Fund - - ^^ ^^ - - ^^ ^^

Entity ICICI Securities Primary Dealership Limited


2016-17 2015-16

Entity Unique Investment Consultants $

Nature of Association/ Nature of relation Distributor is a relative of an employee of the AMC

2016-17 2015-16

Entity One World Financial & Advisory $


2016-17 2015-16

Entity Jagdish H Thacker $


2016-17 2015-16


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme

Group Scheme Name

Group 1 ICICI Prudential Value Discovery Fund 1.46 ^^ 0.05 ^^ 0.14 ^^ 0.02 ^^

Group 1 ICICI Prudential Focused Bluechip Equity Fund 0.39 ^^ 0.01 ^^ 0.02 ^^ ^^ ^^

Group 1 ICICI Prudential Long Term Equity Fund (Tax Saving) - - - - 0.10 ^^ ^^ ^^

Group 2 ICICI Prudential Banking and Financial Services Fund 0.12 ^^ ^^ ^^ - - - -

Group 2 ICICI Prudential Balanced Advantage Fund 1.40 ^^ 0.02 ^^ - - - -

Group 2 ICICI Prudential Midcap Fund 0.01 ^^ ^^ ^^ - - - -

Group 6 ICICI Prudential Savings Fund 30.36 ^^ 0.01 ^^ 0.04 ^^ ^^ ^^

Group 6 ICICI Prudential Short Term Plan 70.00 0.01% 0.11 ^^ - - - -

Group 7 ICICI Prudential Balanced Fund 0.30 ^^ 0.02 ^^ - - - -


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme

Group Scheme Name

Group 1 ICICI Prudential Value Discovery Fund 0.21 ^^ 0.01 ^^ - - - -

Group 1 ICICI Prudential Long Term Equity Fund (Tax Saving) 1.10 ^^ 0.05 ^^ ^^ ^^ ^^ ^^


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme

Group Scheme Name


Group 1 ICICI Prudential Dynamic Plan 2.15 ^^ 0.10 ^^ - - - -

Group 1 ICICI Prudential Infrastructure Fund - - ^^ ^^ - - - -

Group 1 ICICI Prudential Long Term Equity Fund (Tax Saving) - - ^^ ^^ - - - -

Group 2 ICICI Prudential Balanced Advantage Fund - - 0.01 ^^ - - - -

Group 2 ICICI Prudential Top 100 Fund 0.06 ^^ 0.01 ^^ - - - -

Group 2 ICICI Prudential Exports and Other Services Fund - - 0.02 ^^ - - - -


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme


(` in Lakhs)

% of total value of

transaction of the

fund

Commission (` in

Lakhs)

% of the total

commission related

to scheme

Group Scheme Name


Group 1 ICICI Prudential Focused Bluechip Equity Fund 6.68 ^^ 0.17 ^^ - - - -

Group 1 ICICI Prudential Infrastructure Fund 0.03 ^^ ^^ ^^ - - - -

Group 1 ICICI Prudential Long Term Equity Fund (Tax Saving) 2.31 ^^ 0.11 ^^ - - - -

Group 2 ICICI Prudential Banking and Financial Services Fund 0.30 ^^ 0.02 ^^ - - - -

Group 2 ICICI Prudential Balanced Advantage Fund 8.00 ^^ 0.21 ^^ - - - -

Group 2 ICICI Prudential Midcap Fund 0.11 ^^ ^^ ^^ - - - -

Group 2 ICICI Prudential Multicap Fund 4.00 ^^ 0.12 0.01% - - - -

Group 6 ICICI Prudential Savings Fund 1.00 ^^ ^^ ^^ - - - -

Group 6 ICICI Prudential Long Term Plan 0.05 ^^ ^^ ^^ - - - -

Group 7 ICICI Prudential Balanced Fund 7.00 ^^ 0.17 ^^ - - - -

All the schemes other than the schemes in the above annexures have Nil Payment to Associate for the Financial year ended March 31, 2017

**Bank charges paid include transaction charges paid to ICICI Bank Limited (Professional clearing member) for futures & options transactions

^^ Amount less than Rs. 0.01 lakhs or 0.01%

@ Holding by a major shareholder of AMC, viz, ICICI Bank Limited whether directly or indirectly

$ The disclosure has been made as Distributor is a relative of an employee of the AMC.

& Commission paid to Ramamoorthy Setty Muthuram was not disclosed for previsous year as the relative of the distributor has joined as an employee of the AMC during the the FY 16-17.

Commission disclosed above is net off recovery

Entity Shaila Badar $


2016-17 2015-16

Entity Rudra Pratap Singh $


2016-17 2015-16

Entity Ramamoorthy Setty Muthuram $ &


2016-17 2015-16

Note : The schemes have paid Management Fees and Trustee ship fees to ICICI Prudential Asset Management Company Limited and ICICI Prudential Trust Limited respectively as disclosed in Revenue Account.

Entity Abinash Bardhan $


2016-17 2015-16

1 Hedging Positions through Futures as on March 31, 2017

Group Scheme Underlying Security Name Long/(Short)

Future price

when purchased

(in `)

Current price of

the contract (in

`)

Margin

Maintained

(` in Lakhs)

Group 2 ICICI Prudential Equity - Arbitrage Fund IRB INFRASTRUCTURE DEVELOPERS LTD (Short) 234.81 237.75 426.59

Group 2 ICICI Prudential Equity - Arbitrage Fund PTC INDIA LIMITED (Short) 87.94 93.05 53.23

Group 2 ICICI Prudential Equity - Arbitrage Fund DIVIS LABORATORIES LTD (Short) 636.05 628.05 1,587.54

Group 2 ICICI Prudential Equity - Arbitrage Fund OIL AND NATURAL GAS CORPORATION LTD (Short) 188.56 186.05 668.22

Group 2 ICICI Prudential Equity - Arbitrage Fund INDIABULLS HOUSING FINANCE LTD. (Short) 966.94 1,000.55 1,338.90

Group 2 ICICI Prudential Equity - Arbitrage Fund HINDUSTAN UNILEVER LIMITED (Short) 906.58 913.25 986.02

Group 2 ICICI Prudential Equity - Arbitrage Fund STATE BANK OF INDIA (Short) 285.56 293.25 1,256.54

Group 2 ICICI Prudential Equity - Arbitrage Fund BHARAT PETROLEUM CORPORATION LTD. (Short) 650.13 653.35 975.77

Group 2 ICICI Prudential Equity - Arbitrage Fund TATA GLOBAL BEVERAGES LIMITED(TATA TEA LIMITED) (Short) 150.77 150.95 688.93

Group 2 ICICI Prudential Equity - Arbitrage Fund RELIANCE POWER LIMITED (Short) 47.82 48.30 84.53

Group 2 ICICI Prudential Equity - Arbitrage Fund EXIDE INDUSTRIES LIMITED (Short) 216.55 224.85 1,113.19

Group 2 ICICI Prudential Equity - Arbitrage Fund POWER GRID CORPORATION OF INDIA (Short) 196.83 198.40 936.54

Group 2 ICICI Prudential Equity - Arbitrage Fund TATA STEEL LIMITED (Short) 481.61 484.55 1,608.29

Group 2 ICICI Prudential Equity - Arbitrage Fund JSW STEEL LIMITED (Short) 186.14 188.70 101.80

Group 2 ICICI Prudential Equity - Arbitrage Fund SHRIRAM TRANSPORT FINANCE COMPANY (Short) 1,049.93 1,080.50 70.43

Group 2 ICICI Prudential Equity - Arbitrage Fund BHARAT ELECTRONICS LIMITED (Short) 158.73 156.95 839.44

Group 2 ICICI Prudential Equity - Arbitrage Fund ICICI BANK LIMITED (Short) 279.47 278.45 2,714.86

Group 2 ICICI Prudential Equity - Arbitrage Fund AXIS BANK LIMITED( FORMERLY UTI BANK) (Short) 502.06 493.45 2,458.56

Group 2 ICICI Prudential Equity - Arbitrage Fund BHARAT FINANCIAL INCLUSION LTD (Short) 831.85 811.05 1,413.82

Group 2 ICICI Prudential Equity - Arbitrage Fund ADANI POWER LIMITED (Short) 40.28 40.15 38.89

Group 2 ICICI Prudential Equity - Arbitrage Fund INFRASTRUCTURE DEVELOPMENT FINANCE (Short) 55.22 54.80 159.14

Group 2 ICICI Prudential Equity - Arbitrage Fund THE INDUSTRIAL FINANCE CORPORATION (Short) 30.10 29.90 109.66

Group 2 ICICI Prudential Equity - Arbitrage Fund CONTAINER CORPORATION OF INDIA LTD. (Short) 1,240.66 1,274.55 21.51

Group 2 ICICI Prudential Equity - Arbitrage Fund DR. REDDYS LABORATORIES LIMITED (Short) 2,641.17 2,638.20 306.96

Group 2 ICICI Prudential Equity - Arbitrage Fund WOCKHARDT LIMITED (Short) 733.55 722.95 106.04

Group 2 ICICI Prudential Equity - Arbitrage Fund STRIDES SHASUN LTD (OLD-STRIDES ARCOLAB LTD) (Short) 1,128.05 1,105.35 72.38

Group 2 ICICI Prudential Equity - Arbitrage Fund BRITANNIA INDUSTRIES LIMITED (Short) 3,366.00 3,389.15 232.40

Group 2 ICICI Prudential Equity - Arbitrage Fund DEWAN HOUSING FINANCE CORPORATION LTD (Short) 367.70 369.35 112.09

Group 2 ICICI Prudential Equity - Arbitrage Fund GODREJ CONSUMER PRODUCTS LIMITED (Short) 1,693.83 1,678.15 123.90

Group 2 ICICI Prudential Equity - Arbitrage Fund BAJAJ AUTO LIMITED (Short) 2,842.15 2,821.00 232.15

Group 2 ICICI Prudential Equity - Arbitrage Fund DLF LIMITED (Short) 150.37 149.50 145.76

Group 2 ICICI Prudential Equity - Arbitrage Fund BIOCON LIMITED (Short) 1,154.38 1,136.85 169.36

Group 2 ICICI Prudential Equity - Arbitrage Fund BANK OF BARODA (Short) 176.20 173.55 140.56

Group 2 ICICI Prudential Equity - Arbitrage Fund MARICO LIMITED (Short) 297.82 294.85 353.95

Group 2 ICICI Prudential Equity - Arbitrage Fund SUN PHARMACEUTICAL INDUSTRIES LTD. (Short) 695.57 690.95 1,529.04

Group 2 ICICI Prudential Equity - Arbitrage Fund BATA INDIA LIMITED (Short) 550.28 569.10 302.12

Group 2 ICICI Prudential Equity - Arbitrage Fund AMBUJA CEMENTS LIMITED (Short) 231.88 236.80 199.60

Group 2 ICICI Prudential Equity - Arbitrage Fund RELIANCE COMMUNICATIONS LIMITED (Short) 38.63 38.45 113.53

Group 2 ICICI Prudential Equity - Arbitrage Fund THE FEDERAL BANK LIMITED. (Short) 91.03 91.60 543.95

Group 2 ICICI Prudential Equity - Arbitrage Fund ANDHRA BANK (Short) 58.44 58.10 9.51

Group 2 ICICI Prudential Equity - Arbitrage Fund COAL INDIA LIMITED (Short) 293.78 292.85 237.63

Group 2 ICICI Prudential Equity - Arbitrage Fund IDFC BANK LTD (Short) 60.84 59.60 130.03

Group 2 ICICI Prudential Equity - Arbitrage Fund TATA CONSULTANCY SERVICES LIMITED (Short) 2,453.11 2,438.05 613.97

Group 2 ICICI Prudential Equity - Arbitrage Fund EICHER MOTORS LIMITED (Short) 24,881.42 25,616.75 1,028.02

Group 2 ICICI Prudential Equity - Arbitrage Fund HERO MOTOCORP LIMITED (Short) 3,337.36 3,236.10 364.82

Group 2 ICICI Prudential Equity - Arbitrage Fund ZEE ENTERTAINMENT ENTERPRISES LTD (Short) 536.23 537.00 548.19

Group 2 ICICI Prudential Equity - Arbitrage Fund LIC HOUSING FINANCE LIMITED (Short) 617.87 619.55 975.55

Group 2 ICICI Prudential Equity - Arbitrage Fund KAVERI SEED COMPANY LIMITED (Short) 549.00 554.85 15.67

Group 2 ICICI Prudential Equity - Arbitrage Fund TECH MAHINDRA LIMITED (Short) 460.54 462.05 84.39

Group 2 ICICI Prudential Equity - Arbitrage Fund SINTEX INDUSTRIES LIMITED (Short) 105.09 106.20 240.04

Group 2 ICICI Prudential Equity - Arbitrage Fund RELIANCE INDUSTRIES LIMITED (Short) 1,266.45 1,326.20 1,604.62

Group 2 ICICI Prudential Equity - Arbitrage Fund JINDAL STEEL & POWER LIMITED (Short) 120.16 121.70 95.55

Group 2 ICICI Prudential Equity - Arbitrage Fund KOTAK MAHINDRA BANK LIMITED (Short) 862.74 876.60 1,266.77

Group 2 ICICI Prudential Equity - Arbitrage Fund WIPRO LIMITED (Short) 510.90 515.45 111.39

Group 2 ICICI Prudential Equity - Arbitrage Fund JAIPRAKASH ASSOCIATES LIMITED (Short) 13.78 13.85 286.89

Group 2 ICICI Prudential Equity - Arbitrage Fund THE KARNATAKA BANK LIMITED (Short) 141.09 141.25 48.25

Group 2 ICICI Prudential Equity - Arbitrage Fund THE TATA POWER COMPANY LIMITED (Short) 89.47 90.60 871.34

Group 2 ICICI Prudential Equity - Arbitrage Fund CENTURY TEXTILES AND INDUSTRIES (Short) 1,028.67 1,058.60 682.49

Group 2 ICICI Prudential Equity - Arbitrage Fund BHARTI INFRATEL LIMITED (Short) 306.02 326.70 211.64

Group 2 ICICI Prudential Equity - Arbitrage Fund INDUSIND BANK LIMITED (Short) 1,416.29 1,424.75 952.59

Group 2 ICICI Prudential Equity - Arbitrage Fund HOUSING DEVELOPMENT FINANCE CORPORATION (Short) 1,522.30 1,509.95 868.81

Group 2 ICICI Prudential Equity - Arbitrage Fund ADANI PORTS AND SPECIAL ECONOMIC ZONE (Short) 322.06 340.25 78.76

Group 2 ICICI Prudential Equity - Arbitrage Fund HOUSING DEVELOPMENT & INFRASTRUCTUR (Short) 78.89 82.15 287.58

Group 2 ICICI Prudential Equity - Arbitrage Fund MARUTI SUZUKI INDIA LIMITED (Short) 6,007.82 6,048.15 2,850.67

Group 2 ICICI Prudential Equity - Arbitrage Fund GMR INFRASTRUCTURE LIMITED (Short) 16.66 16.05 171.25

Group 2 ICICI Prudential Equity - Arbitrage Fund COLGATE-PALMOLIVE (INDIA) LIMITED (Short) 987.14 998.10 68.02

Group 2 ICICI Prudential Equity - Arbitrage Fund UPL LIMITED (OLD NAME UNITED PHOSPHORUS LTD) (Short) 723.07 729.55 1,797.58

Group 2 ICICI Prudential Equity - Arbitrage Fund HINDALCO INDUSTRIES LIMITED (Short) 191.87 195.45 1,123.98

Group 2 ICICI Prudential Equity - Arbitrage Fund NTPC LIMITED (Short) 165.75 166.30 891.33

Group 2 ICICI Prudential Equity - Arbitrage Fund ASIAN PAINTS LIMITED (Short) 1,075.86 1,077.70 179.12

Group 2 ICICI Prudential Equity - Arbitrage Fund UNITED SPIRITS LIMITED (Short) 2,218.18 2,187.20 1,245.96

Group 2 ICICI Prudential Equity - Arbitrage Fund INDRAPRASTHA GAS LIMITED (Short) 1,004.76 1,017.55 13.98

Group 2 ICICI Prudential Equity - Arbitrage Fund DISH TV INDIA LIMITED (Short) 108.32 108.25 442.38

Group 2 ICICI Prudential Equity - Arbitrage Fund AUROBINDO PHARMA LIMITED (Short) 679.99 676.90 1,090.97

Group 2 ICICI Prudential Equity - Arbitrage Fund CUMMINS INDIA LIMITED (Short) 941.49 952.70 89.17

Group 2 ICICI Prudential Equity - Arbitrage Fund UNITED BREWERIES LIMITED (Short) 778.46 775.75 33.17

Group 2 ICICI Prudential Equity - Arbitrage Fund HEXAWARE TECHNOLOGIES LIMITED (Short) 220.73 216.35 6.49

Group 2 ICICI Prudential Equity - Arbitrage Fund SIEMENS LIMITED (Short) 1,241.95 1,260.95 41.68

Group 2 ICICI Prudential Equity - Arbitrage Fund GLENMARK PHARMACEUTICALS LIMITED (Short) 882.02 856.85 89.87

Group 2 ICICI Prudential Equity - Arbitrage Fund ACC LIMITED (Short) 1,423.04 1,449.15 267.89

Group 2 ICICI Prudential Equity - Arbitrage Fund RELIANCE CAPITAL LIMITED (Short) 612.00 617.55 713.29

Group 2 ICICI Prudential Equity - Arbitrage Fund SUN TV NETWORK LIMITED. (Short) 775.76 794.00 352.02

Group 2 ICICI Prudential Equity - Arbitrage Fund MAHINDRA AND MAHINDRA LIMITED (Short) 1,280.38 1,291.90 1,514.61

Group 2 ICICI Prudential Equity - Arbitrage Fund PETRONET LNG LIMITED (Short) 402.44 405.20 142.49

Group 2 ICICI Prudential Equity - Arbitrage Fund TATA COMMUNICATIONS LIMITED (Short) 721.68 727.30 550.40

Group 2 ICICI Prudential Equity - Arbitrage Fund ASHOK LEYLAND LIMITED (Short) 84.10 84.80 41.75

Group 2 ICICI Prudential Equity - Arbitrage Fund CAIRN INDIA LIMITED (Short) 300.48 306.80 251.95

Group 2 ICICI Prudential Equity - Arbitrage Fund NHPC LIMITED (Short) 31.55 32.35 56.84

Group 2 ICICI Prudential Equity - Arbitrage Fund LUPIN LIMITED (Short) 1,455.38 1,448.10 262.60

Group 2 ICICI Prudential Equity - Arbitrage Fund YES BANK LIMITED (Short) 1,555.32 1,551.55 212.60

Group 2 ICICI Prudential Equity - Arbitrage Fund IDEA CELLULAR LIMITED (Short) 87.70 86.20 173.28

Group 2 ICICI Prudential Equity - Arbitrage Fund BHARAT HEAVY ELECTRICALS LIMITED (Short) 166.40 163.75 343.01

Group 2 ICICI Prudential Equity - Arbitrage Fund DCB BANK LTD (Short) 169.66 171.50 268.74

Group 2 ICICI Prudential Equity - Arbitrage Fund ORACLE FINANCIAL SERVICES SOFTWARE (Short) 3,660.54 3,671.45 197.33

Group 2 ICICI Prudential Equity - Arbitrage Fund TV18 BROADCAST ORD SHS (Short) 42.54 42.25 220.78

Group 2 ICICI Prudential Equity - Arbitrage Fund APOLLO TYRES LIMITED (Short) 209.32 209.90 470.66

Group 2 ICICI Prudential Equity - Arbitrage Fund ADITYA BIRLA NUVO LIMITED (Short) 1,543.70 1,525.20 720.55

Group 2 ICICI Prudential Equity - Arbitrage Fund ARVIND LIMITED (Short) 391.48 396.60 101.97

Group 2 ICICI Prudential Equity - Arbitrage Fund RELIANCE INFRASTRUCTURE LIMITED (Short) 567.55 572.00 345.29

Group 2 ICICI Prudential Equity - Arbitrage Fund TATA MOTORS LIMITED (Short) 281.02 282.70 80.25

Group 2 ICICI Prudential Equity - Arbitrage Fund ITC LIMITED (Short) 283.09 281.10 2,307.66

Group 2 ICICI Prudential Equity - Arbitrage Fund TATA CHEMICALS LIMITED (Short) 588.98 600.85 303.92

Group 2 ICICI Prudential Equity - Arbitrage Fund CIPLA LIMITED (Short) 596.44 594.30 733.24

Group 2 ICICI Prudential Equity - Arbitrage Fund CASTROL INDIA LIMITED. (Short) 421.14 433.15 1,208.67

Group 2 ICICI Prudential Equity - Arbitrage Fund LARSEN AND TOUBRO LIMITED (Short) 1,562.50 1,580.90 1,719.71

Group 2 ICICI Prudential Equity - Arbitrage Fund INDIAN OIL CORPORATION LIMITED (Short) 374.96 385.75 192.95

Group 2 ICICI Prudential Equity - Arbitrage Fund CESC LIMITED (Short) 831.56 846.45 600.39

Group 2 ICICI Prudential Equity - Arbitrage Fund INDIA CEMENTS LIMITED (Short) 157.17 163.65 202.90

Group 2 ICICI Prudential Equity - Arbitrage Fund INDIABULLS REAL ESTATE LIMITED (Short) 82.25 88.05 333.83

Group 2 ICICI Prudential Balanced Advantage Fund COAL INDIA LIMITED (Short) 293.14 292.85 45.41

Group 2 ICICI Prudential Balanced Advantage Fund MARUTI SUZUKI INDIA LIMITED (Short) 6,037.35 6,048.15 187.71

Group 2 ICICI Prudential Balanced Advantage Fund KOTAK MAHINDRA BANK LIMITED (Short) 863.71 876.60 623.33

Group 2 ICICI Prudential Balanced Advantage Fund LARSEN AND TOUBRO LIMITED (Short) 1,564.80 1,580.90 1,183.29

Group 2 ICICI Prudential Balanced Advantage Fund RELIANCE INDUSTRIES LIMITED (Short) 1,254.21 1,326.20 1,107.78

Annexure XIV referred in

Notes to the Financial

Statements

Derivatives Disclosure



Future price

when purchased

(in `)

Current price of

the contract (in

`)

Margin

Maintained

(` in Lakhs)

Annexure XIV referred in

Notes to the Financial

Statements


Group 2 ICICI Prudential Balanced Advantage Fund SUN PHARMACEUTICAL INDUSTRIES LTD. (Short) 700.05 690.95 410.16

Group 2 ICICI Prudential Balanced Advantage Fund HOUSING DEVELOPMENT FINANCE CORPORATION (Short) 1,515.35 1,509.95 1,623.72

Group 2 ICICI Prudential Balanced Advantage Fund HCL TECHNOLOGIES LIMITED (Short) 865.99 869.95 1,199.53

Group 2 ICICI Prudential Balanced Advantage Fund AXIS BANK LIMITED( FORMERLY UTI BANK) (Short) 505.41 493.45 723.98

Group 2 ICICI Prudential Balanced Advantage Fund HINDUSTAN UNILEVER LIMITED (Short) 908.43 913.25 1,710.47

Group 2 ICICI Prudential Balanced Advantage Fund INFOSYS LIMITED(OLD NAME INFOSYS TECHNOLOGIES LTD)(Short) 1,035.79 1,021.00 2,205.90

Group 2 ICICI Prudential Balanced Advantage Fund ICICI BANK LIMITED (Short) 280.13 278.45 806.72

Group 2 ICICI Prudential Balanced Advantage Fund NTPC LIMITED (Short) 165.58 166.30 587.83

Group 2 ICICI Prudential Balanced Advantage Fund HDFC BANK LIMITED (Short) 1,424.68 1,440.60 2,208.43

Group 6


subject to availability of distributable surplus) RELIANCE INDUSTRIES LIMITED (Short) 1,279.42 1,326.20 252.97

Group 6


subject to availability of distributable surplus) MAHINDRA AND MAHINDRA LIMITED (Short) 1,281.00 1,291.90 0.81

Group 6


subject to availability of distributable surplus) LARSEN AND TOUBRO LIMITED (Short) 1,567.11 1,580.90 261.31

Group 6


subject to availability of distributable surplus) ASIAN PAINTS LIMITED (Short) 1,067.15 1,077.70 22.59

Group 6


subject to availability of distributable surplus) TATA STEEL LIMITED (Short) 495.19 484.55 193.62

Group 6


subject to availability of distributable surplus) BHARAT PETROLEUM CORPORATION LTD. (Short) 652.60 653.35 87.02

Group 6


subject to availability of distributable surplus) BHARAT HEAVY ELECTRICALS LIMITED (Short) 164.29 163.75 40.84

Group 6


subject to availability of distributable surplus) HINDUSTAN PETROLEUM CORPORATION (Short) 528.60 528.50 37.37

Group 6


subject to availability of distributable surplus) KOTAK MAHINDRA BANK LIMITED (Short) 870.99 876.60 6.99

Group 6


subject to availability of distributable surplus) OIL AND NATURAL GAS CORPORATION LTD (Short) 187.15 186.05 135.04

Group 6


subject to availability of distributable surplus) ITC LIMITED (Short) 282.99 281.10 57.29

Group 6


subject to availability of distributable surplus) AXIS BANK LIMITED( FORMERLY UTI BANK) (Short) 497.23 493.45 189.86

Group 6


subject to availability of distributable surplus) CIPLA LIMITED (Short) 596.80 594.30 21.52

Group 6


subject to availability of distributable surplus) COAL INDIA LIMITED (Short) 293.78 292.85 18.66

Group 6


subject to availability of distributable surplus) HCL TECHNOLOGIES LIMITED (Short) 872.42 869.95 84.04

Group 7 ICICI Prudential Equity Income Fund SUN PHARMACEUTICAL INDUSTRIES LTD. (Short) 692.43 690.95 328.13

Group 7 ICICI Prudential Equity Income Fund AUROBINDO PHARMA LIMITED (Short) 682.17 676.90 329.72

Group 7 ICICI Prudential Equity Income Fund STATE BANK OF INDIA (Short) 292.51 293.25 146.08

Group 7 ICICI Prudential Equity Income Fund INFRASTRUCTURE DEVELOPMENT FINANCE (Short) 54.79 54.80 35.26

Group 7 ICICI Prudential Equity Income Fund WIPRO LIMITED (Short) 510.67 515.45 342.68

Group 7 ICICI Prudential Equity Income Fund BHARTI AIRTEL LIMITED (Short) 342.68 347.45 356.78

Group 7 ICICI Prudential Equity Income Fund AXIS BANK LIMITED( FORMERLY UTI BANK) (Short) 502.81 493.45 572.53

Group 7 ICICI Prudential Equity Income Fund POWER GRID CORPORATION OF INDIA (Short) 196.62 198.40 256.41

Group 7 ICICI Prudential Equity Income Fund CONTAINER CORPORATION OF INDIA LTD. (Short) 1,274.79 1,274.55 159.35

Group 7 ICICI Prudential Equity Income Fund HDFC BANK LIMITED (Short) 1,430.04 1,440.60 243.38

Group 7 ICICI Prudential Equity Income Fund TECH MAHINDRA LIMITED (Short) 461.45 462.05 146.57

Group 7 ICICI Prudential Equity Income Fund COAL INDIA LIMITED (Short) 293.21 292.85 357.07

Group 7 ICICI Prudential Equity Income Fund OIL INDIA LTD (Short) 330.56 332.00 106.67

Group 7 ICICI Prudential Equity Income Fund ACC LIMITED (Short) 1,423.27 1,449.15 13.76

Group 7 ICICI Prudential Equity Income Fund MARUTI SUZUKI INDIA LIMITED (Short) 6,005.32 6,048.15 62.19

Group 7 ICICI Prudential Equity Income Fund DR. REDDYS LABORATORIES LIMITED (Short) 2,640.08 2,638.20 28.32

Group 7 ICICI Prudential Equity Income Fund DIVIS LABORATORIES LTD (Short) 633.30 628.05 78.50

Group 7 ICICI Prudential Equity Income Fund CESC LIMITED (Short) 839.09 846.45 66.19

Group 7 ICICI Prudential Equity Income Fund HCL TECHNOLOGIES LIMITED (Short) 872.44 869.95 68.76

Group 7 ICICI Prudential Equity Income Fund BHARAT PETROLEUM CORPORATION LTD. (Short) 647.65 653.35 81.15

Group 7 ICICI Prudential Equity Income Fund OIL AND NATURAL GAS CORPORATION LTD (Short) 188.19 186.05 24.39

Group 7 ICICI Prudential Equity Income Fund HOUSING DEVELOPMENT FINANCE CORPORATION (Short) 1,528.29 1,509.95 248.50

Group 7 ICICI Prudential Equity Income Fund TATA MOTORS LIMITED (Short) 467.94 467.70 79.67

Group 7 ICICI Prudential Equity Income Fund LARSEN AND TOUBRO LIMITED (Short) 1,569.20 1,580.90 315.54

Group 7 ICICI Prudential Equity Income Fund ITC LIMITED (Short) 284.16 281.10 56.45

Group 7 ICICI Prudential Equity Income Fund NTPC LIMITED (Short) 164.45 166.30 36.69

Group 7 ICICI Prudential Equity Income Fund INDIAN OIL CORPORATION LIMITED (Short) 375.05 385.75 95.75

Group 7 ICICI Prudential Equity Income Fund MOTHERSON SUMI SYSTEMS LIMITED (Short) 381.00 374.20 93.34

Group 7 ICICI Prudential Equity Income Fund INFOSYS LIMITED(OLD NAME INFOSYS TECHNOLOGIES LTD)(Short) 1,032.41 1,021.00 264.40

Group 7 ICICI Prudential Equity Income Fund RELIANCE INDUSTRIES LIMITED (Short) 1,289.69 1,326.20 555.54

Group 7 ICICI Prudential Equity Income Fund HINDUSTAN UNILEVER LIMITED (Short) 922.74 913.25 258.83

Group 7 ICICI Prudential Equity Income Fund CIPLA LIMITED (Short) 596.87 594.30 201.12

Group 7 ICICI Prudential Equity Income Fund TATA STEEL LIMITED (Short) 483.84 484.55 171.84

Group 7 ICICI Prudential Equity Income Fund TATA CHEMICALS LIMITED (Short) 598.14 600.85 225.13

Group 7 ICICI Prudential Equity Income Fund TATA GLOBAL BEVERAGES LIMITED (Short) 151.21 150.95 45.87

Group 7 ICICI Prudential Equity Income Fund HINDUSTAN ZINC LIMITED (Short) 290.45 290.50 109.12

Group 7 ICICI Prudential Equity Income Fund ADANI PORTS AND SPECIAL ECONOMIC ZONE (Short) 335.33 340.25 149.00

2 Other than hedging Positions through Futures as on March 31, 2017


Future price

when purchased

(in `)

Current price of

the contract (in

`)

Margin

Maintained

(` in Lakhs)

Group 1 ICICI Prudential Dynamic Plan STATE BANK OF INDIA Long 286.89 293.25 571.77

Group 1 ICICI Prudential Dynamic Plan ITC LIMITED Long 283.89 281.10 703.82

Group 1 ICICI Prudential Focused Bluechip Equity Fund CIPLA LIMITED Long 597.39 594.30 223.31

Group 1 ICICI Prudential Focused Bluechip Equity Fund HINDUSTAN UNILEVER LIMITED Long 906.80 913.25 743.03

Group 1 ICICI Prudential Focused Bluechip Equity Fund BHARAT PETROLEUM CORPORATION LTD. Long 650.32 653.35 889.41

Group 1 ICICI Prudential Focused Bluechip Equity Fund STATE BANK OF INDIA Long 281.52 293.25 440.67

Group 1 ICICI Prudential Focused Bluechip Equity Fund WIPRO LIMITED Long 510.41 515.45 180.77

Group 1 ICICI Prudential Focused Bluechip Equity Fund TVS MOTOR COMPANY LIMITED Long 433.00 431.00 1,081.60

Group 1 ICICI Prudential Infrastructure Fund STATE BANK OF INDIA Long 286.90 293.25 67.20

Group 1 ICICI Prudential Infrastructure Fund INDIAN OIL CORPORATION LIMITED Long 374.92 385.75 193.51

Group 1 ICICI Prudential Infrastructure Fund TATA STEEL LIMITED Long 480.70 484.55 546.19

Group 2 ICICI Prudential Banking and Financial Services Fund ICICI BANK LIMITED Long 269.26 278.45 139.49

Group 2 ICICI Prudential Banking and Financial Services Fund BANK NIFTY Long 21,305.74 21,488.15 766.70

Group 2 ICICI Prudential Banking and Financial Services Fund HDFC BANK LIMITED Long 1,418.63 1,440.60 542.43

Group 2 ICICI Prudential Balanced Advantage Fund NIFTY (Short) 9,139.96 9,197.75 9,689.62

Group 2 ICICI Prudential Indo Asia Equity Fund STATE BANK OF INDIA Long 281.43 293.25 139.91

Group 2 ICICI Prudential Nifty Index Fund NIFTY Long 9,145.46 9,197.75 33.12

Group 2 ICICI Prudential Multicap Fund ORIENTAL BANK OF COMMERCE Long 136.16 140.15 224.25

Group 3 ICICI Prudential Growth Fund - Series 1 NIFTY Long 9,145.03 9,197.75 146.81

Group 3 ICICI Prudential Growth Fund - Series 3 NIFTY Long 9,145.84 9,197.75 11.04

Group 3 ICICI Prudential Growth Fund - Series 4 UNION BANK OF INDIA Long 157.09 156.15 52.49



Group 3 ICICI Prudential Value Fund - Series 10 NIFTY Long 9,146.70 9,197.75 50.22

Group 3 ICICI Prudential Value Fund - Series 3 NIFTY Long 9,146.45 9,197.75 24.28

Group 3 ICICI Prudential Value Fund - Series 3 TECH MAHINDRA LIMITED Long 460.52 462.05 44.55

Group 7 ICICI Prudential Balanced Fund THE FEDERAL BANK LIMITED. Long 90.80 91.60 403.32

Group 7 ICICI Prudential Balanced Fund BHARTI AIRTEL LIMITED Long 345.54 347.45 107.13

Group 7 ICICI Prudential Balanced Fund TATA CHEMICALS LIMITED Long 585.58 600.85 216.76

Group 7 ICICI Prudential Balanced Fund TATA STEEL LIMITED Long 480.68 484.55 643.29

Annexure XIV

referred in Notes

to the Financial

Statements

3 For the Period ended March 31, 2017 the following transactions through futures have been squared off/ expired:

Group Scheme No of Contract Gross Notional Value No of Contract

Gross Notional

Value

(in ` )

Group 1 ICICI Prudential Dynamic Plan - - 7,641 4,117,425,302 (30,616,896.48) -

Group 1 ICICI Prudential Focused Bluechip Equity Fund - - 3,144 1,817,035,863 (20,243,069.23) -

Group 2 ICICI Prudential Equity - Arbitrage Fund - - 795,031 483,859,029,925 (6,536,603,096.45) 66.52%

Group 2 ICICI Prudential Balanced Advantage Fund - - 18,722 11,466,132,599 (214,159,474.05) 6.41%

Group 2 ICICI Prudential Top 100 Fund - - 1,251 606,979,029 25,668,479.79 -

Group 2 ICICI Prudential Multicap Fund - - 91 54,616,598 1,077,738.95 -

Group 3 ICICI Prudential India Recovery Fund - Series 4 - - 9 6,219,312 171,851.45 -

Group 3 ICICI Prudential Value Fund - Series 1 - - 237 133,880,816 (6,517,516.20) -

Group 3 ICICI Prudential Value Fund - Series 3 - - 352 143,329,067 (5,978,206.56) -

Group 6


subject to availability of distributable surplus) - - 6,012 3,457,997,587 (67,151,132.74) 4.40%

Group 7 ICICI Prudential Balanced Fund - - 3,687 2,075,565,446 31,571,583.21 -

Group 7 ICICI Prudential Equity Income Fund - - 55,475 31,348,290,132 (242,928,652.66) 36.14%

For the Period ended March 31, 2017 the following transactions through futures have been squared off/ expired:

Group Scheme No of Contract Gross Notional Value No of Contract

Gross Notional

Value

(in ` )

Group 1 ICICI Prudential Dynamic Plan 33,473 20,293,667,387 10,994 6,834,863,503 560,941,398.41 1.60%

Group 1 ICICI Prudential Focused Bluechip Equity Fund 44,082 28,580,830,894 7,750 5,658,125,186 555,533,023.11 2.21%

Group 1 ICICI Prudential Infrastructure Fund 6,048 3,898,874,487 - - 123,421,063.68 4.26%

Group 2 ICICI Prudential Banking and Financial Services Fund 4,550 3,278,473,864 - - 82,529,504.16 9.14%

Group 2 ICICI Prudential Equity - Arbitrage Fund 873 647,050,140 - - (8,613,509.24) -

Group 2 ICICI Prudential Balanced Advantage Fund 43,969 26,163,984,437 257,249 164,192,592,034 (1,242,827,842.79) 6.68%

Group 2 ICICI Prudential Child Care Plan-Gift Plan 232 88,252,800 - - 2,438,587.22 -

Group 2 ICICI Prudential Top 100 Fund 3,103 1,735,115,890 - - 15,241,241.66 -

Group 2 ICICI Prudential Indo Asia Equity Fund 1,880 1,275,569,008 - - 29,452,438.82 6.80%

Group 2 ICICI Prudential Nifty Index Fund 2,940 1,841,206,774 - - 14,156,568.36 1.58%

Group 2 ICICI Prudential Multicap Fund 3,595 1,856,441,466 - - 66,872,697.86 0.67%

Group 2 ICICI Prudential Select Large Cap Fund 745 323,544,349 - - 27,350,362.59 -

Group 3 ICICI Prudential Business Cycle Fund Series 1 1,557 969,144,120 - - 9,702,977.59 -

Group 3 ICICI Prudential Business Cycle Fund Series 2 204 77,425,589 - - 2,643,621.38 -

Group 3 ICICI Prudential Business Cycle Fund Series 3 76 52,033,656 - - (198,726.38) -

Group 3 ICICI Prudential Growth Fund - Series 1 1,386 881,877,143 - - (9,210,614.09) 2.95%

Group 3 ICICI Prudential Growth Fund - Series 2 300 110,900,572 - - (4,941,954.37) -

Group 3 ICICI Prudential Growth Fund - Series 3 604 356,859,415 - - 165,035.71 0.37%

Group 3 ICICI Prudential Growth Fund - Series 4 358 168,815,585 - - 2,641,236.78 2.20%

Group 3 ICICI Prudential Growth Fund - Series 5 294 141,257,716 - - 1,437,849.17 2.83%

Group 3 ICICI Prudential Growth Fund - Series 6 380 189,656,655 - - (3,565,036.48) 2.92%

Group 3 ICICI Prudential Growth Fund - Series 7 46 29,711,813 - - 151,947.35 -

Group 3 ICICI Prudential Growth Fund - Series 8 172 66,001,571 - - 1,579,266.13 -

Group 3 ICICI Prudential India Recovery Fund - Series 1 80 63,889,400 - - (839,430.10) -

Group 3 ICICI Prudential India Recovery Fund - Series 2 155 123,357,209 - - (1,197,885.92) -

Group 3 ICICI Prudential India Recovery Fund - Series 3 45 35,694,779 - - (229,167.73) -

Group 3 ICICI Prudential Value Fund - Series 1 1,010 578,320,515 2,117 1,237,409,294 (13,103,711.52) -

Group 3 ICICI Prudential Value Fund - Series 10 266 175,949,485 - - 3,455,861.57 4.17%

Group 3 ICICI Prudential Value Fund - Series 2 2,614 1,607,301,672 - - (1,691,050.30) -

Group 3 ICICI Prudential Value Fund - Series 3 2,669 1,764,239,030 - - 22,689,533.10 9.33%

Group 3 ICICI Prudential Value Fund - Series 5 800 500,402,088 - - (6,885,970.08) -

Group 3 ICICI Prudential Value Fund - Series 9 473 346,696,305 - - 6,367,970.29 -

Group 6


subject to availability of distributable surplus) - - 1,009 541,634,646 (8,148,136.13) -

Group 7 ICICI Prudential Balanced Fund 33,189 20,623,081,820 813 498,335,102 452,423,995.25 1.19%

Group 7 ICICI Prudential Equity Income Fund 2,772 1,385,114,063 - - 56,899,930.62 -

4 Hedging Positions through Put Options as on March 31, 2017 is Nil.

5 No hedging transaction through Options were transacted during the period ended March 31, 2017.

6 Other than Hedging Position through Options as on March 31, 2017.

Group SchemeUnderlying Security

NameCall/Put Strike price

Number of

contracts *

Option price

when purchased

(in ` )

Current Price (in

`)

Total exposure

due to Options

(non hedging

positions) as a

% of Net

Assets

Group 3 ICICI Prudential Value Fund Series 7 NIFTY CALL 7800.000 244 1,795.92 1,755.40

Group 3 ICICI Prudential Value Fund Series 7 NIFTY CALL 8000.000 92 1,718.40 1,487.50

Group 3 ICICI Prudential Growth Fund - Series 8 NIFTY CALL 8900.000 1200 1,918.20 797.90

Group 3 ICICI Prudential Growth Fund - Series 8 NIFTY CALL 8500.000 82 1,919.60 1,070.70



Group 3 ICICI Prudential Value Fund - Series 6 NIFTY CALL 7800.000 220 2,021.80 2,003.10




Group 3 ICICI Prudential India Recovery Fund - Series 5 NIFTY PUT 8200.000 603 522.93 29.00




Group 3 ICICI Prudential Value Fund - Series 11 NIFTY PUT 8800.000 2400 539.20 77.45

Group 3 ICICI Prudential Value Fund - Series 11 NIFTY PUT 8600.000 2919 563.25 58.50

Group 4 ICICI Prudential Multiple Yield Fund Series 9 - 1140 Days Plan A NIFTY CALL 8600.000 480 2,155.05 1,036.15

Group 4 ICICI Prudential Multiple Yield Fund Series 9 - 1140 Days Plan A NIFTY CALL 8900.000 1150 2,066.37 797.90

* Number of contracts have been arrived using the applicable lot size as on the date of original purchase.

7


NameCall/Put Strike price Number of contracts

Gross Notional

Value

(in ` )

Net Profit/(Loss)

(in `)

Group 1 ICICI Prudential Dynamic Plan NIFTY PUT 8300 2400 25,700,220.00 1,153,874.00

Hedging transactions Where futures were bought

Other than Hedging transactions Where futures were bought

10.56%

0.69%

5.80%

0.23%

9.56%

5.59%


Hedging Transactions

Other than Hedging Transactions

For the period ended March 31, 2017 with regard to non-hedging transactions through options which have already been exercised/expired

Hedging transactions Where futures were

Sold Combined Hedged

Net Profit/(Loss)

(in ` )

Total % of

existing Assets

hedged through

Futures

Total exposure

due to Futures

(non hedging

positions) as a %

of Net Assets

Other than Hedging transactions Where

futures were SoldCombined Non

Hedged Net

Profit/(Loss)

(in ` )

8 Hedging Positions through Interest Rate Swap (IRS) as on 31st March 2017 -

Group SchemeLong / (Short)

PositionsUnderlying Security

Notional Value (In `

Lakhs) Maturity Date *

Long5,000 3-Apr-17

(Short)(5,000) 4-Apr-22

Long5,000 3-Apr-17

(Short)(5,000) 4-Apr-22

Long10,000 3-Apr-17

(Short)(10,000) 1-Feb-19

Long10,000 3-Apr-17

(Short)(10,000) 1-Feb-19

Long10,000 3-Apr-17

(Short)(10,000) 1-Feb-19

Long20,000 3-Apr-17

(Short)(20,000) 27-Jun-17

Long7,500 3-Apr-17

(Short)(7,500) 1-Feb-19

Long7,500 3-Apr-17

(Short)(7,500) 1-Feb-19

Long10,000 3-Apr-17

(Short)(10,000) 6-Jan-20

Long10,000 3-Apr-17

(Short)(10,000) 6-Jan-20

Long5,000 3-Apr-17

(Short)(5,000) 6-Jan-20

Long25,000 3-Apr-17

(Short)(25,000) 30-Jun-17

Long30,000 3-Apr-17

(Short)(30,000) 7-Jun-17

Long15,000 3-Apr-17

(Short)(15,000) 27-Jun-17

Long20,000 3-Apr-17

(Short)(20,000) 30-Jun-17

Long30,000 3-Apr-17

(Short)(30,000) 1-Jun-17

Long25,000 3-Apr-17

(Short)(25,000) 7-Jun-17

Long15,000 3-Apr-17

(Short)(15,000) 27-Jun-17

Long5,000 3-Apr-17

(Short)(5,000) 4-Apr-22

Long5,000 3-Apr-17

(Short)(5,000) 4-Apr-22

Long5,000 3-Apr-17

(Short)(5,000) 4-Apr-22

Long5,000 3-Apr-17

(Short)(5,000) 4-Apr-22

Long5,000 3-Apr-17

(Short)(5,000) 4-Apr-22

Long5,000 3-Apr-17

(Short)(5,000) 4-Apr-22

Long5,000 3-Apr-17

(Short)(5,000) 4-Apr-22

Long5,000 3-Apr-17

(Short)(5,000) 4-Apr-22

* Long position represents the floating leg of IRS contract and the maturity date is considered as next interest fixing date.

* Short position represents the fixed leg of IRS contract and the maturity date is considered as the maturity date of IRS contract.

All the schemes other than the schemes in the above annexures have Nil Derivative Disclosure as on March 31, 2017

RELIANCE UTILITIES 8.95% NCD MD - 26-Apr-2023 ICICI Prudential Short Term Plan

ICICI Prudential Savings Fund

Vodafone Mobile Services Ltd 8.25% NCD - MD - 10-Jul-

2020

8.58% WB SDL GOI 13-Apr-2020


ICICI Prudential Short Term Plan RELIANCE UTILITIES 8.95% NCD MD - 26-Apr-2023


9.13% Cholamandalam Investment and Finance Co. Ltd.

NCD MD - 30-May-2018

India Infoline Housing Finance Ltd. 9.15% NCD MD - 12-

Oct-2018

8.58% WB SDL GOI 13-Apr-2020


2020


PFC Ltd. 9.69% NCD ONLY PUT 03-Sep-2015 MD - 03-

Mar-2019

JSW Steel Ltd. - 9.62% - NCD - MD - 23-Dec-2017


ESSEL MINING 9.35% NCD Call 29-Dec-2017 MD - 28-

Jun-2019

India Infoline Housing Finance Ltd. 9.15% Series BI NCD

MD - 19-Oct-2018

ICICI Prudential Savings Fund 8.48% SDL Odisha MD 24-Feb-2021



8.39% RJ SDL (SPL) MD - 15-Mar-2023

INDIABULLS HOUSING FINANCE - 10.35% - NCD - MD -

27-Jun-2017

TALWANDI SABO POWER LTD - 8.20% - NCD MD - 29-

Nov-2019

RECL 9.85% ( MD 28-Sep-2017 )

ICICI Prudential Savings FundVodafone Mobile Services Ltd 8.15% NCD - MD - 10-Jul-

2019



2019


2019


PFC Ltd. 9.69% NCD ONLY PUT 03-Sep-2015 MD - 03-

Mar-2019

INDIABULLS HSG FINANCE 8.65% - ONLY PUT- 23-

AUG-17 - MD - 22-Aug-2019

NIRCHEM CEMENT LTD 8.37% Series A NCD - MD - 14-

Sep-2018


Power Finance Corporation Ltd 9.32% MD NCD 17-Sep-

2019

RELIANCE GAS TRANSPORT 10.25% (MD 22-Aug-

2021 )

ICICI Prudential Flexible Income Plan 8.39% RJ SDL (SPL) MD - 15-Mar-2023

ICICI Prudential Flexible Income Plan


9.15% CLP WINDFARMS NCD SERIES I - MD - 30-Apr-

2018

Vedanta Ltd - 9.70% - NCD MD - 17-Aug-2020

Vedanta Ltd 9.17% P/C - 04-Jul-2018 - NCD - MD - 04-

Jul-2023

ICICI Prudential Savings FundIndia Infoline Finance Ltd 9.30% Series A11 NCD MD -

20-Sep-2018




India Infoline Finance Ltd 9.30% Series A11 NCD MD -

20-Sep-2018

8.91% Talwandi Sabo Power Ltd NCD - MD - 27-Apr-

2018


Rural Electrification Corporation Ltd 6.88% NCD - MD -

03-Sep-2018

Tata Capital Financial Services Ltd 7.77% NCD - MD -

12-Oct-2018

ICICI Prudential Short Term Plan7.96% TL SDL (SPL) - MD - 07-Mar-2032

GE SHIPPING 8.24% Tranche 2 NCD MD - 10-Nov-2026

ICICI Prudential Short Term PlanRELIANCE UTILITIES 8.95% NCD MD - 26-Apr-2023

RELIANCE UTILITIES 9.75% NCD MD 02-Aug-2024

ICICI Prudential Short Term Plan

8.27% RJ SDL (SPL) MD - 23-Jun-2022

8.27% RJ SDL (SPL) MD - 23-Jun-2023

8.29% RJ SDL (SPL) MD - 23-Jun-2024


Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6

Group 6



Future price

when purchased

(in `)

Current price of

the contract (in

`)

Margin

Maintained

(` in Lakhs)

Group 2 ICICI Prudential Equity - Arbitrage Fund VEDANTA LIMITED Short 89.82 90.50 260.33

Group 2 ICICI Prudential Equity - Arbitrage Fund JAIN IRRIGATION SYSTEMS LIMITED. Short 59.54 60.25 134.67

Group 2 ICICI Prudential Equity - Arbitrage Fund AMBUJA CEMENTS LIMITED Short 231.86 233.75 218.44

Group 2 ICICI Prudential Equity - Arbitrage Fund INFRASTRUCTURE DEVELOPMENT FINANCE CO. LTD. Short 38.68 40.65 110.54

Group 2 ICICI Prudential Equity - Arbitrage Fund TATA COMMUNICATIONS LIMITED Short 380.54 379.75 331.45

Group 2 ICICI Prudential Equity - Arbitrage Fund INDIAN OIL CORPORATION LIMITED Short 401.26 396.30 326.07

Group 2 ICICI Prudential Equity - Arbitrage Fund ITC LIMITED Short 326.40 329.90 1,379.85

Group 2 ICICI Prudential Equity - Arbitrage Fund WIPRO LIMITED Short 558.13 567.25 701.55

Group 2 ICICI Prudential Equity - Arbitrage Fund THE TATA POWER COMPANY LIMITED Short 62.74 65.00 622.88

Group 2 ICICI Prudential Equity - Arbitrage Fund OIL AND NATURAL GAS CORPORATION LTD Short 216.59 215.50 1,044.78

Group 2 ICICI Prudential Equity - Arbitrage Fund RELIANCE POWER LIMITED Short 48.26 49.65 39.89

Group 2 ICICI Prudential Equity - Arbitrage Fund TATA GLOBAL BEVERAGES LIMITED(TATA TEA) Short 121.87 122.10 272.40

Group 2 ICICI Prudential Equity - Arbitrage Fund RELIANCE INDUSTRIES LIMITED Short 1,047.02 1,050.40 1,320.38

Group 2 ICICI Prudential Equity - Arbitrage Fund POWER FINANCE CORPORATION LTD. Short 172.34 172.10 73.33

Group 2 ICICI Prudential Equity - Arbitrage Fund JAIPRAKASH ASSOCIATES LIMITED Short 7.54 7.70 69.37

Group 2 ICICI Prudential Equity - Arbitrage Fund SUN PHARMACEUTICAL INDUSTRIES LTD. Short 808.30 824.30 619.91

Group 2 ICICI Prudential Equity - Arbitrage Fund LUPIN LIMITED Short 1,446.99 1,486.15 483.26

Group 2 ICICI Prudential Equity - Arbitrage Fund BRITANNIA INDUSTRIES LIMITED Short 2,705.03 2,697.30 26.25

Group 2 ICICI Prudential Equity - Arbitrage Fund ORACLE FINANCIAL SERVICES SOFTWARE LTD Short 3,583.41 3,548.35 107.46

Group 2 ICICI Prudential Equity - Arbitrage Fund BIOCON LIMITED Short 481.92 486.10 32.00

Group 2 ICICI Prudential Equity - Arbitrage Fund LIC HOUSING FINANCE LIMITED Short 489.06 493.50 276.84

Group 2 ICICI Prudential Equity - Arbitrage Fund CESC LIMITED Short 468.70 475.60 40.32

Group 2 ICICI Prudential Equity - Arbitrage Fund TATA MOTORS LIMITED DVR Short 291.09 289.20 446.99

Group 2 ICICI Prudential Equity - Arbitrage Fund HINDALCO INDUSTRIES LIMITED Short 86.75 88.10 44.39

Group 2 ICICI Prudential Equity - Arbitrage Fund THE FEDERAL BANK LIMITED. Short 46.60 46.75 27.13

Group 2 ICICI Prudential Equity - Arbitrage Fund ENGINEERS INDIA LIMITED Short 167.38 170.40 129.64

Group 2 ICICI Prudential Equity - Arbitrage Fund TV18 BROADCAST ORD SHS Short 40.35 40.55 101.22

Group 2 ICICI Prudential Equity - Arbitrage Fund DISH TV INDIA LIMITED Short 84.29 87.30 404.43

Group 2 ICICI Prudential Equity - Arbitrage Fund MARUTI SUZUKI INDIA LIMITED Short 3,737.67 3,736.85 174.56

Group 2 ICICI Prudential Equity - Arbitrage Fund JET AIRWAYS (INDIA) LIMITED Short 549.06 550.90 170.86

Group 2 ICICI Prudential Equity - Arbitrage Fund DABUR INDIA LIMITED Short 247.96 251.45 43.24

Group 2 ICICI Prudential Equity - Arbitrage Fund THE KARNATAKA BANK LIMITED Short 101.92 103.15 19.57

Group 2 ICICI Prudential Equity - Arbitrage Fund HDFC BANK LIMITED Short 1,064.47 1,080.90 996.67

Group 2 ICICI Prudential Equity - Arbitrage Fund GRASIM INDUSTRIES LIMITED Short 3,824.95 3,866.95 453.87

Group 2 ICICI Prudential Equity - Arbitrage Fund BHARAT PETROLEUM CORPORATION LTD. Short 896.99 906.20 833.95

Group 2 ICICI Prudential Equity - Arbitrage Fund HINDUSTAN ZINC LIMITED Short 171.36 182.40 32.33

Group 2 ICICI Prudential Equity - Arbitrage Fund JSW STEEL LIMITED Short 1,250.95 1,284.95 1,187.58

Group 2 ICICI Prudential Equity - Arbitrage Fund INDIABULLS HOUSING FINANCE LTD. Short 635.29 653.25 479.82

Group 2 ICICI Prudential Equity - Arbitrage Fund TATA CHEMICALS LIMITED Short 371.95 375.80 546.50

Group 2 ICICI Prudential Equity - Arbitrage Fund AUROBINDO PHARMA LIMITED Short 744.11 745.20 784.04

Group 2 ICICI Prudential Equity - Arbitrage Fund CIPLA LIMITED Short 521.40 515.10 369.13

Group 2 ICICI Prudential Equity - Arbitrage Fund HERO MOTOCORP LIMITED Short 2,910.44 2,957.30 232.11

Group 2 ICICI Prudential Equity - Arbitrage Fund LARSEN AND TOUBRO LIMITED Short 1,225.05 1,224.25 383.29

Group 2 ICICI Prudential Equity - Arbitrage Fund DR. REDDYS LABORATORIES LIMITED Short 3,011.41 3,054.30 674.64

Group 2 ICICI Prudential Equity - Arbitrage Fund CASTROL INDIA LIMITED. Short 372.65 371.45 3.08

Group 2 ICICI Prudential Equity - Arbitrage Fund MAHINDRA AND MAHINDRA LIMITED Short 1,255.12 1,217.40 185.00

Group 2 ICICI Prudential Equity - Arbitrage Fund CENTURY TEXTILES AND INDUSTRIES Short 531.06 532.45 41.56

Group 2 ICICI Prudential Equity - Arbitrage Fund ZEE ENTERTAINMENT ENTERPRISES LTD Short 380.97 388.70 355.79

Group 2 ICICI Prudential Equity - Arbitrage Fund POWER GRID CORPORATION OF INDIA Short 140.83 140.10 310.02

Group 2 ICICI Prudential Equity - Arbitrage Fund HINDUSTAN PETROLEUM CORPORATION Short 789.93 792.00 1,480.78

Group 2 ICICI Prudential Equity - Arbitrage Fund INDUSIND BANK LIMITED Short 944.35 971.30 577.10

Group 2 ICICI Prudential Equity - Arbitrage Fund HCL TECHNOLOGIES LIMITED Short 818.87 815.85 1,328.66

Group 2 ICICI Prudential Equity - Arbitrage Fund RURAL ELECTRIFICATION CORPORATION LTD Short 166.63 167.30 52.68

Group 2 ICICI Prudential Equity - Arbitrage Fund HOUSING DEVELOPMENT FINANCE CORPORATION LTD Short 1,125.70 1,113.00 1,167.59

Group 2 ICICI Prudential Equity - Arbitrage Fund EICHER MOTORS LIMITED Short 18,786.72 19,177.80 419.64

Group 2 ICICI Prudential Equity - Arbitrage Fund AXIS BANK LIMITED( FORMERLY UTI BANK LIMITED ) Short 439.80 446.75 420.84

Group 2 ICICI Prudential Equity - Arbitrage Fund SKS MICROFINANCE LTD. Short 538.97 549.40 900.22

Group 2 ICICI Prudential Equity - Arbitrage Fund UPL LIMITED (OLD NAME UNITED PHOSPHORUS LIMITED ) Short 473.98 480.80 549.42

Group 2 ICICI Prudential Equity - Arbitrage Fund SIEMENS LIMITED Short 1,092.91 1,104.55 214.38

Group 2 ICICI Prudential Equity - Arbitrage Fund INDIA CEMENTS LIMITED Short 85.36 86.90 7.37

Group 2 ICICI Prudential Equity - Arbitrage Fund TITAN COMPANY LTD Short 349.45 338.45 14.86

Group 2 ICICI Prudential Equity - Arbitrage Fund TECH MAHINDRA LIMITED Short 477.13 478.05 144.86

Group 2 ICICI Prudential Equity - Arbitrage Fund KOTAK MAHINDRA BANK LIMITED Short 680.32 685.30 54.41

Group 2 ICICI Prudential Equity - Arbitrage Fund INFOSYS LIMITED(OLD NAME INFOSYS TECHNOLOGIES LTD Short 1,220.25 1,226.45 890.84

Group 2 ICICI Prudential Equity - Arbitrage Fund ADANI PORTS AND SPECIAL ECONOMIC ZONE LIMITED. Short 240.60 248.95 539.42

Group 2 ICICI Prudential Equity - Arbitrage Fund RELIANCE CAPITAL LIMITED Short 368.73 371.00 549.46

Group 6


subject to availability of distributable surplus) LARSEN AND TOUBRO LIMITED Short 1,231.41 1,224.25 207.73

Group 6


subject to availability of distributable surplus) VEDANTA LIMITED Short 94.19 90.50 75.26

Group 6


subject to availability of distributable surplus) CIPLA LIMITED Short 517.33 515.10 19.00

Group 6


subject to availability of distributable surplus) TATA STEEL LIMITED Short 323.35 319.65 20.41

Group 6


subject to availability of distributable surplus) COAL INDIA LIMITED Short 296.37 293.80 18.92

Group 6


subject to availability of distributable surplus) AXIS BANK LIMITED( FORMERLY UTI BANK LIMITED ) Short 446.78 446.75 62.20

Group 7 ICICI Prudential Equity Income Fund VEDANTA LIMITED Short 93.16 90.50 41.47

Group 7 ICICI Prudential Equity Income Fund COAL INDIA LIMITED Short 297.63 293.80 216.88

Group 7 ICICI Prudential Equity Income Fund TATA CONSULTANCY SERVICES LIMITED Short 2,492.50 2,526.25 125.87

Group 7 ICICI Prudential Equity Income Fund MARUTI SUZUKI INDIA LIMITED Short 3,719.55 3,736.85 38.40

Group 7 ICICI Prudential Equity Income Fund NTPC LIMITED Short 130.21 129.70 28.54

Group 7 ICICI Prudential Equity Income Fund ITC LIMITED Short 326.08 329.90 44.13

Group 7 ICICI Prudential Equity Income Fund LUPIN LIMITED Short 1,489.05 1,486.15 36.95

Group 7 ICICI Prudential Equity Income Fund BHARAT PETROLEUM CORPORATION LTD. Short 905.73 906.20 56.23

Group 7 ICICI Prudential Equity Income Fund AUROBINDO PHARMA LIMITED Short 743.57 745.20 394.50

Group 7 ICICI Prudential Equity Income Fund POWER FINANCE CORPORATION LTD. Short 171.92 172.10 94.62

Group 7 ICICI Prudential Equity Income Fund INFOSYS LIMITED(OLD NAME INFOSYS TECHNOLOGIES LTD Short 1,227.37 1,226.45 317.83

Group 7 ICICI Prudential Equity Income Fund SUN PHARMACEUTICAL INDUSTRIES LTD. Short 826.85 824.30 289.29

Group 7 ICICI Prudential Equity Income Fund ADANI PORTS AND SPECIAL ECONOMIC ZONE LIMITED. Short 245.00 248.95 118.85

Group 7 ICICI Prudential Equity Income Fund AXIS BANK LIMITED( FORMERLY UTI BANK LIMITED ) Short 447.24 446.75 219.11

Group 7 ICICI Prudential Equity Income Fund INFRASTRUCTURE DEVELOPMENT FINANCE CO. LTD. Short 38.91 40.65 28.03

Group 7 ICICI Prudential Equity Income Fund POWER GRID CORPORATION OF INDIA Short 140.77 140.10 124.85

Group 7 ICICI Prudential Equity Income Fund NHPC LIMITED Short 23.63 24.25 32.29

Group 7 ICICI Prudential Equity Income Fund ACC LIMITED Short 1,394.84 1,389.05 13.64

Group 7 ICICI Prudential Equity Income Fund DR. REDDYS LABORATORIES LIMITED Short 3,024.70 3,054.30 33.10

Group 7 ICICI Prudential Equity Income Fund CIPLA LIMITED Short 509.19 515.10 23.62

Group 7 ICICI Prudential Equity Income Fund LARSEN AND TOUBRO LIMITED Short 1,224.06 1,224.25 82.72

Group 7 ICICI Prudential Equity Income Fund TECH MAHINDRA LIMITED Short 471.05 478.05 32.79

Group 7 ICICI Prudential Equity Income Fund INDIAN OIL CORPORATION LIMITED Short 403.91 396.30 49.21Group 7 ICICI Prudential Equity Income Fund TATA GLOBAL BEVERAGES LIMITED(TATA TEA) Short 121.70 122.10 21.33

Annexure XIV referred in Notes

to the Financial StatementsDerivatives Disclosure

2 Other than hedging Positions through Futures as on March 31, 2016


Future price

when purchased

(in `)

Current price of

the contract (in

`)

Margin

Maintained

(` in Lakhs)

Group 1 ICICI Prudential Dynamic Plan LUPIN LIMITED Long 1,456.75 1486.15 246.72

Group 1 ICICI Prudential Dynamic Plan CESC LIMITED Long 468.33 475.60 121.38

Group 1 ICICI Prudential Dynamic Plan GRASIM INDUSTRIES LIMITED Long 3,824.50 3866.95 805.82

Group 1 ICICI Prudential Dynamic Plan CIPLA LIMITED Long 520.35 515.1 275.10

Group 1 ICICI Prudential Dynamic Plan THE FEDERAL BANK LIMITED. Long 47.43 46.75 212.17

Group 1 ICICI Prudential Dynamic Plan TATA CHEMICALS LIMITED Long 369.43 375.8 134.02

Group 1 ICICI Prudential Focused Bluechip Equity Fund GRASIM INDUSTRIES LIMITED Long 3,818.53 3866.95 266.19

Group 1 ICICI Prudential Focused Bluechip Equity Fund CIPLA LIMITED Long 523.01 515.1 193.19

Group 1 ICICI Prudential Focused Bluechip Equity Fund BHARAT PETROLEUM CORPORATION LTD. Long 897.82 906.2 622.13

Group 1 ICICI Prudential Focused Bluechip Equity Fund MAHINDRA AND MAHINDRA LIMITED Long 1,254.09 1,217.40 152.19

Group 1 ICICI Prudential Focused Bluechip Equity Fund HINDUSTAN ZINC LIMITED Long 171.53 182.40 42.02

Group 1 ICICI Prudential Infrastructure Fund BHARAT HEAVY ELECTRICALS LIMITED Long 114.60 114.35 363.44

Group 1 ICICI Prudential Infrastructure Fund THE FEDERAL BANK LIMITED. Long 47.47 46.75 117.35

Group 2 ICICI Prudential Banking and Financial Services Fund THE FEDERAL BANK LIMITED. Long 47.69 46.75 99.51

Group 2 ICICI Prudential Banking and Financial Services Fund THE SOUTH INDIAN BANK LTD. Long 17.58 17.75 94.52

Group 2 ICICI Prudential Balanced Advantage Fund NIFTY Long 7,734.38 7,784.40 7,583.62

Group 2 ICICI Prudential Child Care Plan-Gift Plan THE FEDERAL BANK LIMITED. Long 46.50 46.75 54.45

Group 2 ICICI Prudential Indo Asia Equity Fund POWER GRID CORPORATION OF INDIA Long 141.44 140.1 96.42

Group 2 ICICI Prudential Nifty Index Fund (Formerly ICICI Prudential Index Fund) NIFTY Long 7,794.95 7784.4 100.42

Group 2 ICICI Prudential Multicap Fund (Formerly ICICI Prudential Top 200 Fund) THE FEDERAL BANK LIMITED. Long 48.58 46.75 260.52

Group 2 ICICI Prudential Select Large Cap Fund THE FEDERAL BANK LIMITED. Long 46.66 46.75 93.88

Group 3 ICICI Prudential Business Cycle Fund Series 1 NIFTY Long 7,785.84 7784.4 261.10

Group 3 ICICI Prudential Business Cycle Fund Series 2 THE FEDERAL BANK LIMITED. Long 46.63 46.75 47.88

Group 3 ICICI Prudential Growth Fund - Series 3 BANKEX Long 16,246.55 16247 21.84

Group 3 ICICI Prudential Growth Fund - Series 8 THE FEDERAL BANK LIMITED. Long 47.63 46.75 16.08

Group 3 ICICI Prudential Value Fund - Series 1 THE FEDERAL BANK LIMITED. Long 47.30 46.75 108.43

Group 3 ICICI Prudential Value Fund - Series 1 NIFTY Short 7,783.38 7,784.40 137.02

Group 7 ICICI Prudential Balanced Fund THE FEDERAL BANK LIMITED. Long 47.70 46.75 178.84

Group 7 ICICI Prudential Balanced Fund LUPIN LIMITED Long 1,423.65 1486.15 452.69

Group 7 ICICI Prudential Balanced Fund POWER GRID CORPORATION OF INDIA Long 141.42 140.1 85.86

Group 7 ICICI Prudential Balanced Fund WIPRO LIMITED Long 556.80 567.25 524.29

Group 7 ICICI Prudential Balanced Fund TATA CHEMICALS LIMITED Long 371.94 375.8 546.93

Group 7 ICICI Prudential Equity Income Fund TATA CHEMICALS LIMITED Long 371.85 375.8 178.52

Group 7 ICICI Prudential Equity Income Fund THE FEDERAL BANK LIMITED. Long 47.85 46.75 55.39Group 7 ICICI Prudential Equity Income Fund ENGINEERS INDIA LIMITED Long 167.41 170.4 46.83

Annexure XIV

referred in Notes

to the Financial

Statements

3 For the Year ended March 31, 2016 the following transactions through futures have been squared off/ expired:

Group Scheme No of Contract Gross Notional Value No of ContractGross Notional

ValueGroup 1 ICICI Prudential Dynamic Plan - - 6,927 1,634,856,177 24,168,863 -

Group 1 ICICI Prudential Focused Bluechip Equity Fund - - 3,341 1,152,539,346 20,920,746 -

Group 1 ICICI Prudential Infrastructure Fund - - 805 344,136,007 (28,156) -

Group 2 ICICI Prudential Equity - Arbitrage Fund - - 802,474 282,994,049,198 3,468,914,011 68.09%

Group 2 ICICI Prudential Balanced Advantage Fund - - 52,673 15,184,156,551 253,933,290 -

Group 2 ICICI Prudential Child Care Plan-Gift Plan - - 30 7,114,698 368,885 -

Group 2 ICICI Prudential Top 100 Fund - - 2,646 833,621,524 29,207,314 -

Group 2 ICICI Prudential Indo Asia Equity Fund - - 59 24,540,997 (110,187) -

Group 2 ICICI Prudential Multicap Fund (Formerly ICICI Prudential Top 200 Fund) - - 485 243,893,570 (1,780,507) -

Group 2 ICICI Prudential Exports and Other Services Fund - - 76 40,576,306 456,368 -

Group 2 ICICI Prudential Select Large Cap Fund - - 1,212 357,889,540 10,326,910 -

Group 3 ICICI Prudential Business Cycle Fund Series 1 - - 917 510,037,985 8,660,822 -

Group 3 ICICI Prudential Value Fund - Series 1 - - 806 235,098,359 (116,731) -

Group 3 ICICI Prudential Value Fund - Series 4 - - 112 64,610,081 (72,364) -

Group 6 ICICI Prudential Regular Income Fund (Income is not assured and is subject to availability of distributable surplus) - - 4,845 1,750,276,725 66,037,942 2.16%

Group 7 ICICI Prudential Balanced Fund - - 227 91,746,942 15,041,069 -

Group 7 ICICI Prudential Equity Income Fund - - 76,125 24,139,114,776 414,223,049 32.77%

Group 7 ICICI Prudential MIP 25 (Monthly income is not assured and is subject to availability of distributable surplus) - - 280 161,512,138 (425,044) -

For the Year ended March 31, 2016 the following transactions through futures have been squared off/ expired:

Group Scheme No of Contract Gross Notional Value No of ContractGross Notional

Value

Group 1 ICICI Prudential Value Discovery Fund 6,571 1,877,378,242 - - 103,698,534 -

Group 1 ICICI Prudential Dynamic Plan 123,109 33,470,214,656 9,973 2,688,626,963 (130,175,542) 2.65%

Group 1 ICICI Prudential Focused Bluechip Equity Fund 74,195 26,610,324,435 - - (244,032,196) 1.02%

Group 1 ICICI Prudential Infrastructure Fund 33,517 9,242,362,312 - - (375,127,784) 2.57%

Group 2 ICICI Prudential Banking and Financial Services Fund 7,184 1,944,676,616 - - (41,684,499) 1.79%

Group 2 ICICI Prudential Equity - Arbitrage Fund 1,224 524,930,388 37 11,864,950 (2,123,431) -

Group 2 ICICI Prudential Balanced Advantage Fund 169,709 72,098,616,523 312,551 65,908,919,406 860,110,646 8.60%

Group 2 ICICI Prudential Midcap Fund 1,171 219,273,702 - - 9,358,569

Group 2 ICICI Prudential Child Care Plan-Gift Plan 4,084 1,237,641,341 - - 14,952,532 1.47%

Group 2 ICICI Prudential Top 100 Fund 13,742 3,652,439,436 - - (41,621,745) -

Group 2 ICICI Prudential Indo Asia Equity Fund 5,147 1,712,696,477 - - (10,626,038) 5.80%

Group 2 ICICI Prudential Nifty Index Fund (Formerly ICICI Prudential Index Fund) 3,858 1,137,759,741 - - (10,074,862) 6.36%

Group 2 ICICI Prudential Nifty Next 50 Index Fund (Formerly ICICI Prudential Nifty Junior Index Fund) 20 5,762,380 - - 202,580 -

Group 2 ICICI Prudential Multicap Fund (Formerly ICICI Prudential Top 200 Fund) 12,189 3,816,500,731 - - 26,634,309 1.99%

Group 2 ICICI Prudential Exports and Other Services Fund 685 203,925,427 - - (3,458,788) -

Group 2 ICICI Prudential Select Large Cap Fund 3,925 1,262,683,398 - - (3,670,042) 1.36%

Group 3 ICICI Prudential Business Cycle Fund Series 1 3,142 1,759,561,771 - - (12,201,691) 12.76%

Group 3 ICICI Prudential Business Cycle Fund Series 2 682 273,719,998 - - 2,972,491 3.18%

Group 3 ICICI Prudential Growth Fund - Series 2 240 48,558,300 - - 3,451,714

Group 3 ICICI Prudential Growth Fund - Series 3 770 343,040,922 - - (7,157,828) 0.92%



Group 3 ICICI Prudential Growth Fund - Series 7 930 389,833,721 - - 441,079 -

Group 3 ICICI Prudential Growth Fund - Series 8 165 59,472,775 - - (1,905,887) 5.68%

Group 3 ICICI Prudential India Recovery Fund - Series 2 400 180,976,210 - - (1,581,416)

Group 3 ICICI Prudential Value Fund - Series 1 1,381 540,391,850 1,468 529,778,842 19,669,307 3.00%

Group 3 ICICI Prudential Value Fund - Series 2 1,183 400,952,048 - - 17,841,160 -

Group 3 ICICI Prudential Value Fund - Series 3 3,235 741,225,574 - - 10,452,713 -

Group 3 ICICI Prudential Value Fund - Series 4 125 36,068,900 - - 3,880,298 -

Group 3 ICICI Prudential Value Fund Series 7 7 3,586,688 - - 48,981 -

Group 3 ICICI Prudential Value Fund Series 8 622 256,961,657 - - (3,154,161) -

Group 7 ICICI Prudential Balanced Fund 62,485 17,798,774,530 - - (292,604,424) 5.07%

Group 7 ICICI Prudential Equity Income Fund 11,514 3,009,068,817 872 178,967,772 24,595,218 3.78%

4 Hedging Positions through Put Options as on March 31, 2016 is Nil.

5 No hedging transaction through Options were transacted during the year ended March 31, 2016.

6 Other than Hedging Position through Options as on March 31, 2016.



Option price

when purchased

(in ` )

Current Price

(in `)

Total exposure

due to Options

(non hedging

positions) as a

% of Net

AssetsGroup 3 ICICI Prudential Growth Fund - Series 8 NIFTY CALL 8500 82 1,919.60 1,040.15

Group 3 ICICI Prudential Growth Fund - Series 8 NIFTY CALL 8900 1200 1,918.20 874.05



Group 3 ICICI Prudential Value Fund - Series 6 NIFTY CALL 8000 1480 1,987.15 1,546.50




Group 3 ICICI Prudential Value Fund Series 7 NIFTY CALL 8000 92 1,718.40 1,280.30

Group 3 ICICI Prudential Value Fund Series 7 NIFTY CALL 7800 244 1,795.92 1,386.70

Group 4 ICICI Prudential Multiple Yield Fund Series 9 - 1140 Days Plan A NIFTY CALL 8900 1150 2,066.37 874.05

Group 4 ICICI Prudential Multiple Yield Fund Series 9 - 1140 Days Plan A NIFTY CALL 8600 480 2,155.05 996.50


Other than Hedging Transactions

6.20%

10.67%

11.00%

Hedging Transactions

7.98%

Hedging transactions Where futures were brought Hedging transactions Where futures were Sold Combined Hedged

Net Profit/(Loss)

Total % of

existing Assets

hedged through

Futures

Other than Hedging transactions Where futures were broughtOther than Hedging transactions Where futures

were Sold Combined other

than Hedging Net

Profit/(Loss)

Total exposure

due to Futures

(non hedging

positions) as a %

of Net Assets

7



Gross Value

(in ` )

Net

Profit/(Loss)

(in `)

Group 2 ICICI Prudential Indo Asia Equity Fund NIFTY PUT 8700 2400 4,654,572.00 (1,162,847.00)

Group 2 ICICI Prudential Indo Asia Equity Fund NIFTY PUT 8800 600 2,346,874.50 1,244,607.00




Group 2 ICICI Prudential Indo Asia Equity Fund NIFTY CALL 8500 640 3,206,201.60 797,381.40

Group 2 ICICI Prudential Indo Asia Equity Fund NIFTY CALL 8500 1360 1,697,382.00 (2,635,149.30)

Group 2 ICICI Prudential Indo Asia Equity Fund NIFTY CALL 8200 1800 8,129,889.00 313,798.00

Group 2 ICICI Prudential Indo Asia Equity Fund NIFTY PUT 8500 500 2,209,013.75 310,297.75

Group 2 ICICI Prudential Indo Asia Equity Fund NIFTY PUT 8500 500 2,326,087.50 427,352.50


Group 2 ICICI Prudential Indo Asia Equity Fund NIFTY PUT 8600 480 1,669,928.40 (68,598.80)

Group 3 ICICI Prudential Growth Fund - Series 7 NIFTY CALL 7900 3999 6,721,429.22 (6,761,419.21)

Group 3 ICICI Prudential Growth Fund - Series 7 NIFTY CALL 7800 999 1,491,010.00 442,130.26

Group 3 ICICI Prudential Growth Fund - Series 7 NIFTY CALL 8500 600 3,363,150.00 1,505,057.50

Group 3 ICICI Prudential Growth Fund - Series 7 NIFTY CALL 8500 600 3,736,006.50 1,877,851.00

Group 3 ICICI Prudential Growth Fund - Series 7 NIFTY PUT 8600 400 454,151.00 (245,391.00)

Group 3 ICICI Prudential Growth Fund - Series 7 NIFTY PUT 8700 800 1,399,606.00 (708,124.00)

Group 3 ICICI Prudential Growth Fund - Series 7 NIFTY PUT 8600 800 1,257,032.00 (142,112.00)

Group 3 ICICI Prudential Growth Fund - Series 7 NIFTY PUT 8800 400 1,555,943.00 797,920.00

Group 3 ICICI Prudential Growth Fund - Series 7 NIFTY PUT 8800 800 4,061,316.00 2,545,110.00










Group 3 ICICI Prudential Growth Fund - Series 7 NIFTY PUT 8600 280 988,416.10 (18,746.70)




8 Hedging Positions through Interest Rate Swap (IRS) as on 31st March 2016 -

Group SchemeLong / (Short)

PositionsUnderlying Security Notional Value (In ` Lakhs) Maturity Date *

Long 12,500 4-Apr-16

(Short) (12,500) 3-Jul-16

(Short) (12,500) 14-Oct-16

(Short) (10,000) 20-Oct-16

Long 12,500 4-Apr-16

(Short) (12,500) 29-May-16

(Short) (15,000) 13-Jun-16

(Short) (15,000) 13-Jun-16

* Long position represents the floating leg of IRS contract and the maturity date is considered as next interest fixing date.

* Short position represents the fixed leg of IRS contract and the maturity date is considered as the maturity date of IRS contract.

All the schemes other than the schemes in the above annexures have Nil Derivative Disclosure as on March 31, 2016

4-Apr-16

ICICI Prudential Savings FundLong 10.85% INCLINE REALTY PVT LTD

NCD SERIES IV-21-Aug-2017 CALL-

21-Aug-2016

JSW Steel Ltd. - 9.72% - NCD - MD -

23-Dec-2019

15,000 4-Apr-16

15,000

For the period ended March 31, 2016 with regard to non-hedging transactions through options which have already been exercised/expired

Group 6

Group 6

Group 6

ICICI Prudential Savings FundLong INDIABULLS HOUSING FINANCE -

10% - QTRLY PUT - MD - 23-Sep-2016

TATA POWER LTD. - 9.32% - NCD -

MD - 17-Nov-2017

Group 6

Group 6

Group 6

ICICI Prudential Savings FundLong PFC Ltd. 9.69% NCD ONLY PUT 03-

Sep-2015 MD - 03-Mar-2019

JSW Steel Ltd. - 9.62% - NCD - MD -

23-Dec-2017

12,500 4-Apr-16

ICICI Prudential Savings Fund Vedanta Ltd 9.36% MD 30-Dec-2017

ICICI Prudential Savings Fund TMFSL- 9.99% - NCD MD - 10-Mar-

2018

ICICI Prudential Savings FundLong PFC Ltd. 9.69% NCD ONLY PUT 03-

Sep-2015 MD - 03-Mar-2019

Sesa Goa Ltd.9.1%(OLD STERLITE

IND) - 05-Apr-2018 Mat- 05-Apr-2023

10,000 4-Apr-16

Documents

common-annexures.pdf - ICICI Pru Amc logo