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Behaviour of Fe-oxides relevant to contaminant
uptake in the environment
S.L.S. Stipp a,*, M. Hansen a, R. Kristensen a,1, M.F. Hochella Jr. b, L. Bennedsen a,2,K. Dideriksen a, T. Balic-Zunic a, D. Leonard c,3, H.-J. Mathieu c
aNanoGeoScience, Geological Institute, Copenhagen University, Øster Voldgade 10, DK-1350 Copenhagen K, DenmarkbGeological Sciences, Virginia Polytechnical Institute, Blacksburg, VA, 24061 USA
cLMCH, Ecole Polytechnique Federale, Lausanne, Switzerland
Abstract
The behaviour of Fe-oxides was investigated during precipitation and co-precipitation, phase transformation and dissolution,
while their ability to adsorb and incorporate trace components was examined. Some samples were synthesised and studied
under controlled laboratory conditions and other samples were taken from experiments designed to test the effectiveness of
waste treatment strategies using iron. Surface-sensitive and high-resolution techniques were used to complement information
gathered from classical, macroscopic methods.
Adsorption isotherms for Ni2 + uptake on synthetic ferrihydrite (Fe5HO8�4H2O, often written simply Fe(OH)3), goethite
(a-FeOOH), hematite (a-Fe2O3) and magnetite (Fe3O4) were all similar, increasing as expected at higher pH. Desorption
behaviour was also similar, but one third or more of the Ni2 + failed to return to solution. In the past, ‘‘irreversible sorption’’ has
been blamed on uptake into micro-fractures or pores, but during examination (using Atomic force microscopy, AFM) of
hundreds of Fe-oxide particles, no evidence for such features could be found, leading to the conclusion that Ni2 + must become
incorporated onto or into the solids. When solutions of Fe(II) are oxidised in controlled laboratory conditions or during
treatment of ash from municipal waste incinerators, two-line ferrihydrite forms rapidly and on never-dried samples, AFM shows
abundant individual particles with diameter ranging from 0.5 to several tens of nanometers. Aging in solution at 70jC promotes
growth of the particles into hematite and goethite and their identification (by X-ray powder diffraction, XRPD, with Rietveld
refinement) becomes possible at the same aging stage as mineral morphology becomes recognisable by AFM. In other
experiments that were designed to mimic natural attack by organic acids, colloidal lepidocrocite (g-FeOOH) was observed in
situ by AFM, while reductive dissolution removed material on specific crystal faces. Lath ends are eroded fastest while basal
planes are more stable.
In order to help elucidate mechanisms of contaminant immobilisation by Fe-oxides, we examined samples from a reactive
barrier made with 90% quartz sand, 5% bentonite and 5% zero-valent iron filings that had reacted with a solution typical of
leachate from coal-burning fly ash using time-of-flight secondary ion mass spectroscopy (TOF-SIMS). Fe(0) oxidised to Fe(III),
while soluble and toxic Cr(VI) was reduced to insoluble Cr(III). Chemical maps show Fe-oxide coatings on bentonite; Cr is
0009-2541/02/$ - see front matter D 2002 Elsevier Science B.V. All rights reserved.
PII: S0009 -2541 (02 )00123 -7
* Corresponding author. Tel.: +45-35-32-24-80; fax: +45-33-14-38-22.
E-mail address: [email protected] (S.L.S. Stipp).1 Present address: Niels Bohr Institute, Blegdamsvej, Copenhagen University, Denmark.2 Present address: Københavns Vand, Copenhagen K, Denmark.3 Present address: GE Plastics, Bergen op Zoom, Netherlands.
www.elsevier.com/locate/chemgeo
Chemical Geology 190 (2002) 321–337
associated with Fe-oxides to some extent but its association with Ca in a previously undescribed phase is much stronger. Other
samples taken from municipal waste incinerator ash that had been treated by aeration in Fe(II) solutions were examined with
transmission electron microscopy (TEM), selected area electron diffraction (SAED) and energy dispersive X-ray spectroscopy
(EDS). Pb and some Zn are seen to be dispersed throughout two-line ferrihydrite aggregates, whereas Sn and some Zn are
incorporated simply as a result of entrainment of individual ZnSn-oxide crystallites.
Geochemical speciation models that fail to account for contaminant uptake in solid solutions within major phases or as thin
coatings or entrained crystals of uncommon phases such as those described here risk to underestimate contaminant retardation
or immobilisation.
D 2002 Elsevier Science B.V. All rights reserved.
Keywords: Atomic Force Microscopy (AFM); Time-of-Flight Secondary Ion Mass Spectroscopy (TOF-SIMS); X-ray Photoelectron
Spectroscopy (XPS); Transmission Electron Microscopy (TEM); Energy dispersive X-ray Spectroscopy (EDS); Selected Area Electron
Diffraction (SAED); X-ray Powder Diffraction (XRPD); Rietveld refinement; Fe-oxide; Fe-hydroxide; Fe-oxyhydroxide; Ferrihydrite; Goethite;
Hematite; Magnetite; Lepidocrocite; Zero-valent iron; Precipitation; Transformation; Dissolution; Adsorption; Immobilisation; Incorporation
1. Introduction and background
Iron oxides are common in the environment, occur-
ring either naturally or as a result of human activities.
The most common Fe(III)-hydroxides, -oxides and
-oxyhydroxides include ferrihydrite (Fe5HO8�4H2O,
but often written as Fe(OH)3) which transforms to
hematite (a-Fe2O3) and/or goethite (a-FeOOH),
depending on solution composition, temperature and
pH. ‘‘Green rust’’ is the name given to the layered
Fe(II,III)-hydroxides which contain anions such as
CO32� , SO4
2� or Cl � in the interlayers. Depending
on the composition of the solid and solution, oxida-
tion can transform green rust to lepidocrocite (g-
FeOOH) or magnetite (Fe(II)Fe(III)2O4). Magnetite
can also be present as detrital grains or as relicts of
biological activity. Weathering can degrade magnetite
to maghemite (g-Fe2O3) and all of the Fe-oxides are
subject to attack and dissolution by organic acids and
ligands that are formed during breakdown of bio-
logical material. Especially near the water table,
seasonal fluctuation of the redox boundary promotes
alternation of oxidised and reduced forms (Cornell
and Schwertmann, 1996).
The red or brown colour that Fe-oxides impart to
soil often makes it look as if they dominate compo-
sition, but they are frequently present only in minor
concentrations, even when colour is intense. In rocks,
soil and sediments, Fe-oxides can be present as
discrete particles or as coatings on grains of quartz,
clay or other minerals. Fractures through rocks and
unconsolidated sediments are often observed to be
lined with red or brown Fe-oxides, such as seen in
Fig. 1. In such cases, where coatings cover particles or
fracture walls, Fe-oxides often make up b1 wt.% of
bulk composition but they shield the underlying
material from contact with the groundwater. Thus,
interaction with the major components, quartz, feld-
spar, clay, sulfides or other minerals is limited, mean-
ing that Fe-oxide mineralogy plays the dominant role
in controlling groundwater composition in these sit-
uations.
Macroscopic investigations have led to a broad
understanding of the uptake behaviour of Fe-oxides
(many examples cited in Stumm and Morgan, 1981
and Cornell and Schwertmann, 1996). More recently,
spectroscopic studies have been providing new infor-
mation about bonding environments for contami-
nants incorporated within the bulk as well as
adsorbed at the mineral/solution interface (for exam-
ple Ford et al., 1999; Manceau et al., 2000; Alcacio
et al., 2001; Randall et al., 2001). It is well known
that Fe-oxides, with their high surface area and
strong affinity, sequester cations such as the transi-
tion metals and radionuclides, in proportions that are
strongly a function of solution composition and pH.
Under the right conditions, Fe-oxides are also strong
adsorbers of anionic complexes such as AsO43 �
(Randall et al., 2001), CrO42� (Ding et al., 2000)
and PO43� (Russel et al. 1974; Persson et al., 1996;
Dideriksen and Stipp, submitted for publication) and
organic molecules such as pesticides (Piccolo et al.,
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337322
1994; Clausen and Fabricius, 2001; Dideriksen and
Stipp, submitted for publication) and humic or fulvic
acids (Zhou et al., 2001). Thus, the Fe-compounds
are useful for retarding transport or immobilising
contaminants in groundwater systems. For compo-
nents that are susceptible to biological breakdown,
Fe-oxides can serve as a substrate to make them
more available to bacteria. Because of these proper-
ties, as well as low cost, easy availability and lack
of health risk, Fe-compounds are frequently chosen
for use in treatment for drinking water and for waste
(for examples: O’Melia, 1972; Gould, 1982; Astrup
et al., 2000; Lundtorp et al., 2002).
Treatment of waste before disposal can help to
decrease the leaching of contaminants from the waste
facility. One method for such treatment makes use of
the precipitation of Fe-oxides to trap heavy metals.
In the Ferrox process (Lundtorp et al., 2002), ash
residue from municipal incineration is mixed with
FeSO4 solutions and aerated. Many of the contami-
nants, which were present in the original ash as salts,
are dissolved in the solution and then incorporated
into the solid Fe(III)-oxide precipitate as the solution
is bubbled with air. Their immobilisation in the solid
product prevents leaching to the groundwater
beneath the waste disposal site. In the design of
waste disposal sites, reactive barriers are often used
to insure that contaminants do not escape. One
simple, effective and inexpensive type of barrier is
made with zero-valent iron (Cantrell et al., 1995;
Powell et al., 1995). Redox-sensitive contaminants
are reduced while they oxidise the Fe(0). Some
organic molecules can be broken down in this way,
giving degradation products that are not dangerous
and some transition metals which are soluble and
toxic in oxidised form, such as Cr(VI), can be
reduced to a nonsoluble form, Cr(III), which precip-
itates. The Fe-(hydr)oxides produced in the barrier
material can also offer reactive surface area for
adsorption of other contaminants.
The potential of Fe-oxides to take up contami-
nants by adsorption or by incorporation within the
bulk, and likewise to release them again to solution,
depends on their behaviour during three major
stages: their initial formation by precipitation or
coprecipitation, their transformation to a more stable
phase, and their susceptibility to dissolve again or to
exsolve incorporated trace components. Improved
Fig. 1. Orange and red Fe-oxides line fractures in clayey till. (a)
Gedser Odde, Denmark; grass at the top, shovel at the bottom for
scale (photo by Knud Erik Klint, GEUS, Denmark). (b) Flakkeb-
jerg, Denmark; Fe-oxide-enriched zones where the water flows
(appear dark), running parallel to the long dimension of the sample
box; the box is f 15 cm long.
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337 323
understanding of the processes involved in each of
these stages will lead to diminished uncertainty in
models that assess the risk of contaminants in the
environment, and will promote development of strat-
egies for waste treatment or containment that are
more effective and less expensive.
There are still many unanswered questions about
processes in the Fe-oxide system. One is the problem
of defining the mechanism(s) responsible for ‘‘irre-
versible adsorption’’. Adsorption/desorption iso-
therms, which show a solid’s capacity for uptake of
a species and its release back to solution again, are a
well-used tool in macroscopic geochemical studies.
An example is presented in Fig. 2. Ni2 + has been
adsorbed to a set of synthetic Fe-oxides and then
desorbed again as pH was adjusted. Uptake and
release behaviour follows roughly the same pattern
for the four materials, with little effect from crystal
structure or Fe2 + /Fe3 + ratio in the solid. However,
only 40–70% of the initially ‘‘adsorbed’’ material is
given back to solution again when pH is decreased.
When an adsorbed component is not all released
again following reversal of the chemical conditions,
it is interpreted as being ‘‘irreversibly adsorbed’’.
However, it is often difficult to determine what this
means with respect to molecular behaviour. Is the
material no longer available for desorption at the
surface because it has moved into the bulk by some
means, such as into pore spaces or by solid-state
diffusion into the atomic structure? Or has it copre-
cipitated with the main phase during the continuous
dissolution/precipitation process we know as dynamic
equilibrium? Or has it precipitated as a separate phase
on the substrate in a layer that is only a couple of
atomic layers thick, and therefore ‘‘invisible’’ to X-
ray analysis? Or could it be that the contaminant is a
colloidal particle that is entrained in its entirety
during growth or recrystallisation of the substrate?
Is it possible to observe such coatings or separate
phases or pore spaces on or in colloidal-size Fe-oxide
particles?
The morphology of a solid controls its dissolution
and growth and the atomic structure on various crystal
faces determines preference for adsorption of contam-
inants. Particle size can also be a very important
parameter in determining the extent of contaminant
Fig. 2. Adsorption isotherms for Ni2 + on four synthetic Fe(III)-oxides (solid line) and desorption isotherms for the same samples (dashed line).
Solutions contained 25 Am Ni2 + in 4 mM KClO4; pH was adjusted with KOH and HClO4 and the time interval for equilibration at each pH step
was 2 h. Other details are described in Methods.
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337324
transport because if particles are small enough, they
can move with the groundwater, carrying adsorbed
contaminants. On scanning electron and transmission
electron microscopy (SEM and TEM) images, we
frequently see Fe-oxides as aggregates of smaller
grains. Are aggregates also the dominant form in
solution? Or is aggregation a result of surface tension
effects during drying of the sample, which is neces-
sary for analysis by SEM and TEM? Can a size range
be proposed for ferrihydrite under ambient conditions,
outside a vacuum chamber? Transformation of a
certain phase to one that is more stable alters mor-
phology because it requires a change in crystal struc-
ture. As ferrihydrite transforms to goethite and
hematite, are the initially precipitated particles dis-
solved and reprecipitated again? Or could the initial,
water-rich colloids that are amorphous to X-rays serve
as nuclei for growth of the dehydrated phases? What
is the relationship between dissolution and crystal
growth? Are dissolution rates specific to crystallo-
graphic directions? Is the rounding of corners and
roughening of edges, which is observed macroscopi-
cally during dissolution, also observed at nanometer
scale?
From macroscopic data alone, it is often difficult to
propose a unique conceptual model for what happens
at the molecular scale. Models of molecular behaviour
are particularly important for predicting the mobility
of components that are present (and also dangerous) in
trace concentrations. If we could define the mecha-
nism that holds a contaminant to a solid, we would
have a better hope of modelling it as ‘‘immobilised’’
with confidence.
The purpose of this article is to answer some of
the questions posed above, by supplementing what
is already known about the behaviour of Fe-oxides
and contaminant uptake with new information gath-
ered from near-surface-sensitive and high-resolution
techniques. We used synthetic samples in experi-
ments that were designed to investigate specific
processes under controlled conditions and we exam-
ined samples produced during experiments that had
been designed to refine and test the effectiveness of
waste treatment procedures. We studied the behav-
iour of Fe-oxides during precipitation, transforma-
tion and dissolution to clarify the processes
responsible for adsorption and incorporation of con-
taminants.
2. Experimental details
2.1. Methods
Samples and solutions were characterised using
classical methods such as X-ray powder diffraction
(XRPD) (such as Fig. 3), optical and polarised optical
microscopy, atomic absorption spectrometry (AAS),
and potentiometry (pH). In addition, several near-
surface-sensitive and high-resolution techniques were
applied. Atomic force microscopy (AFM), which uses
a sharp tip to feel the atomic-scale forces on a sample
while the sample is rastered beneath it, can make
images of the physical properties of a surface, with
resolution in x and y of about 2 A (2� 10� 10 m) and
in z, of a fraction of 1 A. Images highlight either
topography directly (height mode) or slope (deflection
mode) (such as Fig. 4). For height mode, features are
given a false colour that is proportional to their height
Fig. 3. X-ray powder diffraction (XRPD) patterns for (a) synthetic
two-line ferrihydrite, within a day after Fe(II) is oxidized. There are
very weak hematite reflections which represent the very beginnings
of transformation. (b) The same material after 10 weeks of aging in
water at 70jC; maxima represent goethite and hematite and the
broad background typical of ferrihydrite has disappeared.
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337 325
above some baseline so that hills appear light and
valleys, dark. For deflection mode, apparent light and
shadow on feature edges enhance the roughness of the
topography. AFM is excellent for observing colloidal
particles, in situ, under air or solution. Time-of-flight
secondary ion mass spectroscopy (TOF-SIMS) col-
lects chemical information from the top two or three
atomic layers of a sample. Results in the form of
spectra or chemical maps are possible, where x and y
represent spatial location and gray scale brightness
represents higher relative surface concentration. Spa-
tial resolution is about 1 Am (10 � 6 m) and mass
resolution is better than 1 per mil of a mass unit,
allowing the discrimination of inorganic and organic
components with very similar mass numbers. X-ray
photoelectron spectroscopy (XPS) detects photoelec-
trons emitted from the top few nanometers of a sample
surface, allowing determination of chemical identity
and bonding relationships. Data are provided in spec-
tra where peaks can be fit according to information
from analysed standards or from ab initio calculations.
Transmission electron microscopy (TEM) uses a
finely focused, high-energy electron beam to interact
with an ultrathin sample, to produce images with sub-
nanometer resolution. It also provides structural infor-
mation from selected area electron diffraction (SAED)
and chemical analysis with energy dispersive X-ray
spectroscopy (EDS).
For XRPD, a Philips PW 3710 diffractometer with
Bragg–Brentano geometry was used. CuKa radiation
was applied together with a secondary-beam graphite
monochromator and a pulse-height discriminator for
filtering the Fe-fluorescence radiation. The AFM
images presented here were made in contact mode
with standard or sharpened Si3N4 tips, using piezo-
electric scanners that have total x,y range of 100, 12 or
1 Am on a Digital Instruments MultiMode Scanning
Probe Microscope. The experiments were made under
ambient conditions, either in air, under a film of water
adsorbed from humid air, or directly under solution.
Images were not filtered. TOF-SIMS chemical maps
were made on a PHI-Evans (Trift I) system. We used a69Ga + primary beam in pulsed, rastered mode. The
source was operated at a potential of + 25 kV vs.
ground with a sample bias of F 3 kV. Surface charg-
ing was inhibited by use of a low-energy (f 20 eV)
electron flood gun and mounting the samples under a
metal grid. Samples were not sputter-cleaned. XPS
spectra were collected from a Perkin-Elmer 5500
instrument using MgKa radiation with no compensa-
tion for charging and no sputter cleaning. Charge
referencing was made by assuming adventitious car-
Fig. 4. Atomic force microscopy (AFM) deflection mode images of (a) the original ferrihydrite taken soon after the precipitate formed.
Convolution of tip shape over the shape of the particles makes them appear much wider than they actually are. Fig. 5 explains how. (b) An
aggregate of hematite grains with ferrihydrite in the background and (c) several goethite crystals. Images (b) and (c) were taken after aging for
several weeks.
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337326
bon C1s binding energy at 285.0 eV. Peaks represent-
ing Fe-compounds were fit based on the theoretical
calculations of Gupta and Sen (1974, 1975) and the
experiments of McIntyre and Zetaruk (1977). A JEM-
3010 (JEOL) transmission electron microscope was
used in this study at a beam energy of 300 kV and
beam currents between 155 and 119 AA generated
from a LaB6 filament. The EDS on this TEM instru-
ment was an Oxford Link ISIS system (model 6636)
equipped with an atmosphere-thin window for light
element detection.
2.2. Materials
All solutions for sample synthesis and treatment
were made of reagent grade chemical products, in
clean glass or plastic ware, with deionised water
(V 0.05 AS/cm).
2.2.1. Samples produced and used in pure system
experiments
Fe-oxides were synthesised following the recipes
presented by Schwertmann and Cornell (1991) with
only one major difference: Solids were rinsed of salt
solutions by repeated centrifugation because spurious
results from material rinsed in dialysis bags suggests
they contribute to organic contamination on the Fe-
oxide surfaces (Clausen and Fabricius, 2001). Treat-
ing the dialysis bags by boiling in deionised water
before use decreases but does not prevent hydro-
carbon contamination (work in progress), which is
no great surprise because dialysis membranes are
composed of organic C. The synthetic solids were
stored in deionised water, in plastic bottles, in a
refrigerator. A small subsample of each was dried
and its structure and purity were verified with XRPD.
Samples produced were: ferrihydrite (F), goethite (G),
hematite (H), magnetite (M) and lepidocrocite (L).
The experiments to observe the adsorption/desorp-
tion of Ni2 + on Fe-oxides that were mentioned as an
example in the introduction were carried out on fresh
samples of the synthetic material that had never been
dried. Aliquots of Fe-oxide/water slurry were used
directly in the adsorption experiments. The quantity of
solid used was calibrated from the salt-free dry-mass
remaining after evaporation of a number of identical
volume aliquots. BET determinations were made on
the dried subsamples; pre-experiment surface areas
were: F = 190 m2/g; G = 40 m2/g; H = 45 m2/g; M= 15
m2/g.
For the adsorption experiments, pure water
(250 ml) was put into a reaction vessel where temper-
ature could be held constant at 20F 1.0jC. pH was
adjusted to 3 and Ni2 + was added to produce a
solution of 25 Amol/l. Fe-oxide (0.5 g) was added
as a slurry. Ionic strength was maintained at 0.004 M
with KClO4 and the samples were stirred very slowly.
pH was adjusted and held constant at one pH-step
increments in the range from 3 to 8 using 0.01 M
KOH and HClO4. Barrow et al. (1989) found 2 h to
be enough to bring the ‘‘fast’’ uptake process to
completion while limiting the extent of the ‘‘slow’’
uptake process, so we used 2h intervals between pH
steps. When pH 8 was reached, the solution was left
overnight (f 10 h) and the desorption experiments
were carried out the next day. The procedure and time
steps were the same. Solution samples were removed
and filtered at the end of each pH step and analysed
for Ni2 + with AAS. After the experiment, XRPD
verified no change in mineral composition; BET
results were within experimental uncertainty of the
original values.
For the investigations of Fe-oxide morphology,
ferrihydrite was stored in plastic bottles and exam-
ined directly after synthesis. The solids that were
produced during transformation in clean water at
pH = 7, at 70F 1.0jC, were examined as a function
of time. The relative proportions of F, G and H were
determined by XRPD with Rietveld refinement
(Young, 1993) and morphology was observed with
AFM.
In order to mimic the reductive dissolution of Fe-
oxides that often occurs at the redox boundary in soil,
we chose to use ascorbic acid as a model for the
natural organic acids that result from decay of bio-
logical material. We chose to observe dissolution of
lepidocrocite as a representative of the Fe-oxides
because it has orthorhombic symmetry and thus
presents a crystal structure distinctly different in the
three crystallographic directions. Other studies
(Larsen and Postma, 2001) show that lepidocrocite’s
rate of dissolution is independent of acid concentra-
tion when ascorbic acid is present at 10 mM or higher,
so we examined colloidal size particles while exposed
to such a solution in an AFM fluid cell, as a function
of time.
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337 327
2.2.2. Samples produced during experiments to test
waste treatment methods
Some samples for this project were taken from
column experiments (Astrup et al., 2000) designed to
test a reactive barrier’s effectiveness for removing
Cr(VI) from leachate typical of rainwater passing
through ash from a coal-fired power generating plant.
The barrier material was made of 90% quartz sand,
5% bentonite and 5% Fe(0) filings. The zero-valent
iron had an average particle size of about 150 Am and
BET surface area of about 0.1 m2/g. Solutions were
made to represent a typical coal ash leachate (Hjelmar,
1990) with Cr(VI) composition of 25 ppm and 3000
ppm SO42� , 130 ppm Cl � , 730 ppm Na + , 900 ppm
K + and 250 ppm Ca2 + . As the leachate passed the
columns, the redox front could be observed first as a
dark green boundary, probably because of ‘‘green
rust’’, as Fe(0) oxidised to Fe(II), and then a red
one, as Fe(II) converted to Fe(III), reducing Cr(VI) to
Cr(III). A sample to represent the reacted barrier (RB)
was removed from the column and stored dry, under
N2 gas, in a glass bottle until analysis. Some sub-
samples were examined using optical microscopy.
Selected grains were removed with a needle and
analysed using XPS and TOF-SIMS.
Other samples were taken from the Ferrox ash
treatment process (FA) soon after formation. They
were stored dry in a glass bottle until analysis.
Subsamples were examined with optical microscopy,
XRPD and TEM. TEM samples were prepared in the
same way as described by Hochella et al. (1999, end
of p. 3396).
3. Results and discussion
3.1. Precipitation and coprecipitation
Fe is more soluble in the divalent than the metallic
or trivalent form. In a system open to air, oxidation
forms Fe(III) which leads to precipitation of ferrihy-
drite as the first solid. In both the pure system (sample
F) and during the Ferrox treatment of municipal waste
ash (sample FA), a red-brown, very fine-grained
precipitate formed. Both samples gave an XRPD
pattern typical of two-line ferrihydrite: two very broad
diffraction maxima. Fig. 3a shows the pattern from a
sub-sample of F. Some very weak peaks representing
hematite are visible within a day of precipitation. An
AFM image of a separate subsample of the synthetic
material, taken directly from solution soon after pre-
cipitation and mounted on the sample holder without
drying, is shown in Fig. 4a. The samples were imaged
under the thin film of water that adsorbs on solids
from humid air, in order to avoid artifacts from drying.
It is typical of hundreds of other images of similar
samples. Sometimes the tiny colloids are observed in
clusters, but most exist as separate, individual entities.
The height of the individual particles ranges from
about half to several nanometers. On materials that are
not elastic, AFM provides reliable height measure-
ments. We assume ferrihydrite particles are spherical,
as suggested by Cornell and Schwertmann (1996), but
on the images, widths are distorted by an artefact that
is always present in AFM imaging when the feature
being imaged is near the same size as the radius of
curvature of the tip. Fig. 5 explains how lateral
dimensions are increased by convolution of the tip’s
shape over the particle. A zoom-in view of one
ferrihydrite colloid (Fig. 5a) gives a cross-section
(Fig. 5b) where the expected spherical particle ends
up appearing as an oval (thin dotted line) because of
vertical exaggeration in the z direction. The flanks of
the cross-section are an artifact of the edges of the
AFM tip. Fig. 5c demonstrates how the signal regis-
tered during deflection of the tip (dark line) is con-
voluted by the shape of the tip as it feels the particle.
Thus, the particle appears much wider than it is. The
tip radius of curvature, Rt, and the particle radius, Rp,
are related through a function of the apparent width of
the particle, w*, measured along any plane parallel to
the substrate where the distance from the plane to the
top of the particle is h*, as shown. h* and w* are
measured directly from images and because they are
interrelated, one can choose any plane parallel to the
substrate to measure them from. We assume ferrihy-
drite to be spherical and inelastic, so height measure-
ments from many AFM images allow us to say that
for a fresh precipitate that has never been dried,
individual particles range in diameter from about 0.5
to several nanometers.
The reactive barrier material before reaction with
the artificial coal fly ash leachate was a light, sandy-
brown colour. After reaction, it was dark red–rusty
brown. Examination of a subsample of the reacted
material (RB) with an optical microscope showed
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337328
some dark particles (the iron filings) associated with
reddish powder that coated and cemented together
some smaller grains or that lay in hollows on some of
the larger, clear, quartz sand grains. Other quartz
grains were completely clear and colourless, with
appearance in the optical microscope that was
unchanged from before reaction. In spite of the
dramatic colour change of the bulk sample, XRPD
failed to show any difference in the mineral compo-
sition of the barrier and specifically, no new peaks of
crystalline Fe-oxides were detected. Neither could the
broad diffraction maxima representative of ferrihy-
drite be observed. However, analysis with XPS on
individually mounted grains provided clear evidence
of Fe-oxides on all grains examined, even those that to
the eye appeared clear and colourless. As expected,
there was a higher relative proportion of Fe on spectra
collected from grains that were dark in colour than
from those that were light. Fitting of the spectra gives
information about atomic bonding relationships in the
near-surface, allowing the possibility to determine,
semiquantitatively, the relative proportion of FeUOH
OH and FeUO bonds. Based on previous work
(Gupta and Sen, 1974, 1975; McIntyre and Zetaruk,
1977) and comparison with spectra from the barrier
material before exposure to the leachate, the data
suggest the development of some goethite, but most
of the Fe and O sub-peaks fit more closely to binding
energy regions expected for ferrihydrite. Although
time in the ultrahigh vacuum chamber and exposure
to the X-ray beam were both minimised, it cannot be
excluded that dehydration induced by analysis was
responsible for the formation of goethite. Further
studies of Fe-oxides with XPS should be made before
the possibility of analysis-induced transformation can
be discarded unequivocally. From the mineralogical
perspective, such a ‘‘dry’’ transformation, unaided by
recrystallisation in bulk solution, would be interesting.
XPS provided chemical evidence for Fe-oxide,
probably ferrihydrite, as coatings on the mineral
grains of the reactive barrier, even when such a
coating was invisible under an optical microscope,
such as on the grains of clear, colourless quartz. XPS
spectra average over a definable area of some fraction
of 1 mm2. Chemical or structural variation within the
analysed area is not observable with the spectrometer
configuration used and chemical information comes
from the near-surface, meaning that information depth
Fig. 5. (a) AFM top view and (b) cross-section through a
ferrihydrite particle. The particle is assumed to be roughly spherical
but vertical exaggeration makes it look like a disk (sketched) and
convolution by the tip’s apex, which is very much larger than the
particle, greatly increases the apparent particle dimensions. (c)
Schematic diagram to show the relationship between apparent
particle shape and the tip radius (after Garcia et al., 1997). The
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337 329
is something less than about 10 nm. TOF-SIMS,
however, provides chemical maps of the material that
is ejected from the top few atomic layers of a sample
with lateral resolution of about a micrometer. Fig. 6 is
typical of a set of maps from one of the dark grains
from the RB sample. The patterns for Si and Al are
very similar; they represent clay particles covering the
quartz sand grains. K follows the Si and Al patterns,
suggesting that it is adsorbed on clay. Fe has a similar
but not identical pattern to those of K, Si and Al. Over
the middle of the map, the pattern reflects the other
elements, showing that Fe is also adsorbed on the
clay. Along the top of the image and at the bottom
right corner, intensity is high for Fe and low for the
other elements, indicating thicker Fe-oxide. Cr is
found associated with Fe in some locations, as
expected, where it probably is present as a mixed
FeCr-hydroxide. The striking feature of the Cr pattern,
however, is its similarity with that of Ca, indicating
the formation of Cr(III)Ca-oxide either as a coating or
as particles of a separate phase. A Cr(III)–Ca phase
has not been recognised in sediments contaminated by
Cr, but CaCr(III)2O4 has been documented as a
synthetic compound (JC-PDS file).
Leaching experiments with the reacted barrier
column material returned essentially none of the Cr
that had been taken up by the solid phase (Astrup et
al., 2000). In general, precipitation of thin coatings or
coprecipitation of a trace component within a major
phase are two ways that material taken up from
solution may be immobilised so that it is not released
again when chemical conditions are reversed.
In the Ferrox treated ash (FA), ferrihydrite precipi-
tated in the presence of transition metals such as Pb,
Zn, Sn, Cd, Hg, etc., that had dissolved from the salts
in the municipal waste residue. TEM of ultramicro-
Fig. 6. Time-of-flight secondary ion mass spectroscopy (TOF-SIMS) chemical maps of a sample of reacted barrier material (RB). Highest
relative concentration is represented as white. Image width is 80 Am in all cases and information depth is a few atomic layers.
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337330
tomed thin slices of the treated product showed areas
of 100 to several hundred nanometers in diameter. The
rounded area that takes up two thirds of the image in
Fig. 7 is one example. Texture in some of the area was
uniform and grainy (such as where the top line points)
and in other parts of the area, it was nonuniform with
elongated, ribbon-like, darker areas that were some-
times curved. Both in the uniform and the ribbon-like
locations, SAED confirmed two-line ferrihydrite and
EDS showed Fe, Pb, Zn and Ni to be present. The
signal for Ni arises from the TEM mounting grid so
we cannot say if there is also Ni in the sample. Based
on the observations of fresh, synthetic material with
AFM, and because of the homogeneity of composition
and structure, we interpret that these areas of more
than 100 nm diameter are aggregates of primary
ferrihydrite particles that either came together during
the Ferrox treatment process or during drying and
preparation of the TEM sample. Uptake of the tran-
sition metals, then, could either be by adsorption on
the surfaces of the primary particles so contaminants
are included at the particle borders in the aggregates,
or they could be dispersed randomly within the
primary particles, or both. A third form of uptake,
entrainment, is shown by the dark rectangular grains
observed frequently within ferrihydrite patches. These
consistently had concentrations of Zn and Sn in
proportions suggestive of ZnSnO3�4H2O, a high-tem-
perature oxide. We interpret that these grains were
present in the original waste residue. They were not
soluble in the Ferrox solution so they were captured in
the ferrihydrite aggregates.
In all of these examples of ferrihydrite formed
during precipitation, trace components that happen to
be present could be taken up by one or more of several
mechanisms: (i) adsorption at surfaces, leaving them
Fig. 7. A transmission electron microscopy (TEM) image of Ferrox-treated municipal waste incinerator residue (FA). The scale bar at bottom is
100 nm. The energy dispersive X-ray spectroscopy (EDS) spectrum at the top shows chemical composition within the ferrihydrite aggregate and
the spectrum at the bottom represents the dark, rectangular crystals.
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337 331
available for desorption again; (ii) precipitation as a
separate phase, producing a thin coating or separate
particles; (iii) coprecipitation, allowing them to sub-
stitute within the atomic structure of a major or minor
phase; (iv) entrainment, where a preexisting particle is
incorporated into a growing one, simply by capture.
Geochemical models that omit solubility relationships
for solids which are present in very minor quantities, or
that fail to account for elements present in solid
solution, risk to underestimate the potential for con-
taminant immobilisation.
3.2. Transformation
With time and favourable conditions, Fe-oxides
transform from one phase to another. Reaction rate
and products formed depend on solution conditions,
activity of water and temperature. In synthetic systems
where other components are mostly absent, ferrihy-
drite transforms readily to hematite with some goe-
thite at neutral pH and principally to goethite at
pH >12 (Cornell and Schwertmann, 1996). We exam-
ined fresh ferrihydrite stored in a plastic bottle during
aging at 70 jC, pH= 7.0 as a function of time for
10 weeks. Within a day of formation, some of the
ferrihydrite had already begun to transform to hema-
tite (Fig. 3a) and by the end of the experiment,
hematite and goethite dominated (Fig. 3b). Fig. 4
shows typical images of the three compounds taken
with AFM during the early (Fig. 4a) and middle (Fig.
4b and c) stages of the experiment. Ferrihydrite occurs
as individual particles and clusters. Hematite appears
as single crystals or as aggregates and goethite forms
elongated crystals, occasionally with characteristic
twinning at 117.5j as seen on the left end of the
crystal in the upper right corner of Fig. 4c.
During the 10 weeks, as ferrihydrite transformed,
subsamples were removed, dried and analysed using
XRPD. Rietveld refinement was used to determine the
relative proportions of ferrihydrite, hematite and goe-
thite. In a pure system, after only a few hours at 70
jC, very small XRPD peaks representing goethite and
hematite were already visible (Fig. 3a). After 150 h,
about half of the ferrihydrite had transformed and by
250 h, evidence for ferrihydrite was no longer detect-
able in the powder patterns. From that time until the
end of the experiment, crystal dimensions simply
increased. During the 10 weeks, another set of sub-
Fig. 8. Data for length versus width of crystals imaged with AFM. Measurements from samples from day 1, day 8, week 6 and week 10 have
been combined. Particles starting as ferrihydrite simply grow larger as a function of time and become either hematite or goethite.
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337332
samples was examined periodically using AFM with-
out drying. Through the XRPD data and their mor-
phology, particles were identified on the images and
their length, width and height were measured from
cross-sections. Length as a function of width is plotted
in Fig. 8 for all time steps. Initial ferrihydrite particles
grew in diameter until they became recognisable by
XRPD as hematite. The particles continued to grow,
with no noticeable break in dimension, indicating that
ferrihydrite (amorphous to X-rays) becomes hematite
(recognisable by XRPD) simply when particle size is
large enough. Note that the scale on the two axes of
Fig. 8 is different so that the 1:1 line roughly follows
the limit of the hematite data. Hematite is expected to
be equant, but the grains in the images often have an
oblate appearance (Fig. 4b). Goethite crystals are
elongated and as expected, their length-to-width ratios
follow a different trend than hematite. However, the
smallest of the goethite crystals appears within the
range of the largest of the ferrihydrite particles also
suggesting that the first goethite to form does so from
a nucleus of the amorphous material that we label
ferrihydrite. Further studies in pure and contaminant
systems are in progress.
Lateral dimensions plotted in Fig. 8 are those
measured directly from cross-sections; they do not
account for interference by tip shape as explained in
Fig. 5. The tip makes all the particles appear as if they
are at least 25 nm wider than they are. One could
simply correct for the tip effect and shift all of the data
so that the smallest of the ferrihydrite particles is
represented at 0.5 nm length and width, which is
determined from the height of the smallest particles.
However, such a shift would introduce a small addi-
tional uncertainty because tip radius of curvature
cannot be assumed to be constant for all images.
Fresh tips are not all the same and during their
lifetime, they wear, break, or collect debris so that
in fact an adsorbed particle or macromolecule can act
as the imaging point.
During these studies of Fe-oxide colloidal par-
ticles, we imaged hundreds of samples and
observed thousands of particles. On individual
grains, we saw no evidence for fractures, pore
spaces or any other form of surface roughness that
could explain ‘‘irreversible adsorption’’. We did see
aggregates of particles (such as Fig. 4b) where
grain boundaries could account for transport at slow
rates, but the relatively large fraction of material
occurring as individual particles suggests that Fe-
oxide colloids in natural conditions may be less
aggregated than electron microscopy studies have
led us to believe up to now. The AFM studies
show that micro- or nano-fractures and pore spaces
do not exist.
3.3. Dissolution
In nature, Fe-oxides can be dissolved, especially in
the presence of organic acids and ligands that result
from the breakdown of biological material. Dissolu-
tion rates determined from macroscopic experiments
sum the effects of attack on all faces, whereas surface
complexation models often resort to more than one
type of site to develop empirical fits to data. With high
resolution AFM images taken as a function of time
during dissolution, one can determine rates specific to
a certain face. Fig. 9 shows four snapshots during a
dissolution experiment. Ascorbic acid, which serves
as a model compound to represent natural redox-
active acids, is oxidised while Fe3 + from lepidocro-
cite is reduced. The ligand aids removal of Fe2 + to
solution and crystal volume decreases. In Fig. 9a–d,
crystal length decreases visibly from 450 nm at the
beginning of the experiment to 270 nm, 2h later.
Width and height also decrease but at slower rates.
Particle length, width and height can be determined on
cross-sections of the images. By calculating the
change in volume at each time step, one can determine
Fe removed and thus calculate the overall rate of
dissolution for the crystal. For this series, the rate
corresponds within an order of magnitude to the
macroscopic rate determined for the same lepidocro-
cite and ascorbic acid by Larsen and Postma (2001).
Considering the volume of material that is present as
smaller (and thus more reactive) particles within the
sample, this closeness of results provides confidence
that rates of dissolution determined from individual
crystal directions is meaningful. Measurements from
cross-sections along the length and across the width of
the grain provide data representing the area of the
crystal remaining at each time step (Fig. 9e). The
sketch to the right of the plots shows the cross-
sections measured for each set of data and the direc-
tion of attack that was investigated. Dissolution rate at
the long ends of the crystal is clearly faster than that at
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337 333
Fig. 9. A series of atomic force microscopy (AFM) images of lepidocrocite dissolving reductively in 10 mM ascorbic acid. (a) Particle length is
450 nm at 20 min after the experiment began, (b) length is 370 nm, 35 min, (c) 310 nm, 97 min, (d) 270 nm, 120 min. Dissolution rounds
corners and enhances features running parallel to the a-axis (long direction). (e) Area of the colloidal lepidocrocite remaining as a function of
time. Dissolution is favoured at the ends of the crystals, on the (100) faces and at the edges, on the (001) faces, in preference to the larger, tabular
(010) faces.
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337334
the sides, demonstrating that the directions of pre-
ferred growth for this mineral are also the directions
for preferred dissolution.
Crystal morphology developed during dissolution
is not necessarily the reverse of the morphology that
develops when a crystal is growing. Macroscopic
studies show that when growth rate is slow to
moderate, crystals often grow by ordered deposition
parallel to crystallographic planes, but during disso-
lution, corners round and edges become rough.
Similarly, freshly precipitated colloidal-size particles
of lepidocrocite have smooth and well-defined edges
and corners, whereas during dissolution corners
become rounded, indicating that even at nanometer
scale, dissolution is not the reverse of precipitation.
Just as dissolution may not be the reverse of crystal
growth, desorption may not be the reverse of adsorp-
tion, which has consequences for the behaviour of
contaminants. Material may adsorb preferentially on
a specific face or faces of lepidocrocite, or any other
Fe-oxide, and faces that adsorb preferentially are
likely to be more reluctant to give back their material
to solution during desorption. As dissolution pro-
ceeds, adsorbed material on the attacked face has the
possibility of being released again to solution, but it
might also inhibit dissolution on that face in prefer-
ence to others. Further, it is possible that adsorbed
contaminants remain on a surface even while dis-
solution is taking place. Although it may seem
counter-intuitive that a compound could be adsorbing
while a surface is under attack by dissolution, the
apparent conflict is resolved by remembering that
adsorption and dissolution are two separate pro-
cesses, each driven to reach their own equilibrium.
Equilibrium is simply the balance of competing
forward and back processes in the dynamic system.
Adsorption is the net balance (that we measure
macroscopically) of material coming on and off the
surface (which we cannot measure) at the molecular
level and dissolution is the net process that we
observe while material is both precipitated and
removed from the surface. Experimental (XPS and
AFM) evidence for adsorption of Ni2 + during dis-
solution of calcite is presented in Hoffmann and Stipp
(2001). Therefore, even for dissolution of lepidocro-
cite that has adsorbed a contaminant such as Ni2 + or
an organic compound such as a pesticide, the major-
ity of the contaminant might remain associated with
the surface of the Fe-oxide during the Fe-oxide’s
dissolution until suddenly, when surface area has
decreased to the point where all reactive sites are
full, the contaminant load begins to be released again.
Results of the dissolution experiments in the ideal
system presented here are serving as a base for
further studies in a system where contaminants are
also present.
4. Conclusions and implications
Ferrihydrite precipitates as discrete particles that
range in diameter from 0.5 to several nanometers.
Aging promotes growth, which appears to be simply
enlargement of particle dimensions. When they reach
tens of nanometers, particles are already recognisable
as goethite or hematite by XRPD. The continuous
range of particle sizes from ferrihydrite through to the
less-hydrated phases suggests that both hematite and
goethite grow from nuclei of primary ferrihydrite by
dissolution and reprecipitation in the process known
as Ostwald ripening.
Isotherms for adsorption of Ni2 + on ferrihydrite,
goethite, hematite and magnetite showed no signifi-
cant difference in behaviour. Desorption from the four
compounds also followed the same pattern but only
40–70% of the material was returned to solution. No
micro-pores or -fractures that could be responsible for
uptake were ever observed on any of the thousands of
Fe-oxide particles examined. Clusters formed, pro-
ducing grain boundaries which could allow absorp-
tion but the relative abundance of individual particles
observed in fresh material as well as in that aged for
up to 10 weeks suggests that slow transport along
grain boundaries could not be a plausible explanation
for the failure of Ni2 + to return to solution. Adsorp-
tion and incorporation as part of the crystal structure,
as solid–solution, seems more likely; this hypothesis
is currently being investigated.
Reductive dissolution of lepidocrocite colloids
could be observed in situ. Dissolution rate based on
the total volume of one colloid was within an order of
magnitude of rates determined in macroscopic experi-
ments, giving confidence that rates determined for
individual faces are meaningful. Dissolution pro-
ceeded fastest on the longest axis and most slowly
on the shortest, in the same sequence as material is
S.L.S. Stipp et al. / Chemical Geology 190 (2002) 321–337 335
added during precipitation. However, crystal growth
results in smooth terraces and sharp edges, whereas
dissolution rounds corners, corrodes terraces and
removes material from defect areas such as twin
planes. Thus, even at the nanometer scale, dissolution
is not simply the reverse of precipitation.
When ferrihydrite precipitates in the presence of
other minerals, it may form separate particles or it
may produce coatings on surfaces already present.
Coatings of only a few atomic layers are thick enough
to interfere with the substrate’s interaction with sol-
ution. Because such coatings and separate phases are
below the range of resolution with conventional
techniques, there may be many that have escaped
our attention. Cr(VI) reducing to Cr(III) in the pres-
ence of reduced Fe and Ca, leads to formation of a
CaCr solid that has not previously been documented
in environmental systems and is not treated by geo-
chemical speciation or transport modelling. Entrain-
ment of separate crystals of ZnSnO3�4H2O and
incorporation of Pb and Zn within ferrihydrite clusters
are not scenarios typically described by conventional
modelling codes, either by solubility or by surface
complexing approaches. Models that omit solids
which might be present in very minor quantities, or
that fail to account for elements present in solid
solutions, risk to underestimate the potential for con-
taminant immobilisation. Observation of complex
systems with surface-sensitive and high-resolution
techniques has only begun to reveal uptake sites for
toxic materials present in very low concentrations. We
can expect this approach to deepen understanding in
the future.
Acknowledgements
Thanks to Birgit Damgaard who helped with the
Fe-(hydr)oxide synthesis and AAS analyses, Helene
Almind who collected the XRPD data, Britta Munch
who helped with the figures, Torben Egeberg who
kept the computer network running, Nicolas Xantho-
poulos for help with XPS, the Interdisciplinary Centre
for Electron Microscopy and Microanalysis, Univer-
sitat Munster for TEM support and colleagues on the
Ferrox and Reactive Barrier projects. We are grateful
for financial support from Denmark’s Natural Scien-
ces Research Council, the Carlsberg Fund, the
Groundwater Group of the Geological Survey of
Denmark and Greenland through SMP96 (The
Pesticide Project) and the J. William Fulbright Foreign
Scholarship Board. [EO]
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