APPENDIX

APPENDIX QUESTIONNAIRE

Dear Respondent,

APPENDIX

APPENDIX QUESTIONNAIRE

Dear Respondent,

I am Ibrahim, a student of the Regent University College of Science and Technology Ghana,

carrying out a research on “THE ROLE OF THE INTERNAL AUDITFUCTION RISK

MANAGEMENT AT GCB BANK as part of my Bachelor of Science degree program. Your

co-operation is critical to the success of this project. Kindly answer all the questions as fully

and honestly as possible. Please note that there is no “right” or “wrong” answers to any of the

questions and it is your initial impression and candid response that I seek.

All the information provided in this questionnaire remains confidential and would only be

seen by the academic researcher involved in this study. Neither your name nor that of your

organization will be mentioned in the report.

Thank you in advance for your cooperation.

1

Instruction - Tick or fill in the spaces as it applies to your situation.

This questionnaire should take about 5 to 10 minutes of your time to complete

SECTION A: Background Information

1) Gender:

Male Female

2) Age:

18-25

26-35

36- 45

46-55

56 & above

3) Educational Status

Diploma/Certificate

HND

Professional

First Degree

Masters

Other………………………………

SECTION B:

4) How long have you been working?

0 - 1

2 – 3

4 - 5

6 - 9

1

SECTION B: EXISTENCE OF INTERNAL AUDIT AND THEIR FUNCTION

1. Are there internal audit policies in place to ensure appropriate internal control processes?

Yes No

2. Do you consider the policy(ies) adequate (e.g., covering enterprise risk, authorities and

responsibilities, management controls, and accountabilities)

Yes No

3. What are their core functions of the IA Department (Please tick)

Giving assurance on the risk management process

SECTION C: THE STATUS OF RISK ASSESSEMENT AND MANAGEMENT

SECTION D: INTERNAL AUDIT AND RISK ASSESSMENT MANAGEMENT FUCTION

Which of the functions are done by the IA Deprtment

Facilitating of identification and evaluation of risk

Coaching management in responding to risks

Co-coordinating risk management activities

Consolidated reporting on risks

SECTION FD: EXISTENCE OF INTERNAL AUDIT AND HINDERANCE TO THEIR

OPERATIONS.