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Wage and Hour DOL Audits: Surviving Heightened …media.straffordpub.com/products/wage-and-hour-dol-audits...2015/02/25 · Other Pay Practices Under US DOL/WHD Scrutiny Off-The-Clock
ERISA 201: Advanced ERISA Compliance Review
ERISA & DOL Audits - BeneFLEX HR Resources Inc. ERISA & DOL Audits • Flexible Spending Account (FSA) • Health Savings Account (HSA) • Health Reimbursement Arrangement (HRA) •
SterlingRisk and Stacy Barrow Present - Surviving a DOL Audit
ERISA Litigation Update for Health Plans ERISA Litigation Update for Health Plans ERISA Litigation Update for Health Plans ERISA Litigation Update for
promote corporate social responsibility · ESG is high on regulatory agenda 3 Regulators, acting on institutional investment US: ERISA, 2015 Department of Labor (DOL) Review: “ESG
ERISA Compliance & Surviving DOL Audit. TASC Confidentiality This Seminar and all materials presented are the property of TASC. No part of this seminar
StayCurrent DOL Issues New ERISA Interpretive Bulletins ......Larry Hass 212-318-6401 [email protected] Josh Sternoff 212-318-6011 [email protected] Rebecca Cambreleng
MEWAs - DOL · applicable to welfare plans under Title I of ERISA, and the regulation of persons who administer and operate MEWAs as fiduciaries to ERISA-covered welfare plans. W
Workplace Wellness Programs and Compliance with DOL & … · Wellness Programs: Background 2 1996: HIPAA adds Part 7 of ERISA to counter certain discriminatory practices by plans
April 2016 DOL Finalizes The ERISA Fiduciary Regulation ... · as well as the implications f or plan sponsors, financial services firms and other service providers. The new definition
ERISA Plan Investment Committee Governance: Avoiding ...media.straffordpub.com/products/erisa-plan... · 9/12/2017 · ERISA Plan Investment Committee Governance: Avoiding Breach
Regulation of ERISA Plans: The Interplay of ERISA and
DOL ERISA Fiduciary Rule Presentation · ─FI determines that a loan is an appropriate investment. •Investing is a fiduciary act •If choice/retention of a particular investment
Cross-Trading by ERISA Plan Managers - DOL
ERISA plans need to be especially careful to review ... · der ERISA Sec. 101(k)); where the disclosure is “requested by govern-mental entities” (for example, in an audit DOL
Prepping for DOL/IRS Investigations · the IRS, and fiduciary matters by the DOL, but there is overlap. C. Many sections in ERISA are also in the IRC. 2. IRS still performs audits
Simplifying Insurance Insurance | Employee Benefits | Risk Management | Financial Strategies Surviving a Department of Labor (DOL) Audit
Strategies for Handling a DOL Investigation · robust practice assisting covered service providers in meeting their ERISA compliance needs. Earlier in his career, Tom worked for the
ERISA Compliance & Surviving DOL Audit
2018 - Christian Investment Forum · 4/23/2018 · Investments/ETIs –The Obama-ERA DOL’s Views •DOL further noted in 2015 that: •ERISA does not prohibit a fiduciary from
The New DOL Fiduciary Rule: Impact on Mutual … files...recommendations made with respect to non-ERISA IRAs and other non-ERISA plans, the BIC Exemption allows investors to bring
ERISA Update
Lessons from DOL Prosecutions/Litigation · 2016. 11. 15. · ERISA Section 406 ERISA Section 406(a)²Party in Interest Prohibited Transactions. Absent certain exemptions, a fiduciary
Fiduciary Training: ERISA Duties & Obligationsdownload.pli.edu/WebContent/pm/185989/pdf/03-20-17_0900_100095_Panel_rev1.pdfFiduciary for the ERISA Plans •ERISA “Named Fiduciary”
ERISA, DOL, and AICPA Audit Quality · PDF fileNCACPA EBP Conference May 7, 2014 ERISA, DOL, and AICPA Audit Quality Initiatives 1 Ian MacKay, CPA Director EBPAQC
South Atlanta Association of Health Underwriters Annual Symposium Presentation ~ DOL & ERISA Audits Employers be aware and be ready … What is the Agents
UNITED STATES SECURITIES AND EXCHANGE COMMISSION ... · by the CFPB, new SEC regulations under the ’40 Act, DOL regulations under ERISA, the U.K. ... expectations with respect to
ERISA Compliance & DOL Enforcement. TASC Confidentiality This Seminar and all materials presented are the property of TASC. No part of this seminar or
ERISA FAQs 7.16.11 - Insurance Is Boring | …but it has ... · ERISA FAQs for Welfare Benefit Plans What Is ERISA? ERISA ... Plan Number—a three digit number assigned by the Plan