ICIC 2014 Patent Landscape Analysis as a Tool for Public Policies Adjustment: The Case of...

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The innovative multinational pharmaceutical industry is highly dependent on the release and promotion of new drugs. However, recent economic evidence demonstrates a continuing decrease in new drugs’ market approval. Moreover, the industry is challenged by the “patent cliff”, where many blockbuster drugs are losing patent protection and facing ferocious competition. It seems that the shortage of new drugs points to an intensification of drug development based on molecules already known, leading to incremental patents. However, there is a suspicion that many incremental patents are actually trivial, because they add little or nothing to existing therapies, but still impose high drug costs. To analyze that hypothesis, the present study has drawn the profile of all patents filed in Brazil in the antiretroviral (ARV) field up to 2012. Using VantagePoint® and Questel Orbit® softwares, a patent matrix was constructed with quali-quantitative data. Next, the patent applications' claims were analysed in order to detect incremental patents and classified according to their incrementalities. Finally we looked for evidence of triviality. As a result, it was demonstrated that the ARV market is highly concentrated and patent applications basically belong to six countries. Evidence that many incrementalities are actually trivialities and act as entry barriers, was found. Patent landscape studies such as this one can be extrapolated to other areas or countries, and can be used as a tool for public policy’s analysis to really fuel technological advance.

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Patent Landscape Analysis as a Tool for Public Policies Adjustment: The Case of Antiretroviral Drugs in Brazil

Roberto Reis, PhD

Evandro Chagas National Institute of Infectious Diseases

Ministry of Health, Brazil 1

2

Introduction Main Challenges:

•Patent cliff; •Increasing cost of pharmaceutical development; •National movement to reduce spending; •Increasing regulatory demands; •Social pressures.

3

Introduction Main types of incremental inventions :

•“Me-too” Patents •Selection Patents •New Formulation Patents •Polimorphs Patents •Combination Patents •Intermediates Patents •Solvates Patents •Second Use Patents

Objetive

4

Analyze the patenting matrix of antiretroviral drugs in Brazil, identifying relevant patterns of competition in the pharmaceutical industry.

5

Methodology

6

NRTI

NNRTI

EI

FI

II

PI ARV

Classification

Manual reading of all

selected documents

Relevant

documents

Export to

datamining

software

Results

Patent

Search Parameters

A61P-31/18

BR

1995-2008

Merge all results

Removal of redundancies

Group by depositors

Plotting

of results

Methodology – 1st Part

7

IPC

8

Import to VantagePoint

9

“Teaching” VantagePoint (Thesaurus)

10

• VP Data Cleaning

11

2H-3,1-Benzoxazin-2-one, 6-chloro-4-(cyclopropylethynyl)-1,4-dihydro-4-(trifluoromethyl)- (4S)

(S)-6-Chloro-4-(cyclopropylethynyl)-1,4-dihydro-4-(trifluoromethyl)-2H-3,1-benzoxazin-2-one

(4S)-6-Chloro-4-(cyclopropylethynyl)-1,4-dihydro-4-(trifluoromethyl)-2H-3,1-benzoxazin-2-one

(4S)-6-chloro-4-(2-cyclopropylethynyl)-4-(trifluoromethyl)-1H-3,1-benzoxazin-2-one

Efavirenz

Sustiva®

Stocrin®

C14H9ClF3NO2

DMP-266

How to manually separate

documents and classify

incrementalities? •Title

•Abstract

•Claims

•Summary of Invention

•Full description

12

•“Me-too” •Selection •New Formulation •Polimorphs •Combination •Intermediates •Solvates •Second Use

Incrementality

Classification

ARV patent analysis

Methodology – 2nd Part

Patents

Patent status

Sanitary authorization

comparison

13

After removal of redundancies

3199 documents

After manual selection

427 documents

•Results Plotting

•Incrementality Classification

•Search for triviality evidence

Results

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ARV Patent profile (Applicant Country)

15

Number of patent applications and % by companies

58 53 40

27 27 24 22 15 13 11 11 10

116

13,6%

12,4%

9,4%

6,3% 6,3% 5,6% 5,2%

3,6% 3% 2,6% 2,6% 2,3%

27,2%

0%

5%

10%

15%

20%

25%

30%

0

20

40

60

80

100

120

140

16

Patent applications NRTI

17 14 6 5 3

47

36% 30%

13% 11%

7%

0%

10%

20%

30%

40%

0

10

20

30

40

50

Gilead GSK Bristol Johnson &Johnson

Medivir Total pedidos

N

%NRTI

Patent applications NNRTI

32 23 12 10 9

100

32%

23%

12% 10% 9%

0%

5%

10%

15%

20%

25%

30%

35%

0

20

40

60

80

100

120

Johnson &Johnson

Bristol Roche Pfizer Boehringer Total

N%

NNRTI

Patent applications PI

28 20 15 10 8

104

27%

19%

14,50%

9,50% 7,70%

0%

5%

10%

15%

20%

25%

30%

0

20

40

60

80

100

120

Pfizer Johnson &Johnson

Abbott Vertex MSD Total

N%

IP

96%

86%

77%

17

Patent applications FI

13

2

15

86,70%

13,30%

0%

20%

40%

60%

80%

100%

0

5

10

15

20

Roche-Trimeris Rohm & Haas Total pedidos

N%

Patent applications II

11 6 4 3 3

28

40%

21%

14% 11% 11%

0%

10%

20%

30%

40%

50%

0

5

10

15

20

25

30

GSK-Shionongi Pfizer Bristol Gilead MSD Total

N

Patent applications EI

11 11 9 8 6

60

18,5% 18,5% 15%

13%

10%

0%

5%

10%

15%

20%

0

20

40

60

80

MSD Sanofi Pfizer Astrazeneca Roche Total

N

100%

96%

75%

18

Company A

19

Total incrementalities and % in ARV

20

21

Search for triviality evidence (Comparison with sanitary authorization)

ARV Incrementalities Valid Records

Pharmaceutical presentation

Presentation / incrementality

ARV / incrementality

20 845 37 69 69/845 = 1:12 20/845 = 1:42

22

(Patent status analysis)

Total applications Abandoned requests % abandoned

427 100 23,4

Search for triviality evidence

23

Conclusions

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1. Importancy of appropriation rights in the pharmaceutical field (Mansfield, Schwartz, e Wagner, 1981; Mansfield, 1986);

2. Patent pattern (427 patents for 20 ARVs, 1:21);

3. Patent protection "around”;

4. Necessity to distinguish between incremental and trivial patenting;

5. Use of patent landscape Improvement of PP (spaces to maneuver);

6. Possible methodology extrapolation to other fields.

Limitations

25

1. Non Incremental patents – Hard to visualize;

2. Two Years delay

3. PCT and national delay legal uncertainty.

Obrigado! Thank You!

Vielen Dank !

Roberto Reis, PhD roberto.reis@ini.fiocruz.br

26