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Report Number: QIP-ASR161377
Audit Date : 22 Jun., 2016
This report is issued by Focus Technology Co., Ltd. (Made-in-China.com) and the supervising inspectorate
(SGS-CSTC Standards Technical Services Co., Ltd.) to confirm that:
Company Name : Shida Battery Technology Co., Ltd.
佛山市实达科技有限公司
Showroom : http://shidabattery.en.made-in-china.com
Address : Shishan Industrial C Zone, Nanhai District, Foshan, Guangdong, China
Product : RC Battery, UAV Battery, Drones and Helicopters Battery, High Rate Battery, Jump Starter Battery
has been on site audited for the Following Scope of Activity
General Comments:
Shida Battery Technology Co., Ltd. is a manufacturer with 1,134 employees; it was established in 1997, located in Shishan Industrial C Zone, Nanhai District, Foshan, Guangdong, China. The company occupies an area of about 20,000 square meters. The company has its own brand in domestic of China. The company has its own R&D department with 39 employees, and obtained some patent certificates. They have passed ISO9001:2008 certification in 2013, and obtained CE certificates for batteries. The company has successful foreign trading experience in Europe, North America and East Asia, their main products include RC Battery, UAV Battery, Drones and Helicopters Battery, High Rate Battery and Jump Starter Battery.
Sign for and on behalf of
SGS-CSTC Standards Technical Services Co., Ltd.
1. General Information
2. Foreign Trade Capacity
3. Product Research & Development Capacity
4. Management System and Product Certification
5. Production Capacity & Quality Control
6. Industry Information
7. Photos
SGS No: QIP-ASR161377
SUPPLIER ASSESSMENT REPORT Audited Company Shida Battery Technology Co., Ltd.
Audited Site: Shishan Industrial C Zone, Nanhai District, Foshan, Guangdong, China
Consigner of Assessment
Made-in-China.com
Audit Type Initial Audit
Re-audit
Audit Date 22 Jun., 2016 Verify Report www.sgs.com/ecv
Auditor Gery Yang Reviewed by Simon Wang
CONTENTS
Part A: General Information
Section 1: Company Overview Section 2: Human Resources
Part B: Foreign Trade Capacity
Section 1: Export Overall Situation Section 2: Export Business Capacity Section 3: Supplier Management Section 4: After-sales Service Capacity
Part C: Product Research & Development Capacity
Section 1: Product Research & Development Capacity
Part D: Management System and Product Certification
Section 1: Management System(s) and Product Certification
Part E: Production Capacity & Quality Control
Section 1: Production Capacity Section Section 2: Production Process Control
Part F: Financial Position
Section 1: Financial Data Section 2: Key Performance Indications Section 3: Banking Section 4: Product Insurance
Part G: Working Environment
Section 1: Working Environment
Part H: Energy Saving and Emission Reduction
Section 1: Environmental Management Section 2: Water, Gas and Noise Control
Part I: Industry Information
Section 1: Industry Information
Part J: Photos
Section 1: Photos of Documents Section 2: Photos of Company
SGS No: QIP-ASR161377
Part A: General Information
Section 1: Company Overview
1.1 Legal Validity
Does the company have a valid business license?
Yes No Others Registration Number
440682000019509
Year of established 07 Nov., 1997 Valid Date Long Valid
Registered address Shishan Industrial C Zone, Nanhai District, Foshan, Guangdong, China
Actual address Shishan Industrial C Zone, Nanhai District, Foshan, Guangdong, China
Does the company in abnormal operation status list of industrial and commercial bureau?
No
Registered capital RMB 3,000,000
Name of legal representative Mr. Dahui Kuang
Business scope
Research, development, processing and manufacturing: rechargeable batteries, rechargeable power supply; Sales: battery, power and raw materials. The company produced products and technology export business and the enterprise required mechanical equipment, spare parts, raw and auxiliary materials and technology import business, but except the state limited companies or prohibit the import and export of goods and technology. (The project is subject to ratification in accordance with the relevant laws, and the related department approval to operate)
1.2 Basic Information
Contact person Ms. Sylvia Huang
Phone number 0086-757-86688555-225 Fax number 0086-757-86688199
URL/Web address http://www.shida-batteries.com
Company type Manufacturer Trading Company
Combined Group Corporation
Type of ownership Limited Company Public Company Foreign joint venture
State-Owned Private Owner Wholly foreign-owned enterprises
Subsidiary company No
Products manufactured / sold scope
RC Battery, UAV Battery, Drones and Helicopters Battery, High Rate Battery, Jump Starter Battery
1.3 Company Building Information
According to:
Land certificate Real estate certificate
Lease agreement Observation Estimated on site
The company area 20,000 square meters
The land occupies 16,494.6 square meters.
The offices occupy 1,164.8 square meters.
The workshops occupy 12,000 square meters.
SGS No: QIP-ASR161377
Section 2: Human Resources
2.1 Company Chart
2.2 Explanation of Code and Employee Details
Code Department Number of employees
A Chairman 1
B General manager 1
C Vice general manager 5
D Sales Dept. 33
E PMC Dept. 4
F R&D Dept. 39
G QC Dept. 58
H Process Dept. 11
I Engineering Dept. 18
J Production Dept. 908
K HR and admin Dept. 36
L Fin. Dept. 16
M Purchase Dept. 4
Number in total: 1134
2.3 Key Staff
Title Full name Education Working experience for this trade /
total experience
Chairman Mr. Dahui Kuang Not Provide About 30/30 years
General manager Mr. Xinyao Luo Master About 25/25 years
E
A
F J K D L H I G
B
C
M
SGS No: QIP-ASR161377
Part B: Foreign Trade Capacity
Section 1: Export Overall Situation
1.1 Export Overall Situation
Does the company have a valid Import and Export license? Yes No
The import and export enterprise code. 4400707540262
The number of foreign trading staff with relevant trading experience.
within 1 year staff
6-10 years staff
Total 5 staffs
1-5 years 2 staffs
over 10 years 3 staffs
The language freely used by foreign trade staff English others
Annual revenue of previous year Confidential
Annual export revenue of previous year Confidential
Estimated export revenue for this year. Confidential
Overseas agent / branch Yes No
Nearest port Nanhai Port
Acceptable quotation terms FOB CIF CFR Other: EXW
Acceptable payment terms LC T/T D/P PayPal
Western Union Small-amount payment
Average lead time (Peak Season) within 15 workday one month 2-3 months
4-6 months 6-12 months more time
Average lead time (Off Season) within 15 workday one month 2-3 months
4-6 months 6-12 months more time
Section 2: Export Business Capacity
2.1 Market Distribution (please list top three areas)
Market Main Product Main client
North America RC Battery, UAV Battery, Drones and Helicopters Battery, High Rate Battery, Jump Starter Battery
Confidential
South America Not Provide Not Provide
Europe RC Battery, UAV Battery, Drones and Helicopters Battery, High Rate Battery, Jump Starter Battery
Confidential
Southeast Asia/ Mideast Not Provide Not Provide
Africa Not Provide Not Provide
East Asia (Japan/ South Korea)
RC Battery, UAV Battery, Drones and Helicopters Battery, High Rate Battery, Jump Starter Battery
Confidential
Australia Not Provide Not Provide
Domestic Not Provide Not Provide
Others Not Provide Not Provide
SGS No: QIP-ASR161377
Section 3: Supplier Management
3.1 Supplier Management
Item Content Observations /Comments
1
Does the company establish and implement an effective suppliers’ assessment procedure?
Have the written procedures and followed records
Have the written procedures but no records
Have relevant records without written procedure
No written procedures or followed records
Other
2
Does the company have an updated list of approved suppliers?
The approved suppliers list was updated in 2016
Have the written suppliers without approved signature or date.
Provided some suppliers names
No approved suppliers list
Other
Section 4: After-sales Service Capacity
4.1 After-sales Service Capacity
Item Content Observations /Comments
1
Is there a procedure to conduct random product inspection after final packaging in place?
Have clear standards and written inspection records
No written standards but had inspection reports
Have the procedures but no inspection records
It’s not necessary to carry out the inspection
Other
2
Is there a clear procedure for handling customer complaints?
Has the clear procedure and followed records
Has the procedure but no written records.
No written procedures or records.
Other
3
Can the finished/packaged product be traced by lot identification to the appropriate raw materials test reports?
Have the procedures to trace the raw materials.
Can trace main materials
Can trace production date.
Can’t trace products
Other
4
Are corrective & preventive actions mechanism established and implemented effectively (including the suppliers/ sub-contractors control, incoming inspection, process control, final inspection and customer complaint)?
Has the clear procedure and followed records
Has the procedure but no written records.
No written procedures or records.
Other
SGS No: QIP-ASR161377
Part C: Product Research & Development Capacity
1.1 Product Research & Development Capacity
The amount of R&D and relevant working experience.
within 1year 1 staff
6-10 years 5 staffs
Total 10 engineers
1-5 years 1 staff
over 10 years 3 staffs
What is the main job responsibility for R&D engineers? Research and development new product, provide technical support for workshop
Is there any relevant design input, output, review, verification and validation documentation available for auditor to review?
YES
Is there any special software or instrument used by the R&D staffs during the design process of new products?
If yes, please list the main software or instrument.
YES
Software: Auto CAD, Pro-E
Does the company have an effective design change control procedure in place?
YES
Please list the patent certificates and qualification license.
Patent certificates:
ZL 2009 2 0057424.6,
ZL 2009 2 0057418.0,
ZL 2009 2 0057425.0,
ZL 2015 2 0103251.2;
SGS No: QIP-ASR161377
Part D: Management System and Product Certification
1.1 Management System and Product Certification
Management system certification ISO9001:2008 certificate
NO.: TUV100010081
Issued by: TÜV SÜD
Issued Date: 12 Nov., 2013
Valid Until: 12 Nov., 2016
Scope: Design & Development, Manufacture & Sales of Rechargeable Battery
ISO14001:2004 certificate
OHSAS18001:2007 certificate
TS16949
SA8000
Others
NIL
SGS No: QIP-ASR161377
Product certification CE
NO.: BCTC-14099588
Product Name: Lithium-ion Polymer Battery
Model: N/A
Standard:
EN 55022:2010
EN 61000-3-2:2006+A1:2009+A2:2009,
EN 61000-3-3: 2013
EN 55024:2010
EN 61000-4-2:2009,
EN 61000-4-3:2006+A1:2008+A2:2010
EN 61000-4-4:2012, EN 61000-4-5:2006
EN 61000-4-6:2014, EN 61000-4-8:2010,
EN 61000-4-11:2004
Issued by: BCTC
Issue Date: 08 Oct., 2014
UL
NO.: 4787313377
Product Name: The Secondary Li-ion Polymer Cells
Model: SDL-452-48, SDL-723048, SDL-583562 etc.
Standard: Ul1642: USR Component Recognition
Issued by: UL
Issue Date: 28 Jan., 2016
CCC
RoHS
FCC
Others
Certificate Name: IEC Certificate
NO.: JPTUV-067011
Product Name: Rechargeable Li-ion Battery
Model: 682030
Standard: IEC 62133:2012
Scope: N/A
Issued by: TÜV Rheinland
Issue Date: 28 Oct., 2015
NIL
SGS No: QIP-ASR161377
Test reports for raw materials RoHS
NO.: MDCZBIVN83569744
Product Name: Lithium-ion Polymer Battery
Model: N/A
Standard: RoHS Directive 2011/65/EU & (EU)2015/863
Annex Ⅱ
Issued by: PONY
Issue Date: 12 Jun., 2016
Reach
NO.: MDCZBIVN83760704a
Product Name: Lithium-ion Polymer Battery
Model: N/A
Standard: European Chemicals Agency(ECHA) Regarding Regulation(EC) No 1907/2006 concerning the REACH
Issued by: PONY
Issue Date: 21 Jun., 2016
Others
Certificate Name: Testing Report
NO.: MDCZBIVN83759704
Product Name: Lithium-ion Polymer Battery
Model: N/A
Standard: Directive 2006/66/EC&2013/56/EU
Scope: N/A
Issued by: PONY
Issue Date: 12 Jun., 2016
Certificate Name:Testing Report
NO.: MZC0H7TA31848704
Product Name:
Lithium-ion Polymer Battery
Model: 681723
Standard: US Public law 104-142(HR2014):1996
Scope: N/A
Issued by: PONY
Issue Date: 24 Apr., 2015
NIL
SGS No: QIP-ASR161377
Part E: Production Capacity & Quality Control Section 1: Production Capacity
1.1 Production Workflow Chart
Raw materials Mixing Coating
Rolling Die-Cutting Stacking
Welding Sealing Printing
Baking Electrolyte Injection Standing
Formation Vacuum pumping Capacity grading
Aging test Voltage test Assembly and packing
SGS No: QIP-ASR161377
1.2 Products Situation (Top three Product Categories)
Product Price range Min. order quantity Top monthly output Average monthly output Total in 2015
Toys Battery
Confidential 10,000pcs 250,300pcs 104,266pcs 12,512,000pcs
RC Battery
Confidential 500pcs 70,000pcs 65,878pcs 790,532pcs
Jump Starter Battery
Confidential 200pcs 310,500pcs 12,917pcs 155,000pcs
1.3 Main Facilities
Picture Facility name Brand or
Country/Region of origin Target Value/machine*day Quantity
Safety tester China Not Provide 1
Mixing machine China Not Provide 14
Coating machine China Not Provide 11
Rolling machine China Not Provide 8
Die-cutting machine China Not Provide 8
SGS No: QIP-ASR161377
Stacking machine China Not Provide 60
Packing machine China Not Provide 14
Welding machine China Not Provide 10
Battery sealing machine China Not Provide 4
Printing machine China Not Provide 7
Vacuum pumping machine China Not Provide 20
Backing machine China Not Provide 80
Electrolyte Injection line China Not Provide 7
Power battery automatic
detection device China Not Provide 5
SGS No: QIP-ASR161377
Formation machine China Not Provide 80
Moisture instrument China Not Provide 1
Aging Room China Not Provide 2
Capacity grading machine China Not Provide 110
Voltage tester China Not Provide 25
SGS No: QIP-ASR161377
Section 2: Production Process Control
2.1 Production Process Control
Item Content Observations /Comments
1 Product R&D capacity
Own brand
ODM
OEM
2 Are the environmental conditions, such as tidiness and cleanliness being controlled and suitable for the operation performed?
Very tidy
Normal
Need to improve
Very poor
3 Are the necessary items /documents provided at appropriate location and under control?
Work Instructions /procedures
Workmanship standard /acceptance
Golden sample /Approval sample
Product picture
Verbal by workshop director
4 Are written instructions available for incoming material inspections /testing? Is the relevant record maintained?
Has instructions and uniformly followed
Has instruction but no written records
Materials checked by storage staff
5 Are written inspections /testing instructions available for finished products? Is the relevant record maintained?
Have instructions and uniformly followed
Have instruction but no written records
Finished product checked by packing staff
6 What type of inspection is used for finished products?
Random inspection
Visual inspection
Function inspection
100% inspection
Visual inspection
Function inspection
7 Are non-conforming units clearly marked/ segregated to prevent accidental dispatch?
Marked and segregated
Segregated but not marked clearly
Not found on site
8 How are the non-conforming units handled?
Repaired and re-inspection
Picked out
Used under control
Others
SGS No: QIP-ASR161377
Part I: Industry Information
Section 1: Industry Information
1.1 Storage Battery Industry Information
Item Content Observations
1 Product Categories
Primary Battery / Dry Battery
Secondary Battery / Rechargeable Battery
Storage Battery / Lead Acid Battery
Photovoltaic Cell
Fuel Cell
Others
2 Product Applications
Daily Life
Traffic
Others
Digital
Lighting
Telecommunication Industrial
3 Product Styles
Cylindrical
Button
Prismatic
others
Pouch
4 Nominal Voltages
1.4V 1.5V 2V 3V 3.6V 4.5V 6V
8V 9V 12V Others: 4.2V
5 Electrolytes Types
Alkaline
Organic
Acidic
Others
6 Electrode Materials
Zn-MnO2
Ni-MH
Lead-Acid
Li-MnO2
Li-ion
Others
Ni-Cd
Li-Polymer
7 Testing Reports
IEC 60086
IEC 61951
IEC 61056
IEC 60254
IEC 61982
UL 2054
IEEE 1625
Others
IEC 62133
IEC 61960
IEC 60095
IEC 60896
UL 1642
UL 1989
IEEE 1725
8 Regulation Requirements
2006/66/EC
REACH
HMR
UN 38.3
WEEE(2002/96/EC)
RoHS(2002/95/EC)
FCC
Others
SGS No: QIP-ASR161377
Part J: Photos Section 1: Photos of Documents
1.1 Photos of Documents
Description: Business License Description: Real Estate Certificate and Land Certificate
Description: Export License Description: ISO9001 Certificate
Description: Trademark Certificate Description: Patent Certificates
SGS No: QIP-ASR161377
Description: Patent Certificate Description: Patent Certificate
Description: Patent Certificate Description: Patent Certificate
Description: IEC Certificates Description: IEC Certificate
-in-
-
- - - -
- -
SGS No: QIP-ASR161377
Description: Testing Report Description: Testing Report
Description: UL Certificate Description: Testing Report
- -
SGS No: QIP-ASR161377
Description: Testing Report Description: CE Certificate
SGS No: QIP-ASR161377
Section 2: Photos of Company
2.1 Photos of Company and Product Sample
Description: Company Gate Description: Office Building
Description: Company Outlook Description: Office
Description: Workshop Building Description: Workshop
SGS No: QIP-ASR161377
Description: Workshop Description: Workshop
Description: Workshop Description: Workshop
Description: Workshop Description: Workshop
Made
SGS No: QIP-ASR161377
Description: Workshop Description: Workshop
Description: Workshop Description: Workshop
Description: Warehouse Description: Product Samples
SGS No: QIP-ASR161377
Description: Product Samples Description: Product Samples
-- End of the Report --
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