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PowerShares KBW Capital Markets Portfolio
(KBWC)Tearsheet as of 12:01 pm, April 28, 2014.
Last 46.97 Change -0.32 (-0.68%)
Last Volume 10 Bid 46.76
Ask 46.81 High 47.05
Low 46.97 Open 47.05
Previous Close 47.29 Volume 360
Dividend Yield 0.89% Beta 1.62
52wk High 50.34 52wk Low 42.16
Date 4/28/2014 Time 11:11:22 AM
Key - Green Diamond Reward Ratings
Key: 1 2 3 4 5 6 7 8 9 10
Underperform Market Perform Outperform
Key - Red Diamond Risk Ratings
Key: 1 2 3 4 5 6 7 8 9 10
Low Risk Moderate Risk High Risk
Summary
RATINGS* DIAMONDS*
ETFG RISK RATING 5.45
ETFG REWARD RATING 5.65
Description
PowerShares KBW Capital Markets Portfolio is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that generally
correspond (before fees and expenses) to the price and yield of the KBW Capital Markets Index (the `Underlying Index`). The Fund will normally invest
at least 90% of its total assets in securities that comprise the Underlying Index.
ETFG SCORE BEHAVIORAL FUNDAMENTAL GLOBAL QUALITY
49.3 58.3 37.7 46.4 62.4
Inception Date: 11/01/2011 Expense Ratio: 0.36% Related Index: S&P 500 Equal Weighted Financials TR USD
Historical prices (1 year)
Apr 25Apr 21Apr 11Apr 04Mar 31
49.31
(c) ETF Global Page 1 of 7
Geographic Exposure Currency Exposure
Sector Exposure Industry Group Exposure
Industry Exposure Sub-Industry Exposure
Exposure
91.2%
United States
8.8%
Bermuda
100%
USD
94.7%
Financials
5.3%
Other
94.7%
Diversified Financials
5.3%
Other
82.3%
Capital Markets
12.4%
Diversified Financial Services
5.3%
Other41.2%
Investment Banking & Brokerage
41.1%
Asset Management & Custody Banks
12.4%
Specialized Finance
5.3%
Other
(c) ETF Global Page 2 of 7
Top Holdings
Ticker Fund Ticker Constituent Name Country Currency Weight Shares Market Value
1 MS KBWC Morgan Stanley USD 9.35% 29K 883.85K
2 SCHW KBWC Charles Schwab Corp/The USD 8.32% 29K 787.10K
3 BLK KBWC BlackRock Inc USD 8.22% 3K 777.55K
4 STT KBWC State Street Corp USD 7.47% 11K 706.52K
5 GS KBWC Goldman Sachs Group Inc/The USD 7.11% 4K 672.56K
6 LAZ KBWC Lazard Ltd USD 4.76% 10K 449.92K
7 BEN KBWC Franklin Resources Inc USD 4.17% 7K 394.78K
8 SEIC KBWC SEI Investments Co USD 4.06% 12K 383.71K
9 IVZ KBWC Invesco Ltd USD 4.01% 11K 379.65K
10 AMTD KBWC TD Ameritrade Holding Corp USD 4.00% 12K 378.13K
11 ICE KBWC IntercontinentalExchange Group Inc USD 3.96% 2K 374.25K
12 CBOE KBWC CBOE Holdings Inc USD 3.82% 7K 361.58K
13 TROW KBWC T Rowe Price Group Inc USD 3.74% 4K 353.92K
14 RJF KBWC Raymond James Financial Inc USD 3.49% 7K 329.90K
15 JNS KBWC Janus Capital Group Inc USD 3.41% 26K 322.05K
16 CME KBWC CME Group Inc/IL USD 3.29% 4K 311.26K
17 LM KBWC Legg Mason Inc USD 3.21% 7K 303.98K
18 NDAQ KBWC NASDAQ OMX Group Inc/The USD 2.96% 8K 279.86K
19 EV KBWC Eaton Vance Corp USD 2.79% 7K 263.60K
20 IBKR KBWC Interactive Brokers Group Inc USD 2.33% 9K 220.66K
(c) ETF Global Page 3 of 7
Service Providers
Administrator The Bank of New York Mellon Corporation
Advisor Invesco PowerShares Capital Management LLC
Commodity Pool
Operator
-
Commodity Trading
Advisor
-
Custodian The Bank of New York Mellon Corporation
Depositor -
Depository -
Distributor Invesco Distributors, Inc.
Futures Commission
Merchant
-
General Partner -
Marketing Agent -
Pool Manager -
Pool Tax
Administrator
-
Portfolio Manager
Peter Hubbard, Michael Jeanette, Brian Picken, Theodore
Samulowitz, Tony Seisser
Subadvisor -
Trust Processing
Agent
-
Transfer Agent The Bank of New York Mellon Corporation
Trust Sponsor -
Trustee -
ETFG Index Membership
Index #1 ETFG Global Composite
Index #2 ETFG Global Equity Index
Index #3 ETFG Global Financials Index
Index #4 ETFG US & Canada Index
Index #5 ETFG G20 Index
Index #6 ETFG G8 Index
Tax Classification
Tax Classification Regulated Investment Company
Expenses
Management Fee .350%
Other Expenses .000%
Total Expenses .350%
Fee Waivers .000%
Net Expenses .350%
Additional Information
Fiscal Year End October 31
Distribution Frequency Quarterly
Listing Exchange NYSE Arca, Inc.
Creation Unit Size 50,000
Creation Fee $500.00
SEC Series Id S000034531
SEC Class Id C000106123
CTA NAV Symbol KBWC.NV
CTA Est Cash Symbol KBWC.SO
CTA Total Cash Symbol KBWC.TC
CTA IOPV Symbol KBWC.IV
Product Info
(c) ETF Global Page 4 of 7
2010 Performance 2011 Performance 2012 Performance 2013 Performance 2014 Performance
Performance
Year Q1 Q2 Q3 Q4 Total
2010 - - - - -
2011 - - - - -
2012 21.13% -16.08% 8.78% 2.35% 13.18%
2013 20.17% 3.69% 4.73% 17.23% 52.98%
2014 -2.33% -3.27% - - -5.53%
MTD YTD 1 Year 3 Year 5 Year
-3.27% -5.53% 24.87% - -
Peer Group Stats (Equity)
1 Month 3 Month 6 Month 1 Year 3 Year
Peer Ave. Return 1.84% 1.20% 4.68% 11.76% 12.28%
Peer Low -11.95% -22.70% -20.84% -29.02% -98.06%
Peer 25th -0.34% -0.92% 1.92% 0.00% 0.00%
Peer Median 1.55% 1.26% 4.65% 13.21% 0.00%
Peer 75th 3.76% 3.51% 6.72% 22.05% 36.83%
Peer High 45.40% 32.16% 26.49% 70.96% 90.28%
Number of Funds 831 831 831 831 831
Fund Return -3.76% -0.92% -1.46% 24.22% 0.00%
Fund Percentile 9% 29% 10% 86% 51%
Peer Group Stats (Sector)
1 Month 3 Month 6 Month 1 Year 3 Year
Peer Ave. Return 1.22% 0.37% 4.45% 14.94% 16.30%
Peer Low -11.95% -22.70% -16.00% -29.02% -98.06%
Peer 25th -1.52% -1.96% 1.26% 3.28% 0.00%
Peer Median 1.00% 1.06% 4.20% 16.87% 17.22%
Peer 75th 3.83% 3.85% 7.07% 25.54% 40.46%
Peer High 14.73% 16.58% 22.14% 70.96% 90.28%
Number of Funds 257 257 257 257 257
Fund Return -3.76% -0.92% -1.46% 24.22% 0.00%
Fund Percentile 18% 37% 14% 79% 40%
*
21.13%
-16.08%
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
(c) ETF Global Page 5 of 7
Risk & Reward
Peer Group Stats (Financials)
1 Month 3 Month 6 Month 1 Year 3 Year
Peer Ave. Return -0.93% 0.54% 1.87% 14.09% 19.30%
Peer Low -6.75% -6.94% -8.64% -13.21% -35.19%
Peer 25th -3.66% -1.35% -0.69% 5.34% 0.00%
Peer Median -1.61% 0.36% 1.26% 17.77% 20.44%
Peer 75th 0.30% 1.37% 4.23% 23.68% 39.13%
Peer High 14.73% 16.58% 22.14% 38.17% 51.00%
Number of Funds 36 36 36 36 36
Fund Return -3.76% -0.92% -1.46% 24.22% 0.00%
Fund Percentile 33% 33% 31% 89% 33%
- as of 04/25/2014. All return calculations are based off of price only and do not include dividend reinvestment. All returns are cumulative unless stated
otherwise.
Fund Flows
1 Week 2 Week 1 Month 3 Month
$242.32K $459.38K $-15.86K $-2.28M
Fund Statistics
Risk and Reward Diamond Ratings Dynamics
Return and Risk Statistics
Statistics 1 year 3 year 5 year
Annualized Return 24.87% - -
Beta 1.10 - -
Standard Deviation 20.13% - -
Sharpe Ratio 1.21 - -
Treynor Ratio 0.22 - -
Sortino Ratio 1.90 - -
All return calculations are based off of price only and do not include dividend reinvestment.
*
Apr 25Apr 16Apr 7Mar 26Mar 17
6.14
(c) ETF Global Page 6 of 7
DISCLAIMERS
Assumptions, opinions and estimates constitute our judgment as of the date of this material and are subject to change without notice. ETF Global LLC (“ETFG”) and its affiliates and any
third-party providers, as well as their directors, officers, shareholders, employees or agents (collectively ETFG Parties) do not guarantee the accuracy, completeness, adequacy or
timeliness of any information, including ratings and are not responsible for errors and omissions or for the results obtained from the use of such information and ETFG Parties shall have
no liability for any errors, omissions, or interruptions therein, regardless of the cause, or for the results obtained from the use of such information. ETFG PARTIES DISCLAIM ANY AND ALL
EXPRESS OR IMPLIED WARRANTIES, INCLUDING, BUT NOT LIMITED TO, ANY WARRANTIES OF MERCHANTABILITY, SUITABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE. In no event
shall ETFG Parties be liable to any party for any direct, indirect, incidental, exemplary, compensatory, punitive, special or consequential damages, costs, expenses, legal fees, or losses
(including, without limitation, lost income or lost profits and opportunity costs) in connection with any use of the information contained in this document even if advised of the possibility
of such damages. ETFG ratings are statements of opinion as of the date they are expressed and not statements of fact or recommendations to purchase, hold, or sell any securities or
to make any investment decisions. ETFG ratings should not be relied on when making any investment or other business decision. ETFG’s opinions and analyses do not address the
suitability of any security. ETFG does not act as a fiduciary or an investment advisor. While ETFG has obtained information from sources they believe to be reliable, ETFG does not
perform an audit or undertake any duty of due diligence or independent verification of any information it receives. ETFG keeps certain activities of its business units separate from each
other in order to preserve the independence and objectivity of their respective activities. As a result, certain business units of ETFG may have information that is not available to other
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(c) ETF Global Page 7 of 7
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