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2014 Anti-Bribery and Corruption Benchmarking Report* Risk @ACI_Anticorrupt ACI Anti-Corruption / FCPA: Legal, Regulatory, and Compliance Experts *A collaboration between Kroll and Compliance Week

2014 anti bribery and corruption benchmarking: risks

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Page 2: 2014 anti bribery and corruption benchmarking: risks

What is the chief compliance officer’s responsibility for data privacy laws and cyber security

*Survey based on 187 respondents

43.9 % - Responsibility for data privacy laws and breach disclosure, but not cyber security

31% - No oversight role in either area

22.5% - Responsibility for both

2.1% - Responsibility for cyber security but not data privacy and breach disclosure

0.5% - Not answered

75% of compliance officers have no oversight for cyber security

Page 3: 2014 anti bribery and corruption benchmarking: risks

Exactly what types of misconduct does your company label “corruption” that the chief

compliance officer is responsible for policing?

*Survey based on 187 respondents

9.1% Other

2.3% Human Trafficking

24.1% Conflict Minerals

59.9% Price-Fixing

62.6% Money Laundering

64.7% Bid-Rigging

95.7% Bribery

99.% One or more

Page 4: 2014 anti bribery and corruption benchmarking: risks

Do you anticipate the bribery and corruption risks to your company will increase, remain the same, or

decrease over the next two to three years?

5.3% Decrease

13.9% Don't Know/ Not Sure

29.9% Remain the same

58.8% Increase

“Yes, I expect my bribery and corruption risks to increase in the next two to three year…” Large companies: 57% Small companies: 46%

U.S companies: 57% Overseas companies: 37%

Overall: 51%

Page 5: 2014 anti bribery and corruption benchmarking: risks

* Note all the data from the presentation was obtained from Kroll and Compliance Week’s 2014 Anti-Bribery and Corruption Benchmarking Report. View the complete report here

@ACI_Anticorrupt ACI Anti-Corruption / FCPA: Legal, Regulatory, and Compliance Experts

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