Large Cardinals
Laura Fontanella
University of Paris 7
2nd June 2010
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 1 / 18
Introduction
Introduction
Cohen (1963)
CH is independent from ZFC.
Godel’s Program
Let’s find new axioms!
Forcing Axioms
They imply ¬CH.
Large Cardinal Axioms
They don’t decide the Continuum Problem.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 2 / 18
Introduction
Introduction
Cohen (1963)
CH is independent from ZFC.
Godel’s Program
Let’s find new axioms!
Forcing Axioms
They imply ¬CH.
Large Cardinal Axioms
They don’t decide the Continuum Problem.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 2 / 18
Introduction
Introduction
Cohen (1963)
CH is independent from ZFC.
Godel’s Program
Let’s find new axioms!
Forcing Axioms
They imply ¬CH.
Large Cardinal Axioms
They don’t decide the Continuum Problem.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 2 / 18
Introduction
Introduction
Cohen (1963)
CH is independent from ZFC.
Godel’s Program
Let’s find new axioms!
Forcing Axioms
They imply ¬CH.
Large Cardinal Axioms
They don’t decide the Continuum Problem.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 2 / 18
Inaccessible cardinals
Inaccessible Cardinals
Definition
An weakly inaccessible cardinal is a limit and regular cardinal.A strongly inaccessible cardinal (or just inaccessible) is a strong limit and regularcardinal.
Theorem
If there is an inaccessible cardinal κ, then Vκ is a model of set theory.
We can’t prove the existence of an inaccessible cardinal (Godel). So the first largecardinal axiom is:
let’s assume such a large cardinal exists!
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 3 / 18
Inaccessible cardinals
Inaccessible Cardinals
Definition
An weakly inaccessible cardinal is a limit and regular cardinal.A strongly inaccessible cardinal (or just inaccessible) is a strong limit and regularcardinal.
Theorem
If there is an inaccessible cardinal κ, then Vκ is a model of set theory.
We can’t prove the existence of an inaccessible cardinal (Godel). So the first largecardinal axiom is:
let’s assume such a large cardinal exists!
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 3 / 18
Inaccessible cardinals
Mahlo Cardinals
Why don’t we assume there are ”a lot” of inaccessible cardinals?
Definition
A Mahlo cardinal is an inaccessible cardinal κ such that{λ < κ;λ is an inaccessible cardinal } is stationary in κ.
Mahlo
��Inaccessible
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 4 / 18
Inaccessible cardinals
Mahlo Cardinals
Why don’t we assume there are ”a lot” of inaccessible cardinals?
Definition
A Mahlo cardinal is an inaccessible cardinal κ such that{λ < κ;λ is an inaccessible cardinal } is stationary in κ.
Mahlo
��Inaccessible
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 4 / 18
Measurable Cardinals
Measurable Cardinals
Definition
κ is a measurable cardinal if there exists a κ-complete (non principal) ultrafilter over κ.
An ultrafilter U is κ-complete if for all family {Xα;α < γ} with γ < κ,[Xα
α<γ
∈ U ⇒ ∃α < γ(Xα ∈ U).
Proposition
If U is a κ-complete ultrafilter over κ, then the function µ : P(κ)→ {0, 1} defined byµ(X ) = 1 ⇐⇒ X ∈ U is a measure over κ.
Proposition
Every measurable cardinal is inaccessible.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 5 / 18
Measurable Cardinals
Measurable Cardinals
Definition
κ is a measurable cardinal if there exists a κ-complete (non principal) ultrafilter over κ.
An ultrafilter U is κ-complete if for all family {Xα;α < γ} with γ < κ,[Xα
α<γ
∈ U ⇒ ∃α < γ(Xα ∈ U).
Proposition
If U is a κ-complete ultrafilter over κ, then the function µ : P(κ)→ {0, 1} defined byµ(X ) = 1 ⇐⇒ X ∈ U is a measure over κ.
Proposition
Every measurable cardinal is inaccessible.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 5 / 18
Measurable Cardinals
Measurable Cardinals
Definition
κ is a measurable cardinal if there exists a κ-complete (non principal) ultrafilter over κ.
An ultrafilter U is κ-complete if for all family {Xα;α < γ} with γ < κ,[Xα
α<γ
∈ U ⇒ ∃α < γ(Xα ∈ U).
Proposition
If U is a κ-complete ultrafilter over κ, then the function µ : P(κ)→ {0, 1} defined byµ(X ) = 1 ⇐⇒ X ∈ U is a measure over κ.
Proposition
Every measurable cardinal is inaccessible.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 5 / 18
Measurable Cardinals
Measurable
��Mahlo
��Inaccessible
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 6 / 18
Measurable Cardinals
Embeddings
Definition
Let M ⊆ V , we say M is an inner model if (M,∈) is a transitif model of ZFC withOrd ⊆ M.
Example: Godel’s univers L is an inner model.
Theorem
If there is a measurable cardinal, then there is an inner model M and an elementaryembedding j : V → M
Let U be a ultrafilter on a set S, and let f , g be functions with domain S, we define:
f =∗ g ⇐⇒ {x ∈ S; f (x) = g(x)} ∈ U
f ∈∗ g ⇐⇒ {x ∈ S; f (x) ∈ g(x)} ∈ U
For each f , we denote [f ] the equivalence class of f (w.r.t. =∗) and Ult(U,V ) is theclass of all [f ], where f is a function on S.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 7 / 18
Measurable Cardinals
Embeddings
Definition
Let M ⊆ V , we say M is an inner model if (M,∈) is a transitif model of ZFC withOrd ⊆ M.
Example: Godel’s univers L is an inner model.
Theorem
If there is a measurable cardinal, then there is an inner model M and an elementaryembedding j : V → M
Let U be a ultrafilter on a set S, and let f , g be functions with domain S, we define:
f =∗ g ⇐⇒ {x ∈ S; f (x) = g(x)} ∈ U
f ∈∗ g ⇐⇒ {x ∈ S; f (x) ∈ g(x)} ∈ U
For each f , we denote [f ] the equivalence class of f (w.r.t. =∗) and Ult(U,V ) is theclass of all [f ], where f is a function on S.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 7 / 18
Measurable Cardinals
Embeddings
Definition
Let M ⊆ V , we say M is an inner model if (M,∈) is a transitif model of ZFC withOrd ⊆ M.
Example: Godel’s univers L is an inner model.
Theorem
If there is a measurable cardinal, then there is an inner model M and an elementaryembedding j : V → M
Let U be a ultrafilter on a set S, and let f , g be functions with domain S, we define:
f =∗ g ⇐⇒ {x ∈ S; f (x) = g(x)} ∈ U
f ∈∗ g ⇐⇒ {x ∈ S; f (x) ∈ g(x)} ∈ U
For each f , we denote [f ] the equivalence class of f (w.r.t. =∗) and Ult(U,V ) is theclass of all [f ], where f is a function on S.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 7 / 18
Measurable Cardinals
Ult(U,V ) is an ultrapower of the univers.
If ϕ(x1, ..., xn) is a formula of set theory, then
Ult(U,V ) |= ϕ([f1], ..., [fn]) ⇐⇒ {x ∈ S;ϕ(f1(x), ..., fn(x))} ∈ U.
There is, then, an elementary embedding j : V → Ult(U,V ), defined by j(x) = [x ].
Theorem
If U is a κ-complete ultrafilter, then Ult(U,V ) is a well founded model of ZFC.
Corollary
If U is a κ-complete ultrafilter, then Ult(U,V ) is isomorphic to a transitive model of ZFC.
Vj // Ult
π // M
We will denote [f ] the set π([f ]) to simplify notation.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 8 / 18
Measurable Cardinals
Ult(U,V ) is an ultrapower of the univers.
If ϕ(x1, ..., xn) is a formula of set theory, then
Ult(U,V ) |= ϕ([f1], ..., [fn]) ⇐⇒ {x ∈ S;ϕ(f1(x), ..., fn(x))} ∈ U.
There is, then, an elementary embedding j : V → Ult(U,V ), defined by j(x) = [x ].
Theorem
If U is a κ-complete ultrafilter, then Ult(U,V ) is a well founded model of ZFC.
Corollary
If U is a κ-complete ultrafilter, then Ult(U,V ) is isomorphic to a transitive model of ZFC.
Vj // Ult
π // M
We will denote [f ] the set π([f ]) to simplify notation.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 8 / 18
Measurable Cardinals
Ult(U,V ) is an ultrapower of the univers.
If ϕ(x1, ..., xn) is a formula of set theory, then
Ult(U,V ) |= ϕ([f1], ..., [fn]) ⇐⇒ {x ∈ S;ϕ(f1(x), ..., fn(x))} ∈ U.
There is, then, an elementary embedding j : V → Ult(U,V ), defined by j(x) = [x ].
Theorem
If U is a κ-complete ultrafilter, then Ult(U,V ) is a well founded model of ZFC.
Corollary
If U is a κ-complete ultrafilter, then Ult(U,V ) is isomorphic to a transitive model of ZFC.
Vj // Ult
π // M
We will denote [f ] the set π([f ]) to simplify notation.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 8 / 18
Measurable Cardinals
Theorem
M is an inner model (Ord ⊆ M).
Some properties:
j(α) = α, for all α < κ;
j(κ) > κ.
We say that κ is the critical point (and we write cr(j) = κ).
Theorem
A cardinal κ is measurable if, and only if there exists an inner model M and anelementary embedding j : V → M such that cr(j) = κ.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 9 / 18
Measurable Cardinals
Theorem
M is an inner model (Ord ⊆ M).
Some properties:
j(α) = α, for all α < κ;
j(κ) > κ.
We say that κ is the critical point (and we write cr(j) = κ).
Theorem
A cardinal κ is measurable if, and only if there exists an inner model M and anelementary embedding j : V → M such that cr(j) = κ.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 9 / 18
Measurable Cardinals
Theorem
M is an inner model (Ord ⊆ M).
Some properties:
j(α) = α, for all α < κ;
j(κ) > κ.
We say that κ is the critical point (and we write cr(j) = κ).
Theorem
A cardinal κ is measurable if, and only if there exists an inner model M and anelementary embedding j : V → M such that cr(j) = κ.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 9 / 18
Measurable Cardinals
Theorem
If there is a measurable cardinal, then V 6= L.
Proof.
Assume V = L and κ is the least measurable cardinal. Let U be a κ-complete ultrafilteron κ and j : V → M the corresponding elementary embedding. Then j(κ) > κ. Theuniverse is the only inner model, that is V = M = L. By elementarity,M |= j(κ) is the least measurable cardinal, hence j(κ) is the least measurable cardinal.But j(κ) > κ. Contradiction.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 10 / 18
Strongly Compact Cardinals
Strongly Compact Cardinals
Definition
κ is strongly compact if for all set S, every κ-complete filter on S can be extended to aκ-complete ultrafilter on S.
Theorem
κ is strongly compact if, and only if, the language Lκ,κ satisfies the StrongCompactness Theorem.
Theorem
κ is weakly compact if, and only if, the language Lκ,κ satisfies the Weak CompactnessTheorem.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 11 / 18
Strongly Compact Cardinals
Strongly Compact Cardinals
Definition
κ is strongly compact if for all set S, every κ-complete filter on S can be extended to aκ-complete ultrafilter on S.
Theorem
κ is strongly compact if, and only if, the language Lκ,κ satisfies the StrongCompactness Theorem.
Theorem
κ is weakly compact if, and only if, the language Lκ,κ satisfies the Weak CompactnessTheorem.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 11 / 18
Strongly Compact Cardinals
Strongly Compact Cardinals
Definition
κ is strongly compact if for all set S, every κ-complete filter on S can be extended to aκ-complete ultrafilter on S.
Theorem
κ is strongly compact if, and only if, the language Lκ,κ satisfies the StrongCompactness Theorem.
Theorem
κ is weakly compact if, and only if, the language Lκ,κ satisfies the Weak CompactnessTheorem.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 11 / 18
Strongly Compact Cardinals
Strongly Compact
��Measurable
��Weakly Compact
��Inaccessible
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 12 / 18
Supercompact Cardinals
Supercompact Cardinals
Definition
κ is supercompact if for all S such that |S| ≥ κ there is a normal and κ-completeultrafilter on S.
Definition
κ is λ-supercompact if there exists an elementary embedding j : V → M such that:
cr(j) = κ;
j(κ) > λ;
Mλ ⊆ M.
Theorem
If there is a supercompact cardinal, then Cons(PFA).
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 13 / 18
Supercompact Cardinals
Supercompact Cardinals
Definition
κ is supercompact if for all S such that |S| ≥ κ there is a normal and κ-completeultrafilter on S.
Definition
κ is λ-supercompact if there exists an elementary embedding j : V → M such that:
cr(j) = κ;
j(κ) > λ;
Mλ ⊆ M.
Theorem
If there is a supercompact cardinal, then Cons(PFA).
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 13 / 18
Supercompact Cardinals
Supercompact Cardinals
Definition
κ is supercompact if for all S such that |S| ≥ κ there is a normal and κ-completeultrafilter on S.
Definition
κ is λ-supercompact if there exists an elementary embedding j : V → M such that:
cr(j) = κ;
j(κ) > λ;
Mλ ⊆ M.
Theorem
If there is a supercompact cardinal, then Cons(PFA).
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 13 / 18
The Hierarchy of Large Cardinals
The Hierarchy
Supercompact
��Strongly Compact
��Measurable
��Weakly Compact
��Mahlo
��Inaccessible
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 14 / 18
Ramsey Cardinals
Ramsey Cardinals
Theorem
κ is weakly compact if, and only if, κ is inaccessible and has the Tree Property for κ
Definition
We say that κ has the Tree Property if every tree of height κ and each level ofcardinality less than κ, has a branch of cardinality κ.
Theorem
κ est weakly compact if, and only if, κ→ (κ)22.
Definition
κ is Ramsey if κ→ (κ)<ω
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 15 / 18
Ramsey Cardinals
Ramsey Cardinals
Theorem
κ is weakly compact if, and only if, κ is inaccessible and has the Tree Property for κ
Definition
We say that κ has the Tree Property if every tree of height κ and each level ofcardinality less than κ, has a branch of cardinality κ.
Theorem
κ est weakly compact if, and only if, κ→ (κ)22.
Definition
κ is Ramsey if κ→ (κ)<ω
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 15 / 18
Ramsey Cardinals
Ramsey Cardinals
Theorem
κ is weakly compact if, and only if, κ is inaccessible and has the Tree Property for κ
Definition
We say that κ has the Tree Property if every tree of height κ and each level ofcardinality less than κ, has a branch of cardinality κ.
Theorem
κ est weakly compact if, and only if, κ→ (κ)22.
Definition
κ is Ramsey if κ→ (κ)<ω
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 15 / 18
The Hierarchy of Large Cardinals
The Hierarchy
Supercompact
��Strongly Compact
��Measurable
��Ramsey
��Weakly Compact
��Inaccessible
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 16 / 18
The Hierarchy of Large Cardinals
0=1
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I0-I3
,,ZZZZZZZZZZZZZZZZ
n-huge��
superhuge
rrddddddddddddddd
huge��
almost hugerrddddddddddd
Vopenka’s Principle��
Extendible--ZZZZZZZZZZZZZ
Supercompact
rrddddddddddddd,,ZZZZZZZZZZZ
Superstrong
--ZZZZZZZZZZZZZZZ Strongly compact
wwoooooooooooooooooWoodin
��Strong
��0† exists
��Measurable
��Ramsey
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 17 / 18
Conclusion
Conclusion
What about CH?
Large cardinal axioms imply Consistency of Forcing Axioms;
Forcing axioms imply ¬CH.
So, why should we be interested in Large Cardinal Axioms?
Large cardinal axioms imply V 6= L.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 18 / 18
Conclusion
Conclusion
What about CH?
Large cardinal axioms imply Consistency of Forcing Axioms;
Forcing axioms imply ¬CH.
So, why should we be interested in Large Cardinal Axioms?
Large cardinal axioms imply V 6= L.
Laura Fontanella (ICIS) Sminaire des thsards 18/05/10 18 / 18