Download pdf - Futures (Hong Kong and Global) and Options (Hong Kong

Brokerage 50% off

From 1st June, 2017 to 31st August, 2017, Clients trading Specific Futures

(Hong Kong and Global) and Options (Hong Kong)* can enjoy 50% off for

brokerage.

For further information or opening a futures account, please contact

your AE or call Kim Eng Futures (Hong Kong) Limited at +852 2268 0392.

.

* Details and lists of specific Hong Kong futures and options and global

futures are as follows.

Open Account Now

Futures (Hong Kong and Global) and Options (Hong Kong) Promotion

https://itunes.apple.com/us/app/ke-trade-pro-hk/id1065763670?mt=8

https://play.google.com/store/apps/details?id=hk.com.ayers.kimeng.trade&hl=en

http://www.kimeng.com.hk/en/customer_services/opening_account_tnc

List of Promotion for Hong Kong and Global Futures

Global Futures Promotion Brokerage Normal Brokerage

Online

Commission Day

Trade/Overnight

(per lot per side)

Offline

Commission Day

Trade/Overnight

(per lot per side):

Online

Commission Day

Trade/Overnight

(per lot per side)

Offline

Commission Day

Trade/Overnight

(per lot per side):

Global index futures

S & P 500

US 10 / US 15 /

US 20 / US 30 /

US 10 US 15 US 20 US 30

E-mini S & P

500

US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25

E-mini

NASDAQ-

100

US 5 / US 10 /

US 10 / US 20 /

US 5 US 10 US 10 US 20

E-mini Dow

($5)

US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25

SGX MSCI

Taiwan Index

US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25

SGX FTSE

Xinhua China

A50 Index

US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25

SGX CNX

Nifty Index

US 5 / US 10 /

US 10 / US 20 /

US 5 US 10 US 10 US 20

MSCI

Singapore

Index SM

Futures

SGD 7.5 / SGD 15 /

SGD 15 / SGD 30 /

SGD 7.5 SGD 15 SGD 15 SGD 30

SGX Nikkei

225 Index

US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25


Online

Commission Day

Trade/Overnight

(per lot per side)

Offline

Commission Day

Trade/Overnight

(per lot per side):

Online

Commission Day

Trade/Overnight

(per lot per side)

Offline

Commission Day

Trade/Overnight

(per lot per side):

Currency Futures

Australian

Dollar

US 5 / US 12.5 / US 10 / US 25 /

US 5 US 12.5 US 10 US 25

British Pound US 5 / US 12.5 / US 10 / US 25 /

US 5 US 12.5 US 10 US 25

Euros US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25

Swiss Franc US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25

Japanese Yen US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25

New Zealand

Dollar

US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25

Metal & Energy Futures

Gold US 10 / US 15 /

US 20 / US 30 /

US 10 US 15 US 20 US 30

Silver US 10 / US 15 /

US 20 / US 30 /

US 10 US 15 US 20 US 30

Copper US 10 / US 15 /

US 20 / US 30 /

US 10 US 15 US 20 US 30

Platinum

US 10 / US 15 /

US 20 / US 30 /

US 10 US 15 US 20 US 30

Palladium US 10 / US 15 /

US 20 / US 30 /

US 10 US 15 US 20 US 30

Light Sweet

Crude Oil

US 10 / US 15 /

US 20 / US 30 /

US 10 US 15 US 20 US 30

Mini-Light

Sweet Crude

Oil

US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25


Online

Commission Day

Trade/Overnight

(per lot per side)

Offline

Commission Day

Trade/Overnight

(per lot per side):

Online

Commission Day

Trade/Overnight

(per lot per side)

Offline

Commission Day

Trade/Overnight

(per lot per side):

Interest Rates Futures

T-Bond

Futures

US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25

2 Yrs US

T-Note

Futures

US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25

5 Yrs US

T-Note

Futures

US 5 / US 12.5 /

US 10 / US 25 /

US 5 US 12.5 US 10 US 25

10 Yrs US

T-Note

Futures

US 5 / US 12.5 /

US 10 / US 25 /

US 5 US12.5 US 10 US 25

Hong Kong Futures Contract Promotion

Brokerage Normal Brokerage

Online

Commission Day

Trade

(per lot per side):

Offline

Commission Day

Trade/Overnight

(per lot per side):

Online

Commission Day

Trade

(per lot per side):

Offline

Commission Day

Trade/Overnight

(per lot per side):

Hong Kong Futures(per lot per side)

Hang Seng

Index

Futures

(HSI)

HKD19 / HKD30 /

HKD38 / HKD60 /

HKD34 HKD50 HKD68 HKD100



Online

Commission Day

Trade

(per lot per side):

Offline

Commission Day

Trade/Overnight

(per lot per side):

Online

Commission Day

Trade

(per lot per side):

Offline

Commission Day

Trade/Overnight

(per lot per side):


H-Share

Index

Futures

(HHI)

HKD19 / HKD30 /

HKD38 / HKD60 /


Mini-Hang

Seng Index

Futures

(MHI)

HKD5 / HKD7.5 /

HKD10 / HKD15 /


Hang Seng

Mainland

Banks

Index

HKD5 / HKD7.5 /

HKD10 / HKD15 /


CES

Gaming

Top 10

Index

HKD5 / HKD7.5 /

HKD10 / HKD15 /


Hang Seng

Software &

Service

Index

HKD5 / HKD7.5 /

HKD10 / HKD15 /


Hang Seng

Mainland

Oil & Gas

Index

HKD5 / HKD7.5 /

HKD10 / HKD15 /


Hang Seng

IT

Hardware

Index

HKD5 / HKD7.5 /

HKD10 / HKD15 /




Online

Commission Day

Trade

(per lot per side):

Offline

Commission Day

Trade/Overnight

(per lot per side):

Online

Commission Day

Trade

(per lot per side):

Offline

Commission Day

Trade/Overnight

(per lot per side):


Hang Seng

Mainland

Properties

Index

HKD5 / HKD7.5 /

HKD10 / HKD15 /


Hang Seng

Mainland

Healthcare

Index

HKD5 / HKD7.5 /

HKD10 / HKD15 /


Mini-

H-Share

Index

Futures

(MCH)

HKD5 / HKD7.5 /

HKD10 / HKD15 /


HSI

Dividend

Point Index

Futures

(DHS)

HKD19 / HKD30 /

HKD38 / HKD60 /


HSCEI

Dividend

Point Index

Futures

(DHH)

HKD19 / HKD30 /

HKD38 / HKD60 /


HSI

Volatility

Index

(VHS)

HKD19 / HKD30 /

HKD38 / HKD60 /




Online

Commission Day

Trade

(per lot per side):

Offline

Commission Day

Trade/Overnight

(per lot per side):

Online

Commission Day

Trade

(per lot per side):

Offline

Commission Day

Trade/Overnight

(per lot per side):


IBOVESPA

Futures

(BOV)

HKD19 / HKD30 /

HKD38 / HKD60 /


MICEX

Index

Futures

(MCX)

HKD19 / HKD30 /

HKD38 / HKD60 /


Sensex

Index

Futures

(BSE)

HKD19 / HKD30 /

HKD38 / HKD60 /


FTSE/JSE

Top40

Futures

(SAF)

HKD19 / HKD30 /

HKD38 / HKD60 /


CES China

120 Index

Futures

(CHH)

HKD19 / HKD30 /

HKD 38 / HKD 60 /


**USD/

CNH

Futures

Contract

(CUS)

RMB15 / RMB24 /

RMB30 / RMB48 /

RMB 27.5 RMB 40 RMB 55 RMB 80

London

Aluminum

Mini

Futures

(LRA)

RMB 12.5 / RMB 20 /

RMB 25 / RMB 40 /

RMB 20 RMB 30 RMB 40 RMB 60



Online

Commission Day

Trade

(per lot per side):

Offline

Commission Day

Trade/Overnight

(per lot per side):

Online

Commission Day

Trade

(per lot per side):

Offline

Commission Day

Trade/Overnight

(per lot per side):


London

Zinc Mini

Futures

(LRZ)

RMB 12.5 / RMB 20 /

RMB 25 / RMB 40 /


London

Copper

Mini

Futures

(LRC)

RMB 19 / RMB 30 /

RMB 38 / RMB 60 /


London

Nickel Mini

Futures

(LRN)

RMB 19 / RMB 30 /

RMB 38 / RMB 60 /


London Tin

Mini

Futures

(LRS)

RMB 19 / RMB 30 /

RMB 38 / RMB 60 /


London

Lead Mini

Futures

(LRP)

RMB 19 / RMB 30 /

RMB 38 / RMB 60 /


List of Promotion for Hong Kong Options

Hong Kong Options Trading Promotions Brokerage

Products Offline

Commission

Online

Commission

Offline

Commission

Online

Commission

Hang Seng

Index Options

0.5% of

Premium (Min:

HKD50 and

Max: HKD100)

0.5% of Premium

(Min: HKD38 and

Max: HKD68)

1% of Premium

(Min: HKD50

and Max:

HKD100)

1% of Premium

(Min: HKD38 and

Max: HKD68)

Mini-Hang

Seng Index

Options

HKD10(Fixed) HKD7.5(Fixed) HKD20 (Fixed) HKD715(Fixed)

H-Share Index

Options

0.5% of

Premium (Min:

HKD50 and

Max: HKD100)

0.5% of Premium

(Min: HKD38 and

Max: HKD68)

1% of Premium

(Min: HKD50

and Max:

HKD100)

1% of Premium

(Min: HKD38 and

Max: HKD68)

Mini H-Share

Index Options HKD10 (Fixed) HKD7.5(Fixed) HKD20(Fixed) HKD15(Fixed)

Terms and Conditions of Futures (Hong Kong and Global) and Options (Hong

Kong) Promotion (“T&Cs”)

1. Futures (Hong Kong and Global) and Options (Hong Kong) Promotion (“the

Promotion”) of Kim Eng Futures (Hong Kong) Limited (“Kim Eng”)

commences on 1 June, 2017 and ends on 31 August, 2017 (“Promotion Period”)

(both dates inclusive) and is only applicable to the transactions trading under List

of Promotion for Hong Kong and Global Futures and List of Promotion for Hong

Kong Options.

2. Client including existing client and new client opening a futures account who

submit(s) a new application for the Promotion during the Promotion period.

Client should read the T & Cs and the risk disclosure statement as stated herein

carefully.

3. After the successful applications, eligible client shall be eligible for the offer of

the Promotion during the Promotion Period.

4. Client must go through the suitability assessment before participating the

Promotion.

5. The Promotion is not valid and cannot be used in conjunction with any other

ongoing campaigns related to Futures and Options offered by Kim Eng from

time to time, unless notified otherwise.

6. The Promotion is not eligible for client who receives margin call notice for

his/her margin account under Kim Eng Securities (Hong Kong) Limited.

7. The Promotion offer is not applicable to Kim Eng Securities (Hong Kong)

Limited’s contract and permanent staff and their direct family members.

8. By participating in this Promotion, the client should:

(a) agree that client has read and understood the T&Cs and the Risk Disclosure

Statements herein and agree to be bound by the T&Cs of the Promotion;

(b) agree that Kim Eng’s decision on all matters relating to the Promotion,

including the eligibility of Client to participate in the Promotion, shall be final

and binding;

(c) agree that all applications are subject to Kim Eng’s credit evaluation and

approval.

9. Kim Eng reserves the right to reject at its sole and absolute discretion any

application submitted without assigning any reason thereof.

10. Client is liable and shall personally bear all applicable fees and any other charges

that may be levied against them under applicable laws, if any, in relation to their

participation in the Promotion.

11. Kim Eng reserves the right to suspend, amend or terminate the Promotion from

time to time, and to amend the rights of the terms and conditions without further

notice.

12. Before making any investment decision, investors should carefully consider their

own circumstances, risk tolerance, investment experience and investment

objectives. If you are in doubt, you should seek independent legal, financial and

other professional advice.

13. All remarks and footnotes stated in the Promotion materials shall form part of the

T&Cs.

Risk Disclosure Statement:

Warning to Option Holders

Some options may only be exercised on its expiry day (european-style exercise) and

other options may be exercised at any time before expiration (american-style exercise).

Client understands that upon exercise some options require delivery and receipt of the

underlying commodities and that other options require a cash payment.

An option is a wasting asset and there is a possibility that as an option holder client

may suffer the loss of the total premium paid for the option. Client acknowledges that,

as an option holder, in order to realise a profit it will be necessary to either exercise

the option or close the long option position in the market. Under some circumstances

it may be difficult to trade the option due to lack of liquidity in the market. Client

acknowledges that Kim Eng has no obligation either to exercise a valuable option in

the absence of client’s instruction or to give to client’s prior notice of the expiration

date of the option.

Warning to Option Writers

As a writer of an option client may be required to pay additional margin at any time.

Clients acknowledge that as an option writer, unlike an option holder, client may be

liable for unlimited losses based on the rise or fall of the price of the underlying

commodities and client’s gains are limited to the option premium.

Additionally, writers of american-style call (put) options may be required at any time

before expiry to deliver (pay for) the underlying securities to the full value of the

strike price multiplied by the number of underlying commodities. Client recognises

that this obligation may be wholly disproportionate to the value of premium received

at the time the options were written and may be required at short notice.

Risk of Trading Futures and Options

The risk of loss in trading futures contracts or options is substantial. In some

circumstances, client may sustain losses in excess of client’s initial margin funds.

Placing contingent orders, such as “stop-loss” or “stop-limit” orders, will not

necessarily avoid loss. Market conditions may make it impossible to execute such

orders. Client may be called upon at short notice to deposit additional margin funds. If

the required funds are not provided within the prescribed time, client’s position may

be liquidated. Client will remain liable for any resulting deficit in client account.

Client should therefore study and understand futures contracts and options before

client trades and carefully consider whether such trading is suitable in the light of

client’s own financial position and investment objectives. If client trades options

client should be familiar with the exercise and expiration procedures and client rights

and obligations upon exercise or expiry.

This brief statement does not disclose all of the risks and other significant aspects of

trading in futures and options. In light of the risks, client should undertake such

transactions only if client understands the nature of the contracts (and contractual

relationships) into which client is entering and the extent of client’s exposure to risk.

Trading in futures and options is not suitable for many members of the public. Client

should carefully consider whether trading is appropriate for me/us in light of client’s

experience, objectives, financial resources and other relevant circumstances.

Effect of ‘Leverage’ or ‘Gearing’ of Futures

Transactions in futures carry a high degree of risk. The amount of initial margin is

small relative to the value of the futures contract so that transactions are “leveraged”

or “geared”. A relatively small market movement will have a proportionately larger

impact on the funds client has deposited or will have to deposit: this may work against

client. Client may sustain a total loss of initial margin funds and any additional funds

deposited with the firm to maintain client’s position. If the market moves against

client’s position or margin levels are increased, client may be called upon to pay

substantial additional funds on short notice to maintain my/our position. If client fails

to comply with a request for additional funds within the time prescribed, client’s

position may be liquidated at a loss and client will be liable for any resulting deficit.

Risk-reducing Orders or Strategies of Futures

The placing of certain orders (e.g. “stop-loss” orders, or “stop-limit” orders) which

are intended to limit losses to certain amounts may not be effective because market

conditions may make it impossible to execute such orders. Strategies using

combinations of positions, such as “spread” and “straddle” positions may be as risky

as taking simple “long” or “short” positions.

Variable Degree of Risk of Options

Transactions in options carry a high degree of risk. Purchasers and sellers of options

should familiarize themselves with the type of options (i.e. put or call) which they

contemplate trading and the associated risks. Client should calculate the extent to

which the value of the options must increase for your position to become profitable,

taking into account the premium and all transaction costs.

The purchaser of options may offset or exercise the options or allow the options to

expire. The exercise of an option results either in a cash settlement or in the purchaser

acquiring or delivering the underlying interest. If the option is on a futures contract,

the purchaser will acquire a futures position with associated liabilities for margin. If

the purchased options expire worthless, client will suffer a total loss of client

investment which will consist of the option premium plus transaction costs. If client is

contemplating purchasing deep-out-of-the-money options, client should be aware that

the chance of such options becoming profitable ordinarily is remote.

Selling (‘writing’ or ‘granting’) an option generally entails considerably greater risk

than purchasing options. Although the premium received by the seller is fixed, the

seller may sustain a loss well in excess of that amount. The seller will be liable for

additional margin to maintain the position if the market moves unfavorably. The seller

will also be exposed to the risk of the purchaser exercising the option and the seller

will be obligated to either settle the option in cash or to acquire or deliver the

underlying interest. If the option is on a futures contract, the seller will acquire a

position in a futures contract with associated liabilities for margin. If the option is

‘covered’ by the seller holding a corresponding position in the underlying interest or a

futures or another option, the risk may be reduced. If the option is not covered, the

risk of loss can be unlimited.

Certain exchanges in some jurisdictions permit deferred payment of the option

premium, exposing the purchaser to liability for margin payments not exceeding the

amount of the premium. The purchaser is still subject to the risk of losing the

premium and transaction cost. When the option is exercised or expires, the purchaser

is responsible for any unpaid premium outstanding at that time.

Disclaimer:

The information contained in the promotion leaflet does not constitute an offer or

solicitation for the subscription or sell and purchase of any securities, futures or

options, or any prediction of likely future movements in prices of any investment

products and should not be treated as an investment recommendation. The participants

of this promotion offer shall assume full responsibilities for their own actions and

decisions made. Kim Eng Futures (Hong Kong) Limited had taken reasonable and

appropriate measures to secure its obligations in this promotion activity and shall not

be responsible for any losses, damages or fees incurred by the customers as a result of

this offer. Investment involves risks and the prices of securities may go up or down

and may even become valueless. Investors should read the relevant Risk Disclosure

Statement and relevant documents before making any investment decision. If there is

any inconsistency or conflict between the English and Chinese versions of this offer,

the English version shall prevail.