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8/3/2019 Wallace,Maxillary Sinus Augmentation
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Maxillary Sinus Augmentation: Evidence-Based Decision Making
With a Biological Surgical Approach
Stephen S Wallace, DDS;
Abstract:
Sinus elevation surgery has been used by the dental profession to increase
bone quantity in the posterior maxilla for the placement of root-form implants.
The original treatment protocol was developed using existing bone-healing
theories that relied on expert opinion. In 2003 and 2004, 2 evidence-based
literature reviews were published, expanding significantly on the previousreview of 1996. The new reviews were based on the best studies available
and were designed to present information that would help clinicians achieve
more favorable outcomes. This article discusses this information and answers
further questions relating to the sinus elevation procedure.
Learning Objectives:
After reading this article, the reader should be able to:
discuss the best evidence available on the sinus grafting technique.
explain 3 decisions that will improve the outcome of the sinus grafting
procedure.
describe the biological aspects of the surgical technique.
discuss sinus elevation as a standard in-office procedure with the use
of nonautogenous grafts.
Implant dentistry has dramatically changed the way we approach fully and
partially edentulous patients. A reconstructive approach introduced to
specifically address patients edentulous in the mandible has evolved to a
therapeutic modality that encompasses therapy in the edentulous maxilla, the
partially edentulous patient, and the patient missing 1 tooth.
Bone loss after tooth extraction or periodontal disease can complicate the
placement of root-form implants because of a lack of sufficient height or width of
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residual bone. This can be overcome with ridge augmentation procedures that
can restore the lost bone volume.
The posterior maxilla may present an additional obstruction to implant
placement caused by pneumatization (size increase) of the maxillary sinus.
Some patients have limited crestal bone height in the posterior maxilla even
when teeth are present, and it is not uncommon for the sinuses to pneumatize
further after the extraction of the posterior teeth. Pneumatization alone, without
additional loss of crestal bone caused by periodontal disease, may be sufficient
to complicate the placement of even short implants in the posterior maxilla
without previous sinus elevation surgery. Maxillary sinus floor elevation was
introduced to the profession by Boyne in 1980.1 In the 26 years since the
introduction of that technique, a host of surgical procedures have been
developed to correct bone deficiency created by sinus pneumatization. They
include variations of Boynes lateral window antrostomy, the osteotome sinus
floor elevation,2 crestal core elevation,3 and the localized management of the
sinus floor.4
Figures 1 and 2 give an example of the change in bone height that
can be achieved with the lateral window sinus elevation technique.
Recently published evidence-based literature reviews by Wallace and Froum,5
Del Fabbro and colleagues,6 and an as-yet unpublished review by Moy and
Aghaloo7
have reported remarkable levels of success (survival) for implants
placed in these grafted sites. Evidence-based reviews are structured,
unbiased compilations of the best scientific and clinical studies available. The
data from similar studies are then combined to form a large database to achieve
greater statistical power. The combined data are then subjected to meta-
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analysis so that the variables affecting the outcome of this procedure can be
isolated and their effects quantified.
Average implant survival rates reported were 91.8%, 91.5%, and 92%,
respectively. Although these survival rates appear to be less than acceptable,
the large databases provided by these reviews (5267, 6913, and 5128,
respectively) allow the reviewers to isolate selected variables and determine
their importance to successful clinical practice.
This decision-making process can lead to an increase in implant survival from
the average sinus lift survival rates reported in the previous paragraph to a
more clinically acceptable implant survival rate of 98.6%. This is an implant
survival rate comparable to what one can expect with implant placement in the
noncompromised anterior mandible.
The 3 goals of the sinus elevation procedure are the 1) creation of vital bone
in the posterior maxilla, 2) the osseointegration of the implants placed in
that bone, and 3) the survival of those implants under occlusal load. How
successful we are in this endeavor will be affected by the decisions we make
about the variables including graft material selection, membrane placement,
and implant surface selection that have been isolated in these reviews.
Evidence-Based Decision Making: Graft Materials
Autogenous bone was the first graft material to be widely used for sinus grafting.
Many early studies involved the harvesting of a block graft from the iliac crest
and then stabilizing this graft with implants placed through the remaining crestal
bone and into the graft. Autogenous bone grafts from the hip, knee, and various
intraoral sites also have been used in particulate form. Although autogenous
bone grafts provide a source of cells, growth factors, and bone morphogenic
proteins, the use of grafts of 100% autogenous bone has a number of
disadvantages. Harvesting of this bone may involve hospitalization (extraoral) or
require a second surgical site (intraoral), which increases the length of time of
the surgery, the surgical risk, and the morbidity of the procedure. Also, clinicians
have reported a more-than-average graft resorption rate when using 100% iliac
bone.8
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For these reasons, it has become practical to use bone replacement grafts
alone or in combination with autogenous bone as a sinus grafting material. The
bone replacement graft with the highest reported clinical use is the xenograft,followed by various forms ofallografts and alloplasts.5,6
Demineralized freeze-dried bone allografts also have been used as a sinus
graft material. Although they have been used successfully by some clinicians,
the results published after the Academy of Osseointegration Sinus Consensus
Conference showed both poor bone quality and a poor implant survival rate
(85%). Also, this demineralized graft is susceptible to slumping, or settling,
with a concomitant loss of graft height. It has a volumetric resorption rate
second only to that of autogenous bone.7
Mineralized bone allografts have macrostructures similar to autogenous bone.
The maintenance of this macrostructure is said by the manufacturer to depend
on the processing and sterilization techniques used to process this material.
Issues of safety for this material, as for demineralized freeze-dried bone
allografts and xenografts, involve factors concerning procurement of the
material and methods of processing and sterilization.
Xenografts have been very well documented as a sinus grafting material. They
have been used alone or as part of a composite graft combined with
autogenous bone, venous blood, or platelet-rich plasma. In the Wallace review,
the survival rate for implants placed in xenografts was similar to that of implants
placed in particulate autogenous bone grafts.5
The Del Fabbro review was even more specific in the documentation of the use
of xenografts.6Survival rates for implants placed in 100% xenograft, composite
grafts, and 100% autogenous bone grafts were 96%, 94.9%, and 87.7%,
respectively (Table 1).
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Studies by Hallman, Hising, and Valentini all have shown a higher implant
survival rate when using 100% Bio-Ossa as a bone replacement graft than
when either 100% autogenous bone or composite grafts of Bio-Oss andautogenous bone are used.
9-11
The Moy review shows similar findings for the use of xenografts and allografts.7
A large prospective study by Peleg and colleagues on simultaneous placement
of implants (2132) in sinus grafts that are mostly composites of intraorally
harvested bone with xenograft or allograft reported cumulative implant survival
at 8 to 9 years was 97.9%.12
The efficacy of mineralized bone replacement grafts such as xenografts is likely
because of a combination of factors:
1. osteoconductivity
2. slow resorbability
3. residual graft material does not interfere with osseointegration
The most important factor that can be attributed to xenografts is their
osteoconductivity.11,13,14
Osteoconductivity may be defined as the direct
apposition of vital bone on the xenograft surface (Figure 3). Newly formed vital
bone (red) is ultimately responsible for the osseointegration of the implant in the
grafted site.
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A second feature of the xenograft material is that it is slowly resorbable when
placed in the maxillary sinus. This quality prevents slumping (loss of graft
height) and adds approximately 25% to the overall mineral content of the
matured graft. An average taken from 8 published histological studies showed
25% vital bone formation, 25% residual xenograft, and 50% marrow in the
matured sinus graft. The resulting 50% total mineralized tissue (new bone plus
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residual graft) makes the future implant receptor site equivalent in density to
that of type 2 (dense) bone.
The third feature is the repeated histological finding that implants placed in
sinuses grafted with xenografts are never seen in direct contact with the graft
material.13,15
This is evidence that the residual graft material, while providing
support and density, does not interfere with osseointegration.
Issues of safety are of paramount concern to us as dentists when placing graft
material in the human body. A great amount of undue concern has been placed
on xenogenic material because of the outbreak
reported in the public press of bovine spongiform
encephalopathy in Europe. Regulations and
testing of xenografts are quite extensive. The raw
material is sourced from the long bones of US
cattle only. The material is processed by heat and
chemicals to ensure that it is sterile and prion-
free. For Bio-Oss the proof of deorganification is obtained through BioRad
assay, SDS-PAGE testing, and SDS-PAGE + Western blotting.16,17 To date,
there has never been a case of disease transmission attributed to particulatexenografts.
Evidence-Based Decision Making: Implant Surfaces
A second variable that affects implant survival in sinus grafts is the surface
texture of the implants that are placed in the graft. Both the Wallace (Table 2)
and Del Fabbro (Table 3) reviews show a dramatic difference in implant survival
when comparing rough to machined implants.5,6
The large difference observed in implant survival in both of the reviews is most
likely a result of differences in implant bone contact achieved by the rough and
smooth surfaces in the grafted sinuses. Non-sinus studies using special
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implants that have both surfaces on the same implant show a large difference in
implant bone contact between the surfaces. By having both surfaces on the
same implant, these studies rule out the variable of comparing implants thatwere placed in different sites. The study by Lazzara showed bone implant
contact for Osseotiteb and machined surfaces to be 79.7% and 46.5%,
respectively in good quality bone but only 51.7% and 8.1% respectively in poor
quality bone.18
Trisi, in a similar study, has shown that the bone-implant contact
with machined implants is usually less than you would expect given the bone
quality of the receptor site.19
On the contrary, the Osseotite surface always had
better than expected bone contact. Dziedzic has shown that the textured
Osseotite surface is better able to stabilize the blood clot on the surface,
allowing for bone formation directly on the surface (contact
osteogenesis).20
The inability of the machined surface to stabilize the blood
clot leads to retraction of the clot and bone formation away from the implant
surface (distance osteogenesis).
A recent retrospective analysis at the New York University Department of
Implant Dentistry has shown that machine-surface implants are much more
likely to fail than implants with textured surfaces when placed in sinus grafted
cases with reduced residual crestal bone height (SS Wallace and colleagues,unpublished data, 2005). This is yet another clinical deficiency resulting from
the poor bone implant contact that is established with a machined surface.
Evidence-Based Decision Making: Membranes
Membrane placement is the third major variable evaluated in the sinus reviews.
The Wallace review has shown that the use of a barrier membrane over the
lateral window has a positive effect on implant survival.5 The 3 controlled trials
listed in Table 414,21,22
all showed higher implant survival rates when a
membrane was used. Twenty additional studies showed implant survival with a
membrane to be 93.6% compared with 88.7% without a membrane.
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The advent of guided bone regeneration techniques in the early 1990s
improved our ability to repair compromised implant receptor sites. Sinus grafting
may be considered as a form of guided bone regeneration within a cavity.Guided bone regeneration uses membranes to isolate the area of regeneration,
maintain space, and exclude nonosteogenic connective tissue from the graft
site. When a membrane is placed over a grafted bone defect, completely
sealing the defect from the outside environment, the following characteristics
are observed in the regenerated tissue beneath the membrane:
1. corticalization of the graft surface
2. contiguity of the graft particles
3. increased vascularity of the graft
Histological studies of sinus grafts by Tarnow and colleagues and Froum and
colleagues both show these changes as well as a dramatic increase in vital
bone content when a membrane is used compared with cases where it is not
used (25% and 11.8%, respectively in the Tarnow study).14,21
As in guided bone regeneration, the first membranes used in sinus grafting
were nonresorbable GORE-TEX e-PTFEc membranes. To be effective, these
membranes had to be fixated by tacking them to the bone surface. Removal ofthe membrane required the flap reflection at the time of implant placement
surgery to be as extensive as it was for the lateral window surgery. If
bioabsorbable barrier membranes could be used over the lateral window and
achieve the same results, this latter surgery could be less extensive and
therefore less traumatic.
A recent study has compared the results using either absorbable (Bio-Gidea) or
nonabsorbable barrier membranes (GORE-TEX e-PTFE) over the lateral
window.23 The results showed both a similar vital bone formation (17.6% and
16.9%, respectively) and a similar implant survival rate (97.6% and 97.8%,
respectively) for the 2 types of membranes. Figure 4 shows a completely
regenerated lateral window area 8 months after sinus grafting with Bio-Oss and
a Bio-Gide membrane placed over the window.
Surgical Technique
A biologically based surgical approach that provides a large blood supply to the
graft appears to be beneficial to achieve the highest level of success in the
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sinus grafting procedure. The vascular supply to the grafted site comes from the
bony walls of the sinus. A proper elevation of the Schneiderian membrane must
include elevating the membrane from the medial wall of the sinus. This willdouble the blood supply to the graft, allowing for a more rapid formation of vital
bone and a reduction of the time necessary for graft maturation (Figures 5 and
6).
The lateral window technique begins with a full-thickness mucoperiosteal flap to
gain access to the lateral bony wall of the sinus. An antrostomy, or window, is
made in the lateral wall with either a diamond bur (using either a surgical or a
high-speed hand piece) orwith Piezosurgeryd. The bony window can then be
rotated horizontally along with sinus membrane elevation, or it can be
completely removed. The Schneiderian (sinus) membrane is reflected across
the sinus floor and then superiorly up the medial sinus wall. The elevated
membrane thus becomes the superior and distal walls of a compartment in the
lower third of the sinus that will receive the bone graft. Once the graft material is
placed, the lateral window should be covered with a biologic barrier membrane
before suturing the flap back into position. The graft is allowed to mature
(formation of new bone around the graft particles) before implant placement
(delayed approach), or the implants may be placed simultaneously with graftingif sufficient crestal bone is present to stabilize them. The implants are given
sufficient time to integrate in the grafted sinus and then restored with traditional
implant prosthetic components. The surgical procedure is demonstrated in
Figures 7 through 14.
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Piezosurgery is a technique new to the United States that has an 8-year history
of use in Europe. It is a safe, clean, and atraumatic technique for gaining
access to the sinus. Initial studies by the New York University sinus researchteam show a reduction in sinus membrane perforations from the typical average
of 30% to 7% in a study of over 100 consecutive cases24(Figures 15 through
18).
Conclusion
One result of the Wallace evidence-based review was the publication of the
following statement by the American Academy of Periodontology:
There is evidence to indicate that the lateral window technique for the sinus
bone augmentation procedure is successful at regenerating sufficient bone for
implant placement. The implant survival rate is greater than 90%, which is
similar to implants placed in native bone.5
The evidence-based reviews further identified some of the important variables
that affect the outcome of this procedure. These variables are as follows:
1. Particulate bone grafts result in a higher survival rate than block grafts.
2. Bone replacement grafts result in a higher implant survival rate than
autogenous bone or composite grafts.
3. Rough-surface implants result in a higher survival rate than machine-
surfaced implants.
4. Membrane placement over the lateral window results in a higher implant
survival rate than if a membrane is not used.
Additional studies were presented in this article, showing that the xenograft Bio-
Oss achieves its predictable success through a combination of its
osteoconductivity, its characteristic slow resorbability, and its lack of
interference with the process of osseointegration. Evidence was also presented
to show that, with regard to bone formation and implant survival, comparable
positive effects are achieved with the bioabsorbable Bio-Gide and the
nonabsorbable GORE-TEX e-PTFE barrier membranes.
A clinician can use an evidence-based decision-making process to dramatically
improve implant survival rates in the grafted maxillary sinus. In the Wallace
evidence-based review, the average implant survival for the lateral window
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procedure was 91.8%.5
By making the 2 decisions to use rough-surfaced
implants and particulate bone grafts, the implant survival rate became 94.5%.
By making a third decision to place a membrane over the lateral window, theimplant survival rate became 98.6%.
The ability to place implants in the compromised posterior maxilla with a very
high predictability will allow us to more predictably treat our patients with more
favorable treatment plans. Patient function and comfort will be improved if we
choose to place fixed restorations instead of removable dentures in our partially
and completely edentulous patients.
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marrow and bone. J Oral Surg. 1980; 38:613-616.
2. Summers RB. The osteotome technique: Part 3Less invasive methods of
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and apical alveolar displacement. Compend Contin Educ Dent. 2001; 22:775-
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4. Bruschi GB, Scipioni A, Calesini G, et al. Localized management of the sinus
floor with simultaneous implant placement: a clinical report. Int J Oral Maxillofac
Implants. 1998; 13:219-226.
5. Wallace SS, Froum SJ. Effect of maxillary sinus augmentation on the
survival of endosseous dental implants. A systematic review.Ann
Periodontol. 2003; 8: 328-343.
6. Del Fabbro M, Testori T, Francetti L, et al. Systematic review of survival rates
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Dent. 2004; 24:565-577.
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7. Moy PK, Aghaloo T. Academy of Osseointegration State of the Science on
Implant Dentistry Consensus Conference. Int J Oral Malliofac Implants. 2006; in
press.
8. Jensen OT, Shulman LB, Block MS, Iacono VJ. Report of the sinus
consensus of 1996. J Oral Maxillofac Implants. 1998; 13 Suppl: 11-45.
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implant integration in the posterior maxilla after sinus floor augmentation with
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Maxillofac Implants. 2002; 17:635-643.
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with demineralized freeze-dried bone and bovine bone (Bio-Oss): a clinical
study of 20 patients. Int J Periodontics Restorative Dent. 1997; 17:232-241.
12. Peleg M, Garg AK, Mazor Z. Predictability of simultaneous implant
placement in the severely atrophic posterior maxilla: A 9-year longitudinal
experience study of 2132 implants placed into 731 human sinus grafts. Int J
Oral Maxillofac Implants. 2006; 21: 94-102.
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in a 2-stage sinus floor elevation and implantation procedure. A human case
report. Clin Oral Implants Res. 1998; 9: 59-64.
14. Froum SJ, Tarnow DP, Wallace SS, et al. Sinus floor elevation using
anorganic bovine bone matrix (OsteoGraf/N) with and without autogenous bone:
a clinical, histologic, radiographic, and histomorphometric analysisPart 2 of an
ongoing prospective study. Int J Periodontics Restorative Dent. 1998; 18:529-
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15. Scarano A, Pecora G, Piattelli M, et al. Osseointegration in a sinus
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retrieved 4 years after case insertion. A case report. J Periodontol. 2004;
75:1161-1166.
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spongiform encephalopathy through bone grafts derived from bovine bone.
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Periodontics Restorative Dent. 1999; 19: 117-129.
19. Trisi P, Lazzara R, Rao W, et al. Bone-implant contact and bone quality:
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implants. Int J Periodontics Restorative Dent. 2003; 23: 535-546.
20. Dziedzic DM, Davies JE, et al. Proceedings of the 5th Biomaterials
conference. 1996.
21. Tarnow DP, Wallace SS, Froum SJ, et al. Histologic and clinical comparison
of bilateral sinus floor elevations with and without barrier membrane placement
in 12 patients: Part 3 of an ongoing prospective study. Int J Periodontics
Restorative Dent. 2000; 20: 117-125.
22. Tawil G, Mawla M. Sinus floor elevation using a bovine bone mineral (Bio-
Oss) with or without the concomitant use of a bilayered collagen barrier (Bio-
Gide): a clinical report of immediate and delayed implant placement. Int J Oral
Maxillofac Implants. 2001; 16:713-721.
23. Wallace SS, Froum SJ, Cho SC, et al. Sinus augmentation utilizing
anorganic bovine bone (Bio-Oss) with bioabsorbable and nonabsorbable
membranes placed over the lateral window: histomorphometric and clinical
analysis. Int J Periodontics Restorative Dent. 2005; 25: 551-559.
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24. Wallace SS, Mazor Z, Froum SJ, et al. Sinus membrane perferation using
piezosurgery: clinical results of over 100 cases. Int J Periodontics Restorative
Dent. 2006; in press.