Wallace,Maxillary Sinus Augmentation

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    Maxillary Sinus Augmentation: Evidence-Based Decision Making

    With a Biological Surgical Approach

    Stephen S Wallace, DDS;

    Abstract:

    Sinus elevation surgery has been used by the dental profession to increase

    bone quantity in the posterior maxilla for the placement of root-form implants.

    The original treatment protocol was developed using existing bone-healing

    theories that relied on expert opinion. In 2003 and 2004, 2 evidence-based

    literature reviews were published, expanding significantly on the previousreview of 1996. The new reviews were based on the best studies available

    and were designed to present information that would help clinicians achieve

    more favorable outcomes. This article discusses this information and answers

    further questions relating to the sinus elevation procedure.

    Learning Objectives:

    After reading this article, the reader should be able to:

    discuss the best evidence available on the sinus grafting technique.

    explain 3 decisions that will improve the outcome of the sinus grafting

    procedure.

    describe the biological aspects of the surgical technique.

    discuss sinus elevation as a standard in-office procedure with the use

    of nonautogenous grafts.

    Implant dentistry has dramatically changed the way we approach fully and

    partially edentulous patients. A reconstructive approach introduced to

    specifically address patients edentulous in the mandible has evolved to a

    therapeutic modality that encompasses therapy in the edentulous maxilla, the

    partially edentulous patient, and the patient missing 1 tooth.

    Bone loss after tooth extraction or periodontal disease can complicate the

    placement of root-form implants because of a lack of sufficient height or width of

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    residual bone. This can be overcome with ridge augmentation procedures that

    can restore the lost bone volume.

    The posterior maxilla may present an additional obstruction to implant

    placement caused by pneumatization (size increase) of the maxillary sinus.

    Some patients have limited crestal bone height in the posterior maxilla even

    when teeth are present, and it is not uncommon for the sinuses to pneumatize

    further after the extraction of the posterior teeth. Pneumatization alone, without

    additional loss of crestal bone caused by periodontal disease, may be sufficient

    to complicate the placement of even short implants in the posterior maxilla

    without previous sinus elevation surgery. Maxillary sinus floor elevation was

    introduced to the profession by Boyne in 1980.1 In the 26 years since the

    introduction of that technique, a host of surgical procedures have been

    developed to correct bone deficiency created by sinus pneumatization. They

    include variations of Boynes lateral window antrostomy, the osteotome sinus

    floor elevation,2 crestal core elevation,3 and the localized management of the

    sinus floor.4

    Figures 1 and 2 give an example of the change in bone height that

    can be achieved with the lateral window sinus elevation technique.

    Recently published evidence-based literature reviews by Wallace and Froum,5

    Del Fabbro and colleagues,6 and an as-yet unpublished review by Moy and

    Aghaloo7

    have reported remarkable levels of success (survival) for implants

    placed in these grafted sites. Evidence-based reviews are structured,

    unbiased compilations of the best scientific and clinical studies available. The

    data from similar studies are then combined to form a large database to achieve

    greater statistical power. The combined data are then subjected to meta-

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    analysis so that the variables affecting the outcome of this procedure can be

    isolated and their effects quantified.

    Average implant survival rates reported were 91.8%, 91.5%, and 92%,

    respectively. Although these survival rates appear to be less than acceptable,

    the large databases provided by these reviews (5267, 6913, and 5128,

    respectively) allow the reviewers to isolate selected variables and determine

    their importance to successful clinical practice.

    This decision-making process can lead to an increase in implant survival from

    the average sinus lift survival rates reported in the previous paragraph to a

    more clinically acceptable implant survival rate of 98.6%. This is an implant

    survival rate comparable to what one can expect with implant placement in the

    noncompromised anterior mandible.

    The 3 goals of the sinus elevation procedure are the 1) creation of vital bone

    in the posterior maxilla, 2) the osseointegration of the implants placed in

    that bone, and 3) the survival of those implants under occlusal load. How

    successful we are in this endeavor will be affected by the decisions we make

    about the variables including graft material selection, membrane placement,

    and implant surface selection that have been isolated in these reviews.

    Evidence-Based Decision Making: Graft Materials

    Autogenous bone was the first graft material to be widely used for sinus grafting.

    Many early studies involved the harvesting of a block graft from the iliac crest

    and then stabilizing this graft with implants placed through the remaining crestal

    bone and into the graft. Autogenous bone grafts from the hip, knee, and various

    intraoral sites also have been used in particulate form. Although autogenous

    bone grafts provide a source of cells, growth factors, and bone morphogenic

    proteins, the use of grafts of 100% autogenous bone has a number of

    disadvantages. Harvesting of this bone may involve hospitalization (extraoral) or

    require a second surgical site (intraoral), which increases the length of time of

    the surgery, the surgical risk, and the morbidity of the procedure. Also, clinicians

    have reported a more-than-average graft resorption rate when using 100% iliac

    bone.8

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    For these reasons, it has become practical to use bone replacement grafts

    alone or in combination with autogenous bone as a sinus grafting material. The

    bone replacement graft with the highest reported clinical use is the xenograft,followed by various forms ofallografts and alloplasts.5,6

    Demineralized freeze-dried bone allografts also have been used as a sinus

    graft material. Although they have been used successfully by some clinicians,

    the results published after the Academy of Osseointegration Sinus Consensus

    Conference showed both poor bone quality and a poor implant survival rate

    (85%). Also, this demineralized graft is susceptible to slumping, or settling,

    with a concomitant loss of graft height. It has a volumetric resorption rate

    second only to that of autogenous bone.7

    Mineralized bone allografts have macrostructures similar to autogenous bone.

    The maintenance of this macrostructure is said by the manufacturer to depend

    on the processing and sterilization techniques used to process this material.

    Issues of safety for this material, as for demineralized freeze-dried bone

    allografts and xenografts, involve factors concerning procurement of the

    material and methods of processing and sterilization.

    Xenografts have been very well documented as a sinus grafting material. They

    have been used alone or as part of a composite graft combined with

    autogenous bone, venous blood, or platelet-rich plasma. In the Wallace review,

    the survival rate for implants placed in xenografts was similar to that of implants

    placed in particulate autogenous bone grafts.5

    The Del Fabbro review was even more specific in the documentation of the use

    of xenografts.6Survival rates for implants placed in 100% xenograft, composite

    grafts, and 100% autogenous bone grafts were 96%, 94.9%, and 87.7%,

    respectively (Table 1).

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    Studies by Hallman, Hising, and Valentini all have shown a higher implant

    survival rate when using 100% Bio-Ossa as a bone replacement graft than

    when either 100% autogenous bone or composite grafts of Bio-Oss andautogenous bone are used.

    9-11

    The Moy review shows similar findings for the use of xenografts and allografts.7

    A large prospective study by Peleg and colleagues on simultaneous placement

    of implants (2132) in sinus grafts that are mostly composites of intraorally

    harvested bone with xenograft or allograft reported cumulative implant survival

    at 8 to 9 years was 97.9%.12

    The efficacy of mineralized bone replacement grafts such as xenografts is likely

    because of a combination of factors:

    1. osteoconductivity

    2. slow resorbability

    3. residual graft material does not interfere with osseointegration

    The most important factor that can be attributed to xenografts is their

    osteoconductivity.11,13,14

    Osteoconductivity may be defined as the direct

    apposition of vital bone on the xenograft surface (Figure 3). Newly formed vital

    bone (red) is ultimately responsible for the osseointegration of the implant in the

    grafted site.

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    A second feature of the xenograft material is that it is slowly resorbable when

    placed in the maxillary sinus. This quality prevents slumping (loss of graft

    height) and adds approximately 25% to the overall mineral content of the

    matured graft. An average taken from 8 published histological studies showed

    25% vital bone formation, 25% residual xenograft, and 50% marrow in the

    matured sinus graft. The resulting 50% total mineralized tissue (new bone plus

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    residual graft) makes the future implant receptor site equivalent in density to

    that of type 2 (dense) bone.

    The third feature is the repeated histological finding that implants placed in

    sinuses grafted with xenografts are never seen in direct contact with the graft

    material.13,15

    This is evidence that the residual graft material, while providing

    support and density, does not interfere with osseointegration.

    Issues of safety are of paramount concern to us as dentists when placing graft

    material in the human body. A great amount of undue concern has been placed

    on xenogenic material because of the outbreak

    reported in the public press of bovine spongiform

    encephalopathy in Europe. Regulations and

    testing of xenografts are quite extensive. The raw

    material is sourced from the long bones of US

    cattle only. The material is processed by heat and

    chemicals to ensure that it is sterile and prion-

    free. For Bio-Oss the proof of deorganification is obtained through BioRad

    assay, SDS-PAGE testing, and SDS-PAGE + Western blotting.16,17 To date,

    there has never been a case of disease transmission attributed to particulatexenografts.

    Evidence-Based Decision Making: Implant Surfaces

    A second variable that affects implant survival in sinus grafts is the surface

    texture of the implants that are placed in the graft. Both the Wallace (Table 2)

    and Del Fabbro (Table 3) reviews show a dramatic difference in implant survival

    when comparing rough to machined implants.5,6

    The large difference observed in implant survival in both of the reviews is most

    likely a result of differences in implant bone contact achieved by the rough and

    smooth surfaces in the grafted sinuses. Non-sinus studies using special

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    implants that have both surfaces on the same implant show a large difference in

    implant bone contact between the surfaces. By having both surfaces on the

    same implant, these studies rule out the variable of comparing implants thatwere placed in different sites. The study by Lazzara showed bone implant

    contact for Osseotiteb and machined surfaces to be 79.7% and 46.5%,

    respectively in good quality bone but only 51.7% and 8.1% respectively in poor

    quality bone.18

    Trisi, in a similar study, has shown that the bone-implant contact

    with machined implants is usually less than you would expect given the bone

    quality of the receptor site.19

    On the contrary, the Osseotite surface always had

    better than expected bone contact. Dziedzic has shown that the textured

    Osseotite surface is better able to stabilize the blood clot on the surface,

    allowing for bone formation directly on the surface (contact

    osteogenesis).20

    The inability of the machined surface to stabilize the blood

    clot leads to retraction of the clot and bone formation away from the implant

    surface (distance osteogenesis).

    A recent retrospective analysis at the New York University Department of

    Implant Dentistry has shown that machine-surface implants are much more

    likely to fail than implants with textured surfaces when placed in sinus grafted

    cases with reduced residual crestal bone height (SS Wallace and colleagues,unpublished data, 2005). This is yet another clinical deficiency resulting from

    the poor bone implant contact that is established with a machined surface.

    Evidence-Based Decision Making: Membranes

    Membrane placement is the third major variable evaluated in the sinus reviews.

    The Wallace review has shown that the use of a barrier membrane over the

    lateral window has a positive effect on implant survival.5 The 3 controlled trials

    listed in Table 414,21,22

    all showed higher implant survival rates when a

    membrane was used. Twenty additional studies showed implant survival with a

    membrane to be 93.6% compared with 88.7% without a membrane.

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    The advent of guided bone regeneration techniques in the early 1990s

    improved our ability to repair compromised implant receptor sites. Sinus grafting

    may be considered as a form of guided bone regeneration within a cavity.Guided bone regeneration uses membranes to isolate the area of regeneration,

    maintain space, and exclude nonosteogenic connective tissue from the graft

    site. When a membrane is placed over a grafted bone defect, completely

    sealing the defect from the outside environment, the following characteristics

    are observed in the regenerated tissue beneath the membrane:

    1. corticalization of the graft surface

    2. contiguity of the graft particles

    3. increased vascularity of the graft

    Histological studies of sinus grafts by Tarnow and colleagues and Froum and

    colleagues both show these changes as well as a dramatic increase in vital

    bone content when a membrane is used compared with cases where it is not

    used (25% and 11.8%, respectively in the Tarnow study).14,21

    As in guided bone regeneration, the first membranes used in sinus grafting

    were nonresorbable GORE-TEX e-PTFEc membranes. To be effective, these

    membranes had to be fixated by tacking them to the bone surface. Removal ofthe membrane required the flap reflection at the time of implant placement

    surgery to be as extensive as it was for the lateral window surgery. If

    bioabsorbable barrier membranes could be used over the lateral window and

    achieve the same results, this latter surgery could be less extensive and

    therefore less traumatic.

    A recent study has compared the results using either absorbable (Bio-Gidea) or

    nonabsorbable barrier membranes (GORE-TEX e-PTFE) over the lateral

    window.23 The results showed both a similar vital bone formation (17.6% and

    16.9%, respectively) and a similar implant survival rate (97.6% and 97.8%,

    respectively) for the 2 types of membranes. Figure 4 shows a completely

    regenerated lateral window area 8 months after sinus grafting with Bio-Oss and

    a Bio-Gide membrane placed over the window.

    Surgical Technique

    A biologically based surgical approach that provides a large blood supply to the

    graft appears to be beneficial to achieve the highest level of success in the

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    sinus grafting procedure. The vascular supply to the grafted site comes from the

    bony walls of the sinus. A proper elevation of the Schneiderian membrane must

    include elevating the membrane from the medial wall of the sinus. This willdouble the blood supply to the graft, allowing for a more rapid formation of vital

    bone and a reduction of the time necessary for graft maturation (Figures 5 and

    6).

    The lateral window technique begins with a full-thickness mucoperiosteal flap to

    gain access to the lateral bony wall of the sinus. An antrostomy, or window, is

    made in the lateral wall with either a diamond bur (using either a surgical or a

    high-speed hand piece) orwith Piezosurgeryd. The bony window can then be

    rotated horizontally along with sinus membrane elevation, or it can be

    completely removed. The Schneiderian (sinus) membrane is reflected across

    the sinus floor and then superiorly up the medial sinus wall. The elevated

    membrane thus becomes the superior and distal walls of a compartment in the

    lower third of the sinus that will receive the bone graft. Once the graft material is

    placed, the lateral window should be covered with a biologic barrier membrane

    before suturing the flap back into position. The graft is allowed to mature

    (formation of new bone around the graft particles) before implant placement

    (delayed approach), or the implants may be placed simultaneously with graftingif sufficient crestal bone is present to stabilize them. The implants are given

    sufficient time to integrate in the grafted sinus and then restored with traditional

    implant prosthetic components. The surgical procedure is demonstrated in

    Figures 7 through 14.

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    Piezosurgery is a technique new to the United States that has an 8-year history

    of use in Europe. It is a safe, clean, and atraumatic technique for gaining

    access to the sinus. Initial studies by the New York University sinus researchteam show a reduction in sinus membrane perforations from the typical average

    of 30% to 7% in a study of over 100 consecutive cases24(Figures 15 through

    18).

    Conclusion

    One result of the Wallace evidence-based review was the publication of the

    following statement by the American Academy of Periodontology:

    There is evidence to indicate that the lateral window technique for the sinus

    bone augmentation procedure is successful at regenerating sufficient bone for

    implant placement. The implant survival rate is greater than 90%, which is

    similar to implants placed in native bone.5

    The evidence-based reviews further identified some of the important variables

    that affect the outcome of this procedure. These variables are as follows:

    1. Particulate bone grafts result in a higher survival rate than block grafts.

    2. Bone replacement grafts result in a higher implant survival rate than

    autogenous bone or composite grafts.

    3. Rough-surface implants result in a higher survival rate than machine-

    surfaced implants.

    4. Membrane placement over the lateral window results in a higher implant

    survival rate than if a membrane is not used.

    Additional studies were presented in this article, showing that the xenograft Bio-

    Oss achieves its predictable success through a combination of its

    osteoconductivity, its characteristic slow resorbability, and its lack of

    interference with the process of osseointegration. Evidence was also presented

    to show that, with regard to bone formation and implant survival, comparable

    positive effects are achieved with the bioabsorbable Bio-Gide and the

    nonabsorbable GORE-TEX e-PTFE barrier membranes.

    A clinician can use an evidence-based decision-making process to dramatically

    improve implant survival rates in the grafted maxillary sinus. In the Wallace

    evidence-based review, the average implant survival for the lateral window

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    procedure was 91.8%.5

    By making the 2 decisions to use rough-surfaced

    implants and particulate bone grafts, the implant survival rate became 94.5%.

    By making a third decision to place a membrane over the lateral window, theimplant survival rate became 98.6%.

    The ability to place implants in the compromised posterior maxilla with a very

    high predictability will allow us to more predictably treat our patients with more

    favorable treatment plans. Patient function and comfort will be improved if we

    choose to place fixed restorations instead of removable dentures in our partially

    and completely edentulous patients.

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    2. Summers RB. The osteotome technique: Part 3Less invasive methods of

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    6. Del Fabbro M, Testori T, Francetti L, et al. Systematic review of survival rates

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    7. Moy PK, Aghaloo T. Academy of Osseointegration State of the Science on

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    8. Jensen OT, Shulman LB, Block MS, Iacono VJ. Report of the sinus

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    retrieved 4 years after case insertion. A case report. J Periodontol. 2004;

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    16. Benke D, Olah A, Mhler H. Protein-chemical analysis of Bio-Oss bone

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    17. Wenz B, Oesch B, Horst M. Analysis of the risk of transmitting bovine

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    21. Tarnow DP, Wallace SS, Froum SJ, et al. Histologic and clinical comparison

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    24. Wallace SS, Mazor Z, Froum SJ, et al. Sinus membrane perferation using

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