U.S. District Court District of New Hampshire (Concord ...securities.stanford.edu/filings-documents/1040/SOLR_01/2011513_r01... · U.S. District Court District of New Hampshire (Concord)

US District Court Civil Docket as of 5/13/2011Retrieved from the court on July 7, 2011

U.S. District CourtDistrict of New Hampshire (Concord)

CIVIL DOCKET FOR CASE #: 1:08-cv-00312-JL

Braun et al v. GT Solar International, Inc., et al Date Filed: 08/01/2008Assigned to: Judge Joseph N. Laplante Jury Demand: PlaintiffRelated Cases: 1:08-cv-00318-JL Nature of Suit: 850

1:08-cv-00322-JL Securities/Commodities

1:08-cv-00330-JL Jurisdiction: Federal Question

1:08-cv-00324-JM1:08-cv-00437-PB 1:08-cv-00336-JL1:08-cv-00374-JM

Cause: 15:77 Securities Fraud

Plaintiff

Irving S. Braun represented by Christopher ColeSheehan Phinney Bass & Green(Manchester)1000 Elm StPO Box 3701Manchester, NH 03105-3701603 668-0300Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Plaintiff

Eugene Stricker represented by Mark L. MalloryMallory & Friedman PLLC8 Green StConcord, NH 03301228-2277Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Plaintiff

Robert Dykes represented by Edward F. HaberShapiro Haber & Urmy53 State St, 13th FlrBoston, MA 02109617-439-3939

Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Mark L. Mallory(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Michelle H. BlaunerShapiro Haber & Urmy53 State St, 13th FlrBoston, MA 02109617 439-3939Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Plaintiff

Purdy Family represented by Christopher D. HawkinsNelson Kinder Mosseau & Saturley PC99 Middle StManchester, NH 03101603 647-1800Fax: 603 647-1900Email: [email protected] TO BE NOTICED

Plaintiff

2 West, Inc. represented by William L. ChapmanOrr & Reno PAOne Eagle SqPO Box 3550Concord, NH 03302-3550603 224-2381Email: [email protected] TO BE NOTICED

Plaintiff

Joseph A. Berneski represented by Jamie N. HageHage Hodes PA1855 Elm St.Manchester, NH 03104603 668-2222Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Plaintiff

Arkansas Public Employees Retirement represented by Daniel S. SommersSystem Cohen Milstein Sellers & Toll (DC)

Ste 500 West Tower1100 New York Ave NWWashington, DC 20005-3964202 408-4600Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Steven J. TollCohen Milstein Sellers & Toll (DC)Ste 500 West Tower1100 New York Ave NWWashington, DC 20005-3964202 408-4600Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Joshua M. KolskyCohen Milstein Sellers & Toll (DC)Ste 500 West Tower1100 New York Ave NWWashington, DC 20005-3964202 408-4600Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Kenneth G. BouchardBouchard Kleinman & Wright PA(Hampton)One Merrill Dr, Ste 6Hampton, NH 03842-1968603 926-9333Email: [email protected] TO BE NOTICED

Matthew K. HandleyCohen Milstein Sellers & Toll (DC)Ste 500 West Tower1100 New York Ave NWWashington, DC 20005-3964202 408-4600Email: [email protected]: 06/30/2011PRO HAC VICE

Nicholas D. WrightBouchard Kleinman & Wright PA (M)148 Coolidge Ave. Ste. 2Manchester, NH 03102603 623-7222Fax: 603 623-8953Email: [email protected] TO BE NOTICED

Plaintiff

Walter Thoma represented by Mark PunzalanFinkelstein Thompson LLP100 Bush StSte 1450San Francisco, CA 94104415 398-8700Email:[email protected] TO BE NOTICED

Plaintiff

Eros Bertoni represented by C. Kevin LeonardDouglas Leonard & Garvey6 Loudon Rd, Ste 502Concord, NH 03301-5321603 224-1988Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Mark Punzalan(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Plaintiff

Stephen Unger represented by David P. SlawskyNixon Raiche Vogelman Barry & SlawskyPA77 Central StManchester, NH 03101603 669-7070Fax: 603 669-7080Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Lawrence A. Vogelman

Nixon Raiche Vogelman Barry & SlawskyPA77 Central StManchester, NH 03101603 669-7070Fax: 603 669-7080Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Plaintiff

Meira Rubin represented by Christopher Cole(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Plaintiff

Joyce T. Hamel represented by Lucy J. KarlTERMINATED: 02/12/2009 Shaheen & Gordon (Concord)

107 Storrs StPO Box 2703Concord, NH 03302-2703603 225-7262Email: [email protected]: 02/12/2009LEAD ATTORNEYATTORNEY TO BE NOTICED

Walter W. NossScott + Scott LLP12434 Cedar RdCleveland Heights, OH 44106216 229-6088Email: [email protected]: 02/12/2009LEAD ATTORNEYPRO HAC VICE

V.

Defendant

GT Solar International, Inc. represented by C. Thomas BrownRopes & Gray LLPPrudential Tower800 Boylston St.Boston, MA 02199617 951-7000Email: [email protected] ATTORNEY

PRO HAC VICEATTORNEY TO BE NOTICED

Christoper G. GreenRopes & Gray LLPPrudential Tower800 Boylston St.Boston, MA 02199617 951-7000Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Christopher B. ZimmermanWilmer Cutler Pickering Hale & DorrLLP (MA)60 State StBoston, MA 02109617 526-6000Email:[email protected] MINA TED: 01/15/2 010LEAD ATTORNEYPRO HAC VICE

David HartnagelRopes & Gray LLPPrudential Tower800 Boylston St.Boston, MA 02199617 951-7343Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

James W. PrendergastWilmer Cutler Pickering Hale & DorrLLP (MA)60 State StBoston, MA 02109617 526 6181Email:[email protected] MINA TED: 01/14/2 010LEAD ATTORNEYPRO HAC VICE

Jeffrey B. Rudman

Wilmer Cutler Pickering Hale & DorrLLP (MA)60 State StBoston, MA 02109617 526-6912Email: [email protected] MINA TED: 01/15/2010LEAD ATTORNEYPRO HAC VICE

Randall W. BodnerRopes & Gray LLPPrudential Tower800 Boylston St.Boston, MA 02199617 951-7776Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

W. Daniel DeaneNixon Peabody LLP900 Elm St, 14th FlrManchester, NH 03101-2031603 628-4047Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

W. Scott O'ConnellNixon Peabody LLP900 Elm St, 14th FlrManchester, NH 03101-2031603 628-4000Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

William H. PaineWilmer Cutler Pickering Hale & DorrLLP (MA)60 State StBoston, MA 02109617 526-6000Email: [email protected] MINA TED: 01/15/2010LEAD ATTORNEYPRO HAC VICE

Defendant

Thomas M. Zarrella represented by Christoper G. Green(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Christopher B. Zimmerman(See above for address)TERMINATED: 01 115 12 010LEAD ATTORNEYPRO HAC VICE

David Hartnagel(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

James W. Prendergast(See above for address)LEAD ATTORNEYPRO HAC VICE

Jeffrey B. Rudman(See above for address)TERMINATED: 01 115 12 010LEAD ATTORNEYPRO HAC VICE

Randall W. Bodner(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

W. Daniel Deane(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

W. Scott O'Connell(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

William H. Paine(See above for address)TERMINATED: 01 115 12 010LEAD ATTORNEYPRO HAC VICE

Defendant

Robert W. Woodbury, Jr. represented by Christoper G. Green(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED








William H. Paine(See above for address)TERMINATED: 01 115 12 010LEAD ATTORNEY

PRO HAC VICE

Defendant

Edwin L. Lewis represented by C. Thomas Brown(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Christoper G. Green(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED







W. Scott O'Connell

(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

J. Bradford Forth represented by C. Thomas Brown(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED






Randall W. Bodner(See above for address)LEAD ATTORNEYPRO HAC VICE

ATTORNEY TO BE NOTICED




Defendant

Ernest L. Godshalk represented by C. Thomas Brown(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED





Jeffrey B. Rudman(See above for address)

TERMINATED: 01 115 12 010LEAD ATTORNEYPRO HAC VICE





Defendant

Richard K. Landers represented by C. Thomas Brown(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED










Defendant

J. Michal Conaway represented by Christoper G. Green(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED


David Hartnagel(See above for address)LEAD ATTORNEY








Defendant

Fusen E. Chen represented by C. Thomas Brown(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED


David Hartnagel

(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED







Defendant

Credit Suisse Securities (USA) LLC represented by B. Andrew BednarkO'Melveny & Myers LLPTimes Square Tower7 Times SquareNew York, NY 10036212-326-2000Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Bradley J. ButwinO'Melveny & Myers LLPTimes Square Tower7 Times SquareNew York, NY 10036Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

William J. SushonO'Melveny & Myers LLPTimes Square Tower7 Times SquareNew York, NY 10036212 326-2000Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Brooke E. CucinellaO'Melveny & Myers LLPTimes Square Tower7 Times SquareNew York, NY 10036212-326-2293Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Edmund J. BoutinBoutin Altieri PLLCPO Box 1107Londonderry, NH 03053603 432-9566Email: [email protected] TO BE NOTICED

John L. Altieri , Jr.Boutin & Altieri PLLC118 Main StMeredith, NH 03253603-279-6192Email: [email protected] TO BE NOTICED

Defendant

UBS Securities LLC represented by B. Andrew Bednark(See above for address)

LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Bradley J. Butwin(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

William J. Sushon(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Brooke E. Cucinella(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Edmund J. Boutin(See above for address)ATTORNEY TO BE NOTICED

John L. Altieri , Jr.(See above for address)ATTORNEY TO BE NOTICED

Defendant

Banc of America Securities, LLC represented by B. Andrew Bednark(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED



Brooke E. Cucinella(See above for address)




Defendant

Deutsche Bank Securities, Inc. represented by Bradley J. Butwin(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED




Defendant

Piper Jaffray & Co. represented by B. Andrew Bednark(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED






Defendant

Thomas Weisel Partners LLC represented by B. Andrew Bednark(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED






Defendant

GT Solar Holdings, LLC represented by C. Thomas Brown(See above for address)LEAD ATTORNEYPRO HAC VICE










William H. Paine(See above for address)TERMINATED: 01 115 12 010

LEAD ATTORNEYPRO HAC VICE

Defendant

GFI Energy Ventures LLC represented by C. Thomas Brown(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED










Defendant

Oaktree Capital Management, L.P. represented by C. Thomas Brown(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED






W. Daniel Deane(See above for address)LEAD ATTORNEY




Defendant

OCM/GFI Power Opportunities Fund represented by C. Thomas BrownII, L.P. (See above for address)







W. Daniel Deane

(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Defendant

OCM/GFI Power Opportunities Fund represented by C. Thomas BrownII (Cayman) (See above for address)









William H. Paine(See above for address)TERMINATED: 01/15/2 010LEAD ATTORNEYPRO HAC VICE

Defendant

Lawrence D. Gilson represented by Christopher B. ZimmermanTERMINATED: 02/12/2009 (See above for address)

TERMINATED: 01/15/2 010LEAD ATTORNEYPRO HAC VICE


Jeffrey B. Rudman(See above for address)TERMINATED: 01/15/2 010LEAD ATTORNEYPRO HAC VICE




Defendant

Ian A. Schapiro represented by Christopher B. ZimmermanTERMINATED: 02/12/2009 (See above for address)







Defendant

Andrew G. Osler represented by Christopher B. ZimmermanTERMINATED: 02/12/2009 (See above for address)



Jeffrey B. Rudman(See above for address)TERMINATED: 01/15/2 010LEAD ATTORNEY

PRO HAC VICE




Defendant

Stephen A. Kaplan represented by Christopher B. ZimmermanTERMINATED: 02/12/2009 (See above for address)






William H. Paine(See above for address)TERMINATED: 01/15/2 010LEAD ATTORNEY

PRO HAC VICE

Defendant

Michael P. Harmon represented by Christopher B. ZimmermanTERMINATED: 02/12/2009 (See above for address)







Defendant

Richard Ernest Johnson represented by C. Thomas Brown(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED


Christopher B. Zimmerman

(See above for address)TERMINATED: 01/15/2010LEAD ATTORNEYPRO HAC VICE



Jeffrey B. Rudman(See above for address)TERMINATED: 01/15/2010LEAD ATTORNEYPRO HAC VICE




William H. Paine(See above for address)TERMINATED: 01/15/2010LEAD ATTORNEYPRO HAC VICE

Date Filed # Docket Text

08/01/2008 1 NEW CASE/ COMPLAINT with Jury Demand. Filing fee $ 350, receipt number01020000000000426185 filed by Irving S. Braun. (Attachments: # 1 Civil CoverSheet)(Cole, Christopher) (Entered: 08/01/2008)

08/04/2008 Case assigned to Judge Joseph N. Laplante. The case designation is: 1:08-cv-312-JL.Please show this number with the judge designation on all future pleadings. (jeb)(Entered: 08/04/2008)

08/04/2008 2 NOTICE. This case has been designated for Electronic Case Filing. All furthersubmissions shall be filed in compliance with the Administrative Procedures forElectronic Case Filing. Pro se litigants are not required to file electronically and maycontinue to file documents in paper format. Persons filing electronically are stronglyencouraged to complete the interactive training modules available on the courtswebsite. To access these modules, click HERE. (jeb) (Entered: 08/04/2008)

08/05/2008 3 Certification of Named Plaintiff Pursuant to Federal Securities Law by Irving S. Braun(Attachments: # 1 Braun Certification)(Cole, Christopher) (Entered: 08/05/2008)

08/07/2008 4 Potential CONSOLIDATION ORDER. Cases 08-cv-318-JL and 08-cv-312-JLreference each other as related cases and may be consolidated. Signed by ClerkJames R. Starr. Objections to Consolidation due 9/24/2008. (amm) (Entered:08/07/2008)

08/12/2008 5 Potential CONSOLIDATION ORDER. Cases 1:08-cv-312-JL, 1:08-cv-318-JL,and 1:08-cv-322-JL reference each other as related cases and may beconsolidated. Signed by Deputy Clerk Janice E. BoucherFollowup on Objectionsto Consolidation deadline has been updated to 10/15/2008. (jeb) (Entered:08/12/2008)

08/13/2008 6 Potential CONSOLIDATION ORDER. Cases 1:08-cv-318-JL, 1:08-cv-322-JL,and 1:08-cv-324-JM reference each other as related cases and may beconsolidated. Signed by Clerk James R. Starr. Objections to Consolidationdeadline has been updated to 10/15/2008. (jeb) (Entered: 08/13/2008)

08/19/2008 7 Potential CONSOLIDATION ORDER. Cases 1:08-cv-312-JL, 1:08-cv-318-JL,1:08-cv-322-JL, 1:08-cv-324-JM, and 1:08-cv-330-JL reference each other asrelated cases and may be consolidated. Signed by Deputy Clerk Janice E.Boucher Objections to Consolidation due 10/15/2008.(jeb) (Entered: 08/19/2008)

08/21/2008 8 Potential CONSOLIDATION ORDER. Cases 1:08-cv-312-JL, 1:08-cv-318-JL,1:08-cv-322-JL, 1:08-cv-324-JM, 1:08-cv-330-JL and 1:08-cv-336-JL referenceeach other as related cases and may be consolidated. Signed by Deputy ClerkJanice E. Boucher. Objections to Consolidation due 10/15/2008. (jeb) (Entered:08/21/2008)

09/12/2008 9 NOTICE of Attorney Appearance by W. Scott O'Connell on behalf of Fusen E. Chen,GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L.Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway(O'Connell, W.) (Entered: 09/12/2008)

09/12/2008 10 Disclosure Statement by GT Solar International, Inc. disclosing no parent companies,and no merger agreement (O'Connell, W.) (Entered: 09/12/2008)

09/12/2008 11 NOTICE of Attorney Appearance by W. Daniel Deane on behalf of Fusen E. Chen,GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L.Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway(Deane, W.) (Entered: 09/12/2008)

09/12/2008 12 STIPULATION re: to Extend Time to Answer or Otherwise Respond by Fusen E.Chen, Irving S. Braun, GT Solar International, Inc., Thomas M. Zarrella, Robert W.Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K.Landers, J. Michal Conaway (O'Connell, W.) (Entered: 09/12/2008)

09/15/2008 ENDORSED ORDER approving 12 Stipulation to Extend Time to Answer untilafter Consolidated Complaint is served and a briefing scheduled has beenordered. Text of Order: Approved. Signed by Judge Joseph N. Laplante. (dae)(Entered: 09/17/2008)

09/18/2008 13 Potential CONSOLIDATION ORDER. Cases 08cv312-JL, 08-cv-318-JL,08cv322-JL, 08cv324-JM, 08-cv-330-JL, 08-cv-336-JL and 08-cv-374-PBreference each other as related cases and may be consolidated. Signed by ClerkJames R. Starr. Objections to Consolidation due 10/15/08. (amm) Modified on9/19/2008 to change obj to consolidation due to 10/15/08 instead of 11/5/08. (dae).(Entered: 09/18/2008)

09/19/2008 Corrective Entry to 13 Consolidation Order. Entry corrected to change date forobjections to consolidation to 10/15/08 instead of 11/5/08 (dae) (Entered: 09/19/2008)

09/30/2008 14 MOTION to Consolidate Cases this case with 08-cv-00318; 08-cv-00322; 08-cv-00324; 08-cv-00330; 08-cv-00336; 08-cv-00374 andfor Appointment of Lead Plaintiffand Approval of Selection of Lead Counsel filed by Eugene Stricker, Robert Dykes.Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law, # 2Exhibit (Affidavit) of James V. Basian, # 3 Exhibit A to Bashian Declaration, # 4Exhibit B to Bashian Declaration, # 5 Exhibit C to Bashian Declaration, # 6 Exhibit Dto Bashian Declaration, # 7 Exhibit E to Bashian Declaration, # 8 Exhibit F to BashianDeclaration, # 9 Exhibit G to Bashian Declaration, # 10 Exhibit H to BasianDeclaration)(Mallory, Mark) (Entered: 09/30/2008)

09/30/2008 15 MOTION to Consolidate Cases this case with 08-cv-318, 08-cv-322, 08-cv-324, 08-cv-330, 08-cv-336, 08-cv-374 filed by Purdy Family. Follow up on Objection on10/20/2008. (Attachments: # 1 Memorandum of Law in Support of Motion toConsolidate, # 2 Proposed Order)(Hawkins, Christopher) (Entered: 09/30/2008)

09/30/2008 16 MOTION to Appoint Counsel and Appointment as Lead Plaintiff filed by PurdyFamily. Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum ofLaw in Support of Motion for Appointment as Lead Plaintiff and Approval of LeadPlaintiff's Selection of Lead and Liaison Counsel, # 2 Exhibit (Affidavit) of Jeffrey C.Block, Esq., # 3 Exhibit A - Pendency Notices, # 4 Exhibit B - Certifications of PurdyFamily, # 5 Exhibit C - Joint Declaration of the Purdy Family, # 6 Exhibit D -Calculation of Losses, # 7 Exhibit E - Firm Resume, # 8 Proposed Order)(Hawkins,Christopher) (Entered: 09/30/2008)

09/30/2008 17 MOTION to Consolidate Cases this case with 08-318, 08-322, 08-324, 08330, 08-336,08-374 filed by 2 West, Inc.. Follow up on Objection on 10/20/2008. (Attachments: #1 Memorandum of Law Memorandum of Law in Support of Motion for Consolidation,# 2 Exhibit (Affidavit) Declaration of Richard A. Speirs In Support of Motion forConsolidation, # 3 Exhibit Exhibit A to Declaration of Richard A. Speirs -Certifications, # 4 Exhibit Exhibit B to Declaration of Richard A. Speirs - ClassAction Complaint, # 5 Exhibit Exhibit C to Declaration of Richard A. Speirs - Notice,# 6 Exhibit Exhibit D to Declaration of Richard A. Speirs - Firm Resume of Zwerling,

Schachter & Zwerling, LLP, # 7 Notice ECF Certificate of Service)(Chapman,William) (Entered: 09/30/2008)

09/30/2008 18 MOTION to Consolidate Cases this case with 08-cv-00318; 08-cv-00322; 08-cv-00324; 08-cv-00330; 08-cv-00336; 08-cv-00374 filed by Joseph A. Berneski. Followup on Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law, # 2Proposed Order, # 3 Declaration of Jamie N. Hage, # 4 Exhibit A to Hage Declaration,# 5 Exhibit B to Hage Declaration, # 6 Exhibit C to Hage Declaration, # 7 Exhibit D toHage Declaration, # 8 Exhibit E to Hage Declaration, # 9 Exhibit F to HageDeclaration, # 10 Certificate of Service)(Hage, Jamie) (Entered: 09/30/2008)

09/30/2008 19 MOTION To Be Appointed Lead Plaintiff and to Approve Lead Plaintiff's Choice ofCounsel filed by Joseph A. Berneski. Follow up on Objection on 10/20/2008.(Attachments: # 1 Memorandum of Law, # 2 Proposed Order, # 3 Declaration of JamieN. Hage, # 4 Exhibit A to Hage Declaration, # 5 Exhibit B to Hage Declaration, # 6Exhibit C to Hage Declaration, # 7 Exhibit D to Hage Declaration, # 8 Exhibit E toHage Declaration, # 9 Exhibit F to Hage Declaration, # 10 Certificate ofService)(Hage, Jamie) (Entered: 09/30/2008)

09/30/2008 20 MOTION to Consolidate Cases this case with 08-cv-374-PB, 08-cv-336-JL, 08-cv-330-JL, 08-cv-324-JM, 08-cv-322-JL, 08-cv-318-JL filed by Arkansas PublicEmployees Retirement System. Follow up on Objection on 10/20/2008. (Attachments:# 1 Memorandum of Law in Support of Motion, # 2 Proposed Order, # 3 Certificate ofService)(Bouchard, Kenneth) (Entered: 09/30/2008)

09/30/2008 21 MOTION to Appoint Counsel as Lead Counsel and Appointing Lead Plaintiff filed byArkansas Public Employees Retirement System. Follow up on Objection on10/20/2008. (Attachments: # 1 Memorandum of Law in Support of Motion, # 2Proposed Order, # 3 Declaration of Ken Bouchard, # 4 Exhibit A to Declaration, # 5Exhibit B to Declaration, # 6 Exhibit C to Declaration, # 7 Exhibit D to Declaration, #8 Certificate of Service)(Bouchard, Kenneth) (Entered: 09/30/2008)

09/30/2008 22 MOTION to Consolidate Cases this case with 1:08-cv-00312-JL; 1:08-cv-00318-JL;1:08-cv-00322-JL; 1:08-cv-00324-JM; 1:08-cv-00330-JL; 2:08-cv-00336-JL; 1:08-cv-00374-PB and Motion for Appointment as Lead Plaintiff filed by Walter Thoma.Follow up on Objection on 10/20/2008. (Attachments: # 1 Memorandum of LawMemorandum of Points and Authorities, # 2 Exhibit (Affidavit) Declaration of MarkPunzalan, # 3 Exhibit Exhibit A, # 4 Exhibit Exhibit B, # 5 Exhibit Exhibit C, # 6Exhibit Exhibit D, # 7 Proposed Order Proposed Order)(Punzalan, Mark) (Entered:09/30/2008)

09/30/2008 23 Partially Assented to MOTION to Consolidate Cases this case with 1:08-318; 1:08-322; 1:08-324; 1:08-330; 1:08-336; 1:08-374 , Appointment as Lead Plaintiffs andApproval of Selection of Lead and Liaison Counsel filed by Irving S. Braun. Follow upon Objection on 10/20/2008. (Attachments: # 1 Memorandum of Law, # 2 Exhibit(Affidavit) of Christopher Cole, # 3 Exhibit A - 1 st Notice of Pendency of Action(affid), # 4 Exhibit B - Loss Chart, # 5 Exhibit C- Loftin & Unger Certs, # 6 Exhibit D- Coughlin Resume, # 7 Exhibit D-1 - Coughlin Resume, # 8 Exhibit E - SheehanResume, # 9 Exhibit E-1 - Sheehan Resume)(Cole, Christopher) (Entered: 09/30/2008)

10/02/2008 24 Addendum/Corrected (Signed) Declaration of James V. Bashian to 14 MOTION to, Consolidate Cases this case with 08-cv-00318; 08-cv-00322; 08-cv-00324; 08-cv-

00330; 08-cv-00336; 08-cv-00374 and for Appointment of Lead Plaintiff and Approvalof Selection of Lead Counsel by Eugene Stricker. (Mallory, Mark) (Entered:10/02/2008)

10/03/2008 25 CONSOLIDATION ORDER. 08-cv-312-JL, 08-cv-318-JL, 08-cv-322-JL, 08-cv-324-JM, 08-cv-330-JL, 08-cv-336-JL and 08-cv-374-JM are consolidated into onecase. 08-cv-318-JL, 08-cv-322-JL, 08-cv-324-JM, 08-cv-330-JL, 08-cv-336-JL, 08-cv-374-JM are statistically closed. All future pleadings will be docketed in themain case: 07-cv-312-JL Signed by Judge Joseph N. Laplante. (cmp) (Entered:10/03/2008)

10/09/2008 26 Notice of Withdrawal of GT Solar Investor Group's Motion for Consolidation,Appointment of Lead Counsel and for Approval of Selection of Lead Counsel(Document 14) by Eugene Stricker (Mallory, Mark) (Entered: 10/09/2008)

10/15/2008 27 Disclosure Statement by UBS Securities LLC disclosing parent companies, and nomerger agreement (Boutin, Edmund) (Entered: 10/15/2008)

10/15/2008 28 Disclosure Statement by Banc of America Securities, LLC disclosing parentcompanies, and no merger agreement (Boutin, Edmund) (Entered: 10/15/2008)

10/15/2008 29 Disclosure Statement by Deutsche Bank Securities, Inc. disclosing parent companies,and no merger agreement (Boutin, Edmund) (Entered: 10/15/2008)

10/15/2008 30 Disclosure Statement by Piper Jaffray & Co. disclosing parent companies, and nomerger agreement (Boutin, Edmund) (Entered: 10/15/2008)

10/15/2008 31 Disclosure Statement by Thomas Weisel Partners LLC disclosing parent companies,and no merger agreement (Boutin, Edmund) (Entered: 10/15/2008)

10/15/2008 32 Disclosure Statement by Credit Suisse Securities (USA) LLC disclosing parentcompanies, and no merger agreement (Boutin, Edmund) (Entered: 10/15/2008)

10/15/2008 33 NOTICE of Attorney Appearance by Edmund J. Boutin on behalf of Credit SuisseSecurities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC,Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC(Boutin, Edmund) (Entered: 10/15/2008)

10/15/2008 34 Assented to MOTION for B. Andrew Bednark to Appear Pro Hac Vice (Filing fee $100, Receipt # 01020000000000450228.) filed by Credit Suisse Securities (USA)LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche BankSecurities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC. (Attachments: # 1Exhibit (Affidavit) Declaration of B. Andrew Bednark)(Boutin, Edmund) (Entered:10/15/2008)

10/15/2008 35 Assented to MOTION for William J. Sushon to Appear Pro Hac Vice (Filing fee $100, Receipt # 01020000000000450236.) filed by Credit Suisse Securities (USA)LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche BankSecurities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC. (Attachments: # 1Exhibit (Affidavit) Declaration of William J. Sushon)(Boutin, Edmund) (Entered:10/15/2008)

10/15/2008 36 NOTICE of Limited Withdrawal of the Purdy Family's Motion for Appointment asLead Plaintiff by Purdy Family. (Hawkins, Christopher) (Entered: 10/15/2008)

10/15/2008 37 NOTICE of Attorney Appearance by John L. Altieri, Jr on behalf of Credit SuisseSecurities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC,Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC(Altieri, John) (Entered: 10/15/2008)

10/17/2008 38 NOTICE of Limited Withdrawal of Motion for Appointment As Lead Plaintiff by 2West, Inc.. (Chapman, William) (Entered: 10/17/2008)

10/17/2008 ENDORSED ORDER Text of Order: Plaintiff's counsel shall notify the Courtwhen service is complete. Signed by Judge Joseph N. Laplante. (Laplante, Joseph)(Entered: 10/17/2008)

10/17/2008 39 Notice of Withdrawal of Motion: 19 MOTION To Be Appointed Lead Plaintiff and toApprove Lead Plaintiff's Choice of Counsel. (Hage, Jamie) (Entered: 10/17/2008)

10/17/2008 40 Assented to MOTION for William H. Paine to Appear Pro Hac Vice (Filing fee $ 100,Receipt # 01020000000000451062.) filed by Fusen E. Chen, GT Solar Holdings, LLC,GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI PowerOpportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman),Lawrence D. Gilson, Ian A. Schapiro, Andrew G. Osler, Stephen A. Kaplan, MichaelP. Harmon, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury,Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J.Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) of William H.Paine)(O'Connell, W.) (Entered: 10/17/2008)

10/17/2008 41 Assented to MOTION for Jeffrey B. Rudman to Appear Pro Hac Vice (Filing fee $100, Receipt # 01020000000000451067.) filed by Fusen E. Chen, GT Solar Holdings,LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFIPower Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman),Lawrence D. Gilson, Ian A. Schapiro, Andrew G. Osler, Stephen A. Kaplan, MichaelP. Harmon, GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury,Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J.Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) of Jeffrey B.Rudman)(O'Connell, W.) (Entered: 10/17/2008)

10/17/2008 42 Assented to MOTION for Christopher B. Zimmerman to Appear Pro Hac Vice (Filingfee $ 100, Receipt # 01020000000000451073.) filed by Fusen E. Chen, GT SolarHoldings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P.,OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II(Cayman), Lawrence D. Gilson, Ian A. Schapiro, Andrew G. Osler, Stephen A.Kaplan, Michael P. Harmon, GT Solar International, Inc., Thomas M. Zarrella, RobertW. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K.Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) Christopher B.Zimmerman)(O'Connell, W.) (Entered: 10/17/2008)

10/17/2008 43 MOTION to Withdraw 22 MOTION to Consolidate Cases this case with 1:08-cv-00312-JL; 1:08-cv-00318-JL; 1:08-cv-00322-JL; 1:08-cv-00324-JM; 1:08-cv-00330-JL; 2:08-cv-00336-JL; 1:08-cv-00374-PB and Motion for Appointment as LeadPlaintiff filed by Walter Thoma. Follow up on Objection on 11/3/2008. (Punzalan,Mark) (Entered: 10/17/2008)

10/17/2008 ENDORSED ORDER granting 34 Motion for B. Andrew Bednark to Appear ProHac Vice. Text of Order: Granted on the condition that B. Andrew Bednark

completes an online ECF Registration Form within 10 days. So Ordered by JudgeJoseph N. Laplante. Notice of Compliance Deadline set for 11/3/2008. To accessthe online registration form, click HERE. Persons filing electronically arestrongly encouraged to complete the interactive training modules available on thecourts website. To access these modules, click HERE.(cmp) (Entered: 10/21/2008)

10/17/2008 ENDORSED ORDER granting 35 Motion for William J. Sushon to Appear ProHac Vice. Text of Order: Granted on the condition that William J. Sushoncompletes an online ECF Registration Form within 10 days. So Ordered by JudgeJoseph N. Laplante. Notice of Compliance Deadline set for 11/3/2008. To accessthe online registration form, click HERE. Persons filing electronically arestrongly encouraged to complete the interactive training modules available on thecourts website. To access these modules, click HERE.(cmp) (Entered: 10/21/2008)

10/20/2008 44 Addendum/Further Memorandum in Support to 21 MOTION to Appoint Counsel asLead Counsel and Appointing Lead Plaintiff filed by Arkansas Public EmployeesRetirement System. (Bouchard, Kenneth) (Entered: 10/20/2008)

10/22/2008 ENDORSED ORDER granting 40 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that William H. Paine completes an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante.Notice of Compliance Deadline set for 11/10/2008. To access the onlineregistration form, click HERE. Persons filing electronically are stronglyencouraged to complete the interactive training modules available on the courtswebsite. To access these modules, click HERE.(jb) (Entered: 10/22/2008)

10/22/2008 ENDORSED ORDER granting 41 Motion for Jeffrey B. Rudman to Appear ProHac Vice. Text of Order: Granted. So Ordered by Judge Joseph N. Laplante.Persons filing electronically are strongly encouraged to complete the interactivetraining modules available on the courts website. To access these modules, clickHERE.(jb) (Entered: 10/22/2008)

10/22/2008 ENDORSED ORDER granting 42 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that Christopher B. Zimmerman completes anonline ECF Registration Form within 10 days. So Ordered by Judge Joseph N.Laplante. Notice of Compliance Deadline set for 11/10/2008. To access the onlineregistration form, click HERE. Persons filing electronically are stronglyencouraged to complete the interactive training modules available on the courtswebsite. To access these modules, click HERE.(jb) (Entered: 10/22/2008)

10/23/2008 NOTICE OF DUPLICATE PAYMENT: Attorney W. Scott O'Connell on behalf ofFusen E. Chen, et al submitted a duplicate payment re Filing dated 10/21/08 of anincomplete filing of an Assented to MOTION to Appear Pro Hac Vice (Filing fee $100, Receipt # 01020000000000451048.). The filer shall request a refund in writingdirected to the Clerk of Court and filed conventionally within ten (10) days,identifying the case number, filing date, and the name of the attorney whose ECF loginand password was used to make the submission. Follow up on Duplicate Payment on11/10/2008. (amm) (Entered: 10/23/2008)

10/23/2008 45 Potential CONSOLIDATION ORDER. Cases 1:08-cv-312-JL and 1:08-cv-437-PB reference each other as related cases and may be consolidated. Signed byDeputy Clerk Janice E. Boucher. Objections to Consolidation due 12/8/2008. (jeb)

(Entered: 10/23/2008)

10/29/2008

ENDORSED ORDER granting 21 Motion to Appoint Counsel as Lead Counseland Appointing Lead Plaintiff filed by Arkansas Public Employees RetirementSystem. Text of Order: Granted pursuant to Local Rule 7.1(b), as there is noobjection. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 10/29/2008)

10/29/2008 ENDORSED ORDER granting 43 Motion to Withdraw 22 Motion forAppointment as Lead Plaintiff filed by Walter Thoma. Text of Order: Granted. SoOrdered by Judge Joseph N. Laplante. (jb) (Entered: 10/29/2008)

10/29/2008

ENDORSED ORDER denying 16 Motion to Appoint Counsel and Appointmentas Lead Plaintiff filed by the Purdy Family. Text of Order: Denied per order dated10/29/08 granting doc. #21. So Ordered by Judge Joseph N. Laplante. (jb)(Entered: 10/29/2008)

10/31/2008 46 Assented to MOTION for Bradley J. Butwin to Appear Pro Hac Vice (Filing fee $100, Receipt # 01020000000000455577.) filed by Credit Suisse Securities (USA)LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche BankSecurities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC. (Attachments: # 1Exhibit Declaration of Bradley J. Butwin In Support of Motion For Admission ProHac Vice)(Altieri, John) (Entered: 10/31/2008)

10/31/2008 47 REFUND ORDER on duplicate payment made by W. Scott O'Connell's Officere: Incomplete PHV Motion filed on 10/17/08. Signed by Clerk James R. Starr.(Attachments: # 1 Coverletter)(cmp) (Entered: 10/31/2008)

11/04/2008

ENDORSED ORDER granting 46 Motion for Bradley J. Butwin to Appear ProHac Vice. Text of Order: Granted on the condition that Bradley J. Butwin completesan online ECF Registration Form within 10 days So Ordered by Judge Joseph N.Laplante. Notice of Compliance Deadline set for 11/24/2008. To access the onlineregistration form, click HERE. Persons filing electronically are stronglyencouraged to complete the interactive training modules available on the courtswebsite. To access these modules, click HERE.(cmp) (Entered: 11/04/2008)

11/05/2008 NOTICE: Refund of Duplicate Payment to Scott O'Connell's Office processed onNovember 5th, 2008 re: 47 Refund Order (cmp) (Entered: 11/06/2008)

11/07/2008

48 RESPONSE re 45 Consolidation Order, filed by Fusen E. Chen, GT Solar Holdings,LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFIPower Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman),Lawrence D. Gilson, Ian A. Schapiro, Andrew G. Osler, Stephen A. Kaplan, MichaelP. Harmon, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella,Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk,Richard K. Landers, J. Michal Conaway. (O'Connell, W.) (Entered: 11/07/2008)

11/11/2008

49 STIPULATION re: Proposed Order Regarding Schedule by 2 West, Inc., Joseph A.Berneski, Fusen E. Chen, Arkansas Public Employees Retirement System, WalterThoma, Credit Suisse Securities (USA) LLC, Eros Bertoni, UBS Securities LLC,Stephen Unger, Meira Rubin, GT Solar Holdings, LLC, Banc of America Securities,LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFIPower Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI PowerOpportunities Fund II (Cayman), Lawrence D. Gilson, Ian A. Schapiro, Andrew G.

Osler, Piper Jaffray & Co., Stephen A. Kaplan, Michael P. Harmon, Thomas WeiselPartners LLC, Irving S. Braun, Richard Ernest Johnson, GT Solar International, Inc.,Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth,Ernest L. Godshalk, Eugene Stricker, Robert Dykes, Richard K. Landers, PurdyFamily, J. Michal Conaway (O'Connell, W.) (Entered: 11/11/2008)

11/13/2008 50 Assented to MOTION for Matthew K. Handley to Appear Pro Hac Vice (Filing fee $100, Receipt # 01020000000000459381.) filed by Arkansas Public EmployeesRetirement System. (Attachments: # 1 Exhibit (Affidavit) of MatthewHandley)(Bouchard, Kenneth) (Entered: 11/13/2008)

11/13/2008 51 Assented to MOTION for Daniel S. Sommers to Appear Pro Hac Vice (Filing fee $100, Receipt # 0 10200000000004593 85.) filed by Arkansas Public EmployeesRetirement System. (Attachments: # 1 Exhibit (Affidavit) of Daniel S.Sommers)(Bouchard, Kenneth) (Entered: 11/13/2008)

11/13/2008 52 Assented to MOTION for Steven J. Toll to Appear Pro Hac Vice (Filing fee $ 100,Receipt # 01020000000000459395.) filed by Arkansas Public Employees RetirementSystem. (Attachments: # 1 Exhibit (Affidavit) of Steven J. Toll)(Bouchard, Kenneth)(Entered: 11/13/2008)

11/13/2008 ENDORSED ORDER approving 49 Stipulation re:Proposed Order RegardingSchedule. Text of Order: Approved. So Ordered by Judge Joseph N. Laplante.(cmp) (Entered: 11/14/2008)

11/14/2008 ENDORSED ORDER granting 50 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that Matthew K. Handley completes at online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante.Notice of Compliance Deadline set for 12/4/2008. To access the online registrationform, click HERE. Persons filing electronically are strongly encouraged tocomplete the interactive training modules available on the courts website. Toaccess these modules, click HERE.(jb) (Entered: 11/14/2008)

11/14/2008 ENDORSED ORDER granting 51 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that Daniel S. Sommers completes an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante.Notice of Compliance Deadline set for 12/4/2008. To access the online registrationform, click HERE. Persons filing electronically are strongly encouraged tocomplete the interactive training modules available on the courts website. Toaccess these modules, click HERE.(jb) (Entered: 11/14/2008)

11/14/2008 ENDORSED ORDER granting 52 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that Steven J. Toll completes an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante.Notice of Compliance Deadline set for 12/4/2008. To access the online registrationform, click HERE. Persons filing electronically are strongly encouraged tocomplete the interactive training modules available on the courts website. Toaccess these modules, click HERE.(jb) (Entered: 11/14/2008)

11/20/2008 53 NOTICE of Firm Name Change by Arkansas Public Employees Retirement System.(Bouchard, Kenneth) (Entered: 11/20/2008)

12/11/2008 54 CONSOLIDATION ORDER. 08-cv-437-PB and 08-cv-312-JL are consolidated

into one case. 08-cv-437-PB is statistically closed. Signed by Judge Joseph N.Laplante. (cmp) (Entered: 12/12/2008)

12/11/2008 55 MOTION to Remand (from Consolidated case 08-cv-437-PB) filed by Joyce T.Hamel. Follow up on Objection on 1/2/2009. (Attachments: # 1 Memorandum of Law,# 2 Exhibit (Affidavit) Declaration of Lucy J. Karl, Esquire, # 3 Attachment to ExhibitA-Order, Layne v. Countrywide, # 4 Attachment to Exhibit B-Pipefitters v. SalemComm, et al, # 5 Attachment to Exhibit C-Order, Steamfitters v. Quality Distribution,# 6 Attachment to Exhibit D-Order, Martin v. Bellsouth)(cmp) (Entered: 12/12/2008)

12/22/2008 56 AMENDED COMPLAINT against Fusen E. Chen, Credit Suisse Securities (USA)LLC, UBS Securities LLC, GT Solar Holdings, LLC, Banc of America Securities,LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFIPower Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI PowerOpportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC,Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W.Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K.Landers, J. Michal Conaway with jury demand filed by Arkansas Public EmployeesRetirement System.(Toll, Steven) (Entered: 12/22/2008)

01/05/2009 57 MEMORANDUM in Opposition re 55 MOTION to Remand filed by Fusen E. Chen,Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of AmericaSecurities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas WeiselPartners LLC, GT Solar International, Inc., Thomas M. Zarrella, Robert W.Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K.Landers, J. Michal Conaway. (O'Connell, W.) (Entered: 01/05/2009)

01/05/2009 58 Assented to MOTION for Oral Argument filed by Fusen E. Chen, Credit SuisseSecurities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC,Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC,GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L.Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. MichalConaway. (O'Connell, W.) (Entered: 01/05/2009)

01/05/2009 59 MEMORANDUM in Opposition re 55 MOTION to Remand filed by Arkansas PublicEmployees Retirement System. (Toll, Steven) (Entered: 01/05/2009)

01/08/2009 ENDORSED ORDER granting 58 Motion for Oral Argument. Text of Order:Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 01/08/2009)

01/08/2009 NOTICE re: 55 MOTION to Remand. Motion Hearing (ORAL ARGUMENT) set for2/2/2009 03:00 PM before Judge Joseph N. Laplante. (cmp) (Entered: 01/08/2009)

01/08/2009 ORAL Notice of Intent to Reply (by Joyce T. Hamel) to Objections to 55 MOTION toRemand. Follow up on Reply on 1/23/2009. (cmp) (Entered: 01/08/2009)

01/15/2009 60 Assented to MOTION for James W. Prendergast to Appear Pro Hac Vice (Filing fee $100, Receipt # 01020000000000476532.) filed by Fusen E. Chen, GT Solar Holdings,LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFIPower Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman),Lawrence D. Gilson, Ian A. Schapiro, Andrew G. Osler, Stephen A. Kaplan, MichaelP. Harmon, Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella,Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk,

Richard K. Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) A:Affidavit of James W. Prendergast)(O'Connell, W.) (Entered: 01/15/2009)

01/16/2009 ENDORSED ORDER granting 60 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that James W. Prendergast completes an onlineECF Registration Form within 10 days. So Ordered by Judge Joseph N. Laplante.Notice of Compliance Deadline set for 2/5/2009. To access the online registrationform, click HERE. Persons filing electronically are strongly encouraged tocomplete the interactive training modules available on the courts website. Toaccess these modules, click HERE.(jb) (Entered: 01/16/2009)

01/20/2009 61 Assented to MOTION for Leave to File to File a Supplemental Memorandum of Lawin Support of Lead Plaintiff's Request for Stay filed by Fusen E. Chen, Credit SuisseSecurities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC,Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC,GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L.Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. MichalConaway. (Attachments: # 1 Memorandum of Law Exhibit A: SupplementalMemorandum of Law in Support of Lead Plaintiff's Request for Stay)(O'Connell, W.)(Entered: 01/20/2009)

01/21/2009 62 Assented to MOTION to Extend Time to File a Reply Memorandum to the FederalPlaintiff and Defendants' Memoranda in Opposition to the Motion for Remand (Dkt.57 and 59) to January 28, 2009 filed by Joyce T. Hamel. (Karl, Lucy) (Entered:01/21/2009)

01/21/2009 ENDORSED ORDER granting 62 Motion to Extend Time to File a ReplyMemorandum to the Federal Plaintiff and Defendants' Memoranda inOpposition to the Motion for Remand (Dkt. 57 and 59) to January 28, 2009. Textof Order: Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered:01/21/2009)

01/21/2009 ENDORSED ORDER granting 61 Motion for Leave to File a SupplementalMemorandum of Law in Support of Lead Plaintiff's Request for Stay. Text ofOrder: Granted. Barring unforseen circumstances, the court intends to issue aruling from the bench at the February 2 hearing, so the supplemental memo shallbe filed no later than January 27, 2009. So Ordered by Judge Joseph N. Laplante.(jb) (Entered: 01/21/2009)

01/21/2009 63 MEMORANDUM in Opposition re 55 MOTION to Remand - Defendants'Supplemental Memorandum in Support of Lead Plaintiff's Request for Stay (See Doc59 - Lead Pl.'s Opp. to Mot. to Remand) filed by Fusen E. Chen, Credit SuisseSecurities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC,Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC,GT Solar International, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L.Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. MichalConaway. (O'Connell, W.) (Entered: 01/21/2009)

01/27/2009 64 Assented to MOTION for Walter W. Noss, Esquire to Appear Pro Hac Vice (Filingfee $ 100, Receipt # 01020000000000479792.) filed by Joyce T. Hamel.(Attachments: # 1 Exhibit (Affidavit) of Walter W. Noss, Esquire)(Karl, Lucy)(Entered: 01/27/2009)

01/27/2009 ENDORSED ORDER granting 64 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that Walter W. Noss completes an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante.Notice of Compliance Deadline set for 2/13/2009. To access the online registrationform, click HERE. Persons filing electronically are strongly encouraged tocomplete the interactive training modules available on the courts website. Toaccess these modules, click HERE.(jb) (Entered: 01/27/2009)

01/28/2009 65 REPLY to Objection to Motion re 55 MOTION to Remand filed by Joyce T. Hamel.(Attachments: # 1 Exhibit (Affidavit) Declaration of Lucy J. Karl, Esquire, # 2 ExhibitA-5/4/98, Rpt of the Senate Committee on Banking, # 3 Exhibit B-7/21/98, Rpt ofHouse Committee on Commerce, # 4 Exhibit C-10/9/98, Rpt of House ofConference)(Karl, Lucy) (Entered: 01/28/2009)

01/28/2009 66 NOTICE of Supplemental Authority for Opposition to Remand by Fusen E. Chen,Credit Suisse Securities (USA) LLC, UBS Securities LLC, Banc of AmericaSecurities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas WeiselPartners LLC, GT Solar International, Inc., Thomas M. Zarrella, Robert W.Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K.Landers, J. Michal Conaway. (Attachments: # 1 Exhibit A: Knox v. Agria Corp.Decision)(O'Connell, W.) (Entered: 01/28/2009)

02/02/2009 Minute Entry for proceedings held before Judge Joseph N. Laplante. MOTIONHEARING held on 2/2/2009 re 55 MOTION to Remand.ORAL ORDER grantingMotion to Remand. Written Order to issue. (Court Reporter: Susan Bateman) (PltfsAtty: Ken Bouchard, Daniel Sommers, Lucy Karl, Walter Noss) (Defts Atty: JamesPredergast, Chris Zimmerman, Scott O'Connell, Ed Boutin, Bill Sushon)(TotalHearing Time: 1 hr 10 min) (cmp) (Entered: 02/02/2009)

02/05/2009 67 MOTION to Dismiss filed by Fusen E. Chen, Credit Suisse Securities (USA) LLC,UBS Securities LLC, GT Solar Holdings, LLC, Banc of America Securities, LLC, GFIEnergy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI PowerOpportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI PowerOpportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC,Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W.Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K.Landers, J. Michal Conaway. Follow up on Objection on 2/23/2009. (Attachments: # 1Memorandum of Law in Support of Defendants' Motion to Dismiss, # 2 Exhibit(Affidavit) of Christopher B. Zimmerman in Support of Defendants' Motion toDismiss, # 3 Exhibit A to Zimmerman Affidavit: Final Registration Statement FormS 1 A July 23 2008, # 4 Exhibit B to Zimmerman Affidavit: Prospectus Form 424B4July 24 2008, # 5 Exhibit C to Zimmerman Affidavit: LDK Press Release July 252008, # 6 Exhibit D to Zimmerman Affidavit: GTSolar Press Release July 252008)(O'Connell, W.) (Entered: 02/05/2009)

02/05/2009 68 Assented-To Motion for Oral Argument by Fusen E. Chen, Credit Suisse Securities(USA) LLC, UBS Securities LLC, GT Solar Holdings, LLC, Banc of AmericaSecurities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P.,OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc.,OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., ThomasWeisel Partners LLC, Richard Ernest Johnson, GT Solar International, Inc., ThomasM. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L.

Godshalk, Richard K. Landers, J. Michal Conaway (O'Connell, W.) Modified on2/6/2009 to correct event to Motion: (cmp). (Entered: 02/05/2009)

02/06/2009 ENDORSED ORDER granting 68 Motion for Oral Argument. Text of Order:Granted. Although the court is confused by the reference to the "motion to remand"in the prayer for relief of the motion for oral argument, oral argument is granted asto the motion to dismiss, as this court sua sponte schedules hearings on alldispositive and otherwise significant motions. Counsel should anticipate a briefwritten order on the motion to remand early next week. So Ordered by JudgeJoseph N. Laplante. (jb) (Entered: 02/06/2009)

02/06/2009 69 TRANSCRIPT of Proceedings for Oral Argument on Motion for Remand held onFebruary 2, 2009. Court Reporter: Susan Bateman, Telephone # 603 225-1453.Transcript is available for public inspection, but may not be copied or otherwisereproduced, at the Clerk's Office for a period of 90 days. Additionally, only attorneysof record and pro se parties with an ECF login and password who purchase a transcriptfrom the court reporter will have access to the transcript through PACER during this90-day period. If you would like to order a copy, please contact the court reporter atthe above listed phone number.

NOTICE: Any party who requests an original transcript has 21 days from serviceof this notice to determine whether it is necessary to redact any personalidentifiers and, if so, to electronically file a Redaction Request.

Redaction Request Follow Up 3/2/2009. Redacted Transcript Follow Up 3/12/2009.Release of Transcript Restriction set for 5/7/2009. (cmp) (Entered: 02/09/2009)

02/12/2009 ///ENDORSED ORDER granting 55 Motion to Remand filed by Joyce T.Hamel(in the 08cv437PB case only) . Text of Order: GRANTED. See In re TycoIntl, Ltd., 322 F. Supp. 2d 116 (D.N.H. 2004). Motion for stay denied withoutprejudice. So Ordered by Judge Joseph N. Laplante. (jb) Modified on 3/17/2009 toadd:(in the 08cv437PB case only) (cmp). (Entered: 02/12/2009)

02/12/2009 70 NOTICE of Clarification by Arkansas Public Employees Retirement System. (Toll,Steven) (Entered: 02/12/2009)

03/23/2009 71 MEMORANDUM in Opposition re 67 MOTION to Dismiss filed by Arkansas PublicEmployees Retirement System. (Sommers, Daniel) (Entered: 03/23/2009)

04/06/2009 72 Notice of Intent to Reply to Objection to 67 MOTION to Dismiss. Follow up on Replyon 4/23/2009. (O'Connell, W.) (Entered: 04/06/2009)

04/15/2009 73 MOTION to Stay Discovery in Hamel v. GT Solar under SL USA filed by Credit SuisseSecurities (USA) LLC, UBS Securities LLC, Banc of America Securities, LLC,Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC.Follow up on Objection on 5/4/2009. (Attachments: # 1 Memorandum of Law, # 2Proposed Order Granting Motion to Stay, # 3 Exhibit (Affidavit) Declaration ofEdmund J. Boutin, # 4 Attachment to Exhibit -Exh A to Boutin Decl, # 5 Attachmentto Exhibit - Exh B to Boutin Decl, # 6 Attachment to Exhibit -Exh C to Boutin Decl, #7 Attachment to Exhibit -Exh D to Boutin Decl, # 8 Attachment to Exhibit -Exh E toBoutin Decl, # 9 Attachment to Exhibit -Exh F to Boutin Decl, # 10 Attachment toExhibit -Verif to Boutin Decl)(Boutin, Edmund) (Entered: 04/15/2009)

04/15/2009 74 MOTION to Expedite Treatment of the Underwriter Defendants' Motion to StayDiscovery in Hamel v. GT Solar under SLUSA filed by Credit Suisse Securities(USA) LLC, UBS Securities LLC, Banc of America Securities, LLC, Deutsche BankSecurities, Inc., Piper Jaffray & Co., Thomas Weisel Partners LLC. Follow up onObjection on 5/4/2009. (Boutin, Edmund) (Entered: 04/15/2009)

04/16/2009 75 MOTION to Stay Discovery in Parallel State Court Action Hamel v. GT Solar Int'l,Inc. filed by Fusen E. Chen, GT Solar Holdings, LLC, GFI Energy Ventures LLC,Oaktree Capital Management, L.P., OCM/GFI Power Opportunities Fund II, L.P.,OCM/GFI Power Opportunities Fund II (Cayman), Richard Ernest Johnson, GT SolarInternational, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J.Bradford Forth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. Followup on Objection on 5/4/2009. (O'Connell, W.) (Entered: 04/16/2009)

04/21/2009 ENDORSED ORDER granting 73 Motion to Stay Discovery in Hamel v. GTSolar under SLUSA; granting 75 Motion to Stay Discovery in Parallel StateCourt Action Hamel v. GT Solar Int'l, Inc. Text of Order: Granted, all discovery instate court litigation temporarily stayed pending hearing on motions to staydiscovery. The clerk shall schedule a hearing. So Ordered by Judge Joseph N.Laplante. (jb) (Entered: 04/21/2009)

04/21/2009 76 ORDER Vacating 4/21/09 ruling on 73 Motion to Stay, 75 Motion to Stay. Signedby Judge Joseph N. Laplante. (cmp) (Entered: 04/21/2009)

04/21/2009 ENDORSED ORDER granting 74 Motion to Expedite. Text of Order: Granted.All discovery in state court litigation temporarily stayed pending hearing on motionsto stay discovery(#73 and #75). The clerk shall schedule a hearing So Ordered byJudge Joseph N. Laplante. (cmp) (Entered: 04/21/2009)

04/21/2009 NOTICE of Hearing re: 73 MOTION to Stay Discovery in Hamel v. GT Solar underSLUSA, 75 MOTION to Stay Discovery in Parallel State Court Action Hamel v. GTSolar Int'l, Inc.. Oral Argument set for 5/4/2009 at 0 1: 00 PM before Judge Joseph N.Laplante. (cmp) (Entered: 04/21/2009)

04/22/2009 77 REPLY to Objection to Motion re 67 MOTION to Dismiss filed by Fusen E. Chen,Credit Suisse Securities (USA) LLC, UBS Securities LLC, GT Solar Holdings, LLC,Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree CapitalManagement, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche BankSecurities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray &Co., Thomas Weisel Partners LLC, Richard Ernest Johnson, GT Solar International,Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. BradfordForth, Ernest L. Godshalk, Richard K. Landers, J. Michal Conaway. (O'Connell, W.)(Entered: 04/22/2009)

04/29/2009 78 REPLACED BY DOCUMENT #79. OBJECTION to 73 MOTION to Stay Discoveryin Hamel v. GT Solar under SLUSA, 75 MOTION to Stay Discovery in Parallel StateCourt Action Hamel v. GT Solar Int'l, Inc. filed by Joyce T. Hamel. (Attachments: # 1Exhibit (Affidavit) Lucy J. Karl, Esquire, # 2 Exhibit A-Court Order Dated 3/24/09, #3 Exhibit B-Excerpts of Transcript Dated 2/2/09)(Karl, Lucy) Modified on 4/29/2009to add: REPLACED BY DOCUMENT #79. (cmp). (Entered: 04/29/2009)

04/29/2009 79 OBJECTION to 73 MOTION to Stay Discovery in Hamel v. GT Solar under SLUSA,75 MOTION to Stay Discovery in Parallel State Court Action Hamel v. GT Solar Int'l,

Inc. AMENDED AND REPLACES DOCUMENT #78 filed by Joyce T. Hamel.(Attachments: # 1 Exhibit (Affidavit) Lucy J. Karl, Esquire, # 2 Exhibit A-Court Orderdated 3/24/09, # 3 Exhibit B-Excerpts of Transcript Dated 2/2/09)(Karl, Lucy)(Entered: 04/29/2009)

04/29/2009 80 RESPONSE to Motion re 73 MOTION to Stay Discovery in Hamel v. GT Solar underSL USA, 75 MOTION to Stay Discovery in Parallel State Court Action Hamel v. GTSolar Int'l, Inc. filed by Arkansas Public Employees Retirement System. (Sommers,Daniel) (Entered: 04/29/2009)

05/01/2009 81 Assented to MOTION for Leave to File a reply brief in further support of their Motionto Stay Discovery filed by Credit Suisse Securities (USA) LLC, Banc of AmericaSecurities, LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., Thomas WeiselPartners LLC. (Attachments: # 1 Exhibit - Underwriter Defs' Reply Brief)(Boutin,Edmund) (Entered: 05/01/2009)

05/01/2009 82 NOTICE of Errata by Arkansas Public Employees Retirement System. (Sommers,Daniel) (Entered: 05/01/2009)

05/04/2009 Minute Entry for proceedings held before Judge Joseph N. Laplante. MOTIONHEARING re 73 MOTION to Stay Discovery in Hamel v. GT Solar under SL USA and75 MOTION to Stay Discovery in Parallel State Court Action Hamel v. GT Solar Int'l,Inc. cancelled. In Chambers conference was held. Parties to file a pleading on theagreed to stay issues. (Pltfs Atty: Ken Bouchard, Daniel Sommers, Lucy Karl, WalterNoss) (Defts Atty: James Predergast, Chris Zimmerman, Scott O'Connell, Ed Boutin,Bill Sushon, Andrew Bednark)(Total Hearing Time: 10 mins) (cmp) (Entered:05/04/2009)

05/21/2009 83 Stipulated Joint [Proposed] Case Management Order by 2 West, Inc., Joseph A.Berneski, Fusen E. Chen, Arkansas Public Employees Retirement System, WalterThoma, Credit Suisse Securities (USA) LLC, Eros Bertoni, UBS Securities LLC,Stephen Unger, Meira Rubin, GT Solar Holdings, LLC, Banc of America Securities,LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFIPower Opportunities Fund II, L.P., Deutsche Bank Securities, Inc., OCM/GFI PowerOpportunities Fund II (Cayman), Piper Jaffray & Co., Thomas Weisel Partners LLC,Irving S. Braun, Richard Ernest Johnson, GT Solar International, Inc., Thomas M.Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L.Godshalk, Eugene Stricker, Robert Dykes, Richard K. Landers, Purdy Family, J.Michal Conaway (O'Connell, W.) (Entered: 05/21/2009)

05/22/2009 ENDORSED ORDER Approving 83 Stipulated Joint Case Management Order.Text of Order: Approved. On the date of the recently canceled (by agreement)hearing on the motion to stay, the court informally notified counsel that it wouldshortly take up active consideration of the motion to dismiss. The parties andcounsel are informed that, because of the court's recent trial schedule, and thenumber of dispositive motions pending in cases with imminent trial dates, it maytake the court longer than it previously anticipated to reach the motion to dismiss.The court apologizes for the unanticipated delay. Signed by Judge Joseph N.Laplante. (cmp) (Entered: 05/22/2009)

08/12/2009 ENDORSED ORDER Text of Order: The court has undertaken activeconsideration of the motion to dismiss, with the intention of issuing an order on the

motion in September. It is the court's practice to hear oral argument on alldispositive motions, and the Deputy Clerk is directed to schedule a hearing duringthe week of September 21, 2009, but if none of the parties desire oral argument,counsel are asked to so notify the Deputy Clerk as soon as practicable and the courtwill issue an order based on the filings. Further, if there is any reason that the courtshould not actively consider the motion at this time (such as an imminent settlementor planned, potentially successful mediation), counsel are requested to immediatelynotify the Deputy Clerk. Signed by Judge Joseph N. Laplante. (Laplante, Joseph)(Entered: 08/12/2009)

08/14/2009 NOTICE re: 67 MOTION to Dismiss. ORAL ARGUMENT set for 9/22/2009 at 10:00AM before Judge Joseph N. Laplante. (cmp) (Entered: 08/14/2009)

09/22/2009 Minute Entry for proceedings held before Judge Joseph N. Laplante. MOTIONHEARING held on 9/22/2009 re 67 MOTION to Dismiss. ORAL ORDER DENYINGMOTION TO DISMISS. WRITTEN ORDER TO ISSUE. (Court Reporter: SusanBateman) (Pltfs Atty: Ken Bouchard, Matthew Handley, Daniel Sommers) (DeftsAtty: Jeffrey Rudman, James Prendergast, John Altieri, Ed Boutin, William Sushon,W. O'Connell, Christopher Zimmerman)(Total Hearing Time: 1 hr 10 mins) (cmp)(Entered: 09/22/2009)

10/02/2009

84 Assented to MOTION to Extend Time to Answer to a date up to and including 45 daysfollowing the issuance of a written opinion or order denying Motion to DismissConsolidated Class Action Complaint filed by Fusen E. Chen, Credit Suisse Securities(USA) LLC, UBS Securities LLC, GT Solar Holdings, LLC, Banc of AmericaSecurities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P.,OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc.,OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., ThomasWeisel Partners LLC, Richard Ernest Johnson, GT Solar International, Inc., ThomasM. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L.Godshalk, Richard K. Landers, J. Michal Conaway. (O'Connell, W.) (Entered:10/02/2009)

10/05/2009

ENDORSED ORDER granting 84 Motion to Extend Time to Answer to a date upto and including 45 days following the issuance of a written opinion or orderdenying Motion to Dismiss Consolidated Class Action Complaint. Text of Order:Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 10/05/2009)

10/07/2009

85 TRANSCRIPT of Proceedings for Motion Hearing held on September 22, 2009. CourtReporter: Susan Bateman, Telephone # 603 225-1453. Transcript is available forpublic inspection, but may not be copied or otherwise reproduced, at the Clerk's Officefor a period of 90 days. Additionally, only attorneys of record and pro se parties withan ECF login and password who purchase a transcript from the court reporter willhave access to the transcript through PACER during this 90-day period. If you wouldlike to order a copy, please contact the court reporter at the above listed phone number.


Redaction Request Follow Up 11/2/2009. Redacted Transcript Follow Up 11/10/2009.Release of Transcript Restriction set for 1/7/2010. (cmp) (Entered: 10/07/2009)

10/07/2009 86 ORDER denying 67 Motion to Dismiss. So Ordered by Judge Joseph N. Laplante.(jb) (Entered: 10/07/2009)

11/06/2009 87 Further Stipulated (Proposed) Case Management Order and Joint Request to AmendDeadlines by 2 West, Inc., Joseph A. Berneski, Fusen E. Chen, Arkansas PublicEmployees Retirement System, Walter Thoma, Credit Suisse Securities (USA) LLC,Eros Bertoni, UBS Securities LLC, Stephen Unger, Meira Rubin, GT Solar Holdings,LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree CapitalManagement, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche BankSecurities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray &Co., Thomas Weisel Partners LLC, Irving S. Braun, Richard Ernest Johnson, GT SolarInternational, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J.Bradford Forth, Ernest L. Godshalk, Eugene Stricker, Robert Dykes, Richard K.Landers, Purdy Family, J. Michal Conaway (Attachments: # 1 Exhibit A: [Proposed]Case Management Schedule)(O'Connell, W.) (Entered: 11/06/2009)

11/13/2009 88 Stipulated [Proposed] Protective Order Concerning Disclosure of ConfidentialInformation by 2 West, Inc., Joseph A. Berneski, Fusen E. Chen, Arkansas PublicEmployees Retirement System, Walter Thoma, Credit Suisse Securities (USA) LLC,Eros Bertoni, UBS Securities LLC, Stephen Unger, Meira Rubin, GT Solar Holdings,LLC, Banc of America Securities, LLC, GFI Energy Ventures LLC, Oaktree CapitalManagement, L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche BankSecurities, Inc., OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray &Co., Thomas Weisel Partners LLC, Irving S. Braun, Richard Ernest Johnson, GT SolarInternational, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J.Bradford Forth, Ernest L. Godshalk, Eugene Stricker, Robert Dykes, Richard K.Landers, Purdy Family, J. Michal Conaway (Attachments: # 1 Exhibit A:Expert/Consultant Declaration/Acknowledgement)(O'Connell, W.) (Entered:11/13/2009)

11/13/2009 89 Proposed Discovery Plan and Further [Proposed] Joint Case Management Order filedby 2 West, Inc., Joseph A. Berneski, Fusen E. Chen, Arkansas Public EmployeesRetirement System, Walter Thoma, Credit Suisse Securities (USA) LLC, Eros Bertoni,UBS Securities LLC, Stephen Unger, Meira Rubin, GT Solar Holdings, LLC, Banc ofAmerica Securities, LLC, GFI Energy Ventures LLC, Oaktree Capital Management,L.P., OCM/GFI Power Opportunities Fund II, L.P., Deutsche Bank Securities, Inc.,OCM/GFI Power Opportunities Fund II (Cayman), Piper Jaffray & Co., ThomasWeisel Partners LLC, Irving S. Braun, Richard Ernest Johnson, GT SolarInternational, Inc., Thomas M. Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J.Bradford Forth, Ernest L. Godshalk, Eugene Stricker, Robert Dykes, Richard K.Landers, Purdy Family, J. Michal Conaway. (O'Connell, W.) (Entered: 11/13/2009)

11/16/2009 ENDORSED ORDER granting 89 Proposed Discovery Plan and Further[Proposed] Joint Case Management Order. Text of Order: Granted. So Orderedby Judge Joseph N. Laplante. (jb) (Entered: 11/16/2009)

11/16/2009 90 TRANSCRIPT AMENDED (pg. 33, line 10) of Proceedings for Motion Hearing heldon 9/22/2009. Court Reporter: Susan Batemen, Telephone # 603 225-1453. Transcriptis available for public inspection, but may not be copied or otherwise reproduced, atthe Clerk's Office for a period of 90 days. Additionally, only attorneys of record andpro se parties with an ECF login and password who purchase a transcript from thecourt reporter will have access to the transcript through PACER during this 90-day

period. If you would like to order a copy, please contact the court reporter at the abovelisted phone number.


Redaction Request Follow Up 12/10/2009. Redacted Transcript Follow Up12/21/2009. Release of Transcript Restriction set for 2/16/2010. (kad) (Entered:11/16/2009)

11/16/2009 91 ORDER Approving 88 Stipulated [Proposed] Protective Order ConcerningDisclosure of Confidential Information. Signed by Judge Joseph N. Laplante.(cmp) (Entered: 11/17/2009)

11/23/2009 92 ANSWER to 56 Amended Complaint,, filed by Fusen E. Chen, GT Solar Holdings,LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFIPower Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman),Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W.Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K.Landers, J. Michal Conaway. (O'Connell, W.) (Entered: 11/23/2009)

11/23/2009 93 ANSWER to 56 Amended Complaint,, filed by Banc of America Securities, LLC.(Boutin, Edmund) (Entered: 11/23/2009)

11/23/2009 94 ANSWER to 56 Amended Complaint,, filed by Credit Suisse Securities (USA) LLC.(Boutin, Edmund) (Entered: 11/23/2009)

11/23/2009 95 ANSWER to 56 Amended Complaint,, filed by Deutsche Bank Securities, Inc..(Boutin, Edmund) (Entered: 11/23/2009)

11/23/2009 96 ANSWER to 56 Amended Complaint,, filed by Piper Jaffray & Co.. (Boutin, Edmund)(Entered: 11/23/2009)

11/23/2009 97 ANSWER to 56 Amended Complaint,, filed by UBS Securities LLC. (Boutin,Edmund) (Entered: 11/23/2009)

11/23/2009 98 ANSWER to 56 Amended Complaint,, filed by Thomas Weisel Partners LLC.(Boutin, Edmund) (Entered: 11/23/2009)

11/24/2009 TRIAL NOTICE: LR 16.2(d) Objections due 10/12/2011. Jury Trial set for three-weekperiod beginning 11/1/2011 09:3 0 AM before Judge Joseph N. Laplante. Final PretrialConference set for 10/19/2011 10:00 AM before Judge Joseph N. Laplante. PretrialStatements due 9/28/2011. Subsequent Bench Trial set for the week beginning11/21/2011 09:30 AM before Judge Joseph N. Laplante. (cmp) (Entered: 11/24/2009)

11/24/2009 NOTICE of ECF Filing Error re: 95 Answer to Amended Complaint filed by DeutscheBank Securities, Inc., 93 Answer to Amended Complaint filed by Banc of AmericaSecurities, LLC, 97 Answer to Amended Complaint filed by UBS Securities LLC, 98Answer to Amended Complaint filed by Thomas Weisel Partners LLC, 96 Answer toAmended Complaint filed by Piper Jaffray & Co., 94 Answer to Amended Complaintfiled by Credit Suisse Securities (USA) LLC. The login and password used must equalthe /s/ name on the pleading. NO ACTION REQUIRED - FOR INFORMATIONAL

PURPOSES ONLY AND MERELY INTENDED TO EDUCATE ALL PARTIES INTHE CASE. If the filing party has any questions concerning this notice, please contactthe judge's case manager at 603-225-1423. (kad) (Entered: 11/24/2009)

01/14/2010 99 Assented to MOTION for Christopher G. Green to Appear Pro Hac Vice (Filing fee $100, Receipt # 0 10200000000005 813 52.) filed by Fusen E. Chen, GT Solar Holdings,LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFIPower Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman),Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W.Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K.Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) A: Christopher G.Green)(O'Connell, W.) (Entered: 01/14/2010)

01/14/2010 100 Assented to MOTION for Randall W. Bodner to Appear Pro Hac Vice (Filing fee $100, Receipt # 0 10200000000005 813 92.) filed by Fusen E. Chen, GT Solar Holdings,LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFIPower Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman),Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W.Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K.Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) A: Randall W.Bodner)(O'Connell, W.) (Entered: 01/14/2010)

01/14/2010 101 Assented to MOTION for David Hartnagel to Appear Pro Hac Vice (Filing fee $ 100,Receipt # 0 10200000000005 81405.) filed by Fusen E. Chen, GT Solar Holdings, LLC,GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFI PowerOpportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman),Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W.Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K.Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) A: DavidHartnagel)(O'Connell, W.) (Entered: 01/14/2010)

01/14/2010 102 Assented to MOTION for C. Thomas Brown to Appear Pro Hac Vice (Filing fee $100, Receipt # 0 10200000000005 81408.) filed by Fusen E. Chen, GT Solar Holdings,LLC, GFI Energy Ventures LLC, Oaktree Capital Management, L.P., OCM/GFIPower Opportunities Fund II, L.P., OCM/GFI Power Opportunities Fund II (Cayman),Richard Ernest Johnson, GT Solar International, Inc., Thomas M. Zarrella, Robert W.Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L. Godshalk, Richard K.Landers, J. Michal Conaway. (Attachments: # 1 Exhibit (Affidavit) A: C. ThomasBrown)(O'Connell, W.) (Entered: 01/14/2010)

01/14/2010 103 NOTICE of Attorney Withdrawal by W. Scott O'Connell on behalf of Fusen E. Chen,GT Solar Holdings, LLC, GFI Energy Ventures LLC, Oaktree Capital Management,L.P., OCM/GFI Power Opportunities Fund II, L.P., OCM/GFI Power OpportunitiesFund II (Cayman), Richard Ernest Johnson, GT Solar International, Inc., Thomas M.Zarrella, Robert W. Woodbury, Jr, Edwin L. Lewis, J. Bradford Forth, Ernest L.Godshalk, Richard K. Landers, J. Michal Conaway (O'Connell, W.) (Entered:01/14/2010)

01/15/2010 ENDORSED ORDER granting 99 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that Christopher G. Green complete an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECFRegistration Deadline set for 1/28/2010. To access the online registration form,

click HERE. Persons filing electronically are strongly encouraged to complete theinteractive training modules available on the courts website. To access thesemodules, click HERE.(jb) (Entered: 01/15/2010)

01/15/2010 ENDORSED ORDER granting 100 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that Randall W. Bodner complete an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECFRegistration Deadline set for 1/28/2010. To access the online registration form,click HERE. Persons filing electronically are strongly encouraged to complete theinteractive training modules available on the courts website. To access thesemodules, click HERE.(jb) (Entered: 01/15/2010)

01/15/2010 ENDORSED ORDER granting 101 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that David Hartnagel complete an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECFRegistration Deadline set for 1/28/2010. To access the online registration form,click HERE. Persons filing electronically are strongly encouraged to complete theinteractive training modules available on the courts website. To access thesemodules, click HERE.(jb) (Entered: 01/15/2010)

01/15/2010 ENDORSED ORDER granting 102 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that C. Thomas Brown complete an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECFRegistration Deadline set for 1/28/2010. To access the online registration form,click HERE. Persons filing electronically are strongly encouraged to complete theinteractive training modules available on the courts website. To access thesemodules, click HERE.(jb) (Entered: 01/15/2010)

03/29/2010 104 STIPULATION re 87 Miscellaneous Filing,,, re: to Extend Time for ClassCertification Briefing by Arkansas Public Employees Retirement System (Bouchard,Kenneth) (Entered: 03/29/2010)

03/30/2010 ENDORSED ORDER Granting 104 Stipulation re 87 Case Management Order.Text of Order: Granted. The court appreciates counsel's thorough compliance withthe Local Rules 7.1 and 7.2, which facilitated the expeditious ruling on this motion.SO ORDERED by Judge Joseph N. Laplante. (cmp) (Entered: 03/31/2010)

04/20/2010 105 MOTION to Compel PRODUCTION OF DOCUMENTS BY GT SOLARDEFENDANTS filed by Arkansas Public Employees Retirement System. Follow upon Objection on 5/7/2010. (Attachments: # 1 Memorandum of Law, # 2 Declaration inSupport of Motion, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7Exhibit E, # 8 Exhibit F, # 9 Exhibit G)(Sommers, Daniel) (Entered: 04/20/2010)

04/22/2010 106 WITHDRAWN PER APPROVED STIPULATION DATED 5/18/10. MOTION forProtective Order filed by 2 West, Inc., Arkansas Public Employees RetirementSystem, Joseph A. Berneski, Eros Bertoni, Irving S. Braun, Robert Dykes, PurdyFamily, Meira Rubin, Eugene Stricker, Walter Thoma, Stephen Unger. Follow up onObjection on 5/10/2010. (Attachments: # 1 Memorandum of Law, # 2 Declaration inSupport of Motion, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 ExhibitD)(Sommers, Daniel) Modified on 5/18/2010 to add: WITHDRAWN PERAPPROVED STIPULATION DATED 5/18/10. (cmp). (Entered: 04/22/2010)

04/30/2010 107 MOTION to Certify Class filed by Arkansas Public Employees Retirement System.

Follow up on Objection on 5/17/2010. (Attachments: # 1 Memorandum of Law, # 2Declaration in Support of Motion, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Exhibit G, # 10 Exhibit H)(Sommers,Daniel) (Entered: 04/30/2010)

05/03/2010 NOTICE of ECF Filing Error re: 107 MOTION to Certify Class and 106 MOTION forProtective Order. No description of exhibit or attachment was included. Exhibits orattachment shall be followed by a short description of the document and shall notexceed five words. AP 2.5(a). See How to Properly Attach Exhibits to Pleadings. NOACTION REQUIRED - FOR INFORMATIONAL PURPOSES ONLY ANDMERELY INTENDED TO EDUCATE ALL PARTIES IN THE CASE. If the filingparty has any questions concerning this notice, please contact the judge's case managerat 603-225-1423. (cmp) (Entered: 05/03/2010)

05/04/2010 108 STIPULATION re 105 MOTION to Compel PRODUCTION OF DOCUMENTS BYGT SOLAR DEFENDANTS (to Extend Time to Respond to May 14, 2010) by 2 West,Inc., Arkansas Public Employees Retirement System, Joseph A. Berneski, ErosBertoni, Irving S. Braun, Fusen E. Chen, J. Michal Conaway, Robert Dykes, J.Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT SolarInternational, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K. Landers,Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI PowerOpportunities Fund II, L.P., Oaktree Capital Management, L.P., Purdy Family, MeiraRubin, Eugene Stricker, Walter Thoma, Stephen Unger, Robert W. Woodbury, Jr,Thomas M. Zarrella (O'Connell, W.) Modified on 5/4/2010 to add:date - May 14th(cmp). (Entered: 05/04/2010)

05/04/2010 ENDORSED ORDER approving 108 Stipulation re 105 Motion to CompelPRODUCTION OF DOCUMENTS BY GT SOLAR DEFENDANTS (to ExtendTime to Respond to May 14, 2010). Text of Order: Approved. So Ordered by JudgeJoseph N. Laplante. (jb) (Entered: 05/05/2010)

05/05/2010 109 STIPULATION re 106 MOTION for Protective Order re: (to Extend Time to Respondto May 14, 2010) by 2 West, Inc., Arkansas Public Employees Retirement System,Joseph A. Berneski, Eros Bertoni, Irving S. Braun, Fusen E. Chen, J. MichalConaway, Robert Dykes, J. Bradford Forth, GFI Energy Ventures LLC, GT SolarHoldings, LLC, GT Solar International, Inc., Ernest L. Godshalk, Richard ErnestJohnson, Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities FundII (Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree CapitalManagement, L.P., Purdy Family, Meira Rubin, Eugene Stricker, Walter Thoma,Stephen Unger, Robert W. Woodbury, Jr, Thomas M. Zarrella (O'Connell, W.)(Entered: 05/05/2010)

05/06/2010 ENDORSED ORDER approving 109 Stipulation re 106 Motion for ProtectiveOrder re (to Extend Time to Respond to May 14, 2010). Text of Order: Approved.So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 05/07/2010)

05/14/2010 110 MEMORANDUM in Opposition re 105 MOTION to Compel PRODUCTION OFDOCUMENTS BY GT SOLAR DEFENDANTS filed by Fusen E. Chen, J. MichalConaway, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GTSolar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K.Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman),OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P.,

Robert W. Woodbury, Jr, Thomas M. Zarrella. (Attachments: # 1 Exhibit (Affidavit)of C. Thomas Brown)(O'Connell, W.) (Entered: 05/14/2010)

05/14/2010 111 STIPULATION re 106 MOTION for Protective Order re: to Withdraw Plaintiffs'Motion for a Protective Order and GT Solar Defendants' Notices of Deposition by 2West, Inc., Arkansas Public Employees Retirement System, Joseph A. Berneski, ErosBertoni, Irving S. Braun, Fusen E. Chen, J. Michal Conaway, Robert Dykes, J.Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT SolarInternational, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K. Landers,Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI PowerOpportunities Fund II, L.P., Oaktree Capital Management, L.P., Purdy Family, MeiraRubin, Eugene Stricker, Walter Thoma, Stephen Unger, Robert W. Woodbury, Jr,Thomas M. Zarrella (O'Connell, W.) (Entered: 05/14/2010)

05/14/2010 112 Assented to MOTION for Oral Argument filed by Fusen E. Chen, J. Michal Conaway,J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GT SolarInternational, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K. Landers,Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI PowerOpportunities Fund II, L.P., Oaktree Capital Management, L.P., Robert W. Woodbury,Jr, Thomas M. Zarrella. (O'Connell, W.) (Entered: 05/14/2010)

05/17/2010 113 Notice of Intent to Reply to Objection to 105 MOTION to Compel PRODUCTIONOF DOCUMENTS BY GT SOLAR DEFENDANTS. Follow up on Reply on6/4/2010. (Sommers, Daniel) (Entered: 05/17/2010)

05/18/2010 ENDORSED ORDER granting 111 Stipulation to Withdraw Plaintiffs' Motionfor a Protective Order etc... Text of Order: Granted. So ordered by Judge JosephN. Laplante. (cmp) (Entered: 05/18/2010)

05/19/2010 ENDORSED ORDER granting 112 Motion for for Oral Argument. Text of Order:Granted. Hearing to be scheduled for June 9. Further, the "noticed-up" reply,limited the issues and arguments raised in the objection, shall be filed on or beforeMay 26, and any surreply (hereby allowed but not required), limited to issues andarguments advanced in the reply, shall be filed no later than June 2. So Ordered byJudge Joseph N. Laplante. (cmp) (Entered: 05/19/2010)

05/19/2010 NOTICE re: 105 MOTION to Compel PRODUCTION OF DOCUMENTS BY GTSOLAR DEFENDANTS. ORAL ARGUMENT set for 6/9/2010 11:30 AM beforeJudge Joseph N. Laplante. (cmp) (Entered: 05/19/2010)

05/26/2010 114 REPLY to Objection to Motion re 105 MOTION to Compel PRODUCTION OFDOCUMENTS BY GT SOLAR DEFENDANTS filed by Arkansas Public EmployeesRetirement System. (Sommers, Daniel) (Entered: 05/26/2010)

05/28/2010 115 Joint Assented to MOTION to Amend 89 Proposed Discovery Plan and Further[Proposed] Joint Case Management Order filed by 2 West, Inc., Joseph A. Berneski,Fusen E. Chen, Arkansas Public Employees Retirement System, Walter Thoma, CreditSuisse Securities (USA) LLC, Eros Bertoni, UBS; 104 Stipulation With Respect toClass Discovery Only filed by 2 West, Inc., Arkansas Public Employees RetirementSystem, Banc of America Securities, LLC, Joseph A. Berneski, Eros Bertoni, Irving S.Braun, Fusen E. Chen, J. Michal Conaway, Credit Suisse Securities (USA) LLC,Deutsche Bank Securities, Inc., Robert Dykes, J. Bradford Forth, GFI Energy VenturesLLC, GT Solar Holdings, LLC, GT Solar International, Inc., Ernest L. Godshalk,

Richard Ernest Johnson, Richard K. Landers, Edwin L. Lewis, OCM/GFI PowerOpportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P.,Oaktree Capital Management, L.P., Piper Jaffray & Co., Purdy Family, Meira Rubin,Eugene Stricker, Walter Thoma, Thomas Weisel Partners LLC, UBS Securities LLC,Stephen Unger, Robert W. Woodbury, Jr, Thomas M. Zarrella. (O'Connell, W.)Modified on 5/28/2010 to take out duplicate text(dae). (Entered: 05/28/2010)

05/28/2010 ENDORSED ORDER granting 115 Motion to Amend 89 Proposed DiscoveryPlan and Further [Proposed] Joint Case Management Order. Text of Order:Granted. So Ordered by Judge Joseph N. Laplante. (jb) (Entered: 05/28/2010)

06/02/2010 116 SURREPLY to Reply to 105 MOTION to Compel PRODUCTION OFDOCUMENTS BY GT SOLAR DEFENDANTS filed by Fusen E. Chen, J. MichalConaway, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings, LLC, GTSolar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson, Richard K.Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II (Cayman),OCM/GFI Power Opportunities Fund II, L.P., Oaktree Capital Management, L.P.,Robert W. Woodbury, Jr, Thomas M. Zarrella. (O'Connell, W.) (Entered: 06/02/2010)

06/07/2010 117 Assented to MOTION for Brooke E. Cucinella to Appear Pro Hac Vice (Filing fee $100, Receipt # 0102-626430.) filed by Banc of America Securities, LLC, Credit SuisseSecurities (USA) LLC, Deutsche Bank Securities, Inc., Piper Jaffray & Co., ThomasWeisel Partners LLC, UBS Securities LLC. (Attachments: # 1 Exhibit (Affidavit)Cucinella Affidavit)(Boutin, Edmund) (Entered: 06/07/2010)

06/08/2010 118 Assented to MOTION for Joshua M. Kolsky to Appear Pro Hac Vice (Filing fee $100, Receipt # 0102-626874.) filed by Arkansas Public Employees RetirementSystem. (Attachments: # 1 Exhibit (Affidavit) Affidavit of Joshua Kolsky)(Bouchard,Kenneth) (Entered: 06/08/2010)

06/08/2010 ENDORSED ORDER granting 117 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that Brooke E. Cucinella complete an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECFRegistration Deadline set for 6/21/2010. To access the online registration form,click HERE. Persons filing electronically are strongly encouraged to complete theinteractive training modules available on the courts website. To access thesemodules, click HERE.(jb) (Entered: 06/08/2010)

06/08/2010 ENDORSED ORDER granting 118 Motion to Appear Pro Hac Vice. Text ofOrder: Granted on the condition that Joshua M. Kolsky complete an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante. ECFRegistration Deadline set for 6/21/2010. To access the online registration form,click HERE. Persons filing electronically are strongly encouraged to complete theinteractive training modules available on the courts website. To access thesemodules, click HERE.(jb) (Entered: 06/08/2010)

06/09/2010 ENDORSED ORDER re 105 Motion to Compel Production of Documents by GTSolar Defendants. Text of Order: After today's chambers conference, the partieshave informed the court that they have reached an agreement in principle to resolvethe motion, with final details to be resolved shortly. Stipulation to be filed on orbefore June 16, 2010. So Ordered by Judge Joseph N. Laplante. (jb) (Entered:06/09/2010)

06/09/2010 Minute Entry for proceedings held before Judge Joseph N. Laplante. IN CHAMBERSCONFERENCE held on 6/9/2010. (Pltfs Atty: Kenneth G. Bouchard, Esq., Joshua M.Kolsky, Esq., Daniel S. Sommers, Esq., Matthew K. Handley, Esq.) (Defts Atty:Edmund J. Boutin, Esq., Brooke E. Cucinella, Esq., Randall Bodner, Esq., ChrisGreen, Esq., W. Daniel Deane, Esq., David Hartnagel, Esq.)Magistrate McCaffertyalso present. (Total Hearing Time: 40 mins) (cmp) (Entered: 06/10/2010)

06/16/2010 119 STIPULATION re 105 MOTION to Compel PRODUCTION OF DOCUMENTS BYGT SOLAR DEFENDANTS re: TO RESOLVE LEAD PLAINTIFFS MOTION TOCOMPEL by Arkansas Public Employees Retirement System, Fusen E. Chen, J.Michal Conaway, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings,LLC, GT Solar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson,Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II(Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree CapitalManagement, L.P., Robert W. Woodbury, Jr, Thomas M. Zarrella (Sommers, Daniel)(Entered: 06/16/2010)

07/16/2010 120 NOTICE of Attorney Withdrawal by William L. Chapman on behalf of 2 West, Inc.(Chapman, William) (Entered: 07/16/2010)

10/04/2010 121 NOTICE of Voluntary Dismissal as to Complaint Pursuant to FRCP 41(A)(2) byIrving S. Braun (Cole, Christopher) (Entered: 10/04/2010)

10/08/2010 122 NOTICE of Change of Address by C. Thomas Brown on behalf of GT SolarInternational, Inc. (Brown, C.) (Entered: 10/08/2010)

12/30/2010 123 NOTICE of Attorney Withdrawal by David Hartnagel on behalf of Fusen E. Chen, J.Michal Conaway, J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings,LLC, GT Solar International, Inc., Ernest L. Godshalk, Richard Ernest Johnson,Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II(Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree CapitalManagement, L.P., Robert W. Woodbury, Jr, Thomas M. Zarrella (Hartnagel, David)(Entered: 12/30/2010)

02/02/2011 124 Joint Assented to MOTION to Amend Order on Discovery Plan filed by ArkansasPublic Employees Retirement System, Banc of America Securities, LLC, Fusen E.Chen, J. Michal Conaway, Credit Suisse Securities (USA) LLC, Deutsche BankSecurities, Inc., J. Bradford Forth, GFI Energy Ventures LLC, GT Solar Holdings,LLC, GT Solar International, Inc., Lawrence D. Gilson, Ernest L. Godshalk, MichaelP. Harmon, Richard Ernest Johnson, Stephen A. Kaplan, Richard K. Landers, EdwinL. Lewis, OCM/GFI Power Opportunities Fund II (Cayman), OCM/GFI PowerOpportunities Fund II, L.P., Oaktree Capital Management, L.P., Andrew G. Osler,Piper Jaffray & Co., Ian A. Schapiro, Thomas Weisel Partners LLC, UBS SecuritiesLLC, Robert W. Woodbury, Jr, Thomas M. Zarrella. (Attachments: # 1 ProposedOrder)(Sommers, Daniel) (Entered: 02/02/2011)

02/04/2011 125 ORDER granting 124 Motion to Amend Order on Discovery Plan; denyingwithout prejudice 107 Motion to Certify Class. So Ordered by Judge Joseph N.Laplante. (jb) (Entered: 02/04/2011)

03/07/2011 Attorney Matthew Handley advised case settled. Agreement for entry of judgment or astipulation of dismissal to be filed within 30 days or the court will dismiss the casewith prejudice. Case Settlement Deadline 4/11/2011. (cmp) (Entered: 03/07/2011)

04/05/2011 126 NOTICE of Attorney Appearance by Nicholas D. Wright on behalf of Arkansas PublicEmployees Retirement System (Wright, Nicholas) (Entered: 04/05/2011)

04/05/2011 127 Joint Assented to MOTION to Extend Time to File Motion for Preliminary Approvalof Settlement filed by Arkansas Public Employees Retirement System, Banc ofAmerica Securities, LLC, Fusen E. Chen, J. Michal Conaway, Credit Suisse Securities(USA) LLC, Deutsche Bank Securities, Inc., J. Bradford Forth, GFI Energy VenturesLLC, GT Solar Holdings, LLC, GT Solar International, Inc., Lawrence D. Gilson,Ernest L. Godshalk, Michael P. Harmon, Richard Ernest Johnson, Stephen A. Kaplan,Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II(Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree CapitalManagement, L.P., Andrew G. Osler, Piper Jaffray & Co., Ian A. Schapiro, ThomasWeisel Partners LLC, UBS Securities LLC, Robert W. Woodbury, Jr, Thomas M.Zarrella. (Attachments: # 1 Proposed Order, # 2 Certificate of Service)(Sommers,Daniel) (Entered: 04/05/2011)

04/07/2011 ENDORSED ORDER granting 127 Motion to Extend Time to File Motion forPreliminary Approval of Settlement. Text of Order: Granted. So Ordered byJudge Joseph N. Laplante. (jb) (Entered: 04/07/2011)

04/26/2011 128 Joint Assented to MOTION to Extend Time to File Motion for Preliminary Approvalof Settlement filed by Arkansas Public Employees Retirement System, Banc ofAmerica Securities, LLC, Fusen E. Chen, J. Michal Conaway, Credit Suisse Securities(USA) LLC, Deutsche Bank Securities, Inc., J. Bradford Forth, GFI Energy VenturesLLC, GT Solar Holdings, LLC, GT Solar International, Inc., Lawrence D. Gilson,Ernest L. Godshalk, Michael P. Harmon, Richard Ernest Johnson, Stephen A. Kaplan,Richard K. Landers, Edwin L. Lewis, OCM/GFI Power Opportunities Fund II(Cayman), OCM/GFI Power Opportunities Fund II, L.P., Oaktree CapitalManagement, L.P., Andrew G. Osler, Piper Jaffray & Co., Ian A. Schapiro, ThomasWeisel Partners LLC, UBS Securities LLC, Robert W. Woodbury, Jr, Thomas M.Zarrella. (Attachments: # 1 Proposed Order, # 2 certificate of service)(Sommers,Daniel) (Entered: 04/26/2011)

04/27/2011 ENDORSED ORDER granting 128 Motion to Extend Time to File Motion forPreliminary Approval of Settlement. Text of Order: Granted. So Ordered byJudge Joseph N. Laplante. (jb) (Entered: 04/28/2011)

05/04/2011 129 Joint Assented to MOTION Preliminary Approval of Proposed Settlement andCertification of a Settlement Class filed by Arkansas Public Employees RetirementSystem, Banc of America Securities, LLC, Fusen E. Chen, J. Michal Conaway, CreditSuisse Securities (USA) LLC, Deutsche Bank Securities, Inc., J. Bradford Forth, GFIEnergy Ventures LLC, GT Solar Holdings, LLC, GT Solar International, Inc.,Lawrence D. Gilson, Ernest L. Godshalk, Michael P. Harmon, Richard ErnestJohnson, Stephen A. Kaplan, Richard K. Landers, Edwin L. Lewis, OCM/GFI PowerOpportunities Fund II (Cayman), OCM/GFI Power Opportunities Fund II, L.P.,Oaktree Capital Management, L.P., Andrew G. Osler, Piper Jaffray & Co., Ian A.Schapiro, Thomas Weisel Partners LLC, UBS Securities LLC, Robert W. Woodbury,Jr, Thomas M. Zarrella. (Attachments: # 1 Stipulation of Settlement, # 2 Exhibit A --Proposed Order for Notice and Hearing, # 3 Exhibit A-1 -- Notice of ProposedSettlement), # 4 Exhibit A-2 -- Proof of Claim, # 5 Exhibit A-3 -- Summary Notice, #6 Exhibit B -- Proposed Final Judgment, # 7 Exhibit C -- State Court Stipulation, # 8Lead Plaintiff's Memorandum in Support of Motion, # 9 Certificate of

Service)(Sommers, Daniel) (Entered: 05/04/2011)

05/13/2011 ENDORSED ORDER granting 129 Motion Preliminary Approval of ProposedSettlement and Certification of a Settlement Class. Text of Order: Granted SoOrdered by Judge Joseph N. Laplante. (jb) (Entered: 05/13/2011)

05/13/2011 130 ///ORDER FOR NOTICE AND HEARING Re Stipulation of Settlement withterms and conditions as outlined. Settlement Fairness Hearing set for 9/27/201110:00 AM before Judge Joseph N. Laplante. Notice of Compliance Deadline setfor 8/29/2011 for lead counsel to file affidavit/declaration re mailings to classmembers and publication of Summary Notice. Response by class membersdeadline set for 9/13/2011 (14 days before hearing). So Ordered by Judge JosephN. Laplante. (dae) (Entered: 05/16/2011)

06/30/2011 131 NOTICE of Attorney Withdrawal by Matthew K. Handley on behalf of ArkansasPublic Employees Retirement System (Handley, Matthew) (Entered: 06/30/2011)

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