US District Court Civil Docket as of May 13, 2015 Retrieved from the court on May 13, 2015

U.S. District Court District of Delaware (Wilmington)

CIVIL DOCKET FOR CASE #: 1:10-cv-00378-LPS-MPT

In Re: Heckmann Corporation Securities Litigation Assigned to: Judge Leonard P. Stark Referred to: Judge Mary Pat Thynge Cause: 15:78m(a) Securities Exchange Act

Date Filed: 05/06/2010 Date Terminated: 06/26/2014 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff

Richard P. Gielata individually and on behalf of all others similarly situated

represented by Peter Bradford deLeeuw Rosenthal, Monhait & Goddess, P.A. Mellon Bank Center, Suite 1401 P.O. Box 1070 919 Market Street Wilmington, DE 19899-1070 (302) 656-4433 Email: bdeleeuw@rmgglaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Norman M. Monhait Rosenthal, Monhait & Goddess, P.A. Mellon Bank Center, Suite 1401 P.O. Box 1070 919 Market Street Wilmington, DE 19899-1070 (302) 656-4433 Email: nmonhait@rmgglaw.com ATTORNEY TO BE NOTICED Sharan Nirmul Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Email: snirmul@ktmc.com ATTORNEY TO BE NOTICED

Plaintiff

HEK Investor Group represented by Sean M. Brennecke Klehr, Harrison, Harvey, Branzburg & Ellers 919 Market Street Suite 1000 Wilmington, DE 19801 (302) 552-5518 Fax: (302)573-3501 Email: sbrennecke@klehr.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Bradford deLeeuw (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Mr. Matthew H. Haberkorn represented by Peter Bradford deLeeuw (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kimberly A. Justice Email: kjustice@ktmc.com PRO HAC VICE ATTORNEY TO BE NOTICED Meredith Lambert Email: mlambert@ktmc.com PRO HAC VICE ATTORNEY TO BE NOTICED Norman M. Monhait (See above for address) ATTORNEY TO BE NOTICED Richard A. Russo , Jr. Email: rrusso@ktmc.com PRO HAC VICE ATTORNEY TO BE NOTICED Sharan Nirmul (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Ronald Sullivan represented by Peter Bradford deLeeuw (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant

Richard J. Heckmann represented by Daniel A. Dreisbach Richards, Layton & Finger, PA One Rodney Square 920 N. King Street Wilmington, DE 19801 (302) 651-7700 Email: dreisbach@RLF.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Geoffrey Graham Grivner Buchanan Ingersoll & Rooney P.C. 919 North Market Street, Suite 1500 Wilmington, DE 19801 302- 552-4207 Fax: 302-552-4295 Email: geoffrey.grivner@bipc.com ATTORNEY TO BE NOTICED Susan Marie Hannigan Richards, Layton & Finger, PA One Rodney Square 920 N. King Street Wilmington, DE 19801 302-651-7578 Email: hannigan@rlf.com ATTORNEY TO BE NOTICED

Defendant

Lou Holtz represented by Daniel A. Dreisbach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Geoffrey Graham Grivner (See above for address) ATTORNEY TO BE NOTICED Susan Marie Hannigan (See above for address) ATTORNEY TO BE NOTICED

Defendant

James Danforth Quayle represented by Daniel A. Dreisbach (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Geoffrey Graham Grivner (See above for address) ATTORNEY TO BE NOTICED Susan Marie Hannigan (See above for address) ATTORNEY TO BE NOTICED

Defendant

Alfred E. Osborne, Jr. represented by Daniel A. Dreisbach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Geoffrey Graham Grivner (See above for address) ATTORNEY TO BE NOTICED Susan Marie Hannigan (See above for address) ATTORNEY TO BE NOTICED

Defendant

Donald G. Ezzell represented by Daniel A. Dreisbach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Geoffrey Graham Grivner (See above for address) ATTORNEY TO BE NOTICED Susan Marie Hannigan (See above for address) ATTORNEY TO BE NOTICED

Defendant

Xu Hong Bin

Defendant

Heckmann Corporation represented by Daniel A. Dreisbach Richards, Layton & Finger, PA One Rodney Square Suite 600 920 N. King Street Wilmington, DE 19801 (302) 651-7700 Email: dreisbach@RLF.com

LEAD ATTORNEY ATTORNEY TO BE NOTICED Geoffrey Graham Grivner (See above for address) ATTORNEY TO BE NOTICED Robert W. Brownlie Email: robert.brownlie@dlapiper.com PRO HAC VICE ATTORNEY TO BE NOTICED Susan Marie Hannigan (See above for address) ATTORNEY TO BE NOTICED

Defendant

China Water and Drinks, Inc. represented by Daniel A. Dreisbach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Susan Marie Hannigan (See above for address) ATTORNEY TO BE NOTICED

Date Filed # Docket Text

05/06/2010 1 COMPLAINT filed with Jury Demand against Xu Hong Bin, Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Dan Quayle - Magistrate Consent Notice to Pltf. ( Filing fee $ 350, receipt number 0311-730634.) - filed by Richard P. Gielata. (Attachments: # 1 Exhibit A, # 2 Civil Cover Sheet)(ksr) (Entered: 05/07/2010)

05/06/2010 2 Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction (ksr) (Entered: 05/07/2010)

05/06/2010 No Summons Issued (ksr) (Entered: 05/07/2010)

05/12/2010 Case assigned to Judge Joseph J. Farnan, Jr.. Please include the initials of the Judge (JJF) after the case number on all documents filed. (bkb) (Entered: 05/12/2010)

05/14/2010 3 ORDER REFERRING CASE to Magistrate Judge Mary Pat Thynge. Signed by Judge Joseph J. Farnan, Jr. on 5/14/2010. (nms) (Entered: 05/14/2010)

05/21/2010 Summons Issued as to Donald G. Ezzell on 5/21/2010; Richard J. Heckmann on 5/21/2010; Heckmann Corporation on 5/21/2010; Alfred E. Osborne, Jr on 5/21/2010. (els) (Entered: 05/21/2010)

05/21/2010 Summons Issued as to Lou Holtz on 5/21/2010; James Danforth Quayle on 5/21/2010. (els) (Entered: 05/21/2010)

05/24/2010 4 SUMMONS Returned Executed by Richard P. Gielata. Heckmann Corporation served on 5/24/2010, answer due 6/14/2010. (deLeeuw, Peter) (Entered: 05/24/2010)

06/11/2010 CORRECTING ENTRY: The Clerk's Office removed the Entry of Appearance of Daniel A. Dreisbach on behalf of all defendants, to be refiled by counsel on behalf of one defendant only. (rwc) (Entered: 06/11/2010)

06/11/2010 5 NOTICE of Appearance by Daniel A. Dreisbach on behalf of Heckmann Corporation (Dreisbach, Daniel) (Entered: 06/11/2010)

06/11/2010 6 MOTION for Pro Hac Vice Appearance of Attorney Robert W. Brownlie - filed by Heckmann Corporation. Motions referred to Mary Pat Thynge.(Dreisbach, Daniel) (Entered: 06/11/2010)

06/11/2010 7 MOTION for Pro Hac Vice Appearance of Attorney Veronica L. Jackson - filed by Heckmann Corporation. Motions referred to Mary Pat Thynge.(Dreisbach, Daniel) (Entered: 06/11/2010)

06/14/2010 8 STIPULATION TO EXTEND TIME to ANSWER complaint to June 28, 2010 - filed by Heckmann Corporation. (Dreisbach, Daniel) (Entered: 06/14/2010)

06/14/2010 9 SO ORDERED re 8 STIPULATION TO EXTEND TIME to ANSWER complaint to June 28, 2010 filed by Heckmann Corporation. Signed by Judge Mary Pat Thynge on 6/14/2010. (cak) (Entered: 06/14/2010)

06/16/2010 SO ORDERED, re 6 MOTION for Pro Hac Vice Appearance of Attorney Robert W. Brownlie filed by Heckmann Corporation, 7 MOTION for Pro Hac Vice Appearance of Attorney Veronica L. Jackson filed by Heckmann Corporation. Signed by Judge Mary Pat Thynge on 6/16/10. (ntl) (Entered: 06/16/2010)

06/21/2010 10 SUMMONS Returned Executed by Richard P. Gielata. Richard J. Heckmann served on 6/8/2010, answer due 6/29/2010. (deLeeuw, Peter) (Entered: 06/21/2010)

06/21/2010 11 SUMMONS Returned Executed by Richard P. Gielata. Donald G. Ezzell served on 6/8/2010, answer due 6/29/2010. (deLeeuw, Peter) (Entered: 06/21/2010)

06/21/2010 12 SUMMONS Returned Executed by Richard P. Gielata. James Danforth Quayle served on 6/6/2010, answer due 6/28/2010. (deLeeuw, Peter) (Entered: 06/21/2010)

06/21/2010 13 SUMMONS Returned Executed by Richard P. Gielata. Lou Holtz served on 6/4/2010, answer due 6/25/2010. (deLeeuw, Peter) (Entered: 06/21/2010)

06/21/2010 14 SUMMONS Returned Executed by Richard P. Gielata. Alfred E. Osborne, Jr served on 6/12/2010, answer due 7/6/2010. (deLeeuw, Peter) (Entered: 06/21/2010)

06/25/2010 15 MOTION to Transfer Case to Central District of California Eastern Division - filed by Heckmann Corporation. (Attachments: # 1 Text of Proposed Order)Motions referred to Mary Pat Thynge.(Dreisbach, Daniel) (Entered: 06/25/2010)

06/25/2010 16 NOTICE of Request for Judicial Notice in Support of Defendant's Motion to Transfer by Heckmann Corporation re 15 MOTION to Transfer Case to Central District of California Eastern Division (Dreisbach, Daniel) (Entered: 06/25/2010)

06/25/2010 17 MEMORANDUM in Support re 15 MOTION to Transfer Case to Central District of California Eastern Division filed by Heckmann Corporation.Answering Brief/Response due date per Local Rules is 7/12/2010. (Dreisbach, Daniel) (Entered: 06/25/2010)

06/25/2010 18 DECLARATION of Alfred E. Osborne, Jr. re 15 MOTION to Transfer Case to Central District of California Eastern Division, by Heckmann Corporation. (Dreisbach, Daniel) Modified on 9/17/2010 (nms). (Entered: 06/25/2010)

06/25/2010 19 DECLARATION of Donald G. Ezzell re 15 MOTION to Transfer Case to Central District of California Eastern Division, by Heckmann Corporation. (Dreisbach, Daniel) Modified on 9/17/2010 (nms). (Entered: 06/25/2010)

06/25/2010 20 DECLARATION of Richard J. Heckmann re 15 MOTION to Transfer Case to Central District of California Eastern Division, by Heckmann Corporation. (Dreisbach, Daniel) Modified on 9/17/2010 (nms). (Entered: 06/25/2010)

06/25/2010 21 DECLARATION re 15 MOTION to Transfer Case to Central District of California Eastern Division Robert W. Brownlie by Heckmann Corporation. (Attachments: # 1 Exhibit A (Part 1), # 2 Exhibit A (Part2), # 3 Exhibit A (Part 3); B (Part 1), # 4 Exhibit B (Part 2))(Dreisbach, Daniel) (Entered: 06/25/2010)

06/25/2010 22 MOTION to Dismiss - filed by Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Attachments: # 1 Text of Proposed Order)Motions referred to Mary Pat Thynge.(Grivner, Geoffrey) Modified on 9/17/2010 (nms). (Entered: 06/25/2010)

06/25/2010 23 NOTICE of Request for Judicial Notice in Support of Defendants' Motion to Dismiss by Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle re 22 MOTION to Dismiss for Failure to State a Claim MOTION to Dismiss for Lack of Jurisdiction Over the Person (Grivner, Geoffrey) (Entered: 06/25/2010)

06/25/2010 24 MEMORANDUM in Support re 22 MOTION to Dismiss for Failure to State a Claim MOTION to Dismiss for Lack of Jurisdiction Over the Person filed by Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.Answering Brief/Response due date per Local Rules is 7/12/2010. (Grivner, Geoffrey) (Entered: 06/25/2010)

06/25/2010 25 DECLARATION re 22 MOTION to Dismiss for Failure to State a Claim MOTION to Dismiss for Lack of Jurisdiction Over the Person by Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Grivner, Geoffrey) (Entered: 06/25/2010)

06/25/2010 26 DECLARATION re 22 MOTION to Dismiss for Failure to State a Claim MOTION to Dismiss for Lack of Jurisdiction Over the Person by Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Grivner, Geoffrey) (Entered: 06/25/2010)

06/25/2010 27 DECLARATION re 22 MOTION to Dismiss for Failure to State a Claim MOTION to Dismiss for Lack of Jurisdiction Over the Person by Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James

Danforth Quayle. (Attachments: # 1 Exhibit A (Part 1), # 2 Exhibit A (Part 2), # 3 Exhibit A (Part 3), # 4 Exhibit B & C)(Grivner, Geoffrey) (Entered: 06/25/2010)

06/25/2010 28 DECLARATION re 22 MOTION to Dismiss for Failure to State a Claim MOTION to Dismiss for Lack of Jurisdiction Over the Person ALFRED E. ORBORNE, JR. by Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Grivner, Geoffrey) (Entered: 06/25/2010)

07/02/2010 29 STIPULATION TO EXTEND TIME Briefing Schedule on Defendants' Motion to Dismiss to 30 days after lead plaintiff is appointed - filed by Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Grivner, Geoffrey) (Entered: 07/02/2010)

07/06/2010 30 MOTION Appointment as Lead Plaintiff and Approval of Selection of Counsel - filed by HEK Investor Group. (Attachments: # 1 Text of Proposed Order Proposed Order Granting the HEK Investor Group's Motion for Appointment as Lead Plaintiff and Approval of Selection of Counsel, # 2 Notice of Motion)Motions referred to Mary Pat Thynge.(Brennecke, Sean) (Entered: 07/06/2010)

07/06/2010 31 DECLARATION re 30 MOTION Appointment as Lead Plaintiff and Approval of Selection of Counsel by HEK Investor Group. (Attachments: # 1 Exhibit A-E, # 2 Exhibit F)(Brennecke, Sean) (Entered: 07/06/2010)

07/06/2010 32 OPENING BRIEF in Support re 30 MOTION Appointment as Lead Plaintiff and Approval of Selection of Counsel filed by HEK Investor Group.Answering Brief/Response due date per Local Rules is 7/23/2010. (Brennecke, Sean) (Entered: 07/06/2010)

07/06/2010 33 MOTION Of Matthew Haberkorn For Appointment As Lead Plaintiff And For Approval Of Lead Plaintiffs Selection Of Lead Counsel - filed by Matthew H. Haberkorn. (Attachments: # 1 Text of Proposed Order)Motions referred to Mary Pat Thynge.(deLeeuw, Peter) Modified on 9/20/2010 (nms). (Entered: 07/06/2010)

07/06/2010 34 OPENING BRIEF in Support re 33 MOTION Of Matthew Haberkorn For Appointment As Lead Plaintiff And For Approval Of Lead Plaintiffs Selection Of Lead Counsel, filed by Matthew H. Haberkorn.Answering Brief/Response due date per Local Rules is 7/23/2010. (deLeeuw, Peter) Modified on 9/20/2010 (nms). (Entered: 07/06/2010)

07/06/2010 35 DECLARATION re 33 MOTION to Appoint Counsel [Motion Of Matthew Haberkorn For Appointment As Lead Plaintiff And For Approval Of Lead Plaintiffs Selection Of Lead Counsel] MOTION to Appoint Counsel [Motion Of Matthew Haberkorn For Appointment As Lead Plaintiff And For Approval Of Lead Plaintiffs Selection Of Lead Counsel] [Declaration Of P. Bradford Deleeuw In Support Of The Motion Of Matthew Haberkorn For Appointment As Lead Plaintiff And For Approval Of Lead Plaintiffs Selection Of Lead Counsel] by Matthew H. Haberkorn. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(deLeeuw, Peter) (Entered: 07/06/2010)

07/06/2010 36 NOTICE OF MOTION by Matthew H. Haberkorn re 33 MOTION to Appoint Counsel [Motion Of Matthew Haberkorn For Appointment As Lead Plaintiff And For Approval Of Lead Plaintiffs Selection Of Lead Counsel] MOTION to Appoint Counsel [Motion Of Matthew Haberkorn For Appointment As Lead Plaintiff And

For Approval Of Lead Plaintiffs Selection Of Lead Counsel] ; (deLeeuw, Peter) (Entered: 07/06/2010)

07/08/2010 37 STIPULATION TO EXTEND TIME Response to Motion to Transfer (D.I. 15) to 07/16/10 - filed by Richard P. Gielata. (deLeeuw, Peter) (Entered: 07/08/2010)

07/13/2010 SO ORDERED, re 37 STIPULATION TO EXTEND TIME to Respond to Motion to Transfer (D.I. 15) to 07/16/10 -- Set Briefing Schedule: re 15 MOTION to Transfer Case to Central District of California Eastern Division (Answering Brief due 7/16/2010). Signed by Judge Mary Pat Thynge on 7/13/10. (ntl) (Entered: 07/13/2010)

07/13/2010 SO ORDERED, re 29 STIPULATION TO EXTEND TIME: Briefing Schedule on Defendants' Motion to Dismiss is stayed until 30 days after lead plaintiff is appointed. Signed by Judge Mary Pat Thynge on 7/13/10. (ntl) (Entered: 07/13/2010)

07/16/2010 38 ANSWERING BRIEF in Opposition re 15 MOTION to Transfer Case to Central District of California Eastern Division Plaintiffs Memorandum In Opposition To Defendants Motion To Transfer filed by Richard P. Gielata.Reply Brief due date per Local Rules is 7/26/2010. (deLeeuw, Peter) (Entered: 07/16/2010)

07/16/2010 39 DECLARATION re 38 Answering Brief in Opposition, Declaration of P. Bradford deLeeuw in Support of Plaintiffs Memorandum in Opposition to Defendants Motion to Transfer by Richard P. Gielata. (Attachments: # 1 Exhibit A-J to Declaration of P. Bradford deLeeuw in Support of Plaintiffs Memorandum in Opposition to Defendants Motion to Transfer)(deLeeuw, Peter) (Entered: 07/16/2010)

07/23/2010 40 REPLY BRIEF re 15 Motion to Transfer, filed by Heckmann Corporation. (Grivner, Geoffrey) Modified on 7/27/2010 (nms). (Entered: 07/23/2010)

07/23/2010 41 NOTICE of Notice of Withdrawal of the Hek Investor Group's Motion for appointment as Lead Plaintiff and Approval of Selection of Counsel by Richard J. Heckmann (Brennecke, Sean) (Entered: 07/23/2010)

07/23/2010 42 ANSWERING BRIEF in Opposition re 30 MOTION Appointment as Lead Plaintiff and Approval of Selection of Counsel [Matthew Haberkorns Answering Brief In Response To The Hek Investor Groups Motion For Appointment As Lead Plaintiff And Approval Of Selection Of Counsel] filed by Matthew H. Haberkorn.Reply Brief due date per Local Rules is 8/2/2010. (deLeeuw, Peter) (Entered: 07/23/2010)

07/23/2010 43 DECLARATION re 33 MOTION to Appoint Counsel [Motion Of Matthew Haberkorn For Appointment As Lead Plaintiff And For Approval Of Lead Plaintiffs Selection Of Lead Counsel] MOTION to Appoint Counsel [Motion Of Matthew Haberkorn For Appointment As Lead Plaintiff And For Approval Of Lead Plaintiffs Selection Of Lead Counsel], 42 Answering Brief in Opposition, [Declaration Of P. Bradford deLeeuw In Support Of Matthew Haberkorns Answering Brief In Response To The HEK Investor Groups Motion For Appointment As Lead Plaintiff And Approval Of Selection Of Counsel] by Matthew H. Haberkorn. (Attachments: # 1 Exhibit A)(deLeeuw, Peter) (Entered: 07/23/2010)

07/27/2010 44 Letter to The Honorable Mary Pat Thynge from P. Bradford deLeeuw - re 33 MOTION For Appointment As Lead Plaintiff And For Approval Of Lead Plaintiffs

Selection Of Lead Counsel, and 15 MOTION to Transfer Case to Central District of California Eastern Division. (Attachments: # 1 Enclosure 1, # 2 Enclosure 2)(deLeeuw, Peter) Modified on 9/17/2010 (nms). (Entered: 07/27/2010)

08/06/2010 45 Order Setting Teleconference: Telephone Conference set for 8/12/2010 at 9:30 AM before Judge Mary Pat Thynge to discuss the status of the case. Signed by Judge Mary Pat Thynge on 8/6/2010. (cak) (Entered: 08/06/2010)

08/12/2010 Minute Entry for proceedings held before Judge Mary Pat Thynge - Telephone Conference held on 8/12/2010. (Court Reporter L. Dibbs.) (ntl) (Entered: 08/12/2010)

08/12/2010 46 ORDER granting 33 Motion to Appoint Counsel - Matthew Haberkorn is lead plaintiff and approving lead plaintiff's selection of lead counsel. Signed by Judge Mary Pat Thynge on 8/12/10. (ntl) (Entered: 08/12/2010)

08/17/2010 47 Letter to Magistrate Judge Mary Pat Thynge from Geoffrey G. Grivner regarding Consent to Jurisdiction re 22 MOTION to Dismiss, and 15 MOTION to Transfer Case to Central District of California Eastern Division. (Grivner, Geoffrey) Modified on 9/17/2010 (nms). (Entered: 08/17/2010)

08/18/2010 Case reassigned to Judge Leonard P. Stark. Please include the initials of the Judge (LPS) after the case number on all documents filed. (rwc) (Entered: 08/18/2010)

08/23/2010 48 STIPULATION And Proposed Order Governing the Filing of Lead Plaintiffs Amended Class Action Complaint and Briefing of Defendants Motion(s) to Dismiss - filed by Matthew H. Haberkorn. (deLeeuw, Peter) Modified on 8/24/2010 (nms). (Entered: 08/23/2010)

08/24/2010 49 ORDER Granting 48 STIPULATION And Proposed Order Governing the Filing of Lead Plaintiffs Amended Class Action Complaint and Briefing of Defendants Motion(s) to Dismiss, filed by Matthew H. Haberkorn, (Reset Deadlines: Amended Pleadings due by 10/8/2010, Defendants Motion(s) to Dismiss Amended Complaint with Opening Brief(s) due by 11/8/2010, Answer Brief(s) to Motion(s) to Dismiss due by 12/8/2010, Reply Brief(s) to Motion(s) to Dismiss due by 12/22/2010)(see Order for further details). Signed by Judge Mary Pat Thynge on 8/24/2010. (nms) (Entered: 08/24/2010)

08/24/2010 50 Official Transcript of Status Conference held on 08-12-10 before Judge Mary Pat Thygne. Court Reporter/Transcriber Leonard A. Dibbs. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/14/2010. Redacted Transcript Deadline set for 9/24/2010. Release of Transcript Restriction set for 11/22/2010. (lad) (Entered: 08/24/2010)

10/06/2010 51 REPORT AND RECOMMENDATIONS re 15 MOTION to Transfer Case to Central District of California Eastern Division filed by Heckmann Corporation be DENIED. Please note that when filing Objections pursuant to Federal Rule of Civil Procedure 72(b)(2), briefing consists solely of the Objections (no longer than ten (10) pages) and the Response to the Objections (no longer than ten (10) pages). No further briefing shall be permitted with respect to objections without leave of the

Court Objections to R&R due by 10/25/2010. Signed by Judge Mary Pat Thynge on 10/6/2010. (cak) (Entered: 10/06/2010)

10/08/2010 52 AMENDED COMPLAINT against Xu Hong Bin, Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle, China Water and Drinks, Inc.- filed by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 10/08/2010)

10/14/2010 Summons Issued as to China Water and Drinks, Inc. on 10/14/2010. (rwc) (Entered: 10/14/2010)

10/14/2010 53 SUMMONS Returned Executed by HEK Investor Group, Richard P. Gielata, Matthew H. Haberkorn. China Water and Drinks, Inc. served on 10/14/2010, answer due 11/4/2010. (deLeeuw, Peter) (Entered: 10/14/2010)

10/25/2010 54 OBJECTION to 51 Report and Recommendations on Motion to Transfer Venue, by Xu Hong Bin, China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Grivner, Geoffrey) Modified on 10/26/2010 (nms). (Entered: 10/25/2010)

11/04/2010 55 MOTION for Extension of Time to [Stipulation and Order for Extension of Briefing Schedule on Defendants' Motion to Dismiss] - filed by Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. Motions referred to Mary Pat Thynge.(Grivner, Geoffrey) (Entered: 11/04/2010)

11/05/2010 SO ORDERED re 55 Stipulation and Order for Extension of Briefing Schedule on Defendants' Motion to Dismiss. Signed by Judge Mary Pat Thynge on 11/5/2010. (cak) Answering Brief Deadline: 1/28/2011. Reply Brief Deadline: 2/18/2011. (Entered: 11/05/2010)

11/11/2010 56 RESPONSE TO OBJECTIONS by Matthew H. Haberkorn re 51 REPORT AND RECOMMENDATIONS re 15 MOTION to Transfer Case to Central District of California Eastern Division filed by Heckmann Corporation. Please note that when filing Objections pursuant to Federal Rule of Civil Procedure 72(b)(2), briefing consistREPORT AND RECOMMENDATIONS re 15 MOTION to Transfer Case to Central District of California Eastern Division filed by Heckmann Corporation. Please note that when filing Objections pursuant to Federal Rule of Civil Procedure 72(b)(2), briefing consistREPORT AND RECOMMENDATIONS re 15 MOTION to Transfer Case to Central District of California Eastern Division filed by Heckmann Corporation. Please note that when filing Objections pursuant to Federal Rule of Civil Procedure 72(b)(2), briefing consist, 54 Objection to Report and Recommendations, [Lead Plaintiffs Response To Defendant Heckmann Corporations Objections To Magistrate Thynges Report And Recommendation On Motion To Transfer Venue]. (deLeeuw, Peter) (Entered: 11/11/2010)

11/12/2010 57 MOTION to Lift Stay of Discovery Under PSLRA - filed by Matthew H. Haberkorn. (Attachments: # 1 Text of Proposed Order)Motions referred to Mary Pat Thynge.(Nirmul, Sharan) (Entered: 11/12/2010)

11/12/2010 58 OPENING BRIEF in Support re 57 MOTION to Lift Stay of Discovery Under PSLRA filed by Matthew H. Haberkorn.Answering Brief/Response due date per Local Rules is 11/29/2010. (Nirmul, Sharan) (Entered: 11/12/2010)

11/12/2010 59 DECLARATION of Sharan Nirmul re 58 Opening Brief in Support, 57 MOTION to Lift Stay of Discovery Under PSLRA, by Matthew H. Haberkorn. (Attachments: # 1 Exhibit Exs. A-M)(Nirmul, Sharan) Modified on 11/15/2010 (nms). (Entered: 11/12/2010)

11/16/2010 Due to a calculation error in CM/ECF, the following deadline has been reset in accordance with Rule 6. If a different Briefing Schedule has already been approved, it will remain in effect: DI 57 MOTION to Lift Stay of Discovery Under PSLRA - Answering Brief due 12/2/2010 per Local Rules. (maw) (Entered: 11/16/2010)

12/02/2010 60 ANSWERING BRIEF in Opposition re 57 MOTION to Lift Stay of Discovery Under PSLRA, filed by Heckmann Corporation.Reply Brief due date per Local Rules is 12/13/2010. (Grivner, Geoffrey) Modified on 12/3/2010 (nms). (Entered: 12/02/2010)

12/02/2010 61 DECLARATION of Robert W. Brownlie re 60 Answering Brief in Opposition to 57 Motion to Lift Stay of Discovery Under PSLRA, by Heckmann Corporation. (Attachments: # 1 Exhibits 1-2)(Grivner, Geoffrey) Modified on 12/3/2010 (nms). (Entered: 12/02/2010)

12/03/2010 62 ORDER Order addressing Judge Thynge's procedures for discovery disputes. Signed by Judge Mary Pat Thynge on 12/3/2010. (cak) (Entered: 12/03/2010)

12/08/2010 Summons Issued as to Xu Hong Bin on 12/8/2010. (rbe) (Entered: 12/08/2010)

12/10/2010 63 MOTION to Dismiss for Lack of Jurisdiction Over the Person - filed by Heckmann Corporation. (Attachments: # 1 Proposed Order)Motions referred to Mary Pat Thynge.(Dreisbach, Daniel) Modified on 12/13/2010 (nms). (Entered: 12/10/2010)

12/10/2010 64 MEMORANDUM in Support re 63 MOTION to Dismiss for Lack of Jurisdiction Over the Person, filed by Heckmann Corporation.Answering Brief/Response due date per Local Rules is 12/30/2010. (Dreisbach, Daniel) Modified on 12/13/2010 (nms). (Entered: 12/10/2010)

12/10/2010 65 DECLARATION of Alfred E. Osborne, Jr. re 63 MOTION to Dismiss for Lack of Jurisdiction Over the Person, by Heckmann Corporation. (Dreisbach, Daniel) Modified on 12/13/2010 (nms). (Entered: 12/10/2010)

12/10/2010 66 DECLARATION of Donald G. Ezzell re 63 MOTION to Dismiss for Lack of Jurisdiction Over the Person, by Heckmann Corporation. (Dreisbach, Daniel) Modified on 12/13/2010 (nms). (Entered: 12/10/2010)

12/10/2010 67 DECLARATION of James Danforth Quayle re 63 MOTION to Dismiss for Lack of Jurisdiction Over the Person, by Heckmann Corporation. (Dreisbach, Daniel) Modified on 12/13/2010 (nms). (Entered: 12/10/2010)

12/10/2010 68 DECLARATION of Lou L. Holtz re 63 MOTION to Dismiss for Lack of Jurisdiction Over the Person, by Heckmann Corporation. (Dreisbach, Daniel) Modified on 12/13/2010 (nms). (Entered: 12/10/2010)

12/10/2010 69 MOTION to Dismiss - filed by Heckmann Corporation. (Attachments: # 1 Text of Proposed Order)Motions referred to Mary Pat Thynge.(Dreisbach, Daniel) Modified on 12/13/2010 (nms). (Entered: 12/10/2010)

12/10/2010 70 MEMORANDUM in Support re 69 MOTION to Dismiss, filed by Heckmann Corporation.Answering Brief/Response due date per Local Rules is 12/30/2010. (Dreisbach, Daniel) Modified on 12/13/2010 (nms). (Entered: 12/10/2010)

12/10/2010 71 DECLARATION Veronica L. Jackson re 63 MOTION to Dismiss, by Heckmann Corporation. (Attachments: # 1 Exhibit A - L)(Dreisbach, Daniel) Modified on 12/13/2010 (nms). (Entered: 12/10/2010)

12/10/2010 72 MOTION Judicial Notice re 63 MOTION to Dismiss for Lack of Jurisdiction Over the Person, and 69 MOTION to Dismiss - filed by Heckmann Corporation. Motions referred to Mary Pat Thynge.(Dreisbach, Daniel) Modified on 12/13/2010 (nms). (Entered: 12/10/2010)

12/11/2010 73 DECLARATION Richard J. Heckmann re 63 MOTION to Dismiss for Lack of Jurisdiction Over the Person, by Heckmann Corporation. (Dreisbach, Daniel) Modified on 12/13/2010 (nms). (Entered: 12/11/2010)

12/13/2010 74 REPLY BRIEF re 57 MOTION to Lift Stay of Discovery Under PSLRA filed by Matthew H. Haberkorn. (Nirmul, Sharan) (Entered: 12/13/2010)

12/13/2010 75 DECLARATION re 74 Reply Brief, by Matthew H. Haberkorn. (Attachments: # 1 Exhibits A-B)(Nirmul, Sharan) Modified on 12/14/2010 (nms). (Entered: 12/13/2010)

01/24/2011 76 STIPULATION And Proposed Order Permitting Lead Plaintiff to File a Single Omnibus Answering Brief in Response to Defendants Motions to Dismiss - filed by Matthew H. Haberkorn. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) Modified on 1/25/2011 (nms). (Entered: 01/24/2011)

01/28/2011 77 ANSWERING BRIEF in Opposition re 63 MOTION to Dismiss, 72 MOTION Judicial Notice re 63 MOTION to Dismiss, and 69 MOTION to Dismiss, filed by Matthew H. Haberkorn.Reply Brief due date per Local Rules is 2/7/2011. (deLeeuw, Peter) Modified on 1/31/2011 (nms). (Entered: 01/28/2011)

02/15/2011 78 STIPULATION and [Proposed Order Extending Page Limit of Defendats' Reply Breif in Support of 63 Motions to Dismiss, by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Grivner, Geoffrey) Modified on 2/16/2011 (nms). (Entered: 02/15/2011)

02/15/2011 SO ORDERED re 78 Stipulation and Order extending page limit of defendants' reply brief in support of motions to dismiss. Signed by Judge Mary Pat Thynge on 2/15/2011. (cak) (Entered: 02/15/2011)

02/16/2011 79 Letter to The Honorable Leonard P. Stark from P. Bradford deLeeuw - re 51 REPORT AND RECOMMENDATIONS re 15 MOTION to Transfer Case to Central District of California Eastern Division filed by Heckmann Corporation. (Attachments: # 1 Exhibit A)(deLeeuw, Peter) Modified on 2/17/2011 (nms). (Entered: 02/16/2011)

02/18/2011 80 REPLY BRIEF re 63 MOTION to Dismiss for Lack of Jurisdiction Over the Person, filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Grivner, Geoffrey) Modified on 2/22/2011 (nms). (Entered: 02/18/2011)

02/22/2011 81 REQUEST for Oral Argument by Matthew H. Haberkorn re 63 MOTION to Dismiss for Lack of Jurisdiction Over the Person, and 69 MOTION to Dismiss for Failure to State a Claim . (deLeeuw, Peter) Modified on 2/23/2011 (nms). (Entered: 02/22/2011)

02/28/2011 82 MEMORANDUM AND ORDER Haberkorn has not satisfied the PSLRA requirements of necessity or undue prejudice and particularity to warrant lifting the automatic stay. Therefore, in light of the findings herein, his motion to serve an interrogatory on the Company and preservation subpoenas on third parties 57 is denied. Signed by Judge Mary Pat Thynge on 2/28/2011. (cak) (Entered: 02/28/2011)

03/31/2011 83 MEMORANDUM ORDER ADOPTING REPORT AND RECOMMENDATIONS for 51 Report and Recommendation -- Denying 15 Motion to Transfer Case filed by Heckmann Corporation. Signed by Judge Leonard P. Stark on 3/31/11. (ntl) (Entered: 03/31/2011)

06/16/2011 84 REPORT AND RECOMMENDATIONS re 63 MOTION to Dismiss for Lack of Jurisdiction Over the Person, Motion To Dismiss of Defendants Richard J. Heckmann, James Danforth Quayle, Alfred E. Osborne, Jr., Lou L. Holtz and Donald G. Ezzell filed by Heckmann Corporation. Please note that when filing Objections pursuant to Federal Rule of Civil Procedure 72(b)(2), briefing consists solely of the Objections (no longer than ten (10) pages) and the Response to the Objections (no longer than ten (10) pages). No further briefing shall be permitted with respect to objections without leave of the Court. Objections to R&R due by 7/5/2011. Signed by Judge Mary Pat Thynge on 6/16/2011. (cak) (Entered: 06/16/2011)

07/05/2011 85 OBJECTION to 84 Report and Recommendations on Motion to Dismiss by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Dreisbach, Daniel) (Entered: 07/05/2011)

07/11/2011 86 NOTICE of Firm Name Change by Matthew H. Haberkorn (deLeeuw, Peter) (Entered: 07/11/2011)

07/19/2011 87 RESPONSE TO OBJECTIONS by Matthew H. Haberkorn re 85 Objection to Report and Recommendations [LEAD PLAINTIFFS RESPONSE TO THE OBJECTIONS TO MAGISTRATE MARY PAT THYNGES REPORT AND RECOMMENDATION ON THE MOTIONS TO DISMISS BY DEFENDANTS HECKMANN CORPORATION, RICHARD J. HECKMANN, JAMES DANFORTH QUAYLE, ALFRED E. OSBORNE, JR., LOU HOLTZ, DONALD G. EZZELL, AND CHINA WATER AND DRINKS, INC.]. (deLeeuw, Peter) (Entered: 07/19/2011)

08/01/2011 88 MOTION for Pro Hac Vice Appearance of Attorney Richard A. Russo, Jr. and Meredith L. Lambert - filed by Matthew H. Haberkorn. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 08/01/2011)

08/02/2011 SO ORDERED, re 88 MOTION for Pro Hac Vice Appearance of Attorney Richard A. Russo, Jr. and Meredith L. Lambert filed by Matthew H. Haberkorn. Signed by Judge Mary Pat Thynge on 8/2/2011. (nms) (Entered: 08/02/2011)

08/15/2011 89 MOTION Leave to Serve Process by Alternative Means - filed by Matthew H. Haberkorn. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) Modified on 8/16/2011 (nms). (Entered: 08/15/2011)

08/15/2011 90 OPENING BRIEF in Support re 89 MOTION Leave to Serve Process by Alternative Means, filed by Matthew H. Haberkorn.Answering Brief/Response due date per Local Rules is 9/1/2011. (deLeeuw, Peter) Modified on 8/16/2011 (nms). (Entered: 08/15/2011)

08/15/2011 91 DECLARATION of Sharan Nirmul re 89 MOTION Leave to Serve Process by Alternative Means, by Matthew H. Haberkorn. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L)(deLeeuw, Peter) Modified on 8/16/2011 (nms). (Entered: 08/15/2011)

08/15/2011 92 ORDER Setting Teleconference (Plaintiff's counsel to initiate the call): A Telephone Conference is set for 8/25/2011 at 11:00 AM before Judge Mary Pat Thynge to discuss the status of the case and the schedule. Signed by Judge Mary Pat Thynge on 8/15/2011. (cak) (Entered: 08/15/2011)

08/25/2011 93 ORDER the transcript of the discussions and rulings during the 8/25/2011 teleconference shall serve as the Order of the Court in this matter. Signed by Judge Mary Pat Thynge on 8/25/2011. (cak) (Entered: 08/25/2011)

08/25/2011 Minute Entry for proceedings held before Judge Mary Pat Thynge - A Telephone Conference regarding Status and Scheduling was held on 8/25/2011. (Court Reporter Gloria D'Amore (Veritex).) (nms) (Entered: 08/25/2011)

08/26/2011 Pro Hac Vice Attorneys Meredith Lambert and Richard A. Russo, Jr for Matthew H. Haberkorn added for electronic noticing. (nms) (Entered: 08/26/2011)

08/26/2011 94 Joint RESPONSE to Motion re 89 MOTION Leave to Serve Process by Alternative Means LEAD PLAINTIFFS MOTION FOR LEAVE TO SERVE PROCESS BY ALTERNATIVE MEANS filed by Morris, Nichols, Arsht & Tunnell LLP. (Attachments: # 1 Declaration of Kenneth J. Nachbar, # 2 Declaration of Israel Dahan)(Nachbar, Kenneth) (Entered: 08/26/2011)

09/06/2011 95 REPLY BRIEF re 89 MOTION Leave to Serve Process by Alternative Means, filed by Matthew H. Haberkorn. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(deLeeuw, Peter) Modified on 9/7/2011 (nms). (Entered: 09/06/2011)

09/06/2011 96 Letter to The Honorable Mary Pat Thynge from P. Bradford deLeeuw regarding Lead Plaintiffs Motion For Leave To Serve Process By Alternative Means - re 89 MOTION Leave to Serve Process by Alternative Means LEAD PLAINTIFFS MOTION FOR LEAVE TO SERVE PROCESS BY ALTERNATIVE MEANS. (deLeeuw, Peter) (Entered: 09/06/2011)

09/07/2011 97 CERTIFICATE OF SERVICE of Lead Plaintiffs Reply Brief In Further Support Of Motion For Leave To Serve Process By Alternative Means (D.I. 95); Letter To The Honorable Mary Pat Thynge From P. Bradford Deleeuw Regarding Lead Plaintiffs

Motion For Leave To Serve Process By Alternative Means (D.I. 96) by Matthew H. Haberkorn re 96 Letter, 95 Reply Brief (deLeeuw, Peter) (Entered: 09/07/2011)

09/07/2011 98 Letter to The Honorable Mary Pat Thynge from Co-Lead Counsel Kessler Topaz Meltzer & Check, LLP and Rosenthal, Monhait & Goddess, P.A. regarding PSLRA Discovery Stay - re 93 Order. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(deLeeuw, Peter) (Entered: 09/07/2011)

09/08/2011 99 ORAL ORDER: IT IS HEREBY ORDERED that the Court will hear argument on the pending motions on October 5, 2011 beginning at 10:30 a.m. Each side will be allocated up to one (1) hour to present its argument. ORDERED by Judge Leonard P. Stark on 9/8/11. (ntl) (Entered: 09/08/2011)

09/08/2011 100 Official Transcript of Telephone Conference held on August 25, 2011 before Judge Mary Pat Thynge. Court Reporter Gloria D'Amore of Veritext Reporting, Telephone (302) 571-0510. Transcript may be viewed at the court public terminal or purchased through the Court Reporter before the deadline for Release of Transcript Restriction. After that date, it may be obtained through PACER. Redaction Request due 9/29/2011. Redacted Transcript Deadline set for 10/11/2011. Release of Transcript Restriction set for 12/7/2011. (bpg) (Entered: 09/08/2011)

09/09/2011 101 MOTION for Pro Hac Vice Appearance of Attorney Kimberly A. Justice of Kessler Topaz Meltzer & Check, LLP to represent Lead Plaintiff and the Proposed Class - filed by Matthew H. Haberkorn. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 09/09/2011)

09/12/2011 ORDER granting 101 Motion to Appear Pro Hac Vice of Kimbely A. Justice. Signed by Judge Mary Pat Thynge on 9/9/2011. (cak) (Entered: 09/12/2011)

09/15/2011 Pro Hac Vice Attorney Kimberly A. Justice for Matthew H. Haberkorn added for electronic noticing. (rbe) (Entered: 09/15/2011)

09/16/2011 102 Letter to Magistrate Judge Thynge from Daniel A. Dreisbach regarding Letter Brief. (Attachments: # 1 Exhibit A, # 2 Exhibit B, Part 1, # 3 Exhibit B, Part 2, # 4 Exhibit B, Part 3, # 5 Exhibit B, Part 4)(Dreisbach, Daniel) (Entered: 09/16/2011)

09/23/2011 Minute Entry for proceedings held before Judge Mary Pat Thynge - A Telephone Conference regarding a discovery dispute was held on 9/23/2011. (Court Reporter Renee with Veritex.) (nms) (Entered: 09/26/2011)

09/26/2011 Pro Hac Vice Attorney Robert W. Brownlie for Heckmann Corporation added for electronic noticing. (els) (Entered: 09/26/2011)

09/28/2011 103 ORAL ORDER: IT IS ORDERED that the Oral Argument scheduled for 10/5/11 at 10:30 AM is hereby rescheduled to begin at 9:30 AM on 10/5/11. ORDERED by Judge Leonard P. Stark on 9/28/11. (ntl) (Entered: 09/28/2011)

09/28/2011 104 Official Transcript of Telephone Conference held on September 23, 2011 before Judge Mary Pat Thynge. Court Reporter Renee Ewing of Veritext, Telephone (302) 571-0510. Transcript may be viewed at the court public terminal or purchased through the Court Reporter before the deadline for Release of Transcript Restriction. After that date, it may be obtained through PACER. Redaction Request due 10/19/2011. Redacted Transcript Deadline set for 10/31/2011. Release of Transcript Restriction set for 12/27/2011. (bpg) (Entered: 09/28/2011)

09/29/2011 105 ORDER: The Order and Recommended Disposition contained in the Report and Recommendations dated June 16, 2011 (DI 84), is hereby amended to clarify the inclusion of both motions to dismiss. It is recommended that: (1) Defendants motion to dismiss for lack of personal jurisdiction (DI 63) pursuant to F.R.C.P. 12(b)(6) be DENIED. (2)Defendants motion to dismiss for failure to state a claim (DI 63 and 69) under F.R.C.P. 12(b)(6), under F.R.C.P. 8 and 9, and pursuant to the Private Securities Litigation Reform Act and §§ 10(b), 14(a) and 20(a) of the Securities Act of 1934 be DENIED. Signed by Judge Mary Pat Thynge on 9/29/2011. (cak) (Entered: 09/29/2011)

09/29/2011 106 Letter to Judge Stark from Daniel A. Dreisbach regarding Submissions for Motions to Dismiss. (Dreisbach, Daniel) (Entered: 09/29/2011)

09/30/2011 107 Letter to The Honorable Leonard P. Stark from P. Bradford deLeeuw, Esq. regarding copies of pleadings requested by Chambers. (deLeeuw, Peter) (Entered: 09/30/2011)

09/30/2011 108 ORAL ORDER: IT IS HEREBY ORDERED that the Oral Argument scheduled for 10/5/11 at 9:30 AM is CANCELLED; the Oral Argument is hereby rescheduled for 10/25/11 at 10:00 AM in Courtroom 6B. ORDERED by Judge Leonard P. Stark on 9/30/11. (ntl) (Entered: 09/30/2011)

10/03/2011 109 Letter to Peter Bradford deLeeuw from Kenneth J. Nachbar regarding confirming recent conversation that Brian Capitummino, Israel Dahan and Kenenth Nachbar will be notified if oral argument is scheduled on Plaintiff's Motion for Leave to Serve Process by Alternative Means, or if there are other developments concerning the Motion - re 89 MOTION Leave to Serve Process by Alternative Means LEAD PLAINTIFFS MOTION FOR LEAVE TO SERVE PROCESS BY ALTERNATIVE MEANS. (Nachbar, Kenneth) (Entered: 10/03/2011)

10/04/2011 110 Letter to The Honorable Mary Pat Thynge from Sharan Nirmul and P. Bradford deLeeuw regarding recent events relevant to request to modify PSLRA discovery stay and motion to serve process upon defendant Xu Hong Bin by alternative means - re 96 Letter, Telephone Conference, 89 MOTION Leave to Serve Process by Alternative Means LEAD PLAINTIFFS MOTION FOR LEAVE TO SERVE PROCESS BY ALTERNATIVE MEANS. (deLeeuw, Peter) (Entered: 10/04/2011)

10/25/2011 Minute Entry for proceedings held before Judge Leonard P. Stark - Oral Argument held on 10/25/2011. (Court Reporter B. Gaffigan.) (ntl) (Entered: 10/25/2011)

11/14/2011 111 OFFICIAL TRANSCRIPT of Oral Argument Hearing held on October 25, 2011 before Judge Leonard P. Stark. Court Reporter: Brian Gaffigan, Telephone (302) 573-6360. Transcript may be viewed at the court public terminal or purchased through the Court Reporter before the deadline for Release of Transcript Restriction. After that date, it may be obtained through PACER. Redaction Request due 12/5/2011. Redacted Transcript Deadline set for 12/15/2011. Release of Transcript Restriction set for 2/13/2012. (bpg) (Entered: 11/14/2011)

11/18/2011 112 Letter to Magistrate Judge Thynge from Daniel A. Dreisbach regarding Enclosing 10/25/11 Oral Argument Transcript - re Oral Argument, 111 Transcript,,. (Dreisbach, Daniel) (Entered: 11/18/2011)

11/22/2011 113 MEMORANDUM OPINION Haberkorn's motion for leave to serve process by alternative means 89 under Fed.R.Civ.P. 4(f)(3) is granted in part and denied in part. Signed by Judge Mary Pat Thynge on 11/22/2011. (cak) (Entered: 11/22/2011)

12/02/2011 114 SUMMONS Returned Executed by Matthew H. Haberkorn. Xu Hong Bin served on 11/30/2011, answer due 12/21/2011. (deLeeuw, Peter) (Entered: 12/02/2011)

02/01/2012 115 Letter to The Hon. Mary P. Thynge from P. Bradford deLeeuw and Sharan Nirmul regarding renewing motion for a partial modification of the PSLRA discovery stay to permit plaintiff to obtain the documents sought in the PLSRA motion - re 98 Letter,. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(deLeeuw, Peter) (Entered: 02/01/2012)

02/02/2012 116 ORDER The Court is in receipt of plaintiffs letter request renewing their motion for a partial modification of the PSLRA discovery stay (D.I. 15). Counsel are reminded to follow the procedures set out in Judge Thynges order regarding discovery disputes (D.I. 62). Therefore, IT IS ORDERED that counsel for plaintiff shall contact defense counsel and together contact Chambers to get a time and date for a teleconference to address the issues contained in the letter request. Signed by Judge Mary Pat Thynge on 2/2/2012. (cak) (Entered: 02/02/2012)

02/06/2012 117 ORDER Setting Teleconference (Peter Bradford deLeeuw, Esquire to initiate the call): A Telephone Conference is set for 2/15/2012 at 02:00 PM before Judge Mary Pat Thynge to address a discovery issue. Signed by Judge Mary Pat Thynge on 2/6/2012. (cak) (Entered: 02/06/2012)

02/06/2012 118 MOTION [Discovery Matters - Motion to Resolve Discovery Dispute] - filed by Matthew H. Haberkorn. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 02/06/2012)

02/13/2012 119 Letter to Magistrate Judge Thynge from Daniel A. Dreisbach regarding Response to Plaintiff's February 1, 2012 letter renewing modification of the PSLRA discovery stay - re 117 Order Setting Teleconference, 116 Order,, Telephone Conference, Oral Argument, 118 MOTION [Discovery Matters - Motion to Resolve Discovery Dispute], 115 Letter,. (Attachments: # 1 Exhibit Exhibits A and B to Letter to Magistrate Judge Thynge)(Dreisbach, Daniel) (Entered: 02/13/2012)

02/15/2012 Minute Entry for proceedings held before Judge Mary Pat Thynge - Telephone Conference held on 2/15/2012; The transcript shall serve as the order of the court. (Court Reporter Val Gunning.) (kjk) (Entered: 02/15/2012)

02/15/2012 120 ORDER The Court having held a teleconference with counsel to address the discovery issues contained in the motion for teleconference for discovery dispute 118 and the parties submissions 115 and 119 , IT IS ORDERED that the transcript of the discussions and rulings during the teleconference of February 15, 2012, shall serve as the Order of the Court in this matter. Signed by Judge Mary Pat Thynge on 2/15/2012. (cak) (Entered: 02/15/2012)

04/20/2012 121 ORDER Setting Teleconference (Peter Bradford deLeeuw, Esquire to initiate the call): A Telephone Conference is set for 5/17/2012 at 03:00 PM before Judge Mary Pat Thynge to address a discovery issue. Signed by Judge Mary Pat Thynge on 4/20/2012. (cak) (Entered: 04/20/2012)

04/20/2012 122 MOTION for Hearing [MOTION FOR TELECONFERENCE TO RESOLVE DISCOVERY DISPUTE] - filed by Matthew H. Haberkorn. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 04/20/2012)

05/08/2012 123 ORDER Setting Teleconference (Peter Bradford deLeeuw, Esquire to initiate the call): The teleconference scheduled for 5/17/2012 with Judge Thynge to address a discovery matter will now take place at 1:30 p.m. Eastern Time. Signed by Judge Mary Pat Thynge on 5/8/2012. (cak) (Entered: 05/08/2012)

05/15/2012 124 Letter to The Honorable Mary Pat Thynge from Sharan Nirmul, Esq. and P. Bradford deLeeuw, Esq. regarding further limited relief from the PSLRA discovery stay - re 120 Order,. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(deLeeuw, Peter) (Entered: 05/15/2012)

05/16/2012 125 Letter to Magistrate Judge Thynge from Daniel A. Dreisbach regarding Response to Plaintiff's May 15, 2012 letter re: further limited relief from the PSLRA discovery stay - re 123 Order Setting Teleconference, 120 Order, 124 Letter. (Dreisbach, Daniel) (Entered: 05/16/2012)

05/17/2012 ORAL ORDER The Court having held a teleconference with counsel to address the discovery issues contained in the parties motion 122 and submissions 124 and 125 , IT IS ORDERED that the transcript of the discussions and rulings during the teleconference of 5/17/2012, shall serve as the Order of the Court in this matter. Signed by Judge Mary Pat Thynge on 5/17/2012. (cak) (Entered: 05/17/2012)

05/17/2012 ORAL ORDER A teleconference has been scheduled for 8/28/2012 at 1:30 PM Eastern Time. Plaintiff's counsel shall initiate the teleconference call. The purpose of the teleconference is to discuss the issues outlined by the court during the 5/17/2012 teleconference. Signed by Judge Mary Pat Thynge on 5/17/2012. (cak) (Entered: 05/17/2012)

05/17/2012 Minute Entry for proceedings held before Judge Mary Pat Thynge - Telephone Conference held on 5/17/2012; The transcript shall serve as the order of the court. (Court Reporter Sandy Worrell - Veritex.) (kjk) (Entered: 05/17/2012)

05/25/2012 126 MEMORANDUM ORDER: Objections are OVERRULED and Report and Recommendation (D.I. 84 , 105 ) is ADOPTED; the motions to dismiss (D.I. 63 , 69 ) are DENIED. Signed by Judge Leonard P. Stark on 5/25/12. (ntl) (Entered: 05/25/2012)

05/25/2012 127 PROPOSED ORDER Confidentiality Order [STIPULATED [PROPOSED] CONFIDENTIALITY ORDER] by Matthew H. Haberkorn. (deLeeuw, Peter) (Entered: 05/25/2012)

05/29/2012 128 SO ORDERED re 127 Stipulated Confidentiality Order. Signed by Judge Mary Pat Thynge on 5/29/2012. (cak) (Entered: 05/29/2012)

05/31/2012 129 Letter to The Honorable Mary Pat Thynge from P. Bradford deLeeuw regarding Judge Stark's May 25, 2012 Memorandum Order and request for scheduling conference - re 126 Order Adopting Report and Recommendations, Order on Report and Recommendations. (deLeeuw, Peter) (Entered: 05/31/2012)

05/31/2012 130 ORDER Setting Teleconference: a scheduling teleconference has been scheduled for Thursday, June 14, 2012 at 9:30 a.m. Eastern Time with Magistrate Judge Thynge.

A copy of Judge Thynges Rule 16 Scheduling Order is attached. Counsel shall confer prior to the scheduled teleconference and efile a proposed scheduling order on or before Monday, June 11, 2012. P. Bradford deLeeuw, Esquire shall initiate the teleconference call. Signed by Judge Mary Pat Thynge on 5/31/2012. (Attachments: # 1 Form of Scheduling Order)(cak) (Entered: 05/31/2012)

06/07/2012 131 Official Transcript of Telephone Conference held on May 17, 2012 before Judge Mary Pat Thynge. Court Reporter Sandra J. Worrell of Veritext Reporting, Telephone (302) 571-0510. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/28/2012. Redacted Transcript Deadline set for 7/9/2012. Release of Transcript Restriction set for 9/5/2012. (bpg) (Entered: 06/07/2012)

06/07/2012 132 STIPULATION TO EXTEND TIME to Answer the Complaint to June 29, 2012 - filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Dreisbach, Daniel) (Entered: 06/07/2012)

06/08/2012 133 SO ORDERED re 132 STIPULATION TO EXTEND TIME to Answer the Complaint to June 29, 2012 filed by James Danforth Quayle, China Water and Drinks, Inc., Heckmann Corporation, Lou Holtz, Richard J. Heckmann, Donald G. Ezzell, Alfred E. Osborne, Jr. Signed by Judge Mary Pat Thynge on 6/8/2012. (cak) (Entered: 06/08/2012)

06/08/2012 Set/Reset Answer Deadlines: All Defendants answer now due 6/29/2012. (cak) (Entered: 06/08/2012)

06/11/2012 134 RESPONSE to Order re 130 Order Setting Teleconference,, (Proposed) Scheduling Order to be filed by June 11, 2012 filed by Matthew H. Haberkorn. (deLeeuw, Peter) (Entered: 06/11/2012)

06/11/2012 135 Letter to The Hon. Mary Pat Thynge from P. Bradford deLeeuw regarding the (Proposed) Scheduling Order - re 134 Response to Order. (deLeeuw, Peter) (Entered: 06/11/2012)

06/14/2012 Minute Entry for proceedings held before Judge Mary Pat Thynge - Telephone Conference held on 6/14/2012; Counsel will file a Revised Propsed Scheduling Order; The transcript shall serve as the order of the court. (Court Reporter Brian Gaffigan.) (kjk) (Entered: 06/14/2012)

06/19/2012 136 Letter to The Honorable Mary Pat Thynge from P. Bradford deLeeuw regarding [JOINT LETTER RE CONSENT OR NON-CONSENT TO MAGISTRATE JUDGE ACTING AS MEDIATOR]. (deLeeuw, Peter) (Entered: 06/19/2012)

06/22/2012 137 NOTICE OF SERVICE of Lead Plaintiffs First Set Of Requests For The Production Of Documents by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 06/22/2012)

06/25/2012 138 PROPOSED ORDER (Scheduling Order) by Matthew H. Haberkorn. (deLeeuw, Peter) (Entered: 06/25/2012)

06/25/2012 139 Letter to The Honorable Mary Pat Thynge from P. Bradford deLeeuw regarding Proposed Scheduling Order - re 138 Proposed Order. (deLeeuw, Peter) (Entered: 06/25/2012)

06/25/2012 140 SCHEDULING ORDER: 138 Joinder of Parties due by 1/29/2013. Amended Pleadings due by 1/29/2013. Fact Discovery Cut-Off by 5/3/2013. Expert Discovery Cut-Off by 8/2/2013. Status Report due by 12/18/2012. A Status Conference is set for 1/7/2013 at 01:00 PM before Judge Mary Pat Thynge Dispositive Motions due by 9/13/2013. Signed by Judge Mary Pat Thynge on 6/25/2012. (cak) Modified on 6/25/2012 (cak). (Entered: 06/25/2012)

06/25/2012 CORRECTING ENTRY: Added reference to DI 138 (Scheduling Order). (cak) (Entered: 06/25/2012)

06/25/2012 141 STIPULATION TO EXTEND TIME Answer Amended Class Action Complaint to July 9, 2012 - filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Hannigan, Susan) (Entered: 06/25/2012)

06/25/2012 142 NOTICE OF SERVICE of Lead Plaintiffs Corrected First Set Of Requests For The Production Of Documents by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 06/25/2012)

06/26/2012 SO ORDERED re 141 STIPULATION TO EXTEND TIME Answer Amended Class Action Complaint to July 9, 2012 filed by James Danforth Quayle, China Water and Drinks, Inc., Heckmann Corporation, Lou Holtz, Richard J. Heckmann, Donald G. Ezzell, Alfred E. Osborne, Jr. Signed by Judge Mary Pat Thynge on 6/26/2012. (cak) (Entered: 06/26/2012)

06/27/2012 143 NOTICE to Take Deposition of Matthew Haberkorn on September 26, 2012 at 9:30 a.m. by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Dreisbach, Daniel) (Entered: 06/27/2012)

06/27/2012 144 NOTICE OF SERVICE of (i) Heckmann Corporation's First Request for Production of Documents to Lead Plaintiff; (ii) Heckmann Corporation's First Set of Interrogatories to Lead Plaintiff; and (iii) Heckmann Corporation's First Set of Requests for Admission to Lead Plaintiff by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Hannigan, Susan) (Entered: 06/27/2012)

06/29/2012 145 NOTICE OF SERVICE of Lead Plaintiffs Second Set Of Requests For The Production Of Documents by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 06/29/2012)

07/03/2012 146 NOTICE OF SERVICE of Lead Plaintiffs Initial Disclosures Pursuant To Fed. R. Civ. P. 26(a)(1) by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 07/03/2012)

07/03/2012 147 NOTICE of Service and Certificate of Service of Defendants Heckmann Corporation, Richard J. Heckmann, James Danforth Quayle, Alfred E. Osborne, Jr., Lou J. Holtz, Donald G. Ezzell and China Water and Drinks, Inc.'s Initial Disclosures by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle (Hannigan, Susan) (Entered: 07/03/2012)

07/06/2012 148 Official Transcript of Telephone Conference held on June 14, 2012 before Judge Mary Pat Thynge. Court Reporter Brian P. Gaffigan, Telephone (302) 573-6360.

Transcript may be viewed at the court public terminal or purchased through the Court Reporter before the deadline for Release of Transcript Restriction. After that date, it may be obtained through PACER. Redaction Request due 7/27/2012. Redacted Transcript Deadline set for 8/6/2012. Release of Transcript Restriction set for 10/4/2012. (bpg) (Entered: 07/06/2012)

07/09/2012 149 ANSWER to Amended Complaint ANSWER to 52 Amended Complaint with Jury Demand by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Dreisbach, Daniel) (Entered: 07/09/2012)

07/20/2012 150 NOTICE OF SERVICE of Subpoenas Directed to Ernst & Young LLP, Madsen & Associates CPAs, Inc., Credit Suisse (USA) LLC, GHP Horwath, P.C., Roth Capital Partners, LLC and The Goldman Sachs Group, Inc. by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 07/20/2012)

07/23/2012 151 NOTICE OF SERVICE of Subpoena directed to DLA Piper LLP (US) by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 07/23/2012)

07/30/2012 152 STIPULATION Stipulation and [Proposed] Order by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Hannigan, Susan) (Entered: 07/30/2012)

07/30/2012 153 NOTICE OF SERVICE of (1) Lead Plaintiffs Responses and Objections to Heckmann Corporations First Set of Requests for the Production of Documents; (2) Lead Plaintiffs Responses and Objections to Heckmann Corporations First Set of Requests for Admission; (3) Lead Plaintiffs Responses and Objections to Heckmann Corporations First Set of Interrogatories; and (4) Lead Plaintiffs Responses and Objections to Defendant Heckmann Corporations Notice of Deposition to Lead Plaintiff Matthew Haberkorn by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 07/30/2012)

07/30/2012 154 NOTICE OF SERVICE of Defendants Richard J. Heckmann, James Danforth Quayle, Alfred E. Osborne, Jr., Lou J. Holtz, Donald G. Ezzell, Heckmann Corporation and China Water and Drinks, Inc.'s Responses to Lead Plaintiff's Corrected First Set of Requests for the Production of Documents by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Hannigan, Susan) (Entered: 07/30/2012)

08/01/2012 155 NOTICE OF SERVICE of Defendants' Responses to Lead Plaintiff's Second Set of Requests for the Production of Documents by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Hannigan, Susan) (Entered: 08/01/2012)

08/07/2012 156 SO ORDERED re 152 Stipulation and Proposed Order filed by James Danforth Quayle, China Water and Drinks, Inc., Heckmann Corporation, Lou Holtz, Richard J. Heckmann, Donald G. Ezzell, Alfred E. Osborne, Jr. Signed by Judge Mary Pat Thynge on 8/6/2012. (cak) (Entered: 08/07/2012)

08/17/2012 157 ORDER Setting Teleconference: Jesica Zeldin, Esquire to initiate the call. A Telephone Conference is set for 8/28/2012 at 01:30 PM before Judge Mary Pat

Thynge to address a discovery issue. Signed by Judge Mary Pat Thynge on 8/17/2012. (cak) (Entered: 08/17/2012)

08/23/2012 158 SEALED Letter to The Honorable Mary Pat Thynge from P. Bradford deLeeuw regarding Lead Plaintiff's August 23, 2012 Letter To The Honorable Mary Pat Thynge. (deLeeuw, Peter) (Entered: 08/23/2012)

08/24/2012 CORRECTING ENTRY: DI 159 was removed and will be refiled as a Sealed Letter, not a Sealed Brief. (cak) (Entered: 08/24/2012)

08/24/2012 159 SEALED Letter to Magistrate Judge Thynge from Daniel A. Dreisbach regarding Response to Plaintiff's August 23, 2012 Letter Brief - re 158 Letter, 157 Order Setting Teleconference. (Attachments: # 1 Exhibit)(Dreisbach, Daniel) (Entered: 08/24/2012)

08/27/2012 160 NOTICE OF SERVICE of of Subpoenas Directed to Pinnacle Advisors, L.P., Joseph Tiano, Jr. and Jack Guo by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 08/27/2012)

08/28/2012 Minute Entry for proceedings held before Judge Mary Pat Thynge - Telephone Conference held on 8/28/2012; The transcript shall serve as the order of the court. (kjk) (Entered: 08/28/2012)

09/13/2012 161 NOTICE OF SERVICE of of Defendants Heckmann Corporation, Richard J. Heckmann, James Danforth Quayle, Alfred E. Osborne, Jr., Lou L. Holtz, Donald G. Ezzell, and China Water and Drinks, Inc.'s Disclosures Pursuant to Section 3 of the Delaware Default Standard for Discovery and Certificate of Service by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Hannigan, Susan) (Entered: 09/13/2012)

09/19/2012 162 MOTION for Partial Summary Judgment on Counts I-III and that Plaintiff Cannot Recover as Damages the Funds Put Into Escrow Following the Company's IPO - filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Attachments: # 1 Text of Proposed Order)Motions referred to Mary Pat Thynge.(Hannigan, Susan) (Entered: 09/19/2012)

09/19/2012 163 OPENING BRIEF in Support re 162 MOTION for Partial Summary Judgment on Counts I-III and that Plaintiff Cannot Recover as Damages the Funds Put Into Escrow Following the Company's IPO filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.Answering Brief/Response due date per Local Rules is 10/9/2012. (Hannigan, Susan) (Entered: 09/19/2012)

09/19/2012 164 DECLARATION re 162 MOTION for Partial Summary Judgment on Counts I-III and that Plaintiff Cannot Recover as Damages the Funds Put Into Escrow Following the Company's IPO, 163 Opening Brief in Support, (Decl. of Susan M. Hannigan) by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Hannigan, Susan) (Entered: 09/19/2012)

09/19/2012 165 NOTICE of -- Motion to Enter Proposed Briefing Schedule by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle re 140 Scheduling Order, (Attachments: # 1 Text of Proposed Order)(Dreisbach, Daniel) (Entered: 09/19/2012)

09/24/2012 166 Official Transcript of Telephone Conference. Transcript may be viewed at the court public terminal or purchased through the Court Reporter, Deanna Warner of Hawkins Reporting Service. Telephone: (302) 658-6697 before the deadline for Release of Transcript Restriction. After that date, it may be obtained through PACER. Redaction Request due 10/15/2012. Redacted Transcript Deadline set for 10/25/2012. Release of Transcript Restriction set for 12/26/2012. (bpg) (Entered: 09/24/2012)

09/26/2012 167 ORDER Setting Teleconference: Defense counsel to initiate the call. A Telephone Conference is set for 10/4/2012 at 10:00 AM before Judge Mary Pat Thynge to address discovery issues. Signed by Judge Mary Pat Thynge on 9/26/2012. (cak) (Entered: 09/26/2012)

09/26/2012 168 Joint MOTION for Hearing (Teleconference to Resolve Discovery Dispute) - filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. Motions referred to Mary Pat Thynge.(Hannigan, Susan) (Entered: 09/26/2012)

09/27/2012 169 NOTICE OF SERVICE of Subpoenas by Richard P. Gielata, HEK Investor Group, Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 09/27/2012)

09/28/2012 170 RESPONSE to Motion re 162 MOTION for Partial Summary Judgment on Counts I-III and that Plaintiff Cannot Recover as Damages the Funds Put Into Escrow Following the Company's IPO [LEAD PLAINTIFFS OPPOSITION TO DEFENDANTS MOTION TO ENTER PROPOSED BRIEFING SCHEDULE (D.I. 165)] filed by Matthew H. Haberkorn. (deLeeuw, Peter) (Entered: 09/28/2012)

10/02/2012 171 Letter to Magistrate Judge Thynge from Daniel A. Dreisbach regarding Discovery issues and motion to compel - re 167 Order Setting Teleconference, 168 Joint MOTION for Hearing (Teleconference to Resolve Discovery Dispute). (Attachments: # 1 Exhibit Exhibit A to Letter)(Dreisbach, Daniel) (Entered: 10/02/2012)

10/02/2012 172 DECLARATION re 171 Letter, of Gerald A. Triippitelli by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Dreisbach, Daniel) (Entered: 10/02/2012)

10/02/2012 173 Letter to The Honorable Mary Pat Thynge from P. Bradford deLeeuw, Esq. regarding The Discovery Teleconference Scheduled for October 4, 2012 - re 167 Order Setting Teleconference. (deLeeuw, Peter) (Entered: 10/02/2012)

10/03/2012 174 Letter to The Honorable Mary Pat Thynge from Sharan Nirmul, Esq. and P. Bradford deLeeuw, Esq. regarding Discovery Issues and Motion to Compel - re 167 Order Setting Teleconference. (deLeeuw, Peter) (Entered: 10/03/2012)

10/04/2012 Minute Entry for proceedings held before Judge Mary Pat Thynge - Telephone Conference held on 10/4/2012; The transcript shall serve as the order of the court. (Court Reporter Heather Triozzi - ( Hawkins Reporting ).) (kjk) (Entered: 10/04/2012)

10/04/2012 175 ORAL ORDER re 168 Joint MOTION for Hearing (Teleconference to Resolve Discovery Dispute). Transcript of 10/4/2012 teleconference shall serve as the Order of the Court in this matter. Motion to Enter Proposed Briefing Schedule 165 is DENIED. Signed by Judge Mary Pat Thynge on 10/4/2012. (cak) (Entered: 10/04/2012)

10/05/2012 176 NOTICE OF SERVICE of Subpoena directed to Glass, Lewis & Co., LLC by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 10/05/2012)

10/10/2012 177 Official Transcript of Telephone Conference held on October 4, 2012 before Judge Mary Pat Thynge. Court Reporter Heather Triozzi of Hawkins Reporting Service, Telephone (302) 658-9971. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date, it may be obtained through PACER. Redaction Request due 10/31/2012. Redacted Transcript Deadline set for 11/13/2012. Release of Transcript Restriction set for 1/8/2013. (bpg) (Entered: 10/10/2012)

10/15/2012 178 Amended NOTICE of Deposition to Lead Plaintiff Matthew Haberkorn by Heckmann Corporation (Hannigan, Susan) (Entered: 10/15/2012)

10/15/2012 179 MOTION for Pro Hac Vice Appearance of Attorney Gerald A. Trippitelli, DLA Piper LLP - filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. Motions referred to Mary Pat Thynge.(Hannigan, Susan) (Entered: 10/15/2012)

10/17/2012 ORDER granting 179 Motion to Appear Pro Hac Vice of Gerard A. Trippitelli, DLA Piper to represent Defendants, Heckmann Corporation, Richard J. Heckmann, James Danforth Quayle, Alfred E. Osborne, Jr., Lou L. Holtz, Donald G. Ezzell, and China Water and Drinks, Inc. Signed by Judge Mary Pat Thynge on 10/17/2012. (cak) (Entered: 10/17/2012)

10/18/2012 180 NOTICE OF SERVICE of Subpoenas directed to Timothly L. Traff and Tom Heckmann by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 10/18/2012)

10/18/2012 181 OBJECTIONS by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle to 177 Transcript,, 175 Order, Defendants' Objections to Magistrate Judge Thynge's Order on Defendants' Motion to Enter Briefing Schedule.. (Attachments: # 1 Certification)(Hannigan, Susan) (Entered: 10/18/2012)

10/18/2012 182 DECLARATION re 181 Objections, of Gerard A. Trippitelli in Support of Defendants' Objections to Magistrate Judge Thynge's Order on Defendants' Motion for a Briefing Schedule by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Hannigan, Susan) (Entered: 10/18/2012)

10/19/2012 183 Letter to The Honorable Leonard P. Stark from Susan M. Hannigan regarding enclosing courtesy copies of objections filed by defendants on October 18, 2012 - re 181 Objections,. (Hannigan, Susan) (Entered: 10/19/2012)

10/19/2012 184 MOTION to Certify Class [Plaintiffs Motion For Class Certification And Appointment Of Class Representatives And Class Counsel] - filed by Matthew H. Haberkorn, Ronald Sullivan. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 10/19/2012)

10/19/2012 185 OPENING BRIEF in Support re 184 MOTION to Certify Class [Plaintiffs Motion For Class Certification And Appointment Of Class Representatives And Class Counsel] filed by Matthew H. Haberkorn, Ronald Sullivan.Answering Brief/Response due date per Local Rules is 11/5/2012. (deLeeuw, Peter) (Entered: 10/19/2012)

10/19/2012 186 DECLARATION re 184 MOTION to Certify Class [Plaintiffs Motion For Class Certification And Appointment Of Class Representatives And Class Counsel] [Declaration Of Sharan Nirmul In Further Support Of Plaintiffs' Motion For Class Certification And Appointment Of Class Representatives And Class Counsel] by Matthew H. Haberkorn, Ronald Sullivan. (Attachments: # 1 Exhibit 1 - Certification of Ronald Sullivan, # 2 Exhibit 2 - Excerpts from Heckmann Corp. Form 10-Q dated November 9, 2011, # 3 Exhibit 3 - Declaration of Zachary Nye, Ph.D., # 4 Exhibit 4- Firm Resume of Kessler Topaz Meltzer & Check, LLP, # 5 Exhibit 5 - Firm Resume of Rosenthal, Monhait & Goddess, P.A., # 6 Exhibit 6 - Excerpt from Heckmann Corp. March 16, 2009 Form 10-K, # 7 Exhibit 7 - Heckmann Corp. March 14, 2011 Form 8-K)(deLeeuw, Peter) (Entered: 10/19/2012)

10/24/2012 187 SEALED DOCUMENT by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Hannigan, Susan) (rpg). Modified on 10/25/2012 (rpg). (Entered: 10/24/2012)

10/25/2012 CORRECTING ENTRY: d.i. 187 placed under seal per counsel's telephone request on 10/25/2012. (rpg) (Entered: 10/25/2012)

10/25/2012 188 Joint MOTION for Hearing (Teleconference To Resolve Discovery Dispute) - filed by China Water and Drinks, Inc., Donald G. Ezzell, Matthew H. Haberkorn, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 10/25/2012)

10/25/2012 189 NOTICE OF SERVICE of (1) Heckmann Corporation's First Set of Requests for Admission to Ronald Sullivan; (2) Heckmann Corporation's First Set of Interrogatories to Ronald Sullivan; and (3) Heckmann Corporation's First Request for Production of Documents to Ronald Sullivan by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Hannigan, Susan) (Entered: 10/25/2012)

10/25/2012 190 NOTICE of Taking Videotaped Deposition of Ronald Sullivan and Requests for Production of Documents by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle (Attachments: # 1 Exhibit A)(Hannigan, Susan) (Entered: 10/25/2012)

10/31/2012 191 STIPULATION TO EXTEND TIME Briefing on Class Certification to December 21, 2012 - filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Dreisbach, Daniel) (Entered: 10/31/2012)

10/31/2012 192 SEALED Letter to The Honorable Mary Pat Thnyge from Sharan Nirmul, Esq. and P. Bradford deLeeuw, Esq. regarding Lead Plaintiff's Motion to Compel - re 62 Order, 188 Joint MOTION for Hearing (Teleconference To Resolve Discovery Dispute). (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(deLeeuw, Peter) (Entered: 10/31/2012)

11/01/2012 SO ORDERED re 191 STIPULATION TO EXTEND TIME Briefing on Class Certification to December 21, 2012 filed by James Danforth Quayle, China Water and Drinks, Inc., Heckmann Corporation, Lou Holtz, Richard J. Heckmann, Donald G. Ezzell, Alfred E. Osborne, Jr. Signed by Judge Mary Pat Thynge on 11/1/2012. (cak) (Entered: 11/01/2012)

11/01/2012 Set Deadlines/Hearings: Answering Brief on Class Certification now due 12/21/2012 per DI 191 (cak) (Entered: 11/01/2012)

11/01/2012 193 [SEALED] Letter to Judge Thynge from Daniel A. Dreisbach regarding Response to Plaintiff's October 31, 2012 letter re: discovery disputes - re 192 Letter,. (Attachments: # 1 Exhibit)(Hannigan, Susan) (Entered: 11/01/2012)

11/01/2012 194 RESPONSE TO OBJECTIONS by Matthew H. Haberkorn re 177 Transcript,, 165 Notice (Other), 181 Objections, [Lead Plaintiffs Response To Defendants Objections To Magistrate Judge Thynges Order On Defendants Motion To Enter Briefing Schedule]. (Attachments: # 1 Exhibit A)(deLeeuw, Peter) (Entered: 11/01/2012)

11/02/2012 195 [SEALED] NOTICE of Withdrawal of Subpoena to Produce Documents, Information, or Objects or to Permit Inspection of Premises in a Civil Action by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle re 187 Notice of Service (Attachments: # 1 Exhibit)(Hannigan, Susan) (Entered: 11/02/2012)

11/05/2012 Minute Entry for proceedings held before Judge Mary Pat Thynge - Telephone Conference held on 11/5/2012; The transcript shall serve as the order of the court. (Court Reporter Brian Gaffigan.) (kjk) (Entered: 11/05/2012)

11/06/2012 196 NOTICE to Take Deposition of Zachary Nye, Ph.D. on November 9, 2012 by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Hannigan, Susan) (Entered: 11/06/2012)

11/16/2012 197 ORDER Setting Teleconference: Peter Bradford deLeeuw, Esquire to initiate the call. A Telephone Conference is set for 11/26/2012 at 12:00 NOON Eastern Time before Judge Mary Pat Thynge to address discovery issues. Signed by Judge Mary Pat Thynge on 11/16/2012. (cak) Modified on 11/16/2012 (cak). (Entered: 11/16/2012)

11/16/2012 CORRECTING ENTRY: DI 197 description corrected to show the teleconference with Judge Thynge is scheduled for 12:00 NOON, not 12:00 a.m. (cak) (Entered: 11/16/2012)

11/16/2012 198 Joint MOTION for Hearing (Teleconference To Resolve Discovery Dispute) - filed by China Water and Drinks, Inc., Donald G. Ezzell, Matthew H. Haberkorn, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 11/16/2012)

11/20/2012 199 STIPULATION and Proposed Order Extending Defendants' Substantial Completion Date for Document Production by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Hannigan, Susan) (Entered: 11/20/2012)

11/20/2012 200 ORDER vacating 198 Joint MOTION for Hearing (Teleconference To Resolve Discovery Dispute). Counsel resolved dispute, teleconference cancelled. Signed by Judge Mary Pat Thynge on 11/20/2012. (cak) (Entered: 11/20/2012)

11/20/2012 SO ORDERED re 199 Stipulation filed by James Danforth Quayle, China Water and Drinks, Inc., Heckmann Corporation, Lou Holtz, Richard J. Heckmann, Donald G. Ezzell, Alfred E. Osborne, Jr. Signed by Judge Mary Pat Thynge on 11/20/2012. (cak) (Entered: 11/20/2012)

11/27/2012 201 MOTION to Seal [Lead Plaintiffs Uncontested Motion To Seal Hearing Transcript] - filed by Matthew H. Haberkorn. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 11/27/2012)

11/29/2012 202 ORDER granting 201 Motion to Seal transcript of 11/5/2012 teleconference. Signed by Judge Mary Pat Thynge on 11/28/2012. (cak) (Entered: 11/29/2012)

11/29/2012 203 [SEALED] Transcript of Telephone Conference held on November 5, 2012 before Judge Mary Pat Thynge. Court Reporter Brian Gaffigan. (bpg) (Entered: 11/29/2012)

12/03/2012 204 ORDER Setting Teleconference: Peter Bradford deLeeuw, Esquire to initiate the call. A Telephone Conference is set for 12/11/2012 at 11:00 AM before Judge Mary Pat Thynge to address a discovery issue. Signed by Judge Mary Pat Thynge on 12/3/2012. (cak) (Entered: 12/03/2012)

12/03/2012 205 MOTION for Hearing (Teleconference) to Resolve Discovery Dispute - filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. Motions referred to Mary Pat Thynge.(Hannigan, Susan) (Entered: 12/03/2012)

12/05/2012 206 STIPULATION TO EXTEND TIME Briefing on Class Certification to January 18, 2013 - filed by Matthew H. Haberkorn. (deLeeuw, Peter) (Entered: 12/05/2012)

12/06/2012 207 ORAL ORDER: At the request of counsel, the discovery dispute teleconference scheduled for 12/11/12 at 11:00 AM with Judge Thynge is cancelled. Signed by Judge Mary Pat Thynge on 12/6/2012. (cak) (Entered: 12/06/2012)

12/06/2012 SO ORDERED re 206 STIPULATION TO EXTEND TIME Briefing on Class Certification to January 18, 2013 filed by Matthew H. Haberkorn. Signed by Judge Mary Pat Thynge on 12/6/2012. (cak) (Entered: 12/06/2012)

12/18/2012 208 Joint STATUS REPORT by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Hannigan, Susan) (Entered: 12/18/2012)

01/04/2013 209 Amended NOTICE of Taking Videotaped Deposition of Ronald Sullivan by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle (Hannigan, Susan) (Entered: 01/04/2013)

01/07/2013 ORDER entered 188 Telephone Conference held on 11/5/2012; The transcript shall serve as the order of the court. Signed by Judge Mary Pat Thynge on 1/7/13. (cak) (Entered: 01/07/2013)

01/07/2013 210 STIPULATION TO EXTEND TIME for Defendants' Production of Privilege Log to January 31, 2013 - filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Hannigan, Susan) (Entered: 01/07/2013)

01/07/2013 Minute Entry for proceedings held before Judge Mary Pat Thynge - Telephone Conference re" status held on 1/7/2013; The transcript shall serve as the order of the court. (Court Reporter Ellie Corbett - Veritext.) (kjk) (Entered: 01/08/2013)

01/08/2013 211 SO ORDERED re 210 STIPULATION TO EXTEND TIME for Defendants' Production of Privilege Log to January 31, 2013 filed by James Danforth Quayle, China Water and Drinks, Inc., Heckmann Corporation, Lou Holtz, Richard J. Heckmann, Donald G. Ezzell, Alfred E. Osborne, Jr. Signed by Judge Mary Pat Thynge on 1/8/13. (cak) (Entered: 01/08/2013)

01/16/2013 212 MEMORANDUM ORDER re 181 Objections to 175 Order by Magistrate Judge Thynge are OVERRULED. Signed by Judge Leonard P. Stark on 1/16/13. (ntl) (Entered: 01/16/2013)

01/17/2013 213 Official Transcript of Telephone Conference held on January 7, 2013 before Judge Thynge. Court Reporter Ellen Corbett Hannum of Veritext, Telephone (302) 571-0510. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/7/2013. Redacted Transcript Deadline set for 2/19/2013. Release of Transcript Restriction set for 4/17/2013. (bpg) (Entered: 01/17/2013)

01/17/2013 214 STIPULATION re 184 MOTION to Certify Class [Plaintiffs Motion For Class Certification And Appointment Of Class Representatives And Class Counsel], 185 Opening Brief in Support, Stipulation and [Proposed] Order Regarding Page Limits on Plaintiffs' Motion for Class Certification and Appointment of Class Representative and Class Counsel by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Hannigan, Susan) (Entered: 01/17/2013)

01/18/2013 SO ORDERED re 214 Stipulation regarding page limits on plaintiffs' motion for class certification and appointment of class representative and class counsel. Signed by Judge Mary Pat Thynge on 1/18/13. (cak) (Entered: 01/18/2013)

01/18/2013 215 ANSWERING BRIEF in Opposition re 184 MOTION to Certify Class [Plaintiffs Motion For Class Certification And Appointment Of Class Representatives And Class Counsel] Defendants Heckmann Corporation, Richard J. Heckmann, James Danforth Quayle, Alfred E. Osborne, Jr., Lou L. Holtz, Donald G. Ezzell, and China Water and Drinks, Inc.'s Opposition to Plaintiff's Motion for Class Certification filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.Reply Brief due date per Local Rules is 1/28/2013. (Hannigan, Susan) (Entered: 01/18/2013)

01/18/2013 216 DECLARATION re 215 Answering Brief in Opposition,, Declaration of Susan M. Hannigan in Support of Defendants' Brief in Opposition to Plaintiffs' Motion for Class Certification by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Attachments: # 1 Exhibit A-E, # 2 Exhibit F Part 1, # 3 Exhibit F Part 2, # 4 Exhibit G)(Hannigan, Susan) (Entered: 01/18/2013)

01/18/2013 217 MOTION to Exclude Declaration of Zachary Nye, Ph.D. re 186 Declaration,,, - filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Attachments: # 1 Text of Proposed Order, # 2 7.1.1 Statement)Motions referred to Mary Pat Thynge.(Hannigan, Susan) (Entered: 01/18/2013)

01/18/2013 218 MEMORANDUM in Support re 217 MOTION to Exclude Declaration of Zachary Nye, Ph.D. re 186 Declaration,,, Defendants Heckmann Corporation, Richard J. Heckmann, James Danforth Quayle, Alfred E. Osborne, Jr., Lou L. Holtz, Donald G. Ezzell, and China Water and Drinks, Inc.'s Memorandum of Points and Authorities in Support of Motion to Exclude Declaration of Zachary Nye filed by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.Answering Brief/Response due date per Local Rules is 2/4/2013. (Hannigan, Susan) (Entered: 01/18/2013)

01/18/2013 219 DECLARATION re 217 MOTION to Exclude Declaration of Zachary Nye, Ph.D. re 186 Declaration,,, Declaration of Susan M. Hannigan in Support of Defendants' Motion to Exclude Declaration of Zachary Nye, Ph.D. by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Attachments: # 1 Exhibit A Part 1, # 2 Exhibit A Part 2, # 3 Exhibit B Part 1, # 4 Exhibit B Part 2, # 5 Exhibit B Part 3)(Hannigan, Susan) (Entered: 01/18/2013)

01/30/2013 220 STIPULATION Regarding Briefing Schedule on Class Certification re 184 MOTION to Certify Class [Plaintiffs Motion For Class Certification And Appointment Of Class Representatives And Class Counsel], 140 Scheduling Order, [STIPULATION AND [PROPOSED] ORDER REGARDING BRIEFING SCHEDULE ON CLASS CERTIFICATION] by China Water and Drinks, Inc., Donald G. Ezzell, Matthew H. Haberkorn, Richard J. Heckmann, Heckmann

Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (deLeeuw, Peter) (Entered: 01/30/2013)

01/31/2013 221 SO ORDERED: re: Stipulation and Order Regarding briefing schedule on class certification 220 . Signed by Judge Mary Pat Thynge on 1/31/2013. (cak) (Entered: 01/31/2013)

01/31/2013 Set/Reset Deadlines: Plaintiffs omnibus reply brief due on or before 2/19/13; No additional papers shall be filed in support or opposition to the Motion for Class Certification or the Daubert Motion without leave of the Court; the deadline in the Scheduling Order to file motions and to join other parties, and to amend or supplement the pleadings, shall be extended to 3/12/13. (cak) (Entered: 01/31/2013)

02/01/2013 222 NOTICE to Take Deposition of Alan Cox on February 12, 2013 at 9:00 a.m. by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 02/01/2013)

02/19/2013 223 BRIEF (Combined Answering and Reply) re 217 MOTION to Exclude Declaration of Zachary Nye, Ph.D. re 186 Declaration,,, , 184 MOTION to Certify Class [Plaintiffs Motion For Class Certification And Appointment Of Class Representatives And Class Counsel] filed by Matthew H. Haberkorn, Ronald Sullivan.Reply Brief due date per Local Rules is 3/1/2013. (Nirmul, Sharan) (Entered: 02/19/2013)

02/19/2013 224 DECLARATION re 223 Brief (Combined Answering and Reply), Declaration of Sharan Nirmul in Further Support of Plaintiffs' Motion for Class Certification and Appointment of Class Representatives and Class Counsel and in Opposition to Defendants' Motion to Exclude Declaration of Zachary Nye by Matthew H. Haberkorn, Ronald Sullivan. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Nirmul, Sharan) (Entered: 02/19/2013)

02/21/2013 225 REQUEST for Oral Argument by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Hannigan, Susan) (Entered: 02/21/2013)

02/28/2013 226 Letter to The Honorable Mary Pat Thynge from Sharan Nirmul and P. Bradford deLeeuw regarding Amgen Inc. v. Connecticut Retirement Plans And Trust Funds - re 184 MOTION to Certify Class [Plaintiffs Motion For Class Certification And Appointment Of Class Representatives And Class Counsel]. (Attachments: # 1 Amgen Inc. v. Connecticut Retirement Plans And Trust Funds)(deLeeuw, Peter) (Entered: 02/28/2013)

03/04/2013 227 Letter to Judge Thynge from Daniel A. Dreisbach regarding Response to letter from Plaintiff's counsel dated February 28, 2013 - re 184 MOTION to Certify Class [Plaintiffs Motion For Class Certification And Appointment Of Class Representatives And Class Counsel], 226 Letter,. (Dreisbach, Daniel) (Entered: 03/04/2013)

03/05/2013 228 NOTICE to Take Deposition of Lou L. Holtz on April 25, 2013 by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 03/05/2013)

03/14/2013 229 STIPULATION and [Proposed Order] to Amend the Scheduling Order re 221 Stipulation and Order, 140 Scheduling Order, [STIPULATION AND [PROPOSED] ORDER TO AMEND THE SCHEDULING ORDER] by China Water and Drinks,

Inc., Donald G. Ezzell, Matthew H. Haberkorn, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (deLeeuw, Peter) (Entered: 03/14/2013)

03/18/2013 SO ORDERED re 229 Stipulation and Order to Amend the Scheduling Order, filed by Heckmann Corporation, Lou Holtz, Donald G. Ezzell, Alfred E. Osborne, Jr., James Danforth Quayle, China Water and Drinks, Inc., Richard J. Heckmann, Matthew H. Haberkorn. Signed by Judge Mary Pat Thynge on 3/18/13. (cak) (Entered: 03/18/2013)

03/18/2013 Set/Reset Scheduling Order Deadlines: per DI 229, the scheduling order dealines have been amended as follows: Motions to join other parties and to Amended Pleadings now due by 4/29/2013; Fact Discovery now due by 8/1/2013; Completion of Expert Discovery now 11/1/13; Initial burden of proof disclosure of expert testimony now 8/15/13; Rebuttal now 9/11/13; Case dispositives, if any, now due 12/13/13. (cak) (Entered: 03/18/2013)

03/29/2013 230 Letter to The Honorable Mary Pat Thynge from Daniel A. Dreisbach regarding Comcast Corp. v. Behrend - re 215 Answering Brief in Opposition,,. (Attachments: # 1 Exhibit Comcast Corp. v. Behrend)(Hannigan, Susan) (Entered: 03/29/2013)

04/03/2013 231 Letter to The Honorable Mary Pat Thynge from Sharan Nirmul and P. Bradford deLeeuw regarding Comcast Corp. v. Behrend, --- S. Ct. ----, 2013 WL 1222646 (U.S. Mar. 27, 2013) and responding to March 29, 2013 Letter from Daniel A. Dreisbach - re 230 Letter, 184 MOTION to Certify Class [Plaintiffs Motion For Class Certification And Appointment Of Class Representatives And Class Counsel]. (deLeeuw, Peter) (Entered: 04/03/2013)

04/18/2013 232 NOTICE OF SERVICE of Subpoenas on Tom Heckmann and Timothy L. Traff by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 04/18/2013)

04/23/2013 233 NOTICE to Take Deposition of Donald G. Ezzell, Alfred E. Osborne, Jr., James Danforth Quayle, Brian R. Anderson and Richard J. Heckmann by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 04/23/2013)

05/15/2013 234 NOTICE to Take Deposition of Timothy L. Traff on May 23, 2013 by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 05/15/2013)

05/28/2013 235 NOTICE to Take Deposition of Thomas R. Heckmann on 5/30/2013 by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 05/28/2013)

06/06/2013 236 REPORT AND RECOMMENDATIONS re 184 MOTION to Certify Class [Plaintiffs Motion For Class Certification And Appointment Of Class Representatives And Class Counsel] filed by Ronald Sullivan, Matthew H. Haberkorn, and 217 MOTION to Exclude Declaration of Zachary Nye, Ph.D. re 186 Declaration filed by James Danforth Quayle, China Water and Drinks, Inc., Heckmann Corporation, Lou Holtz, Richard J. Heckmann, Donald G. Ezzell, Alfred E. Osborne, Jr. Please note that when filing Objections pursuant to Federal Rule of Civil Procedure 72(b)(2), briefing consists solely of the Objections (no longer than ten (10) pages) and the Response to the Objections (no longer than ten (10) pages). No further briefing shall be permitted with respect to objections without leave of the Court. Objections to R&R due by 6/24/2013. Signed by Judge Mary Pat Thynge on 6/6/13. (cak) (Entered: 06/06/2013)

06/13/2013 CORRECTING ENTRY: d.i. 237 deleted per counsel's telephone request on 6/13/2013. Counsel to re-file document. (rpg) (Entered: 06/13/2013)

06/13/2013 237 NOTICE to Take Deposition of Gary Levinbook on June 21, 2013 at 9:30 a.m. by audio and video by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 06/13/2013)

06/20/2013 238 NOTICE of Deposition of Donald D. Pangburn by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle (Hannigan, Susan) (Entered: 06/20/2013)

06/20/2013 239 OBJECTION to 236 Report and Recommendations Defendants Heckmann Corporation, Richard J. Heckmann, James Danforth Quayle, Alfred E. Osborne, Jr., Lou L. Holtz, Donald G. Ezzell, and China Water and Drinks, Inc.'s Objection to Magistrate Thynge's Report and Recommendation on Motion for Class Certification by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Hannigan, Susan) (Entered: 06/20/2013)

06/24/2013 240 NOTICE of Deposition of Brian J. Manske by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle (Hannigan, Susan) (Entered: 06/24/2013)

06/24/2013 241 NOTICE to Take Deposition of Jack Guo on June 26, 2013 by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 06/24/2013)

06/25/2013 242 NOTICE to Take Deposition of Donald D. Pangburn on July 1, 2013 by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 06/25/2013)

06/25/2013 243 NOTICE to Take Deposition of Brian J. Manske on July 18, 2013 by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 06/25/2013)

06/28/2013 244 NOTICE OF SERVICE of Heckmann Corporation's Second Set of Interrogatories to Lead Plaintiff by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Hannigan, Susan) (Entered: 06/28/2013)

07/03/2013 245 NOTICE to Take Deposition of James Danforth Quayle on July 10, 2013 by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 07/03/2013)

07/08/2013 246 RESPONSE TO OBJECTIONS by Matthew H. Haberkorn re 239 Objection to Report and Recommendations, Plaintiffs' Response to Defendants' Objection to Magistrate Judge Thynge's Report and Recommendation on Motion for Class Certification. (Nirmul, Sharan) (Entered: 07/08/2013)

07/10/2013 247 NOTICE to Take Deposition of Alfred E. Osborne on July 16, 2013 by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 07/10/2013)

07/15/2013 248 NOTICE to Take Deposition of Lou L. Holtz on July 22, 2013 by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 07/15/2013)

07/16/2013 249 STIPULATION and [Proposed Order] to Amend the Scheduling Order re 229 Stipulation, SO ORDERED, [STIPULATION AND [PROPOSED] ORDER TO AMEND THE SCHEDULING ORDER] by China Water and Drinks, Inc., Donald G. Ezzell, Matthew H. Haberkorn, Richard J. Heckmann, Heckmann Corporation, Lou

Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Nirmul, Sharan) (Entered: 07/16/2013)

07/22/2013 250 Letter to The Honorable Leonard P. Stark from Susan M. Hannigan regarding enclosing courtesy copies. (Hannigan, Susan) (Entered: 07/22/2013)

07/22/2013 251 SO ORDERED re 249 Stipulation and Order to Amend the Scheduling Order. Fact discovery - 9/2/13; Parties' responses to interrogatories - 12/13/13; Parties' responses to request for admissions - 12/13/13; Expert Discovery - 12/2/13; Burden of proof on subject matter - 9/30/13; Rebuttal expert discovery - 10/25/13; Case dispositive motions, if any, due 1/31/14. Signed by Judge Mary Pat Thynge on 7/22/13. (cak) (Entered: 07/22/2013)

07/22/2013 252 NOTICE to Take Deposition of Brian R. Anderson on July 25, 2013 and July 26, 2013 by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 07/22/2013)

07/22/2013 253 NOTICE to Take Deposition of Richard J. Heckmann on July 31, 2013 and August 1, 2013 by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 07/22/2013)

07/22/2013 254 AMENDED DOCUMENT by Matthew H. Haberkorn. Amendment to 253 Notice to Take Deposition of Richard J. Heckmann on July 30, 2013 and July 31, 2013. (Nirmul, Sharan) (Entered: 07/22/2013)

07/23/2013 255 ORDER Setting Teleconference: Peter Bradford deLeeuw, Esquire to initiate the call. A Telephone Conference is set for 8/8/2013 at 11:00 AM before Judge Mary Pat Thynge to discuss a discovery issue. See Order for details. Signed by Judge Mary Pat Thynge on 7/23/13. (cak) (Entered: 07/23/2013)

07/23/2013 256 ORAL ORDER: The teleconference scheduled for 8/8/13 at 11:00 AM Eastern Time with Judge Thynge to address a discovery issue is cancelled. Signed by Judge Mary Pat Thynge on 7/23/13. (cak) (Entered: 07/23/2013)

08/02/2013 257 NOTICE OF SERVICE of Lead Plaintiffs Third Request for the Production of Documents and Plaintiffs First Set Of Interrogatories To Defendants by Matthew H. Haberkorn, Ronald Sullivan.(deLeeuw, Peter) (Entered: 08/02/2013)

08/06/2013 258 NOTICE to Take Deposition of Donald G. Ezzell on August 9, 2013 by Matthew H. Haberkorn.(Nirmul, Sharan) (Entered: 08/06/2013)

08/12/2013 259 NOTICE to Take Deposition of Byron Roth on 08/26/2013 by Matthew H. Haberkorn, Ronald Sullivan.(deLeeuw, Peter) (Entered: 08/12/2013)

09/02/2013 260 NOTICE OF SERVICE of Plaintiffs' Requests for Admission to Defendants by Matthew H. Haberkorn, Ronald Sullivan.(deLeeuw, Peter) (Entered: 09/02/2013)

09/06/2013 261 NOTICE OF SERVICE of (i) Response and Objections of Defendants Heckmann Corporation, Richard J. Heckmann, James Danforth Quayle, Alfred E. Osborne, Jr., Lou L. Holtz, Donald G. Ezzell, and China Water and Drinks, Inc. to Lead Plaintiff's Third Set of Requests for Production of Documents, and (ii) Objections and Responses of Defendants Heckmann Corporation, Richard J. Heckmann, James Danforth Quayle, Alfred E. Osborne, Jr., Lou L. Holtz, Donald G. Ezzell, and China Water and Drinks, Inc. to Plaintiffs' First Set of Interrogatories to Defendants by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann

Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Hannigan, Susan) (Entered: 09/06/2013)

09/09/2013 262 Letter to The Honorable Leonard P. Stark from Susan M. Hannigan regarding enclosing courtesy copies of D.I. 230 and D.I. 231. (Hannigan, Susan) (Entered: 09/09/2013)

09/11/2013 263 ORDER Setting Teleconference: Peer Bradford deLeeuw, Esquire to initiate the call. A Telephone Conference is set for 9/30/2013 at 11:00 AM before Judge Mary Pat Thynge to discuss ADR. Signed by Judge Mary Pat Thynge on 9/11/13. (cak) (Entered: 09/11/2013)

09/11/2013 264 ORAL ORDER: The time of the teleconference with Judge Thynge set for 9/30/13 is at 9:30 a.m., not 11:00 a.m. Signed by Judge Mary Pat Thynge on 9/11/13. (cak) (Entered: 09/11/2013)

09/11/2013 265 MOTION for Hearing [Motion for Teleconference to Resolve Discovery Dispute] - filed by Matthew H. Haberkorn. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 09/11/2013)

09/25/2013 266 Letter from P. Bradford deLeeuw, Esq. and Sharan Nirmul, Esq. regarding Discovery Matters - re 263 Order Setting Teleconference. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E - Proposed Order)(deLeeuw, Peter) (Entered: 09/25/2013)

09/26/2013 267 Letter to Judge Thynge from Daniel A. Dreisbach regarding Opposing Lead Plaintiff's Motion to Compel - re 265 MOTION for Hearing [Motion for Teleconference to Resolve Discovery Dispute], 266 Letter, 263 Order Setting Teleconference. (Attachments: # 1 Exhibit, # 2 Exhibit)(Dreisbach, Daniel) (Entered: 09/26/2013)

09/26/2013 268 Letter to Judge Thynge from Daniel A. Dreisbach regarding Parties Attending 9/30/13 Teleconference - re 265 MOTION for Hearing [Motion for Teleconference to Resolve Discovery Dispute], 264 Order, 263 Order Setting Teleconference. (Dreisbach, Daniel) (Entered: 09/26/2013)

09/30/2013 Minute Entry for proceedings held before Judge Mary Pat Thynge - Telephone Conference held on 9/30/2013; The transcript shall serve as the order of the court. (Court Reporter Brian Gaffigan.) (kjk) (Entered: 09/30/2013)

09/30/2013 ORAL ORDER re 265 MOTION for Teleconference to Resolve Discovery Dispute filed by Matthew H. Haberkorn. The transcript of the 9/30/13 teleconference shall serve as the order of the court in this matter. Signed by Judge Mary Pat Thynge on 9/30/13. (cak) (Entered: 09/30/2013)

10/07/2013 269 NOTICE OF SERVICE of Defendants' Response to Plaintiffs' Requests for Admission by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Hannigan, Susan) (Entered: 10/07/2013)

10/20/2013 270 Official Transcript of Telephone Conference held on September 30, 2013 before Judge Mary Pat Thynge. Court Reporter Brian P. Gaffigan, Telephone (302) 573-6360. Transcript may be viewed at the court public terminal or purchased through the Court Reporter before the deadline for Release of Transcript Restriction. After

that date, it may be obtained through PACER. Redaction Request due 11/12/2013. Redacted Transcript Deadline set for 11/20/2013. Release of Transcript Restriction set for 1/21/2014. (bpg) (Entered: 10/20/2013)

11/07/2013 271 STIPULATION TO EXTEND TIME (STIPULATION AND [PROPOSED] ORDER TO AMEND THE SCHEDULING ORDER) to - filed by Matthew H. Haberkorn. (deLeeuw, Peter) (Entered: 11/07/2013)

11/07/2013 272 SO ORDERED re 271 STIPULATION AND ORDER TO AMEND THE SCHEDULING ORDER. The Scheduling Order is hereby amended as follows: (1) Defendants shall respond to Plaintiffs' First Set of interrogatories and Third Set of Document Requests by no later than November 15, 2013; (2) The parties shall answer any contention interrogatories no later than December 13, 2013; (3) The parties shall answer any requests for admission no later than December 13, 2013; (4) The deadline in the Scheduling Order for the completion of expert discovery shall be extended until March 7, 2014; (5) The deadline in the Scheduling Order for the party who has the initial burden of proof on the subject matter to make the initial Federal Rule 26(a)(2) disclosure of expert testimony shall be extended until November 22, 2013. The parties shall also exchange proposed deposition dates for any experts disclosed under this paragraph on November 22, 2013; (6) The parties shall identify their rebuttal experts by no later than December 13, 2013; (7) The deadline in the Scheduling Order for rebuttal experts' reports on the same subject matter identified by another party shall be extended until January 24, 2014. The parties shall also exchange proposed deposition dates for any experts disclosed under paragraph 6 of this Order on January 24, 2014 to the extent such expert has not previously been deposed pursuant to paragraph 5 of this Order; (8) The parties shall exchange reply expert reports by no later than February 14, 2014; (9) The depositions of any experts identified pursuant to paragraph 5 of this Order shall be scheduled no earlier than December 6, 2013. If the deposition of any experts identified pursuant to paragraph 5 of this Order is sought in connection with the preparation of rebuttal reports, it shall be completed no later than January 17, 2014. The parties may elect, at their discretion, to depose any expert disclosed pursuant to paragraphs 5 and 6 of this Order after the exchange of reply expert reports, but in no event shall any expert disclosed under paragraphs 5 and 6 of this Order be deposed more than once unless otherwise ordered by the Court for good cause shown. (10) Case dispositive motions, if any, shall be filed on March 28,2014, or as otherwise permitted by the Court. Signed by Judge Mary Pat Thynge on 11/7/13. (cak) (Entered: 11/07/2013)

11/07/2013 Set/Reset Scheduling Order Deadlines: Scheduling Order Amended as per DI 271. (cak) (Entered: 11/07/2013)

11/20/2013 273 ORDER Setting Teleconference: Peter Bradford deLeeuw, Esquire to initiate the call. A Telephone Conference is set for 12/4/2013 at 1:30 PM EASTERN TIME before Judge Mary Pat Thynge to address a discovery issue. SEE ORDER FOR DETAILS. Signed by Judge Mary Pat Thynge on 11/20/13. (cak) (Entered: 11/20/2013)

11/22/2013 274 MOTION for Discovery Teleconference - filed by Matthew H. Haberkorn. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 11/22/2013)

11/22/2013 275 NOTICE OF SERVICE of Declaration Of Zachary Nye, Ph.D; Expert Report Of David A. Dodge; Report Of Richard Puntillo by Matthew H. Haberkorn.(deLeeuw, Peter) (Entered: 11/22/2013)

11/22/2013 276 NOTICE OF SERVICE of (1) Expert Report of David Boris; (2) Expert Report of David V. Madden; and (3) Expert Report of Alan J. Cox, Ph.D. by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle.(Hannigan, Susan) (Entered: 11/22/2013)

11/25/2013 277 Letter to Chief Magistrate Judge Mary Pat Thynge from Sharan Nirmul, Esq. and Brad deLeeuw, Esq. regarding December 4, 2013 Teleconference to Address Discovery Matters - re 273 Order Setting Teleconference,. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H)(deLeeuw, Peter) (Attachment 1 replaced on 12/4/2013) (cak). (Entered: 11/25/2013)

11/26/2013 278 Letter to Judge Thynge from Daniel A. Dreisbach regarding Response to Plaintiffs' Submission re: Dec. 4 Teleconference. (Hannigan, Susan) (Entered: 11/26/2013)

11/26/2013 279 Supplemental EXHIBIT re 278 Letter to Judge Thynge by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Attachments: # 1 Exhibit Exhibits A-I, # 2 Exhibit Exhibits J-R)(Hannigan, Susan) (Entered: 11/26/2013)

12/03/2013 CORRECTING ENTRY: DI 280 removed from the docket since it was filed inappropriately and without permission from the Court. Therefore it will not be considered by the Court. (cak) (Entered: 12/03/2013)

12/04/2013 CORRECTING ENTRY: DI 277 Exhibit 1 replaced with correct document per request of counsel. (cak) (Entered: 12/04/2013)

12/04/2013 ORAL ORDER re 274 MOTION for Discovery Teleconference filed by Matthew H. Haberkorn. The transcript of the teleconference of 12/4/13 shall serve as the order of the court in this matter. Signed by Judge Mary Pat Thynge on 12/4/13. (cak) (Entered: 12/04/2013)

12/04/2013 Minute Entry for proceedings held before Judge Mary Pat Thynge - Telephone Conference held on 12/4/2013; The transcript shall serve as the order of the court. (Court Reporter Ellie Corbett - Veritext.) (kjk) (Entered: 12/05/2013)

12/10/2013 280 Official Transcript of Telephone Conference held on December 4, 2013 before Judge Mary Pat Thynge. Court Reporter Ellen Corbett Hannum of Veritext Reporting Services, Telephone (302) 571-0510. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date, it may be obtained through PACER. Redaction Request due 1/2/2014. Redacted Transcript Deadline set for 1/10/2014. Release of Transcript Restriction set for 3/10/2014. (bpg) (Entered: 12/10/2013)

12/13/2013 281 NOTICE OF SERVICE of Lead Plaintiffs Supplemental Responses And Objections To Heckmann Corporations First And Second Sets Of Interrogatories To Lead Plaintiff and Plaintiffs Supplemental Responses And Objections To Heckmann

Corporations First Set Of Interrogatories To Ronald Sullivan by Matthew H. Haberkorn, Ronald Sullivan.(deLeeuw, Peter) (Entered: 12/13/2013)

01/07/2014 282 ORDER Setting Teleconference: Peter Bradford deLeeuw, Esquire to initiate the call. A Telephone Conference is set for 1/10/2014 at 1:30 PM before Judge Mary Pat Thynge. Signed by Judge Mary Pat Thynge on 1/7/14. (cak) (Entered: 01/07/2014)

02/18/2014 283 ORAL ORDER: IT IS HEREBY ORDERED that a joint status report shall be submitted by 2/24/14. ORDERED by Judge Leonard P. Stark on 2/18/14. (ntl) (Entered: 02/18/2014)

02/24/2014 284 Joint STATUS REPORT by Matthew H. Haberkorn. (deLeeuw, Peter) (Entered: 02/24/2014)

02/28/2014 285 ORAL ORDER: Having reviewed the parties' Joint Status Report (D.I. 284 ), IT IS HEREBY ORDERED that the following motions are DENIED WITHOUT PREJUDICE to renew should the parties' agreement to settle this action not result in resolution of the case: D.I. 184 , D.I. 217 . ORDERED by Judge Leonard P. Stark on 2/28/14. (ntl) (Entered: 02/28/2014)

03/04/2014 286 MOTION Preliminary Approval Of Proposed Settlement [Unopposed Motion For Preliminary Approval Of Proposed Settlement] - filed by Matthew H. Haberkorn, Ronald Sullivan. (Attachments: # 1 Text of Proposed Order [Exhibit A - [Proposed] Order Preliminarily Approving Settlement])Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 03/04/2014)

03/04/2014 287 SETTLEMENT AGREEMENT [Stipulation of Settlement] by Matthew H. Haberkorn, Ronald Sullivan. (Attachments: # 1 Exhibit A, # 2 Exhibit A-1, # 3 Exhibit A-2, # 4 Exhibit A-3, # 5 Exhibit B)(deLeeuw, Peter) (Entered: 03/04/2014)

03/04/2014 288 OPENING BRIEF in Support re 286 MOTION Preliminary Approval Of Proposed Settlement [Unopposed Motion For Preliminary Approval Of Proposed Settlement] [Plaintiffs Brief In Support Of Unopposed Motion For Preliminary Approval Of Proposed Settlement] filed by Matthew H. Haberkorn, Ronald Sullivan.Answering Brief/Response due date per Local Rules is 3/21/2014. (Attachments: # 1 Exhibit 1)(deLeeuw, Peter) (Entered: 03/04/2014)

03/04/2014 289 Letter to Chief Magistrate Judge Mary Pat Thynge from P. Bradford deLeeuw, Esq. regarding Stipulation of Settlement and Unopposed Motion For Preliminary Approval Of Proposed Settlement - re 286 MOTION Preliminary Approval Of Proposed Settlement [Unopposed Motion For Preliminary Approval Of Proposed Settlement]. (deLeeuw, Peter) (Entered: 03/04/2014)

03/06/2014 290 CONSENT to Magistrate Judge Disposition on Motion re 286 MOTION Preliminary Approval Of Proposed Settlement. Motion referred to Mary Pat Thynge. (ntl) (Entered: 03/06/2014)

03/13/2014 291 ORDER Setting Teleconference: A telephonic hearing has been scheduled for Friday, March 21, 2014 at 3:00 p.m. Eastern Time with Magistrate Judge Thynge to address the motion for preliminary approval of proposed settlement (DI 286). SEE ORDER FOR FURTHER DETAILS. Peter Bradford deLeeuw, Esquire shall initiate

the teleconference call. Signed by Judge Mary Pat Thynge on 3/13/14. (cak) Modified on 3/13/2014 (cak). (Entered: 03/13/2014)

03/13/2014 CORRECTING ENTRY: The time of the telephonic hearing set for 3/21/14 with Judge Thynge is 3:00 PM, not 4:00 PM. (cak) (Entered: 03/13/2014)

03/21/2014 292 PROPOSED ORDER Approving Settlement re 286 MOTION Preliminary Approval Of Proposed Settlement [Unopposed Motion For Preliminary Approval Of Proposed Settlement] Order Preliminarily Approving Settlement by Matthew H. Haberkorn. (Monhait, Norman) (Entered: 03/21/2014)

03/21/2014 Minute Entry for proceedings held before Judge Mary Pat Thynge - Telephone Conference held on 3/21/2014 regarding Proposed Settlement Agreement. (Court Reporter Brian Gaffigan.) (kjk) (Entered: 03/24/2014)

03/24/2014 293 SO ORDERED re 292 Proposed Order filed by Matthew H. Haberkorn. Signed by Judge Mary Pat Thynge on 3/21/14. (cak) (Entered: 03/24/2014)

04/06/2014 294 Official Transcript of Telephone Conference held on March 21, 2014 before Judge Leonard P. Stark. Court Reporter Brian P. Gaffigan, Telephone (302) 573-6360. Transcript may be viewed at the court public terminal or purchased through the Court Reporter before the deadline for Release of Transcript Restriction. After that date, it may be obtained through PACER. Redaction Request due 4/28/2014. Redacted Transcript Deadline set for 5/7/2014. Release of Transcript Restriction set for 7/7/2014. (Entered: 04/06/2014)

05/22/2014 295 DECLARATION re 293 SO ORDERED of Susan Walls Regarding Service of Notice to Attorneys General, Pursuant to 28 U.S.C. Section 1715 by China Water and Drinks, Inc., Donald G. Ezzell, Richard J. Heckmann, Heckmann Corporation, Lou Holtz, Alfred E. Osborne, Jr, James Danforth Quayle. (Attachments: # 1 Exhibit A, # 2 Exhibit B part 1, # 3 Exhibit B part 2, # 4 Exhibit C)(Hannigan, Susan) (Entered: 05/22/2014)

05/22/2014 296 MOTION for Settlement [Motion for Final Approval of Proposed Settlement and Plan of Allocation of Settlement Proceeds] - filed by Matthew H. Haberkorn, Ronald Sullivan. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 05/22/2014)

05/22/2014 297 MOTION for Attorney Fees [Application For an Award Of Attorneys Fees and Litigation Expenses and Reimbursement of Costs to Lead Plaintiff] - filed by Matthew H. Haberkorn, Ronald Sullivan. Motions referred to Mary Pat Thynge.(deLeeuw, Peter) (Entered: 05/22/2014)

05/22/2014 298 OPENING BRIEF in Support re 296 MOTION for Settlement [Motion for Final Approval of Proposed Settlement and Plan of Allocation of Settlement Proceeds] [Plaintiffs Brief in Support of Motion for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds] filed by Matthew H. Haberkorn, Ronald Sullivan.Answering Brief/Response due date per Local Rules is 6/9/2014. (deLeeuw, Peter) (Entered: 05/22/2014)

05/22/2014 299 OPENING BRIEF in Support re 297 MOTION for Attorney Fees [Application For an Award Of Attorneys Fees and Litigation Expenses and Reimbursement of Costs to Lead Plaintiff] [Brief in Support of Co-Lead Counsels Application for an Award

of Attorneys Fees and Litigation Expenses and Reimbursement of Costs to Lead Plaintiff] filed by Matthew H. Haberkorn, Ronald Sullivan.Answering Brief/Response due date per Local Rules is 6/9/2014. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(deLeeuw, Peter) (Entered: 05/22/2014)

05/22/2014 300 Joint DECLARATION re 299 Opening Brief in Support,, 298 Opening Brief in Support, 297 MOTION for Attorney Fees [Application For an Award Of Attorneys Fees and Litigation Expenses and Reimbursement of Costs to Lead Plaintiff], 296 MOTION for Settlement [Motion for Final Approval of Proposed Settlement and Plan of Allocation of Settlement Proceeds] [Joint Declaration of P. Bradford deLeeuw and Sharan Nirmul in Support of Final Approval of Settlement, Plan of Allocation and Co-Lead Counsels Application for an Award of Attorneys Fees and Litigation Expenses] by Matthew H. Haberkorn, Ronald Sullivan. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(deLeeuw, Peter) (Entered: 05/22/2014)

05/28/2014 301 CONSENT to Magistrate Judge Disposition on Motion re 297 Application For an Award Of Attorneys Fees and Litigation Expenses and Reimbursement of Costs to Lead Plaintiff; and 296 Motion for Final Approval of Proposed Settlement and Plan of Allocation of Settlement Proceeds. Motions referred to Mary Pat Thynge. (ntl) (Entered: 05/28/2014)

06/19/2014 302 REPLY BRIEF re 297 MOTION for Attorney Fees [Application For an Award Of Attorneys Fees and Litigation Expenses and Reimbursement of Costs to Lead Plaintiff], 296 MOTION for Settlement [Motion for Final Approval of Proposed Settlement and Plan of Allocation of Settlement Proceeds] [Plaintiffs Notice Of Non-Opposition To (I) Motion For Final Approval Of Class Action Settlement And Plan Of Allocation Of Settlement Proceeds And (II) Co-Lead Counsels Application For An Award Of Attorneys Fees And Litigation Expenses And Reimbursement Of Costs To Lead Plaintiff] filed by Matthew H. Haberkorn, Ronald Sullivan. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(deLeeuw, Peter) (Entered: 06/19/2014)

06/19/2014 303 DECLARATION re 302 Reply Brief,, [Supplemental Declaration Of Tina Chiango Regarding (A) Mailing Of The Notice And Proof Of Claim And (B) Report On Requests For Exclusion Received] by Matthew H. Haberkorn, Ronald Sullivan. (deLeeuw, Peter) (Entered: 06/19/2014)

06/23/2014 304 Letter to The Honorable Mary Pat Thynge from Susan M. Hannigan regarding a request that our co-counsel, Gerard A. Trippitelli be permitted to participate in the Final Approval Hearing telephonically. (Hannigan, Susan) (Entered: 06/23/2014)

06/23/2014 305 ORAL ORDER The request in the letter to the Court dated 6/23/14 304 is granted. Mr. Trippitelli is permitted to attend the Final Approval Hearing set for 6/26/14 at 9:30 AM EASTERN TIME by telephone. Ordered by Judge Mary Pat Thynge on 6/23/14. (cak) (Entered: 06/23/2014)

06/26/2014 Minute Entry for proceedings held before Judge Mary Pat Thynge - Final Settlement Approval Hearing held on 6/26/2014. (Court Reporter Tanea Carroll - Hawkins Reporting) (cak) (Entered: 06/26/2014)

06/26/2014 306 FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE (CASE CLOSED) Signed by Judge Mary Pat Thynge on 6/26/14. (cak) (Entered: 06/26/2014)

06/26/2014 307 ORDER Approving Plan of Allocation of Net Settlement Fund. Signed by Judge Mary Pat Thynge on 6/26/14. (cak) (Entered: 06/26/2014)

06/26/2014 308 ORDER Awarding Attorneys' Fees and Expenses. Signed by Judge Mary Pat Thynge on 6/26/14. (cak) (Entered: 06/26/2014)

07/29/2014 309 ORDER AND NOTICE REGARDING RETURN OF SEALED DOCUMENTS: Pursuant to the attached STANDING ORDER dated January 8, 2013, sealed documents identified on the highlighted docket sheet will be claimed by the FILING party/attorney no later than 08/12/14. Filing attorney or their designee shall CLAIM their sealed documents by sending an E-MAIL, Subject: Return of Sealed Documents, to returnsealeddocs@ded.uscourts.gov, listing the case number and a contact's name, phone number and address. Parties not registered in CM/ECF may call our Help Desk at 302-573-6170 to claim their sealed documents. Once sealed documents are claimed, THE CLERK SHALL prepare receipts and contact filers WHEN THEIR DOCUMENTS ARE READY FOR PICK-UP at the Clerk's Office, 844 N. King Street, Intake Help Desk, Room 4209. Documents not claimed shall be unsealed and handled pursuant to the standing order. (etg) (Main Document 309 replaced on 8/6/2014) (etg, ). (Additional attachment(s) added on 8/6/2014: # 1 Highlighted Docket Sheet) (etg, ). (Entered: 07/29/2014)

08/27/2014 310 ACKNOWLEDGMENT OF RECEIPT of the following sealed documents, signed on behalf of Peter B. deLeeuw : D.I. # 158, 192 (etg, ) (Entered: 08/27/2014)

04/24/2015 311 MOTION for Disbursement of Funds (Net Settlement Fund) - filed by Matthew H. Haberkorn and Ronald Sullivan. (Attachments: # 1 Text of Proposed Order)Motions referred to Mary Pat Thynge.(deLeeuw, Peter) Modified on 4/24/2015 (rpg). (Entered: 04/24/2015)

04/24/2015 CORRECTING ENTRY: docket text re 311 updated per counsel's request on 4/24/2015. (rpg) (Entered: 04/24/2015)

04/24/2015 312 OPENING BRIEF in Support re 311 MOTION for Disbursement of Funds (Net Settlement Fund) filed by Matthew H. Haberkorn, Ronald Sullivan.Answering Brief/Response due date per Local Rules is 5/11/2015. (deLeeuw, Peter) (Entered: 04/24/2015)

04/24/2015 313 AFFIDAVIT of Edward J. Sincavage, CPA re 311 MOTION for Disbursement of Funds (Net Settlement Fund) filed by Matthew H. Haberkorn, Ronald Sullivan. (Attachments: # 1 Exhibit A - H)(deLeeuw, Peter) (Entered: 04/24/2015)

05/13/2015 314 ORDER granting 311 Motion for Disbursement of Funds. Signed by Judge Mary Pat Thynge on 5/13/15. (kjk) (Entered: 05/13/2015)

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