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Page 1: Thirty years of research on developmental neurolinguistics

Review Article

Thirty Years. of Research on Developmental Neurolinguistics

John L. Locke, PhD

A body of medically important work has accumulated in the field of developmental neurolinguistics in the 30 years since Lenneberg set forth a research agenda for that field, consisting of the following: (1) the physio- logic specialization or endowment for speech; (2) the genetic origin or natural history of vocalization and speech; (3) the nature of prelinguistic behavior, making possible the detection of any environmental (social) in- fluences; (4) the development of motor-speech orgau- ization from birth; and (5) the limiting effects of defi- cient intelligence, hearing, and environmental stimula- tion. Subsequent study of these questions has estab- lished a genetic, neuroanatomic, and functional basis for such outwardly disparate disorders as dyslexia, stuttering, autism, and delayed language. Studies of emergent motor behavior suggest that babbling may index a state of neural maturation favoring expression of spoken languages. Based on studies of the congeni- tally deaf, mentally retarded, and other clinical popula- tions it is now considered possible to detect early warn- ing signs of developmental language disorders during the first year of life based on analyses of vocal turn- taking, gesturing, and utterance complexity.

Locke JL. Thirty years of research on developmental neu- roiinguistics. Pediatr Neurol 1992;8:245-50.

. Introduction

Thirty years ago, Eric Lenneberg described the promise of a new domain of biomedical inquiry and the hope of- fered by emerging analytic methods [l]. Although it was never named specifically, that domain may well be called “developmental neurolinguistics” because it involves the scientific investigation of human speech and language within a neurobiologic framework.

In 1962, Lenneberg argued that basic research in devel- opmental neurolinguistics eventually would produce im- plications for medical diagnosis and treatment. In hind- sight, it appears that Lenneberg’s optimism was not unwar- ranted, and in this review I consider the 5 central issues

raised by Lenneberg, reporting progress in the medical aspects of developmental neurolinguistics over the last 3 decades. Because there has been a great deal of relevant research in the last 30 years, my review will be selective.

Issues Raised by Lenneberg

In the target article, Lenneberg described his own ongo- ing research and set forth the following topics for future investigation [ 11:

(1) The physiologic specialization or endowment for speech;

(2) The genetic origin or natural history of vocalization and speech;

(3) The nature of prelinguistic behavior, making possi- ble the detection of any environmental (social) influences;

(4) The development of motor-speech organization from birth; and,

(5) The limiting effects of deficient intelligence, hear- ing, and environmental stimulation.

In his own career, Lenneberg studied each of these ques- tions, but the inquiry was cut short by his untimely death in 1975. His studies of vocalization and spoken language, described in 1962 and later presented in detail elsewhere [2-51, were based on various populations, including nor- mally developing infants raised in normal environments, children with Down syndrome and other genetic abnor- malities, congenitally deaf and hearing infants being raised by hearing or deaf parents, an anarthric child, and at least one tracheostomized infant.

A Thirty-year Report: Clinical Progress

In this report, I review the critical findings affecting each of the areas above, in some cases expanding the original issue slightly to include unforeseen questions of a related nature. The interpretations presented are relevant to clinical issues in pediatric neurology and several other medical specialties.

Critical Period for Language and Cerebral Plasticity

LeMeberg believed there was a critical developmental period in which the brain could assume linguistic functions

From the Neurolinguistics Laboratory; Massachusetts General Hospital Institute of Health Professions and Harvard Medical School; Boston, Massachusetts.

Communications should be addressed to: Dr. Locke; Neurolinguistics Laboratory; MGH Institute of Health Professions; 101 Menimac StreeS Boston, MA 021 M-4707. Received March 9, 1992; accepted May 19,1992

Locke: DevelopmentalNeucolingui&% %I5

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if the child were exposed to appropriate stimulation, after which language acquisition would be extraordinarily dif- ficult. This period is now more commonly regarded as a sensitive period because language has a fairly broad tem- poral envelope with a gradual offset. Certainly this applies to theacquisition of languages encountered after one’s first language has been mastered.

There now appear to be several -age periods in which language learning is especially efficient. Languages en- countered between birth and about 7 years of age are likely to be expressed with a native-sounding accent [6]. This also is the period in which the bulk of one’s native lan- guage is mastered. Following this initial period there is a second interval that extends until or through adolescence, after which there may be a further decline in language learning ability.

Studies of unilateral brain damage occurring during the first year or two of life revealed that neither left nor right hemisphere lesions necessarily produced lasting effects on language development [7]. The plasticity of the develop- ing system is such that cerebral reorganization evidently takes place, sometimes producing subtle differences in language processing but not necessarily a measurable in- adequacy. This fmding is not surprising because much of the brain develops competitively, with active inputs secur- ing larger processing domains in the cortex than inactive ones. Surgical de- and re-afferentation causes the develop- ment of new pathways and reorganization of the cortex in animals [8,9]. Naturalistic studies of congenitally deaf adults suggest that the “auditory cortex” may be comman- deered by the visual system [lO,ll].

Recovery from Aphasia. Since Lenueberg’s time it has been believed that cortical plasticity declines with neural maturation, accounting for the lack of recovery from apha- sia in older adults. In the aging human brain, there is evidently little adaptive capability in whatever alternate structures would normally be able to assume responsibility for spoken language in younger persons; however, in regard to nonlinguistic processing at least, primate brain appears to be exceedingly plastic for sensory processing well into adulthood [9]; with additional research it may become possible to restore some level of cortical plasticity in mechanisms capable of assuming linguistic operations.

Neuroanatomy and Physiology of Language

Communicative Factors. The human genome provides each neurologically normal infant with a developmental path which will lead to spoken language when there also is opportunity for appropriate social interaction. To a de- gree, the linguistic adequacy of social interactions depends upon each infant’s interest in, and capacity to process facial and vocal cues which convey affect. These cues are demonstrated during the act of speaking; therefore, mech- anisms encouraging attention to these cues lure infants into the stream of information which carries language [12].

These facts, along with other behavioral data, suggest that congenial faces may attract infants to the human voice

and, perforce, spoken language. What, then, of the linguis- tic development of children who are blind? Research indi- cates that blind children do not necessarily develop lan- guage more slowly than their sighted counterparts, but there are qualitative differences in their initial lexicon. Specifically, the first 50 words in the expressive vocabu- lary of blind children may include a lower than normal proportion of words having a visible mode of articulation (e.g., words beginning with a labial consonant, such as ball) and their words may be deployed in less creative ways than is the case with sighted children [13]. In autism, where there frequently is a documentable indifference to the human face, and an inability to interpret facial affect [ 141, there tends to be rather severe language and cognitive deficits.

Neural specializations for social interaction are impor- tant pieces of the larger neural mechanisms which sub- serve language. In primates, there are neurons dedicated to face recognition and other brain cells that appear to respond only to facial activity [15,16]. Less is known about any vocal or bimodal (face-voice) neurons that may exist, although infants are capable of bimodal matching operations within the first month of life [17,18].

In humans, there are interesting neurophysiologic con- nections between voices and faces both in receptive and expressive processing. In reception, lesions can impair either the identification of familiar faces (prosopagnosia) or the interpretation of emotional facial activity [ 191; dam- age in and around the same parts of the brain can impair either the identification of .familiar voices (phonagnosia) or the interpretation of emotional vocal activity (dyspro- sodia) [20,21]. In expression, it is not unusual for the same lesion to impair both facial and vocal affect [22,23], imply- ing a common biologic substrate for both modes of emo- tional expression.

Language Mechanisms. From neuropathologic analy- ses of Broca aphasia and Wernicke aphasia, it was well known in Lenneberg’s time that important oral-motor con- trol centers for language are located in the posterior por- tion of the left inferior frontal gyms and that language undergoes auditory analysis in the posterior portion of the left superior temporal gyrus [24]. Postmortem studies re- vealed that structures in this area typically are larger in the left hemisphere than in the right [25]. This asymmetry is congruent with studies of function which reported that spoken and written language are processed grossly by the left ‘cerebral hemisphere primarily in nearly all right- handed individuals and in the majority of left-handed individuals.

Language lateralization does not appear to develop later in childhood or gradually over the first few years of life, as was believed by Lenneberg and his contemporaries. Rather, speech disproportionately activates mechanisms in the left hemisphere as early as the third month postnatally [26]; congruently, the left planum is already larger than the right in the final trimester of fetal life [27]; however, there are many different components of spoken language and

.m# P~LURIC NEUROLOGY Vol. 8 No. 4

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vocal communication and some are processed primarily in the right hemisphere. Among these components are vocal prosody (variations of vocal pitch, tempo, and loudness) and vocal affect (expression of mood, emotion, and atti- tude) which are interpreted mainly in the right hemisphere.

In a second type of prosody, linguistic prosody, stress variations distinguish noun and verb forms of two-syllable words (e.g., conflict, conjkt), and differentiate lexical compounds from adjective-noun combinations (e.g., greerzhouse, green house). The interpretation of linguistic prosody and the identification of spoken and written words typically are conducted in the left cerebral hemisphere. Consequently, a patient who cannot understand or express linguistic messages is likely to have a disturbance of the left hemisphere, while a patient who speaks in a monotone or with a lifeless facial expression, or misses the emotional force of a message, may have a lesion in the right hemi- sphere, particularly in the basal ganglia [28].

Signed Languages. The human capability for spoken languages extends completely to languages that are signed. Such languages appear to be as rule-governed, efficiently transmitted, flexible, and semantically rich as spoken ones. Infants raised by signing parents acquire manual languages just as readily as spoken ones, and use them with equiva- lent degrees of creativity and complexity [29].

The language control centers of profoundly hearing-im- paired individuals who communicate with manual signs also are lateralized to the left [30]. Consequently, a stroke on that side of the brain may produce aphasia for sign. This phenomenon suggests that whatever sensorimotor links to communication control centers may have existed in prelin- guistic history [3 11, the brain mechanisms responsible for language are amodal.

As is now well known, efforts have been made to teach manual languages to primates. These studies reported that primates had some capability for signing (arguably with less than a human degree of flexibility and naturalness) and also had some capability to follow fairly complex spoken commands [32].

Structural Causes of Developmental Language Disorders

At the time of Lenneberg’s studies, there was little evi- dence of structural deficiencies in most children who were slow to develop language, although he suspected that genetic and neurologic factors may be involved in such patients. There now is evidence of a family history and abnormal brain development in dyslexia, language delay, autism, and stuttering.

Dyslexia. Family history studies revealed an elevated incidence of reading and writing problems in families of dyslexic children [33] and linkage studies suggested a polygenic mode of transmission. Postmortem and imaging studies demonstrated that in dyslexics the planum tem- poralis usually is the same size in both cerebral hemi- spheres [34,35].

Language Delay. Because many dyslexic individuals have subtle difftculties with spoken language, it is not surprising that speech-delayed children also have neuro- logic findings similar to those of reading-delayed children. This population includes a higher than normal proportion of males [36]. Recent studies indicate that first-degree relatives of children with delayed language report diicul- ties in learning to speak at greater than normal levels [37-391. Because in most cases the parents’ own speech has not been substandard, the assumption is that these intrafarnilial difficulties are due to genetic rather than to environmental factors. This assumption needs to be con- firmed with more precise methods (e.g., twin studies). As for brain structure, studies using magnetic resonance im- aging recently reported symmetric plana in children with delayed language and normal, asymmetric plana in nor- mally developing peers [40,41].

Autism. Autistic children are preponderantly male [42] and are more likely than nonautistic children to be right- or weakly left-hemisphere dominant for language [43]. Twin studies revealed a significantly higher concordance for autism in monozygotic than in dizygotic twins [44]. Neuropathologic studies identified a number of abnormal- ities in the nuclei of the forebrain, the amygdala and the cerebellum [45].

Stuttering. Lie autism, stuttering is more prevalent in males. There are high familial concentrations of stuttering and higher concordance in monozygotic than in dizygotic twins [46]. Morphometric studies revealed a greater inci- dence of interhemispheric symmetry among language-re- lated structures [47]; function studies (e.g., dichotic listen- ing studies) disclosed higher rates of atypical hemispheric lateralization in stuttering individuals [48].

An ontogenetic picture emerges, then, in which develop- ment of language varies with symmetry of neural structure and hemispheric processing of speech, in association with genetic factors. As neurogenetic effects, anomalous or de- layed developmental linguistic processes may, in princi- ple, be detected long before the age at which words would normally be expected.

Precursors to Spoken Language

Research subsequent to Lenneberg’s era has demon- strated continuity between infants’ prelinguistic vocal be- havior and the form of their early words. Consequently, it is now possible to predict developmental language disor- ders from the quality of early vocal and communicative behaviors.

The first steps in the development of spoken language are taken by the fetus. Fetal hearing develops ,and can be tested in the final trimester [49]. Intrauterine vocal leam- ing has been documented [50]. In the first few days:of Ii@, neonates react selectively to their mother’s voiceand the language spoken by the mother duringpregnanoy l&52$ Capabilities that are “present at birth” should not,, the&,be believed to be “innate.”

Locke: Developmental Newolbg!@$ie& >I$$$

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Even in infants who have not yet begun to speak it is possible to evaluate progress toward that milestone. This evaluation should take into account vocal turn-taking, ges- turing, and babbling.

Vocal Turn-t.aki~g

If infants are to perceive and reproduce speech, it is imperative that they vocalize in turn with caretakers. After an initial period of vocal clashing, the tendency for infants to take turns becomes evident at 12-18 weeks, and may continue to increase thereafter [53]. It is not surprising that Down syndrome infants, who are at considerable risk for language delay, also tend to be delayed in the development of vocal turn-taking [54,55].

Gesturing

Pointing. When infants noticeably look at something, their ocular behavior isolates that object or event from local alternatives. Pointing has the same effect. The con- text in which pointing occurs helps observers to surmise the infant’s reasons for isolating a particular object or action. Infants normally begin to refer to objects and people by pointing, frequently at 9-12 months of age [56]. This piece of emergent communication is correlated with later language and develops atypically in infants who are autistic [57].

Mutual Gaze. Much lexical learning is facilitated by the mother’s desire and ability to determine what her child is looking at. Typically, a mother tends to name a toy at the moment she sees her child looking at it [58]. In this way, verbal labels become correlated with the objects of a child’s attention, which stimulates development of a lexi- cal reference. Infants with Down syndrome tend to be delayed in the development of these mutual gaze pat- terns [59].

Babbling

In Lenneberg’s day, “babbling” was believed to be any kind of vocal play by infants. Now this term is restricted to the production of well-formed syllables, which normal infants suddenly begin to produce at 6-10 months of age, regardless of which language is spoken around them [60]. These syllables are the audible result of alternated man- dibular closures with relatively passive positioning of the lips and tongue. The resulting vocalizations resemble syl- lables, usually of the consonant-vowel type. They occur singly (e.g., %a”) or in reduplicated strings (e.g., “dada- da”) and sound very much like speech [61].

As infants develop, there is an increase in the number, phonetic range, and complexity of their vocal maneuvers. At 9 months of age, the majority of an infant’s noncrying vocalizations are vowels and consonant-vowel syllables in which the consonant is released explosively from an oral closure (e.g., “ba” or “da”), nasally emitted (e.g, “ma” or

“na”), or glided into the vowel (e.g., “wa” or “ya”). In a 30-min play session, one would expect to hear at least 15 different consonant sounds at this age. By 12 months of age, there usually are more sounds that are made with complete oral closures and a richer mixture of consonants and vowels within an utterance [62,63].

Role of Audition. In infants who are born with severe hearing impairments, babbling is delayed, most not begin- ning until the second year of life [64]. When they do babble, the range of sounds is greatly constricted and their nature qualitatively different [62] which suggests that hearing others speak is importantly related to the timing and complexity of babbling; however, the frequency and complexity of babbling also may depend on the infant’s hearing of his or her own vocalizations. This possibility is suggested by the recent observation that repetitive hand- and object-banging tends to begin just prior to babbling (unpublished data) and by a clinical case study revealing primitive levels of vocalization in an infant previously denied the experience of self-hearing [65].

Motor Factors. The onset of babbling is timed with several other motoric factors, usually beginning within one week of the onset of one-handed (often right-handed) reaching and the onset of rhythmic hand activity. This synchrony and the normally close relationship between vocal and manual activity suggest that babbling may signal the development of mechanisms in the left hemisphere which control repetitive motor activities [60]. Studies by Locke et al. suggested that these mechanisms may be more specifically concerned with stereotyped activities that are associated with sound [66]. If accurate, the onset of bab- bling should be viewed as a linguistically favorable event, a sign that the brain has undergone an adaptation that is associated with, and perhaps required for, speech.

Down syndrome infants, who typically are late to begin speaking, may not begin to babble, on average, until 36 weeks of age [64]. Because Down syndrome infants typi- cally are delayed both motorically and cognitively, the specific cause of their babbling delay is not well under- stood. Reduced dendritic arborization in infants with Down syndrome [67] may be a factor. Interestingly, dam- age to the brain of normally developing neonates does not necessarily delay onset of babbling or skew its articulatory content in any systematic way [68].

Role of Health. If babbling were a form of play, we should expect it to be correlated with the general state of the infant’s health because play (including stereotyped motor activities) is more frequent in animals who are heal- thy, rested, and psychologically secure [69]. In humans, there is less play in children who are undernourished; they also are late in reaching cognitive milestones and language [70]. There also is direct evidence that socially neglected infants engage in vocal play less frequently and with less variety than other infants [71].

Diagnostic Signs. There are several reasons why de- layed babbling may forecast language delay. It can indi- cate that the infant’s brain may not have matured to a state

248 PEDIATRIC NEUROLOGY Vol. 8 No. 4

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of readiness for speaking. Infants who do not babble are denied the experience of hearing sounds made by their own oral-motor activity. Infants who are aphonic during the babbling period do not begin to babble immediately after phonatory capability is instated [65] and they do not learn to speak as quickly thereafter [72]. As indicated, failure to babble also may index internal conditions that do not favor complex learning (e.g., poor health, discom- fort, fatigue).

True words may not have appeared in the normally developing child by 12 months of age. When the non- speaking child of this age also produces no consonant- vowel syllables or produces only a few sounds recurrently, he or she should be referred to a speech-language patholo- gist for more formal evaluation of vocal, cognitive, motor, and social development. When there is any suggestion of hearing loss, an audiologist should be consulted.

Conclusions

Lenneberg gave developmental neurolinguistics im- petus. The five questions he raised have been pursued by a multitude of researchers from several disciplines. In my view, the best way to recognize his efforts would be to generate a neurolinguistic research agenda for the next 30 years which may include:

(1) Studies of the emergent capacity for social cognition and its neural specialization, matters of critical importance to the development of spoken language. We need to know more about neural responses to facial and vocal expres- sions of emotion and the nature of language acquisition by children lacking normal access to or interest in facial information;

(2) Structure-function correlations in normally devel- oping children and each of the neurolinguistic pathologies, and in brain variations associated with subtypes of spoken language disorders and dyslexia;

(3) Interactions between the genetic factors that deposit SJl normally constituted infants on a path leading to spoken language and the sensory and linguistic experiences that stimulate appropriate brain development and keep infants on that path;

(4) Studies of the degree to which brain development is influenced by experiences provided by the infant’s own actions, whether set in motion by environmental or endo- genous factors; and,

(5) Studies of induced or preserved plasticity in neural systems capable of taking over in case of damage to the phylogenetically preadapted brain mechanisms normally used for language.

This work was partially supported by a grant from the James S. McDonnell Foundation. An earlier draft of the manuscript was read by Leslie Brothers, MD.

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