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Physics Letters B 269 ( 1991 ) 116-122 North-Holland PHYSICS LETTERS B The Vilkovisky-De Witt effective action in BF-type topological field theories Danny Birmingham Theory Division, CERN, CH- 1211 Geneva 23, Switzerland H.T. Cho 2, R. Kantowski Department of Physics and Astronomy, University Qf Oklahoma, Norman, OK 73019, USA and M. Rakowski Institut fiir Physik, Johannes-Gutenberg-UniversitM, Staudinger Weg 7, 14"-6500Mainz, FRG Received 11 July 1991 The one-loop off-shell effective action is reexamined for the case of BFtheories in three dimensions. Within the context of the Vilkovisky-DeWitt reparametrization invariant framework, it is shown how the choice of an acceptable field space metric is crucial for obtaining gauge invariant results, even when this metric is field independent. It is found that the phase contribution to the one-loop effective action is proportional to the pure Chern-Simons term. The possible dependence of these results on the choice of field metric is briefly discussed. I. Introduction In a previous publication [ l ], we computed the phase contribution to the one-loop off-shell effective action for a three-dimensional topological field theory with classical action f B A F4. The background field method was employed, and although covariance with respect to the background fields was maintained throughout, the re- sulting phase was of the form f BAF. I-k-BABAB, as such, it violated one of the classical symmetries. A likely source for this anomalous behaviour was suggested as being due to an unusual feature in the geometry of the space of fields. In the present paper, we show that when an acceptable field space metric is chosen, and taken account of in the functional measure, the results for the phase are altered; the anomaly disappears, and agreement is obtained with the results of ref. [2]. The computation entails an evaluation of the q-function of a first order operator which appears in the one-loop background field expansion. However, since the q-function is sensitive to the signature of this operator, caution must prevail when dealing with field space metrics which, although field independent, alter this signature. Indeed, this is precisely the situation which unfolds in the present instance, due to the unusual field space metric. Supported by Commission des Communaut6s Europdennes ( DG XII-CCR). z Address from 1 September 1991; Institute of Physics, Academia Sinica, Nankang, Taipei 11529, ROC. 1 16 0370-2693/91/$ 03.50 © 1991 Elsevier Science Publishers B.V. All rights reserved.

The Vilkovisky-De Witt effective action in BF-type topological field theories

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Physics Letters B 269 ( 1991 ) 116-122 North-Holland PHYSICS LETTERS B

The Vilkovisky-De Witt effective action in BF-type topological field theories

Danny Birmingham Theory Division, CERN, CH- 1211 Geneva 23, Switzerland

H.T. Cho 2, R. Kantowski Department of Physics and Astronomy, University Qf Oklahoma, Norman, OK 73019, USA

and

M. Rakowski Institut fiir Physik, Johannes-Gutenberg-UniversitM, Staudinger Weg 7, 14"-6500 Mainz, FRG

Received 11 July 1991

The one-loop off-shell effective action is reexamined for the case of BFtheories in three dimensions. Within the context of the Vilkovisky-DeWitt reparametrization invariant framework, it is shown how the choice of an acceptable field space metric is crucial for obtaining gauge invariant results, even when this metric is field independent. It is found that the phase contribution to the one-loop effective action is proportional to the pure Chern-Simons term. The possible dependence of these results on the choice of field metric is briefly discussed.

I. Introduction

In a previous publicat ion [ l ], we computed the phase contr ibut ion to the one-loop off-shell effective action for a three-dimensional topological field theory with classical action f B A F4. The background field method was employed, and although covariance with respect to the background fields was main ta ined throughout, the re-

sulting phase was of the form

f BAF. I -k-BABAB,

as such, it violated one of the classical symmetries. A likely source for this anomalous behaviour was suggested

as being due to an unusual feature in the geometry of the space of fields. In the present paper, we show that when an acceptable field space metric is chosen, and taken account of in

the functional measure, the results for the phase are altered; the anomaly disappears, and agreement is obtained with the results of ref. [2]. The computat ion entails an evaluation of the q-function of a first order operator which appears in the one-loop background field expansion. However, since the q-function is sensitive to the signature of this operator, caution must prevail when dealing with field space metrics which, although field independent , alter this signature. Indeed, this is precisely the situation which unfolds in the present instance,

due to the unusual field space metric.

Supported by Commission des Communaut6s Europdennes ( DG XII-CCR ). z Address from 1 September 1991 ; Institute of Physics, Academia Sinica, Nankang, Taipei 11529, ROC.

1 16 0370-2693/91/$ 03.50 © 1991 Elsevier Science Publishers B.V. All rights reserved.

Volume 269, number 1,2 PHYSICS LETTERS B 24 October 1991

Within the geometrical approach to the effective action, as advocated by Vilkovisky and DeWitt [3,4], one should consider a reparametrization invariant definition of the effective action. This involves taking due ac- count of the metric G on the field configuration space, such that, for example, the functional measure is weighted with the usual ~ G factor. However, in many cases G is field independent, and it can be shown that the

factor has zero effect on the real part of the effective action. In the case at hand, we find that the q- function is indeed affected by the x/det G factor, despite its field independence; this is due to the fact that the 1/- function is sensitive to the signature, as mentioned above.

The outline of this article is as follows. We continue in the following section with a brief review of our previous results. It is then shown how to incorporate the field space metric into the calculation of the q-function; in addition to the pure BFtheory, we also consider a coupled system ofBFand Chern-Simons theory. We conclude with a discussion of the possible dependence of the results on the initial choice of field metric.

2. Review

Let us begin by specifying the classical action of interest [5-7]; we have

S c = f d3x tr e"~YB.F/~r. ( 1 )

Here. F,~/~=0.Aa- 0aA. + [A,~, A/j] is the curvature of the gauge connection A. , B = B g T a dx ~ is a one-form in the adjoint representation of the gauge group, and all traces shall be written in the fundamental representation. We are taking the theory to be defined on N3, where the momentum space calculational procedure being used is valid. We are using the conventions where the structure constants are real and completely antisymmetric, with [T a, T ~' ] =f"~"T C. For the fundamental representation of SU (n), the matrices T ~ are skew-hermitian and we take tr T~Tt '= - ½6 "b, while for the quadratic Casimir we havef~Cafh~a= c~c~ ~b.

It is straightforward to establish the local symmetries of the above action, namely

8A~ = D ~ o , 8B,~ = D ~ 0 + [B,, co] . (2)

Now, for the purposes of a one-loop background field calculation, we shall decompose the fields into a back- ground plus a quantum part as follows:

A - ~ A + A q, B ~ B + B q , (3)

where we are taking arbitrary background configurations which are not necessarily on-shell. The classical sym- metry then takes the form

8A~ =D~co, 8A q = [Aq~, o)] ,

8B~=D~0+[B~,~o] , 8B q = [ B q , a ) ] + [ A q , 0 ] , (4)

where it is important to note that the covariant derivative here is with respect to the background field. One should also note that the quantum fields transform linearly as vectors. Our aim now is to quantize the theory, and we wish to find a set of gauge fixing conditions which are covariant (i.e. they transform as vectors) with respect to (4). One such set is given by

Go-D.Aq=0, G ~ - D . B q + [B~,Aq°~]=O ,

and indeed it can be checked that they transform as

8Go = [G~, e)], 8G,~=[G,~ ,o)]+[Go, O].

(5)

(6)

The part of the action which is quadratic in the quantum fields (bearing in mind that the ghosts and multi- pliers are taken to be purely quantum) is given by

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Volume 269, number 1,2 PHYSICS LETTERS B 24 October 199 !

Sq (2) = J d3y tr{e"a~(2B q DaA~ +B,[Aq~, A q ] ) + 2 ¢ D.Aq+2~z(D.Bq+ [B, , A q" ] )} +ghos t s . (7)

We are concerned here with the first order operator Haiti connecting the gauge fields and multipliers; specifically this is given by

0

0 - D} h

S(2~-½ f d3x (Bq Aq 0 q - -

-e~PD~ b 0 D~ b [Bq~l b

-D~ b 0 0 " - f a~bBC~ 0 0

(8)

Eq. ( 8 ) can be seen to define a rank-two symmetric object Hij, which is pinned between the fields q~i and qW. The main object o f interest is therefore the path integral

Z = f dq~exp( i~ iH, jq )0 , (9)

where q)'_-- (B 3a (x), A 3~ (x), Ca(x), ~za (x ) ) , dq) is the measure on the space of quantum fields, and Hij, defined via (8), depends on the background fields of A and B.

To regularize this expression we define the ~- and N-functions of the operator H via its eigenvalues 2;7,

G,(s)= ~ 12,,I -s, qH(S)= Y~ (sign2,,)12nl " (10) n ;7

It then follows that

Zrcg = e x p [ ½(),(0) + lizrq,,(0) ] . ( 11 )

It is the N-function evaluated at s = 0 which is of primary concern here, as it represents the possibility of a non- zero phase contribution to the partition function; recall that the theory is defined via a partition function Z = fdA dB exp (iSc). To examine this N-function in more detail, it is most convenient to begin with the following integral representation [ 8 ] :

q H ( S ) - - F ( ½ ( s + l ) ) dttC'- 'W2tr[Hexp(-H2t)]. (12) 0

It is important to point out that qn(0) depends on the sign (but not the scale) of H. In order to proceed with the calculation, one decomposes H as Ho+HI, where/40 is independen! of the background fields, and HI con- tains the interaction terms, see for example ref. [ 9 ]. The functional traces can be evaluated in momentum space with the definition

f d~P f ~ , d ; T x d ' y ( p l x ) ( x l Tr' ( ' IY)(YlP) . (13) Tr[ (~ ' ]= ~ ( p l T r ' e ' l p ) = (2~)

Here, the prime indicates a trace over any other indices carried by the operator 6'. Our conventions are such that ( p [ x ) = exp ( - ipx) and A (p) = f d"x exp ( - ipx ) A (x). For details of how to proceed with the calculation, we refer to ref. [ 1 ].

3. The f i e l d s p a c e m e t r i c

In order to deal with an off-shell effective action which is independent of the background gauge choice and parametrizations of the field variables, one must resort to the Vilkovisky-DeWitt program [3,4]. The initial step in this procedure is to construct an acceptable metric on the field configuration space. In our case, this is

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Volume 269, number 1,2 PHYSICS LETTERS B 24 October t991

the space of gauge fields and multipliers B, A, g}, g. Let us consider first the gauge fields: the transformations (2), written in condensed notation [ 3,4 ] are

6 ( b i = K ~ '~ . (14)

Here, the field ~' labels the classical fields A and B, the symmetry generators are denoted by K~, and the infini- tesimal gauge parameters are ~'~= (~o, 0). More explicitly, we have

/(A ~(.v) = 0 *X¢oh( .V ) . ~

KB~{ ~) _ ach c v~gc~) = D~b~0(x--y) . (15) ~o,,~,.) - - f B , ~ ( x ) ~ ( x - y ) , *'o~(,,) -

Now, the notation of an acceptable field metric is defined by the requirement that it admits the gauge gener- ators as Killing vectors [ 3,4 ], that is

0 = Gj~ OjK~ + Gjk O,K~ + (Ok G,j)K~ ( 16 )

for all c~. In the present instance, it is straightforward to establish that a constant, field independent, metric which satisfies ( 16 ) does exist, the most general acceptable metric being

G.<,( .~) :~( , , )=~8~8(x-y) G~(.~)B~(.v)=28~baS(x--y), ( 2 # 0 ) , G~,~¢~)8}(v)=0, (17)

where a and 2 are constants. It is interesting to note that a diagonal metric (i.e. G A A = GaB = 1 ) is not allowed. In order to proceed further, we also require a suitable metric on the multiplier space, as these fields appear in our basic integral (9). Eq. (6) defines the transformations of the gauge fixing conditions; in tandem with the re- quirement that g~G,+ ziG= be invariant with respect to (4), we find that the multiplier fields transform as

a0= [0, oJ]+ [~, 0], aTr= [~, co]. (18)

The above requirement ensures that the path integral is being performed in a manner which is background field invariant. Finally, an acceptable form for the multiplier metric is determined by requiring that the inner product in the multiplier space be invariant with respect to ( 18 ), i.e. 8 ( G~a2~2 l~) = 0, where 2 ~* - (~, ~). The most general solution is

Gao(,-)oho,~=O, Goo(~,~ho.)=2'aab,~(x--y) ( 2 ' # 0 ) , G,~,{,.),,b(,.)=~'fia"(x--y) , (19)

where 2' and a ' are constants. The complete field space metric is therefore

)td~/~ ~fi~,/~ 0 f i ~ ' f i ( x - y ) (20) G * ' = | o 0 0

0 2'

Armed with this metric, we can now return to eq. (9). In order to ensure reparametrization invariance of the effective action, the measure should be dq)= dx/~-G I~, dq ~. However, in addition the Vilkovisky-DeWitt pro- cedure requires that I t o be replaced by a bone fide rank-two symmetric tensor on the space of fields, namely

_ + k k H,/ Ho-I',~S.a. Here, /~v is the connection constructed from the metric on the space of gauge inequivalent gauge fields, for details of its construction, see refs. [3,4]. In general, one must take account of the correction term proportional to the connection symbol. However, there is a gauge, which is termed the Landau-DeWit t gauge, in which the correction term is proportional to the Christoffel symbol only. It is defined by

z ] GvK,~Oq = 0 (21 )

for all a. For a field independent metric, the Christoffel symbol vanishes, and hence the Vilkovisky-DeWitt

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correction vanishes. We shall call this the "no VD" gauge. A simple check will reveal that the "no VD" gauge is precisely the one we have chosen, namely, (5). Thus, it only remains to take account of the ~ G term in the measure. One can see that it has the effect of raising an index on H, i.e.,

det- ,/2 [His] ~ d e t - i/2 [ Gi~Hks] = d e t - '/2 [H~] . (22)

Indeed, it is det [H~] which is a reparametrization invariant object, and not det [H~s]. The ~ factor in the measure is designed precisely to ensure the former, see for example ref. [ 10 ]. We see at this point that if the field metric is diagonal, i.e. G,)=8~j, then there is no difference between up and down indices. As we have seen, however, the acceptable field metric in the present case is not diagonal, and hence care must be taken in the positioning of indices, especially when considering an object such as the q-function. The metric (20) differs in signature from a diagonal one, and hence its inclusion in (22) is crucial for obtaining gauge invariant results.

Before proceeding with the actual calculation, we can address the question of the scale factors present in the metric (20). The line element is given by

d S2= Go d q~i d(PJ= o ( d mq) 2 + 2,~, d Aq d B q + 0.'(d7~)2 + 2), ' dO dz~. (23)

We can clearly rescale the fields as follows:

A q B q 7~ 0 " 0 (24) z ~ q - - ~ , B q ~ , ~ z - - , ~ , x /~ .

In this way, the metric (20) takes the form

Go = 8 p ( a / 2 ) 6 ~ 0 f iab~(x_y ) (25) 0 0

0 1 0.'/2']

Our task now is to compute the//-function for the operator

[--~-°~7"8Dab~yx (o~yfl[ ( 0 " / 2 ) ] ' ~ a b - - f a c b R c ] ab ab . . g f a c b R c ' --y~ ~ ~y~ D~x - (0 . /2 ) D ~ - ~ ~ 0 ~ ~ 0 D ~ ik ab - - ~ ~ y x G Hkj),~p(x, y) = ,,h ~,~, r~buc f i (x - -y ) . (26)

~ Dpx (0.'/2') 0 0 - - L" Bx - - J ~ ' # x

\ o o o

This is obtained by combining the inverse of (25) with (8). We should mention that the signs of 2 and 2' are required to be the same for convergence reasons. This can be seen by first constructing H s with the unscaled metric G '~, and then considering (Ho 2 )s. One finds that the (3, 3) and (4, 4) components have the structure - ( 1/22') 02. This shows that the sign of 2 and 2' must be the same in order to provide an exponentially decaying convergence factor in the definition of q. We shall assume that s ign(2)=s ign(2 ' )= 1. The alternative case, sign (2) = - 1, corresponds to changing the sign of H~; this is equivalent to beginning with a partition function weighted by exp ( - iS~).

The details of the calculation are similar to those presented in ref. [ 1 ]; however, there is one extra feature which is, perhaps, worth mentioning. The "free" (i.e. background field independent) part of H squares to

(H2)~,~ = ~ 2 I a b ah - ,, ~ + X ~ p , ( 2 7 )

where I is the unit matrix in the field space, and X2= 0. We then have

e x p ( - H 2 t ) = e x p ( O 2 t ) [ I - t X ] , (28)

and it can be shown that the X terms have zero effect on the calculation. Without further ado, we present the results: in the expansion in powers of the interaction H~, we find only two terms contributing to q (0), namely

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2Cv f H,{Ho, H,}-+ j ~5- d3x tr E~YA: 0~Ay, H 3 -+ 4Cv 37r 2 .I d3x tr e<~PYA,A~A~, H~ {Ho, H~ } 2___+ 0 . ( 2 9 )

Thus, our final result for the one-loop phase contribution to the pure BF theory is

2cv ~ qH(S=0) = ~ - d3xtr ~"PY(A,~ OpA,+ZA,~A~Ay) , (30)

which is in fact twice the q-function of the pure Chern-Simons theory [ 11 ]. This result is in agreement with that obtained in ref. [2 ], where a Pauli-Villars type regularization scheme was used. It should be noted that the result (30) is independent of the scale parameters a/2 and a'/2' . We shall return to a discussion of this point presently.

It turns out that no further work is required to treat the coupled system defined by the classical action

So= d3xtr ~YB~F~y+ ~ d3xtr ~ ( A , O~A~,+~A~A~Ay) , (31)

where k is the usual integer-quantized Chern-Simons coupling. The point here is that the symmetries of (31 ) are the same as those of pure BF theory; hence, the acceptable

field metric and the "no VD" gauge are identical. The addition of the Chern-Simons term in (31 ) simply alters the original H, eq. (8), by one term, namely, -e"~aD~ b in the (2, 2) position. However, upon forming the operator H~, one sees that this term has its position shifted to the ( 1, 2) component. As such, it plays a similar role to the ( 1, 2) component in (26) which is proportional to a/2. As we have mentioned above, q(0) is inde- pendent of the scale factor or/2; thus the additional Chern-Simons term has no effect on the evaluation of q (0). We can thus conclude that the phase contribution to the one-loop off-shell effective action for the coupled system is identical to that for pure BF, namely eq. (30). Again, this agrees with ref. [2].

4. Discussion

The above calculation demonstrates clearly that in order to achieve a reparametrization invariant effective action one must take care to incorporate the ~ G factor which is present in the functional measure. In many circumstances, the gauge generators allow for a field independent Killing metric, and as such this factor has no effect on the real part of the effective action. The subtlety in the present case is that since we are dealing with a theory which is first order in derivatives, one encounters a determinant which possesses a non-zero phase. The inclusion of the x frier G factor in the field space volume is then crucial for obtaining gauge invariant results. Although a Killing metric exists which is field independent, its presence in the functional measure has a signifi- cant effect on the imaginary part of the effective action. In ref. [ 1 ], a standard background field calculation was performed which yielded an anomalous result. It is now clear the the inclusion of the xfdet- G factor restores gauge invariance.

The question arises as to the dependence of the results on the initial choice of field metric. A class of Killing metrics for the theory at hand is given by (25 ), in which two scale parameters are present. Thus, it appears that there is some freedom in the choice of metric, as represented by the different values one may choose for these parameters. However, as mentioned above, it is straightforward to check that the final result (30) is indepen- dent of their values. Thus, although there is some freedom in the choice of metric, the resulting q-function is unchanged.

The framework of Vilkovisky-DeWitt claims to provide a unique off-shell effective action. However, clearly there are some choices involved, most notably the initial choice of field space metric, see ref. [ 12]. For a given metric, the Vilkovisky-DeWitt program does indeed assign meaning to a unique off-shell effective action (for that given metric). However, for a given classical theory, there is no a priori reason why different choices of

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Volume 269, number 1,2 PHYSICS LETTERS B 24 October 1991

acceptable Ki l l ing met r ics shou ld yield ident ica l e f fec t ive act ions. It may very well t ransp i re that a classical

theory which possesses d i f fe ren t Ki l l ing met r ics gives rise to i nequ iva l en t q u a n t u m theories . In the case under

study, however , we have seen that the q- func t ion con t r i bu t ion to the ef fec t ive ac t ion is i n d e p e n d e n t o f the r ep resen ta t ive chosen f rom the class o f me t r i c s which we have s tudied.

The re m a y be theor ies in which one can establ ish that the V i l k o v i s k y - D e W i t t e f fec t ive ac t ion is i n d e p e n d e n t

o f the choice o f f ield space metr ic . In such a case, the e f fec t ive ac t ion wou ld then co r re spond to a topologica l

i nva r i an t on s o m e app rop r i a t e f ie ld space. P r o m i s i n g in this regard are topologica l f ield theor ies ; in some cases

one can establ ish that the pa r t i t i on func t ion o f a topologica l f ield theory is a topologica l i nva r i an t o f some

under ly ing space upon which the or iginal theory is buil t , see for examp le ref. [ 13 ]. It wou ld be in teres t ing to

establ ish these results wi th in a V i l k o v i s k y - D e W i t t context ; work in this d i rec t ion is in progress.

Acknowledgement

M.R. apprec ia tes the f inancia l suppor t o f the B u n d e s m i n i s t e r i u m ftir Fo r schung und Technologic . R.K. 's

research is par t ia l ly suppor t ed by the U S D e p a r t m e n t o f Energy, and has r ece ived c o m p u t e r suppor t f rom the O U Research Counci l .

References

[ 1 ] D. Birmingham, H.T. Cho, R. Kantowski and M. Rakowski, Phys. Lett. B 264 ( 1991 ) 324. [ 2 ] I. Oda and S. Yahikozawa, Effective actions of ( 2 + 1 )-dimensional gravity and B F theory, ICTP preprint IC/90/44 (April 1990 ). [3] G. Vilkovisky, Nucl. Phys. B 234 (1984) 125. [4] B. DeWin, in: Architecture of fundamental interactions at short distances, Proc. Les Houches Summer School 1985, eds. P. Ramond

and R. Stora (North-Holland, Amsterdam, 1987). [5] G.T. Horowitz, Commun. Math. Phys. 125 (1989) 417. [6] M. Blau and G. Thompson, Ann. Phys. 205 ( 1991 ) 130. [ 7 ] A. Karlhede and M. Ro~ek, Phys. Lett. B 224 ( 1989 ) 58;

R.C. Myers and V. Periwal, Phys. Len. B 225 (1989) 352. [ 8 ] P.B. Gilkey, Invariance theory, the heat equation and the Atiyah-Singer index theorem (Publish or Perish, Wilmington, DE, 1984). [9] J. Schwinger, Phys. Rev. 82 ( 1951 ) 664.

[10] S.R. Huggins, G. Kunstatter, H.P. Leivo and D.J. Toms, Nucl. Phys. B 301 (1987) 627. [11 ] E. Witten, Commun. Math. Phys. 121 (1989) 351. [12] B. DeWitt, in: Quantum field theory and quantum statistics, eds. I.A. Batalin, C.J. Isham and G.A. Vilkovisky (Adam Hilger,

London, 1987). [ 13 ] M.F. Atiyah and L. Jeffrey, J. Geom. Phys. 7 ( 1990 ) 120.

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