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Jf Med Genet 1994;31:89-98 Review article The molecular basis of genetic dominance Andrew 0 M Wilkie Abstract Studies of mutagenesis in many organ- isms indicate that the majority (over 90%) of mutations are recessive to wild type. If recessiveness represents the 'default' state, what are the distinguish- ing features that make a minority of mutations give rise to dominant or semi- dominant characters? This review draws on the rapid expansion in knowledge of molecular and cellular biology to classify the molecular mechanisms of dominant mutation. The categories discussed in- clude (1) reduced gene dosage, expres- sion, or protein activity (haploinsuffi- ciency); (2) increased gene dosage; (3) ectopic or temporally altered mRNA expression; (4) increased or constitutive protein activity; (5) dominant negative effects; (6) altered structural proteins; (7) toxic protein alterations; and (8) new protein functions. This provides a frame- work for understanding the basis of dom- inant genetic phenomena in humans and other organisms. (J Med Genet 1994;31:89-98) Institute of Medical Genetics, University Hospital of Wales, Heath Park, Cardiff CF4 4XW, UK A 0 M Wilkie Correspondence to Dr Wilkie, Institute of Molecular Medicine, John Radcliffe Hospital, Headington, Oxford OX3 9DU, UK. The concepts of dominance and recessiveness (or recessivity), originally formulated by Men- del,' are so fundamental to genetics that they are often taken for granted. But why are some diseases dominant and others recessive? This question is frequently ignored in textbooks of genetics, and it is surprisingly difficult to find much written on the subject. With the rapid accumulation of molecular data on diploid organisms as diverse as yeasts and humans, unifying themes are beginning to emerge.2 This review attempts to classify and elaborate these ideas, and collates some of the more useful references. I will first outline some definitions and concepts, and then give illustrative examples of different molecular mechanisms of dominance. Although I have focused on human disorders where possible, many additional lessons can be learned from the study of non-human systems. Dominance, semidominance, and recessiveness It should first be remembered that dominance is not an intrinsic property of a gene or mutant allele, but describes the relationship between the phenotypes of three genotypes: an allele may behave as a dominant, semidominant, or recessive depending both on its partner allele, and the character under consideration.3 Con- sider alleles A and B, with genotypes AA, AB, and BB. If a particular phenotypic character is observed in the AA and AB genotypes, but differs from BB, then allele A is dominant to allele B. When the AB phenotype is inter- mediate between or combines characters from both the AA and BB phenotypes, alleles A and B are semi- or codominant. Most wild type alleles are dominant over other alleles, as the wild type and heterozygote phenotypes are usually indistinguishable; thus most genetic diseases are recessive (fig 1). A potential source of confusion when consi- dering dominance phenomena in human gen- etic disease, is that only the wild type and heterozygous mutant phenotypes are generally encountered. Examples of homozygous mu- tants both for relatively common disorders (thalassaemia, familial hypercholesterolaemia) and rarer conditions (achondroplasia, pie- baldism) indicate that the phenotype of the homozygote usually tends to be more severe than the heterozygote, hence the wild type and mutant alleles are, strictly speaking, semidom- inant.6 The Huntington's disease mutation provides an unusual instance of a mutant allele that is truly dominant to wild type in that homozygotes appear no more severely affected than heterozygotes7-9 (fig 1). Although it is interesting to speculate on the differences in mechanism giving rise to semidominance and complete dominance, there are insufficient molecular data to attempt a synthesis. The more simple, but perhaps more fundamental, question addressed in this review may be sum- marised as follows: what aspects of a mutant allele's function cause it to affect the phenotype in the presence of a wild type allele? For simplicity I will use the term 'dominant mutation' to describe a mutant allele in this context. Dominant mutations are much rarer than recessive ones Although dominant disorders outnumber re- cessives by a ratio of nearly 4:1 in McKusick's 1992 compilation,'0 ascertainment in the human is undoubtedly biased in favour of mild dominantly inherited phenotypes. By contrast, it has long been known from systematic muta- genesis of a variety of diploid organisms that the majority of mutations are recessive to wild 89

The molecular basis of genetic dominance

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Page 1: The molecular basis of genetic dominance

Jf Med Genet 1994;31:89-98

Review article

The molecular basis of genetic dominance

Andrew 0 M Wilkie

AbstractStudies of mutagenesis in many organ-isms indicate that the majority (over90%) of mutations are recessive to wildtype. If recessiveness represents the'default' state, what are the distinguish-ing features that make a minority ofmutations give rise to dominant or semi-dominant characters? This review drawson the rapid expansion in knowledge ofmolecular and cellular biology to classifythe molecular mechanisms of dominantmutation. The categories discussed in-clude (1) reduced gene dosage, expres-sion, or protein activity (haploinsuffi-ciency); (2) increased gene dosage; (3)ectopic or temporally altered mRNAexpression; (4) increased or constitutiveprotein activity; (5) dominant negativeeffects; (6) altered structural proteins; (7)toxic protein alterations; and (8) new

protein functions. This provides a frame-work for understanding the basis ofdom-inant genetic phenomena in humans andother organisms.

(J Med Genet 1994;31:89-98)

Institute of MedicalGenetics, UniversityHospital of Wales,Heath Park, CardiffCF4 4XW, UKA 0 M Wilkie

Correspondence toDr Wilkie, Institute ofMolecular Medicine, JohnRadcliffe Hospital,Headington, Oxford OX39DU, UK.

The concepts of dominance and recessiveness(or recessivity), originally formulated by Men-del,' are so fundamental to genetics that theyare often taken for granted. But why are some

diseases dominant and others recessive? Thisquestion is frequently ignored in textbooks ofgenetics, and it is surprisingly difficult to findmuch written on the subject. With the rapidaccumulation of molecular data on diploidorganisms as diverse as yeasts and humans,unifying themes are beginning to emerge.2This review attempts to classify and elaboratethese ideas, and collates some of the more

useful references. I will first outline some

definitions and concepts, and then giveillustrative examples of different molecularmechanisms of dominance. Although I havefocused on human disorders where possible,many additional lessons can be learned fromthe study of non-human systems.

Dominance, semidominance, andrecessivenessIt should first be remembered that dominanceis not an intrinsic property of a gene or mutantallele, but describes the relationship between

the phenotypes of three genotypes: an allelemay behave as a dominant, semidominant, orrecessive depending both on its partner allele,and the character under consideration.3 Con-sider alleles A and B, with genotypes AA, AB,and BB. If a particular phenotypic character isobserved in the AA and AB genotypes, butdiffers from BB, then allele A is dominant toallele B. When the AB phenotype is inter-mediate between or combines characters fromboth the AA and BB phenotypes, alleles A andB are semi- or codominant. Most wild typealleles are dominant over other alleles, as thewild type and heterozygote phenotypes areusually indistinguishable; thus most geneticdiseases are recessive (fig 1).A potential source of confusion when consi-

dering dominance phenomena in human gen-etic disease, is that only the wild type andheterozygous mutant phenotypes are generallyencountered. Examples of homozygous mu-tants both for relatively common disorders(thalassaemia, familial hypercholesterolaemia)and rarer conditions (achondroplasia, pie-baldism) indicate that the phenotype of thehomozygote usually tends to be more severethan the heterozygote, hence the wild type andmutant alleles are, strictly speaking, semidom-inant.6 The Huntington's disease mutationprovides an unusual instance of a mutant allelethat is truly dominant to wild type in thathomozygotes appear no more severely affectedthan heterozygotes7-9 (fig 1). Although it isinteresting to speculate on the differences inmechanism giving rise to semidominance andcomplete dominance, there are insufficientmolecular data to attempt a synthesis. Themore simple, but perhaps more fundamental,question addressed in this review may be sum-marised as follows: what aspects of a mutantallele'sfunction cause it to affect the phenotype inthe presence of a wild type allele? For simplicityI will use the term 'dominant mutation' todescribe a mutant allele in this context.

Dominant mutations are much rarerthan recessive onesAlthough dominant disorders outnumber re-cessives by a ratio of nearly 4:1 in McKusick's1992 compilation,'0 ascertainment in thehuman is undoubtedly biased in favour of milddominantly inherited phenotypes. By contrast,it has long been known from systematic muta-genesis of a variety of diploid organisms thatthe majority of mutations are recessive to wild

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Wilkie

GenotypeAA AB BB

Descri ptiorn Examples

A is dominant to B Recessive 1isetnesC,r

° ___ A a rl di B a se r-incm o rn n a ri I 3-tih a a ssa na aC' :farmlial hvyerchoestwo ann-

B 's d orniT riai A: Rare: HUntngtongA s iseasebe an exampie

_ 1 1 ? 0BB pher otue: irkiowr Most sn callec: o;'ar-cdiseases

Figure 1 Relationship between genotype and clinical phenotype. A is a wild typeallele and B a mutant allele; different phenotypes are represented by different shadedblocks.

type. " For example, insertional inactivation byrandom integration of retroviral DNA into themouse genome produces recessive and domin-ant phenotypes with a ratio of about 10-20:1.12 13The search for an explanation of the reces-

sive behaviour of most mutations generated alively debate in the 1930s between SewallWright, who believed that it arose intrinsicallyfrom the physiology of gene action, and RAFisher, who proposed that the accumulation ofmodifier alleles at other loci was responsible.Fisher's theory has now generally lost favour,and Orr'4 showed that in the alga Chlamydomo-nas, which is usually haploid (so that Fisherianselection cannot apply), most mutations never-theless showed recessive behaviour when ex-amined in a transiently diploid background,supporting Wright's theory. Indeed, diploidymay have evolved because it protects againstrecessive mutations. '5'7 Thus it is dominance,rather than recessiveness, that demands specialexplanation; but why should the 'default' stateof mutations be recessive?The usual explanation is as follows. The

most likely effects of a random gene mutationare that it will either be neutral (normal pheno-type) or inactivating. If the latter, the questionis whether the inactivation would be clinicallymanifest in the heterozygote (dominance orsemidominance, specifically, haploinsuffi-

Muller's classification

ciency), or only in the homozygote (recessive-ness). In 1981 Kacser and Burns'8 proposed atheory of metabolic fluxes to explain why mostinborn errors of metabolism are recessive.Assuming that a metabolic pathway has manynon-rate limiting steps, control of flux at anyparticular point in a pathway will be small.Hence, many pathways show a saturable rela-tionship between enzyme level and metabolicflux, with fluxes fully saturated at wild typeenzyme level; a 50% reduction in enzymeactivity would therefore cause little reductionin flux below its saturation level.Although this theory fits metabolic path-

ways well, it is not applicable to critical ratelimiting steps of such pathways, nor to muta-tions causing qualitatively altered function,especially when structural or controlling/sig-nalling proteins are involved. It is perhaps notsurprising that most dominant mutants belongto one of these latter categories, and frequentlyinvolve developmental malformations.An additional explanation for the rarity of

dominant mutations is suggested by work onthe nematode Caenorhabditis elegans. Reces-sive mutations at a series of loci termed smgmay alter the behaviour of mutations at otherloci from recessive to dominant (cryptic dom-inance). It seems that the wild type smg lociencode proteins that can recognise and select-ively degrade many mutant mRNA species,forming part of a mutant surveillance sys-tem.'920 The relevance of this finding tohumans is not yet clear.

Finally, note that although the number ofknown recessive conditions in the human mayconsiderably underestimate the total, the truefigure is unlikely to approach the total numberof genes. There is a growing list of murinegenes for which targeted disruption is notassociated with any phenotypic abnormality intransgenic mice.21 A similar situation applies tothe mutational spectrum in C elegans, and it isnoteworthy that dominant "gain of function"mutants exist at several loci for which thehomozygous null phenotype is entirely nor-mal.22

Molecular classification

Haploinsufficiency

+ Gene dosage

+/ Ectopic mRNA expressi

+/Constitutive protein acti

i Dominant negative

dStructural function

i Toxic protein

i New protein

Figure 2 Relationship between genetic and molecular mechanisms of dominance.genetic classification is that formulated by Muller23; the relationship between wild(A) and mutant (B) alleles is indicated diagrammatically. Thick lines join categ,that commonly show equivalence; dashed lines connect less frequent groupings.

Types of dominant mutationI In 1932, Muller23 suggested a classification of

dominant mutations that is still widely quoted.I He coined the terms amorph, hypomorph, and

hypermorph to reflect quantitative changes to aZ pre-existing wild type character; antimorph to

on I describe mutual antagonistic interaction with-j wild type; and neomorph for a new phenotype,

not fully antagonised by wild type. His propo-I sal, made when the molecular nature of muta-

tion was still uncertain (and predating theidentification of DNA as the genetic materialby 12 years),24 was remarkable for its pres-cience. Unfortunately, later authors have

I sometimes tended to assume a one to onerelationship between this classification, based

I on classical genetics, and underlying molecularmechanism. While clear parallels exist, these

The are inexact (fig 2). As this review focuses ontype molecular mechanisms of dominance, I haveaormes

avoided using Muller's terms to highlight the

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The molecular basis of genetic dominance

distinction between the genetic and molecularlevels of analysis. The following classificationseems to accommodate most situations, al-though some ambiguities and overlaps are

inevitable.(1) Reduced gene dosage, expression, or pro-tein activity: haploinsufficiency.(2) Increased gene dosage.(3) Ectopic or temporally altered mRNAexpression.(4) Increased or constitutive protein activity.(5) Dominant negative effects.(6) Altered structural proteins.(7) Toxic protein alterations, not covered inother categories.(8) New protein functions.Some examples of these mechanisms are

shown in the table and are further discussedbelow. A general distinction can be madebetween category (1), which involves loss offunction, and categories (2) to (8), which rep-resent gain of function. Note that the latter,frequently used term encompasses a widerange of mechanisms, and is thus only appli-cable in a broad context. The table includestwo other mechanisms that may give rise to a

"dominant" pattern of inheritance, but inwhich the inherited mutation is not dominantat a cellular level. These involve recessive anti-oncogenes and genomic imprinting, and are

discussed briefly in a later section.

REDUCED GENE DOSAGE, EXPRESSION, ORPROTEIN ACTIVITY: HAPLOINSUFFICIENCYFor the minority of cases in which the abnor-mal phenotype results from inactivation of oneof a pair of alleles, the term "haploinsuffi-ciency" is used ("haplolethality" if earlyembryonic death occurs). Haploinsufficientloci are relatively unusual: a careful survey ofthe Drosophila genome showed only 56 lociassociated with an altered phenotype whenpresent as a single copy, of which four were

lethal.25 However, such loci are more import-

ant than their rarity might suggest, for tworeasons. First, mutation may arise from anymechanism producing loss of function: dele-tion, chromosome translocation, truncationcaused by nonsense and frameshift mutation,and some promoter and splice site mutationsand amino acid substitutions may all be re-

sponsible. Such variety will tend to increasethe frequency with which the disease isobserved. Second, dosage sensitive genes seem

to be an intrinsically interesting group.26Genes showing haploinsufficiency fall into

two broad categories. A few code for tissuespecific proteins synthesised in large quantit-ies, for instance, type 1 collagen27 (but see alsothe section on structural mutations), globins,low density lipoprotein receptor,28 haem syn-thesis (porphyrias),2 and Cl esterase inhibitor(hereditary angio-oedema).29 In the first twocases, the abnormal heterozygous phenotypemay be because of the resulting imbalance witha matched component protein; in the latterthree, because of interference with a rate limit-ing step of a metabolic pathway. Of particularnote, levels of Cl esterase inhibitor associatedwith heterozygous deficiency are only 15 to20% of normal, even during remission. This isbecause the normal inhibitor is "mopped up"relatively rapidly by complexing with plasmaenzymes, and the rate at which this occurs islargely independent of inhibitor concentration(zero order kinetics).29 The quantitative defi-ciency is hence greater than the expected valueof 50%.A second category comprises regulatory

genes working close to a threshold level fordifferent actions. Examples in humans includePAX3 (Waardenburg syndrome),303' PAX6(aniridia),32 GLI3 (Greig cephalopolysyndactyly,GCPS),33 34 WT1 (Wilms's tumour/genito-urinary abnormalities),35 36 RD S/peripherin(retinitis pigmentosa),37 and KIT (pie-baldism).38 Such threshold dosage effects maybe clinically manifest in only a subset of thetissues in which the gene is expressed (aniridia

Major categories and mechanisms of genetic dominance, with the types of mutation commonly responsible. See textfor further examples and references. D = large deletion, T truncation (nonsense or frameshift mutation),M= missense mutation or small in frame deletion, S= splice site mutation, P= promoter mutation, Tr = translocationor other rearrangement, Dup = duplication, A = amplification, () = inconsistent association.

Category of mutation Mechanism Types of mutation Examples

Loss offunctionHaploinsufficiency Subunit imbalance D, T, S, (M) a and ( globins

Metabolic rate determining step D, T, S, (M) LDL receptorDevelopmental regulator D. T, S, (M), (Tr) PAX3, PAX6

Gain offunctiontGene dosage Duplication Dup PMP-22

Amplification A MDM2

T/Ectopic mRNA expression Altered temporal pattern P,Tr,(D) y globin, MYCAltered tissue distribution P, Tr Ubx, Antp, MYCTmRNA stability D lin-14

T/Constitutive protein TStability (PEST deletion) T CLN3, glp-lactivity Constitutive activation M RAS, Gso, SCN4ADominant negative Disruption of dimer M, (T) KIT, p53

Competition for substrate M, (T) RASStructural protein Disruption of structure M, S, (T) Collagen, fibrillinToxic protein Disruptive interaction M Rhodopsin, amyloidosesNew protein Altered substrate specificity M a, antitrypsin

Exon shuffling Tr BCR/ABLOther mechanisms

Recessive antioncogene - RetinoblastomaGenomic imprinting - Beckwith-Wiedemann syndrome

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Wilkie

and GCPS are examples) and the phenotypemay be sensitive to the genetic background.To understand the mechanisms of dosage

sensitivity in this "regulatory" group requires adetailed knowledge of the molecular interac-tions involved, something not yet achieved forany human gene. However, simpler organismsprovide some excellent model systems. Forinstance, sex determination in Drosophila re-quires the ability to distinguish between X:au-tosomal ratios of 1 in females and 0 5 in males.This may be achieved by titration of "numer-ator" X chromosome genes against "denomina-tor" autosomal ones, possibly by competitionof the cognate proteins for binding to a regula-tory DNA sequence.'9 Further insight may begained by studies of morphogenic proteins, forexample the Drosophila transcription factordorsal (dl), which is distributed in a nuclearconcentration gradient along the dorsoventralaxis of the early embryo. Dosage dependentactivation of different sets of downstreamgenes by dl correlates with the strength of thedl binding sites in their promoters: genes withhigh affinity dl binding are activated orrepressed by dl at lower threshold levels.4'Correspondingly, female flies heterozygous fordl null mutations produce abnormal embryosthat fail to develop mesoderm, which requiresthe highest level of dl activity.42

INCREASED GENE DOSAGEApplication of Kacser and Burns' principles'8predicts that an increase in gene dosage tothree copies should affect the phenotype evenless often than a reduction to one copy. Experi-mental analysis supports this: for example, thesurvey of aneuploidy in Drosophila previouslymentioned25 identified only one triplo-lethaland one triplo-abnormal locus. Nevertheless,cytogenetically visible trisomy in humans(which will usually encompass at least 40 to 50genes) is usually associated with phenotypicabnormality, indicating that a significantminority of loci must be sensitive to 3 versus 2dosage. It may be relevant that the increase indosage at the mRNA and protein level canexceed the expected factor of 1-5; considerablygreater rises are observed for some geneson chromosome 21 in Down's syndrome.4'Although the distinctive phenotypes associ-ated with certain trisomies may therefore beattributable to a small number of critical genes,few of these have been specifically identified.An exception is PMP-22, duplication of whichis likely to be the principal cause of type ICharcot-Marie-Tooth disease.44 The PMP-22region is also haploinsufficient, giving thedifferent phenotype of dominant pressurepalsies45; however, the cellular mechanismsof these contrasting dosage effects are notunderstood.Gene amplification in somatic cells to much

higher copy numbers frequently occurs in cer-tain neoplasias.46 A particularly clear exampleof how this causes a dominant phenotype isprovided by the amplification of the MDM2gene in sarcomas. MDM2 protein binds to andinactivates the tumour suppressor gene P53

(discussed further below), leading to escapefrom normal p53 regulated cellular growthcontrol.47

ECTOPIC OR TEMPORALLY ALTERED mRNAEXPRESSIONThis group is characterised by disturbance ofthe exquisite controls of mRNA expressionthat dictate the normal cellular distribution,temporal restriction, and absolute levels ofmRNA. In principle, altered gene expressioncan arise in any gene or message that contains aregulatory domain, and the molecular patho-logy of such mutants is correspondingly di-verse.48A fairly specific illustration of loss of tem-

poral regulation is provided by hereditary per-sistence of fetal haemoglobin (HPFH). Knowncauses include point mutation of the y globinpromoter, which alters binding of the eryth-roid transcription factor GATA-1,49 certain 3'deletions encompassing the 6 and P globingenes,50 and alterations of unidentified transacting factors. The effect of all these mutationsis to abrogate the normal switch from expres-sion of y to 6 and 1 globin, which occursaround the time of birth. The resulting HPFHdominantly ameliorates the effects of 1 thalas-saemia mutations.An example of ectopic expression is pro-

vided by the contrabithorax (Cbx) mutationsof Drosophila, which involve the ultrabithorax(Ubx) gene, normally expressed in the poster-ior part of the embryo with an anterior bound-ary in the third thoracic segment (T3). In Cbxmutants, which comprise insertions, inver-sions, and other chromosomal rearrange-ments,5' Ubx is also expressed in T2 and thisresults in the homeotic transformation of T2into a T3 like structure. Similarly, dominanthomeotic mutations of the Antennapedia geneoccur because of ectopic expression: in onecase studied in detail (Antp73b), a chromosomalinversion results in the entire Antp codingregion being placed under a new promoter.52More commonly, the disease phenotype may

reflect a combination of alterations in the tem-poral specificity, tissue distribution, and abso-lute level of mRNA expression. The primaryabnormality usually lies at the level of tran-scription, but sometimes mRNA processingmay be affected. Examples of transcriptionalalterations include the following. Chromoso-mal translocations resulting from errors inrecombinase mediated gene rearrangement inlymphoid cells activate expression of tran-scription factors like MYC, causing B and Tcell neoplasms.5'54 Promoter mutations in theCaenorhabditis sex determining gene her-1(the only member of this pathway subject totranscriptional control) increase expressionlevels and result in partial transformation ofXX worms into phenotypic males.55 Increased,ectopic expression of a chimeric mRNAencoding a normal protein accounts for thelethal yellow mutant at the mouse agoutilocus.5657

Control of expression at the level ofmRNA

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processing is illustrated by the heterochronic(defining developmental time) C elegans genelin-14. Dominant mutants, which cause the re-expression of early cell lineages at later de-velopmental stages, delete the 3' untranslatedregion (UTR) of the mRNA and lead to raisedprotein levels. This 3'UTR may regulateexport of the transcript from the nucleus,transcript stability, or translation.48 Splice sitemutations of mRNA subject to differentialsplicing will alter the pattern of mature mRNAisoforms: this is observed at the WT1locus.35 58 59

INCREASED OR CONSTITUTIVE PROTEIN ACTIVITYAt the protein level, increased activity may becaused by increased half life or by loss ofnormal inhibitory regulation (constitutiveactivity). One class of mutations conferringincreased half life are those occurring in PESTsequences (rich in proline, glutamic acid, ser-ine, and threonine),6' which act as recognitionsignals for proteolytic degradation: loss ofthese sequences by C-terminal truncation sta-bilises the protein. Examples of PEST dele-tions include mutations of the CLN3 gene ofSchizosaccharomyces pombe (WHI-l/DAF-1cell cycle mutants)6' and the glp-1 gene of Celegans.62 glp-1is required for induction ofgermline proliferation and embryogenesis, andthe glp-l(q35) point mutation is particularlyinstructive, as it causes both semidominant(multivulva) and recessive (sterility/embryonic

A let-60 ras

*)

RecessiveConstitutive activationDominant negative

GTP/GDP binding

B Toll

f f + 4

TransmembraneC KIT

EI aeuar *)(*)Extracellular

(Oligomerisation)

D P53

Transmembrane Tyrosinekinase

+ +# +* ++ +* * *

Mutational hotspots Oligomerisati

Recessive'Class lI' dominantConstitutive activation

HaploinsufficientDominant negative

RecessiveDominant negative

on

Figure 3 Diagrammatic representation offour gene products, illustrating the complexrelationship of point mutation to phenotype. The N-terminus is on the left. *indicates a

missense alteration, I a frameshift or nonsense mutation leading to truncation. (A)let-60 ras.6465 Additional mutations documented in human tumours63 are denoted (*).(B) Toll.66 (C) KIT.38 Truncations of the tyrosine kinase domain may have mixedhaploinsufficient and dominant negative effects. Murine W mutations3 are shown inbrackets. (D) P53.67-9 Clusters of missense mutations are represented by black boxes.Four specific missense mutations tested in vitro for presence or absence of dominantnegative effects69 are shown individually.

lethality) phenotypes. The former is attribu-table to stabilisation of the truncated proteinowing to the PEST deletion, while the lattermay result from counteracting destabilisationof the mutant mRNA.62A paradigmatic example of constitutive pro-

tein activation is provided by the RAS genes:oncogenic point mutations prevent GTP hy-drolysis, thus maintaining the protein in anactivated state6'65 (fig 3A). Similarly, activat-ing missense mutations at the 201Arg residueof the Gsot protein (which stimulates adenylylcyclase) have been documented (as somaticmosaics) in five cases of McCune-Albrightsyndrome.707' Different point mutations in theadult skeletal muscle sodium channel a subu-nit gene SCN4A cause hyperkalaemic periodicparalysis7273 and paramyotonia congenita,74 byinterfering with normal voltage sensitive inac-tivation of the sodium current. In view of thediffering effects of single and triple dosage ofthe PMP-22 gene described above, it is inter-esting that the phenotype associated with aheterozygous missense mutation (1 6Leu -.Pro) resembles that of triple dosage, that is,Charcot-Marie-Tooth disease.75 This suggeststhat the missense mutation may increase PMP-22 activity, but this has not yet been shown.A particularly complex spectrum of muta-

tions is encountered at the Drosophila locusNotch, which encodes a transmembranereceptor protein that transduces a variety ofcellular signals, and includes an extracellulardomain rich in epidermal growth factor (EGF)like repeats. Increased intrinsic activity is as-sociated with some of the so called Abruptexmutations: these are missense, clustered in theEGF domain, and are thought to perturb thenormal balance of homo- and heterodimericprotein interactions.7677 Heterozygous null(loss of function) mutations of Notch give adifferent phenotype, and yet other mutantsexist that have recessive or dominant negativeeffects76 77 (see below). Another interestingDrosophila locus is Toll. This encodes a trans-membrane protein that provides an unusualexample of two distinct activation mechanisms(fig 3B).66 "Class I" mutants are missense andact constitutively, possibly owing to directstructural modulation of the protein. "ClassII" mutants are truncations that retain theextracellular component: this activates wildtype Toll by an undefined mechanism. Mu-tants in the class II group differ geneticallyfrom other categories of active protein mutantsin that they are non-functional when heterozy-gous to a null.66 Such truncation mutants morecommonly cause dominant negative effects, asdescribed below.

DOMINANT NEGATIVE MUTATIONSIn the heterozygous state these mutants anta-gonise the activity of the remaining wild typeallele, giving a phenotype approaching a null;when homozygous, or heterozygous to a nullmutation, they are non-functional. Hersko-witz78 drew attention to the value of thesemutations in experimental studies and pro-posed a classification. The major group com-

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prises multimeric proteins dependent on oligo-merisation for activity: the presence in a mul-timer of a mutant subunit with intact bindingbut altered catalytic domains can abrogate thefunction of the entire multimer. For example,if the protein normally dimerises, admixture ofequal numbers of normal and mutant subunitswill result in only 25% normal dimers, poten-tially causing a 75% reduction in activity. Formonomeric proteins, dominant negative muta-tions could occur if substrate was limiting: amutant able to bind the substrate, but notmetabolise it, would have this effect. Muta-tions of polymeric structural proteins, some-times classed as dominant negative, are dis-cussed separately (next section).Dominant negative effects have been de-

scribed in many types of protein with signal-ling or transcriptional functions. A specificexample is provided by the DNA bindingactivity of Drosophila dorsal, mentioned pre-viously, which depends on dimerisation: mostmutations are true recessives, but one particu-lar mutant exerts a dominant negative effect.This is an Arg-*Cys substitution that maps tothe DNA binding domain but does not affectoligomerisation: it appears to act by abolishingthe DNA binding of normal/mutant hetero-dimers.40 Similarly the more severe phenotypeassociated with WT1 mutations in Denys-Drash syndrome, as compared with Wilms'stumour/genitourinary abnormalities, may beexplained by the dominant negative behaviourof specific zinc finger mutations in the formercondition: it is not yet certain whether this ismediated by WT1 dimers.3536 Specific Abrup-tex missense mutations at the DrosophilaNotch locus are dominant negative, as men-tioned above.767A wider variety of mutations may cause

dominant negative effects in the KIT proto-oncogene, manifested as white spotting (W) inthe mouse and piebaldism in the human. KITencodes a receptor tyrosine kinase and dimeri-sation, which occurs in response to ligandbinding, is essential for activity. Whereas thepiebald phenotype associated with completeKIT deletion is relatively mild in the hetero-zygote (haploinsufficiency), point mutationsinvolving the intracellular tyrosine kinase do-main cause severe disease338 (fig 3C). Trunca-tions in the same domain tend to have a vari-able, intermediate phenotype: although partlythe result of haploinsufficiency, a dominantnegative effect is probably also contributing, asseen in an analogous truncation of the fibro-blast growth factor receptor (FGF-R).79 Thereovirus cell attachment protein provides afurther example.80Dominant negative effects may be very im-

portant in neoplasia, a paradigm being thetumour suppressor P53: a wide variety ofacquired mutations has been described, themany missense mutants being concentrated infour clusters6768 (fig 3D). p53 oligomerises invitro and can adopt two conformations, oneactive and the other inactive; wild type proteinis normally in the active state. Cotranslationwith certain missense mutants results in mixedoligomers that adopt the inactive conforma-

tion.6" Thus, although P53 is conventionallyviewed as a "recessive" tumour suppressorgene, some mutants can deregulate p53 func-tion in a dominant negative fashion. In con-trast, no alteration in wild type activity isinduced by a missense mutant associated withthe Li-Fraumeni syndrome, suggesting thatLi-Fraumeni p53 mutants may be relatively"weak" ones.9 Note that the p53 oligomerisa-tion domain lies at the extreme C-terminus (fig3D); prematurely truncated forms cannot bindwild type and therefore do not act in a domin-ant negative fashion.A possible example of Herskowitz's second

class of dominant negative effect, involving amonomeric protein, is provided by certainpoint mutations in the RAS gene (fig 3A).6365 Amutant protein able to bind the guanine nuc-leotide exchange factor, but not be activated byit, will deplete the pool of this limiting factoravailable for activation of normal RAS.

Intriguingly, the dominant negative prin-ciple seems to have been exploited by certainnaturally occurring regulatory systems, andrepresentatives of both Herskowitz's classesare known. Belonging to the first class is thenegative regulation, by formation of inactiveheterodimers, of the transcription factorsMyoD and c-Jun by the proteins Id and JunBrespectively. Id is a truncated helix loop helixprotein that forms dimers with MyoD, butlacks the adjacent basic region required forDNA binding.8' Similarly, critical amino acidsubstitutions in JunB abolish its homodimeri-sation and DNA binding, but favour forma-tion of inactive JunB/c-Jun heterodimers.82 InHerskowitz's second class is the interferonactivator IRF1 and its antagonist IRF2; IRF2has enhanced DNA binding and displacesIRF1 from the interferon promoter, but isonly weakly activating.83

ALTERED STRUCTURAL PROTEINSAt a simplistic level it is easy to understandwhy mutations of structural proteins are fre-quently dominant: admixture of normal andabnormal structural components will disruptthe integrity of the overall structure on a"weak links in a chain" principle. Careful cellbiochemical analysis shows a more complexpicture: additional modulators of the abnormalphenotype will include mRNA stability, andthe degree of abnormality in cellular process-ing, secretion, and extracellular incorporationinto mature fibrils, of the nascent protein.Mutations of type I collagen in osteogenesisimperfecta (OI)8485 and of fibrillin in Marfansyndrome" 87 provide the best studied ex-amples; in OI, there is a reasonable correlationbetween predicted disruption of structurecaused by point mutations and exon skips andseverity of phenotype.8485 By contrast, loss offunction mutations have milder effects (seesection on haploinsufficiency).27 Other struc-tural proteins showing dominant mutationsinclude myosin heavy chains (unc-54(d) muta-tions in C elegans88 and hypertrophic cardio-myopathy in humans89), and keratins 5 and 14(Dowling-Meara epidermolysis bullosa).90

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TOXIC PROTEIN ALTERATIONSThe common thread to these mutations, whichare usually missense, is that they cause struc-tural alterations in mono- or oligomeric pro-teins. These disrupt normal function and leadto toxic precursors or waste products from sidereactions that poison the cell. Dominant nega-tive effects are excluded. There are clear paral-lels with the mutational mechanisms in truestructural proteins, but the phenotypic effectsof toxic mutants are more unpredictable.One commonplace example is the sickle

mutation (haemoglobin S, P6Glu--Val).(Although this shows largely recessive be-haviour, coinheritance of a second mutationin cis (haemoglobin S Antilles, P23Val-+Ile)causes sickling to manifest in the heterozy-gote9'). Other examples include missense mu-tations of C elegans degenerins, mec-4 anddeg-1, which cause specific neuronal cells toswell up, vacuolate, and lyse92; a point muta-tion in mouse tyrosinase-related protein-I(Light mutant) that disrupts melanosomestructure93; and various point mutations inrhodopsin associated with slow degenerationof rod photoreceptor outer segments.37 A par-

ticularly striking group comprises the domi-nantly inherited hereditary amyloidoses, a di-verse collection of diseases associated withalterations in the structure of soluble proteinsthat increase stability of the protein andpredispose to multimerisation. Proteins impli-cated include transthyretin, ,B amyloid precur-sor protein, gelsolin, cystatin C, prion protein,apolipoprotein AI, lysozyme, and fibrino-gen. 94-96

NEW PROTEIN FUNCTIONSThe creation of new, advantageous proteinfunctions by mutation is the life blood ofevolution, but occurs over a protracted timescale. Proteins with truly new functions are

only rarely encountered in natural human mu-tation and are usually pathological. Two cat-egories may be recognised; missense mutationswith specific functional effects, and assortativeshuffling of exons. In protein engineering,which seeks to accelerate the evolutionary pro-cess and develop proteins with new functions,the same principles apply in the design of newmutants.97The serine protease inhibitors (serpins),

popular targets for protein engineering, pro-

vide perhaps the best natural example involv-ing a missense mutation. A (358Met-+Arg)substitution in a l antitrypsin converts its ac-

tivity to antithrombin, by altering the specifi-city of the active site.98 Another example, iden-tified only in vitro, is a missense mutantprotein (mev) that facilitates cellular uptake ofmevalonate99; the wild type protein lacks thisactivity, but its normal function is unknown.The juxtaposition of domains from different

proteins to generate potentially new functionsis best illustrated by the chimeric fusion pro-

teins produced by some oncogenic chromo-some translocations.5354 The c-ABL/BCRfusion products in the 9;22 Philadelphia trans-location provide the most well characterised

example, distinct chimeric fusion proteinsbeing associated with chronic myeloid andacute lymphatic leukaemia.100 These proteinshave a higher tyrosine kinase activity thannormal c-ABL, and may also differ in sub-strate specificity. The PAX3 gene providesanother example. Haploinsufficiency causesWaardenburg syndrome (see above), buttranslocation to a specific region of chromo-some 13 is associated with alveolar rhabdo-myosarcoma.'0'

OTHER MECHANISMS OF DOMINANCEIn this section are summarised briefly a varietyof other more obscure, but nevertheless inter-esting mechanisms of dominance acting at acellular level.

Position effect variegation in Drosophila is thevariable reduction in expression of a genejuxtaposed to heterochromatin by chromo-some rearrangement. Variegating mutationsare generally recessive in that they reduceexpression only from the rearranged (cis) chro-mosome. The brown locus is unusual in thatexpression is also reduced from the normal(trans) allele. This dominant effect seems todepend on somatic pairing between the homo-logous chromosomes, but the mechanisms ofthis and other 'trans sensing' effects are stilluncertain. 102 103The phenomenon of nucleolar dominance in

wheat reflects the relative expression of tan-dem ribosomal DNA from allelic loci. Expres-sion at an individual locus correlates with thenumber of upstream regulatory sequences.These appear to compete for binding to limit-ing amounts of an activating protein, so thatthe more repeats present, the greater the likeli-hood of activation.'04

Segregation distortion loci subvert the nor-mal pattern of 1:1 gametic segregation, leadingto meiotic drive. This may occur either atmeiosis, when some property of the generalstructure or size of a chromosome gives it areplication advantage on the spindle (chromo-somal drive), or postmeiotically, when directcompetition between the gametes occurs(genic drive).'05 This may allow disadvanta-geous mutations to spread through the popula-tion, by virtue of close linkage to the drivelocus. A well known example is the t complexof mouse.

Unlinked non-complementation occurs whenheterozygous mutations occur at two genescoding for interacting proteins. Whereas theheterozygous state for either locus on its own issilent, concurrent mutations at both loci causethe phenotypic threshold to be exceeded, andthe disease becomes manifest. Examples in-clude the interaction of a and 3 tubulin muta-tions in Drosophila'06 and, more speculatively,the enhanced severity of dystrophin mutationsin trans to an abnormal allele for autosomalrecessive Fukuyama congenital muscular dys-trophy. 107An allied phenomenon, called negative com-

plementation or metabolic interference, occurswhen two alleles at the same locus interact togive a more severe phenotype in the compound

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heterozygote than in either homozygote. Forexample, Abruptex (Abx) mutations of theDrosophila Notch gene fall into two genetictypes, "enhancers" and "suppressors" ofNotch. Homozygotes for either type are viable(characterised by gapping of the wingveins), yet compound enhancer/suppressor Abxheterozygotes are lethal.7677 Metabolic interfer-ence may theoretically result in various patternsof phenotypic segregation'08 and has beeninvoked to explain the atypical inheritance ofseveral human genetic diseases; none has yetbeen corroborated at the molecular level.

DOMINANT INHERITANCE, WITHOUTDOMINANCE AT A CELLULAR LEVELAlthough the vertical transmission of an ab-normal character is usually assumed to implydominance of the mutation at the cellular level,this is not always the case. In humans, twoexceptions are sufficiently important to havebeen included in the table: recessive antionco-genes and imprinted loci.

Retinoblastoma provides the paradigmaticexample of a phenotype that segregates in adominant pattern, yet is the result of a muta-tion (in the RB1 gene) that is recessive at acellular level. Cells carrying a heterozygousRB 1 mutation are entirely normal, but a"second hit" somatic mutation of the normalallele in at least one retinal cell (a relativelylikely event) causes retinoblastoma.'09110 Ana-logous putative "antioncogenes" or "tumoursuppressors" have been cloned in several otherdominantly inherited cancer syndromes,including Li-Fraumeni syndrome (P53), neuro-fibromatosis types 1 and 2, familial adenoma-tous polyposis (APC), and Von Hippel-Lin-dau disease. At the cellular level, evidence for apurely recessive mechanism of gene action is,however, less certain than with RB 1, and vary-ing contributions from haploinsufficient anddominant negative effects are possible, as dis-cussed for P53 and APC.Genomic imprinting may give rise to a com-

plex pattern of dominant inheritance. If a geneis transcribed only from the chromosome ori-ginating from one of the two parents, the locusis effectively hemizygous. Mutation of theallele on the 'active' chromosome will com-pletely inactivate the locus, whereas mutationof the allele on the other chromosome will haveno phenotypic effect. Apparent dominanttransmission of the disorder can occur, but thiswill show dependence on the sex of the trans-mitting parent. Representative pedigrees areprovided by transgenic mutation of the mouseinsulin-like growth factor-II gene,"1' and inthe human diseases Beckwith-Wiedemannsyndrome"2 and hereditary paraganglioma."3

Perspectives on human genetic diseaseAlthough this classification may initially ap-pear to be an academic exercise, appreciationof these various mechanisms is helpful forthinking about disease processes. For example,perusal of the table and fig 3 indicates that a

different mutational spectrum may be antici-pated in different diseases, according to theircellular mechanism. A wide variety of muta-tions cause loss of function: disease genes witha high mutation rate will often be haploinsuffi-cient and be involved in regulatory pathwaysor act as tumour suppressors or both. A searchfor constitutional chromosomal abnormalities(deletions, translocations), which provide suchan invaluable resource for disease location andpositional cloning,' '4 is much more likely to besuccessful in this group than in the "gain offunction" categories. By contrast, acquiredchromosomal abnormalities in neoplasia mayoften pinpoint specific oncogenes involved in"gain of function" transformation. The pheno-type associated with missense mutations willusually be critically dependent on their exactposition and nature, except in structural pro-teins; hence multiple, independent point mu-tations as a cause of dominant disease are mostcommonly encountered in such proteins.

In understanding mechanisms of cancer, thedominant negative effects illustrated for p53may occur in other tumour suppressor genes.For instance, germline mutations of the APCgene cause familial adenomatous polyposis/Gardner's syndrome, and somatic mutationsoccur in sporadic colon cancer. The amino acidsequence of APC predicts that it will formcoiled coils, structural elements that permitoligomerisation. 15 116 The majority of APCmutants, both germline and somatic, are mis-sense17 118 and some could disrupt normal oli-gomers to give dominant negative effects.Analysis of the particular mutations presentmay therefore guide prognosis.The mechanisms of dominance in con-

ditions associated with unstable triplet repeats(for example, fragile X syndrome, myotonicdystrophy, and Huntington's disease) are notyet clear, and probably heterogeneous, witheffects owing to alterations in both mRNAexpression and protein function. Although the(CGG)n expansion in the fragile X syndrome isassociated with DNA methylation and absenceofFMR- 1 gene expression,' 9 in myotonic dys-trophy, DMK alleles containing (CTG)nexpansions may actually be overexpressed'20(although this is disputed'2' 122). Other poten-tial variables are whether the expanded tripletlies in the coding or non-coding region of theprotein, and the sequence of the repeat itself.'23Complete elucidation of the mechanisms ofdominance associated with triplet repeatexpansion may well yield some surprises.

Finally, an understanding of the molecularmechanism of a disease is a prerequisite forattempting gene therapy. Nearly all diseasescurrently targeted for gene therapy are reces-sive,'24 in which the goal is simply to replacethe missing product. It should be evident thatmost categories of dominant disease pose aformidable challenge to gene therapy, butalready the "molecular engineers" are contem-plating strategies to overcome these problems.Examples include antisense RNA therapy toantagonise selectively the action of dominantnegative mutants; or conversely, the introduc-tion of such mutants to counteract the effects

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of increased mRNA expression or protein ac-tivity.

The idea for this review originated from a meeting of theGenetical Society ("Dominance and recessiveness revisited",Edinburgh, 25 September 1992). I am very grateful to theorganiser, Veronica van Heyningen, and all contributingspeakers for putting together a stimulating meeting. DouglasHiggs, Peter Harper, William Reardon, Sarah Slaney, and ananonymous referee made helpful comments on the manuscript.

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