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3RD ANNUAL! V Hear from these expert speakers: Save $400 when you register before 16 April 2010! Upcoming Legislation: Briefing from US Department of Justice and the UK Serious Fraud Office spelling out the threats to your business and key personnel in the new ‘ignorance is no defense’ era Benchmark From the Best: In-depth analysis of the best compliance programs of all – discover how to adapt what’s relevant to your company’s risk profile Avoid Personal Liability: Develop a battleplan that will protect your company – and YOU – against the risk of heavy fines and even jail Cost-Effective Due Diligence: How to identify third party and M&A risks without wasting resources – and cash OUR EXPERT SPEAKERS INCLUDE: ORGANISED BY 20+ expert speakers 14+ interactive sessions 100+ attendees 8+ hours of networking FACT! Uniting US and UK law enforcement agencies, plus leading corporations, to address all of YOUR compliance concerns Check out our interactive and practical agenda inside ... OPEN NOW! www.ethicalcorp.com/globalethics The Global Anti-Corruption Summit USA How to protect your business and yourself Your blueprint to eliminating corporate ethics & compliance risks 23-24 JUNE,2010 > FOUR POINTS BY SHERATON HOTEL > DOWNTOWN WASHINGTON D.C. US Department of Justice Mark Mendelsohn, Deputy Chief, Fraud Section Baker Hughes Jay Martin, Chief Compliance Officer and Senior Deputy General Counsel Weatherford Billy Jacobson, VP, Co-General Counsel, Chief Compliance Officer AstraZeneca Glenn Engelmann, General Counsel Tyco International Matthew Tanzer, Vice President and Chief Compliance Counsel UK Serious Fraud Office Robert Amaee, Head of Domain CO-SPONSORS

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How to protect your business and yourself - Your blueprint to eliminating corporate ethics & compliance risks. * Far Reaching Anti-Corruption Legislation... * Increased Individual Prosecutions... * Sophisticated Transatlantic Investigations... * The Hits Keep ComingThe 3rd Annual Global Anti-Corruption Summit USA will show you how to hit back – ensuring you and your business stay safe as we enter the Get Tough Era * Upcoming Legislation: Briefing from DOJ and the UK SFO spelling out the threats to your business and key personnel in the new ‘ignorance is no defence’ era * Benchmark From the Best: In-depth analysis of the best compliance programs of all – discover how to adapt what’s relevant to your company’s risk profile * Avoid personal liability: Develop a battle plan that will protect your company – and YOU – against the risk of heavy fines and even jail * Cost-effective due diligence: How to identify third party and M&A risks without wasting resources – and cash

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Page 1: The 3rd annual anti corruption summit usa brochure

3RD ANNUAL!

V

Hear from these expert speakers:

Save $400when you registerbefore 16 April2010!

� Upcoming Legislation: Briefing from US Department of Justice and theUK Serious Fraud Office spelling out the threats to your business and keypersonnel in the new ‘ignorance is no defense’ era

� Benchmark From the Best: In-depth analysis of the best complianceprograms of all – discover how to adapt what’s relevant to your company’srisk profile

� Avoid Personal Liability: Develop a battleplan that will protect yourcompany – and YOU – against the risk of heavy fines and even jail

� Cost-Effective Due Diligence: How to identify third party and M&A riskswithout wasting resources – and cash

OUR EXPERT SPEAKERS INCLUDE:

ORGANISED BY

20+expert speakers

14+interactive sessions

100+attendees

8+hours of networking

FACT!

Uniting US and UK law enforcement agencies, plus leading corporations, to address all of YOUR compliance concerns

Check out our interactive and practical agenda inside ... OPEN NOW!

www.ethicalcorp.com/globalethics

The Global Anti-Corruption Summit USA

How to protect yourbusiness and yourselfYour blueprint to eliminating corporateethics & compliance risks23-24 JUNE,2010> FOUR POINTS BY SHERATON HOTEL> DOWNTOWN WASHINGTON D.C.

US Department of JusticeMark Mendelsohn, Deputy Chief,Fraud Section

Baker HughesJay Martin, Chief Compliance Officerand Senior Deputy General Counsel

WeatherfordBilly Jacobson, VP, Co-General Counsel,Chief Compliance Officer

AstraZenecaGlenn Engelmann,General Counsel

Tyco InternationalMatthew Tanzer, Vice Presidentand Chief Compliance Counsel

UK Serious Fraud OfficeRobert Amaee,Head of Domain

CO-SPONSORS

Page 2: The 3rd annual anti corruption summit usa brochure

The only Anti-Corruption event you can't afford to miss this year!

Check the website for the latest agenda and speaker additions: www.ethicalcorp.com/globalethics

Far Reaching Anti-Corruption Legislation…

Increased Individual Prosecutions…

Sophisticated Transatlantic Investigations…

The Hits Keep Coming

Dear Colleague,

Book now for the event that shows you how to hit back – and ensure YOU

and your business stay safe as we enter the 'Get Tough Era'

It’s been hard to pick up the paper lately without seeing corruption-related headlines.

The recent FCPA Sting Operation with undercover FBI agentsand arms executives in Las Vegas sounds like the setting of t

he new Bond movie.

If only! Especially for the 22 people who’ve been indicted…

Given the increasingly proactive – and aggressive – methods deployed by enforcement agents, your business isliving perilously close to the edge.

Unless your ethics and compliance program is efficiently implemented and closely monitored.

Is it?

Are you going to wait until the authorities come pull you over and air your dirty laundry in public for you? And as we’v

e seen, it’s no longer just

a question of fines. People are ending up in jail.

Reserve your place at the 3rd Anti-Corruption Summit toprotect yourself and your business – and sleep easy at night

If you've attended before, you know this is the event that brings you a wealth of new ideas and best practice – programs that put you up there

with the leaders, ensuring you go beyond the required standard.

In other words, solutions that keep everyone in your company on the right side of US and international law. (Including

you!)

This year, as always the Summit will unite US government officials and regulators… their counterparts from overseas… senior corporate compliance

executives, along with influential global organizations.

Why do so many previous delegates consider this a must-attend meeting?

Because frankly, there is no better place to educate yourself, get the latest legislative updates and acquire premium business intelligence that’s

not available anywhere else.

Do you want to be certain your anti-corruption program matches up to your competitors and peers in other industries?

Do you want to find out if it’s robust enough to protect YOU from a criminal investigation in the US or abroad?

These are two of the business-critical questions on this year’s all-new summit agenda.

When you come to take a look, you’ll see that among this year’s faculty of expert speakers is the Chief Counsel of BAE Sy

stems, ready to tell you

how the company ensures employees not only understand the corporate ethics policy, but unfailingly put it into in practise

when faced with

tough decisions.

With countries all over the world updating their Anti-Corruption laws – leaving many businesses at risk of multi-jurisdicti

onal prosecutions and serial

fines for a single offense – the 3rd Anti-Corruption Summit is also uniquely distinguished by participation from the UK’s Serious Fraud Office.

The UK Bribery Act expected to come into force this year willmost likely be even more far-reaching than the US Foreign C

orrupt Practices Act.

So if you’re wondering whether you need to update your compliance program, come and ask the SFO directly.

You’ll also hear from US Department of Justice’s Deputy Chief Mark Mendelsohn about how the shift towards individual prosecutions will

affect you. As the case of Nature’s Sunshine Products demonstrates, simply failing to adequately ensure compliance is n

ow all that’s needed to

send senior executives to jail…

You’ll also notice our traditional Dilemmas Session is back by popular demand. Our experts will again be presented wit

h typical corporate ethical

dilemmas, and forced to make on-the-spot decisions. Prepare to compare notes with some of the most well respected

compliance experts in the

world – as audience participation is guaranteed to be lively and thought-provoking!

Over 700 executives have attended and benefited from Ethical Corporation’s annual Anti-Corruption Summits – a clear measure of how valuable

they are. To avoid the risk of ending up on the waiting list,make sure you reserve your ticket today.

I look forward to seeing you in Washington DC, 23rd – 24th June 2010!

Kind regards,

Cora NgConference Director

P.S. Don't forget - register by

16th April 2010 to save $400!

Page 3: The 3rd annual anti corruption summit usa brochure

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So, what does The 3rd GlobalAnti-Corruption Summit USA2010 offer you and your team– why should you reserve yourplace today?

AN UNPARALLELED SELECTION OFOVER 20 SENIOR LEVEL SPEAKERSAt no other conference will you find sucha high percentage of senior level corporateprofessionals speaking alongside leadingauthorities and Government bodies.At this event you will hear from the USDepartment of Justice, the UK SeriousFraud Office, AstraZeneca, BAE System,Baker Hughes, ING Group, Pfizer,The World Bank, TRACE International…and many more! At the 3rd GlobalAnti-Corruption Summit USA you will getdirect insight from the people who areshaping the future of anti-corruption bothdomestically, and globally.

DYNAMIC AND CONTROVERSIALDISCUSSIONS YOU'LL WANT TO BEA PART OFWe have 2 tracks jam packed with 14in-depth and practical sessions to choosefrom. Get direct answers to all thequestions you have on compliance andethics from internationally renownedbusiness leaders. This is your conference,tailored to your needs. Take part in ourpopular dilemmas session, and see if youagree with our speakers on how theywould tackle different corruption scenarios.Hear leading companies deliver first-handguidance on topics such as: How tobenchmark from other complianceprograms; Expert advice on cost-effectiveand risk-based approach to third-partydue diligence. Opportunities for extensiveaudience participation is guaranteed.

OVER 8 HOURS NETWORKINGTIME BUILT INThe 3rd Global Anti-corruption SummitUSA 2010 provides you with the perfectopportunity to share best practice with yourindustry peers, and debate the latest hottopics on the anti-corruption horizon.You’ll have ample time to network withover 130 peers and colleagues in thiscollaborative effort to beat corruption.

Interactive Sessions + Hardhitting Keynotes + Practical Case Studies + Excellent Networking Opportunities

In-depth Anti-Corruption insight straight from the policy makers

Your summit at a glance:

� C-Suite ..............................................7%� VP ....................................................16%� Director ..............................................32%� Manager ............................................15%� Adviser/executive/specialist ......................18%� Others ................................................12%

These attendees included:� AstraZeneca | Global Compliance Area Lead for

Emerging Areas

� Akzo Nobel NV | Senior Legal Counsel

� ArcelorMittal USA | Senior Legal Counsel

� Barclays Wealth | Head of Barclays Wealth Financial Crime

� BP | VP, Segment & Function Compliance

� BT | Director International Corporate Governance

� Chiquita Brands International | Vice President & ChiefCompliance Officer

� City of London Police Overseas Anti-corruptionUnit | Detective Superintendent

� Dell | Global Compliance Program Manager

� Department for Internal Affairs at the Ministry ofFinance | Team Leader

� EADS France | Chief Compliance Officer

� GE Europe | Legal and Compliance Counsel

� HSBC Holdings | Group General Manager – Internal Audit

� International Paper Company | Chief Counsel– Global Compliance

� Molson Coors Brewing Company | Global Director,Ethics & Business Conduct

� Monsanto | Assistant General Counsel

� Motorola | Senior Commercial Attorney & CompanySecretary

� Nokia Siemens Networks | Chief Compliance Officer

� Shell Trading in North America | Compliance Deputy

� Siemens AG | Chief Compliance Officer and SeniorCounsel

� TRACE | President

� US Department of Commerce | Director, AmericasProject Team, Int'l Trade

� Vodafone | Group Investigations & Crisis ManagementAdviser

� Wal-Mart Stores | Director International Ethics

Morning Afternoon Evening

Day 1 Critical LegislationUpdate onAnti-Corruption& PersonalLiability Risks

PREVENTION

DETECTIONNetworkingDrinks Party

RESPONSE

Day 2 Business Implicationson Escalating GlobalAnti-CorruptionEfforts

IMPLEMENTATION COMPLIANCE

End ofConference

SPEAKING, EXHIBITING,SPONSORSHIP AND NETWORKINGOPPORTUNITIESHighlight your company’s work, raiseyour profile and connect with seniorcompliance & ethics professionals

• Over 8 hours of face-to-face networking time

• Intimate networking environment – 10 exhibitbooths, all coffee breaks, lunch and eveningnetworking drinks reception will take place inthe exhibition/networking area

• Address delegates and raise your profile with aspeaking/sponsorship position – 10-15 minutepresentations time plus 40 minute Q&A

• Online pre-conference e-networking centre– chat with attendees before the conference

Secure your place NOW, contact Andrew Boldon +44 (0)20 7375 7188 or [email protected]

Who will you meet at the conference?Here’s a breakdown from last year’sAnti-Corruption conference attendees:

Page 4: The 3rd annual anti corruption summit usa brochure

DAY ONE AGENDA 23 June 2010 www.ethicalcorp.com/globalethics

Got a question? Give us a call on 1800 814 3459

PLENARY SESSIONS

Critical update on the state of play of Anti-Corruption andCompliance: How will your business be affected?The escalating rate of enforcement actions and individual prosecutions – by US regulators, their overseascounterparts and international organizations – shows no sign of slowing down. Meanwhile, inter-agencyco-operation grows ever more sophisticated. In this session:• What to be on the alert for in the next twelve months – and how to prepare for upcoming developments• FCPA Sting Operation – What really went on? What are the lessons learned?• Increasing international cooperation between regulators on investigations: To what extent will the newpolicies increase your corporate liabilities?

• The role of international organizations: How quasi-enforcement agencies like the World Bank are raising thebar internationally

US Department of Justice, Mark Mendelsohn, Deputy Chief, Fraud SectionWeatherford, Billy Jacobson, VP, Co-General Counsel, Chief Compliance OfficerThe World Bank, Pascale Dubois, Sanctions Evaluation and Suspension Officer

Personal Liability: How the shift towards individual prosecutionswill affect YOUIndividuals can no longer afford to turn a blind eye to bribery and corruption risks in their company. Ignoranceis no defense. And regulators are more than willing to levy severe fines and penalties against individuals whohave failed to carry out adequate anti-corruption measures.

So how do you protect yourself?

• Senior management: The Nature’s Sunshine Products case, in which the company agreed to pay $6 million –marked the first enforcement action where individuals were charged with FCPA violations. The “I don’t knowwhat I don’t know” defense will no longer suffice.

• Understand what you need to do now to avoid the same fate of the CEO and CFO of NSP, who were chargedfor failing to adequately supervise personnel responsible for ensuring FCPA compliance

• General Council and Compliance Officers: The FCPA Sting Operation has received widespread attentionthroughout the compliance world

• Understand how to use this as an opportunity – and ensure the message filters out beyond yourcompliance team

• Learn the most efficient way to reinforce your corporate ethics and compliance policy on every employee.

• Corporate: Companies may sometimes be incentivized to point a finger at individuals

• What’s the best approach for such a delicate area – and how do you protect the corporation in thelong run?

US Department of Justice, Hank Walther, Assistant Chief, Fraud SectionPfizer, Gary Giampetruzzi, VP and Assistant General Counsel, Head of Government Investigations

Risk-based due diligence onthird parties: Joint venturepartners, agents & consultantsAGCO Corporation will pay more than $20 million infines as a result of failing to conduct due diligence ona third-party agent who acted illegally. Based onthis case and other prosecutions recently takenforward by the DOJ and SEC, due diligence on yourbusiness partners has become paramount in today’santi-corruption standards.• In the eyes of law enforcement agencies, whichspecific business partners are you now obligedto subject to due diligence?

• Quality and quantity: How much do you ask forand how many of your business partners/suppliers/contractors must you realistically carryout due diligence on?

• Expert advice on cost-effective, risk-basedapproaches to defining and vetting partners,especially those overseas

• How to leverage technology and third-partyinventory techniques to create a robust duediligence programwithminimal administrative andfinancial burden

Tyco International, Matthew Tanzer, VP and ChiefCompliance CounselBaker Hughes, Jay Martin, Chief Compliance Officer andSenior Deputy General CounselWorld Check, Michael Osajada, Consultant

PREVENTION

BREAKOUT SESSION ONE

Benchmarking to create acompliance program that’s aperfect fit for your company’srisk profileNo matter whether you’re confident you have agreat compliance program in place, or one that’s‘good enough’, attend this session to comparesome of the best in US businesses.• How to carry out an effective compliance riskassessment: What should you be looking for?

• What are the minimum acceptable standards ofa compliance program – and why should youbother to improve on them?

• Benchmark core elements from other programsand tailor them to enhance your company’s riskprofile

• What’s the best way to spread your resourcesand leverage different departments to ensureyour compliance program is up to scratch– despite the tough economy

Trace International, Carolyn Lindsey, DirectorAlstom, Jean-Daniel Laine, SVP Ethics & Compliance

PREVENTION

BREAKOUT SESSION TWO

Acknowledgements to our Panel of ExpertsThis is not a vague or ill-defined agenda, it is the result of months of primary research and interviewsconducted with over 75 senior compliance experts across different industries. We would like to express specialacknowledgement to our panel of experts who have really helped us zone into the core topics of this agenda:

� Monsanto, Alfredo Avila, Assistant General Counsel

� Society of Corporate Compliance and Ethic,Adam Turteltaub, VP of member development

� International Paper, Stephen Donovan, ChiefCounsel – Global Compliance

� USAID, Arnie Haiman, Deputy General Counsel andJim Peters, Assistant General

� Weatherford International Ltd, William Jacobson,VP/Co-General Counsel/Chief Compliance Officer

� World Bank, Pascale Dubois, Sanctions Evaluationand Suspension Officer

� First Advantage, Allen Dolberg, Regional Director

� US Department of Commerce, Tricia Johnson,Int'l Trade Specialist, Market Access

� Inter-American Development Bank, MatthewFowler, Counsel, Private Sector Integrity Officer

� Siemens, Dan Garen, Chief Compliance Officer

and Senior Counsel

� Trace International, Alexandra Wrage, President

� US Air Force, Steven Shaw, Deputy General Counsel

for Contractor Responsibility

� BDO Consulting, Martina Rozumberkova, Director

� Casals & Associates, Larry Ott

Page 5: The 3rd annual anti corruption summit usa brochure

Dynamic and innovative sessions you won't find at any other Anti-Corruption events!

Group discounts available, contact [email protected]

Your compliance program:Is it good enough in theeyes of enforcementagencies?

It’s hard to prove a negative. But it is not difficultto evaluate the effectiveness of your complianceprogram. This session delivers the inside trackon mounting a stronger defense plan.

• How to build and use risk assessment toidentify where compliance functions work– and where they fall short

• Effective ways to deal with internal badactors

• How does the DOJ evaluate complianceprograms?

• What exactly do they look for?

• What are the less talked about issues youshould still be aware of?

• Innovative ways of testing your complianceprogram – and pinpointing weak spots

MillerCoors, Garrett Reich, Director of Ethics &Business Conduct

DETECTION

A-Z of effective auditing ona budget

Continuous – and effective – auditing is vital inthis demanding era. It is also the most effectiveway of finding out what’s going on in yourback yard… and uncovering any holes in the anti-corruption safety net.

• How do you develop an effective audit program?

• What are the key components of conducting anFCPA audit?

• How can you use pre- and post-closing auditwork to identify previously unknowncompliance risks?

• Internal audits on a budget: Hear aboutinnovative format, tools and other effectivetechnological solutions that will cut your costs

Speaker to be announced online. Sign up to

www.ethicalcorp.com/globalethics and be the first to

hear about it

DETECTION

Minimize FCPA risks before,during and after M&AA KPMG survey reveals that only 36% of businessesfeel their organization’s level of US FCPA due diligencein M&A is adequate. Confronted with such starkstatistics – and the DOJ’s increased focus in this area– identifying FCPA risks must be a key priority inevery merger or acquisition. This session will helpkeep you safe:• Before: How to include an FCPA componentwhen carrying out due diligence – andhow to use this to identify potential riskspre-acquisition

• During: How you can make certain all potentialFCPA issues are revealed in the due diligenceprocess and auditing?

• During: How to deal with problems such aspublic disclosure

• After: How to create a tight post-integrationplan for companies you acquire

• After: What are the most cost-effective ways ofintegrating the new company into your existingcompliance program?

US Department of Justice, Hank Walther, Assistant Chief,Fraud Section

AstraZeneca, Glenn Engelmann, General Counsel

Daylight Forensic & Advisory LLC, Scott Moritz, ExecutiveDirector

Crisis what crisis? Effectiveinternal investigation andcrisis managementCrisis management. No-one wants to have to dealwith it – because everyone hopes their complianceprograms are sufficiently robust to ensure there isno crisis. You only need talk to someone who hasbeen prosecuted to fully understand the necessityof crisis management protocols and internalinvestigation plans so you’re ready to respondwithout delay.

In this fascinating dilemmas session, our panelwill be presented with different scenarios.

You’ll be able to discuss a variety ofapproaches and responses.

Will you agree with our speakers?Baker Hughes, Jay Martin, Chief Compliance Officer andSenior Deputy General Counsel

PREVENTION RESPONSE

BREAKOUT SESSION THREE

Testimonials from the 2nd Anti-Corruption Summit in 2009:

“I’ve seldom seen one run so smoothly, and the calibre of the attendees andspeakers was top-notch. There was a real energy about it, which carried overinto lunchtime discussions and breaks. I know I learned a lot.”USAID, Arnold J. Haiman, Deputy General Counsel

“Overall, the 2009 Global Anti-Corruption Summit was excellent. The programwas filledwith practitioners with real-life experience sharing best practices.”

BDO Consulting, Brian Mich, Managing Director

MAKE THE MOST OF THIS CONFERENCE WITH OUR GROUP DISCOUNTSWith numerous sessions, unrivalled networking and so much information to be gained, the more members ofyour team that book, the more your business will benefit. We understand that sometimes, two, three or fourheads are better than one. Bring along your team and benefit from the following discounts:

�A Buy three conference passes – get the fourth one free

�B Buy four conference passes – get one free conference pass + a free subscription to EthicalCorporation magazine

�C Buying five or more passes? Get in touch with Cora Ng, Conference Director to find out more:[email protected]

Networking drinks reception at the end of Day 1Networking drinks reception at the end of Day 1

Page 6: The 3rd annual anti corruption summit usa brochure

IMPLEMENTATION COMPLIANCE

BREAKOUT SESSION FIVE

DAY TWO AGENDA 24 June 2010 www.ethicalcorp.com/globalethics

Unrivalled choice, with all the issues you want to hear about. Guaranteed!

PLENARY SESSIONSGlobal Anti-Corruption efforts:What are the implications ofrecent developments?Traditionally, the US has led the way in the field ofanti-corruption, there is now an increased internationalcompetitive push for companies to ramp up theirenforcement efforts. In this session, get the latest on:

• Multi-jurisdictional investigations: Thepossibility of multiple prosecutions meanspotentially huge costs from even a singleinvestigation. So how do you ensure your policymeets the demands of international law enforcers?• What is the potential liability for a companyunder investigation?

• What to do when you're in the middle of suchan investigation?

• What law governs when and where? EUinvestigations vs. SEC and DOJ investigations vs.debarments by international organizations

• Anti-corruption developments in Europe, witha special focus on the UK• Proposed UK legislation will go even furtherthan the FCPA, covering private-private bribery– e.g. certain types of corporate hospitalitycould be prosecuted. How should you updateyour worldwide compliance program to makesure you stay on the right side of the law?

• The OECD is pushing for increased enforcement andprosecution in the EU. What do these changes meanto your company if you are operating in Europe?

• Analyzing the Evolving World Bank SanctionsSystem• Hear about enhanced sanctions system andcooperation among International FinancialInstitutions

• Discover incentives for private sector cooperationwith the World Bank

US Department of Justice, Mark Mendelsohn,Deputy Chief, Fraud SectionUK Serious Fraud Office Robert Amaee, Head of DomainThe World Bank, Pascale Dubois, Sanctions Evaluationand Suspension Officer

Anti-Corruption Dilemmas:What would YOU do?It’s all very well talking about integrity and theimportance of ‘doing the right thing’. But does theoryever really work in the real world?Another thought-provoking session in which ourpanel of anti-corruption experts will be put on thespot and asked to answer tough questions like:• Do you let your unethical competitor win becauseyou’re playing straight?

• How do you make sure your ethical and financialchoices are correct?

• Do you investigate – or report immediately?• Protect the business?• Or protect your people?• Which side are you on when individual andcorporate interests collide?

Speaker to be announced online.Sign up on the website to be the first to hear about it

How to set up an effectiveethics training program:Secrets of successEnsuring your employees understand the corporateethics policy is only half the battle. Getting them toapply rules when making key decisions is thecrucial part. An effective ethics training programnot only helps mitigate compliance risks, it canalso help reverse an existing culture which maynot follow the rule book word for word. Attendthis session to discover:• The best way to remind employees about theirpersonal liability risks in the training program

• Face-to-face training: Is it always superior?What about other less costly training techniquesthat create long term behavior change?

• How to train key staff to spot and resolvecompliance issues as they arise – and hopefullybefore they become a crisis

• How to tackle employee resistance to extralayers of approval and review

• How do you ensure that compliance trainingranks sufficiently high in your corporate priorities– especially when spending is being cut?

BAE Systems, Jeffrey Cottle, Chief Counsel – International

Integrity Interactive, Kirk Jordan, Co-founder

How to gain a competitiveedge in high risk, highgrowth markets withoutfear of non-compliance

KPMG and Dow Jones report in separate surveys

found that almost 50% of companies are avoiding

high growth markets because they’re afraid of the

non-compliance risks associated with emerging

markets.

Attend this session to learn how can you gain a

competitive advantage by successfully mitigating

compliance risks?

• Find out how to effectively asses and mitigate

risks in specific emerging markets

• Playing fair? What to do when you are losing

business to unethical competitors

• How to make sure that your corporate

compliance practice is upheld – even when

local legislation is less demanding

ING Group, Heather Loewenthal, Chief Compliance Officer

IMPLEMENTATION COMPLIANCE

BREAKOUT SESSION FOUR

How to implement acompatible complianceprogram across regionaland global jurisdictions

Make sure your non-U.S. operations aren'tfalling behind the curve when it comes to theiranti-bribery compliance.

• Customization – can you ever successfully cutand paste? Find out how to adapt training,monitoring and response methods that worksbest with local conditions and local workforce– without compromising the overall objective

• Learn how to create global communicationchannels that work

• Discover how to ensure your global complianceprogram carries the same weight in all subsidiaries

• With the new UK anti corruption law cominginto force this year, what areas of your globalcompliance program will need updating?

Newmont, Jacqui Beckett, Senior Global Compliance andEthics Counsel and Director

Gray areas: How to navigatefacilitation payments, gifts,and middlemenSometimes it’s tempting to pay themoney if it meanstheworkwill get done faster. But when is moneychanging hands a bribe? Andwhen is it not?• The UK’s upcoming Anti-Bribery law is unlikely toexempt ‘facilitation payments’ – and the OECDhave also called for an end to them. However,facilitation payments are currently still permittedunder US anti-corruption laws. How should youprepare to end these practices – and what canyou legitimately do instead?

• With agents and middlemen particularly prone tocorruption, what are the essentials of creating andimplementing specific, rigorous guidelines for duediligence and agent approval?

• Gifts, meals and hospitality: When do‘reasonable’ and ‘customary’ become a bribe?Learn how to develop a global hospitality andgift policy that keeps you on the right side of allthe laws

Transparency International USA, Nancy Boswell,President & CEO

Page 7: The 3rd annual anti corruption summit usa brochure

R E G I S T E R N O W

2. ENTER YOUR DETAILS Please photocopy this form for multiple registrations

3. REGISTER

CALL: Ethical Corporation Toll Free on 1800 814 3459

FAX: This form to+44 (0) 20 7375 7576

EMAIL: [email protected] for a quick response

MAIL: This form to Ethical Corporation, 7–9 Fashion Street, London, E1 6PX, UK

WEB: Go towww.ethicalcorp.com/globalethics and submit yourdetails for instant confirmation of your place!

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Payment Choose one payment option

�� Credit Card �� Invoice(we’ll call to pick up your details) NB: Full payment must be received before the event

TERMS & CONDITIONS: Places are transferablewithout any charge. Cancellations received before20 April 2010 incur an administration charge of25%. If you cancel your registration after 5 May2010 we will be obliged to charge the full fee.Please note – you must notify Ethical Corporationin writing of a cancellation, or we will be obligedto charge the full fee. The organisers reserve theright to make changes to the programme withoutnotice. All prices displayed are exclusive of VATunless otherwise stated but, VAT will be charged,where applicable, at the prevailing rate on theinvoice dare and the relevant details will appearon the invoice. NB: FULL PAYMENT MUST BE RECEIVEDBEFORE THE EVENT

WHAT YOU GET:Discounts available for In-House Counsel/Executives and representatives from the Government. Please go to www.ethicalcorp.com/globalethics for more details

PLATINUM• Access to all sessions• Networking lunch and coffee breaks

• Evening Drinks ReceptionAccess

• Access to presentation slides post-conference

• Access to audio recordings of every conference session

• 1-year subscription to Ethical Corporation Printed Magazine

+1 Ethical Corporationbusiness intelligence report

(Saving $350)

GOLD• Access to all sessions• Networking lunch and coffee breaks

• Evening Drinks ReceptionAccess

• Access to presentation slides post-conference

• Access to audio recordings of every conference session

+1-year subscription toEthical Corporation PrintedMagazine

(Saving $230 from the normalsubscription price)

SILVER• Access to all sessions• Networking lunch and coffee breaks

• Evening Drinks ReceptionAccess

• Access to presentation slides post-conference

+Access to audio recordings from every conference session

BRONZE• Access to all sessions• Networking lunch and coffee breaks

• Evening Drinks ReceptionAccess

+Access to presentation slidespost-conference

SAVE $150 WHEN YOU QUOTE THIS CODE!

PRIORITY CODE BOX

Places are strictly limited, don't miss out on your chance to attend. Register today!

Super Early Bird Early Bird Standard priceRegister by: 16th April 2010 14th May 2010

PLATINUM PASS$3,295 �� $3,495 �� $3,695 ��Save $400 Save $200

GOLD PASS$2,595 �� $2,795 �� $2,995 ��Save $400 Save $200

SILVER PASS$1,995 �� $2,195 �� $2,395 ��Save $400 Save $200

BRONZE PASS$1,895 �� $2,095 �� $2,295 ��Save $400 Save $200

1. CHOOSE YOUR PASS TYPE

The 3rd Annual Global Anti-Corruption Summit USA Washington D.C., 23-24 June 2010A $300 discount is available for In-House Corporate/Executives. Visitwww.ethicalcorp.com/globalethicsor email [email protected]

for more details

Business Intelligence Reportspackaged with Platinum Passes

Delegates who purchase aplatinum pass are entitled toone free businessintelligence report produced

by Ethical Corporation.Reports such as:

• Best practices fordesigning effectiveethics programmes

• Business Ethics andCompliance in Russia

• Conducting ethicalbusiness in China

For information on EthicalCorporation’s reports, go to

www.ethicalcorp.com/reports

Venue Information

The conference will take place right in downtownWashington D.C., at the Four Points by SheratonHotel, only 0.3 miles from the White House.

Ethical Corporation has secured a special roomrate for attendees, you will receive detailedinformation about this when your registration isconfirmed.

Be close to everything at the Four Points bySheraton Washington D.C. Downtown. Visit amuseum, see the monuments or attend tobusiness on the K street corridor. The hotel isconvenient to the Washington D.C. ConventionCenter, Penn Quarter and The Smithsonian. FreeHigh Speed Internet Access in all guest rooms.Free fitness center and rooftop pool.

Page 8: The 3rd annual anti corruption summit usa brochure

3RD ANNUAL!

V

20+expert speakers

14+interactive sessions

100+attendees

8+hours of networking

FACT!

www.ethicalcorp.com/globalethics

The Global Anti-Corruption Summit USA

How to protect yourbusiness and yourselfYour blueprint to eliminating corporateethics & compliance risks23-24 JUNE,2010> FOUR POINTS BY SHERATON HOTEL> DOWNTOWN WASHINGTON D.C.

� Truly Global: At the 3rd Global Anti-Corruption Summit, get insight from the people whoare shaping the future of anti-corruption in the US, and globally

� More Active Participation: Our innovative and dynamic sessions are structured withplenty of time for audience participation in debate and discussion

� Every Topic Covered:With 2 tracks and 14 workshop sessions, every issue fromPrevention – Implementation – Detection – Response

� Unrivalled Networking Opportunities: Attendees come from across the world– the UK, Switzerland, France, the US, Canada, Belgium…

Dynamic and innovative sessions you won't find at any other Anti-Corruption events!

Save $400 on your ticket! Find out more inside ... OPEN NOW!

This is the confirmed speaker list as of February 2010, to receive the latestspeaker additions sign up to www.ethicalcorp.com/globalethicsUS Department of Justice,Mark Mendelsohn, Deputy Chief,Fraud Section

US Department of Justice, HankWalther, Assistant Chief, Fraud Section

UK Serious Fraud OfficeRobert Amaee, Head of Domain

Trace International, Carolyn Lindsey,Director

Pfizer, Gary Giampetruzzi,VP and Assistant General Counsel,Head of Government Investigations

AstraZeneca, Glenn Engelmann,General Counsel

BAE Systems, Jeffrey Cottle,Chief Counsel – International

Weatherford, Billy Jacobson,VP, Co-General Counsel, ChiefCompliance Officer

The World Bank, Pascale Dubois,Sanctions Evaluation and SuspensionOfficer

Newmont Mining Corporation,Jacqui Beckett, Senior GlobalCompliance and Ethics Counseland Director

Baker Hughes, Jay Martin,Chief Compliance Officer and SeniorDeputy General Counsel

Alstom, Jean-Daniel Laine,SVP Ethics & Compliance.

Tyco International, Matthew Tanzer,Vice President and Chief ComplianceCounsel

Transparency International USA,Nancy Boswell, President & CEO

ING Group, Heather Loewenthal, ChiefCompliance Officer

MillerCoors, Garrett Reich, Director ofEthics & Business Conduct

Daylight Forensic & Advisory LLC, ScottMoritz, Executive Director

World Check, Michael Osajada,Consultant

Integrity Interactive, Kirk Jordan,Co-founder

Save $400when you registerbefore 16 April2010!

OUR EXPERT SPEAKERS INCLUDE:

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