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Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

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Page 1: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Superstring Perturbation Theory Revisited

Edward Witten, IAS

Caltech, March 31, 2012

Page 2: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

My talk fits the 35th anniversary theme of this conferencereasonably well,

but it fits even better the 30th anniversary of theoriginal papers with completely sensible one-loop superstringcomputations (M. B. Green and J. H. Schwarz, 1982) andextracting the low energy limit thereof to get N = 8 supergravityand N = 4 super Yang-Mills (L. Brink, Green, and Schwarz, 1982).We will be reconsidering superstring perturbation theory.

Page 3: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

My talk fits the 35th anniversary theme of this conferencereasonably well, but it fits even better the 30th anniversary of theoriginal papers with completely sensible one-loop superstringcomputations (M. B. Green and J. H. Schwarz, 1982)

andextracting the low energy limit thereof to get N = 8 supergravityand N = 4 super Yang-Mills (L. Brink, Green, and Schwarz, 1982).We will be reconsidering superstring perturbation theory.

Page 4: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

My talk fits the 35th anniversary theme of this conferencereasonably well, but it fits even better the 30th anniversary of theoriginal papers with completely sensible one-loop superstringcomputations (M. B. Green and J. H. Schwarz, 1982) andextracting the low energy limit thereof to get N = 8 supergravityand N = 4 super Yang-Mills (L. Brink, Green, and Schwarz, 1982).

We will be reconsidering superstring perturbation theory.

Page 5: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

My talk fits the 35th anniversary theme of this conferencereasonably well, but it fits even better the 30th anniversary of theoriginal papers with completely sensible one-loop superstringcomputations (M. B. Green and J. H. Schwarz, 1982) andextracting the low energy limit thereof to get N = 8 supergravityand N = 4 super Yang-Mills (L. Brink, Green, and Schwarz, 1982).We will be reconsidering superstring perturbation theory.

Page 6: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The role of modular invariance in string perturbation theory wasdiscovered initially by J. Shapiro about forty years ago, after C.Lovelace had shown the special role of 26 dimensions.

Although ittook time for this to be fully appreciated, modular invarianceeliminates the ultraviolet region from string and superstringperturbation theory, and consequently there is no issue ofultraviolet divergences. I will have nothing new to say about thistoday.

Page 7: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The role of modular invariance in string perturbation theory wasdiscovered initially by J. Shapiro about forty years ago, after C.Lovelace had shown the special role of 26 dimensions. Although ittook time for this to be fully appreciated, modular invarianceeliminates the ultraviolet region from string and superstringperturbation theory, and consequently there is no issue ofultraviolet divergences.

I will have nothing new to say about thistoday.

Page 8: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The role of modular invariance in string perturbation theory wasdiscovered initially by J. Shapiro about forty years ago, after C.Lovelace had shown the special role of 26 dimensions. Although ittook time for this to be fully appreciated, modular invarianceeliminates the ultraviolet region from string and superstringperturbation theory, and consequently there is no issue ofultraviolet divergences. I will have nothing new to say about thistoday.

Page 9: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

However, the literature from the 1980’s has left some smallunclarity about the infrared behavior of superstring perturbationtheory, and this is what I want to revisit.

First of all, the generalstatement one wants to establish is simply that the infraredbehavior of superstring perturbation theory is the same as that of afield theory with the same massless particles and low energyinteractions. There are some aspects of this that I want toreconsider. It is just a question of some details since at least 98%of the work was done 25 years ago.

Page 10: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

However, the literature from the 1980’s has left some smallunclarity about the infrared behavior of superstring perturbationtheory, and this is what I want to revisit. First of all, the generalstatement one wants to establish is simply that the infraredbehavior of superstring perturbation theory is the same as that of afield theory with the same massless particles and low energyinteractions.

There are some aspects of this that I want toreconsider. It is just a question of some details since at least 98%of the work was done 25 years ago.

Page 11: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

However, the literature from the 1980’s has left some smallunclarity about the infrared behavior of superstring perturbationtheory, and this is what I want to revisit. First of all, the generalstatement one wants to establish is simply that the infraredbehavior of superstring perturbation theory is the same as that of afield theory with the same massless particles and low energyinteractions. There are some aspects of this that I want toreconsider.

It is just a question of some details since at least 98%of the work was done 25 years ago.

Page 12: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

However, the literature from the 1980’s has left some smallunclarity about the infrared behavior of superstring perturbationtheory, and this is what I want to revisit. First of all, the generalstatement one wants to establish is simply that the infraredbehavior of superstring perturbation theory is the same as that of afield theory with the same massless particles and low energyinteractions. There are some aspects of this that I want toreconsider. It is just a question of some details since at least 98%of the work was done 25 years ago.

Page 13: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

I want to give a couple of examples of what I mean in saying thatthe infrared behavior of string theory is the same as that of acorresponding field theory. Let us consider a Feynman diagram. Avery simple question of infrared behavior is to consider whathappens when a single propagator goes on shell.

First I’ll considera propagator whose “cutting” does not separate a diagram in two.

Page 14: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

I want to give a couple of examples of what I mean in saying thatthe infrared behavior of string theory is the same as that of acorresponding field theory. Let us consider a Feynman diagram. Avery simple question of infrared behavior is to consider whathappens when a single propagator goes on shell. First I’ll considera propagator whose “cutting” does not separate a diagram in two.

Page 15: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012
Page 16: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Let us assume our particles are massless so the propagator is 1/k2.In D noncompact dimensions, the infrared behavior when themomentum in a single generic propagator goes to zero is∫

dDk1

k2

and this converges if D > 2.

(For an exceptional internal line, suchas the one labeled 2 in the diagram, the infrared behavior when asingle momentum goes to zero is worse, because this forces otherpropagators to go on shell. In the case shown in the sketch, thecondition to avoid a divergence is actually D > 4.)

Page 17: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Let us assume our particles are massless so the propagator is 1/k2.In D noncompact dimensions, the infrared behavior when themomentum in a single generic propagator goes to zero is∫

dDk1

k2

and this converges if D > 2. (For an exceptional internal line, suchas the one labeled 2 in the diagram, the infrared behavior when asingle momentum goes to zero is worse, because this forces otherpropagators to go on shell. In the case shown in the sketch, thecondition to avoid a divergence is actually D > 4.)

Page 18: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

All this has a close analog in string theory. First of all, anonseparating line that goes to zero momentum is analogous to anonseparating degeneration of a Riemann surface.

Page 19: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

A degeneration of a Riemann surface – separating or not – can bedescribed by an equation

xy = ε,

where x is a local parameter on one side, y is one on the other,and ε measure the narrowness of the neck – or, by a conformaltransformation, the length of the tube separating the two sides.

Page 20: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The contribution of a massless string state propagating throughthe neck is∫

dDk

∫|d2ε|εL0−1εL0−1 =

∫dDk

∫|d2ε||εε|k2/2−1

where I use L0 = L0 = k2/2.

Instead of doing the integral, let usintroduce the analog of the Schwinger parameter byε = exp(−(t + is)) where s is an angle and t plays the same roleas the Schwinger parameter of field theory. The integral over s justgives a factor of 2π, giving

∫dDk

∫ ∞dt exp(−tk2).

(Note that I indicated the upper limit of the t integral but not thelower limit, which is affected by modular invariance.)

Page 21: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The contribution of a massless string state propagating throughthe neck is∫

dDk

∫|d2ε|εL0−1εL0−1 =

∫dDk

∫|d2ε||εε|k2/2−1

where I use L0 = L0 = k2/2. Instead of doing the integral, let usintroduce the analog of the Schwinger parameter byε = exp(−(t + is)) where s is an angle and t plays the same roleas the Schwinger parameter of field theory. The integral over s justgives a factor of 2π, giving

∫dDk

∫ ∞dt exp(−tk2).

(Note that I indicated the upper limit of the t integral but not thelower limit, which is affected by modular invariance.)

Page 22: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The contribution of a massless string state propagating throughthe neck is∫

dDk

∫|d2ε|εL0−1εL0−1 =

∫dDk

∫|d2ε||εε|k2/2−1

where I use L0 = L0 = k2/2. Instead of doing the integral, let usintroduce the analog of the Schwinger parameter byε = exp(−(t + is)) where s is an angle and t plays the same roleas the Schwinger parameter of field theory. The integral over s justgives a factor of 2π, giving

∫dDk

∫ ∞dt exp(−tk2).

(Note that I indicated the upper limit of the t integral but not thelower limit, which is affected by modular invariance.)

Page 23: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

This agrees perfectly with field theory even before doing the k or tintegral, bearing in mind that the Schwinger representation of theFeynman propagator is

1

k2=

∫ ∞0

dt exp(−tk2).

Page 24: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Just as in field theory, we could also consider a situation in whichone momentum going to zero puts other lines on-shell.

This givesan infrared divergence if D ≤ 4, whether in field theory or stringtheory.

Page 25: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Just as in field theory, we could also consider a situation in whichone momentum going to zero puts other lines on-shell. This givesan infrared divergence if D ≤ 4, whether in field theory or stringtheory.

Page 26: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

There are many other questions that match simply between stringtheory and field theory, for example “cutting” a diagram to probeunitarity.

For something where the match is less straightforward,let us consider a separating line. Here are two cases in field theory.

The difference isthat in the second case the external lines are all on one side.

Page 27: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

There are many other questions that match simply between stringtheory and field theory, for example “cutting” a diagram to probeunitarity. For something where the match is less straightforward,let us consider a separating line.

Here are two cases in field theory.

The difference isthat in the second case the external lines are all on one side.

Page 28: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

There are many other questions that match simply between stringtheory and field theory, for example “cutting” a diagram to probeunitarity. For something where the match is less straightforward,let us consider a separating line. Here are two cases in field theory.

The difference isthat in the second case the external lines are all on one side.

Page 29: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

There are many other questions that match simply between stringtheory and field theory, for example “cutting” a diagram to probeunitarity. For something where the match is less straightforward,let us consider a separating line. Here are two cases in field theory.

The difference isthat in the second case the external lines are all on one side.

Page 30: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

We don’t integrate over the momentum that passes through theseparating line; it is determined by momentum conservation.

Onthe left, this momentum is generically nonzero so for typicalexternal momenta, we don’t sit on the 1/k2 singularity; when wevary the external momenta, the 1/k2 gives a pole in the S-matrix(at least in this approximation). This is physically sensible and wedo not try to get rid of it. On the right, it is different. Themomentum passing through the indicated line is 0 and hence wewill get 1/0 unless the matrix element on the right vanishes.

Page 31: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

We don’t integrate over the momentum that passes through theseparating line; it is determined by momentum conservation. Onthe left, this momentum is generically nonzero so for typicalexternal momenta, we don’t sit on the 1/k2 singularity; when wevary the external momenta, the 1/k2 gives a pole in the S-matrix(at least in this approximation). This is physically sensible and wedo not try to get rid of it.

On the right, it is different. Themomentum passing through the indicated line is 0 and hence wewill get 1/0 unless the matrix element on the right vanishes.

Page 32: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

We don’t integrate over the momentum that passes through theseparating line; it is determined by momentum conservation. Onthe left, this momentum is generically nonzero so for typicalexternal momenta, we don’t sit on the 1/k2 singularity; when wevary the external momenta, the 1/k2 gives a pole in the S-matrix(at least in this approximation). This is physically sensible and wedo not try to get rid of it. On the right, it is different. Themomentum passing through the indicated line is 0 and hence wewill get 1/0 unless the matrix element on the right vanishes.

Page 33: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

So a field theory with a massless scalar has a sensible perturbationexpansion only if the “tadpole” or one point function of the scalarvanishes:

We have to impose this condition for all massless scalars. However,it is non-trivial only for the ones that are invariant under all (localor global) symmetries.

Page 34: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

So a field theory with a massless scalar has a sensible perturbationexpansion only if the “tadpole” or one point function of the scalarvanishes:

We have to impose this condition for all massless scalars. However,it is non-trivial only for the ones that are invariant under all (localor global) symmetries.

Page 35: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

In field theory, if the tadpoles do vanish, we just throw away all thecorresponding diagrams

and evaluate the S-matrix by summing the others.

Page 36: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

In field theory, if the tadpoles do vanish, we just throw away all thecorresponding diagrams

and evaluate the S-matrix by summing the others.

Page 37: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

In field theory, if the tadpoles do vanish, we just throw away all thecorresponding diagrams

and evaluate the S-matrix by summing the others.

Page 38: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

All this is relevant to perturbative string theory, since whenever wedo have a perturbative string theory, there is always at least onemassless neutral scalar field that might have a tadpole, namely thedilaton. So perturbative string theory will only make sense if thedilaton tadpole vanishes (along with other tadpoles, if there aremore massless scalars).

In either field theory or string theory, theusual way to show vanishing of the tadpole of a massless scalar(neutral under all symmetries) is to use supersymmetry. Indeed,without supersymmetry, it is unnatural to have a massless neutralscalar.

Page 39: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

All this is relevant to perturbative string theory, since whenever wedo have a perturbative string theory, there is always at least onemassless neutral scalar field that might have a tadpole, namely thedilaton. So perturbative string theory will only make sense if thedilaton tadpole vanishes (along with other tadpoles, if there aremore massless scalars). In either field theory or string theory, theusual way to show vanishing of the tadpole of a massless scalar(neutral under all symmetries) is to use supersymmetry.

Indeed,without supersymmetry, it is unnatural to have a massless neutralscalar.

Page 40: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

All this is relevant to perturbative string theory, since whenever wedo have a perturbative string theory, there is always at least onemassless neutral scalar field that might have a tadpole, namely thedilaton. So perturbative string theory will only make sense if thedilaton tadpole vanishes (along with other tadpoles, if there aremore massless scalars). In either field theory or string theory, theusual way to show vanishing of the tadpole of a massless scalar(neutral under all symmetries) is to use supersymmetry. Indeed,without supersymmetry, it is unnatural to have a massless neutralscalar.

Page 41: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Just as in field theory, we can distinguish different kinds ofdiagrams with separating degenerations:

Page 42: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Just as in field theory, we can distinguish different kinds ofdiagrams with separating degenerations:

Page 43: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

As one should anticipate from what I have said, it is the one onthe right that causes trouble.

There are two reasons that thisproblem is harder to deal with than in field theory:

1) Technically, it is harder to understand spacetime supersymmetryin string theory than in field theory, and to use it to show that theintegrated massless tadpoles vanish.

2) In field theory, the tadpoles are the contributions of certaindiagrams and if they vanish, one just throws those diagrams away.String theory is more subtle because it is more unified; the tadpoleis part of a diagram that also has nonzero contributions. Vanishingtadpoles makes the diagrams of string perturbation theory infraredconvergent but only conditionally so and so there is still some workto do to define them properly. (This is a point where I believe I’veimproved what was said in the 80’s, but I won’t explain it today.)

Page 44: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

As one should anticipate from what I have said, it is the one onthe right that causes trouble. There are two reasons that thisproblem is harder to deal with than in field theory:

1) Technically, it is harder to understand spacetime supersymmetryin string theory than in field theory, and to use it to show that theintegrated massless tadpoles vanish.

2) In field theory, the tadpoles are the contributions of certaindiagrams and if they vanish, one just throws those diagrams away.String theory is more subtle because it is more unified; the tadpoleis part of a diagram that also has nonzero contributions. Vanishingtadpoles makes the diagrams of string perturbation theory infraredconvergent but only conditionally so and so there is still some workto do to define them properly. (This is a point where I believe I’veimproved what was said in the 80’s, but I won’t explain it today.)

Page 45: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

As one should anticipate from what I have said, it is the one onthe right that causes trouble. There are two reasons that thisproblem is harder to deal with than in field theory:

1) Technically, it is harder to understand spacetime supersymmetryin string theory than in field theory, and to use it to show that theintegrated massless tadpoles vanish.

2) In field theory, the tadpoles are the contributions of certaindiagrams and if they vanish, one just throws those diagrams away.String theory is more subtle because it is more unified; the tadpoleis part of a diagram that also has nonzero contributions. Vanishingtadpoles makes the diagrams of string perturbation theory infraredconvergent but only conditionally so and so there is still some workto do to define them properly. (This is a point where I believe I’veimproved what was said in the 80’s, but I won’t explain it today.)

Page 46: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

As one should anticipate from what I have said, it is the one onthe right that causes trouble. There are two reasons that thisproblem is harder to deal with than in field theory:

1) Technically, it is harder to understand spacetime supersymmetryin string theory than in field theory, and to use it to show that theintegrated massless tadpoles vanish.

2) In field theory, the tadpoles are the contributions of certaindiagrams and if they vanish, one just throws those diagrams away.

String theory is more subtle because it is more unified; the tadpoleis part of a diagram that also has nonzero contributions. Vanishingtadpoles makes the diagrams of string perturbation theory infraredconvergent but only conditionally so and so there is still some workto do to define them properly. (This is a point where I believe I’veimproved what was said in the 80’s, but I won’t explain it today.)

Page 47: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

As one should anticipate from what I have said, it is the one onthe right that causes trouble. There are two reasons that thisproblem is harder to deal with than in field theory:

1) Technically, it is harder to understand spacetime supersymmetryin string theory than in field theory, and to use it to show that theintegrated massless tadpoles vanish.

2) In field theory, the tadpoles are the contributions of certaindiagrams and if they vanish, one just throws those diagrams away.String theory is more subtle because it is more unified; the tadpoleis part of a diagram that also has nonzero contributions.

Vanishingtadpoles makes the diagrams of string perturbation theory infraredconvergent but only conditionally so and so there is still some workto do to define them properly. (This is a point where I believe I’veimproved what was said in the 80’s, but I won’t explain it today.)

Page 48: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

As one should anticipate from what I have said, it is the one onthe right that causes trouble. There are two reasons that thisproblem is harder to deal with than in field theory:

1) Technically, it is harder to understand spacetime supersymmetryin string theory than in field theory, and to use it to show that theintegrated massless tadpoles vanish.

2) In field theory, the tadpoles are the contributions of certaindiagrams and if they vanish, one just throws those diagrams away.String theory is more subtle because it is more unified; the tadpoleis part of a diagram that also has nonzero contributions. Vanishingtadpoles makes the diagrams of string perturbation theory infraredconvergent but only conditionally so and so there is still some workto do to define them properly.

(This is a point where I believe I’veimproved what was said in the 80’s, but I won’t explain it today.)

Page 49: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

As one should anticipate from what I have said, it is the one onthe right that causes trouble. There are two reasons that thisproblem is harder to deal with than in field theory:

1) Technically, it is harder to understand spacetime supersymmetryin string theory than in field theory, and to use it to show that theintegrated massless tadpoles vanish.

2) In field theory, the tadpoles are the contributions of certaindiagrams and if they vanish, one just throws those diagrams away.String theory is more subtle because it is more unified; the tadpoleis part of a diagram that also has nonzero contributions. Vanishingtadpoles makes the diagrams of string perturbation theory infraredconvergent but only conditionally so and so there is still some workto do to define them properly. (This is a point where I believe I’veimproved what was said in the 80’s, but I won’t explain it today.)

Page 50: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Since we can only hope for the tadpoles to vanish in thesupersymmetric case, we have to do supersymmetric string theory.

This means that our Riemann surfaces are really super Riemannsurfaces. A super Riemann surface is a rather subtle sort of thing.It takes practice to get any intuition about them, and I can’t reallydescribe this topic today.

Page 51: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Since we can only hope for the tadpoles to vanish in thesupersymmetric case, we have to do supersymmetric string theory.This means that our Riemann surfaces are really super Riemannsurfaces.

A super Riemann surface is a rather subtle sort of thing.It takes practice to get any intuition about them, and I can’t reallydescribe this topic today.

Page 52: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Since we can only hope for the tadpoles to vanish in thesupersymmetric case, we have to do supersymmetric string theory.This means that our Riemann surfaces are really super Riemannsurfaces. A super Riemann surface is a rather subtle sort of thing.It takes practice to get any intuition about them, and I can’t reallydescribe this topic today.

Page 53: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

All I will say is that a super Riemann surface (with N = 1 SUSY)is a supermanifold Σ of dimension (1|1), with some specialstructure – a superconformal structure.

An NS vertex operatorΦ(z ; z |θ) is inserted at a generic point on Σ (my notation forworldsheet coordinates is adapted to the heterotic string), while aRamond vertex operator is inserted at a point on Σ at which thesuperconformal structure of Σ has a certain kind of singularity.

Page 54: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

All I will say is that a super Riemann surface (with N = 1 SUSY)is a supermanifold Σ of dimension (1|1), with some specialstructure – a superconformal structure. An NS vertex operatorΦ(z ; z |θ) is inserted at a generic point on Σ (my notation forworldsheet coordinates is adapted to the heterotic string), while aRamond vertex operator is inserted at a point on Σ at which thesuperconformal structure of Σ has a certain kind of singularity.

Page 55: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Friedan, Martinec, and Shenker in 1985 explained what kind ofvertex operators are inserted at such superconformal singularities –they are often called spin fields – and how to compute theiroperator product expansions.

In particular, the operators thatgenerate spacetime supersymmetry are of this kind, so their workmade it possible to see spacetime supersymmetry in a covariantway in superstring theory. As regards practical calculations, theirwork also made it possible to compute in a covariant way arbitrarytree amplitudes with bosons and fermions, and many loopamplitudes of low order. Moreover, in the intense period of effortin the 1980’s, the main ingredients of a systematic, all-ordersalgorithm were assembled. My reconsideration of the problem hasaimed at simplifying and extending the understanding of a fewdetails.

Page 56: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Friedan, Martinec, and Shenker in 1985 explained what kind ofvertex operators are inserted at such superconformal singularities –they are often called spin fields – and how to compute theiroperator product expansions. In particular, the operators thatgenerate spacetime supersymmetry are of this kind, so their workmade it possible to see spacetime supersymmetry in a covariantway in superstring theory.

As regards practical calculations, theirwork also made it possible to compute in a covariant way arbitrarytree amplitudes with bosons and fermions, and many loopamplitudes of low order. Moreover, in the intense period of effortin the 1980’s, the main ingredients of a systematic, all-ordersalgorithm were assembled. My reconsideration of the problem hasaimed at simplifying and extending the understanding of a fewdetails.

Page 57: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Friedan, Martinec, and Shenker in 1985 explained what kind ofvertex operators are inserted at such superconformal singularities –they are often called spin fields – and how to compute theiroperator product expansions. In particular, the operators thatgenerate spacetime supersymmetry are of this kind, so their workmade it possible to see spacetime supersymmetry in a covariantway in superstring theory. As regards practical calculations, theirwork also made it possible to compute in a covariant way arbitrarytree amplitudes with bosons and fermions, and many loopamplitudes of low order.

Moreover, in the intense period of effortin the 1980’s, the main ingredients of a systematic, all-ordersalgorithm were assembled. My reconsideration of the problem hasaimed at simplifying and extending the understanding of a fewdetails.

Page 58: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Friedan, Martinec, and Shenker in 1985 explained what kind ofvertex operators are inserted at such superconformal singularities –they are often called spin fields – and how to compute theiroperator product expansions. In particular, the operators thatgenerate spacetime supersymmetry are of this kind, so their workmade it possible to see spacetime supersymmetry in a covariantway in superstring theory. As regards practical calculations, theirwork also made it possible to compute in a covariant way arbitrarytree amplitudes with bosons and fermions, and many loopamplitudes of low order. Moreover, in the intense period of effortin the 1980’s, the main ingredients of a systematic, all-ordersalgorithm were assembled.

My reconsideration of the problem hasaimed at simplifying and extending the understanding of a fewdetails.

Page 59: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Friedan, Martinec, and Shenker in 1985 explained what kind ofvertex operators are inserted at such superconformal singularities –they are often called spin fields – and how to compute theiroperator product expansions. In particular, the operators thatgenerate spacetime supersymmetry are of this kind, so their workmade it possible to see spacetime supersymmetry in a covariantway in superstring theory. As regards practical calculations, theirwork also made it possible to compute in a covariant way arbitrarytree amplitudes with bosons and fermions, and many loopamplitudes of low order. Moreover, in the intense period of effortin the 1980’s, the main ingredients of a systematic, all-ordersalgorithm were assembled. My reconsideration of the problem hasaimed at simplifying and extending the understanding of a fewdetails.

Page 60: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

It turns out that this problem requires greater sophistication inunderstanding supermanifolds and how to integrate over them thanis needed in any other problem that I know of in supersymmetryand supergravity.

That is probably the main reason for anyunclarity that surrounds it.

Page 61: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

It turns out that this problem requires greater sophistication inunderstanding supermanifolds and how to integrate over them thanis needed in any other problem that I know of in supersymmetryand supergravity. That is probably the main reason for anyunclarity that surrounds it.

Page 62: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Some low order cases are deceptively simple and really don’t give agood idea of a general algorithm for superstring perturbationtheory.

For example, in genus g = 1, the dilaton tadpole vanishesin R10 by summing over spin structures, but the fact that thismakes sense depends upon the fact that in g = 1 (with nopunctures) there are no fermionic moduli. As soon as there are oddmoduli, there is no meaningful notion of two super Riemannsurfaces being the same but with different spin structures. Inparticular, in genus g > 1, there is no meaningful operation ofsumming over spin structures without integrating oversupermoduli. In genus g = 2, E. D’Hoker and D. Phong found aneffective and very beautiful way to integrate over fermionic modulifirst (after which the sum over spin structures makes sense andcould be used to show the vanishing of the dilaton tadpole) andthen integrate over bosonic moduli. This calculation is currentlythe gold standard, but it is more or less clear that for generic gtheir procedure has no analog and the only natural operation is thecombined integral over all bosonic and fermionic moduli.

Page 63: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Some low order cases are deceptively simple and really don’t give agood idea of a general algorithm for superstring perturbationtheory. For example, in genus g = 1, the dilaton tadpole vanishesin R10 by summing over spin structures, but the fact that thismakes sense depends upon the fact that in g = 1 (with nopunctures) there are no fermionic moduli.

As soon as there are oddmoduli, there is no meaningful notion of two super Riemannsurfaces being the same but with different spin structures. Inparticular, in genus g > 1, there is no meaningful operation ofsumming over spin structures without integrating oversupermoduli. In genus g = 2, E. D’Hoker and D. Phong found aneffective and very beautiful way to integrate over fermionic modulifirst (after which the sum over spin structures makes sense andcould be used to show the vanishing of the dilaton tadpole) andthen integrate over bosonic moduli. This calculation is currentlythe gold standard, but it is more or less clear that for generic gtheir procedure has no analog and the only natural operation is thecombined integral over all bosonic and fermionic moduli.

Page 64: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Some low order cases are deceptively simple and really don’t give agood idea of a general algorithm for superstring perturbationtheory. For example, in genus g = 1, the dilaton tadpole vanishesin R10 by summing over spin structures, but the fact that thismakes sense depends upon the fact that in g = 1 (with nopunctures) there are no fermionic moduli. As soon as there are oddmoduli, there is no meaningful notion of two super Riemannsurfaces being the same but with different spin structures.

Inparticular, in genus g > 1, there is no meaningful operation ofsumming over spin structures without integrating oversupermoduli. In genus g = 2, E. D’Hoker and D. Phong found aneffective and very beautiful way to integrate over fermionic modulifirst (after which the sum over spin structures makes sense andcould be used to show the vanishing of the dilaton tadpole) andthen integrate over bosonic moduli. This calculation is currentlythe gold standard, but it is more or less clear that for generic gtheir procedure has no analog and the only natural operation is thecombined integral over all bosonic and fermionic moduli.

Page 65: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Some low order cases are deceptively simple and really don’t give agood idea of a general algorithm for superstring perturbationtheory. For example, in genus g = 1, the dilaton tadpole vanishesin R10 by summing over spin structures, but the fact that thismakes sense depends upon the fact that in g = 1 (with nopunctures) there are no fermionic moduli. As soon as there are oddmoduli, there is no meaningful notion of two super Riemannsurfaces being the same but with different spin structures. Inparticular, in genus g > 1, there is no meaningful operation ofsumming over spin structures without integrating oversupermoduli.

In genus g = 2, E. D’Hoker and D. Phong found aneffective and very beautiful way to integrate over fermionic modulifirst (after which the sum over spin structures makes sense andcould be used to show the vanishing of the dilaton tadpole) andthen integrate over bosonic moduli. This calculation is currentlythe gold standard, but it is more or less clear that for generic gtheir procedure has no analog and the only natural operation is thecombined integral over all bosonic and fermionic moduli.

Page 66: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Some low order cases are deceptively simple and really don’t give agood idea of a general algorithm for superstring perturbationtheory. For example, in genus g = 1, the dilaton tadpole vanishesin R10 by summing over spin structures, but the fact that thismakes sense depends upon the fact that in g = 1 (with nopunctures) there are no fermionic moduli. As soon as there are oddmoduli, there is no meaningful notion of two super Riemannsurfaces being the same but with different spin structures. Inparticular, in genus g > 1, there is no meaningful operation ofsumming over spin structures without integrating oversupermoduli. In genus g = 2, E. D’Hoker and D. Phong found aneffective and very beautiful way to integrate over fermionic modulifirst (after which the sum over spin structures makes sense andcould be used to show the vanishing of the dilaton tadpole) andthen integrate over bosonic moduli.

This calculation is currentlythe gold standard, but it is more or less clear that for generic gtheir procedure has no analog and the only natural operation is thecombined integral over all bosonic and fermionic moduli.

Page 67: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Some low order cases are deceptively simple and really don’t give agood idea of a general algorithm for superstring perturbationtheory. For example, in genus g = 1, the dilaton tadpole vanishesin R10 by summing over spin structures, but the fact that thismakes sense depends upon the fact that in g = 1 (with nopunctures) there are no fermionic moduli. As soon as there are oddmoduli, there is no meaningful notion of two super Riemannsurfaces being the same but with different spin structures. Inparticular, in genus g > 1, there is no meaningful operation ofsumming over spin structures without integrating oversupermoduli. In genus g = 2, E. D’Hoker and D. Phong found aneffective and very beautiful way to integrate over fermionic modulifirst (after which the sum over spin structures makes sense andcould be used to show the vanishing of the dilaton tadpole) andthen integrate over bosonic moduli. This calculation is currentlythe gold standard, but it is more or less clear that for generic gtheir procedure has no analog and the only natural operation is thecombined integral over all bosonic and fermionic moduli.

Page 68: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Instead of talking more about what doesn’t work in general, let usdiscuss what does work.

First of all, there is a natural measure onsupermoduli space, which I will call Mg ,n. This was constructed inthe 1980’s via conformal field theory (in varied approaches by G.Moore, P. C. Nelson, and J. Polchinski; E. & H. Verlinde; L.Alvarez-Gaume, C. Gomez, P. C. Nelson, G. Sierra, and C. Vafa;and D’Hoker and Phong) by adapting the analogous formulas forthe bosonic string. Also, though less well known, there is for theimportant case of strings in R10 a slightly abstract but very elegant– and mathematically completely rigorous – construction of themeasure by A. Rosly, A. Schwarz and A. Voronov (1985) viaalgebraic geometry.

Page 69: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Instead of talking more about what doesn’t work in general, let usdiscuss what does work. First of all, there is a natural measure onsupermoduli space, which I will call Mg ,n. This was constructed inthe 1980’s via conformal field theory (in varied approaches by G.Moore, P. C. Nelson, and J. Polchinski; E. & H. Verlinde; L.Alvarez-Gaume, C. Gomez, P. C. Nelson, G. Sierra, and C. Vafa;and D’Hoker and Phong) by adapting the analogous formulas forthe bosonic string.

Also, though less well known, there is for theimportant case of strings in R10 a slightly abstract but very elegant– and mathematically completely rigorous – construction of themeasure by A. Rosly, A. Schwarz and A. Voronov (1985) viaalgebraic geometry.

Page 70: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Instead of talking more about what doesn’t work in general, let usdiscuss what does work. First of all, there is a natural measure onsupermoduli space, which I will call Mg ,n. This was constructed inthe 1980’s via conformal field theory (in varied approaches by G.Moore, P. C. Nelson, and J. Polchinski; E. & H. Verlinde; L.Alvarez-Gaume, C. Gomez, P. C. Nelson, G. Sierra, and C. Vafa;and D’Hoker and Phong) by adapting the analogous formulas forthe bosonic string. Also, though less well known, there is for theimportant case of strings in R10 a slightly abstract but very elegant– and mathematically completely rigorous – construction of themeasure by A. Rosly, A. Schwarz and A. Voronov (1985) viaalgebraic geometry.

Page 71: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Another key point is that integration of a bounded function on acompact supermanifold is a well-defined operation just as on anordinary manifold.

We will say a little about integration later.

Page 72: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Another key point is that integration of a bounded function on acompact supermanifold is a well-defined operation just as on anordinary manifold. We will say a little about integration later.

Page 73: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Supermoduli space is not compact – or if we take itsDeligne-Mumford compactification, then the function we want tointegrate has singularities – precisely because of the infrared effectsthat we have been talking about.

Page 74: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Although supermoduli space is very subtle, if one asks precisely thequestions whose answers one needs, those particular questions tendto have simple answers.

For instance, although a sum over spinstructures (independent of the integration over supermoduli) doesnot make sense in general, a very small piece of it makes sensewhen a node develops

and this leads to theGSO projection on the physical states that propagate through thenode.

Page 75: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Although supermoduli space is very subtle, if one asks precisely thequestions whose answers one needs, those particular questions tendto have simple answers. For instance, although a sum over spinstructures (independent of the integration over supermoduli) doesnot make sense in general, a very small piece of it makes sensewhen a node develops

and this leads to theGSO projection on the physical states that propagate through thenode.

Page 76: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

For another example, the description of the moduli space near anode is just as simple as for a bosonic Riemann surface.

In thebosonic case, the gluing of a surface with local parameter x to onewith local parameter y is by

xy = ε′.

For the super case, the gluing of local parameters x , θ to y , ψ is byan almost equally simple formula

xy = ε2, yθ = εψ, xψ = εθ.

Importantly, the gluing depends in both cases on only one bosonicparameter ε or ε′. In the super case, there are no odd moduli forthe gluing. The locus ε = 0 in Mg ,n is a product of spaces of the

same type Mg1,n1+1 × Mg2,n2+1 with g1 + g2 = g , n1 + n2 = n.

Page 77: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

For another example, the description of the moduli space near anode is just as simple as for a bosonic Riemann surface. In thebosonic case, the gluing of a surface with local parameter x to onewith local parameter y is by

xy = ε′.

For the super case, the gluing of local parameters x , θ to y , ψ is byan almost equally simple formula

xy = ε2, yθ = εψ, xψ = εθ.

Importantly, the gluing depends in both cases on only one bosonicparameter ε or ε′. In the super case, there are no odd moduli forthe gluing. The locus ε = 0 in Mg ,n is a product of spaces of the

same type Mg1,n1+1 × Mg2,n2+1 with g1 + g2 = g , n1 + n2 = n.

Page 78: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

For another example, the description of the moduli space near anode is just as simple as for a bosonic Riemann surface. In thebosonic case, the gluing of a surface with local parameter x to onewith local parameter y is by

xy = ε′.

For the super case, the gluing of local parameters x , θ to y , ψ is byan almost equally simple formula

xy = ε2, yθ = εψ, xψ = εθ.

Importantly, the gluing depends in both cases on only one bosonicparameter ε or ε′. In the super case, there are no odd moduli forthe gluing. The locus ε = 0 in Mg ,n is a product of spaces of the

same type Mg1,n1+1 × Mg2,n2+1 with g1 + g2 = g , n1 + n2 = n.

Page 79: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

For another example, the description of the moduli space near anode is just as simple as for a bosonic Riemann surface. In thebosonic case, the gluing of a surface with local parameter x to onewith local parameter y is by

xy = ε′.

For the super case, the gluing of local parameters x , θ to y , ψ is byan almost equally simple formula

xy = ε2, yθ = εψ, xψ = εθ.

Importantly, the gluing depends in both cases on only one bosonicparameter ε or ε′. In the super case, there are no odd moduli forthe gluing.

The locus ε = 0 in Mg ,n is a product of spaces of the

same type Mg1,n1+1 × Mg2,n2+1 with g1 + g2 = g , n1 + n2 = n.

Page 80: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

For another example, the description of the moduli space near anode is just as simple as for a bosonic Riemann surface. In thebosonic case, the gluing of a surface with local parameter x to onewith local parameter y is by

xy = ε′.

For the super case, the gluing of local parameters x , θ to y , ψ is byan almost equally simple formula

xy = ε2, yθ = εψ, xψ = εθ.

Importantly, the gluing depends in both cases on only one bosonicparameter ε or ε′. In the super case, there are no odd moduli forthe gluing. The locus ε = 0 in Mg ,n is a product of spaces of the

same type Mg1,n1+1 × Mg2,n2+1 with g1 + g2 = g , n1 + n2 = n.

Page 81: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

This is the fundamental reason that there is no integrationambiguity in superstring theory. There is a good parameter atinfinity.

If one replaces x and y by other local parameters, onetransforms ε by ε→ eφε but not by ε→ ε+ αβ, which could haveled to an integration ambiguity, as was explained in the literatureof the 1980’s.

Page 82: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

This is the fundamental reason that there is no integrationambiguity in superstring theory. There is a good parameter atinfinity. If one replaces x and y by other local parameters, onetransforms ε by ε→ eφε but not by ε→ ε+ αβ, which could haveled to an integration ambiguity, as was explained in the literatureof the 1980’s.

Page 83: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

It is impossible to explain everything today and I decided to explainthe origin of the picture-changing phenomenon. Let us start withan ordinary manifold M with bosonic coordinates t1 . . . tn.

Foreach coordinate t i , we introduce a corresponding fermionic variabledt i , which we consider to have degree 1. A functionF (t1 . . . tn|dt1 . . . dtn) can be expanded as a polynomial in thefermionic variables dt i . For example, the term of degree p is∑

i1<···<ip

Fi1...ip(t1 . . . tn)dt i1 . . . dt ip

and is called a p-form. We define the operator

d =n∑

i=1

dt i∂

∂t i

that maps p-forms to p + 1-forms.

Page 84: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

It is impossible to explain everything today and I decided to explainthe origin of the picture-changing phenomenon. Let us start withan ordinary manifold M with bosonic coordinates t1 . . . tn. Foreach coordinate t i , we introduce a corresponding fermionic variabledt i , which we consider to have degree 1. A functionF (t1 . . . tn|dt1 . . . dtn) can be expanded as a polynomial in thefermionic variables dt i . For example, the term of degree p is∑

i1<···<ip

Fi1...ip(t1 . . . tn)dt i1 . . . dt ip

and is called a p-form. We define the operator

d =n∑

i=1

dt i∂

∂t i

that maps p-forms to p + 1-forms.

Page 85: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

We define integration just by following ordinary rules to integrateover bosons and fermions:∫

D(t,dt)F (t1 . . . | . . . dtn).

The integral over the dt’s is a Berezin integral. By the rules ofBerezin integration, we only get a nonzero integral if all dt’s arepresent in F . This means that if M is n-dimensional, a p-form canbe integrated only if p = n. An important fact to remember is thatF (t1 . . . | . . . dtn) is automatically a polynomial in the dt i , justbecause they are fermionic. Stokes’s theorem says that if M has noboundary, then ∫

D(t|dt)dG (t|dt) = 0

for any G .

Page 86: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

We define integration just by following ordinary rules to integrateover bosons and fermions:∫

D(t,dt)F (t1 . . . | . . . dtn).

The integral over the dt’s is a Berezin integral.

By the rules ofBerezin integration, we only get a nonzero integral if all dt’s arepresent in F . This means that if M is n-dimensional, a p-form canbe integrated only if p = n. An important fact to remember is thatF (t1 . . . | . . . dtn) is automatically a polynomial in the dt i , justbecause they are fermionic. Stokes’s theorem says that if M has noboundary, then ∫

D(t|dt)dG (t|dt) = 0

for any G .

Page 87: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

We define integration just by following ordinary rules to integrateover bosons and fermions:∫

D(t,dt)F (t1 . . . | . . . dtn).

The integral over the dt’s is a Berezin integral. By the rules ofBerezin integration, we only get a nonzero integral if all dt’s arepresent in F . This means that if M is n-dimensional, a p-form canbe integrated only if p = n.

An important fact to remember is thatF (t1 . . . | . . . dtn) is automatically a polynomial in the dt i , justbecause they are fermionic. Stokes’s theorem says that if M has noboundary, then ∫

D(t|dt)dG (t|dt) = 0

for any G .

Page 88: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

We define integration just by following ordinary rules to integrateover bosons and fermions:∫

D(t,dt)F (t1 . . . | . . . dtn).

The integral over the dt’s is a Berezin integral. By the rules ofBerezin integration, we only get a nonzero integral if all dt’s arepresent in F . This means that if M is n-dimensional, a p-form canbe integrated only if p = n. An important fact to remember is thatF (t1 . . . | . . . dtn) is automatically a polynomial in the dt i , justbecause they are fermionic.

Stokes’s theorem says that if M has noboundary, then ∫

D(t|dt)dG (t|dt) = 0

for any G .

Page 89: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

We define integration just by following ordinary rules to integrateover bosons and fermions:∫

D(t,dt)F (t1 . . . | . . . dtn).

The integral over the dt’s is a Berezin integral. By the rules ofBerezin integration, we only get a nonzero integral if all dt’s arepresent in F . This means that if M is n-dimensional, a p-form canbe integrated only if p = n. An important fact to remember is thatF (t1 . . . | . . . dtn) is automatically a polynomial in the dt i , justbecause they are fermionic. Stokes’s theorem says that if M has noboundary, then ∫

D(t|dt) dG (t|dt) = 0

for any G .

Page 90: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Now suppose that M is a supermanifold, with even and oddcoordinates t1 . . . tn|θ1 . . . θm. Aiming to do the same thing, weintroduce new variables dt1 . . . dtn and dθ1 . . . dθm such that forany even or odd x , dx has opposite statistics from x .

We define ascaling degree under which dt and dθ have degree 1, while t and θhave degree 0. So the exterior derivative

d =n∑

i=1

dt i∂

∂t i+

m∑j=1

dθj∂

∂θj

increases the degree by 1.

Page 91: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Now suppose that M is a supermanifold, with even and oddcoordinates t1 . . . tn|θ1 . . . θm. Aiming to do the same thing, weintroduce new variables dt1 . . . dtn and dθ1 . . . dθm such that forany even or odd x , dx has opposite statistics from x . We define ascaling degree under which dt and dθ have degree 1, while t and θhave degree 0.

So the exterior derivative

d =n∑

i=1

dt i∂

∂t i+

m∑j=1

dθj∂

∂θj

increases the degree by 1.

Page 92: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Now suppose that M is a supermanifold, with even and oddcoordinates t1 . . . tn|θ1 . . . θm. Aiming to do the same thing, weintroduce new variables dt1 . . . dtn and dθ1 . . . dθm such that forany even or odd x , dx has opposite statistics from x . We define ascaling degree under which dt and dθ have degree 1, while t and θhave degree 0. So the exterior derivative

d =n∑

i=1

dt i∂

∂t i+

m∑j=1

dθj∂

∂θj

increases the degree by 1.

Page 93: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

By a “form” we mean a function F (t1 . . . dθm|θ1 . . . dtn) of all theeven and odd variables.

Unlike the previous case, F is notautomatically polynomial in all of the dx i , since some of them arebosonic. We call F a differential form if it is polynomial. But inthat case, F can’t be integrated. We’d like to define the integral∫

D(x ,dx)F (x ,dx)

where x runs over all of t1 . . . tn|θ1 . . . θm. But if F has apolynomial dependence on the even variables dθi , then the integralover those variables will certainly diverge.

Page 94: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

By a “form” we mean a function F (t1 . . . dθm|θ1 . . . dtn) of all theeven and odd variables. Unlike the previous case, F is notautomatically polynomial in all of the dx i , since some of them arebosonic.

We call F a differential form if it is polynomial. But inthat case, F can’t be integrated. We’d like to define the integral∫

D(x ,dx)F (x ,dx)

where x runs over all of t1 . . . tn|θ1 . . . θm. But if F has apolynomial dependence on the even variables dθi , then the integralover those variables will certainly diverge.

Page 95: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

By a “form” we mean a function F (t1 . . . dθm|θ1 . . . dtn) of all theeven and odd variables. Unlike the previous case, F is notautomatically polynomial in all of the dx i , since some of them arebosonic. We call F a differential form if it is polynomial.

But inthat case, F can’t be integrated. We’d like to define the integral∫

D(x ,dx)F (x ,dx)

where x runs over all of t1 . . . tn|θ1 . . . θm. But if F has apolynomial dependence on the even variables dθi , then the integralover those variables will certainly diverge.

Page 96: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

By a “form” we mean a function F (t1 . . . dθm|θ1 . . . dtn) of all theeven and odd variables. Unlike the previous case, F is notautomatically polynomial in all of the dx i , since some of them arebosonic. We call F a differential form if it is polynomial. But inthat case, F can’t be integrated. We’d like to define the integral∫

D(x , dx)F (x ,dx)

where x runs over all of t1 . . . tn|θ1 . . . θm.

But if F has apolynomial dependence on the even variables dθi , then the integralover those variables will certainly diverge.

Page 97: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

By a “form” we mean a function F (t1 . . . dθm|θ1 . . . dtn) of all theeven and odd variables. Unlike the previous case, F is notautomatically polynomial in all of the dx i , since some of them arebosonic. We call F a differential form if it is polynomial. But inthat case, F can’t be integrated. We’d like to define the integral∫

D(x , dx)F (x ,dx)

where x runs over all of t1 . . . tn|θ1 . . . θm. But if F has apolynomial dependence on the even variables dθi , then the integralover those variables will certainly diverge.

Page 98: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

A typical example of a form that can be integrated is

F (x ,dx) = f (t1 . . . | . . . dθm)dt1 . . . dtnδ(dθ1) . . . δ(dθm).

This is called an integral form (of top degree). For such anF (x , dx), one can integrate out the dt’s and dθ’s and reduce to∫

D(x , dx)F (x , dx) =

∫D(t1 . . . | . . . θm) f (t1 . . . | . . . θm),

where the integral on the right hand side is an ordinary Berezinintegral.

Page 99: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

More generally, if F (x ,dx) has definite degree (under scaling of dtand dθ) and can be integrated over a submanifold N ⊂ M ofdimension p|q, then F must obey two conditions:

(1) It must havedegree p − q. (2) It must have picture number −q. The picturenumber is defined as minus the number of dθ’s with respect towhich F (x ,dx) has delta function localization. Superstringperturbation theory naturally leads to this sort of formalism, withM being the moduli space of super Riemann surfaces. (Themeaning of pictures was elucidated in the 1990’s by A. Belopolsky,following work of E. and H. Verlinde in the late 1980’s.)

Page 100: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

More generally, if F (x ,dx) has definite degree (under scaling of dtand dθ) and can be integrated over a submanifold N ⊂ M ofdimension p|q, then F must obey two conditions: (1) It must havedegree p − q.

(2) It must have picture number −q. The picturenumber is defined as minus the number of dθ’s with respect towhich F (x ,dx) has delta function localization. Superstringperturbation theory naturally leads to this sort of formalism, withM being the moduli space of super Riemann surfaces. (Themeaning of pictures was elucidated in the 1990’s by A. Belopolsky,following work of E. and H. Verlinde in the late 1980’s.)

Page 101: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

More generally, if F (x ,dx) has definite degree (under scaling of dtand dθ) and can be integrated over a submanifold N ⊂ M ofdimension p|q, then F must obey two conditions: (1) It must havedegree p − q. (2) It must have picture number −q.

The picturenumber is defined as minus the number of dθ’s with respect towhich F (x ,dx) has delta function localization. Superstringperturbation theory naturally leads to this sort of formalism, withM being the moduli space of super Riemann surfaces. (Themeaning of pictures was elucidated in the 1990’s by A. Belopolsky,following work of E. and H. Verlinde in the late 1980’s.)

Page 102: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

More generally, if F (x ,dx) has definite degree (under scaling of dtand dθ) and can be integrated over a submanifold N ⊂ M ofdimension p|q, then F must obey two conditions: (1) It must havedegree p − q. (2) It must have picture number −q. The picturenumber is defined as minus the number of dθ’s with respect towhich F (x ,dx) has delta function localization.

Superstringperturbation theory naturally leads to this sort of formalism, withM being the moduli space of super Riemann surfaces. (Themeaning of pictures was elucidated in the 1990’s by A. Belopolsky,following work of E. and H. Verlinde in the late 1980’s.)

Page 103: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

More generally, if F (x ,dx) has definite degree (under scaling of dtand dθ) and can be integrated over a submanifold N ⊂ M ofdimension p|q, then F must obey two conditions: (1) It must havedegree p − q. (2) It must have picture number −q. The picturenumber is defined as minus the number of dθ’s with respect towhich F (x ,dx) has delta function localization. Superstringperturbation theory naturally leads to this sort of formalism, withM being the moduli space of super Riemann surfaces.

(Themeaning of pictures was elucidated in the 1990’s by A. Belopolsky,following work of E. and H. Verlinde in the late 1980’s.)

Page 104: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

More generally, if F (x ,dx) has definite degree (under scaling of dtand dθ) and can be integrated over a submanifold N ⊂ M ofdimension p|q, then F must obey two conditions: (1) It must havedegree p − q. (2) It must have picture number −q. The picturenumber is defined as minus the number of dθ’s with respect towhich F (x ,dx) has delta function localization. Superstringperturbation theory naturally leads to this sort of formalism, withM being the moduli space of super Riemann surfaces. (Themeaning of pictures was elucidated in the 1990’s by A. Belopolsky,following work of E. and H. Verlinde in the late 1980’s.)

Page 105: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The next topic that I want to discuss is integration by parts. Weneed this to prove the decoupling of pure gauge degrees of freedomand also to prove spacetime supersymmetry and vanishing oftadpoles.

This is actually one place where what was done in the1980’s can be improved (but again, see Belopolsky). Traditonally,arguments involving integration by parts have been made by firstintegrating over odd moduli and then using the bosonic version ofStokes’s theorem to integrate by parts on a purely bosonicmanifold. However, this introduces many technicalities andcomplications. There is a perfectly good super-analog of Stokes’stheorem and it is best to use this.

Page 106: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The next topic that I want to discuss is integration by parts. Weneed this to prove the decoupling of pure gauge degrees of freedomand also to prove spacetime supersymmetry and vanishing oftadpoles. This is actually one place where what was done in the1980’s can be improved (but again, see Belopolsky).

Traditonally,arguments involving integration by parts have been made by firstintegrating over odd moduli and then using the bosonic version ofStokes’s theorem to integrate by parts on a purely bosonicmanifold. However, this introduces many technicalities andcomplications. There is a perfectly good super-analog of Stokes’stheorem and it is best to use this.

Page 107: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The next topic that I want to discuss is integration by parts. Weneed this to prove the decoupling of pure gauge degrees of freedomand also to prove spacetime supersymmetry and vanishing oftadpoles. This is actually one place where what was done in the1980’s can be improved (but again, see Belopolsky). Traditonally,arguments involving integration by parts have been made by firstintegrating over odd moduli and then using the bosonic version ofStokes’s theorem to integrate by parts on a purely bosonicmanifold. However, this introduces many technicalities andcomplications. There is a perfectly good super-analog of Stokes’stheorem and it is best to use this.

Page 108: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

You probably all know the basic idea of fermionic integration byparts, which is that for an odd variable α and any function f (α),one has ∫

dαd

dαf = 0.

Indeed the Berezin integral∫dα · 1 = 0,

∫dα · α = 1

is defined to make this true.

Page 109: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

You probably all know the basic idea of fermionic integration byparts, which is that for an odd variable α and any function f (α),one has ∫

dαd

dαf = 0.

Indeed the Berezin integral∫dα · 1 = 0,

∫dα · α = 1

is defined to make this true.

Page 110: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Integration of forms over supermanifolds has an equivalent relation(attributed to Bernstein and Leites, 1979, also with origins in thesupergravity literature): ∫

XdΛ =

∫∂X

Λ.

Here dΛ is the analog of a “volume form” and Λ is the analog of a“form of codimension 1.”

(They are integral forms and have deltafunction – or derivative of delta function – localization with respectto all dθ’s.)

Page 111: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Integration of forms over supermanifolds has an equivalent relation(attributed to Bernstein and Leites, 1979, also with origins in thesupergravity literature): ∫

XdΛ =

∫∂X

Λ.

Here dΛ is the analog of a “volume form” and Λ is the analog of a“form of codimension 1.” (They are integral forms and have deltafunction – or derivative of delta function – localization with respectto all dθ’s.)

Page 112: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Now a scattering amplitude 〈V1V2 . . .Vn〉 is associated with a“volume form” Υ that must be integrated over, roughly speaking,supermoduli space.

Just as for the bosonic string, if, say,V1 = {Q,W } for some W , then the volume form Υ is dΛ for someΛ. Then in checking decoupling of {Q,W }, we get

〈{Q,W }V2 . . .Vn〉 =

∫Γ

Υ =

∫∂Γ

Λ.

If Λ has a good behavior on ∂Γ, then the right hand side vanishesand so therefore does the left hand side. For vanishing of

∫∂Γ Λ,

one needs to know (i) vanishing of tadpoles, otherwise none of theintegrals converge and (ii) a certain condition about massrenormalization that I have been suppressing though we willincorporate it shortly. (This condition has a field theory analog: thecondition on which modes are supposed to decouple can depend onthe particle masses so it can be affected by mass renormalization.)

Page 113: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Now a scattering amplitude 〈V1V2 . . .Vn〉 is associated with a“volume form” Υ that must be integrated over, roughly speaking,supermoduli space. Just as for the bosonic string, if, say,V1 = {Q,W } for some W , then the volume form Υ is dΛ for someΛ. Then in checking decoupling of {Q,W }, we get

〈{Q,W }V2 . . .Vn〉 =

∫Γ

Υ =

∫∂Γ

Λ.

If Λ has a good behavior on ∂Γ, then the right hand side vanishesand so therefore does the left hand side.

For vanishing of∫∂Γ Λ,

one needs to know (i) vanishing of tadpoles, otherwise none of theintegrals converge and (ii) a certain condition about massrenormalization that I have been suppressing though we willincorporate it shortly. (This condition has a field theory analog: thecondition on which modes are supposed to decouple can depend onthe particle masses so it can be affected by mass renormalization.)

Page 114: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Now a scattering amplitude 〈V1V2 . . .Vn〉 is associated with a“volume form” Υ that must be integrated over, roughly speaking,supermoduli space. Just as for the bosonic string, if, say,V1 = {Q,W } for some W , then the volume form Υ is dΛ for someΛ. Then in checking decoupling of {Q,W }, we get

〈{Q,W }V2 . . .Vn〉 =

∫Γ

Υ =

∫∂Γ

Λ.

If Λ has a good behavior on ∂Γ, then the right hand side vanishesand so therefore does the left hand side. For vanishing of

∫∂Γ Λ,

one needs to know (i) vanishing of tadpoles, otherwise none of theintegrals converge

and (ii) a certain condition about massrenormalization that I have been suppressing though we willincorporate it shortly. (This condition has a field theory analog: thecondition on which modes are supposed to decouple can depend onthe particle masses so it can be affected by mass renormalization.)

Page 115: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Now a scattering amplitude 〈V1V2 . . .Vn〉 is associated with a“volume form” Υ that must be integrated over, roughly speaking,supermoduli space. Just as for the bosonic string, if, say,V1 = {Q,W } for some W , then the volume form Υ is dΛ for someΛ. Then in checking decoupling of {Q,W }, we get

〈{Q,W }V2 . . .Vn〉 =

∫Γ

Υ =

∫∂Γ

Λ.

If Λ has a good behavior on ∂Γ, then the right hand side vanishesand so therefore does the left hand side. For vanishing of

∫∂Γ Λ,

one needs to know (i) vanishing of tadpoles, otherwise none of theintegrals converge and (ii) a certain condition about massrenormalization that I have been suppressing though we willincorporate it shortly.

(This condition has a field theory analog: thecondition on which modes are supposed to decouple can depend onthe particle masses so it can be affected by mass renormalization.)

Page 116: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Now a scattering amplitude 〈V1V2 . . .Vn〉 is associated with a“volume form” Υ that must be integrated over, roughly speaking,supermoduli space. Just as for the bosonic string, if, say,V1 = {Q,W } for some W , then the volume form Υ is dΛ for someΛ. Then in checking decoupling of {Q,W }, we get

〈{Q,W }V2 . . .Vn〉 =

∫Γ

Υ =

∫∂Γ

Λ.

If Λ has a good behavior on ∂Γ, then the right hand side vanishesand so therefore does the left hand side. For vanishing of

∫∂Γ Λ,

one needs to know (i) vanishing of tadpoles, otherwise none of theintegrals converge and (ii) a certain condition about massrenormalization that I have been suppressing though we willincorporate it shortly. (This condition has a field theory analog: thecondition on which modes are supposed to decouple can depend onthe particle masses so it can be affected by mass renormalization.)

Page 117: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

This argument is much simpler than any argument using thebosonic version of Stokes’s theorem.

It has an important corollary.If one knows that the massless tadpoles vanish, then spacetimesupersymmetry is a special case of the decoupling of pure gaugemodes. This may be deduced from the following standardargument.

Page 118: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

This argument is much simpler than any argument using thebosonic version of Stokes’s theorem. It has an important corollary.If one knows that the massless tadpoles vanish, then spacetimesupersymmetry is a special case of the decoupling of pure gaugemodes.

This may be deduced from the following standardargument.

Page 119: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

This argument is much simpler than any argument using thebosonic version of Stokes’s theorem. It has an important corollary.If one knows that the massless tadpoles vanish, then spacetimesupersymmetry is a special case of the decoupling of pure gaugemodes. This may be deduced from the following standardargument.

Page 120: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

We consider a scattering amplitude involving a soft gravitino. Wetake its wavefunction to be ΨIα = exp(ik · x)ηIα where I is avector index and α is a spinor index. A matrix element for emissionof a soft gravitino has singular terms where the gravitino isattached to an external leg:

Page 121: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

I’ve drawn this as a field theory picture, but I hope you allunderstand that there is an analogous string theory picture.

Theline that emits the gravitino is just slightly off shell, withmomentum P − k. If P2 = M2 and k2 = 0, then(P − k)2 = M2 − 2P · k , so the propagator of this line is1/((P − k)2 −M2) = −1/2P · k (or something similar if the linerepresents a particle with spin). This is singular at k → 0. Theamplitude also comes with a numerator which is a matrix elementof the supercurrent S , via which the gravitino couples, between thetwo states 〈(P − k)′|S |P〉 (the prime in 〈(P − k)′| is meant toremind us that S has acted on the particle spin). In all, this softemission amplitude is essentially 〈(P − k)′|S |P〉/(−2P · k) timesan amplitude with the external gravitino and particle |P〉 replacedby an external state |(P − k)′〉.

Page 122: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

I’ve drawn this as a field theory picture, but I hope you allunderstand that there is an analogous string theory picture. Theline that emits the gravitino is just slightly off shell, withmomentum P − k. If P2 = M2 and k2 = 0, then(P − k)2 = M2 − 2P · k , so the propagator of this line is1/((P − k)2 −M2) = −1/2P · k (or something similar if the linerepresents a particle with spin).

This is singular at k → 0. Theamplitude also comes with a numerator which is a matrix elementof the supercurrent S , via which the gravitino couples, between thetwo states 〈(P − k)′|S |P〉 (the prime in 〈(P − k)′| is meant toremind us that S has acted on the particle spin). In all, this softemission amplitude is essentially 〈(P − k)′|S |P〉/(−2P · k) timesan amplitude with the external gravitino and particle |P〉 replacedby an external state |(P − k)′〉.

Page 123: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

I’ve drawn this as a field theory picture, but I hope you allunderstand that there is an analogous string theory picture. Theline that emits the gravitino is just slightly off shell, withmomentum P − k. If P2 = M2 and k2 = 0, then(P − k)2 = M2 − 2P · k , so the propagator of this line is1/((P − k)2 −M2) = −1/2P · k (or something similar if the linerepresents a particle with spin). This is singular at k → 0.

Theamplitude also comes with a numerator which is a matrix elementof the supercurrent S , via which the gravitino couples, between thetwo states 〈(P − k)′|S |P〉 (the prime in 〈(P − k)′| is meant toremind us that S has acted on the particle spin). In all, this softemission amplitude is essentially 〈(P − k)′|S |P〉/(−2P · k) timesan amplitude with the external gravitino and particle |P〉 replacedby an external state |(P − k)′〉.

Page 124: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

I’ve drawn this as a field theory picture, but I hope you allunderstand that there is an analogous string theory picture. Theline that emits the gravitino is just slightly off shell, withmomentum P − k. If P2 = M2 and k2 = 0, then(P − k)2 = M2 − 2P · k , so the propagator of this line is1/((P − k)2 −M2) = −1/2P · k (or something similar if the linerepresents a particle with spin). This is singular at k → 0. Theamplitude also comes with a numerator which is a matrix elementof the supercurrent S , via which the gravitino couples, between thetwo states 〈(P − k)′|S |P〉 (the prime in 〈(P − k)′| is meant toremind us that S has acted on the particle spin).

In all, this softemission amplitude is essentially 〈(P − k)′|S |P〉/(−2P · k) timesan amplitude with the external gravitino and particle |P〉 replacedby an external state |(P − k)′〉.

Page 125: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

I’ve drawn this as a field theory picture, but I hope you allunderstand that there is an analogous string theory picture. Theline that emits the gravitino is just slightly off shell, withmomentum P − k. If P2 = M2 and k2 = 0, then(P − k)2 = M2 − 2P · k , so the propagator of this line is1/((P − k)2 −M2) = −1/2P · k (or something similar if the linerepresents a particle with spin). This is singular at k → 0. Theamplitude also comes with a numerator which is a matrix elementof the supercurrent S , via which the gravitino couples, between thetwo states 〈(P − k)′|S |P〉 (the prime in 〈(P − k)′| is meant toremind us that S has acted on the particle spin). In all, this softemission amplitude is essentially 〈(P − k)′|S |P〉/(−2P · k) timesan amplitude with the external gravitino and particle |P〉 replacedby an external state |(P − k)′〉.

Page 126: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Now if we set the gravitino polarization vector-spinor ηIα to bekI ζα (for some spinor ζα), then the whole amplitude must vanish.This is a special case of the decoupling of states {Q,W } for anyW .

It is hard to evaluate this condition exactly, but its leadingbehavior as k → 0 can be evaluated, and is the sum of terms ofthe form 〈(P − k)′|k · S |P〉/(−2P · k) times an amplitude with oneof the external particles |P〉 replaced by |(P − k)′〉. The sum of allthese terms must vanish and this is the Ward identity of spacetimesupersymmetry.

Page 127: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Now if we set the gravitino polarization vector-spinor ηIα to bekI ζα (for some spinor ζα), then the whole amplitude must vanish.This is a special case of the decoupling of states {Q,W } for anyW . It is hard to evaluate this condition exactly, but its leadingbehavior as k → 0 can be evaluated, and is the sum of terms ofthe form 〈(P − k)′|k · S |P〉/(−2P · k) times an amplitude with oneof the external particles |P〉 replaced by |(P − k)′〉. The sum of allthese terms must vanish and this is the Ward identity of spacetimesupersymmetry.

Page 128: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

This type of argument may be familiar from field theory. It worksthe same way in string theory, except that we have to know thatthe massless tadpoles vanish (or none of the amplitudes aredefined).

However, in either field theory or string theory, I have leftsomething out so far. Potentially, the supersymmetric Wardidentity can contain another term if the coupling of a soft gravitinohas a singular contribution like this:

Page 129: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

This type of argument may be familiar from field theory. It worksthe same way in string theory, except that we have to know thatthe massless tadpoles vanish (or none of the amplitudes aredefined). However, in either field theory or string theory, I have leftsomething out so far. Potentially, the supersymmetric Wardidentity can contain another term if the coupling of a soft gravitinohas a singular contribution like this:

Page 130: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

This happens if loops generate a term in the effective action that isof the form ΨIΓ

Iλ, with some previously massless fermion λ, or aterm ΨIΓ

IJΨJ .

In the first case, supersymmetry is spontaneouslybroken, with λ as a Goldstone fermion; in the second case, we landin AdS space with unbroken supersymmetry. (An example of thefirst type was described by Dine, Ichinose, Seiberg and by Atick,Dixon, Sen in the 1980’s. No example of the second type seems tobe known in any dimension, though it seems to me that it mightbe possible for this to happen in three spacetime dimensions.)

Page 131: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

This happens if loops generate a term in the effective action that isof the form ΨIΓ

Iλ, with some previously massless fermion λ, or aterm ΨIΓ

IJΨJ . In the first case, supersymmetry is spontaneouslybroken, with λ as a Goldstone fermion; in the second case, we landin AdS space with unbroken supersymmetry.

(An example of thefirst type was described by Dine, Ichinose, Seiberg and by Atick,Dixon, Sen in the 1980’s. No example of the second type seems tobe known in any dimension, though it seems to me that it mightbe possible for this to happen in three spacetime dimensions.)

Page 132: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

This happens if loops generate a term in the effective action that isof the form ΨIΓ

Iλ, with some previously massless fermion λ, or aterm ΨIΓ

IJΨJ . In the first case, supersymmetry is spontaneouslybroken, with λ as a Goldstone fermion; in the second case, we landin AdS space with unbroken supersymmetry. (An example of thefirst type was described by Dine, Ichinose, Seiberg and by Atick,Dixon, Sen in the 1980’s. No example of the second type seems tobe known in any dimension, though it seems to me that it mightbe possible for this to happen in three spacetime dimensions.)

Page 133: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

In many classes of string vacua, it is straightforward to prove thatΨIΓ

Iλ and ΨIΓIJΨJ terms are not generated by loops.

For examplein all of the ten-dimensional superstring theories except Type IIA,this follows from considerations of spacetime chirality which makeit impossible to write the interactions in question. For Type IIA,the result follows if one also uses the fact that perturbation theoryhas (−1)FL as a symmetry. (This excludes the Romans mass term.)

Page 134: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

In many classes of string vacua, it is straightforward to prove thatΨIΓ

Iλ and ΨIΓIJΨJ terms are not generated by loops. For example

in all of the ten-dimensional superstring theories except Type IIA,this follows from considerations of spacetime chirality which makeit impossible to write the interactions in question.

For Type IIA,the result follows if one also uses the fact that perturbation theoryhas (−1)FL as a symmetry. (This excludes the Romans mass term.)

Page 135: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

In many classes of string vacua, it is straightforward to prove thatΨIΓ

Iλ and ΨIΓIJΨJ terms are not generated by loops. For example

in all of the ten-dimensional superstring theories except Type IIA,this follows from considerations of spacetime chirality which makeit impossible to write the interactions in question. For Type IIA,the result follows if one also uses the fact that perturbation theoryhas (−1)FL as a symmetry. (This excludes the Romans mass term.)

Page 136: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

So all we need in order to land in a happy place is an extension ofthis type of reasoning to show that the massless tadpoles vanish.

Though this is expected to follow from spacetime supersymmetry, Ibelieve that the type of argument I have given is not quitepowerful enough to prove it.

Page 137: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

So all we need in order to land in a happy place is an extension ofthis type of reasoning to show that the massless tadpoles vanish.Though this is expected to follow from spacetime supersymmetry, Ibelieve that the type of argument I have given is not quitepowerful enough to prove it.

Page 138: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Given the experience from the old literature (see for example E.Martinec (1986), Atick, Moore and Sen (1988)), one expects thatwhat one should do is to make a similar argument but with k setto 0 at the beginning.

We used the fact that the vertex operatorVΨ,k for a gravitino of polarization ηIα = kI ζα is {Q,Wk} forsome Wk . If we set k = 0, then VΨ,k = 0 and the relationbecomes 0 = {Q,S} where S , which is the limit of Wk for k = 0,is the fundamental spin field. S has ghost number 1 (while avertex operator for particle emission such as V has ghost number2) so by analogy with more simple cases, the condition {Q,S} = 0should mean that S generates a symmetry in spacetime.

Page 139: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Given the experience from the old literature (see for example E.Martinec (1986), Atick, Moore and Sen (1988)), one expects thatwhat one should do is to make a similar argument but with k setto 0 at the beginning. We used the fact that the vertex operatorVΨ,k for a gravitino of polarization ηIα = kI ζα is {Q,Wk} forsome Wk . If we set k = 0, then VΨ,k = 0 and the relationbecomes 0 = {Q,S} where S , which is the limit of Wk for k = 0,is the fundamental spin field.

S has ghost number 1 (while avertex operator for particle emission such as V has ghost number2) so by analogy with more simple cases, the condition {Q,S} = 0should mean that S generates a symmetry in spacetime.

Page 140: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

Given the experience from the old literature (see for example E.Martinec (1986), Atick, Moore and Sen (1988)), one expects thatwhat one should do is to make a similar argument but with k setto 0 at the beginning. We used the fact that the vertex operatorVΨ,k for a gravitino of polarization ηIα = kI ζα is {Q,Wk} forsome Wk . If we set k = 0, then VΨ,k = 0 and the relationbecomes 0 = {Q,S} where S , which is the limit of Wk for k = 0,is the fundamental spin field. S has ghost number 1 (while avertex operator for particle emission such as V has ghost number2) so by analogy with more simple cases, the condition {Q, S} = 0should mean that S generates a symmetry in spacetime.

Page 141: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

For practice, let us look at a correlation function 〈SV1 . . .Vn〉.

This can’t be integrated over the usual integration cycle Γ, sincethe ghost number is too small by 1. But it can be integrated overthe codimension 1 cycle ∂Γ. Schematically, we have

0 =

∫Γ〈{Q,S}V1 . . .Vn〉 =

∫∂Γ〈SV1 . . .Vn〉.

This vanishing relation can be written as a sum of contributionsfrom the many components of ∂Γ. Many of them don’t contributebecause the momentum flowing through the node is off-shell.

Page 142: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

For practice, let us look at a correlation function 〈SV1 . . .Vn〉.This can’t be integrated over the usual integration cycle Γ, sincethe ghost number is too small by 1. But it can be integrated overthe codimension 1 cycle ∂Γ.

Schematically, we have

0 =

∫Γ〈{Q,S}V1 . . .Vn〉 =

∫∂Γ〈SV1 . . .Vn〉.

This vanishing relation can be written as a sum of contributionsfrom the many components of ∂Γ. Many of them don’t contributebecause the momentum flowing through the node is off-shell.

Page 143: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

For practice, let us look at a correlation function 〈SV1 . . .Vn〉.This can’t be integrated over the usual integration cycle Γ, sincethe ghost number is too small by 1. But it can be integrated overthe codimension 1 cycle ∂Γ. Schematically, we have

0 =

∫Γ〈{Q,S}V1 . . .Vn〉 =

∫∂Γ〈SV1 . . .Vn〉.

This vanishing relation can be written as a sum of contributionsfrom the many components of ∂Γ. Many of them don’t contributebecause the momentum flowing through the node is off-shell.

Page 144: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

For practice, let us look at a correlation function 〈SV1 . . .Vn〉.This can’t be integrated over the usual integration cycle Γ, sincethe ghost number is too small by 1. But it can be integrated overthe codimension 1 cycle ∂Γ. Schematically, we have

0 =

∫Γ〈{Q,S}V1 . . .Vn〉 =

∫∂Γ〈SV1 . . .Vn〉.

This vanishing relation can be written as a sum of contributionsfrom the many components of ∂Γ.

Many of them don’t contributebecause the momentum flowing through the node is off-shell.

Page 145: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

For practice, let us look at a correlation function 〈SV1 . . .Vn〉.This can’t be integrated over the usual integration cycle Γ, sincethe ghost number is too small by 1. But it can be integrated overthe codimension 1 cycle ∂Γ. Schematically, we have

0 =

∫Γ〈{Q,S}V1 . . .Vn〉 =

∫∂Γ〈SV1 . . .Vn〉.

This vanishing relation can be written as a sum of contributionsfrom the many components of ∂Γ. Many of them don’t contributebecause the momentum flowing through the node is off-shell.

Page 146: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The following contributions do have on-shell momentum flowingthrough the node and definitely can contribute:

If these arethe only nonzero boundary contributions, then again we get thesupersymmetric Ward identity, much as before.

Page 147: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The following contributions do have on-shell momentum flowingthrough the node and definitely can contribute:

If these arethe only nonzero boundary contributions, then again we get thesupersymmetric Ward identity, much as before.

Page 148: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The other contributions that might appear (because they involveon-shell momentum flowing through the node) correspond tosupersymmetry breaking (or a cosmological constant) or a masslesstadpole. We’ll draw them in a moment, in a slightly simplersituation.

Page 149: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

To finally address the question of whether there is a masslesstadpole, let us replace the product V1 · · ·Vn with a single vertexoperator Vλ of a massless fermion that is a superpartner of a scalarφ whose tadpole we want to understand. The relation

0 =

∫∂Γ〈SVλ〉

is now simple because ∂Γ has only two types of components.

Page 150: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The relation is explicitly then

The first term isthe dilaton tadpole, and the second – but this still needs to beclarified – should be nonzero precisely when supersymmetry isspontaneously broken (or a cosmological constant is beinggenerated).

Page 151: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

The relation is explicitly then

The first term isthe dilaton tadpole, and the second – but this still needs to beclarified – should be nonzero precisely when supersymmetry isspontaneously broken (or a cosmological constant is beinggenerated).

Page 152: Superstring Perturbation Theory Revisited · Superstring Perturbation Theory Revisited Edward Witten, IAS Caltech, March 31, 2012

When one can show that the gravitino cannot gain a mass inperturbation theory – for instance in R10 – this relation should(when combined with what was discovered in the 80’s and a fewdetails that we haven’t had time for today) – remove the very slightunclarity that has surrounded superstring perturbation theory.