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SPECTROSCOPIC STUDIES OF
~ d ~ + AND sm3+ ION IN
GLASSY MATRICES
3.1 Introduction
0 ptical characteristics of glasses for laser applications are greatly dominated by
the spectroscopic properties of rare earth ions doped in it. Characteristic nature
of glassy hosts such as short range order in structure, easy to fabricate in different
form and other various non-linear properties, make them a good lasing medium.
Glasses activated with trivalent rare earth ions emitting in the visible and MR region
are of current interest because of their potentiality as optical materials for high power
inertial continement fusion lasers and optical fibre amplifiers in telecommunications.
Due to its potentiality in laser applications, various efforts are being made to increase
the fluorescence efficiency of rare earth doped glassy medium. The optical spectra of
lanthanides in glasses are of much interest as many of the lanthanide ions exhibit
potential laser transitions in glassy matrices which provides optical homogeneity.
Also, the effect of chemical bonding and weak covalancy on the lanthanide spectra
attracted attention 'The fluorescence efficiency of an active ion in a material depends
on various spectroscopic parameters such as the absorption and emission cross-
sections, transition probabilities, lifetimes of the metastable levels, concentration of
the dopant ions, and also the effect of ligand field on them. A lot of theoretical as well
as experimental spectroscopic techniques are available to obtain these parameters for
a particular rare earth ion. The spectroscopic studes of hundreds of oxide glasses
were conducted in the last few decades. Search is now focused on glasses with higher
energy storage and extraction efficiencies, smaller refractive index non-linearity, and
higher optical damage threshold. In this chapter a detailed spectroscopic
investigations of trivalent neodymium ion in borate and samarium ions in phosphate
glassy matrices have been carried out with the help of the theoretical treatments
discussed in Chapter 2, and the results obtained are compared with experimental
findings.
Currently ~ d ' * is one of the most commonly known lasing ions whose spectroscopic
properties are very well investigated by many workers. Its efficiency as a good lasing
ion in the NIR region is well known. Spectroscopic properties of Ndl+ ion have been
reported in a variety of glassy rnatri~es ' .~.~.~ with considerable interest on their lasing
properties. Vanous spectroscopic quantities can be estimated from the absorption and
emission spectra with the help of the well-known Judd-Ofelt A numerical
calculation yielded the values of various interaction parameters and the variation of
these parameters with the alkali content is studied and the results are discussed in the
light of the ligand field strength, glass structure and coordination of the Ndl+ ion.
Also we have obtained various radiative pmrameten of ~ d " ion in Nd20fB203 glass
hosts and analyzed their dependence on glass compositions.
Muller et.al. ' have studied the spectroscopic properties of sm3+ in lithium borate-
tungstate glasses. Phosphate glass matrices with suitable compositions have been
found to be good host for differtht laser active ions X.9. However, spectroscopic
studies of ~ m " ion in phosphate glass matrix are relatively limited. In view of this,
we find it essential to report the spectroscopic properties of ~ m " ion in phosphate
glass matnx w~th different compositional network by analyzing the absorption and
emission spectra. 'The present study revealed the origin of variation in some
spectroscopic properties of ~ m " for laser action by compositional changes of the
glassy matrices
3.2 Experimental
Borate Class
For the preparation of borate glasses we have used BDH 99.9 % purity boric acid and
sodium carbonate. Neodymium oxide of 99.99% purity (Indian Rare Earth Ltd.,
Kochi.) was used as the dopant. Five different glass samples having the following
batch compositions (mol%) were prepared.
Glass A : 90B203 : 9.5Na2CO3 : 0.5Nd203
Glass B : 83B203 : 16.5Na2C03 : 0.5Nd203
Glass C : 73B203 : 26.5Na2CO~ : 0.5Nd203
Glass D: 64.5820,: 3 5 N a 2 a : 0.5Nd20,
Glass E : 69.5B203: 30Na2CO3 : 0.5Nd203
Phosphate Class
The phosphate glasses were prepared from NaH2 (P04)2 2H20, LiCO3, Na2C03 and
99.99% pure Sm20t (Indian Rare Earths Ltd.,Kochi). The following batch
compositions are taken for the sample preparation.
Glass A : 95.0 NaH2(P04)2 2H20: 1.5Li2C03.3.0 Na2CO3 : 0.5 Sm203
Glass B : 94.5 NaH2(P04)2 2H20:I .5Li?C01, 3.0 Na2CO3 : l .O Sm203
Glass C : 94.0 NaH2(P04)2 2H20:I .5 Li2CO3,3.0 Na2CO1 : 1.5 SmzOl
Glass D : 93.5 NaH2(P04)2 2H20:1.5Li~C03,3.0 NazCO3 : 2.0 Sm20~
Here B203 and NaH*(P04)* 2H20 act as glass formers while Na2CO1 and LizCO3
act as network modifiers. Calculated quantities of the chemicals were mixed in an
agate mortar and heated at about 900°C for five hours in silica crucible so that a
homogeneously m~xed melt is obtained. fhe melt was quickly transkcred on to a
preheated brass mould and pressed by a s~m~lar brass disc to obtain bubble free glass
disc of 2mm thickness. having diameter of 15mm. The prepared glass samples were
transparent and the glass discs thus obtained were annealed In a furnace at a
temperature of about 350°C for 3 hrs for the thermal and structural stability and then
taken out and subsequently polished well with water free lubricant. A photograph of
the prepared glass discs is given in Figure 3.1
Figure 3.1. Photograph of the (a) bId3+ doped Borate and (b) sm3+ doped Phosphate glass
Density of the glass samples was determined by Archimede7s principle using Xylene
as the immersion liquid. The refractive index was measured using Abbe's
refiactometer. The absorption spectra were recorded in the UV-VIS-NIR region on a
Hitachi U3410 spectrophotorneter using undoped glass sample as a blank. The time
resolved fluorescence measurements were taken on a SPEX Spectrofluororneter. All
the measurements were carried out at room temperature, -
3.3 Results and Discussion
3.3.1 Spectroscopic properties of ~ d ~ ' ions in borate glasses
Figure 3.2 shows the optical absorption spectra of Nd3+ ion in the five glass
compositions studied. Comparison of this spectra with standard wavelength chart of
Nd3+ ion identifies various spectral transitions of ~ d ' + ion." All the spectra are found
200 300 400 500 600 700 800 900 loo0 Wavelength (nm)
Figure 3.2 Optical absorption spectra of Nd'+ ion I'n the five borate glassy systems
to be almost identical in nature except for some differences in their absorbances. At
NalCO, lower than 26.5 mol% the spectra in all the three alkali borate glasses were
identical in their structure. it was also noticed that these spectra show relative change
in the band shape in the region of 583.3nm (41g/2+'~7ntransition), 738.8nm J
('1~,~~.+'~7,2 + Su12transition) and 813nm ( 4 1 ~ ~ n - + 4 ~ ~ 2 transition). From the spectra it is
clear that the splitting of the absorption band in the region 570d00nm is prominent 4 in the Glass E composition while for the other compositions the transition 4~9n+ G7,z
appears only as a shoulder.
The values of the various pamal derivatives and zero order energies that are evaluated
for the various experimentally observed levels are given in Table 3.1. The
theoretically computed energy levels of Nd3+ ion in each of these glass compositions
are given in Table 3.2 along with their corresponding RMS deviation. A comparison
of the energy levels of various absorption bands of NdJf ion in borate glasses with that
of sulphate glasses " shows that, borate glass systems have higher energies than
sulphate glasses and this difference indicates a contraction in the 4f3 configuration of
sulphate glass system whereas in the borate glasses there is an expansion of the 4p
configuration. The small RMS deviation between theoretical and experimental energy
values clearly shows the validity of the Taylor series expansion method in expressing
the intermediate coupling energy levels of Nd3' ion. The method is thus effective in
evaluating the energy values without diagonalising the 4e energy matrix, which is
rather a tedious procedure.
In Table 3.3 the values of the Slater-Condon parameters and spin-orbit interaction
parameters are presented for the five glass compositions. From the Table it is clear
that the variation of these parameters do not show a linear dependence with the alkali
content. Hence these variations can be explained by taking into account of the
interaction between trivalent Nd3+ ion and the alkali cation. The Slater-Condon
parameters (F parameters) generally represent the radial integral part of the
electrostatic interaction matrix elements of trivalent rare earth ion and can be
mathematically represented asi2
where k 2. 4. 6; r, and r.. represent the distanws from the nucleus to the nearer and
farther electron respectively; R(r, ) and R(r,) represent the normalized wave functions
of the I" and jh electron; 4, are constants. Similarly the spin-orbit interaction
parameter k r represents the radial integral part of the spin-orbit interaction matrix
element and is given by1'
where C,(r ) = hz12m2c2r aV(r )I& and V is a potential function for the spin-orbit
interaction. For a free ion these interaction parameters are constants. But, when the
ion is under the influence of another interacting field (ligand field or crystal field)
these parameters change due to the overlapping of the 4f wave function of rare earth
ion with that of the surrounding ligand ion. As a result of these overlapping effect, the
distance between the nucleus and the electron(r) changes slightly which in turn affect
the energy levels and spectroscopic parameters as is clear from Tables 3.2 and 3.3.
In glassy matrices the active ion sites are randomly dsordered unlike that of a crystal
matrix Hence each of these ions is under the influence of a field, due to the
surrounding cation which is found to vary from site to site. This non homogeneous
distribution of the active ion sites is further increased by the pairing and clustering of
~ d " ions in the borate matrix and is manifested from the fluorescence spectral data.
Thus evidences for the change in the environment of the ~ d " ion with increasing
NazO content are clearly shown in the alkali concentfation dependence of the ~ d "
absorption and emission spectra. It is because of this non homogenous nature of the
glassy systems, a smooth progression in the spectroscopic parameters cannot be
obtained as a function of glass composition for a given rare earth ion. Further the
parameten do not show an appreciable change with borate content. This may be due
to the fact that the interacting tield due to the boroxil ring system and the rare earth
ion is minimum.
The change in the boron wurdination i3 also found to be a critical factor affecting the
spectroscopic nature of ~ d l ~ ion in borate glassy systems. It is found that horate
glasses usually contain a mixture of BOX triangles and BO4 tetrahedra, depending on
composition. It is also noted that addition of alkali oxide will change the boron co-
ordination from 3 to 4. In the present glassy systems, analysis of the IR spectra clearly
shows the appearance of BO4 group (1065cm-I) at 30mol% and above the alkali
content (Figure 3.3). The present observations seem to agree well with those of Bray I4 " and of Krogh-Moe who found that the boron four cwrdination increases
smoothly with NazO concentration upto around 30moI% and more slowly until it
reaches a maximum at around 40mol% of NazO.
Optical absorption spectra of ~ d ' + doped alkali borate glasses have been analyzed
using Judd-Ofelt (J -0) theory of crystal field
induced electric dipole transitions. Analysis
yielded some of the important spectroscopic
parameters viz. radiative transition
probabilities, fluorescence branching radiative ratios and lifetimes, optical iF: gain of the principal fluorescence bansitions
3
originating from the 4 ~ 3 n metastable level. : i:
Variations of these parameters with glass .I-A-
a m m IS 10 5
compositions and their implications for Wave number ( 10' cm-I)
tailoring spectroscopic properties by Figure 3.3 Infrared spectra of alkali
compositional changes are discussed. To
understand the laser efficiency of the
borate (30 mol% of NazCO,) (Glass E).
material, the value of the spectroscopic
quality factor (Q) IS measured as a function of the fluoreswnce branching ratio and
the quantum efficiency of the '~xn+'llln emission component is obtained from the
measured and calculated lifetimes. Also, the stimulated emission cross-section
corresponding to this transition is obtained from the respective emission lineshapes.
The values of stimulated emission cross-section are comparable with that of other
glassy hosts used in solid state laser applications~
Figure 3.4 Variation of fluorescence branching ratios with Q-factor for the fluorescence transition 4 ~ 2 / 2 -+4~j(~=9/2, 1 112, 13R, 1512)
The quantum efficiency of the 4~1/,+411i/2 transition is found to be low in
comparison with other glassy matrices and is attributed to the high nonradiative
multiphonon relaxation rates in the borate matrix. In addition to this the intensity
parameters are used to evaluate the linestrengths for excited state absorption from the
metastable 4 ~ 3 1 2 manifold. Significant linestrengths are predicted at wavelengths near
1.044 and 1326prn. suggesting the possibility of radiative depumping of the 4 ~ 3 1 z
upper laser level via the stimulated em~ssion field.
According to Carnall et.al I S the observed absorption band intensities were
determined in terms of oscillator strengh (fq) from the Equation 2.72. According to
Judd-Ofelt theory, oscillator strenbah of an intracofigurational transition within the 4f
shell of a trivalent rare earth ion can be obtained from the Equation 2.85 Using the
matrix elements given in the litentureih and the experimental oscillator strengths
(f,,,). the intcnsitv paranleters ( C L j . ) have k r r evaluated by a least square
programming !hng the Ri parameiers the values of electr~c dipole line strengths
(Sd) are evaluated from the Equation 2.82 '". Even though all the bansitions have
appreciable electric dipole contribution some transitions satisfying the selection rules
AJ = 0, +I; AL = 0; AS = 0; and Al = 0 will have a small magnetic dipole contribution
and the line strength due to which is given by5.I7
The matrix elements 4i"Y 1 ~ + 2 d I YJ > were evaluated following Carnal1 et.all'.
The other three important radiative parameters viz radiative transition probability
(A), radiative lifetime (TR) and fluorescence branching ratio (P) can be evaluated
using the respective expressions Is. 'The stimulated emission cross-section,oE can be
determined from the emission lineshape using l9
Where 4 is the peak fluorescence wavelength and A is the radiative transition
probability for the m i t i o n Since the emission band is found to be slightly
asymmetric, an effective linewidth A& was determined using the expression17
where I, is the peak fluorescence intensity corresponding to Xp. Knowing the values
of the absorption (on) and emission (oej cross-sections, optical gain coefficient a, can
be obtained from the equation '"
where N is the ~onic concentration and P is the ratio of the excited to ground state
population density Using a and the length of the exciting material L. optical gain G is
obtained from the expression
Following the procedure of Weber and Moos 2122 the non-radiative transition
probability due to multiphonon emission, W, is given by
h 6J where ng =[ex&-- I)].'. Here &K is the occupancy of the effective phonon
k7'
modes and AE is the energy gap between the emitting level and the adjacent lower
level. Also for borate matrix B= 2 . 9 ~ a =3.8xl0"cm and h o = 1400cm.' For
Nd3+ ion, contribution due to non-radiative multiphonon relaxation is considerable for
the emission channel '~nn-+~l l jn . for which the energy gap is calculated to be
5400cm-' .
All the absorption spectra reported were similar, the only difference being a small
change in the relative band intensities. Because of the inhomogeneous line
broadening, the Stark component is poorly resolved. Table 3.4 presents all the
observed transitions with their experimental and theoretical oscillator strengths. The
oscillator strength values obtained in the present analysis are well in agreement with
the reported values of Nd3+ ion in other glassy matrices. The transition 4 1 ~ ~ + 4 ~ s a is
hypersensitive in nature2" because of its very large oscillator strength and hence is
excluded from the calculation of J - 0 parameten. Also the transition 4 1 ~ ~ - - + 4 ~ , , 2 , " ~ > ~
are found to be overlapping in nature. Hence in the fitting procedure these bands were
tmted as a single band with an appropriate combination of the respective reduced
matrix elements as done by ~ r u ~ k e " The average wavelengths were taken to be the
center of gravity of the absorption bands. The small rms. deviation between
experimental and theoretical oscillator strengths testifies the validity ot 'J-0 model in
predict~ng the radtative properties of ~d'+ion. The intensity parameters (2,.
determined from the least square fit of the measured absorption hand Intensities are
presented in 'l'ahle 3.5 I 'he obtained values range among those observed for other
borate glasses"
From the J - 0 parameters, the spontaneous emission probability (A) the radiative
lifetime (TK ) and fluorescence
branching ratio (P) have been
theoretically computed for the principal 4 tluorescence transitions, ~zn+?j ( J =
9i2, 1 2 1312, 1512) and are - = m
summarized in Table 3.6. - X u . - Y1
2 F -
The fluorescence spectrum for the five
glass compositions is given in Figure
3.5 corresponding to the transition 0.95 1.05 1.15 4 4 Wavelength (pn) Fzn+ Irrc The results in Table 3.6
Figure 3.5 Fluorescence spectra of clearly show that the transition Nd'+ ion (4~3n+ 4111n) in probability and hence the branching five glass compositions
4 ratio is maximum for the '~3n-t 1110
transition while minlmum for the 'Fln-tJllsn transition in all the glass compositions
studied. This is not surprising since the same result can be observed in all the Nd+'
activated hosts' Because of the higher value of transition probability, according to
Fuchtbauer-Ladenburg (Equation 3.4) the stimulated emission cross-section is
expected to be maximum for the ' F , ~ + ' I I I ~ transition. Supporting this argument.
analysis of the experimental fluorescence spectrum clearly shows that stimulated 4 4
emission cross-section and optical gain are always maximum for the Fzn+ l l l n
transition. In Table 3 7 we report the stimulated emission cross-section, effective
linewidth and optical gain for this transition in the five glass compositions. Results
show that galn and stimulated em~ssion cross-section vary in the sequence Glass
1:-(;lass A -.<ililssk3. .<ila.isC' -(;lassl). A general comparisol~ 01. the important
radiative proptrtles and J - 0 parameters of some of the common glass hosts is given in
'l'able 3.8
Table 3. t Zero order energy values (Eo,) and parhal derivatives of ~ d ' + ion for various transitions observed.
rable 3 .2 . Theoret~cally calculated and experimentally observed energy levels (cm-I) for various glass compositions
Table 3.3. Slater-Condon, Spin orbit interaction and Racah parameten of ~ d " in the borate glasses.
Table 3.4. Experimental and calculated oscillator strength of various absorption transitions.
RMS f 2.4x10h, _f 1 . 9 ~ 1 0 ~ , f 2 . 3 x l 0 ~ ( ) . f 2 . 1 9 ~ 1 0 ~ . _ f 2 . 1 5 ~ 1 0 ~
Table 3.5. Calculated J - 0 parameten and Qfactor for various glass compositions.
Table 3.7. Stimulated emission parameters obtained for the principle Fluorescence transition 4~zn341g1n.
~ ~ - 1 ~ ] - ~ l a s s B I Glass C I Glass D I Glass E
Table 3 . 6 . Theoretically computed radiative transition parameters for the fluorescence transitions from 4 ~ 3 , 2 excited state.
1 Transitions Glass A Glass B Glass C
- cm2 0.01 0.73 1.6 0.5
- Sdx lo'p
Sd x1q20
T
(ps) A cs-')
10 202 892 495
T
(ps) A (s-'1
P (%)
P (%)
625 0.6 12.6 55.7 30.9
cm' 0.19 1.42 3.01 0.84
20 390 1677 831
342 0.68 13.3 57.4 28.4
Table 3 8 Comparison of the J - 0 parameters (R2, RJ, G), peak wavelength (h), effective emission line width ( h b ) , radiative lifetime (r) and stimulated emission cross-section (oE) in various glassy matrices.
4 m
CLS: Gallium Lanthaniun Sulphide,ALS: Aluminium Lanthanum Sulphide
Table 3.9. Values of the excited state absorption transition line strength (S,) absorption cross-section (a,) in five different glass matrices
A close examination of the emission transition matrix elements of ~ d " ion reveals
that the 4~zn+41~s/2,41~x/2 transitions are almost independent of the matrix elements
< 4 ~ j n ( l ~ " ~ ~ 4 1 ~ ~ ~ , ~ 1 ~ > (h=2.4) and hence of the J-0 parameters Qand a. On the other
hand the transitions "~2,2+~190. I I R are dependent only on and Q, since <4~312/1~'/1
'I 9n,1 IR> are zero. In otherwords all the four transitions from the 'Fin excited state of
Nd3+ ion are independent of the parameter and hence a convenient way of
analysing the strength of each transition is to plot a graph between the fluorescence
branching ratio and the ratio of to Q,, the Q-factor as shown in Figure 3.4. From 4 the figure it is clear that to maximise the fluorescence intensity of the 4~31z+ I l l f i
4 transition, one wants %a. In contrast, to maximise the intensity of 4 ~ 3 1 2 + 1912
transition one wants Q,+. in practice it has been observed that WQ, varies only in 1,24 - the relatively narrow range of 0.7-1.1 in most of the glassy matrices except for the
borate glasses. In borate glasses Q-factor varies over a still relatively smaller range of
0.2-0.77 which is more in line with the range of 0.32-0.55 obtained in the present
study. The variation of the Q-factor which are functions of and Q, from one glass
composition to another is because of the dependence of these parameters on
refractive index through the factor (n2+2)l 9n as well as on the odd crystal field
parameters (Ak,) and Slater-Condon parameters (Fk). The large mabmitude of the P values are quite comparable to those reported previously24~i. Since and Q,
exhibits only small changes with composition for the five glasses studied, variations
in the values of p, crlc and G are almost negligible. In fact the G values are expressed
in units of dBtcm which is a logarithmic scale and hence the variations appears to be
not negligible. tiowever, in the real sense the changes are negligible if the gain is
expressed in units of cm'.
4 Measured fluorescence decay time of the F112 level shows that generally it varies in
the range SO-5Sps. Hecause of the very small fluorescence decay time and
comparat~vely h~gh radiative lifetime, which varies in the range 331-625ps, the
quantum efficiency of the 'F~,? emission is found to be vev small. 'l'he variation of
the radrat~ve lifetime i rR) with compos~tion can be accounted by the dependence of
the radiative transition probability (A) on refractive index, as A varies with n(n2 1 2b2!9
in the relevant expression for A In. The quantum efficiency is found to vary in the
range 8-15.2%. In fact the same result can be observed in any kind of borate
glasses 25 It is the only oxide glass whose average quantum efficiency is substantially
less than unity. The very low values of the quantum efficiency for the 4 ~ 3 / 2 emission is
due to the various nonradiative processes viz. multiphonon relaxation, cross-
relaxation and upconversionl. In the present case the nonradiative decay rate due to
multiphonon relaxation is calculated to be 3272s.' which is smaller than the maximum
radiative decay rate of 3021i' observed in Glass A composition. In addition to this
the other two nonradiative processes viz. cross-relaxation and upconversion can
considerably reduce the fluorescence lifetime of ~ d ' + ion. Our lifetime studies show
that the sum of the n o d a t i v e decay rates due to these two processes amounts to
13508s-~. The overall effect of these non-radiative processes is to quench the 4 fluorescence lifetime of the F3n emission and thereby decrease its quantum
efficiency.
The radiative parameters viz. radiative lifetime ( r ~ ) , stimulated emission cross-
section (01;) and optical gain (G) are found to vary from-one composition to another.
Analysis shows that the radiative lifetimqr~) of the 4 ~ 3 R state varies as
GlassD>GlassA>GlassC>GIassB>Glass E whereas the fluorescence branching ratios
are found to be almost constant. The peak wavelength(hp) is also found to be constant
whereas the stimulated emission cross-section(o1:) and optical gain for the '~3,7-+~11 I D
emission transition vanes as Glass E>Glass A>Glass B>GlassC>Glass D. Variation
of the above mentioned radiative parameters with composition in the present
investigation can be accounted by the e h t of the alkali cations that surrounds the
Nd3+ ion. It IS well known that borate glasses generally have lower expansion
coefficient and higher densities than other oxide glasses. These evidences show that
there is stronger bonding and denser packing in the borate. The electrostatic
interaction in the Nd-0-B system is comparatively stronger. Thus the lower decay
time, broader emiss~on bands and variation in the emission spectrum may be partly
explained on the basis of the greater interaction of Nd" with the surrounding borate
network. It was found that the Nd-O hand hecomes more covalent with increasing
Na20 content in the glasses. In general, the smaller the anionic field strength, the
smaller the Stark splitting and the narrower the effective linewidth. For a given
network former, the effective linewidth generally increases with increasing charge
and decreasing size of the modifying cations".
Clear evidences for the change in the environment of the Nd" ion with increasing
Na20 content are shown in the alkali concentration dependence of the Nd3+ absorption
and emission spectra. There is a change in the relative absorption band intensities in
the 580 and 750nm regions and also a change in the splitting of the former band. It is
highly probable that the ~ d ' + ion is occupying more than a single type of site, and its
large ionic size allows a coordination number 6 to 12. Because of its triple charge
and large ionic size, ~ d " ion probably occupies a network modifier site. It is usual
that multiple sites could result in a non-exponential fluorescence decay as the ions in
each type of site may have a different decay time. The exponential decay of the 'F~/z
emission indicates that the ~ d " ion occupies predominantly one type of site.
Several authors have discussed the observed trends of the J-0 parameters with Z6.27.28 compositional changes . In general it has been found that the addition of small
amounts of modifying ions to a particular system does not greatly affect the J-0
parameters. However the addition of large amounts of Na ions as in the present glass
system causes a decrease in R2 which is in conformity with the results reported
previously27. The large values have been correlated with- the increasing
asymmetry of the local environment of the rare earth ion2*. The rigidity of the
network surroun&ng the rare earth Ion was suggested to influence the magnitude of
f& and Q, '" lzumitani et.alu' observed that f& and Q> increase with Na content
and it was contirmed earlier workers" and was related to ionic packing ratios. In the
present system. however. the f& and C 2 ; values do not change consistently and do
not vary together in the same manner as sccn in most other glass systems. In general
our results show that the iL values appear to vary randomly with composition. Such a
random varlatlon in the 1;) values c a n only ht: explained if one assumes a preferential
placement of the ~ d " tons in the vlclnlty of a part~cular mod~lier.
The J-0 model is also effective in evaluating the intensities of excited state absorption
transitions originating from 4 ~ 3 ~ 2 metastable level corresponding to those wavelengths
at which appreciable radiation is present within the laser resonator. Figure 3.6 shows a
partial energy level diagram of the excited state manifolds of Nd3+ and several
relevant transitions. The first three transitions on the left corresponds to the three laser
bands at 1.32, 1.04 and 0.84pm. The energy spacing between the '~312 and the
in&cated terminal J manifolds are in all cases close enough to the energies of the
possible laser hansitions viz. ' F J ~ - + ' I Y ~ , ~ I ~ . I ~ ~ . The two transitions on the right of
Figure 3.6 are excited state absorption of the 0.813pm and of the 0.5257pm doubled
radiation of 1 . 0 4 4 ~ respectively
Knowing the various transition
matrix elements the values of the
linestrengths and absorption cross-
sections are evaluated and
summarized in Table 3.9. A
comparison of these results with
those presented in Table 3.6 shows
that the total linestrength in 4 absorption from the Fj12 to the
' ~ 1 9 n is nearly equal to the total
tluorescence line strength of the 4 ~ j n - + ~ l l l n transitions. This result is
consistent with the experimental
observations made by Vance on
~ d ' + i n soda lime glass. ~h~ Figure 3.6 Partial energy level diagram showing various excited state
element .- 4 ~ 3 ~ 2 ~ ~ l ~ ' ~ ~ L ( ; I .,$ for the absorption transition from the .t
excited state absorption transition F ~ Q state.
4 F , ~ + ? G is found to be zero and
hence ~ndependent of thc 01 parameter In the absence of C12 parameter, the strength
of the 'FIIZ-+'(~ I,,/: trans~t~on is solely be determ~ned by Ch and Q, parameters both of
whlch are found to be almost independent for ~ d " on It 1s the 522 parameter of ~ d "
ion, which varies greatly from host to host, and this explains the reason for the
comparatively same values for the '~3n+'G1912 and 4~112+4~lln transition line
strengths. In fact a calculation of the integrated cross-sections for these transitions
clearly shows that the cross-section for the 4 ~ 3 n + 4 ~ l ~ n transition is always higher
than that of the 'FXD+' Gm transition.
Table 3.9 also shows that the absorption line strength for the transition from the 4F3n
to the 4 ~ 7 n level is about 115 the fluorescence linestrength at 1 . 3 2 6 ~ . This excited
state absorption transition satisfies the selection rule AJ = X? and derives most of the
line strengths from the R2 parameter and is independent of the parameter. The
transition strength for the excited state absorption transition 4 ~ , n - + 2 ~ l n is negligibly
small compared to that of the 4~20-+419n absorption transition. Similarly for 4 F ~ ~ - + ~ D , ~ ~ transition also the linestrength is small. Thus by a theoretical approach
using the Judd-Ofelt model one can quantitatively evaluate the ' ~ 3 n excited state
absorption transition intensities of Nd3* ion in a given mamx.
Application of Judd-Ofelt theory proved to be effective in explaining all the radiative
properties of Nd3' ion in Nd201 containing borate glass and their variation with alkali
content. Comparison of the present results with other Nd" doped glassy hosts shows
fairly good agreement. The high electrostatic interaction in the Nd-0-B system
results in the low value of the ' F J ~ fluorescence decay time and high value of the
effective fluorescence linewidth. Both these factors substantially reduce the quantum \
efficiency and stimulated emission cross-section of the principal ihorescence
transitions from the 4 ~ 3 n excited state. The non-exponential character of the, 'F3n
fluorescence decay suggests that ~ d " ion probably occspies a network modifier site.
In addition, the large variation in the J - 0 parameters with compositional changes may
suggest a possibility of obtaining enhanced lasing properties by compositional
manipulatrons i'heoretical computations based on J - 0 theory also reveals that for the
excited state absorption from the 'F,,? state. transition linestrength is maximum for the
4F1:2 +'P~,: tnnsltlon Even though the quantum efficiency IS very small in all the
five g l a - composltlons, the 4~tt2-+ '11~n emission cross-section and optical gain are
comparatively large in glass E composition and hence this appears to be a possible
candidate for effective lasing action.
3.3.2 Spectroscopic properties of sm3' ions in phosphate glasses
All the absorphon spectra are found to be almost similar in appearance except for the
band intensity. Therefore a representative absorption spectrum comspond~ng to the
glass sample with 1.5 mol% of sm3+ is shown in Figure 3.7. The absorption spectrum
show ten absorption bands corresponding to transitions 3 6 ~ ~ 3 ~ , %In, %3n, 6 F5n, 6~7n, %yn. 'FI IR, 41 I In. 'KI I R + ~ L ~ ~ R , 6 ~ 7 / 2 . The estimated absorption coefficient
of sm3+ bands in different sample follows a linear relationship with the sm3+
concentrations. This figure indicates that sm3+wntent of the glass is the same as that
of the starling materials. This is in conformity with the results reported for other
Zirconium-fluoride glasses'2.
1350 2500 Wavelength (nm)
k'lgure 3 7 Absorption Spectrum of ~ m " Ion in phosphate glass
Compositional studies of the phosphate glass have been achieved by using the theory
of crystal field-induced electric dipole transition between 4f-4f ~tate".'~. The
intensity of the absorption bands is determined in terms of oscillator strength f.,
using the expression
where E ( V ) is the molar extinction coefficient at the wave number (v cm-I) the
symbols have the usual meaning. According to Judd-Ofelt theory the oscillator
strength for electric dipole transition between 4 f states of rare earth ions is given by
the Equation 2.85. The results are summarised in Table 3.10.
Using the values of f,, we have computed the three Judd-Ofelt intensity parameters
(Qls) by least square analysis. The values of the reduced matrix element of a state
determine the integrated absorption coefficient. It was reported that matrix element of
majority rare earth ions are only significantly dependent on environment in which
they are situated. The factor, which is responsible for the variation of intensity of
transitions, is these three intensity parameters. This effect gets relaxed to some
extent when rare earth ion forms a covalent bond with host matrix2'. From the
calculated values of Q electric line strengths (Sd) and magnetic dipole line strength
(&) are calculated using the expression 2.81and 2.94 respectively.
The various spectroscopic parameters calculated are given in Table 3.1 1. The value
Q2 for ~ m " In the present glass lies, in general, between values observed for
crystalline oxide and fluoride glasses The value of 0 2 is strongly enhanced by
covalent bonding in glasses which is equivalent to the dynamic polarization of the
ligands by the quadrupole moment of the transitions. R;. values are much higher in 1.1 phosphate glasses than in tluondes The reason for such a behavior is the large
number of occupation of non-equivalent sltes and lower symmetry in which the rare
earth Ions are located 'l'he etrect manifests in the form of large line width of the
opt~cal spectrd 'l'k "Hit! 3 ' ~ 7 ~ ~ IS found to be hypersensitive by its higher value of
oscillator strength. Its intensity may vary significantly with environment due to
strong 4f-5d mixing. This hypersensitivity comes into play with strong covalancy of
the bonds, or with strong local variation of the dielectric constant 36.
Figure 3.8 shows the fluorescence spectra of sm3+ in phosphate glasses. The
observed emissions correspond to transitions with higher probabilities. From the
spectra we have identified four emission transitions 4~5/2+6~5,2,7/2:)fl.~ IR.
The intensity of the emission
lines varies slightly with sm3+ ion concentration in the glass - samples. This indicates a matrix =!
m - independent emission per ion for .- 0 all the four transitions that leads 2
S 0 -
to the assumphon that the
concentration dependence should
result from changes in the 430 530 630 730 Wavelength (nm)
absorption alone. sm3+ Figure 3.8 Fluorescence Spectrum of ~ m "
fluorescence lines are parity ion in phosphate glass forbidden, but they can be
observed by the violation of
parity for dipole transitions. This is the special case only with selection rule AJ = 0,
+1 ". In this case the transitions ' G ~ ~ + ~ H ~ ~ , ~ ~ are dipole in nature and the other two
are higher multipole transitions. The break down of the above selection rule must be
due to the hybridization of the rare earth 4f -state with the nearest neighbour shell ".'.
Fluorescence proprties of the glasses are analysed by Judd-Ofelt model applied to
dipole and multipole transitions. 'I'he radiative transition probabilities (A) for
different transitions are calculated using the Equation 2.98
By combln~ng these values for all the levels, the radiative llfetlme ( r ~ ) is evaluated
from the relatlon
Table 3 10. Measured values of energy levels, oscillator strength(lo4), electrical dipole ~ t r e n ~ t h ( l ~ . ~ ~ c m . ~ ) , of sm3* ion in phosphate glass with three different mol % of Sm:03.((i). 0.75 mol%, (ii). 1.0 mol%, ( I ~ I ) 1 25 rnol ?'o, (jv).1.5molQh)
~ ~ -~
I I 2 1 3 ! 4 I
. . - ~~ ~ 7 I.e\ els v f S d ; v
,. . .
G- : 30058 255.02 ' 8.31 ' 3051
v
30056 . . - - ~ ---- ,
F
267.64
Sed
8.91
f ' S d v I I
, 251.81 i 8.01 I 30049
4 6 3 ! K : ; , 21381 20.01 1.53 24390 20.80 ' 5.51 124392 i I
9.61 1 f
247.81
i
1.51
1.67
2.81
1.89
1.73
0.53
0.73
1.30
4 - L!;:: I I ;x----
I 20513 ' 9 1 3 ; 1.17 j 20491 -~,-. P 1
"FI]:: ) I 0 6 2 8 2 . 3 1 11.31 (10621
T---T~G~ F.1: 2.03 2.32 I 9089
21.50 582
m m
24389
20502
10631
9081
8089
7111
6667
6412
5260
7.97
2.67
2.31
2.21
1.80
0.98
1.81
1.29
I 21.51 ,
8.97
2.63
2.47
2.01
1.93
1.28
1.72
1.32
2.01
1.72
3.01
1.90
1.85
0.46
0.81
0.3 1
i
8.38 1.92 - 2.51 1 . 5 3
2.38 1 2.41
20509
10630
9085
8094
7109
6679
6407
5259
' ? f77 -18097 ' 1 . W I 1 7 5 i8091 11.89 11.98
' 5 , : 7 1 0 0 I 8 1 ' L 6 2 1::; 7 1,: ' 6694 '0.97 I 0.32 r--t-
FI': 6409 1 1.53 / 0.75 ! 6404
h 5255 1.19 , 0.29 I 5252 --
"2 " 2 I
1.10 10.42 1 1.62 0.82
1.21 I 0.28 I
Table 3 1 I Measured values of energy levels, transition probability A (S), total transition probability A-I (S), radiative l ~ f e time T ~ ~ ~ I ~ s ) and Judd-Ofelt intensity parameters Qxs(10-'~ cm2) sm3+ ion in phosphate glass with three different mol 4.0 of Sm203. (i). 0.75 mol%,(ii). 1.0 mol0/0, (iii). 1.25mol%,(iv). 1.5 mol%)
C- I Levels I A I p I A P A -r~ ~ ~~
P I
G-,: 753 5 0 27 ! A, =
----,--
I 1 - L17: t = 7 = --- , m- ~ 111::'415.3 10.15 1360.2 353.4
Table 3.12. Calculated life time(ps), half band width (nm), emission cross section
(1 0-20cm-2) of identified emission bands for sm3+ doped phosphate glass
KK - I/Al{YIJ)
where AI ('4'1) - EA(YJ, 'YJ' )
The calculated values of radiative transition probabilities and lifetimes are listed in
Table 3.11. The concentration dependence of the fluorescence intensity of sm3+ in the
phosphate glass for the three fluorescence bands is given in Figure 3.9. At lower
concentrations, intensity increases linearly but at concentration above 1.0 mol% a fall
in the intensity is observed due to the fluorescence quenching by the nearest
neighbour ion interaction.
b~gure 7 9 Vanatlon of'lntens~ty of em~ss~on bands Vs concentration o f ~ m " ton in Phosphate glass
'The variation In intenslt). I'or the 706nm band is observed to be almost negligible and
therefore not glven in thc figure. The time resolved fluorescence decay profiles have
been analyzed to extract life time values. 'The meawred life time of the excited level
may be written as l/r -- WR + WNK where Wll is the radiative transfer rate of the
level and WNK is the multiphonon relaxation rate of the host lattice and its value is
found to be 1.26~10'. For the lifetime measurements the desired level was directly
excited. This is especially important for slow nonradiative rates. For laser active
transition, the corresponding PR value characterizes the laser power of the transitions.
In the present samples we found such a possible transition '~sn3'111n with PK assuming the maximum value 0.16 (The transition + '(370 is hypersensitive).
However, the fluorescence spectrum shows a maximum fluorescence eficiency for
the 4 ~ s / 2 + 6 ~ 7 n such a behavior has been attributed to the nonradiative relaxation
from the level.
The stimulated emission cross section (0) for 4~ 5 ~ 3 ( ' ~ 7 ~ has been calculated and has
the same order of magnitude for other rare earth ions in phosphate glasses1. We have
used the Equation 3.5, here lip corresponds to the peak position of emission line and
ALn. is the effective line width, which is used because of asymmetry of emission
bands. The results are summarized in Table 3.12. The ' ~ 5 1 2 3 ' ~ 7 0 transition is
found to have high cross-section and hence high optical gain.
3.4 Conclusion
The spectroscopic parameters derived from the absorption spectra show variation as a
function of alkali oxide concentrations. Such a variation can be attributed to the
overlapping of the 4f wave function of the rare earth ion with that of the surrounding
ligand ion. Also non homogeneous environment experienced by the rare earth ion
with the alkali content is responsible lor the uneven variation of the parameters. It can
be noted that the coordination change takes place when the alkali content reaches a
value of around 30% On the other hand the parameters do not seem to be affected by
the increas~ng borate content. Also the application of Judd-Ofclt theory proved to be
effective in explasn~ng all the radiattve properties of Nd" ion in Nd20, containing
borate glass and thetr variat~on wrth alkali content. Comparison of the present results
with other Nd" doped glassy hosts shows fairly good agreement. The extremely high
electrostatic interaction in the Nd-0-B system results in the low value of the 4 ~ 3 n
fluorescence decay time and high value of the effective fluorescence line width. Both
of these factors substantially reduce the quantum efficiency and stimulated emission
cross-section of the principal fluorescence transitions from the 4 ~ 3 ~ excited state. The
non-exponential character of the 'F3n fluorescence decay suggests that ~ d ' + ion
probably occupy a network modifier site. Theoretical computations based on J-0
theory also reveal that for the excited state absorption from the 4 ~ 3 ~ state, transition
line strength is maximum for the 4 ~ 1 ~ - + Z ~ ~ ~ transition. In conclusion even though the
quantum efficiency is extremely small in all the five glass compositions, the 4 F ~ ~ + ~ I I I ~ emission cross-section and optical gain are comparatively largest in glass
E and hence this could be regarded as a possible composition.
The absorption spectra of sm7* in phosphate glass matrix have been analysed for
spectral and Judd-Ofelt parameters. From the optical absorption spectra of sm3+ in
phosphate glass various d a t i v e properties such as transition probabilities, radiative
life time, branching ratios were determined. The higher value of n2 compared to
crystalline lattice supports the presence of ion occupying sites with non centro
symmetric potential. Radiative lifetimes of the excited states are detennined and used
to obtain nonradiative transition rates. The fluorescence studies confirmed the
quenching mechanism at high rare earth ion concentration and low phonon relaxation
rate. It is concluded that the transition 4 ~ 5 ~ + 'H~/z has the potential in realising
optical amplilicatlon.
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