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GICS Industry Group Industry Dimension Criterion Weight (%) Automobiles & Components ATX Auto Components Economic Dimension Corporate Governance 8 Materiality 2 Risk & Crisis Management 3 Codes of Business Conduct 6 Policy Influence 1 Supply Chain Management 3 Tax Strategy 1 Innovation Management 3 Product Quality and Recall Management 2 Environmental Dimension Environmental Reporting 7 Environmental Policy & Management Systems 5 Operational Eco-Efficiency 10 Product Stewardship 5 Climate Strategy 10 Social Dimension Social Reporting 5 Labor Practice Indicators 3 Human Rights 3 Human Capital Development 6 Talent Attraction & Retention 6 Corporate Citizenship and Philanthropy 3 Occupational Health and Safety 8 SAM Corporate Sustainability Assessment 2019 Criterion Weights by SAM Industry - updated as per 25 March 2019 Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice. Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

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Page 1: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)Automobiles & Components ATX Auto Components Economic Dimension Corporate Governance 8

Materiality 2Risk & Crisis Management 3Codes of Business Conduct 6Policy Influence 1Supply Chain Management 3Tax Strategy 1Innovation Management 3Product Quality and Recall Management 2

Environmental Dimension Environmental Reporting 7Environmental Policy & Management Systems 5Operational Eco-Efficiency 10Product Stewardship 5Climate Strategy 10

Social Dimension Social Reporting 5Labor Practice Indicators 3Human Rights 3Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 8

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 2: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Automobiles & Components AUT Automobiles Economic Dimension Corporate Governance 9Materiality 3Risk & Crisis Management 3Codes of Business Conduct 6Customer Relationship Management 2Policy Influence 1Supply Chain Management 4Brand Management 2Tax Strategy 1Innovation Management 4Product Quality and Recall Management 2

Environmental Dimension Environmental Reporting 6Environmental Policy & Management Systems 3Operational Eco-Efficiency 8Product Stewardship 3Climate Strategy 5Low Carbon Strategy 6

Social Dimension Social Reporting 5Labor Practice Indicators 3Human Rights 3Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 3: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Banks BNK Banks Economic Dimension Corporate Governance 10Materiality 3Risk & Crisis Management 6Codes of Business Conduct 8Customer Relationship Management 2Policy Influence 3Tax Strategy 3Information Security, Cybersecurity & System Availability 3Sustainable Finance 9Anti-crime Policy & Measures 4Financial Stability and Systemic Risk 2Privacy Protection 2

Environmental Dimension Environmental Reporting 4Operational Eco-Efficiency 3Climate Strategy 6

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 2Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 3Financial Inclusion 4

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 4: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Capital Goods ARO Aerospace & Defense Economic Dimension Corporate Governance 8Materiality 2Risk & Crisis Management 5Codes of Business Conduct 7Policy Influence 2Supply Chain Management 6Innovation Management 6Compliance with Applicable Export Control Regimes 4

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 5Operational Eco-Efficiency 7Product Stewardship 6Climate Strategy 6

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 5Human Capital Development 6Talent Attraction & Retention 5Corporate Citizenship and Philanthropy 2Occupational Health and Safety 7

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 5: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Capital Goods BLD Building Products Economic Dimension Corporate Governance 8Codes of Business Conduct 7Supply Chain Management 6Risk & Crisis Management 4Customer Relationship Management 4Materiality 3Policy Influence 2

Environmental Dimension Operational Eco-Efficiency 7Product Stewardship 7Climate Strategy 6Environmental Policy & Management Systems 5Water Related Risks 4Environmental Reporting 3Recycling Strategy 3

Social Dimension Occupational Health and Safety 6Human Capital Development 6Talent Attraction & Retention 6Human Rights 4Labor Practice Indicators 4Social Reporting 3Corporate Citizenship and Philanthropy 2

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 6: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Capital Goods CON Construction & Engineering Economic Dimension Corporate Governance 8Materiality 4Risk & Crisis Management 6Codes of Business Conduct 8Customer Relationship Management 2Policy Influence 2Supply Chain Management 5

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 5Operational Eco-Efficiency 7Building Materials 6Climate Strategy 6Resource Conservation and Resource Efficiency 4

Social Dimension Social Reporting 4Labor Practice Indicators 5Human Rights 4Human Capital Development 5Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 7

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 7: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Capital Goods ELQ Electrical Components & Equipment Economic Dimension Corporate Governance 8Materiality 3Risk & Crisis Management 4Codes of Business Conduct 7Customer Relationship Management 3Policy Influence 2Supply Chain Management 6Innovation Management 6Strategy for Emerging Markets 4

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 5Operational Eco-Efficiency 7Product Stewardship 8Climate Strategy 6

Social Dimension Social Reporting 3Labor Practice Indicators 4Human Rights 4Human Capital Development 5Talent Attraction & Retention 4Corporate Citizenship and Philanthropy 2Occupational Health and Safety 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 8: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Capital Goods IDD Industrial Conglomerates Economic Dimension Corporate Governance 8Materiality 3Risk & Crisis Management 4Codes of Business Conduct 7Customer Relationship Management 3Policy Influence 2Supply Chain Management 6Innovation Management 6Strategy for Emerging Markets 3

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 5Operational Eco-Efficiency 8Product Stewardship 7Climate Strategy 6

Social Dimension Social Reporting 3Labor Practice Indicators 4Human Rights 4Human Capital Development 5Talent Attraction & Retention 5Corporate Citizenship and Philanthropy 2Occupational Health and Safety 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 9: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Capital Goods IEQ Machinery and Electrical Equipment Economic Dimension Corporate Governance 8Materiality 3Risk & Crisis Management 5Codes of Business Conduct 7Customer Relationship Management 4Policy Influence 2Supply Chain Management 6Innovation Management 6Strategy for Emerging Markets 3

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 5Operational Eco-Efficiency 7Product Stewardship 7Climate Strategy 6

Social Dimension Social Reporting 3Labor Practice Indicators 4Human Rights 4Human Capital Development 5Talent Attraction & Retention 4Corporate Citizenship and Philanthropy 2Occupational Health and Safety 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 10: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Capital Goods TCD Trading Companies & Distributors Economic Dimension Corporate Governance 8Materiality 3Risk & Crisis Management 6Codes of Business Conduct 6Customer Relationship Management 5Policy Influence 2Supply Chain Management 5Information Security, Cybersecurity & System Availability 2Privacy Protection 2Strategy for Emerging Markets 4

Environmental Dimension Environmental Reporting 4Environmental Policy & Management Systems 6Operational Eco-Efficiency 6Climate Strategy 3

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 4Human Capital Development 7Talent Attraction & Retention 8Corporate Citizenship and Philanthropy 4Occupational Health and Safety 7

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 11: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Commercial & Professional Services ICS Commercial Services & Supplies Economic Dimension Corporate Governance 8Materiality 3Risk & Crisis Management 6Codes of Business Conduct 8Customer Relationship Management 3Policy Influence 3Supply Chain Management 6

Environmental Dimension Environmental Reporting 6Environmental Policy & Management Systems 5Operational Eco-Efficiency 8Climate Strategy 7

Social Dimension Social Reporting 5Labor Practice Indicators 6Human Rights 4Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 7

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 12: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Commercial & Professional Services PRO Professional Services Economic Dimension Corporate Governance 9Materiality 3Risk & Crisis Management 5Codes of Business Conduct 8Customer Relationship Management 4Policy Influence 2Supply Chain Management 5Information Security, Cybersecurity & System Availability 3Privacy Protection 3

Environmental Dimension Environmental Reporting 4Environmental Policy & Management Systems 4Operational Eco-Efficiency 4Climate Strategy 4

Social Dimension Social Reporting 5Labor Practice Indicators 6Human Rights 6Human Capital Development 8Talent Attraction & Retention 8Corporate Citizenship and Philanthropy 3Occupational Health and Safety 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 13: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Consumer Durables & Apparel DHP Household Durables Economic Dimension Corporate Governance 7Materiality 3Risk & Crisis Management 5Codes of Business Conduct 5Customer Relationship Management 6Policy Influence 2Supply Chain Management 6Brand Management 4Tax Strategy 2Information Security, Cybersecurity & System Availability 2Innovation Management 4Privacy Protection 2Product Quality and Recall Management 2

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 5Operational Eco-Efficiency 6Product Stewardship 5Climate Strategy 3

Social Dimension Social Reporting 4Labor Practice Indicators 3Human Rights 3Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 3

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 14: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Consumer Durables & Apparel HOM Homebuilding Economic Dimension Corporate Governance 9Materiality 3Risk & Crisis Management 7Codes of Business Conduct 8Policy Influence 2

Environmental Dimension Environmental Reporting 5Environmental Policy & Management Systems 5Operational Eco-Efficiency 7Biodiversity 3Building Materials 6Climate Strategy 4Resource Conservation and Resource Efficiency 7

Social Dimension Social Reporting 4Labor Practice Indicators 3Human Rights 3Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 7Social Integration & Regeneration 2

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 15: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Consumer Durables & Apparel LEG Leisure Equipment & Products and Consumer Electronics Economic Dimension Corporate Governance 7Materiality 3Risk & Crisis Management 5Codes of Business Conduct 4Customer Relationship Management 3Policy Influence 2Supply Chain Management 6Brand Management 3Tax Strategy 2Information Security, Cybersecurity & System Availability 2Innovation Management 4Privacy Protection 2

Environmental Dimension Environmental Reporting 5Environmental Policy & Management Systems 5Operational Eco-Efficiency 7Product Stewardship 7Climate Strategy 4

Social Dimension Social Reporting 5Labor Practice Indicators 3Human Rights 3Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 3

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 16: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Consumer Durables & Apparel TEX Textiles, Apparel & Luxury Goods Economic Dimension Corporate Governance 7Materiality 2Risk & Crisis Management 5Codes of Business Conduct 4Customer Relationship Management 2Policy Influence 2Supply Chain Management 6Brand Management 4Tax Strategy 2Information Security, Cybersecurity & System Availability 2Innovation Management 3Privacy Protection 2

Environmental Dimension Environmental Reporting 4Environmental Policy & Management Systems 5Operational Eco-Efficiency 6Product Stewardship 4Climate Strategy 2

Social Dimension Social Reporting 5Labor Practice Indicators 4Human Rights 3Human Capital Development 7Talent Attraction & Retention 7Corporate Citizenship and Philanthropy 5Occupational Health and Safety 7

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 17: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Consumer Services CNO Casinos & Gaming Economic Dimension Corporate Governance 8Materiality 4Risk & Crisis Management 4Codes of Business Conduct 4Customer Relationship Management 3Policy Influence 3Supply Chain Management 3Brand Management 4Tax Strategy 2Information Security, Cybersecurity & System Availability 2Anti-crime Policy & Measures 7Privacy Protection 2

Environmental Dimension Environmental Reporting 4Environmental Policy & Management Systems 4Operational Eco-Efficiency 6Climate Strategy 3

Social Dimension Social Reporting 5Labor Practice Indicators 4Human Rights 4Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 2Occupational Health and Safety 4Stakeholder Engagement 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 18: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Consumer Services CSV Diversified Consumer Services Economic Dimension Corporate Governance 8Materiality 2Risk & Crisis Management 7Codes of Business Conduct 7Customer Relationship Management 5Policy Influence 2Brand Management 5Tax Strategy 2Information Security, Cybersecurity & System Availability 2Privacy Protection 7

Environmental Dimension Environmental Reporting 4Environmental Policy & Management Systems 4Operational Eco-Efficiency 6Climate Strategy 3

Social Dimension Social Reporting 5Labor Practice Indicators 4Human Rights 3Human Capital Development 7Talent Attraction & Retention 7Corporate Citizenship and Philanthropy 5Occupational Health and Safety 5

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 19: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Consumer Services REX Restaurants & Leisure Facilities Economic Dimension Corporate Governance 8Materiality 3Risk & Crisis Management 5Codes of Business Conduct 4Customer Relationship Management 4Policy Influence 2Supply Chain Management 6Brand Management 4Tax Strategy 2Information Security, Cybersecurity & System Availability 2Privacy Protection 2

Environmental Dimension Environmental Reporting 4Environmental Policy & Management Systems 4Operational Eco-Efficiency 5Climate Strategy 3Raw Material Sourcing 2

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 3Human Capital Development 6Talent Attraction & Retention 7Corporate Citizenship and Philanthropy 3Occupational Health and Safety 4Local Impact of Business Operations 3Stakeholder Engagement 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 20: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Consumer Services TRT Hotels, Resorts & Cruise Lines Economic Dimension Corporate Governance 8Materiality 2Risk & Crisis Management 6Codes of Business Conduct 6Customer Relationship Management 3Policy Influence 2Supply Chain Management 2Tax Strategy 2Information Security, Cybersecurity & System Availability 2Privacy Protection 2

Environmental Dimension Environmental Reporting 5Environmental Policy & Management Systems 7Operational Eco-Efficiency 5Climate Strategy 6

Social Dimension Social Reporting 5Labor Practice Indicators 4Human Rights 4Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 4Occupational Health and Safety 6Stakeholder Engagement 7

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 21: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Diversified Financials FBN Diversified Financial Services and Capital Markets Economic Dimension Corporate Governance 10Materiality 3Risk & Crisis Management 6Codes of Business Conduct 8Customer Relationship Management 2Policy Influence 3Tax Strategy 3Information Security, Cybersecurity & System Availability 3Sustainable Finance 9Anti-crime Policy & Measures 4Financial Stability and Systemic Risk 2Privacy Protection 2

Environmental Dimension Environmental Reporting 4Operational Eco-Efficiency 3Climate Strategy 6

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 2Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 3Financial Inclusion 4

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 22: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Energy COL Coal & Consumable Fuels Economic Dimension Corporate Governance 8Materiality 3Risk & Crisis Management 5Codes of Business Conduct 8Policy Influence 3Supply Chain Management 3Tax Strategy 3

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 4Operational Eco-Efficiency 7Biodiversity 3Climate Strategy 8Mineral Waste Management 2Water Related Risks 5

Social Dimension Social Reporting 4Labor Practice Indicators 2Human Rights 4Human Capital Development 2Talent Attraction & Retention 2Corporate Citizenship and Philanthropy 2Occupational Health and Safety 8Asset Closure Management 3Social Impacts on Communities 8

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 23: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Energy OIE Energy Equipment & Services Economic Dimension Corporate Governance 8Materiality 2Risk & Crisis Management 5Codes of Business Conduct 8Customer Relationship Management 2Policy Influence 2Supply Chain Management 4Tax Strategy 3Innovation Management 4

Environmental Dimension Environmental Reporting 4Environmental Policy & Management Systems 6Operational Eco-Efficiency 7Climate Strategy 8

Social Dimension Social Reporting 6Labor Practice Indicators 4Human Rights 3Human Capital Development 7Talent Attraction & Retention 7Corporate Citizenship and Philanthropy 2Occupational Health and Safety 8

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 24: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Energy PIP Oil & Gas Storage & Transportation Economic Dimension Corporate Governance 8Materiality 3Risk & Crisis Management 5Codes of Business Conduct 8Customer Relationship Management 2Policy Influence 2Supply Chain Management 4

Environmental Dimension Environmental Reporting 5Environmental Policy & Management Systems 6Operational Eco-Efficiency 8Climate Strategy 8

Social Dimension Social Reporting 5Labor Practice Indicators 2Human Rights 2Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 4Occupational Health and Safety 8Social Impacts on Communities 8

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 25: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Energy OGX Oil & Gas Upstream & Integrated Economic Dimension Corporate Governance 9Materiality 3Risk & Crisis Management 4Codes of Business Conduct 9Policy Influence 3Supply Chain Management 3Tax Strategy 3Energy Mix 8

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 3Operational Eco-Efficiency 7Biodiversity 2Climate Strategy 7Water Related Risks 4

Social Dimension Social Reporting 3Labor Practice Indicators 2Human Rights 3Human Capital Development 5Talent Attraction & Retention 3Corporate Citizenship and Philanthropy 2Occupational Health and Safety 8Social Impacts on Communities 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 26: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Energy OGR Oil & Gas Refining & Marketing Economic Dimension Corporate Governance 9Materiality 2Risk & Crisis Management 6Codes of Business Conduct 9Policy Influence 2Supply Chain Management 4Tax Strategy 2

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 5Operational Eco-Efficiency 9Climate Strategy 9Water Related Risks 5

Social Dimension Social Reporting 4Labor Practice Indicators 2Human Rights 2Human Capital Development 7Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 4Occupational Health and Safety 10

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 27: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Food & Staples Retailing FDR Food & Staples Retailing Economic Dimension Corporate Governance 7Materiality 2Risk & Crisis Management 4Codes of Business Conduct 4Customer Relationship Management 3Policy Influence 1Supply Chain Management 7Tax Strategy 2Information Security, Cybersecurity & System Availability 2Health & Nutrition 5Privacy Protection 2

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 2Operational Eco-Efficiency 5Climate Strategy 4Genetically Modified Organisms 4Packaging 4Raw Material Sourcing 6Water Related Risks 3

Social Dimension Social Reporting 3Labor Practice Indicators 3Human Rights 3Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 28: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Food, Beverage & Tobacco BVG Beverages Economic Dimension Corporate Governance 6Materiality 2Risk & Crisis Management 5Codes of Business Conduct 5Customer Relationship Management 2Policy Influence 2Supply Chain Management 7Brand Management 3Tax Strategy 2Innovation Management 5Health & Nutrition 4Strategy for Emerging Markets 5

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 3Operational Eco-Efficiency 4Climate Strategy 3Genetically Modified Organisms 3Packaging 3Raw Material Sourcing 3Water Related Risks 4

Social Dimension Social Reporting 3Labor Practice Indicators 3Human Rights 3Human Capital Development 5Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 3

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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Page 29: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Food, Beverage & Tobacco FOA Food Products Economic Dimension Corporate Governance 6Materiality 2Risk & Crisis Management 5Codes of Business Conduct 5Customer Relationship Management 2Policy Influence 1Supply Chain Management 7Tax Strategy 2Innovation Management 3Health & Nutrition 5Strategy for Emerging Markets 4

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 3Operational Eco-Efficiency 6Climate Strategy 3Genetically Modified Organisms 3Packaging 3Raw Material Sourcing 4Water Related Risks 3

Social Dimension Social Reporting 3Labor Practice Indicators 3Human Rights 3Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Food, Beverage & Tobacco TOB Tobacco Economic Dimension Corporate Governance 9Materiality 4Risk & Crisis Management 7Codes of Business Conduct 5Customer Relationship Management 2Policy Influence 2Supply Chain Management 7Tax Strategy 2Innovation Management 4

Environmental Dimension Environmental Reporting 4Environmental Policy & Management Systems 5Operational Eco-Efficiency 8Climate Strategy 3Raw Material Sourcing 4

Social Dimension Social Reporting 4Labor Practice Indicators 3Human Rights 3Human Capital Development 7Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 8

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Health Care Equipment & Services HEA Health Care Providers & Services Economic Dimension Corporate Governance 10Materiality 2Risk & Crisis Management 5Codes of Business Conduct 7Customer Relationship Management 3Policy Influence 2Supply Chain Management 6Information Security, Cybersecurity & System Availability 3Marketing Practices 6Privacy Protection 3

Environmental Dimension Environmental Reporting 2Environmental Policy & Management Systems 3Operational Eco-Efficiency 3Climate Strategy 2

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 3Human Capital Development 7Talent Attraction & Retention 10Corporate Citizenship and Philanthropy 4Occupational Health and Safety 8Partnerships Towards Sustainable Healthcare 3

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Health Care Equipment & Services MTC Health Care Equipment & Supplies Economic Dimension Corporate Governance 9Materiality 2Risk & Crisis Management 5Codes of Business Conduct 6Customer Relationship Management 4Policy Influence 2Supply Chain Management 6Tax Strategy 2Innovation Management 6Marketing Practices 5Product Quality and Recall Management 6

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 2Operational Eco-Efficiency 3Climate Strategy 2

Social Dimension Social Reporting 3Labor Practice Indicators 3Human Rights 3Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 4Health Outcome Contribution 5Strategy to Improve Access to Drugs or Products 4

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Household & Personal Products COS Personal Products Economic Dimension Corporate Governance 7Materiality 2Risk & Crisis Management 6Codes of Business Conduct 5Customer Relationship Management 4Policy Influence 2Supply Chain Management 6Brand Management 4Tax Strategy 2Information Security, Cybersecurity & System Availability 2Innovation Management 5Privacy Protection 2Product Quality and Recall Management 2Strategy for Emerging Markets 4

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 3Operational Eco-Efficiency 6Product Stewardship 5Climate Strategy 2Packaging 2

Social Dimension Social Reporting 2Labor Practice Indicators 3Human Rights 3Human Capital Development 5Talent Attraction & Retention 5Corporate Citizenship and Philanthropy 3Occupational Health and Safety 5

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Household & Personal Products HOU Household Products Economic Dimension Corporate Governance 6Materiality 2Risk & Crisis Management 5Codes of Business Conduct 5Customer Relationship Management 5Policy Influence 2Supply Chain Management 7Brand Management 4Tax Strategy 2Information Security, Cybersecurity & System Availability 2Innovation Management 5Privacy Protection 2Product Quality and Recall Management 2Strategy for Emerging Markets 4

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 3Operational Eco-Efficiency 6Product Stewardship 5Climate Strategy 2Packaging 2

Social Dimension Social Reporting 2Labor Practice Indicators 3Human Rights 3Human Capital Development 5Talent Attraction & Retention 5Corporate Citizenship and Philanthropy 3Occupational Health and Safety 5

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Insurance INS Insurance Economic Dimension Corporate Governance 10Materiality 3Risk & Crisis Management 6Codes of Business Conduct 8Customer Relationship Management 2Policy Influence 3Tax Strategy 3Information Security, Cybersecurity & System Availability 3Sustainable Finance 9Privacy Protection 2Principles for Sustainable Insurance 5

Environmental Dimension Environmental Reporting 4Operational Eco-Efficiency 3Climate Strategy 6

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 2Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 4Financial Inclusion 4

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Materials ALU Aluminum Economic Dimension Corporate Governance 7Materiality 4Risk & Crisis Management 5Codes of Business Conduct 7Customer Relationship Management 3Policy Influence 2Supply Chain Management 3Tax Strategy 3

Environmental Dimension Environmental Reporting 2Environmental Policy & Management Systems 2Operational Eco-Efficiency 9Biodiversity 5Climate Strategy 8Water Related Risks 7

Social Dimension Social Reporting 2Labor Practice Indicators 3Human Rights 5Human Capital Development 3Talent Attraction & Retention 4Corporate Citizenship and Philanthropy 2Occupational Health and Safety 9Social Impacts on Communities 5

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Materials CHM Chemicals Economic Dimension Corporate Governance 7Materiality 4Risk & Crisis Management 4Codes of Business Conduct 7Customer Relationship Management 3Policy Influence 2Tax Strategy 3Innovation Management 5

Environmental Dimension Environmental Reporting 2Environmental Policy & Management Systems 2Operational Eco-Efficiency 8Product Stewardship 7Climate Strategy 7Genetically Modified Organisms 3Water Related Risks 4

Social Dimension Social Reporting 2Labor Practice Indicators 5Human Rights 5Human Capital Development 5Talent Attraction & Retention 5Corporate Citizenship and Philanthropy 2Occupational Health and Safety 8

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Materials COM Construction Materials Economic Dimension Corporate Governance 7Materiality 4Risk & Crisis Management 4Codes of Business Conduct 7Customer Relationship Management 3Policy Influence 2Supply Chain Management 2Tax Strategy 3Sustainable Construction 1

Environmental Dimension Environmental Reporting 2Environmental Policy & Management Systems 3Operational Eco-Efficiency 8Biodiversity 5Co-Processing 1Climate Strategy 7Water Related Risks 7

Social Dimension Social Reporting 2Labor Practice Indicators 4Human Rights 5Human Capital Development 5Talent Attraction & Retention 5Corporate Citizenship and Philanthropy 2Occupational Health and Safety 8Stakeholder Engagement 3

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Materials CTR Containers & Packaging Economic Dimension Corporate Governance 7Materiality 4Risk & Crisis Management 4Codes of Business Conduct 7Customer Relationship Management 3Policy Influence 2Supply Chain Management 4Tax Strategy 3

Environmental Dimension Environmental Reporting 2Environmental Policy & Management Systems 3Operational Eco-Efficiency 9Product Stewardship 6Climate Strategy 6Water Related Risks 7

Social Dimension Social Reporting 2Labor Practice Indicators 4Human Rights 6Human Capital Development 4Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 2Occupational Health and Safety 9

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Materials FRP Paper & Forest Products Economic Dimension Corporate Governance 7Materiality 4Risk & Crisis Management 4Codes of Business Conduct 7Customer Relationship Management 3Policy Influence 2Supply Chain Management 4Tax Strategy 3

Environmental Dimension Environmental Reporting 2Environmental Policy & Management Systems 2Operational Eco-Efficiency 5Product Stewardship 3Biodiversity 3Climate Strategy 4Genetically Modified Organisms 3Sustainable Forestry Practices 6Water Related Risks 5Social Reporting 2

Social Dimension Labor Practice Indicators 3Human Rights 5Human Capital Development 5Talent Attraction & Retention 4Corporate Citizenship and Philanthropy 2Occupational Health and Safety 7Social Impacts on Communities 5

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Materials MNX Metals & Mining Economic Dimension Corporate Governance 8Materiality 3Risk & Crisis Management 5Codes of Business Conduct 8Policy Influence 3Supply Chain Management 3Tax Strategy 3

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 4Operational Eco-Efficiency 7Biodiversity 3Climate Strategy 7Mineral Waste Management 3Water Related Risks 5

Social Dimension Social Reporting 4Labor Practice Indicators 2Human Rights 4Human Capital Development 2Talent Attraction & Retention 2Corporate Citizenship and Philanthropy 2Occupational Health and Safety 8Asset Closure Management 3Social Impacts on Communities 8

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Materials STL Steel Economic Dimension Corporate Governance 7Materiality 4Risk & Crisis Management 5Codes of Business Conduct 7Customer Relationship Management 3Policy Influence 2Supply Chain Management 3Tax Strategy 3

Environmental Dimension Environmental Reporting 2Environmental Policy & Management Systems 2Operational Eco-Efficiency 9Biodiversity 5Climate Strategy 8Water Related Risks 7

Social Dimension Social Reporting 2Labor Practice Indicators 3Human Rights 5Human Capital Development 3Talent Attraction & Retention 4Corporate Citizenship and Philanthropy 2Occupational Health and Safety 9Social Impacts on Communities 5

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Media & Entertainment IMS Interactive Media, Services & Home Entertainment Economic Dimension Corporate Governance 9Materiality 2Risk & Crisis Management 5Codes of Business Conduct 8Customer Relationship Management 7Policy Influence 2Tax Strategy 2Information Security, Cybersecurity & System Availability 6Innovation Management 6Privacy Protection 5

Environmental Dimension Environmental Reporting 5Environmental Policy & Management Systems 3Operational Eco-Efficiency 7Climate Strategy 6

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 3Human Capital Development 5Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Responsibility of Content 2

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Media & Entretainment PUB Media Economic Dimension Corporate Governance 8Materiality 3Risk & Crisis Management 6Codes of Business Conduct 7Customer Relationship Management 5Policy Influence 2Supply Chain Management 3Brand Management 4Tax Strategy 2Information Security, Cybersecurity & System Availability 2Privacy Protection 2

Environmental Dimension Environmental Reporting 4Environmental Policy & Management Systems 3Operational Eco-Efficiency 6Climate Strategy 4

Social Dimension Social Reporting 5Labor Practice Indicators 5Human Rights 4Human Capital Development 6Talent Attraction & Retention 7Corporate Citizenship and Philanthropy 3Occupational Health and Safety 3Responsibility of Content 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Pharmaceuticals, Biotechnology & Life Sciences BTC Biotechnology Economic Dimension Corporate Governance 9Materiality 2Risk & Crisis Management 5Codes of Business Conduct 6Policy Influence 2Supply Chain Management 4Tax Strategy 2Innovation Management 7Marketing Practices 6Product Quality and Recall Management 6

Environmental Dimension Environmental Reporting 2Environmental Policy & Management Systems 2Operational Eco-Efficiency 3Climate Strategy 2

Social Dimension Social Reporting 2Labor Practice Indicators 3Human Rights 3Human Capital Development 5Talent Attraction & Retention 7Corporate Citizenship and Philanthropy 3Occupational Health and Safety 4Addressing Cost Burden 5Health Outcome Contribution 5Strategy to Improve Access to Drugs or Products 5

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Pharmaceuticals, Biotechnology & Life Sciences DRG Pharmaceuticals Economic Dimension Corporate Governance 9Materiality 2Risk & Crisis Management 5Codes of Business Conduct 7Policy Influence 2Supply Chain Management 4Tax Strategy 2Innovation Management 7Marketing Practices 5Product Quality and Recall Management 7

Environmental Dimension Environmental Reporting 2Environmental Policy & Management Systems 2Operational Eco-Efficiency 3Climate Strategy 2

Social Dimension Social Reporting 2Labor Practice Indicators 3Human Rights 3Human Capital Development 5Talent Attraction & Retention 8Corporate Citizenship and Philanthropy 3Occupational Health and Safety 3Addressing Cost Burden 4Health Outcome Contribution 5Strategy to Improve Access to Drugs or Products 5

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Pharmaceuticals, Biotechnology & Life Sciences LIF Life Sciences Tools & Services Economic Dimension Corporate Governance 11Materiality 3Risk & Crisis Management 5Codes of Business Conduct 7Customer Relationship Management 6Policy Influence 2Supply Chain Management 6Tax Strategy 3Innovation Management 9Marketing Practices 2

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 2Operational Eco-Efficiency 3Climate Strategy 2

Social Dimension Social Reporting 4Labor Practice Indicators 3Human Rights 3Human Capital Development 6Talent Attraction & Retention 9Corporate Citizenship and Philanthropy 5Occupational Health and Safety 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Real Estate REA Real Estate Economic Dimension Corporate Governance 7Materiality 3Risk & Crisis Management 6Codes of Business Conduct 4Customer Relationship Management 2Policy Influence 2Supply Chain Management 4

Environmental Dimension Environmental Reporting 5Environmental Policy & Management Systems 5Operational Eco-Efficiency 8Biodiversity 4Building Materials 4Climate Strategy 6Resource Conservation and Resource Efficiency 6

Social Dimension Social Reporting 5Labor Practice Indicators 2Human Rights 2Human Capital Development 5Talent Attraction & Retention 5Corporate Citizenship and Philanthropy 3Occupational Health and Safety 6Social Integration & Regeneration 3Stakeholder Engagement 3

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Retailing RTS Retailing Economic Dimension Corporate Governance 7Materiality 2Risk & Crisis Management 6Codes of Business Conduct 5Customer Relationship Management 5Policy Influence 2Supply Chain Management 7Brand Management 5Tax Strategy 2Information Security, Cybersecurity & System Availability 2Privacy Protection 2Product Quality and Recall Management 2Strategy for Emerging Markets 3

Environmental Dimension Environmental Reporting 5Environmental Policy & Management Systems 3Operational Eco-Efficiency 7Climate Strategy 4Packaging 3

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 4Human Capital Development 5Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 2

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Semiconductors & Semiconductor Equipment SEM Semiconductors & Semiconductor Equipment Economic Dimension Corporate Governance 7Materiality 2Risk & Crisis Management 6Codes of Business Conduct 5Customer Relationship Management 3Policy Influence 2Supply Chain Management 7Tax Strategy 2Innovation Management 6Product Quality and Recall Management 3

Environmental Dimension Environmental Reporting 6Environmental Policy & Management Systems 7Operational Eco-Efficiency 9Product Stewardship 6Climate Strategy 6

Social Dimension Social Reporting 4Labor Practice Indicators 3Human Rights 3Human Capital Development 4Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Software & Services SOF Software Economic Dimension Corporate Governance 9Materiality 2Risk & Crisis Management 5Codes of Business Conduct 8Customer Relationship Management 7Policy Influence 2Tax Strategy 2Information Security, Cybersecurity & System Availability 6Innovation Management 6Privacy Protection 5

Environmental Dimension Environmental Reporting 5Environmental Policy & Management Systems 3Operational Eco-Efficiency 7Climate Strategy 6

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 3Human Capital Development 6Talent Attraction & Retention 7Corporate Citizenship and Philanthropy 3

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Software & Services TSV IT services & Internet Software and Services Economic Dimension Corporate Governance 9Materiality 2Risk & Crisis Management 5Codes of Business Conduct 8Customer Relationship Management 7Policy Influence 2Tax Strategy 2Information Security, Cybersecurity & System Availability 6Innovation Management 6Privacy Protection 5

Environmental Dimension Environmental Reporting 5Environmental Policy & Management Systems 3Operational Eco-Efficiency 7Climate Strategy 6

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 3Human Capital Development 6Talent Attraction & Retention 7Corporate Citizenship and Philanthropy 3

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Technology Hardware & Equipment CMT Communications Equipment Economic Dimension Corporate Governance 8Materiality 2Risk & Crisis Management 4Codes of Business Conduct 5Customer Relationship Management 5Policy Influence 2Supply Chain Management 6Tax Strategy 2Information Security, Cybersecurity & System Availability 2Innovation Management 4Privacy Protection 4

Environmental Dimension Environmental Reporting 6Environmental Policy & Management Systems 6Operational Eco-Efficiency 8Product Stewardship 7Climate Strategy 4

Social Dimension Social Reporting 4Labor Practice Indicators 3Human Rights 3Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Technology Hardware & Equipment ITC Electronic Equipment, Instruments & Components Economic Dimension Corporate Governance 8Materiality 2Risk & Crisis Management 4Codes of Business Conduct 5Customer Relationship Management 4Policy Influence 2Supply Chain Management 7Tax Strategy 2Innovation Management 6

Environmental Dimension Environmental Reporting 5Environmental Policy & Management Systems 6Operational Eco-Efficiency 8Product Stewardship 7Climate Strategy 5

Social Dimension Social Reporting 4Labor Practice Indicators 3Human Rights 3Human Capital Development 4Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Technology Hardware & Equipment THQ Computers & Peripherals and Office Electronics Economic Dimension Corporate Governance 9Materiality 2Risk & Crisis Management 4Codes of Business Conduct 6Customer Relationship Management 4Policy Influence 2Supply Chain Management 5Tax Strategy 2Information Security, Cybersecurity & System Availability 2Innovation Management 5Privacy Protection 4

Environmental Dimension Environmental Reporting 6Environmental Policy & Management Systems 5Operational Eco-Efficiency 8Product Stewardship 8Climate Strategy 3

Social Dimension Social Reporting 4Labor Practice Indicators 3Human Rights 3Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Telecommunication Services TLS Telecommunication Services Economic Dimension Corporate Governance 8Materiality 2Risk & Crisis Management 5Codes of Business Conduct 7Customer Relationship Management 5Policy Influence 2Supply Chain Management 4Tax Strategy 2Information Security, Cybersecurity & System Availability 3Innovation Management 2Network Reliability 2Privacy Protection 5

Environmental Dimension Environmental Reporting 5Environmental Policy & Management Systems 4Operational Eco-Efficiency 7Climate Strategy 4

Social Dimension Social Reporting 4Labor Practice Indicators 4Human Rights 4Human Capital Development 6Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 3Stakeholder Engagement 3

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Transportation AIR Airlines Economic Dimension Corporate Governance 8Materiality 2Risk & Crisis Management 4Codes of Business Conduct 5Customer Relationship Management 4Policy Influence 2Supply Chain Management 3Brand Management 2Information Security, Cybersecurity & System Availability 2Efficiency 3Fleet Management 3Privacy Protection 2Reliability 3

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 5

Environmental Dimension Operational Eco-Efficiency 9Environmental Dimension Climate Strategy 6Social Dimension Social Reporting 4

Labor Practice Indicators 5Human Rights 4Human Capital Development 5Talent Attraction & Retention 5Corporate Citizenship and Philanthropy 3Passenger Safety 8

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GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Transportation TRA Transportation and Transportation Infrastructure Economic Dimension Corporate Governance 8Materiality 3Risk & Crisis Management 4Codes of Business Conduct 6Customer Relationship Management 4Policy Influence 2Supply Chain Management 3Information Security, Cybersecurity & System Availability 2Privacy Protection 2

Environmental Dimension Environmental Reporting 3Environmental Policy & Management Systems 5Operational Eco-Efficiency 9Climate Strategy 6Fuel Efficiency 4

Social Dimension Social Reporting 4Labor Practice Indicators 5Human Rights 4Human Capital Development 5Talent Attraction & Retention 5Corporate Citizenship and Philanthropy 3Occupational Health and Safety 7Stakeholder Engagement 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 59: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Utilities ELC Electric Utilities Economic Dimension Corporate Governance 6Materiality 2Risk & Crisis Management 3Codes of Business Conduct 3Customer Relationship Management 2Policy Influence 2Supply Chain Management 2Information Security, Cybersecurity & System Availability 2Innovation Management 2Market Opportunities 6Privacy Protection 2

Environmental Dimension Environmental Reporting 2Environmental Policy & Management Systems 3Operational Eco-Efficiency 8Biodiversity 2Climate Strategy 6Electricity Generation 10Transmission & Distribution 3Water Related Risks 5

Social Dimension Social Reporting 2Labor Practice Indicators 2Human Rights 2Human Capital Development 4Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 3Occupational Health and Safety 4Stakeholder Engagement 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 60: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Utilities GAS Gas Utilities Economic Dimension Corporate Governance 6Materiality 2Risk & Crisis Management 3Codes of Business Conduct 3Customer Relationship Management 2Policy Influence 2Supply Chain Management 3Information Security, Cybersecurity & System Availability 2Innovation Management 2Market Opportunities 6Privacy Protection 2

Environmental Dimension Environmental Reporting 4Environmental Policy & Management Systems 6Operational Eco-Efficiency 8Biodiversity 2Climate Strategy 8Transmission & Distribution 6

Social Dimension Social Reporting 3Labor Practice Indicators 2Human Rights 2Human Capital Development 4Talent Attraction & Retention 6Corporate Citizenship and Philanthropy 4Occupational Health and Safety 6Stakeholder Engagement 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]

Page 61: SAM CSA Weights 2019...Human Rights 4 Human Capital Development 7 Talent Attraction & Retention 8 Corporate Citizenship and Philanthropy 4 Occupational Health and Safety 7 Disclaimer:

GICS Industry Group Industry Dimension Criterion Weight (%)

SAM Corporate Sustainability Assessment 2019Criterion Weights by SAM Industry - updated as per 25 March 2019

Utilities MUW Multi and Water Utilities Economic Dimension Corporate Governance 6Materiality 2Risk & Crisis Management 3Codes of Business Conduct 3Customer Relationship Management 2Policy Influence 2Supply Chain Management 2Information Security, Cybersecurity & System Availability 2Innovation Management 2Market Opportunities 6Privacy Protection 2

Environmental Dimension Environmental Reporting 2Environmental Policy & Management Systems 3Operational Eco-Efficiency 8Biodiversity 2Climate Strategy 6Electricity Generation 9Transmission & Distribution 3Water Operations 4Water Related Risks 5

Social Dimension Social Reporting 2Labor Practice Indicators 2Human Rights 2Human Capital Development 3Talent Attraction & Retention 5Corporate Citizenship and Philanthropy 2Occupational Health and Safety 4Stakeholder Engagement 6

Disclaimer: The information contained in this document may be subject to change. RobecoSAM reserves the right to change this information without prior notice.

Copyright RobecoSAM AG 2019 - +41 44 653 10 30 - [email protected]