Robert G Klausner Financial Disclosure Report for 2010

8/3/2019 Robert G Klausner Financial Disclosure Report for 2010

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AO 10 [ FINANCIAL DISCLOSURE REPO RT

FOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Govermnent Act o f 1978(5 U.S.C. app. ~ 101-111)

I. Person Reporting (last name, first, middle initial)

KLAUSNER, ROB ERT G.

4. Title (Article 111 judges indicate active or senior status;magistrate judges indicate full- or part-time)

ACTIVE

7. Chambers or Off ice Address

Royba l Fede ra l Bu i ld ing255 East Temple Street , #860Los Angeles , CA 90012

2. Court or Organization

U. S. DISTRICT COURT - CA Cent

5a. Report Type (check appropriate type)

] Nomination, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the information contained in this Report and anymodif icat ions per taining thereto, i t i s , in m y opinion, in compl iancewith applicable laws and regulations .

Reviewing Officer Date

3. Date of Report

04/26/20

6. Report ing Per iod

01/01/2010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on iast page.

I . P 0 S I T I 0 N S . (Reporting i n d i v i d u a l o . t y ; s e e p p . 9 - 1 ~ of filing instructions.)

N O N E (No repo rtable positions.)

POSITION

1.

2.

3.

4.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m e ~ , o , ti n g i n d i v i d u o l o n l y ; s e e p p . 1 4 - 1 6 of filing instructions.)

D NONE(No reportable agreements.)

DATE

1. 2002 Cal i fornia Judges’ Re t i rement

2.

3.

PARTIES AND TERMS



FINANCIAL DISCLOSURE REPO RT

Page 2 of 7

N a m e o f P e r s o n R e p o r t i n g

KLAUSNER, ROBERT G.

Date of R e p o r t

0 4 / 2 6 / 2 0 1 1

I II . N O N - I N V E S T M E N T I N C O M E . O + e p o r t i n # individual andspouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-lnvestment Incom e

---] (No reportable non-investment income.)ONE

DATE SOURCE AND TYPE INCOME

( y o u r s , n o t s p o u s e ’ s )

I . 2010 State o f Cal i fo rn ia - Judges ’ Ret i remen t $127,974.00

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - If you were m arried during anyportion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, ent er ta lnmenL

(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

N O N E (No reportable reimbursem ents.)

SOURCE DATES LOCATION

1 .

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED



FINANCIAL DISCLOSURE REPORT

Page 3 of 7

N a m e o f P e r s o n R e p o r t i n g

KLAUSNER, ROBERT G.

Date of R e p o r t

04/26/201 I

V . G I F T S . a ,, c l ,, d e s , h o s e ,o s p o , ,~ e , ~ n d dependent children; see p p . 2 8 ~ 3 1 of filing instructlons.)

N O N E (No reportable gifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n a u d e ~ t h o s e o S ~ p o u ~ e a n d d e p e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

VALUECODE




Page 4 of 7

N a m e o f P e r so n R e p o r t i n g

KLAUSNER, ROBERT G.

D a t e o f R e p o r t

04/26/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - inco,.e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing in:vtruction~.)

~ N O N E (N o reportable income, assets, or transactions.)

D e sc rip tio n o f Asse ts In c o m e d u r in g

(in c lu d in g tru s t a sse ts ) rep o rting p erio d

(t) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

exemp t from prior disclosure C o d e I d i v . , r e n t ,(A-H) or int . )

1. American Express Co. B Dividend

2. American Funds: American M utual Fund of C DividendAmerican Fund

3. American Funds: American High-Income C Dividend

M uni Bond Fund

4. Ameriprise Fin. Inc. A Dividend

5. AT&T Common Stock C Dividend

6. Bank of America Account A Interest

7. Bank of America Common Stock A Dividend

8. American Funds: Bond Fund of America A Dividend

9. BL PLC Spons ADR A Dividend

10 . Charles Schwab Account A Dividend

II. Chevron Texaco Corp. B Dividend

12 . Eagle Wireless Common Stock None

13. Edison Imemat ional Common Stock B Dividend

1 4 . American Funds: Europacific Growth Fund B Dividend

1 5 . Exxon Common Stock C Dividend

16 . Fed. Courts & Rec CU - now Financial B I n t e r e s tCreditUnion

1 7 . W ACHOVIA Securit ies A I n t e r e s t

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(1) (2)

V a lu e V a lu e

C o d e 2 M e t h o d

( J - P ) C o d e 3

( Q - W )

L T

L T

L T

K T

L T

J T

K T

K T

K T

K T

L T

J T

K T

L T

M T

M T

J T

Transac t ions dur ing repor t ing per iod

(I ) (2) (3)

Type (e.g., D a t e Value

buy, sell, mm/dd/yy Code 2

redemption) ( J - P )

( 4 ) ( 5 )

Ga in Id en tity o f

Code 1 b uyer /se l l e r

(A-H) ( if p r iv a te

t r ansac t ion)

I . Income Gain Codes: A = $1,000 or less B = $1,001 - $2,500 C = $2,501 - $5,000 D =$5,001 - $15,000

(See Columns B I and D4) F -$50,001 - $100,000 G =$ 100,001 - $1,000,000 H 1 =$ 1,000,001 - $5,000.000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K = $15,001 - $ 50,000 L =$ 50,001 - $ 100,000 M =$ 100.001 - $ 250,000

(See Columns C I and D3) N = $250,001 - $ 500,000 O = $500,001 - $1 ,000,000 P I = $ 1, 00 0. 00 1 - $ 5. 00 0, 00 0 P 2 = $ 5. 00 0, 00 1 - $ 25 ,0 00 ,0 00

P3 =$25,000,001 - $50,000,000 P4 =Mo re than $50.000,000

3. Value Method Codes Q-Appra i s a l R =Cost (Real Estate Only) S Assessment T=C a s h M a rk e t

(Se e C olumn C 2) U =Book Value V -Other W :Estimated

E =$15,001 - $50,000




Page 5 of 7

N a m e o f P e r s o n R e p o r t in g

KLAUSNER, ROBERT G.

D a t e o f R e p o r t

04/26/20| I

V l l . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; .see pp. 34-60 of filing instructions.)

[~ N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Incom e during Gross value at end

(including trust assets) reporting period of reporting period

(l) (2) (1) (2) (l ) (2) (3)

Place "(X )" after each asset Am ount Type (e.g., Value Valu e Type (e.g., D a t e Value

exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, m m/dd/yy Code 2(A-H) o r i n t . ) ( J - P ) Code 3 redemption) ( J - P )

(Q-W)

1 8 . A m e r i c a n F u n d s : G r o w t h F u n d o f A m e r i c a A D ivid en d L TF u n d

1 9 . J ac ks on Na t iona l L i f e I ns . C Interest K T

20 . L ucen t - n o w A L CA TE L A D ivid en d J T

21 . M es a R oy a l i ty Tu s t UBI None

22 . M ic r os of t C om m on Stoc k A D ivid en d J T

23 . N ewmo n t M in in g Co r p . A D ivid en d K T

24 . N uveen Cal i f . Se lec t Qual i ty M un i . F un d D D ivid en d L TInc .

25 . PG &E Co mmo n S to ck D D ivid en d M T

26 . Ques ta r Co r p . A D ivid en d K T

27 . D W S ( W acho via) F o r mer ly Scud d er Ca . B D ivid en d L T

T ax F r ee Bo n d

28 . Semp r a E n er g y A D ivid en d J T

29 . A m e r i c a n F u n d s : S m a l l C a p W o r l d F u n d A D ivid en d L T

30 . V aler o E n er g y Co r p . A D ivid en d J T

31 . V o d af o n e G r o up Co mmo n S to ck A D ivid en d K T

32 . Met Life & Aff il ia te A Interest J T

33 . TRUST ’A’ C ons i s t ing o f Rea l P r ope r ly I nD

D ivid en dL TM o r g an Co un ty , CO

Redeemed 12/14/10 J

Transac t ions dur ing repor t ing per iod

( 4 ) ( 5 )

Gain I d e n t i t y o f

C o d e 1 buyer/seller

(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

A

1, Incom e Gain C~:ies: A = $1,000 or less B = $1 ,001 - $2,500 C :$2,501 - $5,000 D =$5,001 - $15,000

(See Columns B I and D4) F -$ 50,001 - $100,000 G = $ 10 0,0 01 - $ 1,0 00 ,0 00 H 1 = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00 H 2= M ore than $5,000,000

2. Value Codes .1 =$15,000 or less K = $1 5,001 - $50,000 L = $50,001 - $1 00,000 M -$1 00,001 - $250,000

(Se e C olumns C I a nd D 3) N = $250,001 - $500,000 O = $500.001 - $1,000,000 P 1 = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0. 00 0

P3 =$25,000,001 - $50,000.000 P4 =Mo re than $50,000,000

3 . Valu e Mc lh od Codes Q =Appraisal R Cost (R eal Estate Only) S -Assessm en t T = Cash M arket

(ge e C olumn C 2) U =Book Value V Other W = E st im ated

E =$15,001 - $50,000




Page 6 of 7

Name of Person Repo rt ing

KLAUSNER, ROBERT G.

Date of R e p o r t

04/26/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report.)




Page 7 of 7

Name of Person Report ing

KLAUSNER, ROBERT G.

Date of Repot!

04/26/2011

IX. CERTIFICATION.

1 ce r t i fy tha t a l l i n fo rma t i on g i v e n a bov e ( i nc l u d i ng i n fo rma t i on pe r t a i n i ng t o my spo u se a nd m i nor o r de pe nde n t ch i l d re n , if a ny ) i s

a ccu ra t e , t ru e , a nd compl e t e t o t he be s t o f my know l e dge a nd be l i e f , a nd t ha t a ny in fo rma t i on no t r e por t e d wa s wi t hhe l d be ca u se i t me t a pp l i ca b l e s t a t u t o ryprov i s i ons pe rmi t t i ng non-d i sc l osu re .

I fu r t he r ce r ti fy tha t e a rne d i ncom e f rom ou t s i de e m pl oy me n t a nd honora r i a a nd t he a cce p t a nc e o f g i f t s wh i ch ha v e be e n re por t e d a re i nco m p l ian ce w i th the p r o v is io n s o f 5 U .S .C. ap p . § 501 e t . s eq . , 5 U .S .C. § 73 53 , an d Jud ic ia l Co n f er en ce r eg u la t io n s .

Signatu re: S[ ROBERT G. KLAUSNER

NOTE: ANY INDIVIDUAL W HO KNOWINGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY BE SUBJECT TO CIVILAND CRIM INAL SANCTIONS (5 U.S.C. app . § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

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Robert G Klausner Financial Disclosure Report for 2010