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Registered Non – Licensed Person 19 th February 2018 Monday 19 th February 2018 Page 1 of 11 NLP identifier Name of Institution 1806 1291 Group of the Americas Ltd. 1155 Acadia Wealth Management Ltd. 1830 Accumulus Emerging Managers Fund Ltd. 1717 Aeolus Property Catastrophe Keystone PF Fund LP 1718 Aeolus Property Catastrophe Spire PF Fund LP 1579 Albourne Partners (Bermuda) Limited 1851 Alloy Fund Ltd. 1646 AlphaCat Advantage Fund Ltd. 1004 AlphaCat Diversified Fund Ltd. 1769 AlphaCat Managers Ltd. 1006 AlphaCat Master Fund Ltd 1638 AlphaCat Prima Fund Ltd. 1733 AlphaCat Soteria Fund Ltd 1008 Alternative Investment Management (Bermuda) Limited 1490 Altree Custody Services Ltd 1010 Antares European Fund Limited 1011 AON Securities Inc 1272 APTT Holding I Limited 1216 APTT Holdings 2 Limited 1012 Aquilus Management Limited 1013 Arche Master Fund, L.P. 1014 Archway Appreciation Fund Limited 1692 AREF Holdings (Bermuda) Limited 1015 Argonaut Financial Services Limited 1615 Astrum Fund Ltd. 1624 Asuka ILS Opportunites Fund Ltd. 1625 Asuka ILS Opportunities Unit Trust 1018 Atlantic Finance Company Limited 1612 Aureo Capital Limited 1019 Aureo Partners Limited 1845 Aurum Alternative Solutions Limited 1020 Aurum Jacana Fund Management Limited 1021 Aurum MAM Fund Management Ltd. 1691 Australian Real Estate Fund Limited

Registered Non – Licensed Person 19 February 2018 NONLICENSED PERSONS... · 1748 Elementum Tranquillus Fund Ltd. ... 1780 Invictus RG Pte. Ltd. ... Registered Non – Licensed Person

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Page 1: Registered Non – Licensed Person 19 February 2018 NONLICENSED PERSONS... · 1748 Elementum Tranquillus Fund Ltd. ... 1780 Invictus RG Pte. Ltd. ... Registered Non – Licensed Person

Registered Non – Licensed Person 19th February 2018

Monday 19th February 2018 Page 1 of 11

NLP identifier Name of Institution 1806 1291 Group of the Americas Ltd. 1155 Acadia Wealth Management Ltd. 1830 Accumulus Emerging Managers Fund Ltd. 1717 Aeolus Property Catastrophe Keystone PF Fund LP 1718 Aeolus Property Catastrophe Spire PF Fund LP 1579 Albourne Partners (Bermuda) Limited 1851 Alloy Fund Ltd. 1646 AlphaCat Advantage Fund Ltd. 1004 AlphaCat Diversified Fund Ltd. 1769 AlphaCat Managers Ltd. 1006 AlphaCat Master Fund Ltd 1638 AlphaCat Prima Fund Ltd. 1733 AlphaCat Soteria Fund Ltd 1008 Alternative Investment Management (Bermuda) Limited 1490 Altree Custody Services Ltd 1010 Antares European Fund Limited 1011 AON Securities Inc 1272 APTT Holding I Limited 1216 APTT Holdings 2 Limited 1012 Aquilus Management Limited 1013 Arche Master Fund, L.P. 1014 Archway Appreciation Fund Limited 1692 AREF Holdings (Bermuda) Limited 1015 Argonaut Financial Services Limited 1615 Astrum Fund Ltd. 1624 Asuka ILS Opportunites Fund Ltd. 1625 Asuka ILS Opportunities Unit Trust 1018 Atlantic Finance Company Limited 1612 Aureo Capital Limited 1019 Aureo Partners Limited 1845 Aurum Alternative Solutions Limited 1020 Aurum Jacana Fund Management Limited 1021 Aurum MAM Fund Management Ltd. 1691 Australian Real Estate Fund Limited

Page 2: Registered Non – Licensed Person 19 February 2018 NONLICENSED PERSONS... · 1748 Elementum Tranquillus Fund Ltd. ... 1780 Invictus RG Pte. Ltd. ... Registered Non – Licensed Person

Registered Non – Licensed Person 19th February 2018

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1721 Bailard Long/Short Master Fund, LP 1023 Bannon Multi-Manager Private Equity Fund Ltd. 1024 Bannon Private Equity Fund Ltd. 1026 Bay Pond Investors (Bermuda) 1028 Beltone Gems Equity Fund Limited 1724 BetaCat Feeder Fund I Ltd 1723 BetaCat Fund Ltd 1029 Bird 1 Limited 1031 Black Ant Master Fund L.P. (The) 1030 Black Ant Value Fund (US) L.P. (The) 1803 Blackstone Custom Solutions Platform Ltd. 1789 Blue Isles Futures Fund Limited 1798 Blue Jay Fund Ltd. 1738 Blue Water Master Fund II Ltd. 1610 Blue Water Master Fund Ltd. 1464 Bluefin Holdings LP 1836 BPY Limited 1575 Brant Point Master Fund International Ltd 1492 Bristol Airport (Bermuda) Limited 1833 Broad Global Strategy Fund Ltd. 1778 Brown Advisory (Bermuda) Ltd. (Formerly CDK Capital (Bermuda) Ltd.) 1038 BTG Investments LP 1457 BTG MB Investments LP 1700 CAM Argentina Opportunity Fund Ltd. 1042 CAM Fund Management Limited 1708 Canepa Advanced Healthcare Fund, L.P. 1044 CCC Investment Trust 1045 Cedar Financial Advisors Limited 1049 Charisma Investment Fund Ltd. 1811 Chartwell Capital International LP 1827 Chelsea Avondale Ltd. 1656 Cheyne Capital International L.P. 1050 Cheyne Capital International Limited 1053 China Healthcare Partnership Feeder Fund L.P. 1054 China Healthcare Partnership Master Fund L.P.

Page 3: Registered Non – Licensed Person 19 February 2018 NONLICENSED PERSONS... · 1748 Elementum Tranquillus Fund Ltd. ... 1780 Invictus RG Pte. Ltd. ... Registered Non – Licensed Person

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1491 Clareville Capital Opportunities Fund Limited 1056 Clarium L.P. 1465 Clifton Capital LP 1592 Concordia G-10 Fixed Income Relative Value Fund L.P. 1478 Concordia Institutional Multi-Strategy Ltd. 1066 Concordia Municipal Opportunities Master Fund L.P. 1480 Consolidated Towers Group Limited 1763 Continuum Fund Ltd 1795 CrescoCap Master Fund Limited 1796 CrescoCap Multi Strategy Fund I Limited 1607 Cronus Catastrophe Fund Limited 1556 Crossborder Capital (Bermuda) Ltd. 1728 CUNDILL INTERNATIONAL COMPANY LTD. 1075 Dacharan Capital Fund Limited 1085 Devonshire Master Investment Company Limited 1618 Diamond Hedge Multifunds Ltd. 1087 Dolphin Fund Ltd 1602 Dorsia Ltd. 1088 Double Helix Management Services Ltd 1804 Dreamlab Finance Ltd. 1706 Dynasty Holdings Company Limited 1649 Eastpoint Asset Management Ltd. 1094 Ecosse Limited 1558 Edgestream Master Fund Limited 1725 EFG Wealth Management (Bermuda) Limited 1788 Elementum (Bermuda) Ltd. 1586 Elementum Directus Fund Ltd. 1611 Elementum Directus Offshore Fund Ltd. 1812 Elementum Eccles Fund Ltd. 1844 Elementum Eridanus Fund Ltd. 1371 Elementum NatCat Master Fund Ltd 1800 Elementum NatCat Offshore Fund II Ltd. 1372 Elementum NatCat Offshore Fund Ltd 1760 Elementum Rothenthurm Fund Ltd 1748 Elementum Tranquillus Fund Ltd.

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1663 Elsztain Mining Opportunity Fund Ltd. 1096 Emerald Catastrophe Fund Limited 1652 Envision Capital Ltd. 1696 EQC Agrifund Ltd. 1734 EQC Alternative Strategies Fund Ltd 1835 EQC Impact Investing SAC Fund Ltd. 1621 EQC Long/Short Fund Ltd. 1831 EQC Private Markets SAC Fund II Ltd. 1768 EQC Private Markets SAC Fund Ltd. 1495 Equilibria Capital Management Limted 1104 Equus Asset Management Ltd. 1105 Equus Asset Management Partners L.P. 1111 Feeder Fund 1 Limited 1581 Ferrous Catastrophe Fund Ltd. 1666 FFF Ltd. 1114 Finch International Advisors Limited 1116 Focus Europa Fund Ltd 1117 Focus Investment Ltd 1468 Focus Managed Accounts Fund Ltd 1215 Frequency Infrastructure Communications Assets Limited 1069 Frequency Infrastructure International Limited 1122 Galleon Technology Offshore Ltd. 1832 GAM LIMITED 1123 GCA Strategic Investment Fund Limited 1553 General Atlantic Singapore Fund Interholdco Ltd 1799 Genio Capital Ltd. 1711 GKN Group Limited 1770 GLOBAL CONTINUUM FUND, LTD.

1774 Global Voyager Fund Limited formerly known as Clarien Alternative Investment Fund Limited

1133 GMO Alternative Asset SPC Ltd 1787 GMO Benchmark-Free SPC Ltd. 1502 GMO Credit Opportunities Fund (Offshore) LP 1135 GMO Emerging Country Debt Portfolio (Offshore) Ltd 1727 GMO Emerging Country Local Debt Fund (Offshore) L.P.

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1137 GMO Fixed Income Hedge Fund (Offshore), L.P. 1786 GMO Implementation SPC Ltd. 1139 GMO Mean Reversion Fund (Offshore) LP 1140 GMO Multi Strategy Fund (Offshore) LP 1141 GMO Offshore Funds I Ltd 1142 GMO Offshore Funds II Ltd 1143 GMO Offshore Master Portfolio V Ltd 1504 GMO Offshore Master Portfolios II Ltd 1144 GMO Offshore Master Portfolios IV Ltd 1152 Hamilton Global Growth Fund Limited 1514 Harmoni Fund LP 1657 Harrington Global Limited 1790 Harrington Global Opportunities Fund Limited 1156 Hazelbrook Investors (Bermuda) L.P. 1157 HDF Eurovest Unit Trust 1159 Highland CDO Opportunity Master Fund, L.P. 1161 Highland Multi-Strategy Master Fund, L.P. 1162 Highland Offshore Partners, L.P. 1163 Highland Select Equity Master Fund, L.P. 1164 Highmark Limited 1651 Hong Feng Zheng (Master) Limited 1166 Horacium Limited 1816 HSCM Bermuda Fund Ltd. 1168 Hudson Catastrophe Fund, Ltd. 1762 Iberian Opportunity Investments Ltd 1505 ICM Limited 1697 ILS Diversified Ltd. 1813 ILS Orion Fund Ltd. 1169 Independent Financial Services Bermuda Ltd. 1466 Ingenious Global IDF LP 1130 International Real Estate Fund Limited 1540 Intoll International Limited 1780 Invictus RG Pte. Ltd. 1471 IREF Australian Holdings (Bermuda) Limited 1284 IREF Global Holdings (Bermuda) Limited

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1176 Iron Catastrophe Fund, Ltd. 1557 Iron Catastrophe Master Fund, Ltd. 1177 J. Caird Investors (Bermuda) L.P. 1179 Juniper Catastrophe Fund, Ltd. 1517 Juniper Catastrophe Master Fund Ltd 1180 Juniperus Insurance Opportunity Fund Limited 1181 Kairos Catastrophe Fund, Ltd 1518 Kairos Catastrophe Master Fund Ltd. 1846 KF Core Fund Ltd. 1559 KFG Bermuda Ltd 1677 Kiskadee Diversified Fund Ltd. 1676 Kiskadee Select Fund Ltd. 1713 Larard Emerging Income Master Limited 1520 Leman Management Limited 1191 Lend Lease Asian Retail Investment Fund 1 Ltd 1192 Lend Lease Asian Retail Investment Fund 2 Ltd. 1193 Lend Lease Asian Retail Investment Fund 3 Ltd. 1194 Lend Lease Asian Retail Investment Fund 4 Ltd. 1195 Lend Lease Asian Retail Investment Fund 5 Ltd.

1196 Lend Lease Jem Partners Fund Limited previously Lend Lease Asian Retail Investment Fund 6 Ltd.

1801 Lingspur Asset Management Limited 1201 LMIF Storage Holdings Ltd. 1202 Lone Star Global Acquisitions, Ltd. 1854 Lotus Fund, Ltd. 1809 Lotus Master Fund Ltd. 1761 Loupe Special Investments Fund Ltd 1204 Luminus Energy Partners Master Fund Ltd 1847 Lutece Investment Management Ltd. 1776 Lyster Zanett Equity Partners, Ltd. 1544 Macquarie China Retail Company 1 Limited 1730 Macquarie China Retail Company 2 Limited 1213 Macquarie Global Infrastructure Fund III - Selected Offshore 1622 Macquarie Infrastructure Philippines Limited 1221 Macquarie SBI Infrastructure Limited

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1222 Macquarie SBI Infrastructure Trust 1225 Macquarie Special Situations Master Fund Limited 1414 Macquarie Storage Holdings Limited 1538 Magna Absolute Return Fund Ltd. 1694 MAK Capital Fund L.P. 1693 MAK Capital International Intermediate Fund LP 1719 Man Glenwood Holdings Ltd 1231 Man Managed Futures Select NF Strategies Ltd 1208 MAp Airports (Europe) Limited 1234 Mapleridge Fund Managers Limited 1841 MaxQuant Capital Ltd. 1840 MaxQuant Global Fund Ltd. 1731 MCRC 2 Holding Company Limited 1578 MCRC Holding Company Limited 1758 MEDALLION CAPITAL INVESTMENTS LTD. 1599 Medallion Fund RF LP 1757 Medallion International Ltd. 1598 Medallion RMPRF Fund LP 1755 Meditor European Master Fund Limited 1815 Mercalli ILS Bermuda Feeder Fund Ltd. 1814 Mercalli ILS Master Fund Ltd. 1634 Mercury Investment Fund SAC Ltd. 1648 Meridian Investments Limited 1250 Mezzacappa Diversified Opportunities Fund, Ltd. 1251 Mezzanine Management Central Europe II Limited 1252 Mezzanine Management Central Europe Limited 1256 Mezzanine Management Fund III G.P. Limited 1257 Mezzanine Management Limited 1259 Mid Ocean Isles Limited 1260 Midcircle Investment Management Ltd 1275 Monterey Avenue Fund Limited 1705 Morse LP 1572 MRIF Bermuda Investments 4 Limited 1227 MWREF Limited 1280 Neon Lights Limited

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1281 Nephila Capital Ltd 1282 Nephila Catastrophe Master Fund, Ltd. 1283 New Generation Turnaround Fund (Bermuda) L.P. 1683 New Ocean Capital Management Limited 1712 New Ocean Focus Cat Fund Ltd. 1701 New Ocean Market Value Cat Fund Ltd. 1286 New Style Company Limited 1853 Nightingale Ltd. 1620 NIMBUS WEATHER MASTER FUND LTD. 1627 Nomis Bay Ltd. 1569 Nomura Investment Company (Bermuda) Ltd. 1289 North River Investors (Bermuda) L.P. 1631 North Shore Investments Ltd. 1291 Notz Stucki Management (Bermuda) Limited 1573 Oakley Capital (Bermuda) Limited

1797 Oakley Capital Manager Limited formerly Oakley PE Management (Bermuda) Limited

1461 Obersee Capital LP 1297 Olivewood Fund Limited 1525 Onyx Catastrophe Fund, Ltd. 1301 Optima Discretionary Macro Fund Limited 1300 Optima Fund Limited (The) 1303 Oracle Management Limited 1476 Orange Valley Company Limited 1613 OrbiMed Partners Master Fund Limited 1304 Orbis Administration Limited 1305 Orbis Asset Management Limited 1306 Orbis Capital Limited 1837 Owls Nest Partners Master Fund Ltd. 1526 Palmetto Catastrophe Master Fund, Ltd. 1527 Park Capital L.P. 1528 Park Fund L.P. 1850 Parly Funds Ltd. 1314 Patterson Partners Ltd. 1316 Pegasus Fund Limited (The)

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1318 Pelham Long/Short Fund Ltd 1319 Pelham Long/Short Master Fund Ltd 1322 Perella Weinberg Partners Xerion Master Fund Ltd. 1765 Permian Global Bermuda Investments L.P. 1766 Permian Global Bermuda Limited 1775 PG3 Litigation Finance Fund Ltd. 1655 PG3 Private ILS Fund Ltd. 1747 PG3 Trade Finance Fund Ltd. 1749 Pillar Capital Management Limited 1653 Pillar Value Fund Limited 1623 Pillar Value Master Fund Limited 1587 Pine Grove Offshore Master Fund Ltd. (the "Fund") 1329 Pioneer Restructuring Fund Limited 1530 Point Investments Ltd. 1826 Prime Capital (Bermuda) Limited 1767 Protected Index Options Fund Limited 1334 Quissett Investors (Bermuda) 1567 Quoin Catastrophe Fund Ltd. 1753 Red Kite Compass Master Fund Limited 1752 Red Kite Master Fund Limited 1754 Red Kite Prospect I Master Fund Limited 1536 Rembrandt Catastrophe Fund, Ltd. 1343 Renaissance Institutional Equities Fund International, L.P. 1597 Renaissance Institutional Diversified Alpha Fund International L.P. 1793 Renaissance Institutional Diversified Global Equities Offshore Fund L.P. 1740 Renaissance Re Upsilon Co-Invest Fund Ltd 1739 Renaissance Re Upsilon Fund Ltd 1591 Revelation Capital Management Limited 1684 Revelation Special Situations Fund Ltd. 1550 RIEF Strategic Partners Fund International LP 1764 RJ Oasis (Bermuda) Limited 1779 RK Mine Finance Master Fund I Limited 1619 Rockmore India Fund Ltd 1817 Rudolf Wolff Private Equity Investments Limited 1351 Salthill Investors (Bermuda) L.P.

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1828 Schroder Securitized Credit Fund Limited 1821 Schroder Securitized Credit Master Fund Limited 1356 Schroder Venture Managers Inc. 1357 Schroder Venture Managers Limited 1545 Scopia International Master Fund LP 1537 Scopia PX International Master Fund L.P. 1644 SDF III-SideCo Ltd. 1460 Sema LP 1743 Silverback Management Limited 1555 Solidum Asset Management (Bermuda ) Limited 1361 Somers Fund Ltd (The) 1805 South Africa Alpha Capital Management LTD 1363 SPARX Long-Short Fund Limited 1367 SphereInvest (Bermuda) Limited 1368 Spindrift Investors (Bermuda) 1453 StarVest Dislocation Fund II Ltd. 1645 StarVest Dislocation Fund III Ltd. 1671 StarVest Dislocation Fund IV Ltd. 1374 StarVest Dislocation Fund Ltd. 1454 StarVest Dislocation Sub-Fund II Ltd 1643 StarVest Dislocation Sub-Fund III Ltd. 1670 StarVest Dislocation Sub-Fund IV Ltd. 1577 StarVest Dislocation Sub-Fund Ltd. 1722 StarVest Equity Alternatives Fund Ltd. 1825 StarVest Fixed Income Plus Fund Ltd. 1822 StarVest Funds Ltd. 1824 StarVest Multi Strategy Fund Ltd. 1823 StarVest Strategic Fund Ltd. 1455 StarVest Strategic Sub-Fund LP 1750 Steer Portfolio Management Limited 1376 Sterling Gent Advisors Ltd 1377 Stillmont Advisors Limited 1549 Stillmont Currency Fund Ltd 1838 Strobus Master Fund Ltd. 1839 Strobus Offshore Fund Ltd.

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1379 SunLight USA Fund Ltd. 1852 Sussex Capital Limited 1384 Swiss Edge Ltd 1385 Symmetry Peak Ltd. 1751 Tamarisk (Master) Fund Limited 1479 Tangarra Consultants Limited 1392 Tewksbury Capital Management Ltd. 1709 The Civil & Scholar Retirement Pension Fund, LP 1695 Theia Catastrophe Fund Ltd. 1511 Thiel Macro Investments Ltd 1566 Thiel Multi-Manager Fund Ltd 1771 Three Court Funds Offshore L.P 1848 THREE COURT MASTER. LP. 1394 Tiger Management Ltd. 1810 Timber Capital Limited 1395 TIP (Bermuda) Limited 1462 Trajan Capital LP 1399 Triton Master Fund, Ltd. 1077 Tyche Catastrophe Fund Ltd 1756 UFG Gulf Investments Limited 1629 Vermeer Weather Fund, Ltd. 1715 WELTON GLOBAL CAPITAL MARKETS FUND LTD. 1742 Welton Global Quantitative Equity Master Fund Ltd. 1818 Welton Paragon Fund Ltd. 1819 Welton Paragon Master Fund Ltd. 1407 Windward Management Ltd 1626 Windward Pilot Fund Ltd. 1410 Wolf Creek Investors (Bermuda) L.P. 1576 Xanth Catastrophe Fund Limited 1637 Yderst Catastrophe Fund, Ltd. 1412 Zagreus Management Limited