Quality Assurance Requirements for Nuclear Facility ... ASME NQA-1–2019 (Revision of ASME NQA-1–2017)

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  • Quality Assurance Requirements for Nuclear Facility Applications

    A N A M E R I C A N N A T I O N A L S T A N D A R D

    ASME NQA-1–2019 (Revision of ASME NQA-1–2017)

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  • ASME NQA-1–2019 (Revision of ASME NQA-1–2017)

    Quality Assurance Requirements for Nuclear Facility Applications

    AN AMERICAN NATIONAL STANDARD

    x

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  • Date of Issuance: December 31, 2019

    The next edition of this Standard is scheduled for publication in 2021.

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    The American Society of Mechanical Engineers Two Park Avenue, New York, NY 10016-5990

    Copyright © 2019 by THE AMERICAN SOCIETY OF MECHANICAL ENGINEERS

    All rights reserved Printed in U.S.A.

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  • CONTENTS

    Foreword . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xvii

    Correspondence With the NQA Committee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xix

    Committee Roster . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxi

    Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxiv

    Summary of Changes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxv

    Part I Requirements for Quality Assurance Programs for Nuclear Facilities (From Former NQA-1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

    Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 100 Purpose . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 200 Applicability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 300 Responsibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 400 Terms and Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Requirement 1 Organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 100 General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 200 Structure and Responsibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 300 Interface Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Requirement 2 Quality Assurance Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 100 General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 200 Indoctrination and Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 300 Qualification Requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 400 Records of Qualification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 500 Records . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Requirement 3 Design Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 100 General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 200 Design Input . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 300 Design Process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 400 Design Analyses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 500 Design Verification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 600 Change Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 700 Interface Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 800 Software Design Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 900 Documentation and Records . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 Requirement 4 Procurement Document Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 100 General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 200 Content of the Procurement Documents . . . . . . . . . . . . . . . . . . . . . . . . 12 300 Procurement Document Review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 400 Procurement Document Changes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12

    iii

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  • Requirement 5 Instructions, Procedures, and Drawings . . . . . . . . . . . . . . . . . . . . . . 13 100 General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Requirement 6 Document Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 100 General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 200 Document Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 300 Document Changes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 Requirement 7 Control of Purchased Items and Services . . . . . . . . . . . . . . . . . . . . . 15 100 General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 200 Supplier Evaluation and Selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 300 Bid Evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 400 Control of Supplier-Generated Documents . . . . . . . . . . . . . . . . . . . . . . 15 500 Acceptance of Item or Service . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 600 Control of Supplier Nonconformances . . . . . . . . . . . . . . . . . . . . . . . . . 16 700 Commercial Grade Items and Services . . . . . . . . . . . . . . . . . . . . . . . . . 16 800 Records . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 Requirement 8 Identification and Control of Items . . . . . . . . . . . . . . . . . . . . . . . . . 18 100 General . . . . .