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© 2011 ICH 1 Manufacturing process of biologics K. Ho Afssaps, France ©2011 ICH International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use

Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

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Page 1: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 1

Manufacturing  process of biologicsK. HoAfssaps, France

©2011 ICH International Conference on Harmonisation

of Technical Requirementsfor Registration of Pharmaceuticals for Human Use

Page 2: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

Disclaimer:

• The information within this presentation is based on the presenter's expertise and experience, and represents the views of the presenter for the purposes of a training workshop.

© 2011 ICH 2

Page 3: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

Production of recombinant protein

Unicellular system

Multicellularsystem

Bacteria

Yeast

Mammalian

Transgenic plant

Transgenic animal

Insect

Manufacturing process

Page 4: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

Organism naturally expressing protein of

interest

Gene of interest

Protein of interest

Gene of interest Wild vector

Expression vector

Genetically modified organism expressing protein

of interest

Manufacturing process

Page 5: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

Vial WCB 1.1

Vial WCB 1.2

Vial WCB 1.y

MCB vial #2

...

MCB vial #x

...

1 CLONE

WCB #1

Vial WCB 1.1

Vial WCB 1.2

Vial WCB 1.y

...

WCB #2

Vial WCB x.1

Vial WCB x.2

Vial WCB x.y

...

WCB #x

MCB vial #1

1 MCB

Manufacturing process

Page 6: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 6

FermentationPurification

Purified proteinCell bank

Manufacturing process

Page 7: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 7

ICH documents for biologics• Q5 A: Viral Safety

• Q5 B: Genetic Stability

• Q5 C: Product Stability

• Q5 D: Cell Substrates

• Q5 E: Comparability

• Q6 B: Specification

• M4 / M2: CTD / e-CTD

• Q7: GMP for APIs

• Q8: Pharmaceutical development

• Q9: Quality Risk Management

• Q10: Pharmaceutical quality system

• Q11: Development and Manufacture of Drug Substances

Page 8: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

Genetic development

Wild vector Gene of interest

Host cell Expression vector

Expression system (1 clone)

Master Cell Bank

Working Cell Bank

Cell banks

Culture / Fermentation

Purification

DRUG SUBSTANCE

Drug substanceProduction

Sterile filtration / Aseptic filling

DRUG PRODUCT

Typical biotech manufacturing process

Q5A Q5BQ5DQ5E

Q5A Q5CQ5EQ6BQ11Q5EQ6B

Q8R2

Q7M4Q9

Q10

Drug productProduction

Page 9: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

Description of Manufacturing Process  and Process Controls (ICH M4)

• Description: o Applicant’s commitment for the manufacture of the drug

substance. o Manufacturing process and process controls. o Typically starts with a vial(s) of the cell bank, and includes

cell culture, harvest(s), purification and modification reactions, filling, storage and shipping conditions.

• Batch(es) and scale definition: o Explanation of the batch numbering system, including

information regarding any pooling of harvests or intermediates and batch size or scale should be provided.

Page 10: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

• Cell culture and harvest:o Flow diagram

- From the Working Cell Bank up to the last harvesting operation. - Include all steps (i.e. unit operations) and intermediates. - Relevant information for each stage (eg PDL, volumes, times…)- Critical steps and critical intermediates with specifications

o A description of each process step - include for example, scale; culture media and other additives; major

equipment and process controls, including in-process tests and operational parameters, process steps, equipment and intermediates with acceptance criteria

- Information on procedures used to transfer material between steps, equipment, areas, and buildings, as appropriate, and shipping and storage conditions

- Criteria for rejection of harvests and premature termination of the culture

- Single harvest production- Multiple harvest production…

Description of Manufacturing Process  and Process Controls (ICH M4)

Page 11: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

• Purification and modification reactionso Flow diagram

- From the crude harvest(s) up to the step preceding filling of the drug substance.

- All steps and intermediates and relevant information for each stage (e.g.,volumes, pH, critical processing time, holding times, temperatures and elution profiles and selection of fraction, storage of intermediate…)

- Critical steps with specificationso A description of each process step :

- Information on, for example, scale, buffers and other reagents, and materials, conditions of use and reuse

- Process controls (including in-process tests and operational parameters) with acceptance criteria for process steps, equipment and intermediates.

- Reprocessing procedures- Information on procedures used to transfer material between steps,

equipment, areas, and buildings, as appropriate, and shipping and storage conditions

Description of Manufacturing Process  and Process Controls (ICH M4)

Page 12: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

• Filling, storage and transportation (shipping)o A description of the filling procedure for the drug

substance, process controls (including in- process tests and operational parameters), and acceptance criteria should be provided.

o The container closure system(s) used for storage of the drug substance and storage and shipping conditions for the drug substance should be described.

Description of Manufacturing Process  and Process Controls (ICH M4)

Page 13: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

Guidance for

Derivation of cells

Cell bank preparation

Cell bank characterisation

Derivation and characterisation of cell  substrates (ICH Q5D) 

Page 14: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

• Derivation of the cell substrateo Origin, source and history of the cell substrate

- Research & development information: published data, historical data from source laboratory, and experimental data

- Characteristics of the cell substrate: species, strain, genotypic and phenotypic characteristics, generation level, pathogenicity, toxin production, biohazard…

- Biological purity: exposure to infectious agents (contact with biological constituent?)

o Generation of the cell substrate- Procedure(s) used to obtained the cell substrate (transfection,

selection…)

Derivation and characterisation of cell  substrates (ICH Q5D) 

Page 15: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

• Cell bank preparationo Cell Banking system

- Two-tiered system: most common approach- MCB: directly derived from an initial clone- WCB: prepared from 1 or more vial of MCB

o Cell banking procedures

• Cell bank characterisationo Identity

- Phenotypic and/or genotypic characteristics- Performed on MCB and/or WCB

o Purity - Free from adventitious contaminants

Derivation and characterisation of cell  substrates (ICH Q5D) 

Page 16: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

• Cell substrate stabilityo 2 concerns:

- Consistent production of the intended product and retention of production capacity during storage under defined conditions.

- Stability during cultivation for production, at least two time points should be examined:

• one using cells which have received a minimal number of subcultivations, • another using cells at or beyond the limit of in vitro cell age for production

(LIVCA)• Based on production cells expanded under pilot or commercial scale • Expansion of cells from the WCB; cells from the MCB could be used

with appropriate justification. • Commonly performed once for each product marketing application.

o Evaluation of the cell substrate - Consistency of the coding sequence at LIVCA for production use or beyond - By nucleic acid testing or product analysis- Other specific traits (e.g. morphological characteristics, growth characteristics,

biochemical markers, immunological markers, productivity of the desired product…)

Derivation and characterisation of cell  substrates (ICH Q5D)

Page 17: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

• Banked cell stability under defined storage conditions:o usually generated during production of clinical trial material (cell

viability after reconstitution)o A proposal for monitoring of banked cell stability should be provided. o If the viability of the cell substrate is not significantly decreased,

generally no further testing of the MCB or WCB is considered necessary

Derivation and characterisation of cell  substrates (ICH Q5D)

Page 18: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 18

ISSUE : potential mutations on the expression system

RATIONALE

Evaluation of integrity of expression construct

Nucleic acid analysisProtein analysis

Genetic stability (ICH Q5B)

Page 19: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 19

Viral Safety (Q5A)

ISSUE : Known and Unknown viral contaminant

RATIONALE

3 Complementary Approaches

CELL LINES / RAW MATERIALS

PRODUCT TESTING AT APPROPRIATE STAGES

PROCESS CAPACITY TO CLEAR INFECTIOUS VIRUSES

Page 20: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 20

Viral Safety (Q5A)

• Cell Lines / Raw Materialso MCB

- Presence of latent or persistent virus infection, endogenous retrovirus

o Introduction of adventitious virus during production- Contaminated biological reagents, excipients…

• Product Testing At Appropriate Stageso Cell line : MCB, WCB, End production(+)

- Retroviruses & endogenous viruses: Infectivity, EM, Rev trancrp, specific tests…

- Non-endogenous viruses: In-vitro (cells), in-vivo (mouse, eggs…), antibody production tests, others

o Unprocessed bulk- 3 lots- And ongoing : case by case

Page 21: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 21

• Process capacity to clear infectious viruseso To assess steps for elimination / inactivationo Spiking : reduction of virus infectivityo Choice of viruses relevant viruses and model viruses (specific

and non-specific)

o Rationale for viral clearance : based on results for cell banks (A to E) and unprocessed bulk

o Purified bulk testing on at leaset 3 lots at pilot-plant scale or commercial scale, except for case A (ie no virus detected in cells)

Viral Safety (Q5A)

Page 22: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 22

A New Vision of Pharmaceutical  Quality• ICH July 2003

o ‘Develop a harmonised pharmaceutical quality system applicable across the lifecycle of the product emphasizing an integrated approach to quality risk management and science’

o Q8 : Pharmaceutical Development (Step 5)o Q9 : Quality Risk Management (Step 4)o Q10 : Pharmaceutical Quality System (Step 4)o Q8/Q9/Q10 – Questions & Answers (Step 5)

Page 23: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 23

‘New Quality Vision’ Expectations o Enhanced drug substance and drug product developmento Quality Risk Management o Pharmaceutical Quality System

o Lower risk operationo Innovationo Continual improvemento Optimized change management processo Potential for flexible approaches?

Page 24: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 24

ICH Q8 – Pharmaceutical development Part I

• Objective:o Description of 3.2.P.2 – Pharmaceutical developmento Opportunity to present knowledge gained through the

application of scientific approaches and quality risk management

o Demonstration of greater understanding of pharmaceutical and manufacturing sciences can create a basis for flexible regulatory approaches

• Scope:o 3.2.P.2 – Pharmaceutical developmento Does not apply to DP during clinical research

Page 25: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 25

ICH Q8 – Pharmaceutical development Part II (Annex)• Elements of Q8 - Part II:

o Clarification of key concepts outlined in the core guideline. o describes the principles of quality by design (QbD).

• Approaches to Pharmaceutical developmento Approach to, and extent of, development can also vary and should be

outlined in the submission. o Applicant might choose either:

- an empirical approach or - a more systematic approach to product development, or - a combination of both

• A greater understanding of the product and its manufacturing process:

o can create a basis for more flexible regulatory approaches. o degree of regulatory flexibility is predicated on the level of relevant

scientific knowledge provided in the registration application.

Page 26: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 26

ICH Q9 – Quality Risk Management

• Application by manufacturers :o optional o can be applied in:

- manufacturing environment - pharmaceutical development - preparation of the quality part of marketing authorisation dossiers.

• Application to the regulatory authorities:o pharmaceutical assessment of the quality part of the marketing

authorisation dossier, o GMP inspections o handling of suspected quality defects. …

Page 27: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 27

ICH Q10 – Pharmaceutical Quality  System

• Designed for the entire product lifecycle: beyond current expectations.

• Optional

• Should facilitate innovation and continual improvement and strengthen the link between pharmaceutical development and manufacturing activities.

Page 28: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 28

Perspectives: Q11 

• Guidance on S.2.2 to S.2.6. o S.2.6: Process development (same principles as Q8)o But alsoo S.2.2 Description of Manufacturing /Process Controls o S.2.3 Control of Materialso S.2.4 Controls of Critical Steps and Intermediates o S.2.5 Process Validation and/or Evaluation

• Applicable to « Traditional » and «Enhanced » approach

• Common guidance for NCE and BIO

Adapted from P. Zorzi, CASSS Barcelona, March 2011

Page 29: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 29

Perspectives: Q11 

• Q11 Key areaso Manufacturing process developmento Description of manuf. process /process controlso Selection of starting materials /sources materialso Control strategyo Process validation/evaluationo Lifecycle management

Adapted from P. Zorzi, CASSS Barcelona, March 2011

Page 30: Presentation - Manufacturing process of biologics · • Description: o Applicant’s commitment for the manufacture of the drug substance. o Manufacturing process and process controls

© 2011 ICH 30

Thank You!

©2011 ICH International Conference on Harmonisation

of Technical Requirementsfor Registration of Pharmaceuticals for Human Use