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1 Forging Global Alliances for Forging Global Alliances for Marine Biosafety through Marine Biosafety through GloBallast Partnerships GloBallast Partnerships Jose Matheickal, IMO

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Forging Global Alliances for Forging Global Alliances for Marine Biosafety through Marine Biosafety through GloBallast PartnershipsGloBallast Partnerships

Jose Matheickal, IMO

•• Global / IMO ResponseGlobal / IMO Response

•• Regulatory frameworkRegulatory framework

OverviewOverview

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•• GloBallast Pilot and GloBallast GloBallast Pilot and GloBallast PartnershipsPartnerships

•• Private Sector PartnershipsPrivate Sector Partnerships

•• Regional / national InitiativesRegional / national Initiatives

International Maritime OrganizationInternational Maritime Organization

S f d S Shi iS f d S Shi i

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Safer and Secure Shipping …..Safer and Secure Shipping …..

Cleaner Oceans…Cleaner Oceans…

IMO Response to Marine BiosafetyIMO Response to Marine Biosafety

•• IMOIMO--Res. A.774(18)Res. A.774(18)•• IMOIMO--Res. A.868(20)Res. A.868(20)•• IMOIMO BWM Convention 2004BWM Convention 2004

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•• IMOIMO--BWM Convention 2004BWM Convention 2004•• BLG Agenda on BiofoulingBLG Agenda on Biofouling

•• IMOIMO--GloBallast ProgrammeGloBallast Programme•• IMOIMO--ITCP ProjectsITCP Projects

IMO BWM ConventionIMO BWM Convention

•• IMO Diplomatic CONF 2004IMO Diplomatic CONF 2004

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•• 11 countries (~3.5%)11 countries (~3.5%) have ratified the have ratified the Convention so farConvention so far

•• Need 30 countries / 35% tonnageNeed 30 countries / 35% tonnage

Highlights of ArticlesHighlights of Articles

•• Article 5, Sediment Reception FacilitiesArticle 5, Sediment Reception Facilities

•• Article 6, Scientific and Technical ResearchArticle 6, Scientific and Technical Research

•• Article 7, Survey and CertificationArticle 7, Survey and Certification

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•• Article 9, Inspection of ShipsArticle 9, Inspection of Ships

•• Article 13, Technical Assistance, CoArticle 13, Technical Assistance, Co--operation operation and Regional Agreementsand Regional Agreements

•• Article 18, Entry into ForceArticle 18, Entry into Force

Highlights of RegulationsHighlights of RegulationsSection B Section B -- Management and Control Management and Control

Requirements for ShipsRequirements for Ships

Section C Section C -- Special Requirements in Certain AreasSpecial Requirements in Certain Areas

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Section D Section D -- Standards for Ballast WaterStandards for Ballast WaterManagementManagement

Section E Section E -- Survey and Certification Requirements Survey and Certification Requirements for Ballast Water Managementfor Ballast Water Management

Original water Empty New ocean water

Option 1 – Empty-Refill

Open Ocean Ballast ExchangeOpen Ocean Ballast Exchange

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Original water 1 tank exchange 2 tank exchange 3 tank exchange

Option 2 – Flow Through

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Ballast Water Treatment

(2009/2011 onwards )

BWMC Highlights, BWMC Highlights, TimeframeTimeframe

Ship Construction Ship Construction DateDate

Ballast capacityBallast capacity(cubic metres)(cubic metres)

Standard appliedStandard applied

Before 2009Before 2009 15001500 -- 50005000 BWE or BWP standard until 2014, BWE or BWP standard until 2014, th BWPth BWP

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Before 2009Before 2009 1500 1500 50005000 then BWPthen BWP

Before 2009Before 2009 <1500 or >5000<1500 or >5000 BWE or BWP standard until 2016, BWE or BWP standard until 2016, then BWPthen BWP

In or after 2009In or after 2009 <5000<5000 BWP standardBWP standard

In or after 2009 but In or after 2009 but before 2012before 2012 5000 or more5000 or more BWE or BWP standard until 2016, BWE or BWP standard until 2016,

then BWP standardthen BWP standard

In or after 2012In or after 2012 5000 or more5000 or more BWP standardBWP standard

BWMC Highlights, BWMC Highlights, Section DSection DRegulation DRegulation D--3 Approval 3 Approval Requirements for BWM Systems:Requirements for BWM Systems:

–– systems using active systems using active substances (chemical substances (chemical treatment) must betreatment) must be

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treatment) must be treatment) must be approved using IMO approved using IMO guidelinesguidelines

–– systems must be safe for systems must be safe for ship, equipment and crewship, equipment and crew

Status of Technology DevelopmentsStatus of Technology Developments

•• One treatment system obtained both basic approval One treatment system obtained both basic approval and final approval by IMO and final approval by IMO –– however this is yet to be however this is yet to be type approved by national administrationtype approved by national administration

•• 7 systems given basic approval by IMO7 systems given basic approval by IMO

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y g pp yy g pp y

•• 7 more systems currently applying for basic approval7 more systems currently applying for basic approval

•• Certain systems (if no active substance / chemical Certain systems (if no active substance / chemical used) do NOT need IMO approval used) do NOT need IMO approval –– only type only type approval neededapproval needed

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Technical GuidelinesTechnical GuidelinesGuidelines for sediments reception facilities (G1)Guidelines for sediments reception facilities (G1)Guidelines for Ballast Water Sampling (G2)Guidelines for Ballast Water Sampling (G2)Guidelines for ballast water management equivalent compliance(G3) Guidelines for ballast water management equivalent compliance(G3) Guidelines for Ballast Water Management and Development of Ballast Guidelines for Ballast Water Management and Development of Ballast

Water Management Plans (G4)Water Management Plans (G4)Guidelines for ballast water reception facilities (G5) Guidelines for ballast water reception facilities (G5) Guidelines for Ballast Water Exchange (G6) Guidelines for Ballast Water Exchange (G6) Guidelines for Risk Assessment under RegulationGuidelines for Risk Assessment under Regulation AA--4 (G 7)4 (G 7)G id li f l f B ll t W t M t S t (G8)G id li f l f B ll t W t M t S t (G8)

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Guidelines for approval of Ballast Water Management Systems (G8) Guidelines for approval of Ballast Water Management Systems (G8) Guidelines for approval and oversight of prototype ballast water Guidelines for approval and oversight of prototype ballast water

treatment technology programmes (G10)treatment technology programmes (G10)Guidelines for Ballast Water Exchange Design and Construction Guidelines for Ballast Water Exchange Design and Construction

Standards (G11)Standards (G11)Guidelines for sediment control on ships (G12)Guidelines for sediment control on ships (G12)Guidelines for additional measures including emergency situations (G13)Guidelines for additional measures including emergency situations (G13)Guidelines on designation of areas for ballast water exchange (G14)Guidelines on designation of areas for ballast water exchange (G14)Survey Guidelines for the purpose of BWM ConventionSurvey Guidelines for the purpose of BWM ConventionGuidelines on PSC under the BWM ConventionGuidelines on PSC under the BWM Convention

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GloBallast Programme GloBallast Programme (2000(2000––2004 and 20072004 and 2007--2012)2012)

GloBallast Programme GloBallast Programme (2000(2000––2004 and 20072004 and 2007--2012)2012)

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•• To prepare developing countriesTo prepare developing countries

GloBallast Pilot Phase GloBallast Pilot Phase (2000(2000--2004)2004)

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To prepare developing countries To prepare developing countries for BWM Conventionfor BWM Convention

•• Technical cooperation and Technical cooperation and capacity buildingcapacity building

Communication, Awareness & Communication, Awareness & Information Clearing House Information Clearing House (http://globallast.imo.org)(http://globallast.imo.org)

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Port biological baseline surveysPort biological baseline surveys

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Ballast Water Risk AssessmentsBallast Water Risk Assessments

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BW Treatment R&DBW Treatment R&D

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Standard modular training packageStandard modular training package

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Regional cooperation and replicationRegional cooperation and replication

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Presided by India and Vice presided by Brazil , South Africa & Ukraine

9 out of 11 countries who have now ratified the Convention are from

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ratified the Convention are from GloBallast Regions

South-North Transfer of GloBallast Tools and Expertise

Pilots to Pioneers: 6 centres of excellence

Queen’s Golden Jubilee Medal

Queen’s Golden Jubilee Medal

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Phase 2 Phase 2 -- GloBallast PartnershipsGloBallast Partnerships

General Objectives:

– Build on GloBallast 1 foundation

– Coordinate a global partnership

Support regional initiatives

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– Support regional initiatives

– Spur national legal, policy & institutional (LPI) development

– Accelerate BW Convention adoption

• 14 regions globally (6 high priority regions)

• Aprox. $20 million (cash & in-kind) supportSi ifi t i t

GloBallast Partnership (2007GloBallast Partnership (2007--2012)2012)GloBallast Partnership (2007GloBallast Partnership (2007--2012)2012)

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• Significant private sector partcipation through GIA

• Operational from October 2007

Focus: The Legal, Policy, Institutional Focus: The Legal, Policy, Institutional Reform Process at National LevelReform Process at National Level

Policies and institutional Policies and institutional Review Review (Legislations,(Legislations,

Policies and institutional Policies and institutional Arrangements)Arrangements)

Policy / Policy / Strategy DevelopmentStrategy Development•• PrinciplesPrinciples•• Detailed PolicyDetailed Policy

Capacity BuildingCapacity BuildingCapacity BuildingCapacity Building

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Reform PhaseReform Phase•• Legislative ReformLegislative Reform•• Institutional RationalisationInstitutional Rationalisation

ImplementationImplementation

Capacity BuildingCapacity BuildingCapacity BuildingCapacity BuildingDemo ProjectsDemo Projects

Info sharingInfo sharing

Assist Developing Countries to Reduce Risk of BW Mediated Bioinvasions

Learning, evaluation

and adaptive management

BWM Strategies in place and Legal, Policy and Institutional (LPI) reforms implemented and sustained at national level

Public-Private Partnershipsdeveloped for

accelerating technology solutions

Knowledge management andelectronic communications

systems developed and utilised

Project Coordination

structure

Monitoring& Eval.Reports

Rapid Status Assessment

National Legal reforms

InstitutionalCapacity

Compl.M&E

Systems

NBWMS GloBallastIndustry Alliance

BWT State ofart Publ.

Testing Facility

Standards

EnhancedS. HolderParticip.

GloBallastMarine

Elec. Inf. Sys

BWEconomic

Assessment

EnhancedBase Line

Information

SedimentMgmt

Solutions

ProjectCoord.

Unit

Mid-termEvaluation

DevelopGuidelines forrapid assmnt.

Develop Templates/guidelines

UpdateGloBallast

Mod. Course

DevelopIMO Model

Courses

DevelopModel

Legislations& Training

DevelopCME

Models &

GlobalIndustry

Taskforce

DevelopGeneral

Framework

Tec/econFeasibil.

Study

BWMFund

UpdatePB Survey protocols

selectDesignoptionsGMEIS

LME / RS /Pilot Reg.

Cooperation

Outcomes

Outputs

Activities

Objective

Guidance onEconomic

assessment

1 2 43

SpecialistCapacities.

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GlobalTask Force

RegionalCoord.

Unit

Regional Task

Force

NationalLA, NFP,NPC

TerminalEvaluation

AP/IPReports

Rapidassessment

StakeholderWorkshops

IntroductoryTraining on

BWM

CapacitateTraining

Organizations

& TrainingModule

LegalTraining

Nationallegislation

indicators

CMETraining

Imple-mentCME

Review ofCME

Effectness

GEF-UNDPIMO Industry

Forum

Test FacilityManual

Global Expert

workshop

Pilot study

Best Pract.Manual

R&D Forums

PBS survey& reports

Baseline infTo GMEIS

EconomicAssessment

GMEISExpert

workshop

Country ProfDatabase

Format Dev.

KnowledgeManagementCP Database

training

DevelopCP Database

Nationalwebsites

NewsLetters

& e-forums

LocalBrochures/publications

GloBallast +GMEIS portal

NationalTask Force

Develop NBWMS

AggregateEconomic

Data.GBP in Intl.& regionalForums

Regional Harmonization

WorkshopFinancial

Sustainability workshops

PB SurveyTraining

Taxonomy Training

Taxonomy Expert Roster

The project will endeavour to reflect the Public-private sector partnership activities

at regional level

The project will endeavour to reflect the Public-private sector partnership activities

at national level

Preliminary Strategy for Project Preliminary Strategy for Project ImplementationImplementation

Global PartnersGlobal Partners

Regional Implem. Regional Implem. PartnersPartners

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ChampionsChampions

(LPCs)(LPCs)

W.CAR.W.CAR.

SPREPSPREP

MEDMED

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Global (5 Priority Regions + 1 Special Global (5 Priority Regions + 1 Special New Region + 6 Pilot Regions + 2 New Region + 6 Pilot Regions + 2

GEF regions) GEF regions)

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GBP Lead PartnersGBP Lead Partners GBP Partners.GBP Partners. GB Pilots.GB Pilots.

Piloting to Partnering – Forging New FrontiersPiloting to Partnering – Forging New Frontiers

Private sector Partnerships: Private sector Partnerships: Global Industry Alliance (GIA)Global Industry Alliance (GIA)

Achieve Marine Bio

Security

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Catalyze Innovation &

Change

Provide Business Benefits

GlAGlA

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http://globallast.imo.orghttp://globallast.imo.org

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Thank youThank you

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Thank YouThank You