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Preoccupation with Preoccupation with DNRs: Expanding DNRs: Expanding the limits of the limits of Advance Care Advance Care Planning Planning John G. Carney, Vice John G. Carney, Vice President President Aging and End of Life Aging and End of Life National Kidney National Kidney Foundation Foundation and Missouri Kidney and Missouri Kidney Program Program Tuesday, May 19, 2009 Kauffman Center, Kansas City, MO

Preoccupation with DNRs: Expanding the limits of Advance Care

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Page 1: Preoccupation with DNRs: Expanding the limits of Advance Care

Preoccupation with Preoccupation with DNRs: Expanding DNRs: Expanding

the limits of the limits of Advance Care Advance Care

PlanningPlanning John G. Carney, Vice PresidentJohn G. Carney, Vice PresidentAging and End of LifeAging and End of Life

National Kidney Foundation National Kidney Foundation and Missouri Kidney Programand Missouri Kidney Program

Tuesday, May 19, 2009Kauffman Center, Kansas City, MO

Page 2: Preoccupation with DNRs: Expanding the limits of Advance Care

Objectives

1. Historical Review of ACP in U.S. and major shifts from legal to social models in last 30 years.

2. Integrating clinical decision making with patient goal setting – professional and ethical obligations

Page 3: Preoccupation with DNRs: Expanding the limits of Advance Care

Objectives

3. Emerging research begins questioning benefits of aggressive care for those living with advanced disease.

4. Unique construction of ESRD benefit and its impact on advance care planning.

Page 4: Preoccupation with DNRs: Expanding the limits of Advance Care

Objectives

• Moving away from legal transactional approach to communications approach

• Recognitions that this ACP is dynamic process not static

• Increase in age and progression of chronic disease affects decision making (burden)

Page 5: Preoccupation with DNRs: Expanding the limits of Advance Care

Advance DirectivesA Case of Balkanization

– Multiple AD statutes: 23 states– Multiple statutory forms

• Single form: 17 states• No forms: 4 states (MA, MI, NJ, OH)

– Mandatory AD forms (substantially in the following form): 13 states

– Mandatory disclosures: 8 states

– Mandatory phrases: 9 states

– Witnessing + notarization: 3 states

– Special Institutional witnessing: 7 states

– Required triggers (terminal/PVS)

Page 6: Preoccupation with DNRs: Expanding the limits of Advance Care

Present Trends & Challenges

1. Simplification/consolidation (de-legalizing) of advance directive law.– 21 States -- AL*, AZ, CA, CT, DE*, FL, HI*, KY, ME*, MD, MN,

MS*, NJ, NM*, OK, OR, TN, VA, VT WV, WY* * Modeled to some extent on UHCDA

2. Preference for & support of appointment of a proxy.– Proxy trumps LW and guardian – In drafting, address scope of proxy’s discretion

3. Changing advance planning from a form to process– Avoid mandatory forms or language

4. More social prompts & tools for advance planning– Driver’s license notice– Registries

Page 7: Preoccupation with DNRs: Expanding the limits of Advance Care

Present Trends & Challenges5. More non-judicial pathways for decision-making/dispute

resolution.

– e.g. ethics committees.

– “Unbefriended” – research needed

6. Possible rethinking of substituted judgment.

7. Translating patient care goals/wishes into the language of the health care system.

– POLST and out-of-hospital DNR protocols.

Page 8: Preoccupation with DNRs: Expanding the limits of Advance Care

DNR Protocol limits

• Transition to DNR is understandable but insufficient

• DNR too often interpreted as Do Not Respond

• CPR is not the only life sustaining treatment

• Palliative care objectives not achieved when limited to discussions on acute intervention

Page 9: Preoccupation with DNRs: Expanding the limits of Advance Care

9

Aging Population• Rising median age of dialysis population

>50% over 65 yrs old

• > 79,000 dialysis patients die per year

• ~20% die after decision to withdraw

• High percentage with comorbidities

• High in-hospital death-63%*

* United States Renal Data System 2001-2002 cohort

Page 10: Preoccupation with DNRs: Expanding the limits of Advance Care

High Symptom Burden

• HD patients median # of symptoms=9

• Pain in over 50%

• Associated with impaired HRQoL

• Associated with depression

Weisbord, et al. JASN 2005:16:2487-2494

Page 11: Preoccupation with DNRs: Expanding the limits of Advance Care

Patient’s ConcernsRegarding End-of-Life Care

• Adequate pain and symptom control

• Avoiding inappropriate prolongation of dying

• Achieving a sense of control

• Relieving burden on loved ones

• Strengthening relationships with loved ones

Singer PA, et al. JAMA 1999; 281:163-168.

Page 12: Preoccupation with DNRs: Expanding the limits of Advance Care

Relevance to ESRD

• Shortened life expectancy

• High symptom burden

• Aging population

Page 13: Preoccupation with DNRs: Expanding the limits of Advance Care

ESRD Patient Probability of Survival

Patient Population Survival (%)

1-yr for all incident patients, unadjusted 791-yr for incident patients >65 yrs, unadjusted 652-yr for all incident patients, unadjusted 65

2-yr for all incident patients >65 yrs, unadj 485-yr for all incident patients, unadjusted 38

5-yr for incident patients >65 yrs, unadjusted 1810-yr for all incident patients, unadjusted 2010-yr for incident patients >65 yrs, unadjusted 3

USRDS, 2004 Annual Data Report

Page 14: Preoccupation with DNRs: Expanding the limits of Advance Care

Dialysis Withdrawal and Hospice Status USRDS 2001-2002 Cohort

Dialysis Withdrawal and Hospice Status

Deceased Patients(N=115,239)

Percent Mean Age in Years

Hospice Yes 15,565 13.5 73.4 ± 11.0 *

Hospice No 99,674 86.5 68.6 ± 13.4

Withdrawal Yes 25,075 21.8 72.7 ± 11.8 **

Hospice Yes 10,518 41.9 73.9 ± 10.6

Hospice No 14,557 58.1 71.7 ± 12.3

Withdrawal No 81,624 70.8 68.0 ± 13.4

Hospice Yes 2,751 3.4 71.7 ± 11.7

Hospice No 78,873 96.6 67.9 ± 13.5

Withdrawal Status Unknown

8,540 7.4 71.1 ± 13.2

Murray and Moss, ASN 2004

Page 15: Preoccupation with DNRs: Expanding the limits of Advance Care

High Symptom Burden

• HD patients median # of symptoms=9

• Pain in over 50%

• Associated with impaired HRQoL

• Associated with depression

Weisbord, et al. JASN 2005:16:2487-2494

Page 16: Preoccupation with DNRs: Expanding the limits of Advance Care

Profile of CKD patient• Limited Life Expectancy

– Most patients with chronic kidney disease (CKD), especially those non-candidates for transplantation, have significantly shortened life expectancy.

– In comparison to population as a whole, dialysis patients live about 1/3 as long as those without ESRD of same age and sex.

• 45 % of new CKD patients have diabetes,• Many other comorbid conditions including

hypertension, congestive heart failure, ischemic heart disease, and peripheral vascular disease.

Excellence in End of Life Care – ESRD Workgroup Report, 2002 (RWJF)

http://www.promotingexcellence.org/i4a/pages/Index.cfm?pageID=3689

Page 17: Preoccupation with DNRs: Expanding the limits of Advance Care

Profile of CKD patient

• Lack of information and misconceptions regarding the process of dying represent obstacles to optimum end-of-life care and decision making for CKD patients and their families.

Excellence in End of Life Care – ESRD Workgroup Report, 2002 (RWJF)

http://www.promotingexcellence.org/i4a/pages/Index.cfm?pageID=3689

Page 18: Preoccupation with DNRs: Expanding the limits of Advance Care

ESRD/CKD Quality of Life

• Discordance between the life-sustaining technology of dialysis and the burdens of the symptoms of renal insufficiency and comorbidities common in ESRD.

• Comorbidities insufficiently appreciated at the outset by patients and families and incompletely described by clinicians.

• This subgroup examined ways to better identify factors that impact patients’ quality of life.

Excellence in End of Life Care – ESRD Workgroup Report, 2002 (RWJF)

http://www.promotingexcellence.org/i4a/pages/Index.cfm?pageID=3689

Page 19: Preoccupation with DNRs: Expanding the limits of Advance Care

Quality of Dying Subgroup

• Paucity of literature addressing the quality of the end-of-life experience and care for ESRD patients, particularly from the perspectives of patients and families.

• Anecdotal information and studies suggest that the “quality” of the dying experience among dialysis patients is less than optimal.

Excellence in End of Life Care – ESRD Workgroup Report, 2002 (RWJF)

http://www.promotingexcellence.org/i4a/pages/Index.cfm?pageID=3689

Page 20: Preoccupation with DNRs: Expanding the limits of Advance Care

Quality of Dying Subgroup

• Factors contributing to this poor experience include:– inadequate advance care planning; – inadequately treated pain and other symptoms; – insufficient attention to emotional stress of patients

and families and family dynamics; – a general lack of patient/family/public education about

end-of-life care; – and failure to address issues of religion, race and

cultural diversity as they relate to life completion and closure.

Excellence in End of Life Care – ESRD Workgroup Report, 2002 (RWJF)

http://www.promotingexcellence.org/i4a/pages/Index.cfm?pageID=3689

Page 21: Preoccupation with DNRs: Expanding the limits of Advance Care

Quality of Dying continued

• No consistent policy to honor preferences of dialysis patients who do not want to undergo cardiopulmonary resuscitation,

• More worrisome, policies of many dialysis units either unclear on this point or prohibit honoring a legitimate Do Not Resuscitate (DNR)directive from an ESRD patient.

Excellence in End of Life Care – ESRD Workgroup Report, 2002 (RWJF)

http://www.promotingexcellence.org/i4a/pages/Index.cfm?pageID=3689

Page 22: Preoccupation with DNRs: Expanding the limits of Advance Care

Education Subgroup findings

Key barrier to change – correct deficiency of knowledge about palliative care. – Lack of curriculum or educational materials hapters

on palliative care for ESRD patients. – significant gaps in training programs and in

nephrologists’ knowledge, attitudes, and practice skills in renal palliative/supportive care.

• At the root of these deficiencies in education and practice lies a culture of denial related to dying and death within dialysis units—one shared by nephrologists, staff, patients and families.

Excellence in End of Life Care – ESRD Workgroup Report, 2002 (RWJF)

http://www.promotingexcellence.org/i4a/pages/Index.cfm?pageID=3689

Page 23: Preoccupation with DNRs: Expanding the limits of Advance Care

Additional Studies and Findings

• HD patients only get moderate symptom relief.

• Symptom relief often clustered (fatigue, disturbed sleep)

• Satisfaction associated with relief significantly impacts QOL

Page 24: Preoccupation with DNRs: Expanding the limits of Advance Care

Additional Studies and Findings

• Recommendations for Addressing End-of-Life Care in ESRD

• Based on National Consensus Project for Quality Palliative Care

• Mid-Atlantic Renal Coalition

1527 Huguenot Road

Midlothian, VA 23113

804-794-3757

[email protected]

Page 25: Preoccupation with DNRs: Expanding the limits of Advance Care

2007 Study by RPA on advances in palliative care for ESRD pateints

• In the 1990s, reported practices of nephrologists' end-of-life decision-making showed much variability.

• Renal Physicians Association (RPA) and the American Society of Nephrology (ASN) developed a clinical practice guideline on end-of-life decision-making.

• 2005 research to determine whether nephrologists' attitudes and reported practices had changed over time– survey responses from 296 nephrologists completing an online survey in

2005 were compared with 318 nephrologists who completed a similar mailed survey in 1990.

• In 2005, less variability was noted in reported practices to withhold dialysis from a permanently unconscious patient (90% would withhold in 2005 versus 83% who would withhold in 1990, P < 0.001)

• and to stop dialysis in a severely demented patient (53% in 2005 would stop versus 39% in 1990, P < 0.00001).

Page 26: Preoccupation with DNRs: Expanding the limits of Advance Care

2007 Study by RPA on advances in palliative care for ESRD patients

• Significantly more dialysis units reported written policies on cardiopulmonary resuscitation (86% in 2005 versus 31% in 1990, P < 0.0001)

• Withdrawal of dialysis (30% in 2005 versus 15% in 1990, P < 0.0002);

• Nephrologists were also more likely to honor a dialysis patient's do-not-resuscitate order (83% in 2005 versus 66%, P < 0.0002)

• Consider consulting a Network ethics committee (52% in 2005 versus 39%, P < 0.001).

Nephrologists' reported practices in end-of-life care have changed significantly over 15 years separating the two surveys, suggesting benefit in development of clinical practice guideline.

Page 27: Preoccupation with DNRs: Expanding the limits of Advance Care

2007 Study by RPA on advances in palliative care for ESRD patients

Clinical Journal of the American Society of Nephrology

Page 28: Preoccupation with DNRs: Expanding the limits of Advance Care

New Data show

• Recent research enables us to predict more accurately the patients for whom the burdens of dialysis will likely outweigh the benefits.

• Dialysis decision-making should remain case-by-case.

• New nephrology guidelines helpful in decision-making.

• Professional integrity requires us to respect patients’ wishes even when families want to override them and to do no harm.

Page 29: Preoccupation with DNRs: Expanding the limits of Advance Care

Patients who Should Not Be Dialyzed

• Those who (or by legal agent) refuse

• Those with profound neurological impairment

• Terminally ill from a non-renal cause

• Those whose condition precludes the technical process of dialysis • advanced dementia and severe mental disability

RPA/ASN. Shared Decision-Making in the Appropriate Initiation of and Withdrawal from Dialysis. 2000.

Page 30: Preoccupation with DNRs: Expanding the limits of Advance Care

Clinical Practice Guideline on Shared Decision-Making in the Appropriate

Initiation of and Withdrawal from Dialysis

Renal Physicians Association and American Society of NephrologyCLINICAL PRACTICE GUIDELINE

Number 2Washington, DCFebruary 2000

Page 31: Preoccupation with DNRs: Expanding the limits of Advance Care

RPA/ASN Guideline

• Nine recommendations

• Rationale for each recommendation

• 25 prognostic tables

• 302 references

• Consensus of AAKP, RPA, ASN, ANNA, ASPN, NKF, NRAA, ESRD Forum

Page 32: Preoccupation with DNRs: Expanding the limits of Advance Care

Recommendation No. 1: Shared Decision-Making

• A patient-physician relationship that promotes shared decision-making is recommended for all patients with either ARF or ESRD.

• Shared decision-making participants should involve at a minimum the patient and the physician.

• If a patient lacks decision-making capacity, decisions should involve the legal agent.

• With the patient’s consent, shared decision-making may include family members or friends and other members of the renal care team.

Page 33: Preoccupation with DNRs: Expanding the limits of Advance Care

Recommendation No. 2: Informed Consent or Refusal

• Physicians should fully inform patients about their diagnosis, prognosis, and all treatment options, including: – 1) available dialysis modalities, – 2) not starting dialysis and continuing conservative management

which should include end-of-life care, – 3) a time-limited trial of dialysis, and – 4) stopping dialysis and receiving end-of-life care.

• Choices among options should be made by patients or, if patients lack decision-making capacity, their designated legal agents.

• Their decisions should be informed and voluntary. • The renal care team, in conjunction with the primary care physician,

should insure that the patient or legal agent understands the consequences of the decision.

Page 34: Preoccupation with DNRs: Expanding the limits of Advance Care

Recommendation No. 3: Estimating Prognosis

• To facilitate informed decisions about starting dialysis discussions should occur with the patient or legal agent about life expectancy and quality of life.

• Primary care physician or nephrologist familiar with prognostic data should lead discussion.

• Discussions should be documented and dated. • All patients requiring dialysis should have chances for survival

estimated, realizing imprecision of predicting patient survival. • Estimates should be discussed with patient or legal agent, patient’s

family, and among the medical team. • For patients with ESRD, these discussions should occur early in

course of the patient’s renal disease and continue as disease progresses.

• For patients who experience major complications substantially reducing survival or quality of life, discussion and/or reassessment of treatment goals, including consideration of withdrawing dialysis should occur.

Page 35: Preoccupation with DNRs: Expanding the limits of Advance Care

Recommendation No. 4: Conflict Resolution

• Initiate systematic approach for conflict resolution if disagreement regarding benefits of dialysis between the patient or legal agent (and those supporting the patient’s position) and a member(s) of the renal care team occur.

• Conflicts within the renal care team or between the renal care team and other health care providers that occur should prompt review the shared decision-making process for potential sources of conflict: 1) miscommunication or misunderstanding about prognosis, 2) intrapersonal or interpersonal issues, or3) values.

• If dialysis is indicated emergently, provide while pursuing conflict resolution, if patient or legal agent requests it.

Page 36: Preoccupation with DNRs: Expanding the limits of Advance Care

Recommendation No. 5: Advance Directives

• The renal care team should attempt to obtain written advance directives from all dialysis patients.

• These advance directives should be honored.

Page 37: Preoccupation with DNRs: Expanding the limits of Advance Care

Recommendation No. 6: Withholding or Withdrawing

Dialysis

• Withhold or withdraw dialysis for patients with either ARF or ESRD when patients:– with decision-making capacity, who being fully informed and

making voluntary choices, refuse dialysis or request dialysis be discontinued

– who no longer possess decision-making capacity and have previously indicated refusal in an oral/written advance directive

– who no longer possess decision-making capacity and whose properly appointed legal agents refuse dialysis or request that it be discontinued

– with irreversible, profound neurological impairment such that they lack signs of thought, sensation, purposeful behavior, and awareness of self and environment.

Page 38: Preoccupation with DNRs: Expanding the limits of Advance Care

Recommendation No. 7: Special Patient Groups

• Reasonable to consider not initiating or withdrawing dialysis for patients with ARF or ESRD who have terminal illness from a non-renal cause or whose medical condition precludes the technical process of dialysis.

Recommendation No. 8: Time-Limited Trials

• For patients requiring dialysis, but who have uncertain prognosis, or for whom consensus cannot be reached about, consider offering a time-limited trial of dialysis.

Page 39: Preoccupation with DNRs: Expanding the limits of Advance Care

Recommendation No. 9: Palliative Care

• All patients who decide to forgo dialysis or for whom such a decision is made should be treated with continued palliative care.

• With the patient’s consent, persons with expertise in such care, such as hospice health care professionals, should be involved in managing the medical, psychosocial, and spiritual aspects of end-of-life care for these patients.

• Patients should be offered the option of dying where they prefer including at home with hospice care.

• Bereavement support should be offered to patients’ families.