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Peer Observation of Teaching Module Workbook 2011 Contributing Lecturers David Jennings, Tim mcMahon & Paul Surgenor UCD Teaching and Learning

Peer Observation of Teaching: Peer Observation Scd

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This workbook forms part of the Post Graduate Certificate Module on Peer Observation.It provides resources, materials and frameworks for the undertaking of peer observations of teaching.

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2012 DJ

   

 

 

 

 

Peer Observation of Teaching

Module Workbook 2011

Contributing Lecturers

David Jennings, Tim mcMahon & Paul Surgenor

UCD Teaching and Learning

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Graduate  Diploma  in  University  Teaching  and  Learning  

 

Contributing  Lecturers:  David  Jennings,  Dr  Tim  McMahon  &  Dr  Paul  Surgenor  

 

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Task:  Initital  thoughts  on  the  process  of  Peer  Observation…  

Looking  at  the  questions  below,  decide  whether  they’re  true  (T),  false  (F),  or  a  bit  of  both  (BoB).  

 

1.   The  main  point  of  peer  observation  is  to  establish  how  good  a  

lecturer  is  

T   F   BoB  

         

         

2.   Peer  observation  should  only  be  conducted  by  senior  members  of  

staff  

T   F   BoB  

         

         

3.   The  observer  should  have  a  good  knowledge  of  the  subject  they  are  

observing  

T   F   BoB  

         

         

4.   Results  are  more  reliable  if  it  occurs  without  the  knowledge  of  the  

observed  lecturer  

T   F   BoB  

         

         

5.   After  a  peer  observation,  results  should  be  forwarded  to  your  Head  of  

School  

T   F   BoB  

         

         

What  is  the  purpose  of  observation,  what  is  being  observed,  and  by  whom,  what  is  their  

experience/role  in  the  process,  what  is  done  with  the  data,  how  is  it  interpreted…

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Introduction  

Observation   of   teaching   has   become   a   feature   in   our   universities   over   the   last   decade.     The  

application  of  these  social  learning  principles  became  common  in  the  USA  in  the  1960s.    Student-­‐

generated   reviews   of   teaching   staff   led   to   professional   development   programmes   and   peer  

observation   was   an   integral   part   of   this   process   (D’Andrea,   2002).   The   practice   has   been  

increasingly   developed   throughout   the   UK,   but   didn’t   become   widespread   until   the   1990s  

(Shortland,  2004).  It  took  an  additional  ten  years  to  infiltrate  third-­‐level  education  in  Ireland.  

 

What  is  Peer  observation?  

Peer  observation  is  regarded  by  academics  and  educational  developers  as  a  tool  for  personal  and  

professional  development.  

 

   

Peer  observation  is  a  complex  process  which  isn’t  easily  defined.  One  very  basic  definition  is  that  it  

is   a   ...process   whereby   a   third   party   observes   &   provides   feedback   on   teaching   and   learning  

support  taking  place  in  a  university  or  college.    

(NATFHE,  2001,  cited  in  Shortland,  2004)  

 

 

...a  tool  that  enables  lecturers  to  improve  the  standard  of  their  teaching  

...a  method  of  gaining  feedback  to  improve  your  teaching  skills  that  involves  discussing  your  teaching,  

paricularly  areas  you  feel  you  need  help  with  

...a  process  that  involves  peers  observing  a  tutor’s  performance  through  classroom  observaion  and  examinaion  of  instrucional  materials  and  course  design  

...an  opportunity  for  two  or  more  lecturers  to  learn  from  each  other  through  a  process  of  observaion    

Peer  observaion  is...  

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Gosling  (2002)  considers  the  topic  by  deconstructing  the  individual  terms  in  the  title.    

 ‘Peer’   Many   learning   theories   see   learning   as   a   social   process   (for   example,   the   social  

constructivism   that   underlies   student-­‐centred   learning   or   a   PBL   approach   to   teaching/learning).    

Webb  (1996)  states  that  since  learning  cannot  be  abstracted  from  the  social  relations  within  which  

it  occurs,  the  peer  will  have  an  impact  merely  by  being  involved  in  the  process  regardless  of  their  

status.      

A   ‘peer’  can  be  taken  to  mean  a  variety  of   things  –  a  colleague  from  the  same  School,  different  

School,  similar  status,  above  or  below  your  own  grade,  same  age  or  experience  etc.  The  nature  of  

this  relationship  may  change  depending  on  why  the  observation  is  occurring.      

If  peer  observation  is  being  used  throughout  a  School  it’s  vital  that  all  staff  members  are  regarded  

as  genuine  peers,  and  that   there   is   real  mutuality  and  respect   for   the  participants,   regardless  of  

their  status.    

‘Observation’   What   are   we   actually   observing?     There’s   an   ostensible   emphasis   on   the  

‘performance’  aspect  of  teaching,  and  of  moving  teaching  from  a  private,  to  a  more  public  activity.    

Perspective  is  an  important  consideration,  since  those  involved  in  the  observation  don’t  just  ‘see’  

the  teaching  behaviours  –  they  interpret  them.  Their  views  are  shaped  by  their  own  interpretation  

or   idea   of   what   a   lecture,   innovative   teaching,   or   traditional   lecturing   involves,   and   so   the  

experience  and  expertise  of  the  observer  influences  what  is  seen  and  what  is  missed,  and  what  is  

thought  to  be  important.  

To   avoid   a   vague,   anecdotal   observation/feedback,   it   is   suggested   that   some   form   of  

checklist/proforma   is   used.   However,   since  most   genuine   peer   observation   is   developmental   in  

nature,   the  checklist  approach  to  data  collection  can  be   limiting  and   it   is   suggested  that  a  more  

open,   informal   recording  measure   should   also   be   incorporated.   This   ensures   that   the   observer  

isn’t  merely  relying  on  memory  &  interpretation  without  any  evidence,  while  at  the  same  time  not  

being  limited  to  the  strict  format  of  a  checklist.  

One  option  for  capturing  as  much  data  as  possible  is  the  use  of  recording  equipment  (either  audio  

or   video).  While   this   can  be   a   very   powerful   tool,   the   presence  of   a   video   camera   can  have   an  

undesirable  influence,  particularly  if  the  class  is  small.    

The  process  of  observation  then   is  not  simply  a  neutral,  objective  process.  Rather,  the  observer,  

method  of  observation,  and  instruments  used  will  all  impact  on  the  information  obtained  from  the  

session.  

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‘Teaching’   The   emphasis   on   ‘teaching’   can   often   cause   us   to   overlook   the   fact   that   the   main  

purpose  of  teaching  is  to  promote  student   learning.  Consequently,  we  may  have  to  broaden  our  

perspectives,  or  reassess  our  conception  of  what  we  understand  teaching  to  be  and  what  evidence  

should  be  collected  accordingly.      

The   assumptions  we  make   about   teaching  will   influence  what   is   observed,   since  we  often  have  

different   ideas   of   what   constitutes   teaching.   Aspects   that   tend   to   receive   less   focus   include  

tutorials,   supervision,   lab   or   studio   work   that   may   involve   one-­‐to-­‐one   conversations   etc.,   or  

anything   that   happens   outside   the   traditional   arena   of   learning   (i.e.,   the   lecture  

theatre/classroom).      

 

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Graduate  Diploma  in  University  Teaching  and  Learning  

 

Contributing  Lecturers:  David  Jennings,  Dr  Tim  McMahon  &  Dr  Paul  Surgenor  

 

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Issues  and  Dilemmas  

Task:  Resolving  potential  Problems  with    Observation  

Based  on  this  brief  overview  can  you  think  of  any  potential  problems  and,  more  importantly,  how  

these  can  be  overcome?    

 

Potential  Problem   Potential  Solution  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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1.  Who  observes  whom?  And  why?  

Who  decides  who  should  be  observed  and  who  their  observer  should  be?  Does  this  matter?  

-­‐ In   true  peer  observation,   the  person   to  be  observed  generally   chooses   the  observer  and  

the  observation   focus   (such  as  student  activity;  presentation  skills;   clarity  of  explanation;  

interactivity;  use  of  aids;  questioning  skills  etc)  

-­‐ One  method  is  to  deliver  one  class  using  a  well-­‐established  lecture  method,  and  a  second  

using  a  new  technique  or  approach  to  teaching.    

If  the  observation  process/an  observer  is  being  forced  upon  a  lecturer,  are  they  compelled  to  participate?  How  much   room   is   there   to  negotiate?  And  what  exactly  are   the  data  collected  going  to  be  used  for?  

 

2.  Choice  in  participation  

Should   peer   observation   be   forced   on   any   lecturer?   And   if   so,   how   will   this   affect   the   overall  effectiveness  of  the  process  as  a  learning  tool?    

-­‐ There  is  a  clear  distinction  between  voluntary  and  compulsory  observation.      

-­‐ Research  suggests  that:  there  should  be  a  culture  that  supports  and  encourages  individuals  

to  invest  in  their  personal  growth  (Loughran  &  Gunstone,  1997);  that  a  self-­‐diagnosed  need  

for   learning   is   a   more   powerful   motivator   than   an   externally   prescribed   one   (Wade   &  

Hammick,   1999);   and,   that   informal   collegial   relationships   are   often   the   most   fruitful  

(Rowland,  2000)  

Who  observes  whom  (and  why)?  

Choice  in  paricipaion  

Judgemental/  Evaluaive  

observaions  Equality,  trust,  &  

respect  

Control   Confideniality   Good  teaching   Quanifying  teaching  

Confusion  over  terms  

Personal  skills  required   Subjecive  nature   Challenge  to  

lecturer  autonomy  

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-­‐ The  issue  of  choice  has  profound  implications  at  several  levels:  degree  of  participation  and  

engagement;  self-­‐reflection;  effectiveness;  motivation  for  continuing;  what  you  actually  do  

in  your  observation;  how  it’s  observed;  what’s  done  with  the  data;  your  relationship  with  

the  observer;  your  level  of  comfort  and  trust  in  the  process/observer;  whether  you  actually  

learn   anything   from   the   process   (or   just   breathe   a   sigh   of   relief   when   it’s   finished);   or,  

apprehension  about  having  no  control  over  flow  of  data  and  how  it’s  used    

If   the  observed   is   trying   something  more   innovative  or   interactive   than  usual,   to   impress   rather  than  to  get  feedback,  is  there  any  point  in  the  observation?    

 

3.  Judgemental/evaluative  observations  

-­‐ According  to  Shortland  (2004)  the  first  guiding  principle  of  observation  should  be  that  it’s  

developmental,   not   judgemental,   and   MacKinnon   (2001)   reports   that   evaluative  

observations  may  have  detrimental  effects.  

-­‐ There’s  a  major  flaw  with  observations  conducted  for  means  of  evaluation.    If  the  aim  is  to  

determine   professional   competence,   the   lecturer   will   be   more   concerned   with   looking  

good   and   demonstrating   their   strengths   than   honestly   and   openly   exposing   themselves  

and  their  methods  to  a  peer.    

-­‐ Judgemental   observations   tend   to   be   less   realistic   and   representative   of   real   teaching  

methods  or  abilities.    During  such  instances  students  are  expected  to  remain  impressively  

quiet  while   the   teacher  delivers  a   slick,  packaged  presentation.     This   shifts   the  emphasis  

away  from  encouraging  student  learning,  to  the  ‘performance’  of  being  a  teacher.  

-­‐ To   improve   teaching   (and   student   learning),   it’s   the   weaker   aspects   that   have   to   be  

submitted  to  the  rigours  of  real  peer  observation  so  teachers  can  engage  in  effective  self-­‐

managed  professional  development.  

-­‐ While  peers   from  a  different   subject  discipline   can  validly   comment  on  non-­‐judgemental  

observations,  can  (or  more  importantly,  should)  the  observer  judge  the  explanation  of  the  

subject  if  they’re  observing  a  class  in  an  unfamiliar  discipline?  

-­‐ How  does  the  judgemental/evaluative  component  limit  the  aspects  of  teaching  that  Cohen  

&  McKeachie  (1980)  state  peers  are  most  competent  to  comment  on?    These  include:  

i. Selection  of  course  content  

ii. Course  organisation  

iii. Appropriateness  of  objectives  

iv. Appropriateness  of  instructional  materials  (e.g.,  readings,  media)  

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v. Appropriateness  of  evaluative  devices  (i.e.,  assessment  methods)  

vi. Appropriateness  of  methodology  used  to  teach  specific  content  areas  

vii. Commitment  to  teaching  &  concern  for  student  learning  

viii. Students  achievement,  based  on  performance  on  exams  and  projects  

-­‐ In   non-­‐evaluative/developmental   observations,   it’s   the   methods,   materials,   and  

performance  within  the  class  that  are  of  interest  and  commented  upon,  not  the  lecturer’s  

grasp   of   the   subject.     For   this   reason,   the   background   discipline   of   the   observer   is   less  

important.    

-­‐ In   genuine  peer  observations   choosing  an  observer   from   the   same   subject  discipline   can  

actually  be  more  limiting,  since  they  may  focus  primarily  on  the  content  (since  this  is  what  

they   feel   they   can   reliably   comment   on).     This   has   the   potential   to   be   less   beneficial   in  

developing  your  teaching  processes.  

 

4.  Equality/Trust/Respect  

Can  observations  really  be  open  and  honest?  

Are  there  issues  of  power  balance,  even  within  formative  observations?  

-­‐ To   be   true   ‘peer   observation’   there   has   to   be   equality   between   the   observed   and   the  

observer   -­‐   they   have   to   be   genuine   peers.     It   can   only   be   successful   when   all   parties  

involved   are   regarded   as   equal   and   respectful,   regardless   of   their   position   in   the  

School/institution.  

-­‐ To  avoid  giving  a  non-­‐representative  performance  of  teaching  (as  per  the  previous  section),  

lecturers   have   to   be   able   to   identify   with   the   observer   as   an   equal,   to   create   an  

atmosphere  of  trust  and  respect  (McMahon  et  al.,  2007)  

-­‐ Farrell  (2001)  states  that  to  foster  a  successful  and  reflective  environment,  time  and  trust  

are  essential.  

 

5.  Control  

Who  controls  the  information  generated  by  an  observation?  

What  can  the  information  be  used  for,  and  whose  permission  should  be  sought  beforehand?  

-­‐ The  issue  of  control  defines  the  observation  process.  

-­‐ If  a  genuine  peer  observation  has  occurred,  but  the  resulting  report  on  their  performance  

is   forwarded   to  a  Head  of   School  or  above  without   their   knowledge  or   consent   (i.e.,   the  

observer  has  no  control  over   the  transmission  or   flow  of   the  data),   then  the  observation  

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constitutes   an   evaluation   and   the   ‘peer’   observer   concerned   (regardless   of   their   status)  

must  be  seen  as  acting  in  place  of  the  superior.  

-­‐ Because  of  the  importance  of  this  issue,  McMahon  et  al  (2007)  suggest  that  it’s  possible  to  

classify   observation   processes   by   this   distinction   of   who   controls   the   data   flow   (who  

decides  what  is  reported,  how  it’s  reported,  and  to  whom).  

-­‐ McMahon  et  al  identified  six  dimensions  of  control.  

i. Control  over  whether  or  not  to  participate  in  the  observation  

ii. Control  over  choice  of  observer  

iii. Control  over  focus  of  observation  

iv. Control  over  how  feedback  should  be  given  

v. Control  over  all  information  generated  by  the  observation  

vi. Control  over  what  is  done  as  a  result  of  the  observation  

 

6.  Confidentiality  

-­‐ Linked  with  the  idea  of  controlling  the  data,  is  the  issue  of  confidentiality  -­‐  an  essential  part  

of  the  Peer  Observation  process.    

-­‐ This   refers   to   the   information   that’s   generated   by   the   observation,   in   terms   of   what   is  

actually  reported,  who  it’s  reported  to,  what  format  it  is  in,  and  the  purpose  for  which  it’s  

being  reported  (Gosling,  2002)  

-­‐ If  confidentiality  cannot  be  guaranteed,  and  it  cannot  be  confirmed  that  only  the  observed  

lecturer  can  choose  to  disclose  the  information  gather,  it’s  not  really  peer  observation,  and  

should  not  be  referred  to  as  such.  

-­‐ The  issue  of  confidentiality  also  extends  to  the  students  in  the  class  that  is  being  observed.  

The   ideas,   views,   and   personal   experiences   expressed   or   recounted   in   the   class   should  

remain  confidential.      

-­‐ Ensuring  confidentiality  is  vital  to  establishing  the  aforementioned  atmosphere  of  equality,  

trust,  and  respect.    Any   information  that   is  sanctioned  for  use  outside  the  context  of  the  

observed/observer  should  be  aggregated  and  anonymised  before  it  is  discussed.  

 

7.  Good  teaching  

What  is  good  teaching?    

Does  the  observer  or  the  observed  set  the  criteria?    

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-­‐ The   definition   and   conceptualisation   of  what   constitutes   ‘good   teaching’  may   affect   the  

observation  in  several  ways.    

-­‐ The   differing   view   between   observed   and   observer  may   result   in   innovative   techniques  

being  frowned  upon,  or  traditional,  static,  pedagogic  techniques  reinforced  or  praised.    

-­‐ All   comments   or   suggests   from   the   observer  may   be   dismissed   if   the   observed   lecturer  

feels  that  their  definition  of  good  teaching  is  outdated  or  incorrect.    

-­‐ Conform  to  teaching  standards  that  are  not  aligned  with  best  practice  in  the  classroom,  but  

may  be  aligned  to  the  definition  of  good  teaching  accepted/offered  by  management.  

-­‐ As  McMahon  et  al  (2007)  state,  it  is  often  the  most  innovative  teachers  who  are  concerned  

about  this,  since  what  they’re  doing  may  not  be  viewed  as  ‘good  teaching’,  since  it  may  go  

against  the  norm  or  challenge  the  existing  methodology  within  their  School.      

 

8.  Quantifying  teaching  

Can  teaching  be  reduced  to  a  number?  

-­‐ If   you  were   told  your   teaching  was  a   three,  a   seven,  or  even  a  one   (Ewens  &  Orr,  2002)  

would   this   make   any   sense?   Or   would   it   give   you   an   idea   of   how   or   what   you   should  

develop?  

-­‐ Graded   peer   observation   suggests   that   a   simple   numerical   value   can   capture   what’s  

happening   in   the  classroom.  This   fails   to  capture  the  complex  environment  and  variables  

involved  and  has  the  potential  to  demoralise  teachers  who  receive  lower  grades.  

 

9.  Confusion  over  terms  

-­‐ The  term  ‘peer  observation’  has  become  a  catch-­‐all  for  any  type  of  observation.    This  has  

led  to  confusion  over   the  boundaries  and  definitions  of  what   it  actually   is,  why   it’s  used,  

and  what  it’s  used  for.  

-­‐ This   can  be  exacerbated  and  abused  at  a  managerial   level  by   those  who  wilfully  use   the  

term   to   mislead   (McMahon   et   al,   2007).   This   leads   to   greater   levels   of   suspicion   and  

mistrust  of  any  type  of  third  party  observation.  

-­‐ There  are  potential  problems  with  implementation,  especially  when  institutional  views  on  

the  role  and  purpose  of  peer  observation  are  taken  into  consideration  (Cornwell,  2002).  

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Graduate  Diploma  in  University  Teaching  and  Learning  

 

Contributing  Lecturers:  David  Jennings,  Dr  Tim  McMahon  &  Dr  Paul  Surgenor  

 

17  

10.  Personal  skills  required  

-­‐ The   interactive   process   requires  much   from   the   observer   in   terms   of   personal   skills   and  

collegial   attributes.     Many   participants   don’t   have   these   required   personal   skills,   and  

developing  these  in  the  peer  observation  training  takes  time  (Bell,  2002).  

-­‐ Many   participants   are   not   aware   of,   or   under-­‐estimate,   the   high   degree   of   professional  

ethics  required  to  engage  in  such  an  intimate  exercise  with  a  colleague,  while  maintaining  a  

professional   and   confidential   relationship.     Consequently   ethics   can   easily   and   often  

unknowingly  be  violated.  

 

11.  Subjective  nature  

-­‐ One  major  problem  is  that  the  idea  of  what  constitutes  ‘good  teaching’  is  highly  subjective  

and  variable.  How  should  it  be  defined,  and  who  should  it  be  defined  by?  

-­‐ The   impartiality   of   the  data  may  be   affected  by  previous   or   personal   relationships,   peer  

pressure,  or  a  difference  in  opinion  of  the  observed  and  observer.  

-­‐ Peer  relations  may  suffer  

-­‐ There   may   be   a   possible   bias   due   to   the   observer’s   preference   for   their   own   teaching  

methods.  

 

12.  Challenge  to  Lecturers’  autonomy    

-­‐ Recent   studies  have   identified   that  aversion   to  being  monitored   leads   to  a   reluctance   to  

participate  in  peer  observation  (Peel,  2005;  Adshead,  2006)  

-­‐ In  addition,  lecturing  has  been  identified  as  a  largely  autonomous  profession  (Jarzabkowski  

&  Bone,  1998),  and  any  kind  of  peer  review  can  increase  this  fear  and  suspicion  (Shortland,  

2004).  

-­‐ The  reason  for  conducting  the  observation  is   important.  The  introduction  of  managerially  

owned  QA  driven  observation  will   invariably   result   in   suspicion,  mistrust,   and   resistance,  

and  this  leads  to  great  resistance  and  defensiveness  (Gosling,  2000).  

 

 

   

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UCD  Model  of  Peer  Observation  

UCD   Teaching   and   Learning   has   designed   a   five-­‐stage   peer-­‐observation   of   the   teaching   process  

which  can  be  used  as  a  development  tool  for  reflective  practice.    The  key  elements  of  this  model  

are  outlined  below  and  the  full  process  is  described  in  the  figure  on  the  following  page.    

 

Pre-­‐Observation  Meeting   Post-­‐Observation   Feedback  Meeting  

The  person  to  be  observed  

indicates  they  would  to  

gain  from  the  observation  

The  observer  acts  in  an  

unobtrusive  manner  

Conducted  in  private  and  

comfortable  settings  with  

sufficient  time  allocated.  

The  observed  briefs  the  

observer  on  the  intentions  

of  the  session  and  the  

chosen  teaching  strategy  

The  observer  observes  both  

teacher  and  learners  (is  

aware  of  the  context  of  the  

class/the  learning)  

The  observed  should  give  

their  appraisal  of  the  

session  first.  

The  observed  supplies  a  

lesson  plan  and  copies  of  

resources  to  be  used  

The  observer  discusses  

their  observation  notes.  

This  isn’t    judgemental  or  

summative  

The  observer  gives  

feedback,  drawing  on  the  

evidence  they  gathered  

Both  parties  agree  a  

recording  system  and  an  

action  plan  structure  

Observer  makes  comments  

on  and  records  specific  

incidents  that  seem  

important  

The  observer  leads  a  

discussion  on  what  can  be  

learned  from  the  

observations  and  

encourages  the  observed  to  

identify  issues  for  an  action  

plan  

Key  features  of  the  first  three  stages  of  the  UCD  model  of  peer  observation  

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Conducting  Peer  Observation  using  the  UCD  Model  

 

Preparation  

The   planning   stage   of   the   observation   is   one   of   the   most   important,   and   similarly   most  

overlooked,  aspects  of  the  process.  Poor  planning  will  lead  to  confusion  and  misunderstanding,  a  

lack  of  focus,  and  potential  breakdown  in  communication  and  relationships.      

 

Establish  key  principles    

Before  the  pre-­‐observation  meeting  occurs  between  the  observed  and  the  observer,  care  should  

be  taken  to  ensure  that  all  parties  involved  are  appropriately  trained  and  aware  of  key  issues  and  

principles   that  may  adversely   impact  on  the  effectiveness  or  smooth-­‐running  of   the  observation  

process.    These  include:  

-­‐ Clarifying  the  role  and  responsibilities  of  the  observer  and  the  observed      

-­‐ Ensuring   issues   of   confidentiality   and   control   have   been   addressed   and   resolved   to   the  

satisfaction  of  the  participants      

-­‐ Emphasising  the  purpose  of  the  process      

-­‐ Identifying,  discussing,  and  agreeing  on  the  controversial  issues  identified  earlier  

 

 

Roles  of  Observed  &  Observer  in  Preparing  for  the  Observation  

Observer   Observed  

Set  up  pre-­‐observation  meeting  if  

requested/selected  by  observer  

Decide  who  observes  &  what  happens  to  the  

report  

 

 

 

 

 

 

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Pre-­‐Observation  Meeting  

The   initial   pre-­‐observation   meeting   is   essential   to   the   success   of   the   process.   If   you   cannot  

physically   meet   beforehand,   there   should   at   least   be   an   exchange   via   e-­‐mail   or   telephone  

conversation.   It’s   important   to   use   this  meeting   to   develop   a   sense   of   trust   and   to   resolve   any  

anxieties  or  concerns  before  the  observation  begins.  

 

This  meeting  should  also  be  used  to  clarify  the  roles  and  responsibilities  of  the  observer  and  the  

observed.     It’s   important   to   establish   these   parameters   at   this   stage   to   avoid   confusion   or  

difficulties   during   the   observation,   or   as   part   of   the   post-­‐observation   meeting/action   plan  

production    

 

Topics  the  meeting  should  include  

During  the  course  of  the  meeting  the  following  issues  should  be  discussed  &  resolved:  

-­‐ Necessary  admin  details  –  the  where  &  when  etc.  

-­‐ The  location  of  the  observer  in  the  classroom      

-­‐ How  their  presence  will  be  explained  to  the  students  

-­‐ The  level  of  activity    

-­‐ The  teaching  approach  being  observed,  learning  outcomes,  anticipated  student  activities,  

time  plan  for  session  (a  lesson  plan  may  contain  all  of  this  information)  

-­‐ The  context  of  the  class  (how  it  fits  into  the  curriculum/programme  of  study)  

-­‐ How  the  observation  is  to  be  conducted  (time  of  arrival  and  departure,  focus  of  the  

observation,  seating  location,  specific  ways  data  will  be  collected,  any  special  requests  on  

behalf  of  either  party)  

-­‐ Identification  of  any  particular  areas  of  concern  or  areas  /aspects  to  focus  on  

-­‐ How  students  will  be  involved  or  incorporated  into  the  observation  

-­‐ How  data  will  be  recorded  (note  taking,  video/audio  recording  etc)  

 

Preparing  the  Students    

It  can  be  disconcerting  for  students  to  have  someone  else  attend  the  class  without  warning.  It  is,  

therefore,  sensible  and  proper  for  you  to  explain  to  them,  in  advance:  

-­‐ that  a  colleague  will  be  attending  the  class  

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-­‐ who  that  colleague  is  and  their  status  in  the  institution    

-­‐ that  he  or  she  will  be  there  to  help  you  with  your  teaching    

-­‐ that  he  or  she  will  play  no  part  in  the  class  proceedings  (unless  a  participative  observation  

strategy  is  agreed)  

-­‐ that  he  or  she  will  be  “evaluating”  the  teacher  not  the  students  

 

 

Evaluation  component  of  the  session    

It  should  be  firmly  established  (again!)  that  the  observer  is  not  there  to  assess  your  teaching.  They  

have  been  asked  to  provide  feedback  to  enable  you  to  assess  your  own  teaching.   It   is  not  about  

making  summative   judgements  about   teaching  quality.    Any  outcomes  of  observations,  whether  

spoken  or  written,  are  confidential  between  pairs  of  participants,  unless  both  agree  to  make  some  

or  all  of  the  outcomes  public.    

 

 

Roles  of  Observed  &  Observer  in  the  Pre-­‐Observation  Meeting  

Observer   Observed  

Confirm  the  following:  

-­‐ Time,  date,  &  place  of  observation  

-­‐ How  the  students  will  be  briefed    

-­‐ Focus  and  conduct  of  study  

-­‐ How  observations  will  be  recorded  

-­‐ Post-­‐observation  meeting  details  

Supply  a  detailed  briefing  on  session  to  be  

observed  

Include  info  on  how  the  session  fits  into  

programme  &  characteristics  of  students  

 

 

 

 

 

 

   

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The  Observation  

Although   criteria   vary   from   session   to   session   (depending   on   focus   and   purpose   etc),   some  

common   features   exist   across   almost   all   learning   situations   and   these   can   be   used   to   provide  

feedback.      

1. Openings  and  closings  

Focuses  on  whether  sessions  have  a  clear  introduction  indicating  the  aims  and  learning  outcomes  

of  the  session  and  time  plan;  conclusion  or  summing-­‐up;  summary  of  learning  outcomes  achieved  

and  setting  of  work/reading  for  students  to  complete  their  study  time.  

 

2. Planning  and  organisation  

Does  the  class  begin  and  end  on  time;  planned  activities  occur  within  the  time  allowed;   is   there  

evidence   of   planning   of   student   learning;   does   the   tutor   address   the   learning   outcomes   that  

students   are   expected   to   achieve;   are   these   related   to   the   overall   aims   and   objectives   of   the  

unit/course;  and  these  outcomes  are  communicated  to  the  students.  

 

3. Methods/approach  

Are  approaches  to  organising  and  stimulating  student   learning  suitable  to  achieving  the   learning  

objectives  set;  methods  adopted  justifiable  in  comparison  with  alternative  approaches  which  may  

be  taken;  approach  ensure  adequate  planned  student  participation.      

 

4. Delivery  and  Pace  

In  a  tutor  led  session:  is  the  pace  and  delivery  appropriate  for  the  students  present;  sufficient  time  

given  to  explain  key  concepts.   In  student   led  activities:  are  explanations  to  students  of  activities  

well  paced;  sufficient  time  allowed  for  student  activities.  

 

5. Content  

Does   the   tutor   demonstrate   a   good   command   of   the   subject   being   taught;   is   the   content  

appropriate  to  the  level  being  taught,  up-­‐to-­‐date  and  accurate;  can  the  tutor  respond  to  students'  

questions;  is  the  class  intellectually  stimulating  

 

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6. Student  Participation  

Do   students   have   opportunities   to   participate   in   the   learning   process   in   an   active   way   that  

promotes  their  understanding;  do  they  have  opportunities  to  ask  questions      

 

7. Use  of  appropriate  learning  resources  

Are  learning  resources  carried,  interesting  and  appropriate      

 

8. Use  of  accommodation  and  equipment  

Is   the  accommodation  and  equipment  well  utilised;   is   the  room  suitable  for  the  type  of   learning  

activity  being  undertaken;  are  seating  arrangements  are  effective    

 

9. Overall  style  and  ambience  

Can  the  tutor  can  be  heard  and  understood  clearly;  does  the  tutor  communicate  an  enthusiasm  

for   the   subject;   are   explanations   given   at   the   appropriate   level   in   clear   language;   is   student  

diversity  respected;  is  there  a  good  rapport  with  students      

 

10. Acknowledgement  of  students  special  needs  

Where  students  have  special  needs  or  disabilities  are  these  taken  into  account      

 

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Graduate  Diploma  in  University  Teaching  and  Learning  

 

Contributing  Lecturers:  David  Jennings,  Dr  Tim  McMahon  &  Dr  Paul  Surgenor  

 

25  

Roles  of  Observed  &  Observer  in  the  Observation  

Observer   Observed   Student  

In  addition  to  the  role  clarified  

with  the  observed  the  observer  

should:    

-­‐ Be  discreet  and  diplomatic      

-­‐ Be  located  in  an  unobtrusive  

position        

-­‐ Take  notes  when  necessary    

which  relate  to  teaching  and  

learning,  not  about  the  

actual  subject  matter      

-­‐ Observe  the  methodologies  

employed,  responses  and  

interactive  processes  used,  

the  ability  of  the  tutor  to  

effectively  achieve  their  

aims,  and  the  areas  of  

successful  and  less-­‐

successful  achievement  in  

the  session  

-­‐ Share  in  a  reflective  

feedback  process  with  the  

tutor  at  the  end  of  the  

session  

Prepare  the  students  for  

the  presence  of  the  

observer    

Teach  the  students  as  

normal,  ignoring  the  

presence  of  the  observer    

Begin  the  class  with  the  

observer  present      

 

Students  have  to  be  

informed  about  the  

observation  in  advance  and  

should  be  aware:  

-­‐ That   the   purpose   of   the  

observation   is   to   assist  

in   the   development   of  

professional   skills   and  

the   focus   of   the  

observation   will   be   the  

work  of  the  tutor  

-­‐ That   the   observer   will  

not   participate   in   the  

session      

-­‐ That   they   are   not   being  

assessed  or  evaluated  in  

any  way    

 

 

 

 

 

 

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Post  Obseravtion  Meeting  

In  addition  to  a  brief  feedback  session  following  the  class  (if  possible),  a  post-­‐observation  meeting  

should   be   held,   ideally   within   one   week   of   the   session.   This  meeting   will   involve   the   observer  

providing   confidential   feedback   to   the   observed   in   a   sensitive   and   constructive   manner.   The  

nature   and   format   of   this   feedback   depend   on   the   parameters   agreed   by   both   parties   at   the  

outset   of   the   process.     Any   information   imparted   at   this  meeting   should   be   done   respectfully,  

sensitively  and  constructively.    

Structure  of  the  meeting    Steps  in  the  Post-­‐Observation  Meeting  

 

 

 

 

§  

 

 

 

 

 

 

 

 

 

 

 

 

 

The  meeting  should  begin  with  the  observer  asking  how  the  teaching  experience  was  for  the  observed  lecturer,  and  how  well  the  observed  lecturer  felt  that  they  met  their  objectives.    Sample  starter  prompting  questions  include:    

-­‐ How  do  you  think  the  session  went?    -­‐ Did  it  go  as  you  intended?    -­‐ What  were  the  strong  points?    -­‐ What  were  the  weaker  points?        -­‐ What  would  you  do  differently?    

 

The  observer  should  then  outline  and  explain  his  observations,  drawing  on  concrete  example  when  necessary.      

Based  on  this,  the  observer  should  identify  what  they  observed  the  teacher  to  have  done  successfully,  as  well  as  those  components  which  were  less  successful  or  where  there  were  difficulties    

 

The  observed  responds  to  the  comments  of  the  observer.    There  should  be  a  joint  exploration  of  areas  of  improvement,  and  ideas  about  skills,  areas,  or  techniques  that  the  observed  may  wish  to  develop.  

The  meeting  also  provides  the  observer  with  an  opportunity  to  discuss  aspects  which  they  may  take  from  their  experience  with  the  observed.    

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Feedback  

Receiving  feedback  can  be  a  nerve-­‐wracking  experience.  It’s  suggested,  therefore,  that  feedback  

should  be:  

-­‐ As  immediate  as  possible  

-­‐ Delivered  as  informally  as  possible  

-­‐ Kept  to  the  areas  you  were  asked  to  comment  on  

It  has  been  established  at  this  stage  that  the  observer  is  not  being  asked  to  assess  teaching  

competence.    Despite  this,  the  observed  lecturer  may  want  to  know  what  judgements  the  

observer  made  about  the  observed  session.  The  extent  of  the  evaluative  judgements  you  are  

willing  to  provide  should  have  been  discussed  and  agreed  upon  in  the  initial  pre-­‐observation  

meetings.      

Where  judgmental  comments  are  made,  keep  in  mind  the  subjectivity  of  the  task  you  have  been  

involved  in.  Therefore,  it’s  suggested  that  phrases  such  as  "It  seemed  to  me  ..."  or  "I  felt  that  ..."  

are  more  appropriate  than  "This  was  bad  ..."  or  "You  didn't  succeed  in  ...".    Because  of  the  

importance  of  feedback  in  the  observation  process  (since  it  is  the  feedback  that  encourages  and  

enables  the  observed  lecturer  to  identify  and  develop  weaker  elements  of  their  teaching),  some  

tips  on  giving  and  receiving  feedback  are  presented  in  the  table  below.  

 

Giving  feedback  

The  impulsive  response  when  providing  feedback  is  to  either  report  what  you  would’ve  

done  in  a  similar  situation,  or  highlight  the  weaknesses  at  the  expense  of  the  strengths.  

Neither  is  constructive  or  helpful.  

Steps  that  can  be  taken  to  provide  constructive,  useful  feedback  include:  

-­‐ Confidence  building  (e.g.,  comment  on  some  positive  aspect  of  the  session)  

-­‐ Limiting  comments  to  aspects  the  lecturer  can  control  or  develop  

-­‐ Being  specific  in  identifying  problem  areas  -­‐  vague  generalisations  are  of  little  help    

-­‐ Displaying  sensitivity  to  the  goals  of  your  colleague  

-­‐ Making  a  concerted  effort  not  to  be  judgemental  

-­‐ Balancing  the  proportion  of  positive  and  negative  feedback  -­‐  too  much  of  either  isn’t  

constructive  and  is  unlikely  to  lead  to  a  change  for  the  better  

-­‐ Being  prompt,  since  delay  reduces  impact  

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Receiving  feedback  

Natural,  opposing  responses  to  receiving  feedback  are  either  to  accept  whatever  you’re  told  

as  fact  and  follow  all  advice  without  question,  or  ignore  everything.  Neither  will  lead  to  

successful  developments  or  a  trusting,  respectful  relationship.    

To  gain  the  most  from  feedback,  the  receiver  should:  

-­‐ Be  prepared  to  consider  comments  which  may  challenge  your  own  perceptions.    

-­‐ Have  established  from  the  outset  exactly  what  you  want  your  feedback  to  include  

-­‐ Be  aware  of  how  you’re  receiving  the  info,  both  intellectually  and  emotionally  

-­‐ listen  to  what  is  being  said  rather  than  trying  to  explain  or  justify  yourself  

-­‐ Be  clear  about  what  your  colleague  is  saying  and  about  the  points  they  are  trying  to  

make    

 

 

 

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Graduate  Diploma  in  University  Teaching  and  Learning  

 

Contributing  Lecturers:  David  Jennings,  Dr  Tim  McMahon  &  Dr  Paul  Surgenor  

 

29  

Producing  an  Action  Plan  

After  particular  issues  have  been  identified  one  action  may  be  produce  an  action  plan  or  learning  

contract.      

This   may   involve   a   verbal   or   written   agreement   based   on   an   issue   identified   through   the  

observation  that  details  how  a  particular  activity  will  be  undertaken  in  order  to  achieve  specified  

learning  goals,  and  what  will  be  produced  as  evidence  that  the  goals  were  met.  

The  role  of  the  observer  in  this  process  is  to  help  the  observed  party  identify  issues  and  to  develop  

an  action-­‐plan  with  specific  targets.  Examples  include:  

-­‐ trying  out  new  approaches  to  teaching  

-­‐ practising  specific  teaching  techniques  with  a  view  to  improving  personal  mastery  

-­‐ investigating  what  research  says  about  particular  teaching  strategies  or  techniques,  applying  

this  knowledge  in  the  classroom  and  evaluating  the  results  

-­‐ producing  new  or  improving  existing  learning  materials  

-­‐ developing  new  curriculum  content  or  processes  

-­‐ trying  out  new  ways  of  assessing  learning  

 

It  is  important  that  the  targets  set  are  manageable  within  the  time-­‐frame.      

 

Roles  of  Observed  &  Observer  in  the  Post-­‐Observation  Meeting  &  Planning    

Observer   Observed  

Encourage  reflection  on  the  session  

Identify  issues  to  be  addressed    

Provide  structured  and  constructive  

feedback  

Contribute  to  discussion  on  how  to  improve  

students’  learning  experience  

Help  draw  up  action  plan  

Start  by  commenting  on  how  you  felt  session  

went.  Be  reflective  

Discuss  observer’s  comments  &  ideas.  Be  

open  to  constructive  comments  

Draw  up  an  action  plan  for  specific  

improvements  in  students’  learning  

experience  with  observer  

Agree  on  action  plan/learning  contract  

 

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Implementing  the  Action  Plan  

While  participating   in   the  observation   is   an   important   step,   the  activities   that   result   from   it   are  

arguably  more  important.  Without  benefiting  from  the  observations  made,  or  implementing  some  

aspect,  the  process  becomes  a  pointless  paper  exercise.      

 

Reporting  Achievements  

This   stage   involves   the   production   of   some   type   of   report   on   how   the   observation   led   to  

improvement   in   the  observed  party’s   teaching   and   the   learning   experience  of   students.     In   this  

module  this  will  relate  to  Assignment  2,  and  will  include  reflections  on  strengths  and  weaknesses,  

and  suggestions  for  changes  or  improvements  to  some  aspect  of  your  teaching.  

 

 

 

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Graduate  Diploma  in  University  Teaching  and  Learning  

 

Contributing  Lecturers:  David  Jennings,  Dr  Tim  McMahon  &  Dr  Paul  Surgenor  

 

31  

Sample  Forms  

This  section  includes  sample  forms  that  may  be  used  for  the  peer  observation.  These  may  be  

developed  or  personalised  as  required.  

 

1.  Pre-­‐Observation  Meeting  

Person  to  be  Observed:  

 

Observer:  

 

Date  and  Time  of  Observation:  

 

Location  of  Observation:  

 

Type  and  number  of  students:    

 

Focus  of  observation:  

 

 

 

 

How  the  observation  data  will  be  recorded:  

 

Where  the  observer  will  sit,  time  for  observation  start  and  finish:  

 

 

 

   

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2.  Observation  Session    

 

Observer:             Class:      

Observed:                                      Date:      

First  impressions  made  by  the  lecture    

 

 

How  were  the  intended  outcomes  

made  clear  to  students  at  the  beginning  

of  the  lecture?  

 

How  was  this  particularly  put  into  

context  regarding  previous  &  

forthcoming  lectures?  

 

How  was  the  general  tone  &  style  of  

the  presentation?  

 

 

 

How  were  visual  aids  used  to  enhance  

students’  learning?  

 

 

 

To  what  extent  were  students  kept  

actively  learning  during  the  lecture?  

 

 

 

How  was  intended  evidence  of  

achievement  of  intended  learning  

outcomes  clarified  to  student  during  

lecture?  

 

How  were  links  made  between  the  

content  of  the  lecture  and  links  to  the  

 

 

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way  this  would  be  assessed?    

What  were  students  doing  with  any  

handout  materials  used  during  the  

lecture?  

 

 

 

How  were  students’  questions  invited  

and  handled  during  the  lecture?  

 

 

 

How  was  body  language  used  to  

enhance  communication  at  the  lecture?  

 

 

 

Comments  on  tone  of  voice,  clarity  of  

diction,  audibility  and  so  on  

 

 

 

What  were  students  doing  during  the  

lecture?  

 

 

 

How  well  was  use  made  of  the  available  

space  as  a  learning  environment?  

 

How  were  learning  outcomes  revisited  

towards  the  end  of  the  lecture?  

 

 

 

Any  further  comments  about  the  close  

of  the  lecture?  

 

 

 

Specific  areas  asked  to  focus  on?    

 

 

   

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3.  Post-­‐Observation  Meeting  

Name  of  person  observed:  

 

Date  of  observation:  

 

Commentary  /  narrative  on  the  processes  of  the  session:    

(You  might  like  to  pick  out  points  for  discussion  during  the  feedback  session.)  

 

 

 

 

 

Any  other  comments  that  you  think  the  person  being  observed  might  find  useful:  

 

 

 

 

 

 

Name  of  person  conducting  observation:  

 

 

 

 

   

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4.  Observed  -­‐  Self  Reflection  (post  observation)  

Name  of  person  observer:  

 

Date  of  observation:  

 

What  did  I  do  well  during  the  tutorial?  

 

 

What  could  I  have  done  better?  

 

 

What  were  the  biggest  challenges  in  that  class?  

 

 

What  will  I  resolve  to  do  differently  in  my  next  tutorial/next  time  I  tutor  this  topic?  

 

 

What  I  gained  from  my  colleague’s  feedback  (comments  on  feedback  from  observer):  

 

 

What  will  I  apply  to  my  own  teaching  (action(s)  to  be  taken)?  

 

 

 

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5.  Observer  -­‐  Self  Reflection  (post  observation)  

Name  of  person  observed:  

 

Date  of  observation:  

 

What  I  learned  from  observing  my  colleague:  

 

 

 

Comments  on  tutor’s  feedback  regarding  my  feedback:  

 

 

 

What  will  I  apply  to  my  own  teaching  (action(s)  to  be  taken)?  

 

 

 

Reflection  on  action(s)  taken  (any  other  comments  on  the  exercise):  

 

 

 

 

 

 

 

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Task:  What  is  Reflective  Practice?  

Here  are  three  definitions  of  reflective  practice:  

Definition  1:  

“In  reflective  practice,  practitioners  engage  in  a  continuous  cycle  of  self-­‐observation  

and  self-­‐evaluation  in  order  to  understand  their  own  actions  and  the  reactions  they  

prompt  in  themselves  and  in  learners  (Brookfield,  1995;  Thiel,  1999).  The  goal  is  not  

necessarily  to  address  a  specific  problem  or  question  defined  at  the  outset,  as  in  

practitioner  research,  but  to  observe  and  refine  practice  in  general  on  an  ongoing  

basis.”    

(Cunningham  2001).  

 

Definition  2:  

“Reflective  practice…involves  thinking  about  and  critically  analyzing  one's  actions  with  

the  goal  of  improving  one's  professional  practice.  Engaging  in  reflective  practice  requires  

individuals  to  assume  the  perspective  of  an  external  observer  in  order  to  identify  the  

assumptions  and  feelings  underlying  their  practice  and  then  to  speculate  about  how  

these  assumptions  and  feelings  affect  practice.”    

(Imel  1992).  

 

Definition  3  

 “…critical  reflection  entails  a  challenge  to  the  hidden  assumptions  of  both  the  

reflector  and  those  of  the  surrounding  social  context.  Critical  reflection  goes  beyond  

mere  reflection,  which  could  be  simply  a  review  of  actions  in  the  light  of  accepted  

precepts,  in  that  it  requires  the  reflector  to  “deconstruct  long-­‐held  habits  of  behaviour  

by  looking  beyond  the  behaviour  itself  to  their  own  self-­‐image  and  examining  why  

they  do  what  they  do”.    

(Silverman  &  Casazza  2000:  239).  

 

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Think  about  the  above  definitions  for  a  couple  of  minutes.  This  might  include  discussions  

with  colleagues.  Then,  prepare  (and  be  prepared  to  share)  one  of  the  following:  

1. Complete  the  following  sentence,  “I  prefer  the  1st  /  2nd  /  3rd  definition  because…  OR  

2. Give  your  own  definition  of  reflective  practice  OR  

3. Complete  the  sentence,  “For  me,  the  most  important  feature  of  reflective  practice  

is….”.    OR  

4. Formulate  a  question  about  reflective  practice  that  you  think  it  would  be  useful  to  

have  answered  at  this  point.  

   

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Brookfield  and  the  Lenses  of  Critically  Reflective  Teaching  

The  heart  of  the  reflective  process  is  viewing  teaching  from  four  different  perspectives  or  

"lenses"  

i) Autobiographies  as  teachers  and  learners  

This  process  unveils  the  assumptions  and  reasoning  that  shape  and  influence  our  

teaching.  Later,  these  assumptions  may  be  verified  through  the  remaining  three  

lenses.  In  addition  to  videotaping  and  peer  observation,  Brookfield  describes  

several  innovative  strategies  that  can  be  used  with  this  lens  

ii) Students'  eyes  

Assessment  of  student  perceptions  reveals  to  what  extent  our  assumptions  

about  teaching  or  classroom  management  correspond  with  those  of  our  students  

iii) Colleagues'  perceptions  

Emphasises  the  importance  of  dialogue  among  colleagues.  Discussion  of  

pedagogical  matters  frequently  reveals  that  concerns  or  problems  are  shared.  

Peer  discussion  not  only  validates  our  trials  and  successes,  but  it  also  provides  

new  perspectives  and  insights  into  problem-­‐solving.    

iv) Relevant  theoretical  literature  

Theoretical  literature  plays  a  role  in  critical  reflection  in  helping  us  to  understand  

our  experiences  by  naming  and  describing  them.  According  to  Brookfield,  this  

can  help  prevent  us  from  believing  that  we  are  responsible  for  everything  (good  

and  bad)  that  happens  in  our  class  

 

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How  to  be  Critical  when  Reflecting  on  Your  Teaching  

The  idea  of  critical  reflection  is  a  development  of  Habermas’s  (1974)  critical  social  science.    

It   is  based  on  the  assumption  that  self-­‐reflection  will  be  almost   inevitably  distorted  by  the  

social  context  and  personal  history  of  the  reflector.    

“…critical  reflection  entails  a  challenge  to  the  hidden  assumptions  of  both  the  reflector  

and   those   of   the   surrounding   social   context.   Critical   reflection   goes   beyond   mere  

reflection,  which  could  be  simply  a  review  of  actions  in  the  light  of  accepted  precepts,  

in   that   it   requires   the   reflector   to   “deconstruct   long-­‐held   habits   of   behaviour   by  

looking  beyond  the  behaviour   itself   to  their  own  self-­‐image  and  examining  why  they  

do  what  they  do”.  (Silverman  &  Casazza  2000:  239).    

 

In  other  words,  when  engaging  in  critical  reflection  you  should  make  explicit  and  challenge  

(as   in   review)  your  own  basic  assumptions  and  those  of   the  community   (society)   in  which  

you  work.  

 

According  to  Brookfield  (1988),  four  activities  are  central  to  critical  reflection:  

 

1. Assumption  analysis  –  This  is  the  first  step  in  the  critical  reflection  process.  It  

involves  thinking  in  such  a  manner  that  you  challenge  your  own  beliefs,  values,  

cultural  practices  and  social  structures.  The  purpose  of  this  is  not,  necessarily,  to  

overthrow  these  beliefs  and  values  but,  rather,  to  assess  their  impact  on  our  daily  

proceedings  and  thus  be  able  to  see  more  clearly  causal  relationships.  Assumptions  

are  our  way  of  seeing  reality  and  but  if  we  are  unaware  of  them  they  can  trap  us  into  

false  reasoning.  

2. Contextual  awareness  –  Realizing  that  our  assumptions  are  socially  and  personally  

created  in  a  specific  historical  and  cultural  context.  

3. Imaginative  speculation  –  Imagining  alternative  ways  of  thinking  about  phenomena  

in  order  to  find  better  ways  of  doing  things.  This  is  really  what  is  meant  by  the  oft-­‐

use  but  little  understood  phrase  “thinking  outside  the  box”.  

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4. Reflective  skepticism  -­‐  Questioning  of  universal  truth  claims  or  unexamined  patterns  

of  behaviour  and  interaction  through  the  prior  three  activities  (assumption  analysis,  

contextual  awareness,  and  imaginative  speculation).  It  is  the  ability  to  think  about  a  

subject  so  that  taken-­‐for-­‐granted  assumptions  are  suspended  or  temporarily  

rejected  in  order  to  establish  the  truth  of  an  analysis  or  the  viability  of  a  proposition.  

 

In  a  later  paper,  Brookfield  (1995)  suggests  that  there  are,  at  least,  three  different  types  of  

assumption.  

 

“Paradigmatic  assumptions  are  the  hardest  of  all  assumptions  to  uncover.  They  are  the  

structuring  assumptions  we  use  to  order  the  world  into  fundamental  categories.  Usually  we  

don't  even  recognize  them  as  assumptions,  even  after  they've  been  pointed  out  to  us.  

Instead  we  insist  that  they're  objectively  valid  renderings  of  reality,  the  facts  as  we  know  

them  to  be  true.  Some  paradigmatic  assumptions  I  have  held  at  different  stages  of  my  life  as  

a  teacher  are  that  adults  are  self-­‐directed  learners,  that  critical  thinking  is  an  intellectual  

function  characteristic  of  adult  life,  that  good  adult  educational  processes  are  inherently  

democratic,  and  that  education  always  has  a  political  dimension.  Paradigmatic  assumptions  

are  examined  critically  only  after  a  great  deal  of  resistance  to  doing  this,  and  it  takes  a  

considerable  amount  of  contrary  evidence  and  disconfirming  experiences  to  change  them.  

But  when  they  are  challenged  and  changed,  the  consequences  for  our  lives  are  explosive.  

 

Prescriptive  assumptions  are  assumptions  about  what  we  think  ought  to  be  happening  in  a  

particular  situation.  They  are  the  assumptions  that  are  surfaced  as  we  examine  how  we  

think  teachers  should  behave,  what  good  educational  processes  should  look  like,  and  what  

obligations  students  and  teachers  owe  to  each  other.  Inevitably  they  are  grounded  in,  and  

extensions  of,  our  paradigmatic  assumptions.  For  example,  if  you  believe  that  adults  are  

self-­‐directed  learners  then  you  assume  that  the  best  teaching  is  that  which  encourages  

students  to  take  control  over  designing,  conducting  and  evaluating  their  own  learning.    

 

Causal  assumptions  are  assumptions  about  how  different  parts  of  the  world  work  and  

about  the  conditions  under  which  these  can  be  changed.  They  are  usually  stated  in  

predictive  terms.  An  example  of  a  causal  assumption  would  be  that  if  we  use  learning  

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contracts  this  will  increase  students'  self-­‐directedness.  Another  would  be  the  assumption  

that  if  we  make  mistakes  in  front  of  students  this  creates  a  trustful  environment  for  learning  

in  which  students  feel  free  to  make  errors  with  no  fear  of  censure  or  embarrassment.  Of  all  

the  asumptions  we  hold,  causal  ones  are  the  easiest  to  uncover.  Most  of  the  reflective  

exercises  described  in  this  book  will,  if  they  work  well,  clarify  teachers'  causal  assumptions.  

But  discovering  and  investigating  these  is  only  the  start  of  the  reflective  process.  We  must  

then  try  to  find  a  way  to  work  back  to  the  more  deeply  embedded  prescriptive  and  

paradigmatic  assumptions  we  hold.”  

 

 

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Task:  Reflective  Writing  Part  One  

You  may  find  it  useful  to  use  the  following  grid  to  explore  whether  your  reflective  writing  

meets  Brookfield’s  definition  of  critical  reflection.  

 

Have  I…   Yes  /  

No  

Example:  

…made  explicit  and  

challenged  my  own  hidden  

assumptions?  

   

…where  and  if  appropriate  

made  explicit  and  

challenged  the  hidden  

assumptions  of  others?  

   

…  shown  how  the  

assumptions  made  by  

myself  or  others  are  related  

to  specific  historical  and  

cultural  contexts?  

   

 

 

 

…been  sufficiently  skeptical  

when  analyzing  situations,  

motives  and  actions?    

   

…engaged  in  imaginative  

speculation?  

(…thought  outside  of  the  

box?)  

   

 

 

 

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Task:  Reflective Writing  Part  Two  

 

Identify  a  memorable  experience  that  you  have  had  either  as  a  teacher  or  as  a  learner.  It  

should  be  an  event  that  captured  your  imagination  in  some  way  and  from  which  you  feel  

you  learned  something  important.  

 

Write  down  

 

A. A  description  of  the  event.  

 

B. Why  it  was  memorable.  

 

C. What  it  was  that  you  learned.  

 

D. A  statement  of  what  evidence  there  is  that  the  event  took  place.  

 

E. An  answer  to  the  question,  Looking  back,  what  was  the  meaning  of  the  experience  

for  you  as  an  individual?  (You  may  find  that  the  answer  is  very  similar  to  B  above.  If  

so,  do  not  worry  but  try  to  add  to  or  amplify  what  you  wrote  in  that  section.)  

 

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