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Neutron Scattering Studies of Hybrid Perovskites for Photovoltaic Applications
M.K. Crawford
DuPont CR&D
40 Years of Neutron Scattering Symposium
NIST Center for Neutron Research
February 18, 2016
• R.J. Smalley, N. Herron, L. Johnson, I. Milas, W.E.
Guise DuPont CR&D
• P. Whitfield, N. Jalarvo, Y.Q. Cheng, A. Ramirez-
Cuesta, L. Daemen, G. Ehlers, K. Page, X. Wang Oak
Ridge National Laboratory
• M. Tyagi NIST Center for Neutron Research and
University of Maryland
Acknowledgements
2/18/2016 40 Years of Neutron Scattering 2
• John Copley – For DCS
– For your help to members of the PAC Committee
• And BTAC as well
• Bill Kamitakahara – For your long dedication to improving the user program, proposal
system and the reviewers, and your service to the user group and its executive committee
• You have both contributed greatly to the science and culture of the NCNR – And I hope you continue to do so in retirement
Thanks!
2/18/2016 40 Years of Neutron Scattering 3
• GeNi2O4
– Antiferromagnetic cubic spinel
– Two Neel transitions: 12.1 K and 11.4 K
• DCS S(Q,w) beautifully shows
– 0.3 meV spin wave gap
– Nicely dispersing spin waves
My One DCS Experiment: Spin Waves in GeNi2O4
2/18/2016 40 Years of Neutron Scattering 4
Lashley et al, Phys. Rev. B 78, 104406 (2008)
The Rise of Hybrid Perovskites for Photovoltaics
Unprecedented rate of improvement . . .
Efficiencies as high as 20.1% reported.
“The Perovskite Storm”
Exceptional Properties
• Ambipolar conductivity: p- or n-type semiconductor
• Carrier diffusion lengths : > 1 mm
• High defect tolerance
• Ideal bandgap of 1.55 eV for MAPbI3 (tunable)
• High Voc (>1 V)
• Low Voc Deficit (69% of bandgap)
650
2/18/2016 40 Years of Neutron Scattering 5
Perovskites
ABX3 • Hundreds of perovskites: Properties vary and include insulating,
antiferromagnetic, piezoelectric, thermoelectric, semiconducting, conducting, and superconducting materials
• (MeNH3)PbI3 (MAPbI3): “Standard” composition for perovskite-based PV, including record devices, with bandgap of 1.6 eV
Structure • 3D network of corner sharing PbI6
3- octahedra with charge-compensating cations in the gaps
Bandgap of MAPbI3 is readily tuned by chemical substitution:
• Halide substitution, e.g. MAPb(BrxI1-x)3: 1.6 to 2.2 eV
• Metal substitution, e.g., MASnI3: 1.3 eV Sn oxidation to Sn(IV) leads to degradation
• Cation substitution: Cs, 1.7 eV; FA, 1.5 eV
CsPbI3 readily decomposes Cation must be small enough to fit within the gap (tolerance factor)
a
c
Cs+ CH3NH3+ HC(NH2)2
+
MA FA 2/18/2016 40 Years of Neutron Scattering 6
MAPbI3 Brillouin Zone and Band Structure
• Cubic perovskite Pm-3m
• Direct bandgap semiconductor – High optical absorption coefficient
– Thin films harvest light effectively
• High symmetry Brillouin zone boundary points – R, M, X
– Optical bandgap is located at the R point
– R point becomes the point in the tetragonal phase
• T. Umebayashi et al, PRB 67, 155405 (2003)
2/18/2016 40 Years of Neutron Scattering 7
Hybrid perovskite crystal structures are complex
• Presence of organic cations generates large amounts of disorder at high temperatures where PV devices operate
• Structural phase transitions involving rotations of PbI6 octahedra, coupled to organic cation reorientations through hydrogen bonds, have significant impact on physical properties such as
– Charge carrier mobility
– Ionic conductivity
– Exciton binding energies
– Optical absorption
– Thermal conductivity
– Heat capacity
2/18/2016 40 Years of Neutron Scattering 8
Structures: Neutron and X-Ray Diffraction
• Neutron diffraction data collected at POWGEN/SNS
• Fully and partially deuterated samples
– Reduce incoherent scattering
– Measure isotope effects on phase transitions
– C, N and H/D atom positions
• X-ray diffraction data collected at Advanced Photon Source
– DND-CAT
– 0.4 Å wavelength (31 keV)
– High resolution
2/18/2016 40 Years of Neutron Scattering
Element Neutron Coherent
Cross-section (barn)
X-Ray Cross-
section (barn)
H 1.76 0.6
D 5.59 0.6
C 5.56 5
N 11.0 6.5
Pb 11.12 9392
I 3.5 1622
Spallation
Neutron
Source
ORNL
9
Orthorhombic structure: T = 10 K
• Pnma structure refinement
– T = 10 K to minimize diffuse background contribution
– Scattering to high Q – some diffuse background even at 10K
– Full un-constrained refinement carried out.
– Same structure as MAPbBr3 at 10 K (Swainson et al.)
• Three strong hydrogen bonds between D and the I(2) sites of 1 x 2.625 Å/179.5º and 2 x 2.696 Å/150.6º
• Deuterium ADPs as expected for such a structure
• Pb and I ADPs small with little directional motion by the iodines
95% ellipsoids
2/18/2016 40 Years of Neutron Scattering 10
Tetragonal structure: T = 190K
• I4/mcm symmetry
– Same as Weller structure: Chem Commun (2015)
– C and N ¼ occupancy, D 1/8 occupancy; 8 positions
• D-I distances on order of 3.0 Å: weaker H-bonds
95% ellipsoids
2/18/2016 40 Years of Neutron Scattering 11
Cubic structure: T = 350K
• Pm-3m symmetry
• Despite extreme disorder
– Only 5 atomic positions so no constraints needed
– Very significant diffuse background which was partially modelled using a sin(q)/q curve to reduce number of background parameters
– Structure agrees with literature structure
• MA is completely disordered as a nearly free rotor.
• Iodine ADPs similar size to the deuterium atoms
• Closest centroid D-I distance 3.09 Å
– Weak hydrogen bonds
95% ellipsoids 2/18/2016 40 Years of Neutron Scattering 12
• Only showing the PbI6 octahedra
• Cubic-tetragonal transition involves rotations of octahedra around a single cubic axis
– Order parameter is rotation angle
• Tetragonal-orthorhombic transition involves tilts around additional cubic axes
MAPbI3 Structures
2/18/2016 40 Years of Neutron Scattering 13
Cubic Pm-3m Tetragonal I4/mcm Orthorhombic Pnma
327 K 160 K
Structural phase transitions in MAPbI3
Pm3m
I4/mcm
Space Group Glazer Notation for Octahedra Tilts and Rotations
Pm3m a0a0a0
I4/mcm a0a0c-
Pnma a+b-b-
Howard and Stokes, Acta Cryst B54, 782 (1998)
2/18/2016 40 Years of Neutron Scattering 14
Hybrid Perovskite Phase Transitions
• Cubic-tetragonal phase transition of MAPbI3
– Similar to cubic-tetragonal transition in SrTiO3 at 110 K
– Driven by condensation of single triply degenerate R-point phonon (out-of-phase rotation around cubic c axis)
– Superlattice Bragg peaks appear with cubic indices ½ (hkl) with h, k, l odd
– I4/mcm
• Low temperature transition involves cubic M and X-point phonons
– Rotations around different cubic axes
– But coupled to order-disorder transition of MA cations through hydrogen bonds
FAPbI3 MAPbI3
2/18/2016 40 Years of Neutron Scattering 15
X-Ray Bragg Reflections and PbI6 Rotations: d6-MAPbI3
• Cubic-tetragonal phase transition at T = 330 K – First-order (phase coexistence)
• (200) cubic Bragg reflection – Splits into (220) and (004)
tetragonal Bragg peaks – Tetragonal strain is a secondary
order parameter
• R-point ½ (311) Bragg reflection – Pseudo-cubic unit cell – Same as (211) in tetragonal cell – Shows the presence of out-of-
phase PbI6 rotations – I4/mcm space group
2/18/2016 40 Years of Neutron Scattering 16
MAPbI3 Lattice Parameters: Neutron and X-Ray Diffraction
• Two structural phase transitions
– High temperature transition nearly continuous , but XRD shows phase coexistence
– Lattice parameters show discontinuities at low temperature structural transition at 160 K
2/18/2016 40 Years of Neutron Scattering 17
150 175 200 225 250 275 300 325 350
6.20
6.25
6.30
6.35
acu
b(Å
)
Temperature (K)
acub
atet
ctet
(atet
+ctet
)/2
Neutron X-Ray
Order Parameter for Cubic-Tetragonal Phase Transition: d6-MAPbI3
• X-ray and neutron diffraction both show phase transition is close to tricritical (intersection of first and second order transitions)
– Tetragonal distortion from x-ray diffraction
– Distortion mode analysis from neutron diffraction
– Order parameter scales with (Tc-T)0.25
2/18/2016 40 Years of Neutron Scattering
150 200 250 300 350
0.000
0.005
0.010
0.015
0.020
0.025T
etr
agonal D
isto
rtio
n, (c
-a)/
a
T(K)
(c-a)/a
A*(T-Tc)2
d6-MAPbI
3
Tc = 333.1(8) K
= 0.278(5)
300 305 310 315 320 325 3300.0
0.2
0.4
0.6
0.8
1.0
R4
+ (
a,0
,0)
Mo
de
Am
plit
ud
e
Temperature (K)
= 0.26(1)
Tc = 329.05(5)
18
• Cubic 200 Bragg peak – Splits into (220) and (004)
Bragg peaks in tetragonal phase
– Phase coexistence • Narrower region than d6-
MAPbI3
• Tetragonal (211) superlattice Bragg peak – ½ (311) in cubic cell
– Pnma phase appears via first-order transition at T = 160 K
2/18/2016 40 Years of Neutron Scattering
Bragg Reflections and PbI6 Rotations: h6-MAPbI3
19
• Tetragonal distortion vs T
• Small region of cub0c-tetragonal coexistence
• Tetragonal distortion vs T
– (Tc – T)2
– = 0.248
– Tricritical
2/18/2016 40 Years of Neutron Scattering
100 150 200 250 300 350
0.005
0.010
0.015
0.020
0.025
Tetr
agonal D
isto
rtio
n, (c
-a)/
a
T(K)
(c-a)/a
A*(T-Tc)2
h6-MAPbI
3
Tc = 332.9(3) K
= 0.248(2)
160 180 200 220 240 260 280 300 320 340
6.20
6.22
6.24
6.26
6.28
6.30
6.32
6.34
6.36P
seudocubic
Lattic
e P
ara
mete
r (Å
)
T(K)
acub
atet
ctet
Order Parameter for Cubic-Tetragonal Phase Transition: h6-MAPbI3
20
d6-MAPbI3 Single Crystal Diffraction on TOPAZ at SNS
2/18/2016 40 Years of Neutron Scattering 21
• d6-MAPbI3 single crystal
– 1-2 mm in size
• Tetragonal (211) Bragg reflection
– Superlattice ½ (311) in pseudocubic cell
– Power law fit again consistent with near-tricritical behavior
MAPbI3 phase transitions: MA disorder grows with temperature
Pnma T = 10 K Pnma T = 130 K I4/mcm T = 190 K
Pm-3m T = 350 K I4/mcm T = 300 K
Orthorhombic Tetragonal
Tetragonal Cubic 330 K
160 K
2/18/2016 40 Years of Neutron Scattering 22
Hydrogen bonds play a role in structural transitions
• Hydrogen bond strengths are directly correlated with structural phase transition at 160 K
– Low temperature orthorhombic structure has strongest H-bonds
– Order-disorder transition of MA cations
• H-bonds decrease in strength with increasing temperature
– Thermal expansion
– MA cation disorder
Hydrogen bonds
2.50
2.60
2.70
2.80
2.90
3.00
3.10
3.20
0 50 100 150 200 250 300 350 400
MAPbI3 Hydrogen Bond Length
D-I distance 1
D-I distance 2
D-I
dis
tan
ce (
Å)
T(K)
2/18/2016 40 Years of Neutron Scattering 23
Neutron Spectroscopy of h6-MAPbI3: dispersion
• CNCS spectrometer at SNS – T = 1.7 K
• MA vibrations have little dispersion – Molecular vibrations
– Intermolecular coupling is weak
• Peak assignments (from DFT) – 10-25 meV peaks correspond to
CH3 torsions, and librations and translations of MA cations
– Peak at 38 meV is intramolecular vibration, mostly NH3 torsion
2/18/2016 40 Years of Neutron Scattering 24
MAPbI3: Neutron Vibrational Spectra and DFT Calculations
• VISON spectrometer at SNS
– T = 10 K
• Neutron vibrational spectrum
– Similar to IR and Raman, but no selection rules
– MA vibrations dominate due to large incoherent neutron scattering cross-section for H
• Density functional theory
– Vibrational eigenvectors
• Use as input to calculate neutron spectrum
– Provides vibrational mode assignments
• I. Milas (DuPont) and Y.Q. Cheng (ORNL)
• Measurements of vibrations and phonons are important for understanding
– Electron-phonon coupling (charge transport)
– Thermal conductivity (heat capacity)
Comparison of neutron and DFT spectra provides a demanding test of accuracy of DFT calculation
2/18/2016 40 Years of Neutron Scattering 25
0 100 200 300 400 500 600 700 800 900 1000
0
10
20
30
40
50
60
305
Inte
nsity
Energy (cm-1)
h6-MAPbI3
Neutron
T = 5 K
0
2
4
6
8
10
12CH
3NH
3 librations
NH3 torsion
355
h6-MAPbI3
DFT
Fundamentals
1st overtones
MAPbI3 neutron vibrational spectra vs DFT
• Partially and fully deuterated samples
– Establish vibrational mode assignments
• “NH3 torsion” at 37.7 meV shifts significantly upon deuteration
– H/D = 1.26 (vs 1.41)
• “CH3 torsion” at 11.5 meV shifts to 9 meV upon deuteration
– H/D = 1.26 (vs 1.41)
– Test accuracy of vibrational eigenvectors from DFT calculations
2/18/2016 40 Years of Neutron Scattering 26
0
20
40
60
CH3NH
3PbI
3
VISION
CH3NH
3PbI
3
DFT
0
20
40
60
CH3ND
3PbI
3
CH3ND
3PbI
3
0
20
40
60
CD3NH
3PbI
3
CD3NH
3PbI
3
0 200 400 600 800 10000
5
10
15
Inte
nsity (
arb
units)
Energy (cm-1)
CD3ND
3PbI
3
0 200 400 600 800 1000
Energy (cm-1)
CD3ND
3PbI
3
QENS: Structural transitions affect dielectric properties
Mean square displacement (MSD) measured using HFBS at NIST Center for Neutron Research
Calculated from elastic peak intensity vs T
Measure of mobility of methylammonium (MA) cations
Dielectric constant tracks mobility of the MA cations at structural phase transitions
T < 160 K – Low dielectric constant
MA cations are fully ordered, dipoles no longer reorient in response to electric field
Dynamics due to rotations around C-N bond
T > 160 K – High dielectric constant
Nearly free rotation of MA cations above transition leads to large dielectric constant
Cubic-tetragonal transition at 330 K does not affect MA cation dynamics or dielectric properties
High dielectric constant in cubic and tetragonal phases reduces exciton binding energy increases charge separation efficiency Onoda-Yamamuro et al, J Phys Chem Solids 53, 935 (1992)
0 50 100 150 200 250 300 350
0.0
0.5
1.0
1.5
2.0
2.5
CH3NH
3PbI
3
MS
D (
A2)
T(K)
warming
cooling
(1 kHz)
2/18/2016 40 Years of Neutron Scattering 27
Dielectric constant and low T phase transitions: other halides
0 50 100 150 200 250 300 350
0.0
0.5
1.0
1.5
2.0
2.5
CH3NH
3PbBr
3
MS
D (
A2)
T(K)
warming
cooling
0 50 100 150 200 250 300
0.0
0.5
1.0
1.5
2.0 CH3NH
3PbCl
3
MS
D (
A2)
T(K)
warming
cooling
CH3NH3PbBr3 CH3NH3PbCl3
(1 kHz)
2/18/2016 40 Years of Neutron Scattering 28
MAPbI3: QENS and Partial Deuteration
• MSD is characteristic of H atoms of MA cations: rotations around the C-N bond at low T and rotations of the bond at high T
• No significant isotope effect on phase transition or MSD values
0 50 100 150 200 250 300 350
0.0
0.5
1.0
1.5
2.0
2.5
CD3NH
3PbI
3
MS
D (
Å2)
T(K)
Warming
Cooling
0 50 100 150 200 250 300 350
0.0
0.5
1.0
1.5
2.0
2.5
CH3NH
3PbI
3
MS
D (
A2)
T(K)
warming
cooling
2/18/2016 40 Years of Neutron Scattering 29
0 50 100 150 200 250 300 350
0.0
0.5
1.0
1.5
2.0
2.5
CH3ND
3PbI
3
MS
D (
Å2)
T(K)
Cooling
Warming
Structural transitions affect electronic properties
• Photoluminescence measured as a function of temperature
• PL is sensitive to electronic structure of PbI3 sublattice
– PbI6 octahedra undergo additional tilts/distortions at the 160 K tetragonal orthorhombic phase transition
– Tilts change Pb-I-Pb bond angles, and this affects electronic structure
– PL shifts to higher energy in orthorhombic phase Sargent group, U. Toronto
B.R. Sutherland et al, Adv. Mater. 27, 53 (2015)
2/18/2016 40 Years of Neutron Scattering 30
MAPbI3: high temperature transition affects ionic conductivity
• Electrical conductivity vs temperature – Cubic tetragonal phase
transition occurs at 327 K
– Conductivity is sensitive to Pb-I-Pb bond angles and lengths
• Activation energy for conduction in cubic phase is 0.38 eV – Consistent with ionic
conductivity in other halides
– Detailed understanding is still lacking
T. Baikie et al, J Mater Chem A (2015)
2/18/2016 40 Years of Neutron Scattering 31
Does high temperature phase transition affect electronic properties?
• PL shifts with temperature
– Associated with change of electronic band structure
– Band gap should shift due to lattice expansion
– Separating thermal effect from structural effect is difficult
• Short-range cubic structure could be tetragonal?
– Single crystal diffraction shows R-point Bragg reflections in cubic phase, but broadened
– Electronic structure would not change significantly across phase transition
2/18/2016 40 Years of Neutron Scattering 32
Some remaining questions
• Lead-halogen phonons – Nature of phase transitions: displacive vs order-disorder
• How do energies of PbI6 rotational modes change with temperature? Are the modes overdamped?
– Anharmonicity and ultralow thermal conductivity – What is magnitude of electron-phonon coupling? – Is tricritical nature of cubic-tetragonal transition important for PV
properties?
• Electronic properties – Why are these materials so efficient for PV?
• High dielectric constants? Defect and exciton screening? • Is Pb necessary for high efficiency?
– Reason(s) for high carrier mobilities? – Can these materials be doped with electrons or holes? – Understand the effects of phase transitions on electronic
properties?
2/18/2016 40 Years of Neutron Scattering 33
Conclusions
• Hybrid perovskites are complex
– Static and dynamic disorder due to organic cations
– Structural phase transitions
– Hydrogen bonds
• Structural complexity impacts properties important for photovoltaic applications
– Dielectric constants
– Optical properties
– Thermal conductivity
– Heat capacity
– Thermal stability
• Neutron (and x-ray) scattering studies can provide a detailed microscopic understanding of the structures and dynamics of hybrid perovskites and other advanced materials
2/18/2016 40 Years of Neutron Scattering 34
Thanks! Questions?