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Andre de Gouvea Northwestern
Neutrino Masses and Mixing (Theory)
Andre de Gouvea
Northwestern University
IXth International Conference on Heavy Quarks & Leptons
Melbourne, June 5–9, 2008
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
Outline
1. What We Have Learned About Neutrinos;
2. What We Know We Don’t Know;
3. Neutrino Have Mass – So What?;
4. Where do We Go From Here? Conclusions.
neutrino: the other heavy lepton
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
News from ν Flavor Oscillations
Neutrino oscillation experiments have revealed that neutrinos changeflavor after propagating a finite distance. The rate of change depends onthe neutrino energy Eν and the baseline L.
• νµ → ντ and νµ → ντ — atmospheric experiments [“indisputable”];
• νe → νµ,τ — solar experiments [“indisputable”];
• νe → νother — reactor neutrinos [“indisputable”];
• νµ → νother from accelerator experiments [“really strong”].
The simplest and only satisfactory explanation of all this data is thatneutrinos have distinct masses, and mix.
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
[Gonzalez-Garcia, PASI 2006]
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
+ see talk by Davide Franco
[C. Galbiati, Nu2008]
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
[Gonzalez-Garcia, PASI 2006]
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
Previous fits shown assuming two-flavor mixing. Of course, there are three neutrinos. . .
Phenomenological Understanding of Neutrino Masses & Mixing
νe
νµ
ντ
=
Ue1 Ue2 Ue3
Uµ1 Uµ2 Uµ3
Uτ1 Ueτ2 Uτ3
ν1
ν2
ν3
Definition of neutrino mass eigenstates (who are ν1, ν2, ν3?):
• m21 < m2
2 ∆m213 < 0 – Inverted Mass Hierarchy
• m22 −m2
1 � |m23 −m2
1,2| ∆m213 > 0 – Normal Mass Hierarchy
tan2 θ12 ≡ |Ue2|2
|Ue1|2 ; tan2 θ23 ≡ |Uµ3|2|Uτ3|2 ; Ue3 ≡ sin θ13e
−iδ
June 6, 2008 ν Masses and Mixing
Andre de Gouvea NorthwesternPutting It All Together:
[Gonzalez-Garcia, PASI 2006]
[absent: new MINOS results]
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
What We Know We Don’t Know (1): Missing Oscillation Parameters
(∆m2)sol
(∆m2)sol
(∆m2)atm
(∆m2)atm
νe
νµ
ντ
(m1)2
(m2)2
(m3)2
(m1)2
(m2)2
(m3)2
normal hierarchy inverted hierarchy
• What is the νe component of ν3?(θ13 6= 0?)
• Is CP-invariance violated in neutrinooscillations? (δ 6= 0, π?)
• Is ν3 mostly νµ or ντ? (θ23 > π/4,θ23 < π/4, or θ23 = π/4?)
• What is the neutrino mass hierarchy?(∆m2
13 > 0?)
⇒ All of the above can “only” be
addressed with neutrino oscillation
experiments.
Ultimate goal not just to measure parameters → test formalism (over-constrain parameters?)
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
The “Holy Graill” of Neutrino Oscillations – CP Violation
In the old Standard Model, there is only onea source of CP-invarianceviolation:
⇒ The complex phase in VCKM , the quark mixing matrix.
Indeed, as far as we have been able to test, all CP-invariance violatingphenomena agree with the CKM paradigm:
• εK ;
• ε′K ;
• sin 2β;
• etc.
Neutrino masses and lepton mixing provide strong reason to believe thatother sources of CP-invariance violation exist.
amodulo the QCD θ-parameter, which will be “willed away” as usual.
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
CP-invariance Violation in Neutrino Oscillations
The most promising approach to studying CP-violation in the leptonicsector seems to be to compare P (νµ → νe) versus P (νµ → νe).
Aµe = U∗e2Uµ2
(ei∆12 − 1
)+ U∗e3Uµ3
(ei∆13 − 1
)where ∆1i = ∆m2
1iL2E , i = 2, 3.
The amplitude for the CP-conjugate process is
Aµe = Ue2U∗µ2
(ei∆12 − 1
)+ Ue3U
∗µ3
(ei∆13 − 1
).
[remember: according to unitarty, Ue1U∗µ1 = −Ue2U∗
µ2 − Ue3U∗µ3]
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
In general, |A|2 6= |A|2 (CP-invariance violated) as long as:
• Nontrivial “Weak” Phases: arg(U∗eiUµi) → δ 6= 0, π;
• Nontrivial “Strong” Phases: ∆12, ∆13 → L 6= 0;
• Because of Unitarity, we need all |Uαi| 6= 0 → three generations.
All of these can be satisfied, with a little luck: given that two of the threemixing angles are known to be large, we need |Ue3| 6= 0.
The goal of next-generation neutrino experiments is to determine themagnitude of |Ue3|. We need to know this in order to understand how tostudy CP-invariance violation in neutrino oscillations!
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
In the real world, life is much more complicated. The lack of knowledgeconcerning the mass hierarchy, θ13, and θ23, for example, leads to severaldegeneracies and ambiguities.
Note that, in order to see CP-invariance violation, we need the“subleading” terms (and need to make sure that the leading atmosphericterms do not average out)!
In order to ultimately measure a new source of CP-invariance violation,we will need to combine different measurements:– oscillation of muon neutrinos and antineutrinos,– oscillations at accelerator and reactor experiments,– experiments with different baselines (or broad energy spectrum),– etc.
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
What We Know We Don’t Know (2): How Light is the Lightest Neutrino?
(∆m2)sol
(∆m2)sol
(∆m2)atm
(∆m2)atm
νe
νµ
ντ
(m1)2
(m2)2
(m3)2
(m1)2
(m2)2
(m3)2
normal hierarchy inverted hierarchy
m2 = 0 ——————
——————↑↓
m2lightest = ?
So far, we’ve only been able to measure
neutrino mass-squared differences.
The lightest neutrino mass is only poorly
constrained: m2lightest < 1 eV2
qualitatively different scenarios allowed:• m2
lightest ≡ 0;
• m2lightest � ∆m2
12,13;
• m2lightest � ∆m2
12,13.
Need information outside of neutrino oscillations.
[talk by Markus Steidl]
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
What We Know We Don’t Know (3) – Are Neutrinos Majorana Fermions?
νL
you
νR? ν
L?
you
__
A massive charged fermion (s=1/2) isdescribed by 4 degrees of freedom:
(e−L ← CPT→ e+R)
l Lorentz
(e−R ← CPT→ e+L)
A massive neutral fermion (s=1/2) isdescribed by 4 or 2 degrees of freedom:
(νL ← CPT→ νR)
l Lorentz “DIRAC”
(νR ← CPT→ νL)
(νL ← CPT→ νR)
“MAJORANA” l Lorentz
(νR ← CPT→ νL)How many degrees of freedom are requiredto describe massive neutrinos?
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
Why Don’t We Know the Answer?
If neutrino masses were indeed zero, this is a nonquestion: there is nodistinction between a massless Dirac and Majorana fermion.
Processes that are proportional to the Majorana nature of the neutrinovanish in the limit mν → 0. Since neutrinos masses are very small, theprobability for these to happen is very, very small: A ∝ mν/E.
The “smoking gun” signature is the observation of LEPTON NUMBERviolation. This is easy to understand: Majorana neutrinos are their ownantiparticles and, therefore, cannot carry “any” quantum numbers —including lepton number.
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
Search for the Violation of Lepton Number (or B − L)
10−4 10−3 10−2 10−1 1lightest neutrino mass in eV
10−4
10−3
10−2
10−1
1
|mee
| in
eV
90% CL (1 dof)
∆m232 > 0
disfavoured by 0ν2β
disfavouredby
cosmology
∆m232 < 0
Helicity Suppressed Amplitude ∝ meeE
Observable: mee ≡∑i U
2eimi
Best Bet: search for
Neutrinoless Double-Beta
Decay: Z → (Z + 2)e−e− ×
←(next)
←(next-next)
Are other probes competitive?
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
NEUTRINOS
HAVE MASS
10-5
10-4
10-3
10-2
10-1
1
10
10 2
10 3
10 4
10 5
10 6
10 7
10 8
10 9
10 10
10 11
10 12
0 1 2 3 4generation
mas
s (e
V)
t
bτ
µ
c
s
du
e
ν3
ν2
ν1
TeV
GeV
MeV
keV
eV
meV
[albeit very tiny ones...]
So What?
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
Who Cares About Neutrino Masses: Only∗ “Palpable” Evidenceof Physics Beyond the Standard Model
The SM we all learned in school predicts that neutrinos are strictlymassless. Massive neutrinos imply that the the SM is incomplete andneeds to be replaced/modified.
Furthermore, the SM has to be replaced by something qualitativelydifferent.
——————∗ There is only a handful of questions our model for fundamental physics cannot
explain properly. These are, in order of “palpability” (my opinion):
• What is the physics behind electroweak symmetry breaking? (Higgs or not in SM).
• What is the dark matter? (not in SM).
• Why does the Universe appear to be accelerating? Why does it appear that the
Universe underwent rapid acceleration in the past? (not in SM – is this “particle
physics?”).
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
What is the New Standard Model? [νSM]
The short answer is – WE DON’T KNOW. Not enough available info!
mEquivalently, there are several completely different ways of addressingneutrino masses. The key issue is to understand what else the νSMcandidates can do. [are they falsifiable?, are they “simple”?, do theyaddress other outstanding problems in physics?, etc]
We need more experimental input, and it looks like it may be coming inthe near/intermediate future!
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
Options include:
• modify SM Higgs sector (e.g. Higgs triplet) and/or
• modify SM particle content (e.g. SU(2)L Triplet or Singlet) and/or
• modify SM gauge structure and/or
• supersymmetrize the SM and add R-parity violation and/or
• augment the number of space-time dimensions and/or
• etc
Important: different options → different phenomenological consequences
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
VMNS ∼
0.8 0.5 0.2
0.4 0.6 0.70.4 0.6 0.7
VCKM ∼
1 0.2 0.001
0.2 1 0.01
0.001 0.01 1
1
Understanding Fermion Mixing
The other puzzling phenomenon uncovered by the neutrino data is the
fact that Neutrino Mixing is Strange. What does this mean?
It means that lepton mixing is very different from quark mixing:
[|(VMNS)e3| < 0.2]
WHY?
They certainly look VERY different, but which one would you labelas “strange”?
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
pessimist – “We can’t compute what |Ue3| is – must measure it!”
[Albright and Chen, hep-ph/0608137]
(same goes for the mass hierarchy, δ)June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
Comments On Current Flavor Model-Building Scene:
• VERY active research area. Opportunity to make bona fide predictionregarding parameters that haven’t been measured yet but will bemeasured for sure in the near future → θ13, δ, mass hierarchy, etc;
• For flavor symmetries, more important than determining the values ofthe parameters is the prospect of establishing non-trivial relationshipsamong several interesting unkowns;
e.g.,
sin2 θ13 ∼ ∆m212/|∆m2
13| if hierarchy is normal,sin2 θ13 ∼ (∆m2
12/|∆m213|)2 if hierachy is inverted
is common “prediction” of many flavor models (often also related tocos 2θ23).
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
How Do We Learn More?
In order to learn more, we need more information. Any new data and/oridea is welcome, including
• searches for charged lepton flavor violation (µ→ eγ, etc);
• searches for lepton number violation (neutrinoless double beta decay,etc);
• precision measurements of the neutrino oscillation parameters;
• searches for fermion electric/magnetic dipole moments (electron edm,muon g − 2, etc);
• searches for new physics at the TeV scale – we need to understand thephysics at the TeV scale before we can really understand the physicsbehind neutrino masses (is there low-energy SUSY?, etc).
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
CONCLUSIONS
The venerable Standard Model has finally sprung a leak – neutrinos arenot massless!
1. we have a very successful parametrization of the neutrino sector, andwe have identified what we know we don’t know → Well definedexperimental program.
2. neutrino masses are very small – we don’t know why, but we think itmeans something important.
3. lepton mixing is very different from quark mixing – we don’t knowwhy, but we think it means something important.
4. We need more experimental input – and more seems to be on the way(this is a truly data driven field right now). We only started to figureout what is going on.
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
5. There is plenty of room for surprises, as neutrinos are very narrow butdeep probes of all sorts of physical phenomena. Remember thatneutrino oscillations are “quantum interference devices” – potentiallyvery sensitive to whatever else may be out there (e.g., neutrino massesare often interpreted as evidence for new physics at the 1014 GeV!).
(GameShow Neutrinos)
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
BACK-UPs
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
What I Mean By the Standard Model
The SM is a quantum field theory with the following definingcharacteristics:
• Gauge Group (SU(3)c × SU(2)L × U(1)Y);
• Particle Content (fermions: Q, u, d, L, e, scalars: H).
Once this is specified, the SM is unambiguously determined:
• Most General Renormalizable Lagrangian;
• Measure All Free Parameters, and You Are Done! (after severaldecades of hard experimental work. . . )
If you follow these rules, neutrinos have no mass. Something has to give.
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
Candidate νSM
SM as an effective field theory – non-renormalizable operators
LνSM ⊃ −λij LiHLjH2Λ +O ( 1Λ2
)+H.c.
There is only one dimension five operator [Weinberg, 1979]. If Λ� 1 TeV, itleads to only one observable consequence...
after EWSB LνSM ⊃ mij2 νiνj ; mij = λij
v2
Λ .
• Neutrino masses are small: Λ� v → mν � mf (f = e, µ, u, d, etc)
• Neutrinos are Majorana fermions – Lepton number is violated!
• νSM effective theory – not valid for energies above at most Λ/λ.
• What is Λ? First naive guess is that M is the Planck scale – does notwork. Data require Λ < 1015 GeV (anything to do with the GUTscale?).
What else is this “good for”? Depends on the ultraviolet completion!
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
Another νSM
Why don’t we just enhance the fermion sector of the theory?
One may argue that it is trivial and simpler to just add
LYukawa = −yiαLiHNα +H.c.,
and neutrinos get a mass like all other fermions: miα = yiαv
• Data requires y < 10−12. Why so small?
• Neutrinos are Dirac fermions. B − L exactly conserved.
• νSM is a renormalizable theory.
This proposal, however, violates the rules of the SM (as I defined them)!The operator MN
2 NN , allowed by all gauge symmetries, is absent. Inorder to explain this, we are forced to add a symmetry to the νSM. Thesimplest candidate is a global U(1)B−L.
U(1)B−L is upgraded from accidental to fundamental (global) symmetry.
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
Old Standard Model, Encore
The SM is a quantum field theory with the following definingcharacteristics:
• Gauge Group (SU(3)c × SU(2)L × U(1)Y);
• Particle Content (fermions: Q, u, d, L, e, scalars: H).
Once this is specified, the SM is unambiguously determined:
• Most General Renormalizable Lagrangian;
• Measure All Free Parameters, and You Are Done.
This model has accidental global symmetries. In particular, the anomalyfree global symmetry is preserved: U(1)B−L.
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
New Standard Model, Dirac Neutrinos
The SM is a quantum field theory with the following definingcharacteristics:
• Gauge Group (SU(3)c × SU(2)L × U(1)Y);
• Particle Content (fermions: Q, u, d, L, e,N , scalars: H);
• Global Symmetry U(1)B−L.
Once this is specified, the SM is unambiguously determined:
• Most General Renormalizable Lagrangian;
• Measure All Free Parameters, and You Are Done.
Naively not too different, but nonetheless qualitatively different →enhanced symmetry sector!
June 6, 2008 ν Masses and Mixing
Andre de Gouvea Northwestern
On very small Yukawa couplings
We would like to believe that Yukawa couplings should naturally be oforder one.
Nature, on the other hand, seems to have a funny way of showing this. Ofall known fermions, only one (1) has a “natural” Yukawa coupling – thetop quark!
Regardless there are several very different ways of obtaining “naturally”very small Yukawa couplings. They require more new physics.
“Natural” solutions include flavor symmetries, extra-dimensions ofdifferent “warping,” . . .
June 6, 2008 ν Masses and Mixing